UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549- FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-5346 | ||||||||
Name of Registrant: | Putnam Variable Trust | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Variable Trust | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 12/31/10 | ||||||||
Date of reporting period: | 07/01/2010 - 06/30/2011 |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Absolute Return 500 Fund | |||||||
Date of fiscal year end: | 12/31/2011* | |||||||
*The Fund commenced operations on or around 04/30/2011. The Fund's first fiscal year will end on 12/31/2011. | ||||||||
Holly Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HOC | CUSIP 435758305 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock and Company Name Change | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT American Government Income Fund | ||||||||
Date of Fiscal Year End : | 12/31/2010 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | |||||||||
Fund Name : | Putnam VT Capital Opportunities Fund | |||||||||
Date of fiscal year end: | 12/31/2010 | |||||||||
AAON, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAON | CUSIP 000360206 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jack Short | Mgmt | For | For | For | |||||
1.2 | Elect Jerry Levine | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Abercrombie & Fitch Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANF | CUSIP 002896207 | 02/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reincorporation | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Actuant Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATU | CUSIP 00508X203 | 01/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Arzbaecher | Mgmt | For | For | For | |||||
1.2 | Elect Gurminder Bedi | Mgmt | For | For | For | |||||
1.3 | Elect Gustav Boel | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Fischer | Mgmt | For | For | For | |||||
1.5 | Elect William Hall | Mgmt | For | For | For | |||||
1.6 | Elect R. Alan Hunter, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Robert Peterson | Mgmt | For | For | For | |||||
1.8 | Elect Holly Van Deursen | Mgmt | For | For | For | |||||
1.9 | Elect Dennis Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Acxiom Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACXM | CUSIP 005125109 | 08/02/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jerry Gramaglia | Mgmt | For | For | For | |||||
2 | Elect Clark Kokich | Mgmt | For | For | For | |||||
3 | Elect Kevin Twomey | Mgmt | For | For | For | |||||
4 | 2010 Executive Cash Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
ADTRAN, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADTN | CUSIP 00738A106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Stanton | Mgmt | For | For | For | |||||
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | |||||
1.3 | Elect Ross Ireland | Mgmt | For | For | For | |||||
1.4 | Elect William Marks | Mgmt | For | For | For | |||||
1.5 | Elect James Matthews | Mgmt | For | For | For | |||||
1.6 | Elect Balan Nair | Mgmt | For | For | For | |||||
1.7 | Elect Roy Nichols | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Variable Incentive Compensation Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Aeropostale Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARO | CUSIP 007865108 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Beegle | Mgmt | For | For | For | |||||
1.2 | Elect Robert Chavez | Mgmt | For | For | For | |||||
1.3 | Elect Michael Cunningham | Mgmt | For | For | For | |||||
1.4 | Elect Evelyn Dilsaver | Mgmt | For | For | For | |||||
1.5 | Elect Julian Geiger | Mgmt | For | For | For | |||||
1.6 | Elect John Haugh | Mgmt | For | For | For | |||||
1.7 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | |||||
1.8 | Elect John Howard | Mgmt | For | For | For | |||||
1.9 | Elect Thomas Johnson | Mgmt | For | For | For | |||||
1.10 | Elect David Vermylen | Mgmt | For | For | For | |||||
2 | Amendment to the 2002 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
AGCO Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGCO | CUSIP 001084102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wolfgang Deml | Mgmt | For | For | For | |||||
2 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | |||||
3 | Elect Gerald Johanneson | Mgmt | For | For | For | |||||
4 | Elect Thomas LaSorda | Mgmt | For | For | For | |||||
5 | Elect George Minnich | Mgmt | For | For | For | |||||
6 | Elect Martin Richenhagen | Mgmt | For | For | For | |||||
7 | Elect Daniel Ustian | Mgmt | For | For | For | |||||
8 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Allegheny Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AYE | CUSIP 017361106 | 09/14/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Alliance Data Systems Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADS | CUSIP 018581108 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Roger Ballou | Mgmt | For | For | For | |||||
1.3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alliant Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LNT | CUSIP 018802108 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Harvey | Mgmt | For | For | For | |||||
1.2 | Elect Singleton McAllister | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alliant Techsystems Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATK | CUSIP 018804104 | 08/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Roxanne Decyk | Mgmt | For | For | For | |||||
1.2 | Elect Mark DeYoung | Mgmt | For | For | For | |||||
1.3 | Elect Martin Faga | Mgmt | For | For | For | |||||
1.4 | Elect Ronald Fogleman | Mgmt | For | For | For | |||||
1.5 | Elect April Foley | Mgmt | For | For | For | |||||
1.6 | Elect Tig Krekel | Mgmt | For | For | For | |||||
1.7 | Elect Douglas Maine | Mgmt | For | For | For | |||||
1.8 | Elect Roman Martinez IV | Mgmt | For | For | For | |||||
1.9 | Elect Mark Ronald | Mgmt | For | For | For | |||||
1.10 | Elect William Van Dyke | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Amedisys, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMED | CUSIP 023436108 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Borne | Mgmt | For | For | For | |||||
1.2 | Elect Ronald A. LaBorde | Mgmt | For | For | For | |||||
1.3 | Elect Jake Netterville | Mgmt | For | For | For | |||||
1.4 | Elect David Pitts | Mgmt | For | For | For | |||||
1.5 | Elect Peter Ricchiuti | Mgmt | For | For | For | |||||
1.6 | Elect Donald Washburn | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
American Financial Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFG | CUSIP 025932104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Carl Lindner | Mgmt | For | For | For | |||||
1.2 | Elect Carl Lindner, III | Mgmt | For | For | For | |||||
1.3 | Elect S. Craig Lindner | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Ambrecht | Mgmt | For | For | For | |||||
1.5 | Elect Theodore Emmerich | Mgmt | For | For | For | |||||
1.6 | Elect James Evans | Mgmt | For | For | For | |||||
1.7 | Elect Terry Jacobs | Mgmt | For | For | For | |||||
1.8 | Elect Gregory Joseph | Mgmt | For | For | For | |||||
1.9 | Elect William Verity | Mgmt | For | For | For | |||||
1.10 | Elect John Von Lehman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Co-CEO Equity Bonus Plan | Mgmt | For | For | For | |||||
4 | Annual Senior Executive Bonus Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||||
American Vanguard Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVD | CUSIP 030371108 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lawrence Clark | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Debra Edwards | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Alfred Ingulli | Mgmt | For | Withhold | Against | |||||
1.4 | Elect John Killmer | Mgmt | For | Withhold | Against | |||||
1.5 | Elect John Miles | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Carl Soderlind | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Irving Thau | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Eric Wintemute | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Esmail Zirakparvar | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
American Woodmark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMWD | CUSIP 030506109 | 08/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Brandt, Jr. | Mgmt | For | For | For | |||||
2 | Elect Andrew Cogan | Mgmt | For | For | For | |||||
3 | Elect Martha Dally | Mgmt | For | For | For | |||||
4 | Elect James Davis, Jr. | Mgmt | For | For | For | |||||
5 | Elect Kent Guichard | Mgmt | For | For | For | |||||
6 | Elect Daniel Hendrix | Mgmt | For | For | For | |||||
7 | Elect Kent Hussey | Mgmt | For | For | For | |||||
8 | Elect Carol Moerdyk | Mgmt | For | For | For | |||||
9 | Elect Vance Tang | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Amendment to the 2004 Incentive Plan for Employees | Mgmt | For | For | For | |||||
Amerigroup Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGP | CUSIP 03073T102 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Carlson | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey Child | Mgmt | For | For | For | |||||
1.3 | Elect Richard Shirk | Mgmt | For | For | For | |||||
1.4 | Elect John Snow | Mgmt | For | For | For | |||||
1.5 | Elect Joseph Prueher | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
AMERISAFE, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMSF | CUSIP 03071H100 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect C. Allen Bradley, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Austin Young III | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
AMETEK, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AME | CUSIP 031100100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Anthony Conti | Mgmt | For | For | For | |||||
1.2 | Elect Frank Hermance | Mgmt | For | For | For | |||||
2 | 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Amkor Technology, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMKR | CUSIP 031652100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Kim | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth Joyce | Mgmt | For | For | For | |||||
1.3 | Elect Roger Carolin | Mgmt | For | For | For | |||||
1.4 | Elect Winston Churchill | Mgmt | For | For | For | |||||
1.5 | Elect John Kim | Mgmt | For | For | For | |||||
1.6 | Elect John Osborne | Mgmt | For | For | For | |||||
1.7 | Elect Dong Park | Mgmt | For | For | For | |||||
1.8 | Elect James Zug | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
AMN Healthcare Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AHS | CUSIP 001744101 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect R. Jeffrey Harris | Mgmt | For | For | For | |||||
2 | Elect Michael Johns | Mgmt | For | For | For | |||||
3 | Elect Martha Marsh | Mgmt | For | For | For | |||||
4 | Elect Susan Salka | Mgmt | For | For | For | |||||
5 | Elect Andrew Stern | Mgmt | For | For | For | |||||
6 | Elect Paul Weaver | Mgmt | For | For | For | |||||
7 | Elect Douglas Wheat | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
AMN Healthcare Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AHS | CUSIP 001744101 | 12/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Conversion of Preferred Stock | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
AnnTaylor Stores Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANN | CUSIP 035623107 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dale Hilpert | Mgmt | For | For | For | |||||
2 | Elect Ronald Hovsepian | Mgmt | For | For | For | |||||
3 | Elect Linda Huett | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
ANSYS, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANSS | CUSIP 03662Q105 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Cashman III | Mgmt | For | For | For | |||||
1.2 | Elect William McDermott | Mgmt | For | For | For | |||||
1.3 | Elect Ajei Gopal | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Amendment to the 1996 Stock Option and Grant Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Apogee Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APOG | CUSIP 037598109 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Marzec | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Mitchell | Mgmt | For | For | For | |||||
1.3 | Elect David Weiss | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Amendment to the 2009 Non-Employee Director Stock Incentive Plan | Mgmt | For | Against | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Applied Industrial Technologies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIT | CUSIP 03820C105 | 10/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Bares | Mgmt | For | For | For | |||||
1.2 | Elect L. Thomas Hiltz | Mgmt | For | For | For | |||||
1.3 | Elect Edith Kelly-Green | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Arkansas Best Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABFS | CUSIP 040790107 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Alden | Mgmt | For | For | For | |||||
1.2 | Elect Frank Edelstein | Mgmt | For | For | For | |||||
1.3 | Elect William Legg | Mgmt | For | For | For | |||||
1.4 | Elect Judy McReynolds | Mgmt | For | For | For | |||||
1.5 | Elect Robert Young, III | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Ashland Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASH | CUSIP 044209104 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kathleen Ligocki | Mgmt | For | For | For | |||||
2 | Elect James O'Brien | Mgmt | For | For | For | |||||
3 | Elect Barry Perry | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
AsiaInfo-Linkage, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASIA | CUSIP 04518A104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Tian | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Davin Mackenzie | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Xiwei Huang | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
AsiaInfo-Linkage, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASIA | CUSIP 04518A104 | 09/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steve Zhang | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Thomas J. Manning | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Sean Shao | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Aspen Insurance Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AHL | CUSIP G05384105 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
2.1 | Elect Christopher O'Kane | Mgmt | For | For | For | |||||
2.2 | Elect John Cavoores | Mgmt | For | For | For | |||||
2.3 | Elect Liaquat Ahamed | Mgmt | For | Withhold | Against | |||||
2.4 | Elect Heidi Hutter | Mgmt | For | For | For | |||||
2.5 | Elect Albert Beer | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | 2011 Share Incentive Plan | Mgmt | For | For | For | |||||
Atwood Oceanics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATW | CUSIP 050095108 | 02/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Deborah Beck | Mgmt | For | For | For | |||||
1.2 | Elect Robert Burgess | Mgmt | For | For | For | |||||
1.3 | Elect George Dotson | Mgmt | For | For | For | |||||
1.4 | Elect Jack Golden | Mgmt | For | For | For | |||||
1.5 | Elect Hans Helmerich | Mgmt | For | For | For | |||||
1.6 | Elect James Montague | Mgmt | For | For | For | |||||
1.7 | Elect Robert Saltiel | Mgmt | For | For | For | |||||
2 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Autodesk, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADSK | CUSIP 052769106 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carl Bass | Mgmt | For | For | For | |||||
2 | Elect Crawford Beveridge | Mgmt | For | For | For | |||||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||||
4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||||
5 | Elect Sean Maloney | Mgmt | For | For | For | |||||
6 | Elect Mary McDowell | Mgmt | For | For | For | |||||
7 | Elect Lorrie Norrington | Mgmt | For | For | For | |||||
8 | Elect Charles Robel | Mgmt | For | For | For | |||||
9 | Elect Steven West | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Autoliv, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALV | CUSIP 052800109 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Carlson | Mgmt | For | For | For | |||||
1.2 | Elect Lars Nyberg | Mgmt | For | For | For | |||||
1.3 | Elect James Ringler | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Basic Energy Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAS | CUSIP 06985P100 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James D'Agostino | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Kenneth Huseman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Thomas Moore, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the 2003 Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Berry Petroleum Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRY | CUSIP 085789105 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ralph Busch, III | Mgmt | For | For | For | |||||
1.2 | Elect William Bush, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Cropper | Mgmt | For | For | For | |||||
1.4 | Elect J. Herbert Gaul, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Stephen Hadden | Mgmt | For | For | For | |||||
1.6 | Elect Robert Heinemann | Mgmt | For | For | For | |||||
1.7 | Elect Thomas Jamieson | Mgmt | For | For | For | |||||
1.8 | Elect J. Frank Keller | Mgmt | For | For | For | |||||
1.9 | Elect Michael Reddin | Mgmt | For | For | For | |||||
1.10 | Elect Martin Young, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Biovail Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BVF | CUSIP 09067J109 | 09/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Company Name Change | Mgmt | For | For | For | |||||
Black Hills Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BKH | CUSIP 092113109 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Emery | Mgmt | For | For | For | |||||
1.2 | Elect Rebecca Roberts | Mgmt | For | For | For | |||||
1.3 | Elect Warren Robinson | Mgmt | For | For | For | |||||
1.4 | Elect John Vering | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Blackbaud, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BLKB | CUSIP 09227Q100 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Timothy Chou | Mgmt | For | For | For | |||||
1.2 | Elect Carolyn Miles | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Blyth, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BTH | CUSIP 09643P207 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Anne Busquet | Mgmt | For | For | For | |||||
1.2 | Elect Pamela Goergen | Mgmt | For | For | For | |||||
1.3 | Elect Robert Goergen | Mgmt | For | For | For | |||||
1.4 | Elect Neal Goldman | Mgmt | For | For | For | |||||
1.5 | Elect Carol Hochman | Mgmt | For | For | For | |||||
1.6 | Elect Wilma Jordan | Mgmt | For | For | For | |||||
1.7 | Elect James McTaggart | Mgmt | For | For | For | |||||
1.8 | Elect Howard Rose | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Books-a-Million, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAMM | CUSIP 098570104 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Terry Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Albert Johnson | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
BorgWarner Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BWA | CUSIP 099724106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robin Adams | Mgmt | For | For | For | |||||
2 | Elect David Brown | Mgmt | For | For | For | |||||
3 | Elect Jan Carlson | Mgmt | For | For | For | |||||
4 | Elect Dennis Cuneo | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BR | CUSIP 11133T103 | 11/17/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||||
2 | Elect Richard Daly | Mgmt | For | For | For | |||||
3 | Elect Robert Duelks | Mgmt | For | For | For | |||||
4 | Elect Richard Haviland | Mgmt | For | For | For | |||||
5 | Elect Sandra Jaffee | Mgmt | For | For | For | |||||
6 | Elect Alexandra Lebenthal | Mgmt | For | For | For | |||||
7 | Elect Stuart Levine | Mgmt | For | For | For | |||||
8 | Elect Thomas Perna | Mgmt | For | For | For | |||||
9 | Elect Alan Weber | Mgmt | For | For | For | |||||
10 | Elect Arthur Weinbach | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2007 Omnibus Award Plan | Mgmt | For | Against | Against | |||||
Brocade Communications Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRCD | CUSIP 111621306 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Gerdelman | Mgmt | For | For | For | |||||
2 | Elect Glenn Jones | Mgmt | For | For | For | |||||
3 | Elect Michael Klayko | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Brookline Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRKL | CUSIP 11373M107 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Wilde | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | 2011 Restricted Stock Plan | Mgmt | For | For | For | |||||
Brown Shoe Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BWS | CUSIP 115736100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Fromm | Mgmt | For | For | For | |||||
1.2 | Elect Steven Korn | Mgmt | For | For | For | |||||
1.3 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Incentive and Stock Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Buckle Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BKE | CUSIP 118440106 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Hirschfeld | Mgmt | For | For | For | |||||
1.2 | Elect Dennis Nelson | Mgmt | For | For | For | |||||
1.3 | Elect Karen Rhoads | Mgmt | For | For | For | |||||
1.4 | Elect James Shada | Mgmt | For | For | For | |||||
1.5 | Elect Robert Campbell | Mgmt | For | For | For | |||||
1.6 | Elect Bill Fairfield | Mgmt | For | For | For | |||||
1.7 | Elect Bruce Hoberman | Mgmt | For | For | For | |||||
1.8 | Elect John Peetz | Mgmt | For | For | For | |||||
1.9 | Elect Michael Huss | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Management Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Amendment to 2005 Restricted Stock Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Cabela's Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAB | CUSIP 126804301 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Theodore Armstrong | Mgmt | For | For | For | |||||
2 | Elect Richard Cabela | Mgmt | For | For | For | |||||
3 | Elect James Cabela | Mgmt | For | For | For | |||||
4 | Elect John Edmondson | Mgmt | For | For | For | |||||
5 | Elect John Gottschalk | Mgmt | For | For | For | |||||
6 | Elect Dennis Highby | Mgmt | For | For | For | |||||
7 | Elect Reuben Mark | Mgmt | For | For | For | |||||
8 | Elect Michael McCarthy | Mgmt | For | For | For | |||||
9 | Elect Thomas Millner | Mgmt | For | For | For | |||||
10 | Elect Beth Pritchard | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
15 | Elimination of nonvoting Common Stock | Mgmt | For | For | For | |||||
Cabot Oil & Gas Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COG | CUSIP 127097103 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dan Dinges | Mgmt | For | For | For | |||||
2 | Elect James Gibbs | Mgmt | For | For | For | |||||
3 | Elect William Vititoe | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Cal Dive International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DVR | CUSIP 12802T101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Transier | Mgmt | For | For | For | |||||
1.2 | Elect John Mills | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Career Education Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CECO | CUSIP 141665109 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis Chookaszian | Mgmt | For | For | For | |||||
1.2 | Elect David Devonshire | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Gross | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Gregory Jackson | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Lally | Mgmt | For | For | For | |||||
1.6 | Elect Steven Lesnik | Mgmt | For | For | For | |||||
1.7 | Elect Gary McCullough | Mgmt | For | For | For | |||||
1.8 | Elect Leslie Thornton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
CDI Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CDI | CUSIP 125071100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paulett Eberhart | Mgmt | For | For | For | |||||
1.2 | Elect Michael Emmi | Mgmt | For | For | For | |||||
1.3 | Elect Walter Garrison | Mgmt | For | For | For | |||||
1.4 | Elect Lawrence Karlson | Mgmt | For | For | For | |||||
1.5 | Elect Ronald J. Kozich | Mgmt | For | For | For | |||||
1.6 | Elect Anna Seal | Mgmt | For | For | For | |||||
1.7 | Elect Albert Smith | Mgmt | For | For | For | |||||
1.8 | Elect Barton Winokur | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | CEO Cash Bonus Plan | Mgmt | For | For | For | |||||
5 | Amendment to the Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Centene Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNC | CUSIP 15135B101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Neidorff | Mgmt | For | For | For | |||||
1.2 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
1.3 | Elect John Roberts | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Century Aluminum Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CENX | CUSIP 156431108 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Blumgart | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Steven Kalmin | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Terence Wilkinson | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Cephalon, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CEPH | CUSIP 156708109 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J. Kevin Buchi | Mgmt | For | For | For | |||||
2 | Elect William Egan | Mgmt | For | For | For | |||||
3 | Elect Martyn Greenacre | Mgmt | For | For | For | |||||
4 | Elect Charles Homcy | Mgmt | For | For | For | |||||
5 | Elect Vaughn Kailian | Mgmt | For | For | For | |||||
6 | Elect Kevin Moley | Mgmt | For | For | For | |||||
7 | Elect Charles Sanders | Mgmt | For | For | For | |||||
8 | Elect Gail Wilensky | Mgmt | For | For | For | |||||
9 | Elect Dennis Winger | Mgmt | For | For | For | |||||
10 | Amendment to 2011 Equity Compensation Plan | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
Chicago Bridge & Iron Company N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBI | CUSIP 167250109 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gary Neale | Mgmt | For | For | For | |||||
2 | Elect J. Charles Jennett | Mgmt | For | For | For | |||||
3 | Elect Larry McVay | Mgmt | For | For | For | |||||
4 | Elect Marsha Williams | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
Church & Dwight Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHD | CUSIP 171340102 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect José Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect James Craigie | Mgmt | For | For | For | |||||
1.3 | Elect Rosina Dixon | Mgmt | For | For | For | |||||
1.4 | Elect Robert LeBlanc | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
City Holding Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHCO | CUSIP 177835105 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Hugh Clonch | Mgmt | For | For | For | |||||
1.2 | Elect Robert Fisher | Mgmt | For | For | For | |||||
1.3 | Elect Jay Goldman | Mgmt | For | For | For | |||||
1.4 | Elect Charles Hageboeck | Mgmt | For | For | For | |||||
1.5 | Elect Philip McLaughlin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
City National Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CYN | CUSIP 178566105 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Bloch | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Bram Goldsmith | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Ashok Israni | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Kenneth Ziffren | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Omnibus Plan | Mgmt | For | Against | Against | |||||
4 | Amendment of the Variable Bonus Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Clayton Williams Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CWEI | CUSIP 969490101 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Davis Ford | Mgmt | For | For | For | |||||
1.2 | Elect Robert Parker | Mgmt | For | For | For | |||||
1.3 | Elect Jordan Smith | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Clear Channel Outdoor Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCO | CUSIP 18451C109 | 05/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Shepherd | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Christopher Temple | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Scott Wells | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cliffs Natural Resources Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLF | CUSIP 18683K101 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
2 | Elect Susan Cunningham | Mgmt | For | For | For | |||||
3 | Elect Barry Eldridge | Mgmt | For | For | For | |||||
4 | Elect Andrés Ricardo Gluski Weilert | Mgmt | For | For | For | |||||
5 | Elect Susan Green | Mgmt | For | For | For | |||||
6 | Elect Janice Henry | Mgmt | For | For | For | |||||
7 | Elect James Kirsch | Mgmt | For | For | For | |||||
8 | Elect Francis McAllister | Mgmt | For | For | For | |||||
9 | Elect Roger Phillips | Mgmt | For | For | For | |||||
10 | Elect Richard Riederer | Mgmt | For | For | For | |||||
11 | Elect Richard Ross | Mgmt | For | For | For | |||||
12 | Elect Alan Schwartz | Mgmt | For | For | For | |||||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
CNA Surety Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SUR | CUSIP 12612L108 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Philip Britt | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Anthony Cleberg | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Edelson | Mgmt | For | Withhold | Against | |||||
1.4 | Elect D. Craig Mense | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Robert Tinstman | Mgmt | For | Withhold | Against | |||||
1.6 | Elect John Welch | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Peter W. Wilson | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Long-Term Equity Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Coeur d'Alene Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CDE | CUSIP 192108504 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect L. Michael Bogert | Mgmt | For | For | For | |||||
1.2 | Elect James Curran | Mgmt | For | For | For | |||||
1.3 | Elect Sebastian Edwards | Mgmt | For | For | For | |||||
1.4 | Elect Andrew Lundquist | Mgmt | For | For | For | |||||
1.5 | Elect Robert Mellor | Mgmt | For | For | For | |||||
1.6 | Elect John Robinson | Mgmt | For | For | For | |||||
1.7 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||||
1.8 | Elect Timothy Winterer | Mgmt | For | For | For | |||||
1.9 | Elect Dennis Wheeler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Cogent, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COGT | CUSIP 19239Y108 | 08/02/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ming Hsieh | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Bolger | Mgmt | For | Withhold | Against | |||||
1.3 | Elect John Stenbit | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Kenneth Thornton | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Commerce Bancshares, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBSH | CUSIP 200525103 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Capps | Mgmt | For | For | For | |||||
1.2 | Elect W. Thomas Grant II | Mgmt | For | For | For | |||||
1.3 | Elect James Hebenstreit | Mgmt | For | For | For | |||||
1.4 | Elect David Kemper | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Commercial Metals Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMC | CUSIP 201723103 | 01/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Guido | Mgmt | For | For | For | |||||
1.2 | Elect Sarah Raiss | Mgmt | For | For | For | |||||
1.3 | Elect J. David Smith | Mgmt | For | For | For | |||||
1.4 | Elect Robert Womack | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Compass Minerals International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMP | CUSIP 20451N101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bradley Bell | Mgmt | For | For | For | |||||
1.2 | Elect Richard Grant | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Complete Production Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPX | CUSIP 20453E109 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Boswell | Mgmt | For | For | For | |||||
1.2 | Elect Michael McShane | Mgmt | For | For | For | |||||
1.3 | Elect Marcus Watts | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Con-Way Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNW | CUSIP 205944101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Anton | Mgmt | For | For | For | |||||
2 | Elect William Corbin | Mgmt | For | For | For | |||||
3 | Elect Robert Jaunich II | Mgmt | For | For | For | |||||
4 | Elect W. Keith Kennedy, Jr. | Mgmt | For | For | For | |||||
5 | Elect Michael Murray | Mgmt | For | For | For | |||||
6 | Elect Edith Perez | Mgmt | For | For | For | |||||
7 | Elect John Pope | Mgmt | For | For | For | |||||
8 | Elect William Schroeder | Mgmt | For | For | For | |||||
9 | Elect Douglas Stotlar | Mgmt | For | For | For | |||||
10 | Elect Peter Stott | Mgmt | For | For | For | |||||
11 | Elect Chelsea White III | Mgmt | For | For | For | |||||
12 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | Against | Against | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
CONMED Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNMD | CUSIP 207410101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Eugene Corasanti | Mgmt | For | For | For | |||||
1.2 | Elect Joseph Corasanti | Mgmt | For | For | For | |||||
1.3 | Elect Bruce Daniels | Mgmt | For | For | For | |||||
1.4 | Elect Jo Ann Golden | Mgmt | For | For | For | |||||
1.5 | Elect Stephen Mandia | Mgmt | For | For | For | |||||
1.6 | Elect Stuart Schwartz | Mgmt | For | For | For | |||||
1.7 | Elect Mark Tryniski | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Contango Oil & Gas Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCF | CUSIP 21075N204 | 12/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kenneth Peak | Mgmt | For | Against | Against | |||||
2 | Elect B.A. Berilgen | Mgmt | For | Against | Against | |||||
3 | Elect Jay Brehmer | Mgmt | For | Against | Against | |||||
4 | Elect Charles Reimer | Mgmt | For | Against | Against | |||||
5 | Elect Steven Schoonover | Mgmt | For | Against | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Coventry Health Care, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVH | CUSIP 222862104 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joel Ackerman | Mgmt | For | Against | Against | |||||
2 | Elect Lawrence Kugelman | Mgmt | For | Against | Against | |||||
3 | Elect Michael Stocker | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Cross Country Healthcare, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCRN | CUSIP 227483104 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Boshart | Mgmt | For | For | For | |||||
1.2 | Elect Emil Hensel | Mgmt | For | For | For | |||||
1.3 | Elect W. Larry Cash | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Dircks | Mgmt | For | For | For | |||||
1.5 | Elect Gale Fitzgerald | Mgmt | For | For | For | |||||
1.6 | Elect Joseph Trunfio | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
CSG Systems International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSGS | CUSIP 126349109 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Cooper | Mgmt | For | For | For | |||||
1.2 | Elect John Hughes | Mgmt | For | For | For | |||||
1.3 | Elect Bernard Reznicek | Mgmt | For | For | For | |||||
1.4 | Elect Donald Smith | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Approval of the Performance Bonus Program | Mgmt | For | For | For | |||||
5 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
6 | Amendment to the 1996 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
CSS Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSS | CUSIP 125906107 | 08/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Scott Beaumont | Mgmt | For | For | For | |||||
1.2 | Elect James Bromley | Mgmt | For | For | For | |||||
1.3 | Elect Jack Farber | Mgmt | For | For | For | |||||
1.4 | Elect John Gavin | Mgmt | For | For | For | |||||
1.5 | Elect James Ksansnak | Mgmt | For | For | For | |||||
1.6 | Elect Rebecca Matthias | Mgmt | For | For | For | |||||
1.7 | Elect Christopher Munyan | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cubist Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBST | CUSIP 229678107 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Martin Rosenberg | Mgmt | For | For | For | |||||
1.2 | Elect Matthew Singleton | Mgmt | For | For | For | |||||
1.3 | Elect Michael Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cullen/Frost Bankers, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CFR | CUSIP 229899109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect R. Denny Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Carlos Alvarez | Mgmt | For | For | For | |||||
1.3 | Elect Royce Caldwell | Mgmt | For | For | For | |||||
1.4 | Elect Crawford Edwards | Mgmt | For | For | For | |||||
1.5 | Elect Ruben Escobedo | Mgmt | For | For | For | |||||
1.6 | Elect Richard Evans, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Patrick Frost | Mgmt | For | For | For | |||||
1.8 | Elect David Haemisegger | Mgmt | For | For | For | |||||
1.9 | Elect Karen Jennings | Mgmt | For | For | For | |||||
1.10 | Elect Richard Kleberg III | Mgmt | For | For | For | |||||
1.11 | Elect Charles Matthews | Mgmt | For | For | For | |||||
1.12 | Elect Ida Clement Steen | Mgmt | For | For | For | |||||
1.13 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Cytec Industries Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CYT | CUSIP 232820100 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Anthony Fernandes | Mgmt | For | For | For | |||||
2 | Elect Jerry Satrum | Mgmt | For | For | For | |||||
3 | Elect Raymond Sharpe | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
5 | Amendment to the 1993 Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Danvers Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNBK | CUSIP 236442109 | 05/13/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | TNA | N/A | |||||
2 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||||
Delphi Financial Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DFG | CUSIP 247131105 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Philip O'Connor | Mgmt | For | For | For | |||||
1.2 | Elect Robert Rosenkranz | Mgmt | For | For | For | |||||
1.3 | Elect Donald Sherman | Mgmt | For | For | For | |||||
1.4 | Elect Kevin Brine | Mgmt | For | For | For | |||||
1.5 | Elect Edward Fox | Mgmt | For | For | For | |||||
1.6 | Elect Steven Hirsh | Mgmt | For | For | For | |||||
1.7 | Elect Harold Ilg | Mgmt | For | For | For | |||||
1.8 | Elect James Litvack | Mgmt | For | For | For | |||||
1.9 | Elect James Meehan | Mgmt | For | For | For | |||||
1.10 | Elect Robert Wright | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Deluxe Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLX | CUSIP 248019101 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Baldwin | Mgmt | For | For | For | |||||
1.2 | Elect Charles Haggerty | Mgmt | For | For | For | |||||
1.3 | Elect Don McGrath | Mgmt | For | For | For | |||||
1.4 | Elect Cheryl McKissack | Mgmt | For | For | For | |||||
1.5 | Elect Neil Metviner | Mgmt | For | For | For | |||||
1.6 | Elect Stephen Nachtsheim | Mgmt | For | For | For | |||||
1.7 | Elect Mary O'Dwyer | Mgmt | For | For | For | |||||
1.8 | Elect Martyn Redgrave | Mgmt | For | For | For | |||||
1.9 | Elect Lee Schram | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
DiamondRock Hospitality Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DRH | CUSIP 252784301 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William McCarten | Mgmt | For | For | For | |||||
1.2 | Elect Daniel Altobello | Mgmt | For | For | For | |||||
1.3 | Elect W. Robert Grafton | Mgmt | For | For | For | |||||
1.4 | Elect Maureen McAvey | Mgmt | For | For | For | |||||
1.5 | Elect Gilbert Ray | Mgmt | For | For | For | |||||
1.6 | Elect John Williams | Mgmt | For | For | For | |||||
1.7 | Elect Mark Brugger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Diodes Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIOD | CUSIP 254543101 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect C.H. Chen | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Michael Giordano | Mgmt | For | For | For | |||||
1.3 | Elect L.P. Hsu | Mgmt | For | For | For | |||||
1.4 | Elect Keh-Shew Lu | Mgmt | For | For | For | |||||
1.5 | Elect Raymond Soong | Mgmt | For | For | For | |||||
1.6 | Elect John Stich | Mgmt | For | For | For | |||||
1.7 | Elect Michael Tsai | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dollar Tree, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLTR | CUSIP 256746108 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Macon Brock, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Mary Citrino | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Whiddon | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Omnibus Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
DST Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DST | CUSIP 233326107 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Argyros | Mgmt | For | For | For | |||||
1.2 | Elect Lawrence Higby | Mgmt | For | For | For | |||||
1.3 | Elect Thomas McDonnell | Mgmt | For | For | For | |||||
1.4 | Elect M. Jeannine Strandjord | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
East West Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EWBC | CUSIP 27579R104 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Iris Chan | Mgmt | For | For | For | |||||
1.2 | Elect Rudolph Estrada | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Julia Gouw | Mgmt | For | For | For | |||||
1.4 | Elect Paul Irving | Mgmt | For | For | For | |||||
1.5 | Elect Andrew Kane | Mgmt | For | For | For | |||||
1.6 | Elect John Lee | Mgmt | For | For | For | |||||
1.7 | Elect Herman Li | Mgmt | For | For | For | |||||
1.8 | Elect Jack Liu | Mgmt | For | For | For | |||||
1.9 | Elect Dominic Ng | Mgmt | For | For | For | |||||
1.10 | Elect Keith Renken | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 1998 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Eastman Chemical Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMN | CUSIP 277432100 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Humberto Alfonso | Mgmt | For | For | For | |||||
2 | Elect Michael Connors | Mgmt | For | For | For | |||||
3 | Elect Howard Lance | Mgmt | For | For | For | |||||
4 | Elect James Rogers | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
9 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
EchoStar Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SATS | CUSIP 278768106 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Clayton | Mgmt | For | Withhold | Against | |||||
1.2 | Elect R. Stanton Dodge | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Michael Dugan | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Charles Ergen | Mgmt | For | Withhold | Against | |||||
1.5 | Elect David Moskowitz | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Tom Ortolf | Mgmt | For | Withhold | Against | |||||
1.7 | Elect C. Michael Schroeder | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
El Paso Electric Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EE | CUSIP 283677854 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Catherine Allen | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth Heitz | Mgmt | For | For | For | |||||
1.3 | Elect Michael Parks | Mgmt | For | For | For | |||||
1.4 | Elect Eric Siegel | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Emulex Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELX | CUSIP 292475209 | 11/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Fred Cox | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Michael Downey | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Bruce Edwards | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Paul Folino | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Robert Goon | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Don Lyle | Mgmt | For | Withhold | Against | |||||
1.7 | Elect James McCluney | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Dean Yoost | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Endo Pharmaceuticals Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENDP | CUSIP 29264F205 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Delucca | Mgmt | For | For | For | |||||
1.2 | Elect David Holveck | Mgmt | For | For | For | |||||
1.3 | Elect Nancy Hutson | Mgmt | For | For | For | |||||
1.4 | Elect Michael Hyatt | Mgmt | For | For | For | |||||
1.5 | Elect Roger Kimmel | Mgmt | For | For | For | |||||
1.6 | Elect William P. Montague | Mgmt | For | For | For | |||||
1.7 | Elect David Nash | Mgmt | For | For | For | |||||
1.8 | Elect Joseph Scodari | Mgmt | For | For | For | |||||
1.9 | Elect William Spengler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Endurance Specialty Holdings Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENH | CUSIP G30397106 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Bolinder | Mgmt | For | For | For | |||||
1.2 | Elect Susan Cabrera | Mgmt | For | For | For | |||||
1.3 | Elect Scott Moore | Mgmt | For | For | For | |||||
1.4 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
1.5 | Elect Robert Spass | Mgmt | For | Withhold | Against | |||||
1.6 | Elect David Cash | Mgmt | For | For | For | |||||
1.7 | Elect John V. Del Col | Mgmt | For | For | For | |||||
1.8 | Elect William M. Jewett | Mgmt | For | For | For | |||||
1.9 | Elect Alan Barlow | Mgmt | For | For | For | |||||
1.10 | Elect William Bolinder | Mgmt | For | For | For | |||||
1.11 | Elect David Cash | Mgmt | For | For | For | |||||
1.12 | Elect Simon Minshall | Mgmt | For | For | For | |||||
1.13 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
1.14 | Elect Alan Barlow | Mgmt | For | For | For | |||||
1.15 | Elect William Bolinder | Mgmt | For | For | For | |||||
1.16 | Elect David Cash | Mgmt | For | For | For | |||||
1.17 | Elect Simon Minshall | Mgmt | For | For | For | |||||
1.18 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||||
6 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | |||||
7 | Decrease Board Size | Mgmt | For | For | For | |||||
Ennis Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EBF | CUSIP 293389102 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Frank Bracken | Mgmt | For | For | For | |||||
1.2 | Elect Keith Walters | Mgmt | For | For | For | |||||
1.3 | Elect Irshad Ahmad | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
EnPro Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NPO | CUSIP 29355X107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Macadam | Mgmt | For | For | For | |||||
1.2 | Elect J.P. Bolduc | Mgmt | For | For | For | |||||
1.3 | Elect Peter Browning | Mgmt | For | For | For | |||||
1.4 | Elect Diane Creel | Mgmt | For | For | For | |||||
1.5 | Elect Don DeFosset | Mgmt | For | For | For | |||||
1.6 | Elect Gordon Harnett | Mgmt | For | For | For | |||||
1.7 | Elect David Hauser | Mgmt | For | For | For | |||||
1.8 | Elect Wilbur Prezzano, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Entertainment Properties Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EPR | CUSIP 29380T105 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Brain | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Druten | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
FactSet Research Systems Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FDS | CUSIP 303075105 | 12/14/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Laird, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect James McGonigle | Mgmt | For | For | For | |||||
1.3 | Elect Charles Snyder | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Stock Option Plan | Mgmt | For | Against | Against | |||||
Fair Isaac Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FICO | CUSIP 303250104 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect A. George Battle | Mgmt | For | Against | Against | |||||
2 | Elect Nicholas Graziano | Mgmt | For | For | For | |||||
3 | Elect Mark Greene | Mgmt | For | For | For | |||||
4 | Elect Alex Hart | Mgmt | For | For | For | |||||
5 | Elect James Kirsner | Mgmt | For | For | For | |||||
6 | Elect William Lansing | Mgmt | For | For | For | |||||
7 | Elect Rahul Merchant | Mgmt | For | For | For | |||||
8 | Elect Margaret Taylor | Mgmt | For | For | For | |||||
9 | Elect Duane White | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fairchild Semiconductor International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCS | CUSIP 303726103 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Carinalli | Mgmt | For | For | For | |||||
2 | Elect Randy Carson | Mgmt | For | For | For | |||||
3 | Elect Anthony Lear | Mgmt | For | For | For | |||||
4 | Elect Thomas Magnanti | Mgmt | For | For | For | |||||
5 | Elect Kevin McGarity | Mgmt | For | For | For | |||||
6 | Elect Bryan Roub | Mgmt | For | For | For | |||||
7 | Elect Ronald Shelly | Mgmt | For | For | For | |||||
8 | Elect Mark Thompson | Mgmt | For | For | For | |||||
9 | Amendment to the 2007 Stock Plan | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
First Citizens BancShares, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCNCA | CUSIP 31946M103 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Alexander, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Carmen Holding Ames | Mgmt | For | For | For | |||||
1.3 | Elect Victor Bell III | Mgmt | For | For | For | |||||
1.4 | Elect George Broadrick | Mgmt | For | For | For | |||||
1.5 | Elect Hope Connell | Mgmt | For | For | For | |||||
1.6 | Elect H. M. Craig III | Mgmt | For | For | For | |||||
1.7 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Daniel Heavner | Mgmt | For | For | For | |||||
1.9 | Elect Frank Holding | Mgmt | For | For | For | |||||
1.10 | Elect Frank Holding, Jr. | Mgmt | For | For | For | |||||
1.11 | Elect Lucius Jones | Mgmt | For | For | For | |||||
1.12 | Elect Robert Mason, IV | Mgmt | For | For | For | |||||
1.13 | Elect Robert Newcomb | Mgmt | For | For | For | |||||
1.14 | Elect James Parker | Mgmt | For | For | For | |||||
1.15 | Elect Ralph Shelton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Firstenergy Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FE | CUSIP 337932107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Addison | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Anthony Alexander | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Michael Anderson | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Carol Cartwright | Mgmt | For | Withhold | Against | |||||
1.5 | Elect William Cottle | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Julia Johnson | Mgmt | For | For | For | |||||
1.8 | Elect Ted Kleisner | Mgmt | For | For | For | |||||
1.9 | Elect Ernest Novak, Jr. | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Catherine Rein | Mgmt | For | Withhold | Against | |||||
1.11 | Elect George Smart | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Wesley Taylor | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Jesse Williams, Sr. | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Report on Coal Risk | ShrHldr | Against | For | Against | |||||
FMC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FMC | CUSIP 302491303 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edward Mooney | Mgmt | For | For | For | |||||
2 | Elect Enrique Sosa | Mgmt | For | For | For | |||||
3 | Elect Vincent Volpe Jr. | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Fresh Del Monte Produce Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FDP | CUSIP G36738105 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Berthelot | Mgmt | For | For | For | |||||
2 | Elect Madeleine Champion | Mgmt | For | For | For | |||||
3 | Elect Elias Hebeka | Mgmt | For | For | For | |||||
4 | Approval of Financial Statements | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Allocation of Dividends | Mgmt | For | For | For | |||||
7 | 2011 Omnibus Share Incentive Plan | Mgmt | For | Against | Against | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Gannett Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GCI | CUSIP 364730101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Cody | Mgmt | For | For | For | |||||
1.2 | Elect Craig Dubow | Mgmt | For | For | For | |||||
1.3 | Elect Howard Elias | Mgmt | For | For | For | |||||
1.4 | Elect Arthur Harper | Mgmt | For | For | For | |||||
1.5 | Elect John Louis | Mgmt | For | For | For | |||||
1.6 | Elect Marjorie Magner | Mgmt | For | For | For | |||||
1.7 | Elect Scott McCune | Mgmt | For | For | For | |||||
1.8 | Elect Duncan McFarland | Mgmt | For | For | For | |||||
1.9 | Elect Neal Shapiro | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Gardner Denver, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GDI | CUSIP 365558105 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Donald Barger, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Raymond Hipp | Mgmt | For | For | For | |||||
1.3 | Elect David Petratis | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
GATX Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GMT | CUSIP 361448103 | 04/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Anne Ariva | Mgmt | For | For | For | |||||
2 | Elect Deborah Fretz | Mgmt | For | For | For | |||||
3 | Elect Ernst Häberli | Mgmt | For | For | For | |||||
4 | Elect Brian Kenney | Mgmt | For | For | For | |||||
5 | Elect Mark McGrath | Mgmt | For | For | For | |||||
6 | Elect James Ream | Mgmt | For | For | For | |||||
7 | Elect David Sutherland | Mgmt | For | For | For | |||||
8 | Elect Casey Sylla | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Gentiva Health Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTIV | CUSIP 37247A102 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Forman, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Victor Ganzi | Mgmt | For | For | For | |||||
1.3 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Ronald Malone | Mgmt | For | For | For | |||||
1.5 | Elect Stuart Olsten | Mgmt | For | For | For | |||||
1.6 | Elect Sheldon Retchin | Mgmt | For | For | For | |||||
1.7 | Elect Tony Strange | Mgmt | For | For | For | |||||
1.8 | Elect Raymond Troubh | Mgmt | For | For | For | |||||
1.9 | Elect Rodney Windley | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
Georgia Gulf Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GGC | CUSIP 373200302 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Wayne Sales | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Gervis | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Adoption of Shareholder Rights Plan | Mgmt | For | Against | Against | |||||
5 | 2011 Equity and Performance Incentive Plan | Mgmt | For | Against | Against | |||||
6 | Annual Incentive Compensation Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Global Cash Access Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GCA | CUSIP 378967103 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Fred Enlow | Mgmt | For | For | For | |||||
1.2 | Elect Patrick Olson | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Global Industries, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GLBL | CUSIP 379336100 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Buckner | Mgmt | For | For | For | |||||
1.2 | Elect John Clerico | Mgmt | For | For | For | |||||
1.3 | Elect Lawrence Dickerson | Mgmt | For | For | For | |||||
1.4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
1.5 | Elect Charles Enze | Mgmt | For | For | For | |||||
1.6 | Elect Larry Farmer | Mgmt | For | For | For | |||||
1.7 | Elect Edgar Hotard | Mgmt | For | For | For | |||||
1.8 | Elect Richard Pattarozzi | Mgmt | For | For | For | |||||
1.9 | Elect John Reed | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Global Payments Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPN | CUSIP 37940X102 | 09/30/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edwin Burba, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Raymond Killian | Mgmt | For | For | For | |||||
1.3 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Harleysville Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HGIC | CUSIP 412824104 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect W. Thacher Brown | Mgmt | For | For | For | |||||
1.2 | Elect Mirian Graddick-Weir | Mgmt | For | For | For | |||||
1.3 | Elect William Scranton III | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Harsco Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSC | CUSIP 415864107 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect K. Eddy | Mgmt | For | For | For | |||||
1.2 | Elect D. Everitt | Mgmt | For | For | For | |||||
1.3 | Elect S. Fazzolari | Mgmt | For | For | For | |||||
1.4 | Elect Stuart Graham | Mgmt | For | For | For | |||||
1.5 | Elect Terry Growcock | Mgmt | For | For | For | |||||
1.6 | Elect Henry Knueppel | Mgmt | For | For | For | |||||
1.7 | Elect J. Loree | Mgmt | For | For | For | |||||
1.8 | Elect A. Sordoni, III | Mgmt | For | For | For | |||||
1.9 | Elect Robert Wilburn | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hasbro, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAS | CUSIP 418056107 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
HCC Insurance Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCC | CUSIP 404132102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Judy Bozeman | Mgmt | For | For | For | |||||
1.2 | Elect Frank Bramanti | Mgmt | For | For | For | |||||
1.3 | Elect Walter Duer | Mgmt | For | For | For | |||||
1.4 | Elect James Flagg | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||||
1.6 | Elect Leslie Heisz | Mgmt | For | For | For | |||||
1.7 | Elect Deborah Midanek | Mgmt | For | For | For | |||||
1.8 | Elect John Molbeck, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect James Oesterreicher | Mgmt | For | For | For | |||||
1.10 | Elect Robert Rosholt | Mgmt | For | For | For | |||||
1.11 | Elect Christopher Williams | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Headwaters Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HW | CUSIP 42210P102 | 02/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kirk Benson | Mgmt | For | For | For | |||||
1.2 | Elect E.J. Garn | Mgmt | For | For | For | |||||
1.3 | Elect Raymond Weller | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Health Net, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HNT | CUSIP 42222G108 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Citrino | Mgmt | For | For | For | |||||
2 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||||
3 | Elect Vicki Escarra | Mgmt | For | For | For | |||||
4 | Elect Gale Fitzgerald | Mgmt | For | For | For | |||||
5 | Elect Patrick Foley | Mgmt | For | For | For | |||||
6 | Elect Jay Gellert | Mgmt | For | For | For | |||||
7 | Elect Roger Greaves | Mgmt | For | For | For | |||||
8 | Elect Bruce Willison | Mgmt | For | For | For | |||||
9 | Elect Frederick Yeager | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
Healthways, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HWAY | CUSIP 422245100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Cigarran | Mgmt | For | For | For | |||||
1.2 | Elect C. Warren Neel | Mgmt | For | For | For | |||||
1.3 | Elect John Ballantine | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Heidrick & Struggles International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSII | CUSIP 422819102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect L. Kevin Kelly | Mgmt | For | For | For | |||||
2 | Elect Robert Knowling, Jr. | Mgmt | For | For | For | |||||
3 | Elect V. Paul Unruh | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Amendment to the 2007 GlobalShare Program | Mgmt | For | Against | Against | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Helen Of Troy Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HELE | CUSIP G4388N106 | 08/31/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary Abromovitz | Mgmt | For | For | For | |||||
1.2 | Elect John Butterworth | Mgmt | For | For | For | |||||
1.3 | Elect Timothy Meeker | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Rubin | Mgmt | For | For | For | |||||
1.5 | Elect Stanlee Rubin | Mgmt | For | For | For | |||||
1.6 | Elect William Susetka | Mgmt | For | For | For | |||||
1.7 | Elect Adolpho Telles | Mgmt | For | For | For | |||||
1.8 | Elect Darren Woody | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Helix Energy Solutions Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HLX | CUSIP 42330P107 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Nancy Quinn | Mgmt | For | For | For | |||||
1.2 | Elect William Transier | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Hercules Offshore, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HERO | CUSIP 427093109 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Amonett | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Madonna | Mgmt | For | For | For | |||||
1.3 | Elect F. Gardner Parker | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hill-Rom Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRC | CUSIP 431475102 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Golden | Mgmt | For | For | For | |||||
1.2 | Elect W. August Hillenbrand | Mgmt | For | For | For | |||||
1.3 | Elect Joanne Smith | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Short-term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hittite Microwave Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HITT | CUSIP 43365Y104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Daly | Mgmt | For | For | For | |||||
1.2 | Elect Ernest Godshalk | Mgmt | For | For | For | |||||
1.3 | Elect Rick Hess | Mgmt | For | For | For | |||||
1.4 | Elect Adrienne Markham | Mgmt | For | For | For | |||||
1.5 | Elect Brian McAloon | Mgmt | For | For | For | |||||
1.6 | Elect Cosmo Trapani | Mgmt | For | For | For | |||||
1.7 | Elect Franklin Weigold | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hologic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HOLX | CUSIP 436440101 | 03/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Cumming | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Cascella | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Glenn Muir | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Sally Crawford | Mgmt | For | Withhold | Against | |||||
1.5 | Elect David LaVance, Jr. | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Nancy Leaming | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Lawrence Levy | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Elaine Ullian | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Wayne Wilson | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hooker Furniture Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HOFT | CUSIP 439038100 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Toms, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect W. Christopher Beeler, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect John Gregory, III | Mgmt | For | For | For | |||||
1.4 | Elect E. Larry Ryder | Mgmt | For | For | For | |||||
1.5 | Elect Mark Schreiber | Mgmt | For | For | For | |||||
1.6 | Elect David Sweet | Mgmt | For | For | For | |||||
1.7 | Elect Henry Williamson, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hospitality Properties Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPT | CUSIP 44106M102 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Harrington | Mgmt | For | Against | Against | |||||
2 | Elect Barry Portnoy | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Hub Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUBG | CUSIP 443320106 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Yeager | Mgmt | For | For | For | |||||
1.2 | Elect Mark Yeager | Mgmt | For | For | For | |||||
1.3 | Elect Gary Eppen | Mgmt | For | For | For | |||||
1.4 | Elect Charles Reaves | Mgmt | For | For | For | |||||
1.5 | Elect Martin Slark | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hubbell Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUB.A | CUSIP 443510201 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Timothy Powers | Mgmt | For | For | For | |||||
1.2 | Elect Lynn Good | Mgmt | For | For | For | |||||
1.3 | Elect Anthony Guzzi | Mgmt | For | For | For | |||||
1.4 | Elect Neal Keating | Mgmt | For | For | For | |||||
1.5 | Elect Andrew McNally, IV | Mgmt | For | For | For | |||||
1.6 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | |||||
1.7 | Elect Carlos Rodriguez | Mgmt | For | For | For | |||||
1.8 | Elect Richard Swift | Mgmt | For | For | For | |||||
1.9 | Elect Daniel Van Riper | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
IAC/InterActiveCorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IACI | CUSIP 44919P508 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gregory Blatt | Mgmt | For | For | For | |||||
1.2 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Barry Diller | Mgmt | For | For | For | |||||
1.4 | Elect Michael Eisner | Mgmt | For | For | For | |||||
1.5 | Elect Victor Kaufman | Mgmt | For | For | For | |||||
1.6 | Elect Donald Keough | Mgmt | For | For | For | |||||
1.7 | Elect Bryan Lourd | Mgmt | For | For | For | |||||
1.8 | Elect Arthur Martinez | Mgmt | For | Withhold | Against | |||||
1.9 | Elect David Rosenblatt | Mgmt | For | For | For | |||||
1.10 | Elect Alan Spoon | Mgmt | For | For | For | |||||
1.11 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |||||
1.12 | Elect Richard Zannino | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
IBERIABANK Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBKC | CUSIP 450828108 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Harry Barton, Jr. | Mgmt | For | Withhold | Against | |||||
1.2 | Elect E. Stewart Shea III | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Welch | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
IHS Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IHS | CUSIP 451734107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jerre Stead | Mgmt | For | For | For | |||||
1.2 | Elect C. Michael Armstrong | Mgmt | For | For | For | |||||
1.3 | Elect Balakrishnan Iyer | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Brian Hall | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Amendment to the 2004 Long-Term Incentive Plan to Increase the Number of Shares Available for Issuance | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Innophos Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPHS | CUSIP 45774N108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | |||||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | |||||
1.3 | Elect Randolph Gress | Mgmt | For | For | For | |||||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | |||||
1.5 | Elect Karen Osar | Mgmt | For | For | For | |||||
1.6 | Elect John Steitz | Mgmt | For | For | For | |||||
1.7 | Elect Stephen Zide | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Integrys Energy Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEG | CUSIP 45822P105 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith Bailey | Mgmt | For | For | For | |||||
1.2 | Elect William Brodsky | Mgmt | For | For | For | |||||
1.3 | Elect Albert Budney, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Pastora Cafferty | Mgmt | For | For | For | |||||
1.5 | Elect Ellen Carnahan | Mgmt | For | For | For | |||||
1.6 | Elect Michelle Collins | Mgmt | For | For | For | |||||
1.7 | Elect Kathryn Hasselblad-Pascale | Mgmt | For | For | For | |||||
1.8 | Elect John Higgins | Mgmt | For | For | For | |||||
1.9 | Elect James Kemerling | Mgmt | For | For | For | |||||
1.10 | Elect Michael Lavin | Mgmt | For | For | For | |||||
1.11 | Elect William Protz, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Charles Schrock | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
International Bancshares Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBOC | CUSIP 459044103 | 05/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Irving Greenblum | Mgmt | For | Withhold | Against | |||||
1.2 | Elect R. David Guerra | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Daniel Hastings, Jr. | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Douglas Howland | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Imelda Navarro | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Sioma Neiman | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Peggy Newman | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Dennis Nixon | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Larry Norton | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Leonardo Salinas | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Antonio Sanchez, Jr. | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Guillermo Trevino | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
International Flavors & Fragrances Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IFF | CUSIP 459506101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Margaret Adame | Mgmt | For | For | For | |||||
2 | Elect Marcello Bottoli | Mgmt | For | For | For | |||||
3 | Elect Linda Buck | Mgmt | For | For | For | |||||
4 | Elect J. Michael Cook | Mgmt | For | For | For | |||||
5 | Elect Roger Ferguson, Jr. | Mgmt | For | For | For | |||||
6 | Elect Andreas Fibig | Mgmt | For | For | For | |||||
7 | Elect Alexandra Herzan | Mgmt | For | For | For | |||||
8 | Elect Henry Howell, Jr. | Mgmt | For | For | For | |||||
9 | Elect Katherine Hudson | Mgmt | For | For | For | |||||
10 | Elect Arthur Martinez | Mgmt | For | Against | Against | |||||
11 | Elect Dale Morrison | Mgmt | For | For | For | |||||
12 | Elect Douglas Tough | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
International Rectifier Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IRF | CUSIP 460254105 | 11/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mary Cranston | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Lacey | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intersil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ISIL | CUSIP 46069S109 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Bell | Mgmt | For | For | For | |||||
2 | Elect Robert Conn | Mgmt | For | For | For | |||||
3 | Elect James Diller | Mgmt | For | For | For | |||||
4 | Elect Gary Gist | Mgmt | For | For | For | |||||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||||
6 | Elect Gregory Lang | Mgmt | For | For | For | |||||
7 | Elect Jan Peeters | Mgmt | For | For | For | |||||
8 | Elect Robert Pokelwaldt | Mgmt | For | For | For | |||||
9 | Elect James Urry | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Amendment to the 2008 Equity Compensation Plan | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Invacare Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IVC | CUSIP 461203101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Delaney | Mgmt | For | For | For | |||||
1.2 | Elect C. Martin Harris | Mgmt | For | For | For | |||||
1.3 | Elect A. Malachi Mixon, III | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
inVentiv Health, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VTIV | CUSIP 46122E105 | 07/21/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | TNA | N/A | |||||
2 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||||
ION Geophysical Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IO | CUSIP 462044108 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Jennings | Mgmt | For | For | For | |||||
1.2 | Elect Robert Peebler | Mgmt | For | For | For | |||||
1.3 | Elect John Seitz | Mgmt | For | For | For | |||||
2 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
JAKKS Pacific, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JAKK | CUSIP 47012E106 | 10/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Berman | Mgmt | For | For | For | |||||
1.2 | Elect Dan Almagor | Mgmt | For | For | For | |||||
1.3 | Elect Marvin Ellin | Mgmt | For | For | For | |||||
1.4 | Elect Robert Glick | Mgmt | For | For | For | |||||
1.5 | Elect Michael Miller | Mgmt | For | For | For | |||||
1.6 | Elect Murray Skala | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
James River Coal Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JRCC | CUSIP 470355207 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alan Crown | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Jefferies Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JEF | CUSIP 472319102 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Handler | Mgmt | For | For | For | |||||
1.2 | Elect Brian Friedman | Mgmt | For | For | For | |||||
1.3 | Elect W. Patrick Campbell | Mgmt | For | For | For | |||||
1.4 | Elect Ian Cumming | Mgmt | For | For | For | |||||
1.5 | Elect Richard Dooley | Mgmt | For | For | For | |||||
1.6 | Elect Robert Joyal | Mgmt | For | For | For | |||||
1.7 | Elect Michael O'Kane | Mgmt | For | For | For | |||||
1.8 | Elect Joseph Steinberg | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Jones Apparel Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JNY | CUSIP 48020T101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wesley Card | Mgmt | For | For | For | |||||
2 | Elect Sidney Kimmel | Mgmt | For | For | For | |||||
3 | Elect Matthew Kamens | Mgmt | For | For | For | |||||
4 | Elect Gerald Crotty | Mgmt | For | For | For | |||||
5 | Elect Lowell W. Robinson | Mgmt | For | For | For | |||||
6 | Elect Donna Zarcone | Mgmt | For | For | For | |||||
7 | Elect Robert Mettler | Mgmt | For | For | For | |||||
8 | Elect Margaret Georgiadis | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Jones Lang LaSalle Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JLL | CUSIP 48020Q107 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hugo Bague | Mgmt | For | For | For | |||||
2 | Elect Colin Dyer | Mgmt | For | For | For | |||||
3 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | |||||
4 | Elect DeAnne Julius | Mgmt | For | For | For | |||||
5 | Elect Ming Lu | Mgmt | For | For | For | |||||
6 | Elect Lauralee Martin | Mgmt | For | For | For | |||||
7 | Elect Martin Nesbitt | Mgmt | For | For | For | |||||
8 | Elect Sheila Penrose | Mgmt | For | For | For | |||||
9 | Elect David Rickard | Mgmt | For | For | For | |||||
10 | Elect Roger Staubach | Mgmt | For | For | For | |||||
11 | Elect Thomas Theobald | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Amend Articles of Incorporation to Reduce Ownership Threshold to Call a Special Meeting | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Jos. A. Bank Clothiers, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JOSB | CUSIP 480838101 | 06/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect R. Neal Black | Mgmt | For | For | For | |||||
1.2 | Elect Robert Wildrick | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Kennametal Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KMT | CUSIP 489170100 | 10/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Carlos Cardoso | Mgmt | For | For | For | |||||
1.2 | Elect Larry Yost | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Stock and Incentive Plan of 2010 | Mgmt | For | For | For | |||||
Kenneth Cole Productions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KCP | CUSIP 193294105 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Cole | Mgmt | For | For | For | |||||
1.2 | Elect Michael Blitzer | Mgmt | For | For | For | |||||
1.3 | Elect Martin Franklin | Mgmt | For | For | For | |||||
1.4 | Elect Robert Grayson | Mgmt | For | For | For | |||||
1.5 | Elect Denis Kelly | Mgmt | For | For | For | |||||
1.6 | Elect Philip Peller | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Key Energy Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KEG | CUSIP 492914106 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Fertig | Mgmt | For | For | For | |||||
1.2 | Elect Robert Reeves | Mgmt | For | For | For | |||||
1.3 | Elect J. Robinson West | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Kimco Realty Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KIM | CUSIP 49446R109 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Milton Cooper | Mgmt | For | For | For | |||||
1.2 | Elect Philip Coviello | Mgmt | For | For | For | |||||
1.3 | Elect Richard Dooley | Mgmt | For | For | For | |||||
1.4 | Elect Joe Grills | Mgmt | For | For | For | |||||
1.5 | Elect David Henry | Mgmt | For | For | For | |||||
1.6 | Elect F. Patrick Hughes | Mgmt | For | For | For | |||||
1.7 | Elect Frank Lourenso | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Colombe Nicholas | Mgmt | For | For | For | |||||
1.9 | Elect Richard Saltzman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kindred Healthcare, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KND | CUSIP 494580103 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
2 | Elect Edward Kuntz | Mgmt | For | For | For | |||||
3 | Elect Joel Ackerman | Mgmt | For | For | For | |||||
4 | Elect Ann Berzin | Mgmt | For | For | For | |||||
5 | Elect Jonathan Blum | Mgmt | For | For | For | |||||
6 | Elect Thomas Cooper | Mgmt | For | For | For | |||||
7 | Elect Paul Diaz | Mgmt | For | For | For | |||||
8 | Elect Isaac Kaufman | Mgmt | For | For | For | |||||
9 | Elect Frederick Kleisner | Mgmt | For | For | For | |||||
10 | Elect Eddy Rogers, Jr. | Mgmt | For | For | For | |||||
11 | Elect Phyllis Yale | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
16 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Kinetic Concepts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KCI | CUSIP 49460W208 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Leininger | Mgmt | For | For | For | |||||
1.2 | Elect Woodrin Grossman | Mgmt | For | For | For | |||||
1.3 | Elect Carl Kohrt | Mgmt | For | For | For | |||||
1.4 | Elect David Simpson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
KLA-Tencor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lam Research Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LRCX | CUSIP 512807108 | 11/04/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Bagley | Mgmt | For | For | For | |||||
1.2 | Elect David Arscott | Mgmt | For | For | For | |||||
1.3 | Elect Robert Berdahl | Mgmt | For | For | For | |||||
1.4 | Elect Eric Brandt | Mgmt | For | For | For | |||||
1.5 | Elect Grant Inman | Mgmt | For | For | For | |||||
1.6 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.7 | Elect Stephen Newberry | Mgmt | For | For | For | |||||
2 | Amendments to the 2004 Executive Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
LaSalle Hotel Properties | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LHO | CUSIP 517942108 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Barnello | Mgmt | For | For | For | |||||
1.2 | Elect Donald Washburn | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Legg Mason, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LM | CUSIP 524901105 | 07/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Cahill | Mgmt | For | For | For | |||||
1.2 | Elect Dennis Beresford | Mgmt | For | For | For | |||||
1.3 | Elect Nelson Peltz | Mgmt | For | For | For | |||||
1.4 | Elect W. Allen Reed | Mgmt | For | For | For | |||||
1.5 | Elect Nicholas St. George | Mgmt | For | For | For | |||||
2 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
Lexmark International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LXK | CUSIP 529771107 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Paul Rooke | Mgmt | For | For | For | |||||
2 | Elect Ralph Gomory | Mgmt | For | For | For | |||||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||||
4 | Elect J. Edward Coleman | Mgmt | For | For | For | |||||
5 | Elect Sandra Helton | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Lifepoint Hospitals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LPNT | CUSIP 53219L109 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Carpenter | Mgmt | For | For | For | |||||
1.2 | Elect Richard Evans | Mgmt | For | For | For | |||||
1.3 | Elect Michael Haley | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Logitech International SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LOGN | CINS H50430232 | 09/08/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Policy | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
8 | Elect Daniel Borel | Mgmt | For | TNA | N/A | |||||
9 | Elect Sally Davis | Mgmt | For | TNA | N/A | |||||
10 | Elect Guerrino De Luca | Mgmt | For | TNA | N/A | |||||
11 | Elect Neil Hunt | Mgmt | For | TNA | N/A | |||||
12 | Elect Monika Ribar | Mgmt | For | TNA | N/A | |||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
LOGITECH INTERNATIONAL SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LOGN | CUSIP H50430232 | 09/08/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Compensation Policy | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Amendments to Articles | Mgmt | For | For | For | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
6 | Elect Daniel Borel | Mgmt | For | Against | Against | |||||
7 | Elect Sally Davis | Mgmt | For | Against | Against | |||||
8 | Elect Guerrino De Luca | Mgmt | For | Against | Against | |||||
9 | Elect Neil Hunt | Mgmt | For | Against | Against | |||||
10 | Elect Monika Ribar | Mgmt | For | Against | Against | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
LPL Investment Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LPLA | CUSIP 50213H100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark Casady | Mgmt | For | Withhold | Against | |||||
1.2 | Elect James Putman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Richard Boyce | Mgmt | For | Withhold | Against | |||||
1.4 | Elect John Brennan | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Erik Ragatz | Mgmt | For | Withhold | Against | |||||
1.6 | Elect James Riepe | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Richard P. Schifter | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Jeffrey Stiefler | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Allen Thorpe | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
LSB Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LXU | CUSIP 502160104 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Golsen | Mgmt | For | For | For | |||||
1.2 | Elect Bernard Ille | Mgmt | For | For | For | |||||
1.3 | Elect Donald Munson | Mgmt | For | For | For | |||||
1.4 | Elect Ronald Perry | Mgmt | For | For | For | |||||
1.5 | Elect Tony Shelby | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
LTC Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LTC | CUSIP 502175102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andre Dimitriadis | Mgmt | For | For | For | |||||
1.2 | Elect Boyd Hendrickson | Mgmt | For | For | For | |||||
1.3 | Elect Edmund King | Mgmt | For | For | For | |||||
1.4 | Elect Devra Shapiro | Mgmt | For | For | For | |||||
1.5 | Elect Wendy Simpson | Mgmt | For | For | For | |||||
1.6 | Elect Timothy Triche | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Lubrizol Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LZ | CUSIP 549271104 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Maidenform Brands, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFB | CUSIP 560305104 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Norman Axelrod | Mgmt | For | For | For | |||||
1.2 | Elect Bernd Beetz | Mgmt | For | For | For | |||||
1.3 | Elect Harold Compton | Mgmt | For | For | For | |||||
1.4 | Elect Barbara Eisenberg | Mgmt | For | For | For | |||||
1.5 | Elect Maurice Reznik | Mgmt | For | For | For | |||||
1.6 | Elect Karen Rose | Mgmt | For | For | For | |||||
2 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Manhattan Associates, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MANH | CUSIP 562750109 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brian Cassidy | Mgmt | For | For | For | |||||
2 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Manitowoc Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTW | CUSIP 563571108 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Donald Condon, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Keith Nosbusch | Mgmt | For | For | For | |||||
1.3 | Elect Glen Tellock | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Massey Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MEE | CUSIP 576206106 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Massey Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MEE | CUSIP 576206106 | 10/06/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||||
3 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement Related to Business Combinations | Mgmt | For | For | For | |||||
5 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
Medicis Pharmaceutical Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRX | CUSIP 584690309 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Davidson | Mgmt | For | For | For | |||||
2 | Elect Stuart Diamond | Mgmt | For | For | For | |||||
3 | Elect Peter Knight | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||||
Methanex Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MX | CUSIP 59151K108 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | |||||
1.2 | Elect Howard Balloch | Mgmt | For | For | For | |||||
1.3 | Elect Pierre Choquette | Mgmt | For | For | For | |||||
1.4 | Elect Phillip Cook | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||||
1.6 | Elect Robert Kostelnik | Mgmt | For | For | For | |||||
1.7 | Elect Douglas Mahaffy | Mgmt | For | For | For | |||||
1.8 | Elect A. Terence Poole | Mgmt | For | For | For | |||||
1.9 | Elect John Reid | Mgmt | For | For | For | |||||
1.10 | Elect Janice Rennie | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Monica Sloan | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Execuitve Compensation | Mgmt | For | For | For | |||||
MGIC Investment Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTG | CUSIP 552848103 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Jastrow II | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Daniel Kearney | Mgmt | For | For | For | |||||
1.3 | Elect Donald Nicolaisen | Mgmt | For | Withhold | Against | |||||
2 | Ratification of the Placement of Mark Zandi into a Class Whose Term Continues Past the Annual Meeting | Mgmt | For | For | For | |||||
3 | Ratification of the Placement of Bruce Koepfgen into a Class Whose Term Continues Past the Annual Meeting | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
MicroStrategy Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSTR | CUSIP 594972408 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Saylor | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Sanju Bansal | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Matthew Calkins | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Robert Epstein | Mgmt | For | Withhold | Against | |||||
1.5 | Elect David LaRue | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Jarrod Patten | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Carl Rickertsen | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Thomas Spahr | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
MKS Instruments, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MKSI | CUSIP 55306N104 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Bertucci | Mgmt | For | For | For | |||||
1.2 | Elect Robert Anderson | Mgmt | For | For | For | |||||
1.3 | Elect Greogory Beecher | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Mohawk Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MHK | CUSIP 608190104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Karen Smith Bogart | Mgmt | For | For | For | |||||
1.2 | Elect John Fiedler | Mgmt | For | For | For | |||||
1.3 | Elect Richard Ill | Mgmt | For | For | For | |||||
1.4 | Elect Jeffrey Lorberbaum | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Molina Healthcare, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MOH | CUSIP 60855R100 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Mario Molina | Mgmt | For | For | For | |||||
1.2 | Elect Steven Orlando | Mgmt | For | For | For | |||||
1.3 | Elect Ronna Romney | Mgmt | For | For | For | |||||
2 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Multi-Fineline Electronix, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFLX | CUSIP 62541B101 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect KHAW Kheng Joo | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Linda Lim | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Sam Yau | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Nash-Finch Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NAFC | CUSIP 631158102 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alec Covington | Mgmt | For | For | For | |||||
1.2 | Elect Sam Duncan | Mgmt | For | For | For | |||||
1.3 | Elect Mickey Foret | Mgmt | For | For | For | |||||
1.4 | Elect Douglas Hacker | Mgmt | For | For | For | |||||
1.5 | Elect Hawthorne Proctor | Mgmt | For | For | For | |||||
1.6 | Elect William Voss | Mgmt | For | For | For | |||||
1.7 | Elect Christopher Bodine | Mgmt | For | For | For | |||||
2 | Article Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||||
3 | Elimination of Supermajority Requirement for Stockholder Approval of Certain Fundamental Changes | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement for Stockholder Approval of Certain Business Combinations with a Controlling Person | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
National Health Investors, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NHI | CUSIP 63633D104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect W. Andrew Adams | Mgmt | For | For | For | |||||
1.2 | Elect Robert McCabe, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
National Presto Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NPK | CUSIP 637215104 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Randy Lieble | Mgmt | For | For | For | |||||
1.2 | Elect Joseph Stienessen | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
National Retail Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NNN | CUSIP 637417106 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Don DeFosset | Mgmt | For | For | For | |||||
1.2 | Elect David Fick | Mgmt | For | For | For | |||||
1.3 | Elect Kevin Habicht | Mgmt | For | For | For | |||||
1.4 | Elect Richard Jennings | Mgmt | For | For | For | |||||
1.5 | Elect Ted Lanier | Mgmt | For | For | For | |||||
1.6 | Elect Robert Legler | Mgmt | For | For | For | |||||
1.7 | Elect Craig Macnab | Mgmt | For | For | For | |||||
1.8 | Elect Robert Martinez | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
NetGear, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NTGR | CUSIP 64111Q104 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Patrick Lo | Mgmt | For | For | For | |||||
1.2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||||
1.3 | Elect Ralph Faison | Mgmt | For | For | For | |||||
1.4 | Elect A. Timothy Godwin | Mgmt | For | For | For | |||||
1.5 | Elect Jef Graham | Mgmt | For | For | For | |||||
1.6 | Elect Linwood Lacy, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Gregory Rossmann | Mgmt | For | For | For | |||||
1.8 | Elect Julie Shimer | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
NeuStar, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NSR | CUSIP 64126X201 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Cullen | Mgmt | For | For | For | |||||
2 | Elect Joel Friedman | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
NiSource, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NI | CUSIP 65473P105 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Abdoo | Mgmt | For | For | For | |||||
2 | Elect Steven Beering | Mgmt | For | For | For | |||||
3 | Elect Mike Jesanis | Mgmt | For | For | For | |||||
4 | Elect Marty Kittrell | Mgmt | For | For | For | |||||
5 | Elect W. Lee Nutter | Mgmt | For | For | For | |||||
6 | Elect Deborah Parker | Mgmt | For | For | For | |||||
7 | Elect Ian Rolland | Mgmt | For | For | For | |||||
8 | Elect Robert Skaggs, Jr. | Mgmt | For | For | For | |||||
9 | Elect Richard Thompson | Mgmt | For | For | For | |||||
10 | Elect Carolyn Woo | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Novellus Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVLS | CUSIP 670008101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Hill | Mgmt | For | For | For | |||||
1.2 | Elect Neil Bonke | Mgmt | For | For | For | |||||
1.3 | Elect Youssef El-Mansy | Mgmt | For | For | For | |||||
1.4 | Elect Glen Possley | Mgmt | For | For | For | |||||
1.5 | Elect Ann Rhoads | Mgmt | For | For | For | |||||
1.6 | Elect Krishna Saraswat | Mgmt | For | For | For | |||||
1.7 | Elect William Spivey | Mgmt | For | For | For | |||||
1.8 | Elect Delbert Whitaker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Nstar | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NST | CUSIP 67019E107 | 03/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
NVR, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVR | CUSIP 62944T105 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Andrews | Mgmt | For | For | For | |||||
2 | Elect Robert Butler | Mgmt | For | For | For | |||||
3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
4 | Elect Alfred Festa | Mgmt | For | For | For | |||||
5 | Elect Manuel Johnson | Mgmt | For | For | For | |||||
6 | Elect William Moran | Mgmt | For | For | For | |||||
7 | Elect David Preiser | Mgmt | For | For | For | |||||
8 | Elect W. Grady Rosier | Mgmt | For | For | For | |||||
9 | Elect Dwight Schar | Mgmt | For | For | For | |||||
10 | Elect John Toups | Mgmt | For | For | For | |||||
11 | Elect Paul Whetsell | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Oil States International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OIS | CUSIP 678026105 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Christopher Seaver | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Swanson | Mgmt | For | For | For | |||||
1.3 | Elect Cindy Taylor | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Olin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OLN | CUSIP 680665205 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gray Benoist | Mgmt | For | For | For | |||||
1.2 | Elect Richard Rompala | Mgmt | For | For | For | |||||
1.3 | Elect Joseph Rupp | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Om Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMG | CUSIP 670872100 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Reidy | Mgmt | For | For | For | |||||
1.2 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
Omega Healthcare Investors, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OHI | CUSIP 681936100 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Harold Kloosterman | Mgmt | For | For | For | |||||
1.2 | Elect C.Taylor Pickett | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
OmniAmerican Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OABC | CUSIP 68216R107 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Tim Carter | Mgmt | For | For | For | |||||
1.2 | Elect Joan Anthony | Mgmt | For | For | For | |||||
1.3 | Elect Norman Carroll | Mgmt | For | For | For | |||||
1.4 | Elect Patrick Conley | Mgmt | For | For | For | |||||
1.5 | Elect Wesley Turner | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
Omnicare, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OCR | CUSIP 681904108 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Figueroa | Mgmt | For | For | For | |||||
2 | Elect Steven Heyer | Mgmt | For | For | For | |||||
3 | Elect Andrea Lindell | Mgmt | For | For | For | |||||
4 | Elect James Shelton | Mgmt | For | For | For | |||||
5 | Elect Amy Wallman | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
OmniVision Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OVTI | CUSIP 682128103 | 09/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Shaw Hong | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
ON Semiconductor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ONNN | CUSIP 682189105 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith Jackson | Mgmt | For | For | For | |||||
1.2 | Elect Phillip Hester | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Oshkosh Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OSK | CUSIP 688239201 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Donnelly | Mgmt | For | For | For | |||||
2 | Elect Michael Grebe | Mgmt | For | For | For | |||||
3 | Elect John Hamre | Mgmt | For | For | For | |||||
4 | Elect Kathleen Hempel | Mgmt | For | For | For | |||||
5 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
6 | Elect Harvey Medvin | Mgmt | For | For | For | |||||
7 | Elect J. Peter Mosling, Jr. | Mgmt | For | For | For | |||||
8 | Elect Craig Omtvedt | Mgmt | For | For | For | |||||
9 | Elect Richard Sim | Mgmt | For | For | For | |||||
10 | Elect Charles Szews | Mgmt | For | For | For | |||||
11 | Elect William Wallace | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Overseas Shipholding Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OSG | CUSIP 690368105 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Morten Arntzen | Mgmt | For | For | For | |||||
1.2 | Elect Oudi Recanati | Mgmt | For | For | For | |||||
1.3 | Elect G. Allen Andreas III | Mgmt | For | For | For | |||||
1.4 | Elect Alan Batkin | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Coleman | Mgmt | For | For | For | |||||
1.6 | Elect Charles Fribourg | Mgmt | For | For | For | |||||
1.7 | Elect Stanley Komaroff | Mgmt | For | For | For | |||||
1.8 | Elect Solomon Merkin | Mgmt | For | For | For | |||||
1.9 | Elect Joel Picket | Mgmt | For | For | For | |||||
1.10 | Elect Ariel Recanati | Mgmt | For | For | For | |||||
1.11 | Elect Thomas Robards | Mgmt | For | For | For | |||||
1.12 | Elect Jean-Paul Vettier | Mgmt | For | For | For | |||||
1.13 | Elect Michael Zimmerman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Pacer International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PACR | CUSIP 69373H106 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Lake | Mgmt | For | For | For | |||||
1.2 | Elect Robert Starzel | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to Charter | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Packaging Corporation of America | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PKG | CUSIP 695156109 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Cheryl Beebe | Mgmt | For | For | For | |||||
1.2 | Elect Henry Frigon | Mgmt | For | For | For | |||||
1.3 | Elect Hasan Jameel | Mgmt | For | For | For | |||||
1.4 | Elect Mark Kowlzan | Mgmt | For | For | For | |||||
1.5 | Elect Samuel Mencoff | Mgmt | For | For | For | |||||
1.6 | Elect Roger Porter | Mgmt | For | For | For | |||||
1.7 | Elect Thomas Souleles | Mgmt | For | For | For | |||||
1.8 | Elect Paul Stecko | Mgmt | For | For | For | |||||
1.9 | Elect James Woodrum | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
PacWest Bancorp Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PACW | CUSIP 695263103 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark Baker | Mgmt | For | For | For | |||||
1.2 | Elect Craig Carlson | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Dunn | Mgmt | For | For | For | |||||
1.4 | Elect John Eggemeyer | Mgmt | For | For | For | |||||
1.5 | Elect Barry Fitzpatrick | Mgmt | For | For | For | |||||
1.6 | Elect George Langley | Mgmt | For | For | For | |||||
1.7 | Elect Susan Lester | Mgmt | For | For | For | |||||
1.8 | Elect Timothy Matz | Mgmt | For | For | For | |||||
1.9 | Elect Arnold Messer | Mgmt | For | For | For | |||||
1.10 | Elect Daniel Platt | Mgmt | For | For | For | |||||
1.11 | Elect John Rose | Mgmt | For | For | For | |||||
1.12 | Elect Robert Stine | Mgmt | For | For | For | |||||
1.13 | Elect Matthew Wagner | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Par Pharmaceutical Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRX | CUSIP 69888P106 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Patrick LePore | Mgmt | For | For | For | |||||
1.2 | Elect Ronald Nordmann | Mgmt | For | For | For | |||||
1.3 | Elect Joseph Smith | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Reapproval of Performance Equity Plan | Mgmt | For | For | For | |||||
PAREXEL International Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRXL | CUSIP 699462107 | 12/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect A. Dana Callow, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Christopher Lindop | Mgmt | For | For | For | |||||
1.3 | Elect Josef von Rickenbach | Mgmt | For | For | For | |||||
2 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Parker Drilling Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PKD | CUSIP 701081101 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Parker, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect John Gibson, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Roger Plank | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Patterson-UTI Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PTEN | CUSIP 703481101 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark Siegel | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth Berns | Mgmt | For | For | For | |||||
1.3 | Elect Charles Buckner | Mgmt | For | For | For | |||||
1.4 | Elect Curtis Huff | Mgmt | For | For | For | |||||
1.5 | Elect Terry Hunt | Mgmt | For | For | For | |||||
1.6 | Elect Kenneth Peak | Mgmt | For | For | For | |||||
1.7 | Elect Cloyce Talbott | Mgmt | For | For | For | |||||
2 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Penn Virginia Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PVA | CUSIP 707882106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Clarke | Mgmt | For | For | For | |||||
1.2 | Elect Edward Cloues II | Mgmt | For | For | For | |||||
1.3 | Elect Robert Garrett | Mgmt | For | For | For | |||||
1.4 | Elect Steven Krablin | Mgmt | For | For | For | |||||
1.5 | Elect Marsha Perelman | Mgmt | For | For | For | |||||
1.6 | Elect Philippe van Marcke de Lummen | Mgmt | For | For | For | |||||
1.7 | Elect H. Whitehead | Mgmt | For | For | For | |||||
1.8 | Elect Gary Wright | Mgmt | For | For | For | |||||
2 | Amendment to the 1999 Employee Stock Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Pepco Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
POM | CUSIP 713291102 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jack Dunn, IV | Mgmt | For | For | For | |||||
1.2 | Elect Terence Golden | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Harker | Mgmt | For | For | For | |||||
1.4 | Elect Frank Heintz | Mgmt | For | For | For | |||||
1.5 | Elect Barbara Krumsiek | Mgmt | For | For | For | |||||
1.6 | Elect George MacCormack | Mgmt | For | For | For | |||||
1.7 | Elect Lawrence Nussdorf | Mgmt | For | For | For | |||||
1.8 | Elect Patricia Oelrich | Mgmt | For | For | For | |||||
1.9 | Elect Joseph Rigby | Mgmt | For | For | For | |||||
1.10 | Elect Frank Ross | Mgmt | For | For | For | |||||
1.11 | Elect Pauline Schneider | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Lester Silverman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Perfect World Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PWRD | CUSIP 71372U104 | 08/14/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2010 Share Incentive Plan | Mgmt | For | Against | Against | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||
Perry Ellis International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PERY | CUSIP 288853104 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Natoli | Mgmt | For | For | For | |||||
1.2 | Elect Eduardo Sardiña | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | 2011 Management Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
5 | Amendment to the 2005 Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Petroleum Development Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETD | CUSIP 716578109 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Casabona | Mgmt | For | For | For | |||||
1.2 | Elect David Parke | Mgmt | For | For | For | |||||
1.3 | Elect Jeffrey Swoveland | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
PetroQuest Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PQ | CUSIP 716748108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Goodson | Mgmt | For | For | For | |||||
1.2 | Elect William Rucks, IV | Mgmt | For | For | For | |||||
1.3 | Elect E. Wayne Nordberg | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael Finch | Mgmt | For | For | For | |||||
1.5 | Elect W. J. Gordon, III | Mgmt | For | For | For | |||||
1.6 | Elect Charles Mitchell, II | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Pinnacle West Capital Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNW | CUSIP 723484101 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Basha, Jr. | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Donald Brandt | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Susan Clark-Johnson | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Denis Cortese | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Michael Gallagher | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Pamela Grant | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Roy Herberger, Jr. | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Dale Klein | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Humberto Lopez | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Kathryn Munro | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Bruce Nordstrom | Mgmt | For | Withhold | Against | |||||
1.12 | Elect W. Douglas Parker | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
PMC-Sierra, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PMCS | CUSIP 69344F106 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Belluzzo | Mgmt | For | For | For | |||||
1.2 | Elect James Diller | Mgmt | For | For | For | |||||
1.3 | Elect Michael Farese | Mgmt | For | For | For | |||||
1.4 | Elect Jonathan Judge | Mgmt | For | For | For | |||||
1.5 | Elect William Kurtz | Mgmt | For | For | For | |||||
1.6 | Elect Gregory Lang | Mgmt | For | For | For | |||||
1.7 | Elect Frank Marshall | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
PNM Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNM | CUSIP 69349H107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Adelmo Archuleta | Mgmt | For | For | For | |||||
1.2 | Elect Patricia Collawn | Mgmt | For | For | For | |||||
1.3 | Elect Julie Dobson | Mgmt | For | For | For | |||||
1.4 | Elect Robert Nordhaus | Mgmt | For | For | For | |||||
1.5 | Elect Manuel Pacheco | Mgmt | For | For | For | |||||
1.6 | Elect Bonnie Reitz | Mgmt | For | For | For | |||||
1.7 | Elect Donald Schwanz | Mgmt | For | For | For | |||||
1.8 | Elect Jeffry Sterba | Mgmt | For | For | For | |||||
1.9 | Elect Bruce Wilkinson | Mgmt | For | For | For | |||||
1.10 | Elect Joan Woodard | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Omnibus Performance Equity Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Polaris Industries Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PII | CUSIP 731068102 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary Hendrickson | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Menard, Jr. | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Mark Schreck | Mgmt | For | Withhold | Against | |||||
1.4 | Elect William Van Dyke | Mgmt | For | Withhold | Against | |||||
2 | Amendment to 2007 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to Long Term Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Polycom, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLCM | CUSIP 73172K104 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Miller | Mgmt | For | For | For | |||||
1.2 | Elect Betsy Atkins | Mgmt | For | For | For | |||||
1.3 | Elect David DeWalt | Mgmt | For | For | For | |||||
1.4 | Elect John Kelley, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||||
1.6 | Elect William Owens | Mgmt | For | For | For | |||||
1.7 | Elect Kevin Parker | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Popular, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BPOP | CUSIP 733174106 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maria Ferré | Mgmt | For | For | For | |||||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||||
3 | Elect William Teuber, Jr. | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Progress Software Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRGS | CUSIP 743312100 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barry Bycoff | Mgmt | For | For | For | |||||
1.2 | Elect Ram Gupta | Mgmt | For | For | For | |||||
1.3 | Elect Charles Kane | Mgmt | For | For | For | |||||
1.4 | Elect David Krall | Mgmt | For | For | For | |||||
1.5 | Elect Michael Mark | Mgmt | For | For | For | |||||
1.6 | Elect Richard Reidy | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Provident New York Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PBNY | CUSIP 744028101 | 02/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis Coyle | Mgmt | For | For | For | |||||
1.2 | Elect Victoria Kossover | Mgmt | For | For | For | |||||
1.3 | Elect Burt Steinberg | Mgmt | For | For | For | |||||
1.4 | Elect George Strayton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
QLogic Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QLGC | CUSIP 747277101 | 08/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect H.K. Desai | Mgmt | For | For | For | |||||
2 | Elect Joel Birnbaum | Mgmt | For | For | For | |||||
3 | Elect James Fiebiger | Mgmt | For | For | For | |||||
4 | Elect Balakrishnan Iyer | Mgmt | For | Against | Against | |||||
5 | Elect Kathryn Lewis | Mgmt | For | For | For | |||||
6 | Elect George Wells | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
Quest Software, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QSFT | CUSIP 74834T103 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Vincent Smith | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Garn | Mgmt | For | For | For | |||||
1.3 | Elect Augustine Nieto II | Mgmt | For | For | For | |||||
1.4 | Elect Kevin Klausmeyer | Mgmt | For | For | For | |||||
1.5 | Elect Paul Sallaberry | Mgmt | For | For | For | |||||
1.6 | Elect H. John Dirks | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
R.R. Donnelley & Sons Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RRD | CUSIP 257867101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | |||||
2 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
3 | Elect Lee Chaden | Mgmt | For | For | For | |||||
4 | Elect Judith Hamilton | Mgmt | For | For | For | |||||
5 | Elect Susan Ivey | Mgmt | For | For | For | |||||
6 | Elect Thomas Johnson | Mgmt | For | For | For | |||||
7 | Elect John Pope | Mgmt | For | For | For | |||||
8 | Elect Michael Riordan | Mgmt | For | For | For | |||||
9 | Elect Oliver Sockwell | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding a Sustainable Procurement Report | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Political Expenditures | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Red Hat, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RHT | CUSIP 756577102 | 08/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Clarke | Mgmt | For | For | For | |||||
2 | Elect Henry Shelton | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Red Robin Gourmet Burgers, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RRGB | CUSIP 75689M101 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Pattye Moore | Mgmt | For | For | For | |||||
2 | Elect Stephen Carley | Mgmt | For | For | For | |||||
3 | Elect Marcus Zanner | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | Against | Against | |||||
7 | Inclusion of a Proposal to Repeal the Classified Board on the Ballot at the 2012 Annual Meeting | Mgmt | Abstain | For | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Regal Beloit Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RBC | CUSIP 758750103 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Burt | Mgmt | For | For | For | |||||
2 | Elect Thomas Fischer | Mgmt | For | For | For | |||||
3 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||||
4 | Elect Carol Skornicka | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Value Added (SVA) Executive Officers Incentive Compensation Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Reliance Steel & Aluminum Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RS | CUSIP 759509102 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Figueroa | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Gimbel | Mgmt | For | For | For | |||||
1.3 | Elect Douglas Hayes | Mgmt | For | For | For | |||||
1.4 | Elect Franklin Johnson | Mgmt | For | For | For | |||||
1.5 | Elect Leslie Waite | Mgmt | For | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Director Equity Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
RenaissanceRe Holdings, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RNR | CUSIP G7496G103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Bushnell | Mgmt | For | For | For | |||||
1.2 | Elect James Gibbons | Mgmt | For | For | For | |||||
1.3 | Elect Jean Hamilton | Mgmt | For | For | For | |||||
1.4 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
Republic Airways Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RJET | CUSIP 760276105 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bryan Bedford | Mgmt | For | For | For | |||||
1.2 | Elect Lawrence Cohen | Mgmt | For | For | For | |||||
1.3 | Elect Neal Cohen | Mgmt | For | For | For | |||||
1.4 | Elect Douglas Lambert | Mgmt | For | For | For | |||||
1.5 | Elect Mark Plaumann | Mgmt | For | For | For | |||||
1.6 | Elect Richard P. Schifter | Mgmt | For | For | For | |||||
1.7 | Elect David Siegel | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Res-Care, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RSCR | CUSIP 760943100 | 12/17/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
Roper Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROP | CUSIP 776696106 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Wallman | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Christopher Wright | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Rowan Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RDC | CUSIP 779382100 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Croyle | Mgmt | For | Against | Against | |||||
2 | Elect Lord Moynihan | Mgmt | For | Against | Against | |||||
3 | Elect W. Matt Ralls | Mgmt | For | Against | Against | |||||
4 | Elect John Quicke | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Safety Insurance Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAFT | CUSIP 78648T100 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Brussard | Mgmt | For | For | For | |||||
1.2 | Elect A. Richard Caputo, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2002 Management Omnibus Incentive Plan | Mgmt | For | For | For | |||||
4 | Annual Performance Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Saks Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SKS | CUSIP 79377W108 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Carter | Mgmt | For | For | For | |||||
1.2 | Elect Donald Hess | Mgmt | For | For | For | |||||
1.3 | Elect Jerry Levin | Mgmt | For | For | For | |||||
1.4 | Elect Michael Gross | Mgmt | For | For | For | |||||
1.5 | Elect Nora McAniff | Mgmt | For | For | For | |||||
1.6 | Elect Stephen Sadove | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
Schnitzer Steel Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCHN | CUSIP 806882106 | 01/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Wayland Hicks | Mgmt | For | For | For | |||||
1.2 | Elect Judith Johansen | Mgmt | For | For | For | |||||
1.3 | Elect Tamara Lundgren | Mgmt | For | For | For | |||||
Scorpio Tankers Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STNG | CUSIP Y7542C106 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Emanuele Lauro | Mgmt | For | For | For | |||||
1.2 | Elect Ademaro Lanzara | Mgmt | For | For | For | |||||
2 | Termination of Administrative Services Agreement | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
SeaBright Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBX | CUSIP 811656107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Pasqualetto | Mgmt | For | For | For | |||||
1.2 | Elect Joseph Edwards | Mgmt | For | For | For | |||||
1.3 | Elect William Feldman | Mgmt | For | For | For | |||||
1.4 | Elect Mural Josephson | Mgmt | For | For | For | |||||
1.5 | Elect George Morvis | Mgmt | For | For | For | |||||
1.6 | Elect Michael Rice | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Seacoast Banking Corporation of Florida | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBCF | CUSIP 811707306 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Bohner | Mgmt | For | For | For | |||||
1.2 | Elect T. Michael Crook | Mgmt | For | For | For | |||||
1.3 | Elect Dennis Hudson III | Mgmt | For | For | For | |||||
1.4 | Elect Edwin Walpole III | Mgmt | For | For | For | |||||
2 | Adoption of Protective Amendment to the Articles of Incorporation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Reverse Stock Split Extension | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Sealed Air Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SEE | CUSIP 81211K100 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hank Brown | Mgmt | For | For | For | |||||
2 | Elect Michael Chu | Mgmt | For | For | For | |||||
3 | Elect Lawrence Codey | Mgmt | For | For | For | |||||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||||
5 | Elect T. J. Dermot Dunphy | Mgmt | For | For | For | |||||
6 | Elect William Hickey | Mgmt | For | For | For | |||||
7 | Elect Jacqueline Kosecoff | Mgmt | For | For | For | |||||
8 | Elect Kenneth Manning | Mgmt | For | Against | Against | |||||
9 | Elect William Marino | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Amendment to the 2005 Contingent Stock Plan | Mgmt | For | For | For | |||||
13 | Amendment to the 2002 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
SEI Investments Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SEIC | CUSIP 784117103 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kathryn McCarthy | Mgmt | For | Against | Against | |||||
2 | Elect Sarah Blumenstein | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Selective Insurance Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIGI | CUSIP 816300107 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Paul Bauer | Mgmt | For | For | For | |||||
2 | Elect John Burville | Mgmt | For | For | For | |||||
3 | Elect Joan Lamm-Tennant | Mgmt | For | For | For | |||||
4 | Elect Michael Morrissey | Mgmt | For | For | For | |||||
5 | Elect Gregory Murphy | Mgmt | For | For | For | |||||
6 | Elect Cynthia Nicholson | Mgmt | For | For | For | |||||
7 | Elect Ronald O'Kelley | Mgmt | For | For | For | |||||
8 | Elect William Rue | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Shanda Interactive Entertainment Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDA | CUSIP 81941Q203 | 10/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Tianqiao Chen | Mgmt | For | Against | Against | |||||
2 | Elect Danian Chen | Mgmt | For | Against | Against | |||||
3 | Elect Qianqian Luo | Mgmt | For | Against | Against | |||||
4 | Elect Jingsheng Huang | Mgmt | For | Against | Against | |||||
5 | Elect Chengyu Xiong | Mgmt | For | Against | Against | |||||
6 | Elect Kai Zhao | Mgmt | For | Against | Against | |||||
7 | Elect Qunzhao Tan | Mgmt | For | Against | Against | |||||
8 | Elect Grace Wu | Mgmt | For | Against | Against | |||||
Ship Finance International Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SFL | CUSIP G81075106 | 09/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Paul Leand | Mgmt | For | Against | Against | |||||
2 | Elect Kate Blankenship | Mgmt | For | Against | Against | |||||
3 | Elect Hans Petter Aas | Mgmt | For | Against | Against | |||||
4 | Elect Cecilie Fredriksen | Mgmt | For | Against | Against | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
6 | Directors' Fees | Mgmt | For | For | For | |||||
Signature Bank | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBNY | CUSIP 82669G104 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Scott Shay | Mgmt | For | For | For | |||||
1.2 | Elect Joseph DePaolo | Mgmt | For | For | For | |||||
1.3 | Elect Alfred DelBello | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Silicon Laboratories Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLAB | CUSIP 826919102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Navdeep Sooch | Mgmt | For | For | For | |||||
1.2 | Elect Laurence Walker | Mgmt | For | For | For | |||||
1.3 | Elect William Wood | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
SM Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SM | CUSIP 78454L100 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Barbara Baumann | Mgmt | For | For | For | |||||
2 | Elect Anthony Best | Mgmt | For | For | For | |||||
3 | Elect Larry Bickle | Mgmt | For | For | For | |||||
4 | Elect Stephen Brand | Mgmt | For | For | For | |||||
5 | Elect William Gardiner | Mgmt | For | For | For | |||||
6 | Elect Julio Quintana | Mgmt | For | For | For | |||||
7 | Elect John Seidl | Mgmt | For | For | For | |||||
8 | Elect William Sullivan | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Sohu.com Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOHU | CUSIP 83408W103 | 07/02/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Roberts | Mgmt | For | For | For | |||||
1.2 | Elect Zhonghan Deng | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
Sonic Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SONC | CUSIP 835451105 | 01/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Douglas Benham | Mgmt | For | For | For | |||||
1.2 | Elect H.E. Rainbolt | Mgmt | For | For | For | |||||
1.3 | Elect Jeffrey Schutz | Mgmt | For | For | For | |||||
1.4 | Elect Kathryn Taylor | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||||
Sonoco Products Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SON | CUSIP 835495102 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Coker | Mgmt | For | For | For | |||||
1.2 | Elect James Micali | Mgmt | For | For | For | |||||
1.3 | Elect Lloyd Newton | Mgmt | For | For | For | |||||
1.4 | Elect Marc Oken | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Sotheby's | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BID | CUSIP 835898107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Angelo | Mgmt | For | For | For | |||||
2 | Elect Michael Blakenham | Mgmt | For | For | For | |||||
3 | Elect The Duke of Devonshire | Mgmt | For | For | For | |||||
4 | Elect Daniel Meyer | Mgmt | For | For | For | |||||
5 | Elect James Murdoch | Mgmt | For | For | For | |||||
6 | Elect Allen Questrom | Mgmt | For | For | For | |||||
7 | Elect William Ruprecht | Mgmt | For | For | For | |||||
8 | Elect Marsha Simms | Mgmt | For | For | For | |||||
9 | Elect Michael Sovern | Mgmt | For | For | For | |||||
10 | Elect Donald Stewart | Mgmt | For | For | For | |||||
11 | Elect Robert Taubman | Mgmt | For | For | For | |||||
12 | Elect Diana Taylor | Mgmt | For | For | For | |||||
13 | Elect Dennis Weibling | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Southwest Gas Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWX | CUSIP 844895102 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Boughner | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Chestnut | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Comer | Mgmt | For | For | For | |||||
1.4 | Elect LeRoy Hanneman, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Michael Maffie | Mgmt | For | For | For | |||||
1.6 | Elect Anne Mariucci | Mgmt | For | For | For | |||||
1.7 | Elect Michael Melarkey | Mgmt | For | For | For | |||||
1.8 | Elect Jeffrey Shaw | Mgmt | For | For | For | |||||
1.9 | Elect A. Randall Thoman | Mgmt | For | For | For | |||||
1.10 | Elect Thomas Thomas | Mgmt | For | For | For | |||||
1.11 | Elect Terrence Wright | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
StanCorp Financial Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SFG | CUSIP 852891100 | 05/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Frederick Buckman | Mgmt | For | For | For | |||||
2 | Elect J. Greg Ness | Mgmt | For | For | For | |||||
3 | Elect Mary Sammons | Mgmt | For | For | For | |||||
4 | Elect Ronald Timpe | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Amendment to Shareholder Rights Plan | Mgmt | For | Against | Against | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Steel Dynamics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STLD | CUSIP 858119100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith Busse | Mgmt | For | For | For | |||||
1.2 | Elect Mark Millett | Mgmt | For | For | For | |||||
1.3 | Elect Richard Teets, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect John Bates | Mgmt | For | For | For | |||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |||||
1.6 | Elect Paul Edgerley | Mgmt | For | For | For | |||||
1.7 | Elect Richard Freeland | Mgmt | For | For | For | |||||
1.8 | Elect Jürgen Kolb | Mgmt | For | For | For | |||||
1.9 | Elect James Marcuccilli | Mgmt | For | For | For | |||||
1.10 | Elect Joseph Ruffolo | Mgmt | For | For | For | |||||
1.11 | Elect Gabriel Shaheen | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Stone Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SGY | CUSIP 861642106 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Christmas | Mgmt | For | For | For | |||||
1.2 | Elect B.J. Duplantis | Mgmt | For | For | For | |||||
1.3 | Elect Peter Kinnear | Mgmt | For | For | For | |||||
1.4 | Elect John Laborde | Mgmt | For | For | For | |||||
1.5 | Elect Richard Pattarozzi | Mgmt | For | For | For | |||||
1.6 | Elect Donald Powell | Mgmt | For | For | For | |||||
1.7 | Elect Kay Priestly | Mgmt | For | For | For | |||||
1.8 | Elect David Welch | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
Superior Energy Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPN | CUSIP 868157108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Harold Bouillion | Mgmt | For | For | For | |||||
1.2 | Elect Enoch Dawkins | Mgmt | For | For | For | |||||
1.3 | Elect David Dunlap | Mgmt | For | For | For | |||||
1.4 | Elect James Funk | Mgmt | For | For | For | |||||
1.5 | Elect Terence Hall | Mgmt | For | For | For | |||||
1.6 | Elect Ernest Howard, III | Mgmt | For | For | For | |||||
1.7 | Elect Justin Sullivan | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
Superior Industries International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SUP | CUSIP 868168105 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Louis Borick | Mgmt | For | For | For | |||||
1.2 | Elect Steven Borick | Mgmt | For | For | For | |||||
1.3 | Elect Francisco Uranga | Mgmt | For | For | For | |||||
2 | CEO Annual Incentive Performance Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Surmodics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SRDX | CUSIP 868873100 | 02/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Buhrmaster | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey Smith | Mgmt | For | For | For | |||||
1.3 | Elect Susan Knight | Mgmt | For | For | For | |||||
2 | Set the Number of Directors at Ten | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
SVB Financial Group | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIVB | CUSIP 78486Q101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Greg Becker | Mgmt | For | For | For | |||||
1.2 | Elect Eric Benhamou | Mgmt | For | For | For | |||||
1.3 | Elect David Clapper | Mgmt | For | For | For | |||||
1.4 | Elect Roger Dunbar | Mgmt | For | For | For | |||||
1.5 | Elect Joel Friedman | Mgmt | For | For | For | |||||
1.6 | Elect G. Felda Hardymon | Mgmt | For | For | For | |||||
1.7 | Elect Alex Hart | Mgmt | For | For | For | |||||
1.8 | Elect C. Richard Kramlich | Mgmt | For | For | For | |||||
1.9 | Elect Lata Krishnan | Mgmt | For | For | For | |||||
1.10 | Elect Kate Mitchell | Mgmt | For | For | For | |||||
1.11 | Elect John Robinson | Mgmt | For | For | For | |||||
1.12 | Elect Kyung Yoon | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Swift Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SFY | CUSIP 870738101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Deanna Cannon | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Lanier | Mgmt | For | For | For | |||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | |||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Synopsys, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNPS | CUSIP 871607107 | 03/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | |||||
1.2 | Elect Alfred Castino | Mgmt | For | For | For | |||||
1.3 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||||
1.4 | Elect Bruce Chizen | Mgmt | For | For | For | |||||
1.5 | Elect Deborah Coleman | Mgmt | For | For | For | |||||
1.6 | Elect John Schwarz | Mgmt | For | For | For | |||||
1.7 | Elect Roy Vallee | Mgmt | For | For | For | |||||
1.8 | Elect Steven Walske | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Systemax Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYX | CUSIP 871851101 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Leeds | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Bruce Leeds | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robert Leeds | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Lawrence Reinhold | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Stacy Dick | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert Rosenthal | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Marie Adler-Kravecas | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Taubman Centers, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCO | CUSIP 876664103 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Taubman | Mgmt | For | For | For | |||||
1.2 | Elect Lisa Payne | Mgmt | For | For | For | |||||
1.3 | Elect William Parfet | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Teledyne Technologies Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TDY | CUSIP 879360105 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
1.2 | Elect Frank Cahouet | Mgmt | For | For | For | |||||
1.3 | Elect Kenneth Dahlberg | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Teradyne, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TER | CUSIP 880770102 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Bagley | Mgmt | For | For | For | |||||
2 | Elect Michael Bradley | Mgmt | For | For | For | |||||
3 | Elect Albert Carnesale | Mgmt | For | For | For | |||||
4 | Elect Daniel Christman | Mgmt | For | For | For | |||||
5 | Elect Edwin Gillis | Mgmt | For | For | For | |||||
6 | Elect Timothy Guertin | Mgmt | For | For | For | |||||
7 | Elect Paul Tufano | Mgmt | For | For | For | |||||
8 | Elect Roy Vallee | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
11 | Approval of the Material Terms of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Terex Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEX | CUSIP 880779103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald DeFeo | Mgmt | For | For | For | |||||
1.2 | Elect G. Chris Andersen | Mgmt | For | For | For | |||||
1.3 | Elect Paula Cholmondeley | Mgmt | For | For | For | |||||
1.4 | Elect Don DeFosset | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Hansen | Mgmt | For | For | For | |||||
1.6 | Elect David Sachs | Mgmt | For | For | For | |||||
1.7 | Elect Oren Shaffer | Mgmt | For | For | For | |||||
1.8 | Elect David Wang | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Tessera Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TSRA | CUSIP 88164L100 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Boehlke | Mgmt | For | For | For | |||||
1.2 | Elect John Goodrich | Mgmt | For | For | For | |||||
1.3 | Elect David Nagel | Mgmt | For | For | For | |||||
1.4 | Elect Henry Nothhaft | Mgmt | For | For | For | |||||
1.5 | Elect Kevin Rivette | Mgmt | For | For | For | |||||
1.6 | Elect Robert Young | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Tetra Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TTI | CUSIP 88162F105 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stuart Brightman | Mgmt | For | For | For | |||||
1.2 | Elect Paul Coombs | Mgmt | For | For | For | |||||
1.3 | Elect Ralph Cunningham | Mgmt | For | For | For | |||||
1.4 | Elect Tom Delimitros | Mgmt | For | For | For | |||||
1.5 | Elect Geoffrey Hertel | Mgmt | For | For | For | |||||
1.6 | Elect Allen McInnes | Mgmt | For | For | For | |||||
1.7 | Elect Kenneth Mitchell | Mgmt | For | For | For | |||||
1.8 | Elect William Sullivan | Mgmt | For | For | For | |||||
1.9 | Elect Kenneth White, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Long Term Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
The Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TBBK | CUSIP 05969A105 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
2 | Elect Daniel Cohen | Mgmt | For | For | For | |||||
3 | Elect Walter Beach | Mgmt | For | For | For | |||||
4 | Elect Michael Bradley | Mgmt | For | For | For | |||||
5 | Elect Matthew Cohn | Mgmt | For | For | For | |||||
6 | Elect Leon Huff | Mgmt | For | For | For | |||||
7 | Elect William Lamb | Mgmt | For | For | For | |||||
8 | Elect Frank Mastrangelo | Mgmt | For | For | For | |||||
9 | Elect James McEntee, III | Mgmt | For | For | For | |||||
10 | Elect Linda Schaeffer | Mgmt | For | For | For | |||||
11 | Elect Joan Specter | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Stock Option and Equity Plan of 2011 | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Brink's Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BCO | CUSIP 109696104 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Change in Board Size | Mgmt | For | For | For | |||||
2.1 | Elect Marc Breslawsky | Mgmt | For | For | For | |||||
2.2 | Elect Michael Dan | Mgmt | For | For | For | |||||
3 | Amendment to the Key Employees Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
The CATO Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CATO | CUSIP 149205106 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bryan Kennedy, III | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Henson | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
The Dun & Bradstreet Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNB | CUSIP 26483E100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Elect Michael Winkler | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Amendment to the Covered Employee Incentive Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
The Hanover Insurance Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
THG | CUSIP 410867105 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Brennan | Mgmt | For | For | For | |||||
2 | Elect David Gallitano | Mgmt | For | For | For | |||||
3 | Elect Wendell Knox | Mgmt | For | For | For | |||||
4 | Elect Robert Murray | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Macerich Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MAC | CUSIP 554382101 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Douglas Abbey | Mgmt | For | For | For | |||||
2 | Elect Dana Anderson | Mgmt | For | For | For | |||||
3 | Elect Arthur Coppola | Mgmt | For | For | For | |||||
4 | Elect Edward Coppola | Mgmt | For | For | For | |||||
5 | Elect James Cownie | Mgmt | For | For | For | |||||
6 | Elect Fred Hubbell | Mgmt | For | For | For | |||||
7 | Elect Diana Laing | Mgmt | For | For | For | |||||
8 | Elect Stanley Moore | Mgmt | For | For | For | |||||
9 | Elect Mason Ross | Mgmt | For | For | For | |||||
10 | Elect William Sexton | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
The Valspar Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VAL | CUSIP 920355104 | 02/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ian Friendly | Mgmt | For | For | For | |||||
1.2 | Elect Janel Haugarth | Mgmt | For | For | For | |||||
1.3 | Elect William Mansfield | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
THQ Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
THQI | CUSIP 872443403 | 08/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brian Farrell | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Lawrence Burstein | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Henry DeNero | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Brian Dougherty | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Jeffrey Griffiths | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Gary Rieschel | Mgmt | For | Withhold | Against | |||||
1.7 | Elect James Whims | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
TIBCO Software Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TIBX | CUSIP 88632Q103 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Vivek Ranadive | Mgmt | For | For | For | |||||
1.2 | Elect Nanci Caldwell | Mgmt | For | For | For | |||||
1.3 | Elect Eric Dunn | Mgmt | For | For | For | |||||
1.4 | Elect Narendra Gupta | Mgmt | For | For | For | |||||
1.5 | Elect Peter Job | Mgmt | For | For | For | |||||
1.6 | Elect Philip Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Tidewater Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TDW | CUSIP 886423102 | 07/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | |||||
1.2 | Elect James Day | Mgmt | For | For | For | |||||
1.3 | Elect Richard du Moulin | Mgmt | For | For | For | |||||
1.4 | Elect Morris Foster | Mgmt | For | For | For | |||||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||||
1.6 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Netherland | Mgmt | For | For | For | |||||
1.8 | Elect Richard Pattarozzi | Mgmt | For | For | For | |||||
1.9 | Elect Nicholas Sutton | Mgmt | For | For | For | |||||
1.10 | Elect Cindy Taylor | Mgmt | For | For | For | |||||
1.11 | Elect Dean Taylor | Mgmt | For | For | For | |||||
1.12 | Elect Jack Thompson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Timberland Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TBL | CUSIP 887100105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sidney Swartz | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey Swartz | Mgmt | For | For | For | |||||
1.3 | Elect Catherine Buggeln | Mgmt | For | For | For | |||||
1.4 | Elect Andre Hawaux | Mgmt | For | For | For | |||||
1.5 | Elect Kenneth Lombard | Mgmt | For | For | For | |||||
1.6 | Elect Edward Moneypenny | Mgmt | For | For | For | |||||
1.7 | Elect Peter Moore | Mgmt | For | For | For | |||||
1.8 | Elect Bill Shore | Mgmt | For | For | For | |||||
1.9 | Elect Terdema Ussery II | Mgmt | For | For | For | |||||
1.10 | Elect Carden Welsh | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
TrueBlue, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TBI | CUSIP 89785X101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Cooper | Mgmt | For | For | For | |||||
2 | Elect Thomas McChesney | Mgmt | For | For | For | |||||
3 | Elect Gates McKibbin | Mgmt | For | For | For | |||||
4 | Elect Jeffrey Sakaguchi | Mgmt | For | For | For | |||||
5 | Elect Joseph Sambataro, Jr. | Mgmt | For | For | For | |||||
6 | Elect Bonnie Soodik | Mgmt | For | For | For | |||||
7 | Elect William Steele | Mgmt | For | For | For | |||||
8 | Elect Craig Tall | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Tutor Perini Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TPC | CUSIP 901109108 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Marilyn Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Peter Arkley | Mgmt | For | For | For | |||||
1.3 | Elect Raymond Oneglia | Mgmt | For | For | For | |||||
1.4 | Elect Donald Snyder | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Unisys Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UIS | CUSIP 909214306 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | |||||
2 | Elect James Duderstadt | Mgmt | For | For | For | |||||
3 | Elect Henry Duques | Mgmt | For | For | For | |||||
4 | Elect Matthew Espe | Mgmt | For | For | For | |||||
5 | Elect Denise Fletcher | Mgmt | For | For | For | |||||
6 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
7 | Elect Charles McQuade | Mgmt | For | For | For | |||||
8 | Elect Paul Weaver | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Unit Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNT | CUSIP 909218109 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Michael Adcock | Mgmt | For | For | For | |||||
1.2 | Elect Steven Hildebrand | Mgmt | For | For | For | |||||
1.3 | Elect Larry Payne | Mgmt | For | For | For | |||||
1.4 | Elect G. Bailey Peyton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
United States Steel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
X | CUSIP 912909108 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
1.2 | Elect Glenda McNeal | Mgmt | For | For | For | |||||
1.3 | Elect Graham Spanier | Mgmt | For | For | For | |||||
1.4 | Elect Patricia Tracey | Mgmt | For | For | For | |||||
1.5 | Elect John Engel | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Universal American Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UAM | CUSIP 913377107 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | 2011 Omnibus Equity Award Plan | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Universal Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UVV | CUSIP 913456109 | 08/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Chester Crocker | Mgmt | For | For | For | |||||
1.2 | Elect Charles Foster, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Jeremiah Sheehan | Mgmt | For | For | For | |||||
VAALCO Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EGY | CUSIP 91851C201 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Gerry III | Mgmt | For | For | For | |||||
1.2 | Elect W. Russell Scheirman | Mgmt | For | For | For | |||||
1.3 | Elect Robert Allen | Mgmt | For | For | For | |||||
1.4 | Elect Frederick Brazelton | Mgmt | For | For | For | |||||
1.5 | Elect Luigi Caflisch | Mgmt | For | For | For | |||||
1.6 | Elect O. Donaldson Chapoton | Mgmt | For | For | For | |||||
1.7 | Elect John Myers, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Valeant Pharmaceuticals International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VRX | CUSIP 91911K102 | 05/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Ingram | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Theo Melas-Kyriazi | Mgmt | For | For | For | |||||
1.3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||||
1.4 | Elect Laurence Paul | Mgmt | For | For | For | |||||
1.5 | Elect J. Michael Pearson | Mgmt | For | For | For | |||||
1.6 | Elect Robert Power | Mgmt | For | For | For | |||||
1.7 | Elect Norma Provencio | Mgmt | For | For | For | |||||
1.8 | Elect Lloyd Segal | Mgmt | For | For | For | |||||
1.9 | Elect Katharine Stevenson | Mgmt | For | For | For | |||||
1.10 | Elect Michael Van Every | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
5 | Amendment to the 2007 Equity Compensation Plan | Mgmt | For | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Validus Holdings, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VR | CUSIP G9319H102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Matthew Grayson | Mgmt | For | For | For | |||||
1.2 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||||
1.3 | Elect Mandakini Puri | Mgmt | For | For | For | |||||
1.4 | Election of Edward Noonan | Mgmt | For | For | For | |||||
1.5 | Election of C.N. Rupert Atkin | Mgmt | For | For | For | |||||
1.6 | Election of Partick Barry | Mgmt | For | For | For | |||||
1.7 | Election of Peter Bilsby | Mgmt | For | For | For | |||||
1.8 | Election of Julian Bosworth | Mgmt | For | For | For | |||||
1.9 | Election of Michale Carpenter | Mgmt | For | For | For | |||||
1.10 | Election of Rodrigo Castro | Mgmt | For | For | For | |||||
1.11 | Election of Jane Clouting | Mgmt | For | For | For | |||||
1.12 | Election of Joesph Consolino | Mgmt | For | For | For | |||||
1.13 | Election of C. Jerome Dill | Mgmt | For | For | For | |||||
1.14 | Election of Andrew Downey | Mgmt | For | For | For | |||||
1.15 | Election of Kerry Emanuel | Mgmt | For | For | For | |||||
1.16 | Election of Jonathan Ewington | Mgmt | For | For | For | |||||
1.17 | Election of Andrew Gibbs | Mgmt | For | For | For | |||||
1.18 | Election of Michael Greene | Mgmt | For | For | For | |||||
1.19 | Election of Nicholas Hales | Mgmt | For | For | For | |||||
1.20 | Election of Mark Johnson | Mgmt | For | For | For | |||||
1.21 | Election of Anthony Keys | Mgmt | For | For | For | |||||
1.22 | Election of Robert Kuzloski | Mgmt | For | For | For | |||||
1.23 | Election of Gillian Langford | Mgmt | For | For | For | |||||
1.24 | Election of Stuart Mercer | Mgmt | For | For | For | |||||
1.25 | Election of Paul Miller | Mgmt | For | For | For | |||||
1.26 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||||
1.27 | Election of Julian Ross | Mgmt | For | For | For | |||||
1.28 | Election of Rafel Saer | Mgmt | For | For | For | |||||
1.29 | Election of James Skinner | Mgmt | For | For | For | |||||
1.30 | Election of Verner Southey | Mgmt | For | For | For | |||||
1.31 | Election of Nigel Wachman | Mgmt | For | For | For | |||||
1.32 | Election of Conan Ward | Mgmt | For | For | For | |||||
1.33 | Election of Lixin Zeng | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
ValueClick, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VCLK | CUSIP 92046N102 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Zarley | Mgmt | For | For | For | |||||
1.2 | Elect David Buzby | Mgmt | For | For | For | |||||
1.3 | Elect Martin Hart | Mgmt | For | For | For | |||||
1.4 | Elect Jeffrey Rayport | Mgmt | For | For | For | |||||
1.5 | Elect James Peters | Mgmt | For | For | For | |||||
1.6 | Elect James Crouthamel | Mgmt | For | For | For | |||||
2 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
W&T Offshore, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WTI | CUSIP 92922P106 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Virginia Boulet | Mgmt | For | Withhold | Against | |||||
1.2 | Elect J. F. Freel | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Samir Gibara | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Robert Israel | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Stuart Katz | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Tracy Krohn | Mgmt | For | Withhold | Against | |||||
1.7 | Elect S. James Nelson, Jr. | Mgmt | For | Withhold | Against | |||||
1.8 | Elect B. Frank Stanley | Mgmt | For | Withhold | Against | |||||
2 | Increase of Preferred Stock | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
W.R. Berkley Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WRB | CUSIP 084423102 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Rodney Hawes, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Jack Nusbaum | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Mark Shapiro | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
WABCO Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WBC | CUSIP 92927K102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect G. Peter D'Aloia | Mgmt | For | For | For | |||||
1.2 | Elect Juergen Gromer | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Waddell & Reed Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WDR | CUSIP 930059100 | 04/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sharilyn Gasaway | Mgmt | For | For | For | |||||
1.2 | Elect Alan Kosloff | Mgmt | For | For | For | |||||
1.3 | Elect Jerry Walton | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Watson Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WPI | CUSIP 942683103 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Fedida | Mgmt | For | For | For | |||||
2 | Elect Albert Hummel | Mgmt | For | For | For | |||||
3 | Elect Catherine Klema | Mgmt | For | For | For | |||||
4 | Elect Anthony Tabatznik | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Amendment to the 2001 Incentive Award Plan | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Websense, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WBSN | CUSIP 947684106 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Carrington | Mgmt | For | For | For | |||||
1.2 | Elect Bruce Coleman | Mgmt | For | For | For | |||||
1.3 | Elect Gene Hodges | Mgmt | For | For | For | |||||
1.4 | Elect John Schaefer | Mgmt | For | For | For | |||||
1.5 | Elect Gary Sutton | Mgmt | For | For | For | |||||
1.6 | Elect Mark St.Clare | Mgmt | For | For | For | |||||
1.7 | Elect Peter Waller | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Webster Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WBS | CUSIP 947890109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Crawford | Mgmt | For | For | For | |||||
1.2 | Elect C. Michael Jacobi | Mgmt | For | For | For | |||||
1.3 | Elect Karen Osar | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Weight Watchers International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WTW | CUSIP 948626106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raymond Debbane | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Bard | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Jonas Fajgenbaum | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Westar Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WR | CUSIP 95709T100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mollie Carter | Mgmt | For | For | For | |||||
1.2 | Elect Jerry Farley | Mgmt | For | For | For | |||||
1.3 | Elect Arthur Krause | Mgmt | For | For | For | |||||
1.4 | Elect William Moore | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 1996 Long Term Incentive and Share Award Plan | Mgmt | For | For | For | |||||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Whirlpool Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WHR | CUSIP 963320106 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Samuel Allen | Mgmt | For | For | For | |||||
2 | Elect Jeff Fettig | Mgmt | For | For | For | |||||
3 | Elect Michael Johnston | Mgmt | For | For | For | |||||
4 | Elect William Kerr | Mgmt | For | For | For | |||||
5 | Elect John Liu | Mgmt | For | For | For | |||||
6 | Elect Miles Marsh | Mgmt | For | For | For | |||||
7 | Elect William Perez | Mgmt | For | For | For | |||||
8 | Elect Michael White | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
Whiting Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WLL | CUSIP 966387102 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect D. Sherwin Artus | Mgmt | For | For | For | |||||
1.2 | Elect Philip Doty | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Wilmington Trust Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WL | CUSIP 971807102 | 03/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Wolverine World Wide, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WWW | CUSIP 978097103 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Gerber | Mgmt | For | For | For | |||||
1.2 | Elect Blake Krueger | Mgmt | For | For | For | |||||
1.3 | Elect Michael Volkema | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Zoran Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZRAN | CUSIP 98975F101 | 03/08/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Proxy Contest | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Additional Bylaws or Bylaw Amendments | Mgmt | For | TNA | N/A | |||||
2 | Remove Raymond Burgess | Mgmt | For | TNA | N/A | |||||
3 | Remove Uzia Galil | Mgmt | For | TNA | N/A | |||||
4 | Remove James Meindl | Mgmt | For | TNA | N/A | |||||
5 | Remove James Owens, Jr. | Mgmt | For | TNA | N/A | |||||
6 | Remove Arthur Stabenow | Mgmt | For | TNA | N/A | |||||
7 | Remove Philip Young | Mgmt | For | TNA | N/A | |||||
8 | Amend Bylaws to Allow Shareholders to Fill Board Vacancies | Mgmt | For | TNA | N/A | |||||
9 | Elect Jon S. Castor | Mgmt | For | TNA | N/A | |||||
10 | Elect Dale Fuller | Mgmt | For | TNA | N/A | |||||
11 | Elect Thomas Lacey | Mgmt | For | TNA | N/A | |||||
12 | Elect Jeffrey McCreary | Mgmt | For | TNA | N/A | |||||
13 | Elect Jeffrey C. Smith | Mgmt | For | TNA | N/A | |||||
14 | Elect Edward Terino | Mgmt | For | TNA | N/A | |||||
Zoran Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZRAN | CUSIP 98975F101 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Proxy Contest | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Additional Bylaws or Bylaw Amendments | Mgmt | N/A | For | N/A | |||||
2 | Remove Raymond Burgess | Mgmt | N/A | Against | N/A | |||||
3 | Remove Uzia Galil | Mgmt | N/A | For | N/A | |||||
4 | Remove James Meindl | Mgmt | N/A | Against | N/A | |||||
5 | Remove James Owens, Jr. | Mgmt | N/A | Against | N/A | |||||
6 | Remove Arthur Stabenow | Mgmt | N/A | Against | N/A | |||||
7 | Remove Philip Young | Mgmt | N/A | Against | N/A | |||||
8 | Amend Bylaws to Allow Shareholders to Fill Board Vacancies | Mgmt | N/A | For | N/A | |||||
9 | Elect Jon S. Castor | Mgmt | N/A | For | N/A | |||||
10 | Elect Dale Fuller | Mgmt | N/A | Against | N/A | |||||
11 | Elect Thomas Lacey | Mgmt | N/A | Against | N/A | |||||
12 | Elect Jeffrey McCreary | Mgmt | N/A | Against | N/A | |||||
13 | Elect Jeffrey C. Smith | Mgmt | N/A | Against | N/A | |||||
14 | Elect Edward Terino | Mgmt | N/A | Against | N/A | |||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Diversified Income Fund | ||||||||
Date of fiscal year end: | 12/31/2010 | ||||||||
Compton Petroleum Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMZ | CUSIP 204755AB8 | 09/14/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | A Resolution Of Noteholders (The Noteholders Arrangement Resolution ), The Full Text Of Which Is Set Out In Appendix A To The Accompanying Management Proxy Circular (The Circular ), Approving Among Other Things An Arrangement (The Arrangement ) Pursuant To Section 192 Of The Canada Business Corporations Act, Which Arrangement Is More Particularly Described In The Circular | Mgmt | For | For | For | ||||
Nortek Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTKS | CUSIP 656559309 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Bloomberg | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Cianciolo | Mgmt | For | For | For | ||||
1.3 | Elect James Hirshorn | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nortek Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTKS | CUSIP 656559309 | 11/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Coleman | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Keenan | Mgmt | For | For | For | ||||
1.3 | Elect J. David Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2009 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | |||||||||
Fund Name : | Putnam VT Equity Income Fund | |||||||||
Date of fiscal year end: | 12/31/2010 | |||||||||
Abbott Laboratories | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABT | CUSIP 002824100 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||||
1.6 | Elect Phebe Novakovic | Mgmt | For | For | For | |||||
1.7 | Elect William Osborn | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.10 | Elect Miles White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
4 | Elect Molly Coye | Mgmt | For | For | For | |||||
5 | Elect Roger Farah | Mgmt | For | For | For | |||||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Aflac Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||||
2 | Elect John Shelby Amos II | Mgmt | For | Against | Against | |||||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||||
13 | Elect David Thompson | Mgmt | For | For | For | |||||
14 | Elect Robert Wright | Mgmt | For | For | For | |||||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alliance Data Systems Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADS | CUSIP 018581108 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Roger Ballou | Mgmt | For | For | For | |||||
1.3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Allied World Assurance Company Holdings, Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AWH | CUSIP H01531104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Patterson | Mgmt | For | For | For | |||||
2 | Elect Samuel Weinhoff | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Approval of Loss Carry Forward for the Year Ended December 31, 2010 | Mgmt | For | For | For | |||||
7 | Approval of Dividend in the Form of a Par Value Reduction | Mgmt | For | For | For | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Statuatory Auditor | Mgmt | For | For | For | |||||
10 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||||
Allied World Assurance Company Holdings, Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AWH | CUSIP G0219G203 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reincorporation | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Alterra Capital Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALTE | CUSIP G0229R108 | 05/02/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Willis King Jr. | Mgmt | For | TNA | N/A | |||||
2 | Elect James MacNaughton | Mgmt | For | TNA | N/A | |||||
3 | Elect Stephan Newhouse | Mgmt | For | TNA | N/A | |||||
4 | Elect Andrew Rush | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||
6 | Amendments to Bylaws | Mgmt | For | TNA | N/A | |||||
7 | Amendments to the Subsidiaries' Bylaws | Mgmt | For | TNA | N/A | |||||
8 | Amendments to the Subsidiaries' Bylaws | Mgmt | For | TNA | N/A | |||||
9 | Amendments to the Subsidiaries' Bylaws | Mgmt | For | TNA | N/A | |||||
10 | Amendments to the Subsidiaries' Bylaws | Mgmt | For | TNA | N/A | |||||
11 | Amendments to the Subsidiaries' Bylaws | Mgmt | For | TNA | N/A | |||||
12 | Elect W. Marston Becker | Mgmt | For | TNA | N/A | |||||
13 | Elect D. Andrew Cook | Mgmt | For | TNA | N/A | |||||
14 | Elect Joseph W. Roberts | Mgmt | For | TNA | N/A | |||||
15 | Elect John Berger | Mgmt | For | TNA | N/A | |||||
16 | Elect Peter A. Minton | Mgmt | For | TNA | N/A | |||||
17 | Elect Peter A. Minton | Mgmt | For | TNA | N/A | |||||
18 | Elect Joseph W. Roberts | Mgmt | For | TNA | N/A | |||||
19 | Elect Peter A. Minton | Mgmt | For | TNA | N/A | |||||
20 | Elect Joseph W. Roberts | Mgmt | For | TNA | N/A | |||||
21 | Elect Peter A. Minton | Mgmt | For | TNA | N/A | |||||
22 | Elect Joseph W. Roberts | Mgmt | For | TNA | N/A | |||||
23 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||||
24 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | |||||
Ameren Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEE | CUSIP 023608102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||||
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||||
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |||||
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | |||||
1.5 | Elect James Johnson | Mgmt | For | For | For | |||||
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | |||||
1.7 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
1.8 | Elect Thomas Voss | Mgmt | For | For | For | |||||
1.9 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
1.10 | Elect Jack Woodard | Mgmt | For | For | For | |||||
2 | Amendment to Articles of Incorporation Regarding Liability of Directors | Mgmt | For | For | For | |||||
3 | Re-Approval of Performance Goals Under the 2006 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | Against | For | |||||
American Capital Agency Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGNC | CUSIP 02503X105 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Morris Davis | Mgmt | For | For | For | |||||
1.2 | Elect Randy Dobbs | Mgmt | For | For | For | |||||
1.3 | Elect Larry Harvey | Mgmt | For | For | For | |||||
1.4 | Elect Alvin Puryear | Mgmt | For | For | For | |||||
1.5 | Elect Malon Wilkus | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Annaly Capital Management, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NLY | CUSIP 035710409 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Farrell | Mgmt | For | For | For | |||||
2 | Elect Jonathan Green | Mgmt | For | Against | Against | |||||
3 | Elect John Lambiase | Mgmt | For | For | For | |||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Apache Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APA | CUSIP 037411105 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect G. Steven Farris | Mgmt | For | For | For | |||||
2 | Elect Randolph Ferlic | Mgmt | For | For | For | |||||
3 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Kocur | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | |||||
10 | 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||||
Apollo Investment Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AINV | CUSIP 03761U106 | 08/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Elliot Stein, Jr. | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Bradley Wechsler | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Approval to Sell Shares of Common Stock Below Net Asset Value | Mgmt | For | Against | Against | |||||
Ares Capital Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARCC | CUSIP 04010L103 | 06/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Arougheti | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Ann Bates | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Kenneth Heitz | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | Against | Against | |||||
4 | Approval of an Amendment to the Hurdle Rate of the Investment Advisory Agreement | Mgmt | For | Against | Against | |||||
5 | Approval of an Amendment to the Capital Gains Portion of the Incentive Fee of the Investment Advisory Agreement | Mgmt | For | Against | Against | |||||
Ashland Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASH | CUSIP 044209104 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kathleen Ligocki | Mgmt | For | For | For | |||||
2 | Elect James O'Brien | Mgmt | For | For | For | |||||
3 | Elect Barry Perry | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Assurant, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIZ | CUSIP 04621X108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Elaine Rosen | Mgmt | For | For | For | |||||
2 | Elect Howard Carver | Mgmt | For | For | For | |||||
3 | Elect Juan Cento | Mgmt | For | For | For | |||||
4 | Elect Lawrence Jackson | Mgmt | For | For | For | |||||
5 | Elect David Kelso | Mgmt | For | For | For | |||||
6 | Elect Charles Koch | Mgmt | For | For | For | |||||
7 | Elect H. Carroll Mackin | Mgmt | For | For | For | |||||
8 | Elect Robert Pollock | Mgmt | For | For | For | |||||
9 | Elect John Swainson | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Assured Guaranty Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Francisco Borges | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Patrick Kenny | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robin Monro-Davies | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael O'Kane | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Howard Albert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |||||
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||||
AT&T Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
T | CUSIP 00206R102 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||||
4 | Elect James Blanchard | Mgmt | For | For | For | |||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
6 | Elect James Kelly | Mgmt | For | For | For | |||||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||||
8 | Elect Lynn Martin | Mgmt | For | For | For | |||||
9 | Elect John McCoy | Mgmt | For | For | For | |||||
10 | Elect Joyce Roché | Mgmt | For | For | For | |||||
11 | Elect Matthew Rose | Mgmt | For | For | For | |||||
12 | Elect Laura Tyson | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Autoliv, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALV | CUSIP 052800109 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Carlson | Mgmt | For | For | For | |||||
1.2 | Elect Lars Nyberg | Mgmt | For | For | For | |||||
1.3 | Elect James Ringler | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Avery Dennison Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVY | CUSIP 053611109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Barker | Mgmt | For | For | For | |||||
2 | Elect Ken Hicks | Mgmt | For | For | For | |||||
3 | Elect Debra Reed | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
Bank of America Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAC | CUSIP 060505104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||||
2 | Elect Susan Bies | Mgmt | For | For | For | |||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||||
9 | Elect Thomas May | Mgmt | For | For | For | |||||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||||
11 | Elect Donald Powell | Mgmt | For | For | For | |||||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
13 | Elect Robert Scully | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHldr | Against | Against | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Bemis Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMS | CUSIP 081437105 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Perry | Mgmt | For | For | For | |||||
1.2 | Elect William Scholle | Mgmt | For | For | For | |||||
1.3 | Elect Timothy Manganello | Mgmt | For | For | For | |||||
1.4 | Elect Philip Weaver | Mgmt | For | For | For | |||||
1.5 | Elect Henry Theisen | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Best Buy Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBY | CUSIP 086516101 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald James | Mgmt | For | For | For | |||||
1.2 | Elect Sanjay Khosla | Mgmt | For | For | For | |||||
1.3 | Elect George Mikan III | Mgmt | For | For | For | |||||
1.4 | Elect Matthew Paull | Mgmt | For | For | For | |||||
1.5 | Elect Richard Schulze | Mgmt | For | For | For | |||||
1.6 | Elect Hatim Tyabji | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||||
4 | Amendment to the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||||
5 | Executive Short-term Incentive Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
BMC Software, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMC | CUSIP 055921100 | 07/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
3 | Elect Gary Bloom | Mgmt | For | For | For | |||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | |||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | |||||
6 | Elect Stephan James | Mgmt | For | For | For | |||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | |||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | |||||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Boston Scientific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BSX | CUSIP 101137107 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Katharine Bartlett | Mgmt | For | For | For | |||||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | |||||
3 | Elect Nelda Connors | Mgmt | For | For | For | |||||
4 | Elect J. Raymond Elliott | Mgmt | For | For | For | |||||
5 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
6 | Elect Ernest Mario | Mgmt | For | For | For | |||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
8 | Elect Pete Nicholas | Mgmt | For | For | For | |||||
9 | Elect Uwe Reinhardt | Mgmt | For | For | For | |||||
10 | Elect John Sununu | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | 2006 Global Employee Stock Ownership Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
BP plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BP | CUSIP 055622104 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Paul Anderson | Mgmt | For | For | For | |||||
4 | Elect Antony Burgmans | Mgmt | For | For | For | |||||
5 | Elect Cynthia Carroll | Mgmt | For | For | For | |||||
6 | Elect Sir William Castell | Mgmt | For | For | For | |||||
7 | Elect Iain Conn | Mgmt | For | For | For | |||||
8 | Elect George David | Mgmt | For | For | For | |||||
9 | Elect Ian Davis | Mgmt | For | For | For | |||||
10 | Elect Robert Dudley | Mgmt | For | For | For | |||||
11 | Elect Byron Grote | Mgmt | For | For | For | |||||
12 | Elect Frank Bowman | Mgmt | For | For | For | |||||
13 | Elect Brendan Nelson | Mgmt | For | For | For | |||||
14 | Elect Phuthuma Nhleko | Mgmt | For | For | For | |||||
15 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
22 | Renewal of the BP ShareMatch Plan | Mgmt | For | For | For | |||||
23 | Renewal of the BP Sharesave UK Plan | Mgmt | For | For | For | |||||
Brinker International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EAT | CUSIP 109641100 | 11/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Douglas Brooks | Mgmt | For | For | For | |||||
1.2 | Elect Joseph DePinto | Mgmt | For | For | For | |||||
1.3 | Elect Harriet Edelman | Mgmt | For | For | For | |||||
1.4 | Elect Marvin Girouard | Mgmt | For | For | For | |||||
1.5 | Elect John Mims | Mgmt | For | For | For | |||||
1.6 | Elect George Mrkonic, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Erle Nye | Mgmt | For | For | For | |||||
1.8 | Elect Rosendo Parra | Mgmt | For | For | For | |||||
1.9 | Elect Cece Smith | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Re-approval of the Profit Sharing Plan | Mgmt | For | For | For | |||||
CA, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CA | CUSIP 12673P105 | 07/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Raymond Bromark | Mgmt | For | For | For | |||||
2 | Elect Gary Fernandes | Mgmt | For | For | For | |||||
3 | Elect Kay Koplovitz | Mgmt | For | For | For | |||||
4 | Elect Christopher Lofgren | Mgmt | For | For | For | |||||
5 | Elect William McCracken | Mgmt | For | For | For | |||||
6 | Elect Richard Sulpizio | Mgmt | For | For | For | |||||
7 | Elect Laura Unger | Mgmt | For | For | For | |||||
8 | Elect Arthur Weinbach | Mgmt | For | For | For | |||||
9 | Elect Ron Zambonini | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
11 | Adoption of Stockholder Protection Rights Agreement | Mgmt | For | Against | Against | |||||
12 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||||
Campbell Soup Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPB | CUSIP 134429109 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edmund Carpenter | Mgmt | For | For | For | |||||
1.2 | Elect Paul Charron | Mgmt | For | For | For | |||||
1.3 | Elect Douglas Conant | Mgmt | For | For | For | |||||
1.4 | Elect Bennett Dorrance | Mgmt | For | For | For | |||||
1.5 | Elect Harvey Golub | Mgmt | For | For | For | |||||
1.6 | Elect Lawrence Karlson | Mgmt | For | For | For | |||||
1.7 | Elect Randall Larrimore | Mgmt | For | For | For | |||||
1.8 | Elect Mary Malone | Mgmt | For | For | For | |||||
1.9 | Elect Sara Mathew | Mgmt | For | For | For | |||||
1.10 | Elect Denise Morrison | Mgmt | For | For | For | |||||
1.11 | Elect William Perez | Mgmt | For | For | For | |||||
1.12 | Elect Charles Perrin | Mgmt | For | For | For | |||||
1.13 | Elect A. Barry Rand | Mgmt | For | For | For | |||||
1.14 | Elect Nick Shreiber | Mgmt | For | For | For | |||||
1.15 | Elect Archbold van Beuren | Mgmt | For | For | For | |||||
1.16 | Elect Les Vinney | Mgmt | For | For | For | |||||
1.17 | Elect Charlotte Weber | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Capitol Federal Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CFFN | CUSIP 14057J101 | 02/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Johnson | Mgmt | For | For | For | |||||
1.2 | Elect Michael McCoy | Mgmt | For | For | For | |||||
1.3 | Elect Marilyn Ward | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Celanese Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CE | CUSIP 150870103 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Martin McGuinn | Mgmt | For | For | For | |||||
2 | Elect Daniel Sanders | Mgmt | For | For | For | |||||
3 | Elect John Wulff | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Celgene Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CELG | CUSIP 151020104 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||||
1.2 | Elect Michael Casey | Mgmt | For | For | For | |||||
1.3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
1.4 | Elect Rodman Drake | Mgmt | For | For | For | |||||
1.5 | Elect Michael Friedman | Mgmt | For | For | For | |||||
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For | |||||
1.7 | Elect James Loughlin | Mgmt | For | For | For | |||||
1.8 | Elect Ernest Mario | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Chevron Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVX | CUSIP 166764100 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||||
2 | Elect Robert Denham | Mgmt | For | For | For | |||||
3 | Elect Robert Eaton | Mgmt | For | For | For | |||||
4 | Elect Chuck Hagel | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect George Kirkland | Mgmt | For | For | For | |||||
7 | Elect Donald Rice | Mgmt | For | For | For | |||||
8 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
9 | Elect Charles Shoemate | Mgmt | For | For | For | |||||
10 | Elect John Stumpf | Mgmt | For | For | For | |||||
11 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
12 | Elect Carl Ware | Mgmt | For | For | For | |||||
13 | Elect John Watson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | |||||
Chimera Investment Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CIM | CUSIP 16934Q109 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Donlin | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Mark Abrams | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Gerard Creagh | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
CIGNA Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CI | CUSIP 125509109 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roman Martinez IV | Mgmt | For | For | For | |||||
2 | Elect Carol Wait | Mgmt | For | For | For | |||||
3 | Elect William Zollars | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Robert Brust | Mgmt | For | For | For | |||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
CVS Caremark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVS | CUSIP 126650100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||||
3 | Elect David Dorman | Mgmt | For | For | For | |||||
4 | Elect Anne Finucane | Mgmt | For | For | For | |||||
5 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||||
6 | Elect Marian Heard | Mgmt | For | For | For | |||||
7 | Elect Larry Merlo | Mgmt | For | For | For | |||||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||||
9 | Elect Terrence Murray | Mgmt | For | For | For | |||||
10 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||||
11 | Elect Richard Swift | Mgmt | For | For | For | |||||
12 | Elect Tony White | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Political Contributions or Expenditure | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Dell Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DELL | CUSIP 24702R101 | 08/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Breyer | Mgmt | For | For | For | |||||
1.2 | Elect Donald Carty | Mgmt | For | For | For | |||||
1.3 | Elect Michael Dell | Mgmt | For | For | For | |||||
1.4 | Elect William Gray, III | Mgmt | For | For | For | |||||
1.5 | Elect Judy Lewent | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Luce, III | Mgmt | For | For | For | |||||
1.7 | Elect Klaus Luft | Mgmt | For | For | For | |||||
1.8 | Elect Alex Mandl | Mgmt | For | For | For | |||||
1.9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||||
1.10 | Elect Sam Nunn | Mgmt | For | For | For | |||||
1.11 | Elect H. Ross Perot, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Reimbursement of Solicitation Expenses | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||||
Digital Realty Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLR | CUSIP 253868103 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Magnuson | Mgmt | For | For | For | |||||
1.2 | Elect Michael Foust | Mgmt | For | For | For | |||||
1.3 | Elect Laurence Chapman | Mgmt | For | For | For | |||||
1.4 | Elect Kathleen Earley | Mgmt | For | For | For | |||||
1.5 | Elect Ruann Ernst | Mgmt | For | For | For | |||||
1.6 | Elect Dennis Singleton | Mgmt | For | For | For | |||||
1.7 | Elect Robert Zerbst | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
DIRECTV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Discover Financial Services | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DFS | CUSIP 254709108 | 04/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |||||
2 | Elect Mary Bush | Mgmt | For | For | For | |||||
3 | Elect Gregory Case | Mgmt | For | For | For | |||||
4 | Elect Robert Devlin | Mgmt | For | For | For | |||||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |||||
6 | Elect Richard Lenny | Mgmt | For | For | For | |||||
7 | Elect Thomas Maheras | Mgmt | For | For | For | |||||
8 | Elect Michael Moskow | Mgmt | For | For | For | |||||
9 | Elect David Nelms | Mgmt | For | For | For | |||||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Amendment to the 2007 Directors' Compensation Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
DISH Network Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DISH | CUSIP 25470M109 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James DeFranco | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Cantey Ergen | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Charles Ergen | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Steven Goodbarn | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Gary Howard | Mgmt | For | Withhold | Against | |||||
1.6 | Elect David Moskowitz | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Tom Ortolf | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Carl Vogel | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | For | Against | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29081M102 | 11/19/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Change of Company Name | Mgmt | N/A | For | N/A | |||||
2 | Amendment to Corporate Purpose | Mgmt | N/A | For | N/A | |||||
3 | Amend Article 34 | Mgmt | N/A | For | N/A | |||||
4 | Amend Article 41 | Mgmt | N/A | For | N/A | |||||
5 | Amend Article 44 | Mgmt | N/A | For | N/A | |||||
EMC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMC | CUSIP 268648102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Brown | Mgmt | For | For | For | |||||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||||
5 | Elect James DiStasio | Mgmt | For | For | For | |||||
6 | Elect John Egan | Mgmt | For | For | For | |||||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
8 | Elect Windle Priem | Mgmt | For | For | For | |||||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||||
10 | Elect David Strohm | Mgmt | For | For | For | |||||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||||
14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Emerson Electric Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Farr | Mgmt | For | For | For | |||||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||||
1.3 | Elect Charles Peters | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Prueher | Mgmt | For | For | For | |||||
1.5 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Energizer Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENR | CUSIP 29266R108 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ward Klein | Mgmt | For | For | For | |||||
2 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||||
3 | Elect John Roberts | Mgmt | For | For | For | |||||
4 | Amendment to the 2009 Incentive Stock Plan | Mgmt | For | For | For | |||||
5 | Executive Officer Bonus Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ford Motor Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CUSIP 345370860 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Richard Manoogian | Mgmt | For | For | For | |||||
10 | Elect Ellen Marram | Mgmt | For | For | For | |||||
11 | Elect Alan Mulally | Mgmt | For | For | For | |||||
12 | Elect Homer Neal | Mgmt | For | For | For | |||||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
14 | Elect John Thornton | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Great Plains Energy Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GXP | CUSIP 391164100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Bodde | Mgmt | For | For | For | |||||
1.2 | Elect Michael Chesser | Mgmt | For | For | For | |||||
1.3 | Elect William Downey | Mgmt | For | For | For | |||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | |||||
1.6 | Elect James Mitchell | Mgmt | For | For | For | |||||
1.7 | Elect William Nelson | Mgmt | For | For | For | |||||
1.8 | Elect John Sherman | Mgmt | For | For | For | |||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | |||||
1.10 | Elect Robert West | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hanesbrands Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBI | CUSIP 410345102 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Harris Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRS | CUSIP 413875105 | 10/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Lance | Mgmt | For | For | For | |||||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | |||||
3 | Elect Terry Growcock | Mgmt | For | For | For | |||||
4 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
5 | Elect David Rickard | Mgmt | For | For | For | |||||
6 | Elect James Stoffel | Mgmt | For | For | For | |||||
7 | Elect Gregory Swienton | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Annual Incentive Plan | Mgmt | For | For | For | |||||
10 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Léo Apotheker | Mgmt | For | For | For | |||||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
7 | Elect John Hammergren | Mgmt | For | For | For | |||||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||||
11 | Elect Dominique Sénéquier | Mgmt | For | For | For | |||||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||||
Hubbell Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUB.A | CUSIP 443510201 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Timothy Powers | Mgmt | For | For | For | |||||
1.2 | Elect Lynn Good | Mgmt | For | For | For | |||||
1.3 | Elect Anthony Guzzi | Mgmt | For | For | For | |||||
1.4 | Elect Neal Keating | Mgmt | For | For | For | |||||
1.5 | Elect Andrew McNally, IV | Mgmt | For | For | For | |||||
1.6 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | |||||
1.7 | Elect Carlos Rodriguez | Mgmt | For | For | For | |||||
1.8 | Elect Richard Swift | Mgmt | For | For | For | |||||
1.9 | Elect Daniel Van Riper | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Huntsman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUN | CUSIP 447011107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jon Huntsman | Mgmt | For | For | For | |||||
1.2 | Elect Patrick Harker | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Illinois Tool Works Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITW | CUSIP 452308109 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Crown | Mgmt | For | For | For | |||||
2 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||||
3 | Elect Robert McCormack | Mgmt | For | Against | Against | |||||
4 | Elect Robert Morrison | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Elect David Smith, Jr. | Mgmt | For | For | For | |||||
7 | Elect David Speer | Mgmt | For | For | For | |||||
8 | Elect Pamela Strobel | Mgmt | For | For | For | |||||
9 | Elect Kevin Warren | Mgmt | For | For | For | |||||
10 | Elect Anré Williams | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Cash Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Ingersoll-Rand Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||||
2 | Elect John Bruton | Mgmt | For | For | For | |||||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||||
10 | Elect Richard Swift | Mgmt | For | For | For | |||||
11 | Elect Tony White | Mgmt | For | For | For | |||||
12 | Senior Executive Performance Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Integrated Device Technology, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IDTI | CUSIP 458118106 | 09/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Schofield | Mgmt | For | For | For | |||||
1.2 | Elect Lewis Eggebrecht | Mgmt | For | For | For | |||||
1.3 | Elect Umesh Padval | Mgmt | For | For | For | |||||
1.4 | Elect Gordon Parnell | Mgmt | For | For | For | |||||
1.5 | Elect Donald Schrock | Mgmt | For | For | For | |||||
1.6 | Elect Ron Smith | Mgmt | For | For | For | |||||
1.7 | Elect Theodore Tewksbury | Mgmt | For | For | For | |||||
2 | Amendment to the 2004 Equity Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
International Business Machines Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBM | CUSIP 459200101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect William Brody | Mgmt | For | For | For | |||||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
8 | Elect James Owens | Mgmt | For | For | For | |||||
9 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
10 | Elect Joan Spero | Mgmt | For | For | For | |||||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||||
12 | Elect Lorenzo Héctor Zambrano Treviño | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
International Paper Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IP | CUSIP 460146103 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Bronczek | Mgmt | For | For | For | |||||
2 | Elect Ahmet Dördüncü | Mgmt | For | For | For | |||||
3 | Elect Lynn Elsenhans | Mgmt | For | For | For | |||||
4 | Elect John Faraci | Mgmt | For | For | For | |||||
5 | Elect Samir Gibara | Mgmt | For | For | For | |||||
6 | Elect Stacey Mobley | Mgmt | For | For | For | |||||
7 | Elect John Townsend III | Mgmt | For | For | For | |||||
8 | Elect John Turner | Mgmt | For | For | For | |||||
9 | Elect William Walter | Mgmt | For | For | For | |||||
10 | Elect Alberto Weisser | Mgmt | For | For | For | |||||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Interpublic Group of Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPG | CUSIP 460690100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Reginald Brack | Mgmt | For | For | For | |||||
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||||
3 | Elect Jill Considine | Mgmt | For | For | For | |||||
4 | Elect Richard Goldstein | Mgmt | For | For | For | |||||
5 | Elect Mary Guilfoile | Mgmt | For | For | For | |||||
6 | Elect H. John Greeniaus | Mgmt | For | For | For | |||||
7 | Elect William Kerr | Mgmt | For | For | For | |||||
8 | Elect Michael Roth | Mgmt | For | For | For | |||||
9 | Elect David Thomas | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Invesco Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IVZ | CUSIP G491BT108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Rex Adams | Mgmt | For | For | For | |||||
2 | Elect John Banham | Mgmt | For | For | For | |||||
3 | Elect Denis Kessler | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | 2011 Global Equity Incentive Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Jarden Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JAH | CUSIP 471109108 | 06/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Grant | Mgmt | For | For | For | |||||
1.2 | Elect Richard Heckmann | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Simon | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
3 | Elect David Cote | Mgmt | For | For | For | |||||
4 | Elect James Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||||
7 | Elect William Gray, III | Mgmt | For | For | For | |||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
9 | Elect David Novak | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||||
Kimberly-Clark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KMB | CUSIP 494368103 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Alm | Mgmt | For | For | For | |||||
2 | Elect John Bergstrom | Mgmt | For | For | For | |||||
3 | Elect Abelardo Bru | Mgmt | For | For | For | |||||
4 | Elect Robert Decherd | Mgmt | For | For | For | |||||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||||
6 | Elect Mae Jemison | Mgmt | For | For | For | |||||
7 | Elect James Jenness | Mgmt | For | For | For | |||||
8 | Elect Nancy Karch | Mgmt | For | For | For | |||||
9 | Elect Ian Read | Mgmt | For | For | For | |||||
10 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
11 | Elect Marc Shapiro | Mgmt | For | For | For | |||||
12 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Outside Directors' Compensation Plan | Mgmt | For | For | For | |||||
15 | 2011 Equity Participation Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
KLA-Tencor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
L-3 Communications Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LLL | CUSIP 502424104 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Henry Shelton | Mgmt | For | For | For | |||||
1.2 | Elect Michael Strianese | Mgmt | For | For | For | |||||
1.3 | Elect John White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Marathon Oil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRO | CUSIP 565849106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | |||||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | |||||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | |||||
4 | Elect David Daberko | Mgmt | For | Against | Against | |||||
5 | Elect William Davis, III | Mgmt | For | Against | Against | |||||
6 | Elect Shirley Jackson | Mgmt | For | Against | Against | |||||
7 | Elect Philip Lader | Mgmt | For | Against | Against | |||||
8 | Elect Charles Lee | Mgmt | For | Against | Against | |||||
9 | Elect Michael Phelps | Mgmt | For | Against | Against | |||||
10 | Elect Dennis Reilley | Mgmt | For | Against | Against | |||||
11 | Elect Seth Schofield | Mgmt | For | Against | Against | |||||
12 | Elect John Snow | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
Mattel, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MAT | CUSIP 577081102 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Dolan | Mgmt | For | For | For | |||||
2 | Elect Robert Eckert | Mgmt | For | For | For | |||||
3 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
4 | Elect Tully Friedman | Mgmt | For | For | For | |||||
5 | Elect Dominic Ng | Mgmt | For | For | For | |||||
6 | Elect Vasant Prabhu | Mgmt | For | For | For | |||||
7 | Elect Andrea Rich | Mgmt | For | For | For | |||||
8 | Elect Dean Scarborough | Mgmt | For | For | For | |||||
9 | Elect Christopher Sinclair | Mgmt | For | For | For | |||||
10 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||||
11 | Elect Kathy White | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Amendment to the Bylaws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
McKesson Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||||
3 | Elect John Hammergren | Mgmt | For | For | For | |||||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||||
7 | Elect David Lawrence | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||||
10 | Reapproval of Performance Goals Under the 2005 Stock Plan | Mgmt | For | For | For | |||||
11 | Reapproval of Performance Goals Under the 2005 Management Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
Medtronic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||||
1.4 | Elect William Hawkins | Mgmt | For | For | For | |||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Merck & Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRK | CUSIP 58933Y105 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||||
3 | Elect Richard Clark | Mgmt | For | For | For | |||||
4 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
5 | Elect Thomas Glocer | Mgmt | For | For | For | |||||
6 | Elect Steven Goldstone | Mgmt | For | For | For | |||||
7 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||||
8 | Elect Harry Jacobson | Mgmt | For | For | For | |||||
9 | Elect William Kelley | Mgmt | For | For | For | |||||
10 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
11 | Elect Rochelle Lazarus | Mgmt | For | Against | Against | |||||
12 | Elect Carlos Represas | Mgmt | For | For | For | |||||
13 | Elect Patricia Russo | Mgmt | For | For | For | |||||
14 | Elect Thomas Shenk | Mgmt | For | For | For | |||||
15 | Elect Anne Tatlock | Mgmt | For | For | For | |||||
16 | Elect Craig Thompson | Mgmt | For | For | For | |||||
17 | Elect Wendell Weeks | Mgmt | For | For | For | |||||
18 | Elect Peter Wendell | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
21 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
MFA Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFA | CUSIP 55272X102 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Blank | Mgmt | For | For | For | |||||
1.2 | Elect William Gorin | Mgmt | For | For | For | |||||
2 | Increase of Authorized Capital Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Gates III | Mgmt | For | For | For | |||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||||
7 | Elect David Marquardt | Mgmt | For | For | For | |||||
8 | Elect Charles Noski | Mgmt | For | For | For | |||||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
Morgan Stanley | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MS | CUSIP 617446448 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||||
3 | Elect Howard Davies | Mgmt | For | For | For | |||||
4 | Elect James Gorman | Mgmt | For | For | For | |||||
5 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
7 | Elect John Mack | Mgmt | For | For | For | |||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
9 | Elect Hutham Olayan | Mgmt | For | For | For | |||||
10 | Elect James Owens | Mgmt | For | For | For | |||||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
National Oilwell Varco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOV | CUSIP 637071101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jefferey Smisek | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Newell Rubbermaid Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Northrop Grumman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOC | CUSIP 666807102 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||||
9 | Elect Richard Myers | Mgmt | For | For | For | |||||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
NV Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVE | CUSIP 67073Y106 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Glenn Christenson | Mgmt | For | For | For | |||||
1.3 | Elect Brian Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect John O'Reilly | Mgmt | For | For | For | |||||
1.5 | Elect Philip Satre | Mgmt | For | For | For | |||||
1.6 | Elect Michael Yackira | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Executive Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections | Mgmt | For | For | For | |||||
6 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in theFair Price Provisions | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
5 | Elect John Feick | Mgmt | For | For | For | |||||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
8 | Elect Ray Irani | Mgmt | For | For | For | |||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Office Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ODP | CUSIP 676220106 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Neil Austrian | Mgmt | For | Against | Against | |||||
2 | Elect Justin Bateman | Mgmt | For | Against | Against | |||||
3 | Elect Thomas Colligan | Mgmt | For | Against | Against | |||||
4 | Elect Marsha Evans | Mgmt | For | Against | Against | |||||
5 | Elect David Fuente | Mgmt | For | Against | Against | |||||
6 | Elect Brenda Gaines | Mgmt | For | Against | Against | |||||
7 | Elect Myra Hart | Mgmt | For | Against | Against | |||||
8 | Elect W. Scott Hedrick | Mgmt | For | Against | Against | |||||
9 | Elect Kathleen Mason | Mgmt | For | Against | Against | |||||
10 | Elect James Rubin | Mgmt | For | Against | Against | |||||
11 | Elect Raymond Svider | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
OfficeMax Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMX | CUSIP 67622P101 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Bryant | Mgmt | For | For | For | |||||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||||
4 | Elect William Montgoris | Mgmt | For | For | For | |||||
5 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||||
6 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||||
7 | Elect David Szymanski | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Omnicom Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMC | CUSIP 681919106 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Wren | Mgmt | For | For | For | |||||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||||
3 | Elect Alan Batkin | Mgmt | For | For | For | |||||
4 | Elect Robert Clark | Mgmt | For | For | For | |||||
5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||||
6 | Elect Errol Cook | Mgmt | For | For | For | |||||
7 | Elect Susan Denison | Mgmt | For | For | For | |||||
8 | Elect Michael Henning | Mgmt | For | For | For | |||||
9 | Elect John Murphy | Mgmt | For | For | For | |||||
10 | Elect John Purcell | Mgmt | For | For | For | |||||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
12 | Elect Gary Roubos | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Restoration of Written Consent | Mgmt | For | For | For | |||||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Owens Corning | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OC | CUSIP 690742101 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
1.2 | Elect Ann Iverson | Mgmt | For | For | For | |||||
1.3 | Elect Joseph Neely | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Corporate Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Parker-Hannifin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||||
1.5 | Elect Klaus-Peter Müller | Mgmt | For | For | For | |||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||||
1.9 | Elect Åke Svensson | Mgmt | For | For | For | |||||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | |||||
1.11 | Elect James Wainscott | Mgmt | For | For | For | |||||
1.12 | Elect Donald Washkewicz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Performance Bonus Plan | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||||
People's United Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PBCT | CUSIP 712704105 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Barnes | Mgmt | For | For | For | |||||
1.2 | Elect Collin Baron | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Richard Hoyt | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pepco Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
POM | CUSIP 713291102 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jack Dunn, IV | Mgmt | For | For | For | |||||
1.2 | Elect Terence Golden | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Harker | Mgmt | For | For | For | |||||
1.4 | Elect Frank Heintz | Mgmt | For | For | For | |||||
1.5 | Elect Barbara Krumsiek | Mgmt | For | For | For | |||||
1.6 | Elect George MacCormack | Mgmt | For | For | For | |||||
1.7 | Elect Lawrence Nussdorf | Mgmt | For | For | For | |||||
1.8 | Elect Patricia Oelrich | Mgmt | For | For | For | |||||
1.9 | Elect Joseph Rigby | Mgmt | For | For | For | |||||
1.10 | Elect Frank Ross | Mgmt | For | For | For | |||||
1.11 | Elect Pauline Schneider | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Lester Silverman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 01/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger by Absorption | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
Pfizer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||||
2 | Elect Michael Brown | Mgmt | For | For | For | |||||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect James Kilts | Mgmt | For | For | For | |||||
9 | Elect George Lorch | Mgmt | For | For | For | |||||
10 | Elect John Mascotte | Mgmt | For | For | For | |||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
12 | Elect Ian Read | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Harold Brown | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||||
9 | Elect Carlos Slim Helú | Mgmt | For | For | For | |||||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Popular, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BPOP | CUSIP 733174106 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maria Ferré | Mgmt | For | For | For | |||||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||||
3 | Elect William Teuber, Jr. | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Prologis | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLD | CUSIP 743410102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Prudential Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CUSIP 744320102 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | |||||
2 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | |||||
5 | Elect James Cullen | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Mark Grier | Mgmt | For | For | For | |||||
8 | Elect Constance Horner | Mgmt | For | For | For | |||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||||
10 | Elect Karl Krapek | Mgmt | For | For | For | |||||
11 | Elect Christine Poon | Mgmt | For | For | For | |||||
12 | Elect John Strangfeld | Mgmt | For | For | For | |||||
13 | Elect James Unruh | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Quest Diagnostics Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DGX | CUSIP 74834L100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Buehler | Mgmt | For | For | For | |||||
2 | Elect Daniel Stanzione | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
R.R. Donnelley & Sons Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RRD | CUSIP 257867101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | |||||
2 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
3 | Elect Lee Chaden | Mgmt | For | For | For | |||||
4 | Elect Judith Hamilton | Mgmt | For | For | For | |||||
5 | Elect Susan Ivey | Mgmt | For | For | For | |||||
6 | Elect Thomas Johnson | Mgmt | For | For | For | |||||
7 | Elect John Pope | Mgmt | For | For | For | |||||
8 | Elect Michael Riordan | Mgmt | For | For | For | |||||
9 | Elect Oliver Sockwell | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding a Sustainable Procurement Report | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Political Expenditures | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Raytheon Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTN | CUSIP 755111507 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Vernon Clark | Mgmt | For | For | For | |||||
2 | Elect John Deutch | Mgmt | For | For | For | |||||
3 | Elect Stephen Hadley | Mgmt | For | For | For | |||||
4 | Elect Frederic Poses | Mgmt | For | For | For | |||||
5 | Elect Michael Ruettgers | Mgmt | For | For | For | |||||
6 | Elect Ronald Skates | Mgmt | For | For | For | |||||
7 | Elect William Spivey | Mgmt | For | For | For | |||||
8 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
9 | Elect William Swanson | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHldr | Against | Against | For | |||||
Rock-Tenn Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RKT | CUSIP 772739207 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Royal Dutch Shell plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RDSB | CUSIP 780259206 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||||
5 | Elect Malcolm Brinded | Mgmt | For | For | For | |||||
6 | Elect Guy Elliott | Mgmt | For | For | For | |||||
7 | Elect Simon Henry | Mgmt | For | For | For | |||||
8 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||||
12 | Elect Jorma Ollila | Mgmt | For | For | For | |||||
13 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||||
14 | Elect Peter Voser | Mgmt | For | For | For | |||||
15 | Elect Hans Wijers | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Seadrill Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SDRL | CUSIP G7945E105 | 09/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Fredriksen | Mgmt | For | Against | Against | |||||
2 | Elect Tor Olav Trøim | Mgmt | For | Against | Against | |||||
3 | Elect Kate Blankenship | Mgmt | For | Against | Against | |||||
4 | Elect Kjell Jacobsen | Mgmt | For | Against | Against | |||||
5 | Elect Kathrine Fredriksen | Mgmt | For | Against | Against | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
Sonoco Products Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SON | CUSIP 835495102 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Coker | Mgmt | For | For | For | |||||
1.2 | Elect James Micali | Mgmt | For | For | For | |||||
1.3 | Elect Lloyd Newton | Mgmt | For | For | For | |||||
1.4 | Elect Marc Oken | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
State Street Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
2 | Elect Peter Coym | Mgmt | For | For | For | |||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
5 | Elect David Gruber | Mgmt | For | For | For | |||||
6 | Elect Linda Hill | Mgmt | For | For | For | |||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||||
12 | Elect Gregory Summe | Mgmt | For | For | For | |||||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Sterling Bancshares, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBIB | CUSIP 858907108 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||||
8 | Elect Ruth Simmons | Mgmt | For | For | For | |||||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
The AES Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AES | CUSIP 00130H105 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | |||||
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | |||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | |||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | |||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Allstate Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALL | CUSIP 020002101 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Robert Beyer | Mgmt | For | For | For | |||||
3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
4 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
5 | Elect Ronald LeMay | Mgmt | For | For | For | |||||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||||
7 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||||
8 | Elect Joshua Smith | Mgmt | For | For | For | |||||
9 | Elect Judith Sprieser | Mgmt | For | For | For | |||||
10 | Elect Mary Taylor | Mgmt | For | For | For | |||||
11 | Elect Thomas Wilson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
14 | Designation of Delaware Chancery Court as Forum for Derivative Actions | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Right to Act Written Consent | ShrHldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
The Bank of New York Mellon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BK | CUSIP 064058100 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ruth Bruch | Mgmt | For | For | For | |||||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
4 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
5 | Elect Robert Kelly | Mgmt | For | For | For | |||||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
7 | Elect Michael Kowalski | Mgmt | For | For | For | |||||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||||
9 | Elect Mark Nordenberg | Mgmt | For | For | For | |||||
10 | Elect Catherine Rein | Mgmt | For | For | For | |||||
11 | Elect William Richardson | Mgmt | For | For | For | |||||
12 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
13 | Elect John Surma | Mgmt | For | For | For | |||||
14 | Elect Wesley von Schack | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
18 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
The Dun & Bradstreet Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNB | CUSIP 26483E100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Elect Michael Winkler | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Amendment to the Covered Employee Incentive Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
The Goldman Sachs Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GS | CUSIP 38141G104 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||||
2 | Elect John Bryan | Mgmt | For | For | For | |||||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||||
4 | Elect Claes Dahlbäck | Mgmt | For | For | For | |||||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||||
6 | Elect William George | Mgmt | For | For | For | |||||
7 | Elect James Johnson | Mgmt | For | For | For | |||||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||||
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||||
10 | Elect James Schiro | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Compensation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
The Goodyear Tire & Rubber Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GT | CUSIP 382550101 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Boland | Mgmt | For | For | For | |||||
2 | Elect James Firestone | Mgmt | For | For | For | |||||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||||
4 | Elect Peter Hellman | Mgmt | For | For | For | |||||
5 | Elect Richard Kramer | Mgmt | For | For | For | |||||
6 | Elect W. Alan McCollough | Mgmt | For | For | For | |||||
7 | Elect Rodney O'Neal | Mgmt | For | For | For | |||||
8 | Elect Shirley Peterson | Mgmt | For | For | For | |||||
9 | Elect Stephanie Streeter | Mgmt | For | For | For | |||||
10 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||||
11 | Elect Thomas Weidemeyer | Mgmt | For | For | For | |||||
12 | Elect Michael Wessel | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Hartford Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||||
4 | Elect Liam McGee | Mgmt | For | For | For | |||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||||
6 | Elect Michael Morris | Mgmt | For | For | For | |||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The McGraw-Hill Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MHP | CUSIP 580645109 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Pedro Aspe | Mgmt | For | For | For | |||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||||
3 | Elect Douglas Daft | Mgmt | For | For | For | |||||
4 | Elect Willaim Green | Mgmt | For | For | For | |||||
5 | Elect Linda Lorimer | Mgmt | For | For | For | |||||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
7 | Elect Robert McGraw | Mgmt | For | For | For | |||||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | |||||
10 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||||
11 | Elect Kurt Schmoke | Mgmt | For | For | For | |||||
12 | Elect Sidney Taurel | Mgmt | For | For | For | |||||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
The PNC Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNC | CUSIP 693475105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Berndt | Mgmt | For | Against | Against | |||||
2 | Elect Charles Bunch | Mgmt | For | Against | Against | |||||
3 | Elect Paul Chellgren | Mgmt | For | Against | Against | |||||
4 | Elect Kay James | Mgmt | For | Against | Against | |||||
5 | Elect Richard Kelson | Mgmt | For | Against | Against | |||||
6 | Elect Bruce Lindsay | Mgmt | For | Against | Against | |||||
7 | Elect Anthony Massaro | Mgmt | For | Against | Against | |||||
8 | Elect Jane Pepper | Mgmt | For | Against | Against | |||||
9 | Elect James Rohr | Mgmt | For | Against | Against | |||||
10 | Elect Donald Shepard | Mgmt | For | Against | Against | |||||
11 | Elect Lorene Steffes | Mgmt | For | Against | Against | |||||
12 | Elect Dennis Strigl | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Elect George Walls, Jr. | Mgmt | For | Against | Against | |||||
15 | Elect Helge Wehmeier | Mgmt | For | Against | Against | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Thermo Fisher Scientific Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TMO | CUSIP 883556102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Lynch | Mgmt | For | For | For | |||||
2 | Elect William Parrett | Mgmt | For | For | For | |||||
3 | Elect Michael Porter | Mgmt | For | For | For | |||||
4 | Elect Scott Sperling | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Time Warner Cable Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWC | CUSIP 88732J207 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carole Black | Mgmt | For | For | For | |||||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||||
4 | Elect David Chang | Mgmt | For | For | For | |||||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||||
6 | Elect Peter Haje | Mgmt | For | For | For | |||||
7 | Elect Donna James | Mgmt | For | For | For | |||||
8 | Elect Don Logan | Mgmt | For | For | For | |||||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||||
12 | Elect John Sununu | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Time Warner Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | Against | Against | |||||
2 | Elect William Barr | Mgmt | For | Against | Against | |||||
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |||||
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |||||
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |||||
6 | Elect Robert Clark | Mgmt | For | Against | Against | |||||
7 | Elect Mathias Döpfner | Mgmt | For | Against | Against | |||||
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |||||
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |||||
10 | Elect Michael Miles | Mgmt | For | Against | Against | |||||
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||||
12 | Elect Paul Wachter | Mgmt | For | Against | Against | |||||
13 | Elect Deborah Wright | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
Total SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FP | CUSIP 89151E109 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Related Party Transactions | Mgmt | For | For | For | |||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
6 | Elect Patricia Barbizet | Mgmt | For | Against | Against | |||||
7 | Elect Paul Desmarais, Jr. | Mgmt | For | Against | Against | |||||
8 | Elect Claude Mandil | Mgmt | For | Against | Against | |||||
9 | Elect Marie-Christine Coisne | Mgmt | For | Against | Against | |||||
10 | Elect Barbara Kux | Mgmt | For | Against | Against | |||||
11 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Share Ownership Disclosure | Mgmt | Against | Against | For | |||||
Total SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FP | CINS F92124100 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Elect Patricia Barbizet | Mgmt | For | Against | Against | |||||
11 | Elect Paul Desmarais, Jr. | Mgmt | For | Against | Against | |||||
12 | Elect Claude Mandil | Mgmt | For | Against | Against | |||||
13 | Elect Marie-Christine Coisne | Mgmt | For | Against | Against | |||||
14 | Elect Barbara Kux | Mgmt | For | Against | Against | |||||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Share Ownership Disclosure | ShrHldr | Against | Abstain | Against | |||||
TRW Automotive Holdings Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRW | CUSIP 87264S106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Francois Castaing | Mgmt | For | For | For | |||||
1.2 | Elect Michael Gambrell | Mgmt | For | For | For | |||||
1.3 | Elect Paul O'Neill | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Tyco International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
3.7 | Elect John Krol | Mgmt | For | For | For | |||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
U.S. Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
USB | CUSIP 902973304 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||||
5 | Elect Richard Davis | Mgmt | For | For | For | |||||
6 | Elect Joel Johnson | Mgmt | For | For | For | |||||
7 | Elect Olivia Kirtley | Mgmt | For | For | For | |||||
8 | Elect Jerry Levin | Mgmt | For | For | For | |||||
9 | Elect David O'Maley | Mgmt | For | For | For | |||||
10 | Elect O'Dell Owens | Mgmt | For | For | For | |||||
11 | Elect Richard Reiten | Mgmt | For | For | For | |||||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
United Continental Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UAL | CUSIP 910047109 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kirbyjon Caldwell | Mgmt | For | For | For | |||||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect Jane Garvey | Mgmt | For | For | For | |||||
1.5 | Elect Walter Isaacson | Mgmt | For | For | For | |||||
1.6 | Elect Henry Meyer III | Mgmt | For | For | For | |||||
1.7 | Elect Oscar Munoz | Mgmt | For | For | For | |||||
1.8 | Elect James O'Connor | Mgmt | For | For | For | |||||
1.9 | Elect Laurence Simmons | Mgmt | For | For | For | |||||
1.10 | Elect Jeffery Smisek | Mgmt | For | For | For | |||||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.12 | Elect David Vitale | Mgmt | For | For | For | |||||
1.13 | Elect John Walker | Mgmt | For | For | For | |||||
1.14 | Elect Charles Yamarone | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
United Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Louis Chênevert | Mgmt | For | For | For | |||||
2 | Elect John Faraci | Mgmt | For | For | For | |||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
7 | Elect Charles Lee | Mgmt | For | For | For | |||||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
10 | Elect Richard Myers | Mgmt | For | For | For | |||||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
12 | Elect André Villeneuve | Mgmt | For | For | For | |||||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||||
Validus Holdings, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VR | CUSIP G9319H102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Matthew Grayson | Mgmt | For | For | For | |||||
1.2 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||||
1.3 | Elect Mandakini Puri | Mgmt | For | For | For | |||||
1.4 | Election of Edward Noonan | Mgmt | For | For | For | |||||
1.5 | Election of C.N. Rupert Atkin | Mgmt | For | For | For | |||||
1.6 | Election of Partick Barry | Mgmt | For | For | For | |||||
1.7 | Election of Peter Bilsby | Mgmt | For | For | For | |||||
1.8 | Election of Julian Bosworth | Mgmt | For | For | For | |||||
1.9 | Election of Michale Carpenter | Mgmt | For | For | For | |||||
1.10 | Election of Rodrigo Castro | Mgmt | For | For | For | |||||
1.11 | Election of Jane Clouting | Mgmt | For | For | For | |||||
1.12 | Election of Joesph Consolino | Mgmt | For | For | For | |||||
1.13 | Election of C. Jerome Dill | Mgmt | For | For | For | |||||
1.14 | Election of Andrew Downey | Mgmt | For | For | For | |||||
1.15 | Election of Kerry Emanuel | Mgmt | For | For | For | |||||
1.16 | Election of Jonathan Ewington | Mgmt | For | For | For | |||||
1.17 | Election of Andrew Gibbs | Mgmt | For | For | For | |||||
1.18 | Election of Michael Greene | Mgmt | For | For | For | |||||
1.19 | Election of Nicholas Hales | Mgmt | For | For | For | |||||
1.20 | Election of Mark Johnson | Mgmt | For | For | For | |||||
1.21 | Election of Anthony Keys | Mgmt | For | For | For | |||||
1.22 | Election of Robert Kuzloski | Mgmt | For | For | For | |||||
1.23 | Election of Gillian Langford | Mgmt | For | For | For | |||||
1.24 | Election of Stuart Mercer | Mgmt | For | For | For | |||||
1.25 | Election of Paul Miller | Mgmt | For | For | For | |||||
1.26 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||||
1.27 | Election of Julian Ross | Mgmt | For | For | For | |||||
1.28 | Election of Rafel Saer | Mgmt | For | For | For | |||||
1.29 | Election of James Skinner | Mgmt | For | For | For | |||||
1.30 | Election of Verner Southey | Mgmt | For | For | For | |||||
1.31 | Election of Nigel Wachman | Mgmt | For | For | For | |||||
1.32 | Election of Conan Ward | Mgmt | For | For | For | |||||
1.33 | Election of Lixin Zeng | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
Verizon Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VZ | CUSIP 92343V104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Carrión | Mgmt | For | For | For | |||||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||||
3 | Elect Robert Lane | Mgmt | For | For | For | |||||
4 | Elect Lowell McAdam | Mgmt | For | For | For | |||||
5 | Elect Sandra Moose | Mgmt | For | For | For | |||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
9 | Elect Hugh Price | Mgmt | For | For | For | |||||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||||
12 | Elect John Snow | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Webster Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WBS | CUSIP 947890109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Crawford | Mgmt | For | For | For | |||||
1.2 | Elect C. Michael Jacobi | Mgmt | For | For | For | |||||
1.3 | Elect Karen Osar | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
WellPoint, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WLP | CUSIP 94973V107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Warren Jobe | Mgmt | For | For | For | |||||
3 | Elect William Mays | Mgmt | For | For | For | |||||
4 | Elect William Ryan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Elimination of Supermajority Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||||
8 | Amendments Removing Certain Restrictions on Ownership of Shares | Mgmt | For | For | For | |||||
9 | Amendments Deleting Certain Obsolete Provisions | Mgmt | For | For | For | |||||
10 | Amendments Deleting Certain Obsolete Provisions and Making Conforming Changes | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Conversion to Nonprofit Status | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Wells Fargo & Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFC | CUSIP 949746101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Baker II | Mgmt | For | For | For | |||||
2 | Elect John Chen | Mgmt | For | For | For | |||||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||||
4 | Elect Susan Engel | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect Donald James | Mgmt | For | For | For | |||||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
10 | Elect Philip Quigley | Mgmt | For | For | For | |||||
11 | Elect Judith Runstad | Mgmt | For | For | For | |||||
12 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
13 | Elect John Stumpf | Mgmt | For | For | For | |||||
14 | Elect Susan Swenson | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Wyndham Worldwide Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WYN | CUSIP 98310W108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Buckman | Mgmt | For | For | For | |||||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Xerox Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XRX | CUSIP 984121103 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glenn Britt | Mgmt | For | For | For | |||||
2 | Elect Ursula Burns | Mgmt | For | For | For | |||||
3 | Elect Richard Harrington | Mgmt | For | For | For | |||||
4 | Elect William Hunter | Mgmt | For | For | For | |||||
5 | Elect Robert Keegan | Mgmt | For | For | For | |||||
6 | Elect Robert McDonald | Mgmt | For | For | For | |||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
8 | Elect Charles Prince | Mgmt | For | For | For | |||||
9 | Elect Ann Reese | Mgmt | For | For | For | |||||
10 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT George Putnam Balanced Fund* | |||||||
Date of fiscal year end: | 12/31/2010 | |||||||
*Prior to September 1, 2010, Putnam VT George Putnam Balanced Fund was known as Putnam VT The George Putnam Fund of Boston. | ||||||||
3M Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMM | CUSIP 88579Y101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||||
2 | Elect George Buckley | Mgmt | For | For | For | |||||
3 | Elect Vance Coffman | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect W. James Farrell | Mgmt | For | For | For | |||||
6 | Elect Herbert Henkel | Mgmt | For | For | For | |||||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||||
8 | Elect Robert Morrison | Mgmt | For | For | For | |||||
9 | Elect Aulana Peters | Mgmt | For | For | For | |||||
10 | Elect Robert Ulrich | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Abbott Laboratories | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABT | CUSIP 002824100 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||||
1.6 | Elect Phebe Novakovic | Mgmt | For | For | For | |||||
1.7 | Elect William Osborn | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.10 | Elect Miles White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
Ace Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACE | CUSIP H0023R105 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
2 | Elect Leo Mullin | Mgmt | For | For | For | |||||
3 | Elect Olivier Steimer | Mgmt | For | For | For | |||||
4 | Elect Michael Connors | Mgmt | For | For | For | |||||
5 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||||
6 | Elect John Krol | Mgmt | For | For | For | |||||
7 | Approval of Annual Report | Mgmt | For | For | For | |||||
8 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
9 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
10 | Allocation of Disposable Profits | Mgmt | For | For | For | |||||
11 | Discharge of the Board of Directors | Mgmt | For | For | For | |||||
12 | Appointment of Auditor (Zurich) | Mgmt | For | For | For | |||||
13 | Appointment of Auditor (US) | Mgmt | For | For | For | |||||
14 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||||
15 | Approval of Dividends from Legal Reserves | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
4 | Elect Molly Coye | Mgmt | For | For | For | |||||
5 | Elect Roger Farah | Mgmt | For | For | For | |||||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Alcoa Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AA | CUSIP 013817101 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||||
2 | Elect James Owens | Mgmt | For | For | For | |||||
3 | Elect Ratan Tata | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Annual Cash Incentive Plan | Mgmt | For | For | For | |||||
8 | Elimination of Supermajority Requirement Relating to Fair Price Protection | Mgmt | For | For | For | |||||
9 | Elimination of Supermajority Requirement Relating to the Board of Directors | Mgmt | For | For | For | |||||
10 | Elimination of Supermajority Requirement Relating to the Removal of Directors | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Ameren Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEE | CUSIP 023608102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||||
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||||
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |||||
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | |||||
1.5 | Elect James Johnson | Mgmt | For | For | For | |||||
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | |||||
1.7 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
1.8 | Elect Thomas Voss | Mgmt | For | For | For | |||||
1.9 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
1.10 | Elect Jack Woodard | Mgmt | For | For | For | |||||
2 | Amendment to Articles of Incorporation Regarding Liability of Directors | Mgmt | For | For | For | |||||
3 | Re-Approval of Performance Goals Under the 2006 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | Against | For | |||||
American Electric Power Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEP | CUSIP 025537101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Anderson | Mgmt | For | For | For | |||||
2 | Elect James Cordes | Mgmt | For | For | For | |||||
3 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | |||||
4 | Elect Linda Goodspeed | Mgmt | For | For | For | |||||
5 | Elect Thomas Hoaglin | Mgmt | For | For | For | |||||
6 | Elect Lester Hudson, Jr. | Mgmt | For | For | For | |||||
7 | Elect Michael Morris | Mgmt | For | For | For | |||||
8 | Elect Richard Notebaert | Mgmt | For | For | For | |||||
9 | Elect Lionel Nowell III | Mgmt | For | For | For | |||||
10 | Elect Richard Sandor | Mgmt | For | For | For | |||||
11 | Elect Kathryn Sullivan | Mgmt | For | For | For | |||||
12 | Elect Sara Tucker | Mgmt | For | For | For | |||||
13 | Elect John Turner | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
American Express Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXP | CUSIP 025816109 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Akerson | Mgmt | For | For | For | |||||
1.2 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||||
1.3 | Elect Ursula Burns | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
1.5 | Elect Peter Chernin | Mgmt | For | For | For | |||||
1.6 | Elect Theodore Leonsis | Mgmt | For | For | For | |||||
1.7 | Elect Jan Leschly | Mgmt | For | For | For | |||||
1.8 | Elect Richard Levin | Mgmt | For | For | For | |||||
1.9 | Elect Richard McGinn | Mgmt | For | For | For | |||||
1.10 | Elect Edward Miller | Mgmt | For | For | For | |||||
1.11 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.12 | Elect Robert Walter | Mgmt | For | For | For | |||||
1.13 | Elect Ronald Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
6 | Sharehoholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Anadarko Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APC | CUSIP 032511107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Butler, Jr. | Mgmt | For | For | For | |||||
2 | Elect Kevin Chilton | Mgmt | For | For | For | |||||
3 | Elect Luke Corbett | Mgmt | For | For | For | |||||
4 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||||
5 | Elect Preston Geren, III | Mgmt | For | For | For | |||||
6 | Elect John Gordon | Mgmt | For | For | For | |||||
7 | Elect James Hackett | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
11 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Apache Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APA | CUSIP 037411105 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect G. Steven Farris | Mgmt | For | For | For | |||||
2 | Elect Randolph Ferlic | Mgmt | For | For | For | |||||
3 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Kocur | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | |||||
10 | 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||||
AT&T Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
T | CUSIP 00206R102 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||||
4 | Elect James Blanchard | Mgmt | For | For | For | |||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
6 | Elect James Kelly | Mgmt | For | For | For | |||||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||||
8 | Elect Lynn Martin | Mgmt | For | For | For | |||||
9 | Elect John McCoy | Mgmt | For | For | For | |||||
10 | Elect Joyce Roché | Mgmt | For | For | For | |||||
11 | Elect Matthew Rose | Mgmt | For | For | For | |||||
12 | Elect Laura Tyson | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Avery Dennison Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVY | CUSIP 053611109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Barker | Mgmt | For | For | For | |||||
2 | Elect Ken Hicks | Mgmt | For | For | For | |||||
3 | Elect Debra Reed | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
Avon Products, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVP | CUSIP 054303102 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
1.2 | Elect V. Ann Hailey | Mgmt | For | For | For | |||||
1.3 | Elect Fred Hassan | Mgmt | For | For | For | |||||
1.4 | Elect Andrea Jung | Mgmt | For | For | For | |||||
1.5 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
1.6 | Elect Ann Moore | Mgmt | For | For | For | |||||
1.7 | Elect Paul Pressler | Mgmt | For | For | For | |||||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
Bank of America Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAC | CUSIP 060505104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||||
2 | Elect Susan Bies | Mgmt | For | For | For | |||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||||
9 | Elect Thomas May | Mgmt | For | For | For | |||||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||||
11 | Elect Donald Powell | Mgmt | For | For | For | |||||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
13 | Elect Robert Scully | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHldr | Against | Against | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
BB&T Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBT | CUSIP 054937107 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Allison, IV | Mgmt | For | For | For | |||||
1.2 | Elect Jennifer Banner | Mgmt | For | For | For | |||||
1.3 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Anna Cablik | Mgmt | For | For | For | |||||
1.5 | Elect Ronald Deal | Mgmt | For | For | For | |||||
1.6 | Elect J. Littleton Glover, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Jane Helm | Mgmt | For | For | For | |||||
1.8 | Elect John Howe, III | Mgmt | For | For | For | |||||
1.9 | Elect Kelly King | Mgmt | For | For | For | |||||
1.10 | Elect Valeria Lynch Lee | Mgmt | For | For | For | |||||
1.11 | Elect J. Holmes Morrison | Mgmt | For | For | For | |||||
1.12 | Elect Nido Qubein | Mgmt | For | For | For | |||||
1.13 | Elect Thomas Skains | Mgmt | For | For | For | |||||
1.14 | Elect Thomas Thompson | Mgmt | For | For | For | |||||
1.15 | Elect Stephen Williams | Mgmt | For | For | For | |||||
2 | Amendment to the Short-term Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
BMC Software, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMC | CUSIP 055921100 | 07/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
3 | Elect Gary Bloom | Mgmt | For | For | For | |||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | |||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | |||||
6 | Elect Stephan James | Mgmt | For | For | For | |||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | |||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | |||||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Bristol-Myers Squibb Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMY | CUSIP 110122108 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||||
2 | Elect Lewis Campbell | Mgmt | For | For | For | |||||
3 | Elect James Cornelius | Mgmt | For | For | For | |||||
4 | Elect Louis Freeh | Mgmt | For | For | For | |||||
5 | Elect Laurie Glimcher | Mgmt | For | For | For | |||||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||||
7 | Elect Leif Johansson | Mgmt | For | For | For | |||||
8 | Elect Alan Lacy | Mgmt | For | For | For | |||||
9 | Elect Vicki Sato | Mgmt | For | For | For | |||||
10 | Elect Elliott Sigal | Mgmt | For | For | For | |||||
11 | Elect Togo West, Jr. | Mgmt | For | For | For | |||||
12 | Elect R. Sanders Williams | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
16 | Shareholder Proposal Regarding Disclosure of Executive Compensation | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
Celgene Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CELG | CUSIP 151020104 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||||
1.2 | Elect Michael Casey | Mgmt | For | For | For | |||||
1.3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
1.4 | Elect Rodman Drake | Mgmt | For | For | For | |||||
1.5 | Elect Michael Friedman | Mgmt | For | For | For | |||||
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For | |||||
1.7 | Elect James Loughlin | Mgmt | For | For | For | |||||
1.8 | Elect Ernest Mario | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Chevron Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVX | CUSIP 166764100 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||||
2 | Elect Robert Denham | Mgmt | For | For | For | |||||
3 | Elect Robert Eaton | Mgmt | For | For | For | |||||
4 | Elect Chuck Hagel | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect George Kirkland | Mgmt | For | For | For | |||||
7 | Elect Donald Rice | Mgmt | For | For | For | |||||
8 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
9 | Elect Charles Shoemate | Mgmt | For | For | For | |||||
10 | Elect John Stumpf | Mgmt | For | For | For | |||||
11 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
12 | Elect Carl Ware | Mgmt | For | For | For | |||||
13 | Elect John Watson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||||
4 | Elect Larry Carter | Mgmt | For | For | For | |||||
5 | Elect John Chambers | Mgmt | For | For | For | |||||
6 | Elect Brian Halla | Mgmt | For | For | For | |||||
7 | Elect John Hennessy | Mgmt | For | For | For | |||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||||
10 | Elect Michael Powell | Mgmt | For | For | For | |||||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||||
12 | Elect Steven West | Mgmt | For | For | For | |||||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Restricting Sales to China | ShrHldr | Against | Against | For | |||||
Citigroup Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C | CUSIP 172967101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect Timothy Collins | Mgmt | For | For | For | |||||
3 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||||
4 | Elect Robert Joss | Mgmt | For | For | For | |||||
5 | Elect Michael O'Neill | Mgmt | For | For | For | |||||
6 | Elect Vikram Pandit | Mgmt | For | For | For | |||||
7 | Elect Richard Parsons | Mgmt | For | For | For | |||||
8 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||||
9 | Elect Judith Rodin | Mgmt | For | For | For | |||||
10 | Elect Robert Ryan | Mgmt | For | For | For | |||||
11 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
12 | Elect Diana Taylor | Mgmt | For | For | For | |||||
13 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||||
14 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
17 | 2011 Executive Performance Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Reverse Stock Split Extension | Mgmt | For | For | For | |||||
21 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Risk Management Report | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Colgate-Palmolive Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CL | CUSIP 194162103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Cahill | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
7 | Elect Delano Lewis | Mgmt | For | For | For | |||||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
9 | Elect Stephen Sadove | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
13 | Shareholder Proposal Regarding the Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Comcast Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMCSA | CUSIP 20030N101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth Bacon | Mgmt | For | For | For | |||||
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||||
1.4 | Elect Edward Breen | Mgmt | For | For | For | |||||
1.5 | Elect Joseph Collins | Mgmt | For | For | For | |||||
1.6 | Elect J. Michael Cook | Mgmt | For | For | For | |||||
1.7 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
1.8 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||||
1.9 | Elect Eduardo Mestre | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |||||
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |||||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | For | For | |||||
5 | Amendment to the 2003 Stock Option Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
ConocoPhillips | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COP | CUSIP 20825C104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
7 | Elect James Mulva | Mgmt | For | For | For | |||||
8 | Elect Robert Niblock | Mgmt | For | For | For | |||||
9 | Elect Harald Norvik | Mgmt | For | For | For | |||||
10 | Elect William Reilly | Mgmt | For | For | For | |||||
11 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||||
12 | Elect Kathryn Turner | Mgmt | For | For | For | |||||
13 | Elect William Wade, Jr. | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding the Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Robert Brust | Mgmt | For | For | For | |||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
CVS Caremark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVS | CUSIP 126650100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||||
3 | Elect David Dorman | Mgmt | For | For | For | |||||
4 | Elect Anne Finucane | Mgmt | For | For | For | |||||
5 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||||
6 | Elect Marian Heard | Mgmt | For | For | For | |||||
7 | Elect Larry Merlo | Mgmt | For | For | For | |||||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||||
9 | Elect Terrence Murray | Mgmt | For | For | For | |||||
10 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||||
11 | Elect Richard Swift | Mgmt | For | For | For | |||||
12 | Elect Tony White | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Political Contributions or Expenditure | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Deere & Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DE | CUSIP 244199105 | 02/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
2 | Elect Dipak Jain | Mgmt | For | For | For | |||||
3 | Elect Joachim Milberg | Mgmt | For | For | For | |||||
4 | Elect Richard Myers | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Devon Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DVN | CUSIP 25179M103 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Henry | Mgmt | For | For | For | |||||
1.2 | Elect John Hill | Mgmt | For | For | For | |||||
1.3 | Elect Michael Kanovsky | Mgmt | For | For | For | |||||
1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | |||||
1.6 | Elect Duane Radtke | Mgmt | For | For | For | |||||
1.7 | Elect Mary Ricciardello | Mgmt | For | For | For | |||||
1.8 | Elect John Richels | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
5 | Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Digital Realty Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLR | CUSIP 253868103 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Magnuson | Mgmt | For | For | For | |||||
1.2 | Elect Michael Foust | Mgmt | For | For | For | |||||
1.3 | Elect Laurence Chapman | Mgmt | For | For | For | |||||
1.4 | Elect Kathleen Earley | Mgmt | For | For | For | |||||
1.5 | Elect Ruann Ernst | Mgmt | For | For | For | |||||
1.6 | Elect Dennis Singleton | Mgmt | For | For | For | |||||
1.7 | Elect Robert Zerbst | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
DIRECTV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
DISH Network Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DISH | CUSIP 25470M109 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James DeFranco | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Cantey Ergen | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Charles Ergen | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Steven Goodbarn | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Gary Howard | Mgmt | For | Withhold | Against | |||||
1.6 | Elect David Moskowitz | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Tom Ortolf | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Carl Vogel | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | For | Against | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Dominion Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
D | CUSIP 25746U109 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Barr | Mgmt | For | Against | Against | |||||
2 | Elect Peter Brown | Mgmt | For | Against | Against | |||||
3 | Elect George Davidson, Jr. | Mgmt | For | Against | Against | |||||
4 | Elect Helen Dragas | Mgmt | For | Against | Against | |||||
5 | Elect Thomas Farrell II | Mgmt | For | Against | Against | |||||
6 | Elect John Harris | Mgmt | For | Against | Against | |||||
7 | Elect Robert Jepson, Jr. | Mgmt | For | Against | Against | |||||
8 | Elect Mark Kington | Mgmt | For | Against | Against | |||||
9 | Elect Margaret McKenna | Mgmt | For | Against | Against | |||||
10 | Elect Frank Royal | Mgmt | For | Against | Against | |||||
11 | Elect Robert Spilman, Jr. | Mgmt | For | Against | Against | |||||
12 | Elect David Wollard | Mgmt | For | Against | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Establishment of 20% Renewable Energy Goal | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Coal Risk | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Nuclear Power Plant Construction | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
22 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | For | Against | |||||
Duke Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DUK | CUSIP 26441C105 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Barnet III | Mgmt | For | For | For | |||||
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||||
1.3 | Elect Michael Browning | Mgmt | For | For | For | |||||
1.4 | Elect Daniel DiMicco | Mgmt | For | For | For | |||||
1.5 | Elect John Forsgren | Mgmt | For | For | For | |||||
1.6 | Elect Ann Maynard Gray | Mgmt | For | For | For | |||||
1.7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect E. James Reinsch | Mgmt | For | For | For | |||||
1.9 | Elect James Rhodes | Mgmt | For | For | For | |||||
1.10 | Elect James Rogers | Mgmt | For | For | For | |||||
1.11 | Elect Philip Sharp | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Report on Coal Risk | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
E. I. du Pont de Nemours and Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DD | CUSIP 263534109 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Brown | Mgmt | For | For | For | |||||
2 | Elect Robert Brown | Mgmt | For | For | For | |||||
3 | Elect Bertrand Collomb | Mgmt | For | For | For | |||||
4 | Elect Curtis Crawford | Mgmt | For | For | For | |||||
5 | Elect Alexander Cutler | Mgmt | For | For | For | |||||
6 | Elect Eleuthère Du Pont | Mgmt | For | For | For | |||||
7 | Elect Marillyn Hewson | Mgmt | For | For | For | |||||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||||
9 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
10 | Elect William Reilly | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Genetically Engineered Organisms | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Comparison Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
Eaton Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETN | CUSIP 278058102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George Barrett | Mgmt | For | For | For | |||||
2 | Elect Todd Bluedorn | Mgmt | For | For | For | |||||
3 | Elect Ned Lautenbach | Mgmt | For | For | For | |||||
4 | Elect Gregory Page | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Edison International | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EIX | CUSIP 281020107 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||||
2 | Elect Vanessa Chang | Mgmt | For | For | For | |||||
3 | Elect France Córdova | Mgmt | For | For | For | |||||
4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||||
5 | Elect Charles Curtis | Mgmt | For | For | For | |||||
6 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
7 | Elect Luis Nogales | Mgmt | For | For | For | |||||
8 | Elect Ronald Olson | Mgmt | For | For | For | |||||
9 | Elect James Rosser | Mgmt | For | For | For | |||||
10 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||||
11 | Elect Thomas Sutton | Mgmt | For | For | For | |||||
12 | Elect Brett White | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||||
Electronic Arts Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ERTS | CUSIP 285512109 | 08/05/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leonard Coleman | Mgmt | For | For | For | |||||
2 | Elect Jeffrey Huber | Mgmt | For | For | For | |||||
3 | Elect Gary Kusin | Mgmt | For | For | For | |||||
4 | Elect Geraldine Laybourne | Mgmt | For | For | For | |||||
5 | Elect Gregory Maffei | Mgmt | For | For | For | |||||
6 | Elect Vivek Paul | Mgmt | For | For | For | |||||
7 | Elect Lawrence Probst III | Mgmt | For | For | For | |||||
8 | Elect John Riccitiello | Mgmt | For | For | For | |||||
9 | Elect Richard Simonson | Mgmt | For | For | For | |||||
10 | Elect Linda Srere | Mgmt | For | For | For | |||||
11 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
12 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
EMC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMC | CUSIP 268648102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Brown | Mgmt | For | For | For | |||||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||||
5 | Elect James DiStasio | Mgmt | For | For | For | |||||
6 | Elect John Egan | Mgmt | For | For | For | |||||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
8 | Elect Windle Priem | Mgmt | For | For | For | |||||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||||
10 | Elect David Strohm | Mgmt | For | For | For | |||||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||||
14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Emerson Electric Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Farr | Mgmt | For | For | For | |||||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||||
1.3 | Elect Charles Peters | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Prueher | Mgmt | For | For | For | |||||
1.5 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Entergy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETR | CUSIP 29364G103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | |||||
2 | Elect Gary Edwards | Mgmt | For | For | For | |||||
3 | Elect Alexis Herman | Mgmt | For | For | For | |||||
4 | Elect Donald Hintz | Mgmt | For | For | For | |||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | |||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | |||||
8 | Elect Stewart Myers | Mgmt | For | For | For | |||||
9 | Elect William Percy, II | Mgmt | For | For | For | |||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | |||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | 2011 Equity Ownership and Long Term Cash Incentive Plan | Mgmt | For | For | For | |||||
EOG Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EOG | CUSIP 26875P101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George Alcorn | Mgmt | For | For | For | |||||
2 | Elect Charles Crisp | Mgmt | For | For | For | |||||
3 | Elect James Day | Mgmt | For | For | For | |||||
4 | Elect Mark Papa | Mgmt | For | For | For | |||||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||||
6 | Elect Donald Textor | Mgmt | For | For | For | |||||
7 | Elect Frank Wisner | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Equity Residential | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EQR | CUSIP 29476L107 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Charles Atwood | Mgmt | For | For | For | |||||
1.3 | Elect Linda Bynoe | Mgmt | For | For | For | |||||
1.4 | Elect Bradley Keywell | Mgmt | For | For | For | |||||
1.5 | Elect John Neal | Mgmt | For | For | For | |||||
1.6 | Elect David Neithercut | Mgmt | For | For | For | |||||
1.7 | Elect Mark Shapiro | Mgmt | For | For | For | |||||
1.8 | Elect Gerald Spector | Mgmt | For | For | For | |||||
1.9 | Elect B. Joseph White | Mgmt | For | For | For | |||||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Share Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
Exelon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXC | CUSIP 30161N101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Canning Jr. | Mgmt | For | For | For | |||||
2 | Elect M. Walter D'Alessio | Mgmt | For | For | For | |||||
3 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||||
4 | Elect Nelson Diaz | Mgmt | For | Against | Against | |||||
5 | Elect Sue Ling Gin | Mgmt | For | For | For | |||||
6 | Elect Rosemarie Greco | Mgmt | For | For | For | |||||
7 | Elect Paul Joskow | Mgmt | For | For | For | |||||
8 | Elect Richard Mies | Mgmt | For | For | For | |||||
9 | Elect John Palms | Mgmt | For | For | For | |||||
10 | Elect William Richardson | Mgmt | For | For | For | |||||
11 | Elect Thomas Ridge | Mgmt | For | For | For | |||||
12 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||||
13 | Elect John Rowe | Mgmt | For | For | For | |||||
14 | Elect Stephen Steinour | Mgmt | For | For | For | |||||
15 | Elect Donald Thompson | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Exxon Mobil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XOM | CUSIP 30231G102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||||
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
1.6 | Elect William George | Mgmt | For | For | For | |||||
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Sexual Orientation and Gender identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Human Right to Water | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Greenhouse Gas Emission Goals | ShrHldr | Against | Against | For | |||||
FedEx Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FDX | CUSIP 31428X106 | 09/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | For | For | |||||
2 | Elect John Edwardson | Mgmt | For | For | For | |||||
3 | Elect J.R. Hyde, III | Mgmt | For | For | For | |||||
4 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
5 | Elect Steven Loranger | Mgmt | For | For | For | |||||
6 | Elect Gary Loveman | Mgmt | For | For | For | |||||
7 | Elect Susan Schwab | Mgmt | For | For | For | |||||
8 | Elect Frederick Smith | Mgmt | For | For | For | |||||
9 | Elect Joshua Smith | Mgmt | For | For | For | |||||
10 | Elect David Steiner | Mgmt | For | For | For | |||||
11 | Elect Paul Walsh | Mgmt | For | For | For | |||||
12 | 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||||
Ford Motor Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CUSIP 345370860 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Richard Manoogian | Mgmt | For | For | For | |||||
10 | Elect Ellen Marram | Mgmt | For | For | For | |||||
11 | Elect Alan Mulally | Mgmt | For | For | For | |||||
12 | Elect Homer Neal | Mgmt | For | For | For | |||||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
14 | Elect John Thornton | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
General Electric Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GE | CUSIP 369604103 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||||
8 | Elect Robert Lane | Mgmt | For | For | For | |||||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||||
11 | Elect James Mulva | Mgmt | For | For | For | |||||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||||
13 | Elect Roger Penske | Mgmt | For | For | For | |||||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||||
15 | Elect James Tisch | Mgmt | For | For | For | |||||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Shareholder Proposal Cumulative Voting | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
General Mills, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GIS | CUSIP 370334104 | 09/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bradbury Anderson | Mgmt | For | For | For | |||||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||||
3 | Elect Paul Danos | Mgmt | For | For | For | |||||
4 | Elect William Esrey | Mgmt | For | For | For | |||||
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||||
7 | Elect Heidi Miller | Mgmt | For | For | For | |||||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||||
9 | Elect Steve Odland | Mgmt | For | For | For | |||||
10 | Elect Kendall Powell | Mgmt | For | For | For | |||||
11 | Elect Lois Quam | Mgmt | For | For | For | |||||
12 | Elect Michael Rose | Mgmt | For | For | For | |||||
13 | Elect Robert Ryan | Mgmt | For | For | For | |||||
14 | Elect Dorothy Terrell | Mgmt | For | For | For | |||||
15 | Executive Incentive Plan | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Hertz Global Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTZ | CUSIP 42805T105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Durham | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Mark Frissora | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Wasserman | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Henry Wolf | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hess Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HES | CUSIP 42809H107 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edith Holiday | Mgmt | For | Against | Against | |||||
2 | Elect John Mullin, III | Mgmt | For | For | For | |||||
3 | Elect F. Borden Walker | Mgmt | For | For | For | |||||
4 | Elect Robert Wilson | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Amendment to the Performance Incentive Plan for Senior Officers | Mgmt | For | For | For | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Léo Apotheker | Mgmt | For | For | For | |||||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
7 | Elect John Hammergren | Mgmt | For | For | For | |||||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||||
11 | Elect Dominique Sénéquier | Mgmt | For | For | For | |||||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||||
Honeywell International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HON | CUSIP 438516106 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
9 | Elect George Paz | Mgmt | For | For | For | |||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Incentive Compensation Plan for Executive Employees | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Illinois Tool Works Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITW | CUSIP 452308109 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Crown | Mgmt | For | For | For | |||||
2 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||||
3 | Elect Robert McCormack | Mgmt | For | Against | Against | |||||
4 | Elect Robert Morrison | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Elect David Smith, Jr. | Mgmt | For | For | For | |||||
7 | Elect David Speer | Mgmt | For | For | For | |||||
8 | Elect Pamela Strobel | Mgmt | For | For | For | |||||
9 | Elect Kevin Warren | Mgmt | For | For | For | |||||
10 | Elect Anré Williams | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Cash Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Ingersoll-Rand Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||||
2 | Elect John Bruton | Mgmt | For | For | For | |||||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||||
10 | Elect Richard Swift | Mgmt | For | For | For | |||||
11 | Elect Tony White | Mgmt | For | For | For | |||||
12 | Senior Executive Performance Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTC | CUSIP 458140100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
2 | Elect Susan Decker | Mgmt | For | For | For | |||||
3 | Elect John Donahoe | Mgmt | For | For | For | |||||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||||
6 | Elect James Plummer | Mgmt | For | For | For | |||||
7 | Elect David Pottruck | Mgmt | For | For | For | |||||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||||
10 | Elect David Yoffie | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
International Business Machines Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBM | CUSIP 459200101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect William Brody | Mgmt | For | For | For | |||||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
8 | Elect James Owens | Mgmt | For | For | For | |||||
9 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
10 | Elect Joan Spero | Mgmt | For | For | For | |||||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||||
12 | Elect Lorenzo Héctor Zambrano Treviño | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
Johnson & Johnson | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JNJ | CUSIP 478160104 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||||
2 | Elect James Cullen | Mgmt | For | For | For | |||||
3 | Elect Ian Davis | Mgmt | For | For | For | |||||
4 | Elect Michael Johns | Mgmt | For | For | For | |||||
5 | Elect Susan Lindquist | Mgmt | For | For | For | |||||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
7 | Elect Leo Mullin | Mgmt | For | For | For | |||||
8 | Elect William Perez | Mgmt | For | For | For | |||||
9 | Elect Charles Prince | Mgmt | For | For | For | |||||
10 | Elect David Satcher | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Policy on Health Status Discrimination | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
3 | Elect David Cote | Mgmt | For | For | For | |||||
4 | Elect James Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||||
7 | Elect William Gray, III | Mgmt | For | For | For | |||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
9 | Elect David Novak | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||||
Kellogg Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
K | CUSIP 487836108 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Bryant | Mgmt | For | For | For | |||||
1.2 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |||||
1.3 | Elect Sterling Speirn | Mgmt | For | For | For | |||||
1.4 | Elect John Zabriskie | Mgmt | For | For | For | |||||
2 | Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Kimberly-Clark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KMB | CUSIP 494368103 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Alm | Mgmt | For | For | For | |||||
2 | Elect John Bergstrom | Mgmt | For | For | For | |||||
3 | Elect Abelardo Bru | Mgmt | For | For | For | |||||
4 | Elect Robert Decherd | Mgmt | For | For | For | |||||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||||
6 | Elect Mae Jemison | Mgmt | For | For | For | |||||
7 | Elect James Jenness | Mgmt | For | For | For | |||||
8 | Elect Nancy Karch | Mgmt | For | For | For | |||||
9 | Elect Ian Read | Mgmt | For | For | For | |||||
10 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
11 | Elect Marc Shapiro | Mgmt | For | For | For | |||||
12 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Outside Directors' Compensation Plan | Mgmt | For | For | For | |||||
15 | 2011 Equity Participation Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
KLA-Tencor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kraft Foods Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KFT | CUSIP 50075N104 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||||
2 | Elect Myra Hart | Mgmt | For | For | For | |||||
3 | Elect Peter Henry | Mgmt | For | For | For | |||||
4 | Elect Lois Juliber | Mgmt | For | For | For | |||||
5 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
6 | Elect Richard Lerner | Mgmt | For | For | For | |||||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||||
8 | Elect John Pope | Mgmt | For | For | For | |||||
9 | Elect Fedric Reynolds | Mgmt | For | For | For | |||||
10 | Elect Irene Rosenfeld | Mgmt | For | For | For | |||||
11 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
L-3 Communications Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LLL | CUSIP 502424104 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Henry Shelton | Mgmt | For | For | For | |||||
1.2 | Elect Michael Strianese | Mgmt | For | For | For | |||||
1.3 | Elect John White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Limited Brands, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LTD | CUSIP 532716107 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donna James | Mgmt | For | For | For | |||||
2 | Elect Jeffrey Miro | Mgmt | For | For | For | |||||
3 | Elect Raymond Zimmerman | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | 2011 Stock Option Performance and Incentive Plan | Mgmt | For | For | For | |||||
6 | 2011 Cash Incentive Compensation Performance Plan | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
Lockheed Martin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LMT | CUSIP 539830109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nolan Archibald | Mgmt | For | For | For | |||||
2 | Elect Rosalind Brewer | Mgmt | For | For | For | |||||
3 | Elect David Burritt | Mgmt | For | For | For | |||||
4 | Elect James Ellis, Jr. | Mgmt | For | For | For | |||||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||||
6 | Elect Gwendolyn King | Mgmt | For | For | For | |||||
7 | Elect James Loy | Mgmt | For | Against | Against | |||||
8 | Elect Douglas McCorkindale | Mgmt | For | For | For | |||||
9 | Elect Joseph Ralston | Mgmt | For | Against | Against | |||||
10 | Elect Anne Stevens | Mgmt | For | For | For | |||||
11 | Elect Robert Stevens | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Incentive Performance Award Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Lorillard, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LO | CUSIP 544147101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dianne Blixt | Mgmt | For | For | For | |||||
1.2 | Elect David Dangoor | Mgmt | For | For | For | |||||
1.3 | Elect Murray Kessler | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Abstain | For | Against | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Lowe's Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LOW | CUSIP 548661107 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||||
1.5 | Elect Dawn Hudson | Mgmt | For | For | For | |||||
1.6 | Elect Robert Johnson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
1.8 | Elect Richard Lochridge | Mgmt | For | For | For | |||||
1.9 | Elect Robert Niblock | Mgmt | For | For | For | |||||
1.10 | Elect Stephen Page | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Marathon Oil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRO | CUSIP 565849106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | |||||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | |||||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | |||||
4 | Elect David Daberko | Mgmt | For | Against | Against | |||||
5 | Elect William Davis, III | Mgmt | For | Against | Against | |||||
6 | Elect Shirley Jackson | Mgmt | For | Against | Against | |||||
7 | Elect Philip Lader | Mgmt | For | Against | Against | |||||
8 | Elect Charles Lee | Mgmt | For | Against | Against | |||||
9 | Elect Michael Phelps | Mgmt | For | Against | Against | |||||
10 | Elect Dennis Reilley | Mgmt | For | Against | Against | |||||
11 | Elect Seth Schofield | Mgmt | For | Against | Against | |||||
12 | Elect John Snow | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
Marriott International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MAR | CUSIP 571903202 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||||
2 | Elect John Marriott III | Mgmt | For | For | For | |||||
3 | Elect Mary Bush | Mgmt | For | For | For | |||||
4 | Elect Lawrence Kellner | Mgmt | For | For | For | |||||
5 | Elect Debra Lee | Mgmt | For | For | For | |||||
6 | Elect George Muñoz | Mgmt | For | For | For | |||||
7 | Elect Harry Pearce | Mgmt | For | For | For | |||||
8 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
9 | Elect Lawrence Small | Mgmt | For | For | For | |||||
10 | Elect Arne Sorenson | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Marsh & McLennan Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMC | CUSIP 571748102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zachary Carter | Mgmt | For | For | For | |||||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3 | Elect Oscar Fanjul | Mgmt | For | For | For | |||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | |||||
6 | Elect Steven Mills | Mgmt | For | For | For | |||||
7 | Elect Bruce Nolop | Mgmt | For | For | For | |||||
8 | Elect Marc Oken | Mgmt | For | For | For | |||||
9 | Elect Morton Schapiro | Mgmt | For | For | For | |||||
10 | Elect Adele Simmons | Mgmt | For | For | For | |||||
11 | Elect Lloyd Yates | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Incentive and Stock Award Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
McKesson Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||||
3 | Elect John Hammergren | Mgmt | For | For | For | |||||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||||
7 | Elect David Lawrence | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||||
10 | Reapproval of Performance Goals Under the 2005 Stock Plan | Mgmt | For | For | For | |||||
11 | Reapproval of Performance Goals Under the 2005 Management Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
Medtronic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||||
1.4 | Elect William Hawkins | Mgmt | For | For | For | |||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Merck & Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRK | CUSIP 58933Y105 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||||
3 | Elect Richard Clark | Mgmt | For | For | For | |||||
4 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
5 | Elect Thomas Glocer | Mgmt | For | For | For | |||||
6 | Elect Steven Goldstone | Mgmt | For | For | For | |||||
7 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||||
8 | Elect Harry Jacobson | Mgmt | For | For | For | |||||
9 | Elect William Kelley | Mgmt | For | For | For | |||||
10 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
11 | Elect Rochelle Lazarus | Mgmt | For | Against | Against | |||||
12 | Elect Carlos Represas | Mgmt | For | For | For | |||||
13 | Elect Patricia Russo | Mgmt | For | For | For | |||||
14 | Elect Thomas Shenk | Mgmt | For | For | For | |||||
15 | Elect Anne Tatlock | Mgmt | For | For | For | |||||
16 | Elect Craig Thompson | Mgmt | For | For | For | |||||
17 | Elect Wendell Weeks | Mgmt | For | For | For | |||||
18 | Elect Peter Wendell | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
21 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
MetLife, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MET | CUSIP 59156R108 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Kandarian | Mgmt | For | For | For | |||||
1.2 | Elect Sylvia Mathews Burwell | Mgmt | For | For | For | |||||
1.3 | Elect Eduardo Castro-Wright | Mgmt | For | For | For | |||||
1.4 | Elect Cheryl Grisé | Mgmt | For | For | For | |||||
1.5 | Elect Lulu Wang | Mgmt | For | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Gates III | Mgmt | For | For | For | |||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||||
7 | Elect David Marquardt | Mgmt | For | For | For | |||||
8 | Elect Charles Noski | Mgmt | For | For | For | |||||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
Morgan Stanley | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MS | CUSIP 617446448 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||||
3 | Elect Howard Davies | Mgmt | For | For | For | |||||
4 | Elect James Gorman | Mgmt | For | For | For | |||||
5 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
7 | Elect John Mack | Mgmt | For | For | For | |||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
9 | Elect Hutham Olayan | Mgmt | For | For | For | |||||
10 | Elect James Owens | Mgmt | For | For | For | |||||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Motorola, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MOT | CUSIP 620076109 | 11/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reverse Stock Split | Mgmt | For | For | For | |||||
2 | Amendment to Certificate of Incorporation to Effect Reverse Stock Split | Mgmt | For | For | For | |||||
Newell Rubbermaid Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
NextEra Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEE | CUSIP 65339F101 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sherry Barrat | Mgmt | For | For | For | |||||
1.2 | Elect Robert Beall II | Mgmt | For | For | For | |||||
1.3 | Elect J. Hyatt Brown | Mgmt | For | For | For | |||||
1.4 | Elect James Camaren | Mgmt | For | For | For | |||||
1.5 | Elect Kenneth Dunn | Mgmt | For | For | For | |||||
1.6 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||||
1.7 | Elect Lewis Hay III | Mgmt | For | For | For | |||||
1.8 | Elect Toni Jennings | Mgmt | For | For | For | |||||
1.9 | Elect Oliver Kingsley, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect Rudy Schupp | Mgmt | For | For | For | |||||
1.11 | Elect William Swanson | Mgmt | For | For | For | |||||
1.12 | Elect Michael Thaman | Mgmt | For | For | For | |||||
1.13 | Elect Hansel Tookes II | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Long Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Noble Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NE | CUSIP H5833N103 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lawrence Chazen | Mgmt | For | For | For | |||||
1.2 | Elect Jon Marshall | Mgmt | For | For | For | |||||
1.3 | Elect Mary Ricciardello | Mgmt | For | For | For | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Creation of Reserves | Mgmt | For | Abstain | Against | |||||
4 | Cancellation of Treasury Shares | Mgmt | For | Abstain | Against | |||||
5 | Increase of Authorized Capital | Mgmt | For | Abstain | Against | |||||
6 | Reduction of Par Value; Capital Distribution | Mgmt | For | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Discharge of the Board of Directors from Personal Liability | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Northrop Grumman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOC | CUSIP 666807102 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||||
9 | Elect Richard Myers | Mgmt | For | For | For | |||||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Novartis AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOVN | CUSIP 66987V109 | 02/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Management and Board Acts | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Compensation Policy | Mgmt | For | For | For | |||||
5 | Re-elect Ann Fudge | Mgmt | For | For | For | |||||
6 | Re-elect Pierre Landolt | Mgmt | For | For | For | |||||
7 | Re-elect Ulrich Lehner | Mgmt | For | Against | Against | |||||
8 | Elect Enrico Vanni | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Novartis AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOVN | CUSIP 66987V109 | 04/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of Merger Agreement | Mgmt | For | For | For | |||||
2 | Approval of Share Issuance | Mgmt | For | For | For | |||||
3 | Additional and/or Counter-Proposals | Mgmt | For | Against | Against | |||||
Nucor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NUE | CUSIP 670346105 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Browning | Mgmt | For | For | For | |||||
1.2 | Elect Victoria Haynes | Mgmt | For | For | For | |||||
1.3 | Elect Christopher Kearney | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
5 | Elect John Feick | Mgmt | For | For | For | |||||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
8 | Elect Ray Irani | Mgmt | For | For | For | |||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Omnicare, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OCR | CUSIP 681904108 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Figueroa | Mgmt | For | For | For | |||||
2 | Elect Steven Heyer | Mgmt | For | For | For | |||||
3 | Elect Andrea Lindell | Mgmt | For | For | For | |||||
4 | Elect James Shelton | Mgmt | For | For | For | |||||
5 | Elect Amy Wallman | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Omnicom Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMC | CUSIP 681919106 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Wren | Mgmt | For | For | For | |||||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||||
3 | Elect Alan Batkin | Mgmt | For | For | For | |||||
4 | Elect Robert Clark | Mgmt | For | For | For | |||||
5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||||
6 | Elect Errol Cook | Mgmt | For | For | For | |||||
7 | Elect Susan Denison | Mgmt | For | For | For | |||||
8 | Elect Michael Henning | Mgmt | For | For | For | |||||
9 | Elect John Murphy | Mgmt | For | For | For | |||||
10 | Elect John Purcell | Mgmt | For | For | For | |||||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
12 | Elect Gary Roubos | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Restoration of Written Consent | Mgmt | For | For | For | |||||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Oracle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Executive Bonus Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Parker-Hannifin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||||
1.5 | Elect Klaus-Peter Müller | Mgmt | For | For | For | |||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||||
1.9 | Elect Åke Svensson | Mgmt | For | For | For | |||||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | |||||
1.11 | Elect James Wainscott | Mgmt | For | For | For | |||||
1.12 | Elect Donald Washkewicz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Performance Bonus Plan | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||||
PepsiCo, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEP | CUSIP 713448108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Shona Brown | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||||
6 | Elect Alberto Ibargüen | Mgmt | For | For | For | |||||
7 | Elect Arthur Martinez | Mgmt | For | Against | Against | |||||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||||
10 | Elect James Schiro | Mgmt | For | For | For | |||||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||||
Petrohawk Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HK | CUSIP 716495106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Floyd Wilson | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Gary Merriman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robert Stone, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2004 Employee Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pfizer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||||
2 | Elect Michael Brown | Mgmt | For | For | For | |||||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect James Kilts | Mgmt | For | For | For | |||||
9 | Elect George Lorch | Mgmt | For | For | For | |||||
10 | Elect John Mascotte | Mgmt | For | For | For | |||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
12 | Elect Ian Read | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
PG&E Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCG | CUSIP 69331C108 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Andrews | Mgmt | For | For | For | |||||
2 | Elect Lewis Chew | Mgmt | For | For | For | |||||
3 | Elect C. Lee Cox | Mgmt | For | For | For | |||||
4 | Elect Peter Darbee | Mgmt | For | For | For | |||||
5 | Elect Maryellen Herringer | Mgmt | For | For | For | |||||
6 | Elect Roger Kimmel | Mgmt | For | For | For | |||||
7 | Elect Richard Meserve | Mgmt | For | For | For | |||||
8 | Elect Forrest Miller | Mgmt | For | For | For | |||||
9 | Elect Rosendo Parra | Mgmt | For | For | For | |||||
10 | Elect Barbara Rambo | Mgmt | For | For | For | |||||
11 | Elect Barry Williams | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Harold Brown | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||||
9 | Elect Carlos Slim Helú | Mgmt | For | For | For | |||||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
PPG Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPG | CUSIP 693506107 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||||
1.2 | Elect Hugh Grant | Mgmt | For | For | For | |||||
1.3 | Elect Michele Hooper | Mgmt | For | For | For | |||||
1.4 | Elect Robert Mehrabian | Mgmt | For | For | For | |||||
2 | Reapproval of Performance Goals Under the 2006 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2006 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Environmental Accountability Report | ShrHldr | Against | Against | For | |||||
PPL Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPL | CUSIP 69351T106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Frederick Bernthal | Mgmt | For | For | For | |||||
1.2 | Elect John Conway | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Steven Elliot | Mgmt | For | For | For | |||||
1.4 | Elect Louise Goeser | Mgmt | For | For | For | |||||
1.5 | Elect Stuart Graham | Mgmt | For | For | For | |||||
1.6 | Elect Stuart Heydt | Mgmt | For | For | For | |||||
1.7 | Elect James Miller | Mgmt | For | For | For | |||||
1.8 | Elect Craig Rogerson | Mgmt | For | For | For | |||||
1.9 | Elect Natica von Althann | Mgmt | For | For | For | |||||
1.10 | Elect Keith Williamson | Mgmt | For | For | For | |||||
2 | Short-term Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Prologis | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLD | CUSIP 743410102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Prudential Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CUSIP 744320102 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | |||||
2 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | |||||
5 | Elect James Cullen | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Mark Grier | Mgmt | For | For | For | |||||
8 | Elect Constance Horner | Mgmt | For | For | For | |||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||||
10 | Elect Karl Krapek | Mgmt | For | For | For | |||||
11 | Elect Christine Poon | Mgmt | For | For | For | |||||
12 | Elect John Strangfeld | Mgmt | For | For | For | |||||
13 | Elect James Unruh | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Quest Diagnostics Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DGX | CUSIP 74834L100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Buehler | Mgmt | For | For | For | |||||
2 | Elect Daniel Stanzione | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Raytheon Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTN | CUSIP 755111507 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Vernon Clark | Mgmt | For | For | For | |||||
2 | Elect John Deutch | Mgmt | For | For | For | |||||
3 | Elect Stephen Hadley | Mgmt | For | For | For | |||||
4 | Elect Frederic Poses | Mgmt | For | For | For | |||||
5 | Elect Michael Ruettgers | Mgmt | For | For | For | |||||
6 | Elect Ronald Skates | Mgmt | For | For | For | |||||
7 | Elect William Spivey | Mgmt | For | For | For | |||||
8 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
9 | Elect William Swanson | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHldr | Against | Against | For | |||||
RenaissanceRe Holdings, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RNR | CUSIP G7496G103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Bushnell | Mgmt | For | For | For | |||||
1.2 | Elect James Gibbons | Mgmt | For | For | For | |||||
1.3 | Elect Jean Hamilton | Mgmt | For | For | For | |||||
1.4 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Schlumberger Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLB | CUSIP 806857108 | 04/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philippe Camus | Mgmt | For | For | For | |||||
2 | Elect Peter Currie | Mgmt | For | For | For | |||||
3 | Elect Andrew Gould | Mgmt | For | For | For | |||||
4 | Elect Tony Isaac | Mgmt | For | For | For | |||||
5 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
7 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
8 | Elect Michael Marks | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Moler | Mgmt | For | For | For | |||||
10 | Elect Leo Reif | Mgmt | For | For | For | |||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
13 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||
14 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
18 | Amendements to Articles | Mgmt | For | For | For | |||||
19 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||||
20 | Ratification of Auditor | Mgmt | For | For | For | |||||
Simon Property Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPG | CUSIP 828806109 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Melvyn Bergstein | Mgmt | For | For | For | |||||
2 | Elect Linda Bynoe | Mgmt | For | For | For | |||||
3 | Elect Larry Glasscock | Mgmt | For | For | For | |||||
4 | Elect Karen Horn | Mgmt | For | For | For | |||||
5 | Elect Allan Hubbard | Mgmt | For | For | For | |||||
6 | Elect Reuben Leibowitz | Mgmt | For | For | For | |||||
7 | Elect Daniel Smith | Mgmt | For | For | For | |||||
8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Smith International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SII | CUSIP 832110100 | 08/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2.1 | Elect James Gibbs | Mgmt | For | For | For | |||||
2.2 | Elect Duane Radtke | Mgmt | For | For | For | |||||
2.3 | Elect John Yearwood | Mgmt | For | For | For | |||||
3 | Amendment to the 1989 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
St. Jude Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STJ | CUSIP 790849103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Devenuti | Mgmt | For | For | For | |||||
2 | Elect Thomas Garrett III | Mgmt | For | For | For | |||||
3 | Elect Wendy Yarno | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Abstain | For | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Staples, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPLS | CUSIP 855030102 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||||
3 | Elect Mary Burton | Mgmt | For | For | For | |||||
4 | Elect Justin King | Mgmt | For | For | For | |||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
State Street Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
2 | Elect Peter Coym | Mgmt | For | For | For | |||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
5 | Elect David Gruber | Mgmt | For | For | For | |||||
6 | Elect Linda Hill | Mgmt | For | For | For | |||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||||
12 | Elect Gregory Summe | Mgmt | For | For | For | |||||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Stryker Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYK | CUSIP 863667101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||||
1.7 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
1.8 | Elect William Parfet | Mgmt | For | For | For | |||||
1.9 | Elect Ronda Stryker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | 2011 Performance Incentive Award Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Suntrust Banks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STI | CUSIP 867914103 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beall II | Mgmt | For | For | For | |||||
2 | Elect Alston Correll | Mgmt | For | For | For | |||||
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | |||||
4 | Elect Blake Garrett, Jr. | Mgmt | For | For | For | |||||
5 | Elect David Hughes | Mgmt | For | For | For | |||||
6 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||||
7 | Elect J. Hicks Lanier | Mgmt | For | For | For | |||||
8 | Elect Kyle Legg | Mgmt | For | For | For | |||||
9 | Elect William Linnenbringer | Mgmt | For | For | For | |||||
10 | Elect G. Gilmer Minor III | Mgmt | For | For | For | |||||
11 | Elect Frank Royal | Mgmt | For | For | For | |||||
12 | Elect Thomas Watjen | Mgmt | For | For | For | |||||
13 | Elect James Wells III | Mgmt | For | For | For | |||||
14 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||||
15 | Amendment to 2009 Stock Plan | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Target Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TGT | CUSIP 87612E106 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
2 | Elect Calvin Darden | Mgmt | For | For | For | |||||
3 | Elect Mary Dillon | Mgmt | For | For | For | |||||
4 | Elect James Johnson | Mgmt | For | For | For | |||||
5 | Elect Mary Minnick | Mgmt | For | For | For | |||||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
7 | Elect Derica Rice | Mgmt | For | For | For | |||||
8 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
9 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||||
10 | Elect John Stumpf | Mgmt | For | For | For | |||||
11 | Elect Solomon Trujillo | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||||
8 | Elect Ruth Simmons | Mgmt | For | For | For | |||||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Allstate Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALL | CUSIP 020002101 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Robert Beyer | Mgmt | For | For | For | |||||
3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
4 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
5 | Elect Ronald LeMay | Mgmt | For | For | For | |||||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||||
7 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||||
8 | Elect Joshua Smith | Mgmt | For | For | For | |||||
9 | Elect Judith Sprieser | Mgmt | For | For | For | |||||
10 | Elect Mary Taylor | Mgmt | For | For | For | |||||
11 | Elect Thomas Wilson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
14 | Designation of Delaware Chancery Court as Forum for Derivative Actions | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Right to Act Written Consent | ShrHldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
The Bank of New York Mellon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BK | CUSIP 064058100 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ruth Bruch | Mgmt | For | For | For | |||||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
4 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
5 | Elect Robert Kelly | Mgmt | For | For | For | |||||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
7 | Elect Michael Kowalski | Mgmt | For | For | For | |||||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||||
9 | Elect Mark Nordenberg | Mgmt | For | For | For | |||||
10 | Elect Catherine Rein | Mgmt | For | For | For | |||||
11 | Elect William Richardson | Mgmt | For | For | For | |||||
12 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
13 | Elect John Surma | Mgmt | For | For | For | |||||
14 | Elect Wesley von Schack | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
18 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
The Chubb Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CB | CUSIP 171232101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zoe Baird | Mgmt | For | For | For | |||||
2 | Elect Sheila Burke | Mgmt | For | For | For | |||||
3 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Finnegan | Mgmt | For | For | For | |||||
5 | Elect Lawrence Kellner | Mgmt | For | For | For | |||||
6 | Elect Martin McGuinn | Mgmt | For | For | For | |||||
7 | Elect Lawrence Small | Mgmt | For | For | For | |||||
8 | Elect Jess Søderberg | Mgmt | For | For | For | |||||
9 | Elect Daniel Somers | Mgmt | For | For | For | |||||
10 | Elect James Zimmerman | Mgmt | For | For | For | |||||
11 | Elect Alfred Zollar | Mgmt | For | For | For | |||||
12 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
The Clorox Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLX | CUSIP 189054109 | 11/17/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Boggan, Jr. | Mgmt | For | For | For | |||||
2 | Elect Richard Carmona | Mgmt | For | For | For | |||||
3 | Elect Tully Friedman | Mgmt | For | For | For | |||||
4 | Elect George Harad | Mgmt | For | For | For | |||||
5 | Elect Donald Knauss | Mgmt | For | For | For | |||||
6 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
7 | Elect Gary Michael | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Jan Murley | Mgmt | For | For | For | |||||
10 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||||
11 | Elect Carolyn Ticknor | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Approval of the Material Terms of the Performance Goals under the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||||
14 | Approval of the Material Terms of the Performance Goals under the Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
The Coca-Cola Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
4 | Elect Barry Diller | Mgmt | For | For | For | |||||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||||
8 | Elect Donald Keough | Mgmt | For | For | For | |||||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||||
12 | Elect James Robinson III | Mgmt | For | For | For | |||||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||||
14 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||||
15 | Elect James Williams | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | Against | Against | |||||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHldr | Against | Against | For | |||||
The Dow Chemical Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DOW | CUSIP 260543103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||||
3 | Elect James Bell | Mgmt | For | For | For | |||||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
6 | Elect Jennifer Granholm | Mgmt | For | For | For | |||||
7 | Elect John Hess | Mgmt | For | For | For | |||||
8 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
9 | Elect Paul Polman | Mgmt | For | For | For | |||||
10 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
11 | Elect James Ringler | Mgmt | For | Against | Against | |||||
12 | Elect Ruth Shaw | Mgmt | For | For | For | |||||
13 | Elect Paul Stern | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
The Goldman Sachs Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GS | CUSIP 38141G104 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||||
2 | Elect John Bryan | Mgmt | For | For | For | |||||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||||
4 | Elect Claes Dahlbäck | Mgmt | For | For | For | |||||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||||
6 | Elect William George | Mgmt | For | For | For | |||||
7 | Elect James Johnson | Mgmt | For | For | For | |||||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||||
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||||
10 | Elect James Schiro | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Compensation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
The Home Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HD | CUSIP 437076102 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Francis Blake | Mgmt | For | For | For | |||||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||||
4 | Elect Gregory Brenneman | Mgmt | For | For | For | |||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||||
6 | Elect Albert Carey | Mgmt | For | For | For | |||||
7 | Elect Armando Codina | Mgmt | For | For | For | |||||
8 | Elect Bonnie Hill | Mgmt | For | For | For | |||||
9 | Elect Karen Katen | Mgmt | For | For | For | |||||
10 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Restoration of Written Consent | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | |||||
The PNC Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNC | CUSIP 693475105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Berndt | Mgmt | For | Against | Against | |||||
2 | Elect Charles Bunch | Mgmt | For | Against | Against | |||||
3 | Elect Paul Chellgren | Mgmt | For | Against | Against | |||||
4 | Elect Kay James | Mgmt | For | Against | Against | |||||
5 | Elect Richard Kelson | Mgmt | For | Against | Against | |||||
6 | Elect Bruce Lindsay | Mgmt | For | Against | Against | |||||
7 | Elect Anthony Massaro | Mgmt | For | Against | Against | |||||
8 | Elect Jane Pepper | Mgmt | For | Against | Against | |||||
9 | Elect James Rohr | Mgmt | For | Against | Against | |||||
10 | Elect Donald Shepard | Mgmt | For | Against | Against | |||||
11 | Elect Lorene Steffes | Mgmt | For | Against | Against | |||||
12 | Elect Dennis Strigl | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Elect George Walls, Jr. | Mgmt | For | Against | Against | |||||
15 | Elect Helge Wehmeier | Mgmt | For | Against | Against | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Procter & Gamble Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
3 | Elect Scott Cook | Mgmt | For | For | For | |||||
4 | Elect Rajat Gupta | Mgmt | For | For | For | |||||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
8 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
9 | Elect Patricia Woertz | Mgmt | For | For | For | |||||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
The Progressive Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PGR | CUSIP 743315103 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stuart Burgdoerfer | Mgmt | For | For | For | |||||
2 | Elect Charles Davis | Mgmt | For | For | For | |||||
3 | Amendment to Code of Regulations | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Walt Disney Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIS | CUSIP 254687106 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect John Bryson | Mgmt | For | For | For | |||||
3 | Elect John Chen | Mgmt | For | For | For | |||||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||||
5 | Elect Robert Iger | Mgmt | For | For | For | |||||
6 | Elect Steven Jobs | Mgmt | For | For | For | |||||
7 | Elect Fred Langhammer | Mgmt | For | For | For | |||||
8 | Elect Aylwin Lewis | Mgmt | For | For | For | |||||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||||
10 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
11 | Elect John Pepper, Jr. | Mgmt | For | For | For | |||||
12 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||||
13 | Elect Orin Smith | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding One Test Performance Assessment | ShrHldr | Against | Against | For | |||||
Thermo Fisher Scientific Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TMO | CUSIP 883556102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Lynch | Mgmt | For | For | For | |||||
2 | Elect William Parrett | Mgmt | For | For | For | |||||
3 | Elect Michael Porter | Mgmt | For | For | For | |||||
4 | Elect Scott Sperling | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Time Warner Cable Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWC | CUSIP 88732J207 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carole Black | Mgmt | For | For | For | |||||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||||
4 | Elect David Chang | Mgmt | For | For | For | |||||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||||
6 | Elect Peter Haje | Mgmt | For | For | For | |||||
7 | Elect Donna James | Mgmt | For | For | For | |||||
8 | Elect Don Logan | Mgmt | For | For | For | |||||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||||
12 | Elect John Sununu | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Time Warner Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | Against | Against | |||||
2 | Elect William Barr | Mgmt | For | Against | Against | |||||
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |||||
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |||||
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |||||
6 | Elect Robert Clark | Mgmt | For | Against | Against | |||||
7 | Elect Mathias Döpfner | Mgmt | For | Against | Against | |||||
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |||||
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |||||
10 | Elect Michael Miles | Mgmt | For | Against | Against | |||||
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||||
12 | Elect Paul Wachter | Mgmt | For | Against | Against | |||||
13 | Elect Deborah Wright | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
TJX Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TJX | CUSIP 872540109 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect José Alvarez | Mgmt | For | For | For | |||||
2 | Elect Alan Bennett | Mgmt | For | For | For | |||||
3 | Elect Bernard Cammarata | Mgmt | For | For | For | |||||
4 | Elect David Ching | Mgmt | For | For | For | |||||
5 | Elect Michael Hines | Mgmt | For | For | For | |||||
6 | Elect Amy Lane | Mgmt | For | For | For | |||||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
8 | Elect John O'Brien | Mgmt | For | For | For | |||||
9 | Elect Willow Shire | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Total SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FP | CUSIP 89151E109 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Related Party Transactions | Mgmt | For | For | For | |||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
6 | Elect Patricia Barbizet | Mgmt | For | Against | Against | |||||
7 | Elect Paul Desmarais, Jr. | Mgmt | For | Against | Against | |||||
8 | Elect Claude Mandil | Mgmt | For | Against | Against | |||||
9 | Elect Marie-Christine Coisne | Mgmt | For | Against | Against | |||||
10 | Elect Barbara Kux | Mgmt | For | Against | Against | |||||
11 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Share Ownership Disclosure | Mgmt | Against | Against | For | |||||
Travelers Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRV | CUSIP 89417E109 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan Beller | Mgmt | For | For | For | |||||
2 | Elect John Dasburg | Mgmt | For | For | For | |||||
3 | Elect Janet Dolan | Mgmt | For | For | For | |||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
5 | Elect Jay Fishman | Mgmt | For | For | For | |||||
6 | Elect Lawrence Graev | Mgmt | For | For | For | |||||
7 | Elect Patricia Higgins | Mgmt | For | For | For | |||||
8 | Elect Thomas Hodgson | Mgmt | For | For | For | |||||
9 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |||||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||||
11 | Elect Laurie Thomsen | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Tyco International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
3.7 | Elect John Krol | Mgmt | For | For | For | |||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
U.S. Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
USB | CUSIP 902973304 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||||
5 | Elect Richard Davis | Mgmt | For | For | For | |||||
6 | Elect Joel Johnson | Mgmt | For | For | For | |||||
7 | Elect Olivia Kirtley | Mgmt | For | For | For | |||||
8 | Elect Jerry Levin | Mgmt | For | For | For | |||||
9 | Elect David O'Maley | Mgmt | For | For | For | |||||
10 | Elect O'Dell Owens | Mgmt | For | For | For | |||||
11 | Elect Richard Reiten | Mgmt | For | For | For | |||||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
United Parcel Service, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UPS | CUSIP 911312106 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Michael Burns | Mgmt | For | For | For | |||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||||
6 | Elect William Johnson | Mgmt | For | For | For | |||||
7 | Elect Ann Livermore | Mgmt | For | For | For | |||||
8 | Elect Rudy Markham | Mgmt | For | For | For | |||||
9 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||||
10 | Elect John Thompson | Mgmt | For | For | For | |||||
11 | Elect Carol Tome | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
United Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Louis Chênevert | Mgmt | For | For | For | |||||
2 | Elect John Faraci | Mgmt | For | For | For | |||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
7 | Elect Charles Lee | Mgmt | For | For | For | |||||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
10 | Elect Richard Myers | Mgmt | For | For | For | |||||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
12 | Elect André Villeneuve | Mgmt | For | For | For | |||||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||||
Valero Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VLO | CUSIP 91913Y100 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald Calgaard | Mgmt | For | For | For | |||||
2 | Elect Stephen Waters | Mgmt | For | For | For | |||||
3 | Elect Randall Weisenburger | Mgmt | For | For | For | |||||
4 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | 2011 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
10 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Political Contributions and Expenditure Report (2) | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
Verizon Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VZ | CUSIP 92343V104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Carrión | Mgmt | For | For | For | |||||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||||
3 | Elect Robert Lane | Mgmt | For | For | For | |||||
4 | Elect Lowell McAdam | Mgmt | For | For | For | |||||
5 | Elect Sandra Moose | Mgmt | For | For | For | |||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
9 | Elect Hugh Price | Mgmt | For | For | For | |||||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||||
12 | Elect John Snow | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Vodafone Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VOD | CUSIP 92857W209 | 07/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect John R. H. Bond | Mgmt | For | For | For | |||||
3 | Elect John Buchanan | Mgmt | For | For | For | |||||
4 | Elect Vittorio Colao | Mgmt | For | For | For | |||||
5 | Elect Michel Combes | Mgmt | For | For | For | |||||
6 | Elect Andy Halford | Mgmt | For | For | For | |||||
7 | Elect Steve Pusey | Mgmt | For | For | For | |||||
8 | Elect Alan Jebson | Mgmt | For | For | For | |||||
9 | Elect Samuel Jonah | Mgmt | For | For | For | |||||
10 | Elect Nick Land | Mgmt | For | For | For | |||||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | |||||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||||
14 | Elect Philip Yea | Mgmt | For | For | For | |||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Adoption of New Articles | Mgmt | For | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
24 | Share Incentive Plan Renewal | Mgmt | For | For | For | |||||
Wal-Mart Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMT | CUSIP 931142103 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||||
2 | Elect James Breyer | Mgmt | For | For | For | |||||
3 | Elect M. Michele Burns | Mgmt | For | Against | Against | |||||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||||
7 | Elect Michael Duke | Mgmt | For | For | For | |||||
8 | Elect Gregory Penner | Mgmt | For | For | For | |||||
9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||||
11 | Elect Arne Sorenson | Mgmt | For | For | For | |||||
12 | Elect Jim Walton | Mgmt | For | For | For | |||||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
14 | Elect Christopher Williams | Mgmt | For | For | For | |||||
15 | Elect Linda Wolf | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Shareholder Proposal Regarding Adopting Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Supplier Sustainability Reports | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Climate Change Risk Report | ShrHldr | Against | Against | For | |||||
WellPoint, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WLP | CUSIP 94973V107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Warren Jobe | Mgmt | For | For | For | |||||
3 | Elect William Mays | Mgmt | For | For | For | |||||
4 | Elect William Ryan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Elimination of Supermajority Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||||
8 | Amendments Removing Certain Restrictions on Ownership of Shares | Mgmt | For | For | For | |||||
9 | Amendments Deleting Certain Obsolete Provisions | Mgmt | For | For | For | |||||
10 | Amendments Deleting Certain Obsolete Provisions and Making Conforming Changes | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Conversion to Nonprofit Status | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Wells Fargo & Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFC | CUSIP 949746101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Baker II | Mgmt | For | For | For | |||||
2 | Elect John Chen | Mgmt | For | For | For | |||||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||||
4 | Elect Susan Engel | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect Donald James | Mgmt | For | For | For | |||||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
10 | Elect Philip Quigley | Mgmt | For | For | For | |||||
11 | Elect Judith Runstad | Mgmt | For | For | For | |||||
12 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
13 | Elect John Stumpf | Mgmt | For | For | For | |||||
14 | Elect Susan Swenson | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Weyerhaeuser Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WY | CUSIP 962166104 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wayne Murdy | Mgmt | For | For | For | |||||
2 | Elect John Kieckhefer | Mgmt | For | For | For | |||||
3 | Elect Charles Williamson | Mgmt | For | For | For | |||||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Yahoo! Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
YHOO | CUSIP 984332106 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect Roy Bostock | Mgmt | For | For | For | |||||
3 | Elect Patti Hart | Mgmt | For | For | For | |||||
4 | Elect Susan James | Mgmt | For | For | For | |||||
5 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||||
6 | Elect David Kenny | Mgmt | For | For | For | |||||
7 | Elect Arthur Kern | Mgmt | For | For | For | |||||
8 | Elect Brad Smith | Mgmt | For | For | For | |||||
9 | Elect Gary Wilson | Mgmt | For | For | For | |||||
10 | Elect Jerry Yang | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Human Rights in China | ShrHldr | Against | Against | For | |||||
Registrant : | Putnam Variable Trust | |||||||||
Fund Name : | Putnam VT Global Asset Allocation Fund | |||||||||
Date of fiscal year end: | 12/31/2010 | |||||||||
3i Group PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
III | CINS G88473148 | 07/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect John Allan | Mgmt | For | For | For | |||||
5 | Elect Alistair Cox | Mgmt | For | For | For | |||||
6 | Elect Richard Meddings | Mgmt | For | For | For | |||||
7 | Elect Willem Mesdag | Mgmt | For | For | For | |||||
8 | Elect Sir Adrian Montague | Mgmt | For | For | For | |||||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||||
10 | Elect Michael Queen | Mgmt | For | For | For | |||||
11 | Elect Robert Swannell | Mgmt | For | For | For | |||||
12 | Elect Julia Wilson | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
22 | Authority to Repurchase B Shares | Mgmt | For | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
24 | Adoption of New Articles | Mgmt | For | For | For | |||||
3M Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMM | CUSIP 88579Y101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||||
2 | Elect George Buckley | Mgmt | For | For | For | |||||
3 | Elect Vance Coffman | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect W. James Farrell | Mgmt | For | For | For | |||||
6 | Elect Herbert Henkel | Mgmt | For | For | For | |||||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||||
8 | Elect Robert Morrison | Mgmt | For | For | For | |||||
9 | Elect Aulana Peters | Mgmt | For | For | For | |||||
10 | Elect Robert Ulrich | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
3PAR Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PAR | CUSIP 88580F109 | 09/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark Jung | Mgmt | For | For | For | |||||
1.2 | Elect David Scott | Mgmt | For | For | For | |||||
1.3 | Elect Michael Sheridan | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
A.O. Smith Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AOS | CUSIP 831865209 | 04/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gloster Current, Jr. | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert O'Toole | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Idelle Wolf | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Gene Wulf | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
A123 Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AONE | CUSIP 03739T108 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gururaj Deshpande | Mgmt | For | For | For | |||||
1.2 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.3 | Elect Mark Little | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Abbott Laboratories | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABT | CUSIP 002824100 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||||
1.6 | Elect Phebe Novakovic | Mgmt | For | For | For | |||||
1.7 | Elect William Osborn | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.10 | Elect Miles White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
Abengoa S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABG | CINS E0002V179 | 04/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Election of Directors; Ratification of Co-option | Mgmt | For | Against | Against | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Amendment to Par Value | Mgmt | For | For | For | |||||
7 | Amendments to Articles Regarding Par Value | Mgmt | For | For | For | |||||
8 | Creation of New Share Classes | Mgmt | For | Against | Against | |||||
9 | Amendments to Articles Regarding Share Classes | Mgmt | For | Against | Against | |||||
10 | Amendments to Articles Regarding Spanish Companies Act | Mgmt | For | For | For | |||||
11 | Remuneration Policy | Mgmt | For | Against | Against | |||||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
13 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
16 | Minutes | Mgmt | For | For | For | |||||
Accenture PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACN | CUSIP G1151C101 | 02/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Charles Giancarlo | Mgmt | For | For | For | |||||
3 | Elect Dennis Hightower | Mgmt | For | For | For | |||||
4 | Elect Blythe McGarvie | Mgmt | For | For | For | |||||
5 | Elect Mark Moody-Stuart | Mgmt | For | For | For | |||||
6 | Elect Pierre Nanterme | Mgmt | For | For | For | |||||
7 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
10 | Authorization to Hold the 2012 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||||
Acco Brands Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABD | CUSIP 00081T108 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Bayly | Mgmt | For | For | For | |||||
1.2 | Elect Kathleen Dvorak | Mgmt | For | For | For | |||||
1.3 | Elect G. Thomas Hargrove | Mgmt | For | For | For | |||||
1.4 | Elect Robert Jenkins | Mgmt | For | For | For | |||||
1.5 | Elect Robert Keller | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Kroeger | Mgmt | For | For | For | |||||
1.7 | Elect Michael Norkus | Mgmt | For | For | For | |||||
1.8 | Elect Sheila Talton | Mgmt | For | For | For | |||||
1.9 | Elect Norman Wesley | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2005 Incentive Plan | Mgmt | For | Against | Against | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Ace Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACE | CUSIP H0023R105 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
2 | Elect Leo Mullin | Mgmt | For | For | For | |||||
3 | Elect Olivier Steimer | Mgmt | For | For | For | |||||
4 | Elect Michael Connors | Mgmt | For | For | For | |||||
5 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||||
6 | Elect John Krol | Mgmt | For | For | For | |||||
7 | Approval of Annual Report | Mgmt | For | For | For | |||||
8 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
9 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
10 | Allocation of Disposable Profits | Mgmt | For | For | For | |||||
11 | Discharge of the Board of Directors | Mgmt | For | For | For | |||||
12 | Appointment of Auditor (Zurich) | Mgmt | For | For | For | |||||
13 | Appointment of Auditor (US) | Mgmt | For | For | For | |||||
14 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||||
15 | Approval of Dividends from Legal Reserves | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
Acme Packet, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APKT | CUSIP 004764106 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary Bowen | Mgmt | For | For | For | |||||
1.2 | Elect Robert Hower | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Actuate Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BIRT | CUSIP 00508B102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Cittadini | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth Marshall | Mgmt | For | For | For | |||||
1.3 | Elect Nicholas Nierenberg | Mgmt | For | For | For | |||||
1.4 | Elect Arthur Patterson | Mgmt | For | For | For | |||||
1.5 | Elect Steven Whiteman | Mgmt | For | For | For | |||||
1.6 | Elect Raymond Ocampo, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Timothy Yeaton | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Acxiom Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACXM | CUSIP 005125109 | 08/02/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jerry Gramaglia | Mgmt | For | For | For | |||||
2 | Elect Clark Kokich | Mgmt | For | For | For | |||||
3 | Elect Kevin Twomey | Mgmt | For | For | For | |||||
4 | 2010 Executive Cash Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Adobe Systems Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADBE | CUSIP 00724F101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Burgess | Mgmt | For | For | For | |||||
2 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||||
3 | Elect Robert Sedgewick | Mgmt | For | For | For | |||||
4 | Elect John Warnock | Mgmt | For | For | For | |||||
5 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | 2011 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
ADTRAN, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADTN | CUSIP 00738A106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Stanton | Mgmt | For | For | For | |||||
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | |||||
1.3 | Elect Ross Ireland | Mgmt | For | For | For | |||||
1.4 | Elect William Marks | Mgmt | For | For | For | |||||
1.5 | Elect James Matthews | Mgmt | For | For | For | |||||
1.6 | Elect Balan Nair | Mgmt | For | For | For | |||||
1.7 | Elect Roy Nichols | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Variable Incentive Compensation Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Advance Auto Parts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAP | CUSIP 00751Y106 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Bergstrom | Mgmt | For | For | For | |||||
1.2 | Elect John Brouillard | Mgmt | For | For | For | |||||
1.3 | Elect Fiona Dias | Mgmt | For | For | For | |||||
1.4 | Elect Frances Frei | Mgmt | For | For | For | |||||
1.5 | Elect Darren Jackson | Mgmt | For | For | For | |||||
1.6 | Elect William Oglesby | Mgmt | For | For | For | |||||
1.7 | Elect J. Paul Raines | Mgmt | For | For | For | |||||
1.8 | Elect Gilbert Ray | Mgmt | For | For | For | |||||
1.9 | Elect Carlos Saladrigas | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Advanced Battery Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABAT | CUSIP 00752H102 | 11/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Zhiguo Fu | Mgmt | For | For | For | |||||
1.2 | Elect Guahua Wan | Mgmt | For | For | For | |||||
1.3 | Elect Guopeng Gao | Mgmt | For | For | For | |||||
1.4 | Elect Hongjun Si | Mgmt | For | For | For | |||||
1.5 | Elect Liqui Bai | Mgmt | For | For | For | |||||
1.6 | Elect John McFadden | Mgmt | For | For | For | |||||
1.7 | Elect Ning Li | Mgmt | For | For | For | |||||
1.8 | Elect Shaoqiu Xia | Mgmt | For | For | For | |||||
1.9 | Elect Shiyan Yang | Mgmt | For | For | For | |||||
1.10 | Elect Cosimo Patti | Mgmt | For | For | For | |||||
1.11 | Elect Chi Quan Xue | Mgmt | For | For | For | |||||
Aercap Holdings N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AER | CUSIP N00985106 | 05/18/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
2 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
3 | Elect Homaid Abdulla Al Shemmari | Mgmt | For | TNA | N/A | |||||
4 | Elect Salem Rashed Abdulla Ali Al Noaimi | Mgmt | For | TNA | N/A | |||||
5 | Elect Aengus Kelly | Mgmt | For | TNA | N/A | |||||
6 | Elect Pieter Korteweg | Mgmt | For | TNA | N/A | |||||
7 | Designation of Mr. Keith A. Helming | Mgmt | For | TNA | N/A | |||||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
12 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
Aeropostale Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARO | CUSIP 007865108 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Beegle | Mgmt | For | For | For | |||||
1.2 | Elect Robert Chavez | Mgmt | For | For | For | |||||
1.3 | Elect Michael Cunningham | Mgmt | For | For | For | |||||
1.4 | Elect Evelyn Dilsaver | Mgmt | For | For | For | |||||
1.5 | Elect Julian Geiger | Mgmt | For | For | For | |||||
1.6 | Elect John Haugh | Mgmt | For | For | For | |||||
1.7 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | |||||
1.8 | Elect John Howard | Mgmt | For | For | For | |||||
1.9 | Elect Thomas Johnson | Mgmt | For | For | For | |||||
1.10 | Elect David Vermylen | Mgmt | For | For | For | |||||
2 | Amendment to the 2002 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
4 | Elect Molly Coye | Mgmt | For | For | For | |||||
5 | Elect Roger Farah | Mgmt | For | For | For | |||||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
AFC Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFCE | CUSIP 00104Q107 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Krishnan Anand | Mgmt | For | For | For | |||||
1.2 | Elect Victor Arias, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Cheryl Bachelder | Mgmt | For | For | For | |||||
1.4 | Elect Carolyn Hogan Byrd | Mgmt | For | For | For | |||||
1.5 | Elect John Cranor III | Mgmt | For | For | For | |||||
1.6 | Elect John Hoffner | Mgmt | For | For | For | |||||
1.7 | Elect R. William Ide III | Mgmt | For | For | For | |||||
1.8 | Elect Kelvin Pennington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Reapproval of the Performance Goals of the 2006 Incentive Stock Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Affiliated Managers Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMG | CUSIP 008252108 | 05/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Samuel Byrne | Mgmt | For | For | For | |||||
1.2 | Elect Dwight Churchill | Mgmt | For | For | For | |||||
1.3 | Elect Sean Healey | Mgmt | For | For | For | |||||
1.4 | Elect Harold Meyerman | Mgmt | For | For | For | |||||
1.5 | Elect William Nutt | Mgmt | For | For | For | |||||
1.6 | Elect Rita Rodriguez | Mgmt | For | For | For | |||||
1.7 | Elect Patrick Ryan | Mgmt | For | For | For | |||||
1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | |||||
2 | 2011 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ageas NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGB | CINS B0148L104 | 04/28/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||||
8 | Remuneration Policy | Mgmt | For | TNA | N/A | |||||
9 | Elect Ronny Bruckner | Mgmt | N/A | TNA | N/A | |||||
10 | Elect Frank Arts | Mgmt | For | TNA | N/A | |||||
11 | Elect Shaoliang Jin | Mgmt | For | TNA | N/A | |||||
12 | Elect Roel Nieuwdorp | Mgmt | For | TNA | N/A | |||||
13 | Elect Jozef De Mey | Mgmt | For | TNA | N/A | |||||
14 | Elect Guy de Selliers | Mgmt | For | TNA | N/A | |||||
15 | Elect Lionel Perl | Mgmt | For | TNA | N/A | |||||
16 | Elect Jan Zegering Hadders | Mgmt | For | TNA | N/A | |||||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
18 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||||
19 | Authority to Issue Shares | Mgmt | For | TNA | N/A | |||||
20 | Disapplication of Preemptive Rights | Mgmt | For | TNA | N/A | |||||
21 | Amendment Regarding Board Committees | Mgmt | For | TNA | N/A | |||||
22 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
23 | Amend Article 19 | Mgmt | For | TNA | N/A | |||||
24 | Amend Article 20 | Mgmt | For | TNA | N/A | |||||
25 | Amend Article 21 | Mgmt | For | TNA | N/A | |||||
26 | Amendment Regarding Dividend Announcements | Mgmt | For | TNA | N/A | |||||
27 | Amendment Regarding Quorum Requirement | Mgmt | For | TNA | N/A | |||||
28 | Authority to Amend Articles | Mgmt | For | TNA | N/A | |||||
Ageas SA/NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGS | CINS B0148L104 | 04/27/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Appropriation of Results for Fiscal Year 2009 | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
7 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||||
8 | Remuneration Report | Mgmt | For | TNA | N/A | |||||
9 | Remuneration Policy | Mgmt | For | TNA | N/A | |||||
10 | Elect Ronny Bruckner | Mgmt | N/A | TNA | N/A | |||||
11 | Elect Frank Arts | Mgmt | For | TNA | N/A | |||||
12 | Elect Shaoliang Jin | Mgmt | For | TNA | N/A | |||||
13 | Elect Roel Nieuwdorp | Mgmt | For | TNA | N/A | |||||
14 | Elect Jozef De Mey | Mgmt | For | TNA | N/A | |||||
15 | Elect Guy de Selliers | Mgmt | For | TNA | N/A | |||||
16 | Elect Lionel Perl | Mgmt | For | TNA | N/A | |||||
17 | Elect Jan Zegering Hadders | Mgmt | For | TNA | N/A | |||||
18 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
19 | Authority to Sell Shares | Mgmt | For | TNA | N/A | |||||
20 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||||
21 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||||
22 | Amendment Regarding Remuneration Report | Mgmt | For | TNA | N/A | |||||
23 | Amend Articles 18.5, 19, 20, 21, 22 and 27 | Mgmt | For | TNA | N/A | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
25 | Amend Article 18.5 | Mgmt | For | TNA | N/A | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
27 | Amend Article 19 | Mgmt | For | TNA | N/A | |||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
29 | Amend Article 20 | Mgmt | For | TNA | N/A | |||||
30 | Amend Article 21 | Mgmt | For | TNA | N/A | |||||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
33 | Amend Article 22 | Mgmt | For | TNA | N/A | |||||
34 | Conclusion of Meeting | Mgmt | For | TNA | N/A | |||||
Agilent Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
A | CUSIP 00846U101 | 03/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Heidi Fields | Mgmt | For | For | For | |||||
2 | Elect David Lawrence | Mgmt | For | For | For | |||||
3 | Elect A. Barry Rand | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Agree Realty Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADC | CUSIP 008492100 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Farris Kalil | Mgmt | For | For | For | |||||
1.2 | Elect Gene Silverman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Agrium Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGU | CUSIP 008916108 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ralph Cunningham | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Russel Girling | Mgmt | For | For | For | |||||
1.3 | Elect Susan Henry | Mgmt | For | For | For | |||||
1.4 | Elect Russell Horner | Mgmt | For | For | For | |||||
1.5 | Elect David Lesar | Mgmt | For | For | For | |||||
1.6 | Elect John Lowe | Mgmt | For | For | For | |||||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | |||||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | |||||
1.9 | Elect Frank Proto | Mgmt | For | For | For | |||||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | |||||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
AIA Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1299 | CINS Y002A1105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect Edmund TSE Sze Wing | Mgmt | For | Against | Against | |||||
5 | Elect Mark Tucker | Mgmt | For | Against | Against | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
9 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares under the Restricted Share Unit Scheme | Mgmt | For | For | For | |||||
Aisin Seiki Co. Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7259 | CINS J00714105 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Kanshiroh Toyoda | Mgmt | For | For | For | |||||
3 | Elect Fumio Fujimori | Mgmt | For | For | For | |||||
4 | Elect Shunichi Nakamura | Mgmt | For | For | For | |||||
5 | Elect Masuji Arai | Mgmt | For | For | For | |||||
6 | Elect Toshikazu Nagura | Mgmt | For | For | For | |||||
7 | Elect Naofumi Fujie | Mgmt | For | For | For | |||||
8 | Elect Takashi Morita | Mgmt | For | For | For | |||||
9 | Elect Shizuo Shimanuki | Mgmt | For | For | For | |||||
10 | Elect Makoto Mitsuya | Mgmt | For | For | For | |||||
11 | Elect Toshiyuki Mizushima | Mgmt | For | For | For | |||||
12 | Elect Takashi Enomoto | Mgmt | For | For | For | |||||
13 | Elect Kazumi Usami | Mgmt | For | For | For | |||||
14 | Elect Yutaka Miyamoto | Mgmt | For | For | For | |||||
15 | Elect Toshiyuki Ishikawa | Mgmt | For | For | For | |||||
16 | Elect Takeshi Kawata | Mgmt | For | For | For | |||||
17 | Elect Tsutomu Ishikawa | Mgmt | For | For | For | |||||
18 | Elect Shinzoh Kobuki | Mgmt | For | For | For | |||||
19 | Elect Shinsuke Yagi | Mgmt | For | For | For | |||||
20 | Elect Toshihiro Gonda | Mgmt | For | Against | Against | |||||
21 | Bonus | Mgmt | For | For | For | |||||
22 | Stock Option Plan | Mgmt | For | For | For | |||||
Ajinomoto Company Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2802 | CINS J00882126 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Norio Yamaguchi | Mgmt | For | For | For | |||||
5 | Elect Masatoshi Itoh | Mgmt | For | For | For | |||||
6 | Elect Yutaka Kunimoto | Mgmt | For | For | For | |||||
7 | Elect Keiichi Yokoyama | Mgmt | For | For | For | |||||
8 | Elect Takashi Nagamachi | Mgmt | For | For | For | |||||
9 | Elect Tamotsu Iwamoto | Mgmt | For | For | For | |||||
10 | Elect Tomoya Yoshizumi | Mgmt | For | For | For | |||||
11 | Elect Keisuke Nagai | Mgmt | For | For | For | |||||
12 | Elect Hiroyuki Miyake | Mgmt | For | For | For | |||||
13 | Elect Yohichiroh Togashi | Mgmt | For | For | For | |||||
14 | Elect Hiromichi Ohno | Mgmt | For | For | For | |||||
15 | Elect Kohji Igarashi | Mgmt | For | For | For | |||||
16 | Elect Shohzoh Hashimoto | Mgmt | For | For | For | |||||
17 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||||
Akamai Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AKAM | CUSIP 00971T101 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||||
2 | Elect David Kenny | Mgmt | For | For | For | |||||
3 | Elect Peter Kight | Mgmt | For | For | For | |||||
4 | Elect Frederic Salerno | Mgmt | For | For | For | |||||
5 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Akasha Wira International TBK | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADES | CINS Y71163128 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Indonesia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
3 | Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||||
Akorn, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AKRX | CUSIP 009728106 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Kapoor | Mgmt | For | For | For | |||||
1.2 | Elect Ronald Johnson | Mgmt | For | For | For | |||||
1.3 | Elect Brian Tambi | Mgmt | For | For | For | |||||
1.4 | Elect Steven Meyer | Mgmt | For | For | For | |||||
1.5 | Elect Alan Weinstein | Mgmt | For | For | For | |||||
1.6 | Elect Kenneth Abramowitz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Alamo Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALG | CUSIP 011311107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Helen Cornell | Mgmt | For | For | For | |||||
2 | Elect Jerry Goldress | Mgmt | For | For | For | |||||
3 | Elect David Grzelak | Mgmt | For | For | For | |||||
4 | Elect Gary Martin | Mgmt | For | For | For | |||||
5 | Elect Ronald Robinson | Mgmt | For | For | For | |||||
6 | Elect James Skaggs | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Alaska Air Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALK | CUSIP 011659109 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Ayer | Mgmt | For | For | For | |||||
2 | Elect Patricia Bedient | Mgmt | For | For | For | |||||
3 | Elect Marion Blakey | Mgmt | For | For | For | |||||
4 | Elect Phyllis Campbell | Mgmt | For | For | For | |||||
5 | Elect Jessie Knight, Jr. | Mgmt | For | For | For | |||||
6 | Elect R. Marc Langland | Mgmt | For | For | For | |||||
7 | Elect Dennis Madsen | Mgmt | For | For | For | |||||
8 | Elect Byron Mallott | Mgmt | For | For | For | |||||
9 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||||
10 | Elect Bradley Tilden | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Advisory Vote on Written Consent | Mgmt | Against | For | Against | |||||
15 | Amendment to the 2008 Performance Incentive Plan | Mgmt | For | For | For | |||||
Albemarle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALB | CUSIP 012653101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect William Hernandez | Mgmt | For | For | For | |||||
1.3 | Elect R. William Ide III | Mgmt | For | For | For | |||||
1.4 | Elect Richard Morrill | Mgmt | For | For | For | |||||
1.5 | Elect Jim Nokes | Mgmt | For | For | For | |||||
1.6 | Elect Barry Perry | Mgmt | For | For | For | |||||
1.7 | Elect Mark Rohr | Mgmt | For | For | For | |||||
1.8 | Elect John Sherman, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Harriett Taggart | Mgmt | For | For | For | |||||
1.10 | Elect Anne Whittemore | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Alibaba.com Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1688 | CINS G01717100 | 05/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect Jonathan LU Zhaoxi | Mgmt | For | Against | Against | |||||
5 | Elect Maggie WU Wei | Mgmt | For | Against | Against | |||||
6 | Elect SHAO Xiaofeng | Mgmt | For | Against | Against | |||||
7 | Elect Sabrina PENG Yi Jie | Mgmt | For | Against | Against | |||||
8 | Elect Walter KWAUK Teh Ming | Mgmt | For | Against | Against | |||||
9 | Elect Andrew TSUEI Tien Yuan | Mgmt | For | Against | Against | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares under the Restricted Share Unit Scheme | Mgmt | For | For | For | |||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Alkane Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALK | CINS Q02024117 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration report | Mgmt | For | Against | Against | |||||
3 | Re-elect Anthony Lethlean | Mgmt | For | Against | Against | |||||
4 | Ratify Placement of Securities | Mgmt | For | Against | Against | |||||
5 | Amendments to Constitution | Mgmt | For | For | For | |||||
6 | Approve Performance Rights Plan | Mgmt | For | Against | Against | |||||
Allegheny Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AYE | CUSIP 017361106 | 09/14/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Allergan, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGN | CUSIP 018490102 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Deborah Dunsire | Mgmt | For | For | For | |||||
2 | Elect Trevor Jones | Mgmt | For | For | For | |||||
3 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | 2011 Executive Bonus Plan | Mgmt | For | For | For | |||||
8 | 2011 Incentive Award Plan | Mgmt | For | For | For | |||||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Alliance Data Systems Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADS | CUSIP 018581108 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Roger Ballou | Mgmt | For | For | For | |||||
1.3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alliance HealthCare Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIQ | CUSIP 018606202 | 05/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Neil Dimick | Mgmt | For | For | For | |||||
1.2 | Elect Paul Viviano | Mgmt | For | For | For | |||||
1.3 | Elect Curtis Lane | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Alliance One International | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AOI | CUSIP 018772103 | 08/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Harrison | Mgmt | For | For | For | |||||
1.2 | Elect B. Clyde Preslar | Mgmt | For | For | For | |||||
1.3 | Elect Norman Scher | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alliant Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LNT | CUSIP 018802108 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Harvey | Mgmt | For | For | For | |||||
1.2 | Elect Singleton McAllister | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Allianz SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALV | CINS D03080112 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
9 | Elect Franz Heiß | Mgmt | For | For | For | |||||
10 | Amendment to Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
11 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | |||||
12 | Corporate Restructuring | Mgmt | For | For | For | |||||
Allied World Assurance Company Holdings, Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AWH | CUSIP H01531104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Patterson | Mgmt | For | For | For | |||||
2 | Elect Samuel Weinhoff | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Approval of Loss Carry Forward for the Year Ended December 31, 2010 | Mgmt | For | For | For | |||||
7 | Approval of Dividend in the Form of a Par Value Reduction | Mgmt | For | For | For | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Statuatory Auditor | Mgmt | For | For | For | |||||
10 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||||
Allied World Assurance Company Holdings, Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AWH | CUSIP G0219G203 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reincorporation | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Allscripts Healthcare Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDRX | CUSIP 01988P108 | 11/04/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis Chookaszian | Mgmt | For | For | For | |||||
1.2 | Elect Eugene Fife | Mgmt | For | For | For | |||||
1.3 | Elect Marcel Gamache | Mgmt | For | For | For | |||||
1.4 | Elect Philip Green | Mgmt | For | For | For | |||||
1.5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
1.6 | Elect John King | Mgmt | For | For | For | |||||
1.7 | Elect Michael Kluger | Mgmt | For | For | For | |||||
1.8 | Elect Philip Pead | Mgmt | For | For | For | |||||
1.9 | Elect Glen Tullman | Mgmt | For | For | For | |||||
1.10 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Allscripts-Misys Healthcare Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDRX | CUSIP 01988P108 | 08/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Alpha Natural Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANR | CUSIP 02076X102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Quillen | Mgmt | For | For | For | |||||
1.2 | Elect William Crowley, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Kevin Crutchfield | Mgmt | For | For | For | |||||
1.4 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Glenn Eisenberg | Mgmt | For | For | For | |||||
1.6 | Elect P. Michael Giftos | Mgmt | For | For | For | |||||
1.7 | Elect Joel Richards, III | Mgmt | For | For | For | |||||
1.8 | Elect James Roberts | Mgmt | For | For | For | |||||
1.9 | Elect Ted Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Pollution Report | ShrHldr | Against | Against | For | |||||
Alpha Natural Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANR | CUSIP 02076X102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
2 | Acquisition | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Altek Corp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3059 | CINS Y0094P104 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||||
10 | Elect Alex HSIA | Mgmt | For | For | For | |||||
11 | Elect James HUANG | Mgmt | For | For | For | |||||
12 | Elect Jaime TANG | Mgmt | For | For | For | |||||
13 | Elect Tim LIOU (Supervisor) | Mgmt | For | For | For | |||||
14 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||||
15 | Extraordinary Motions | Mgmt | For | Against | Against | |||||
Altra Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIMC | CUSIP 02208R106 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edmund Carpenter | Mgmt | For | For | For | |||||
1.2 | Elect Carl Christenson | Mgmt | For | For | For | |||||
1.3 | Elect Lyle Ganske | Mgmt | For | For | For | |||||
1.4 | Elect Michael Hurt | Mgmt | For | For | For | |||||
1.5 | Elect Michael S. Lipscomb | Mgmt | For | For | For | |||||
1.6 | Elect Larry McPherson | Mgmt | For | For | For | |||||
1.7 | Elect James Woodward, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
AMAG Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMAG | CUSIP 00163U106 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Bonventre | Mgmt | For | For | For | |||||
1.2 | Elect Michael Narachi | Mgmt | For | For | For | |||||
1.3 | Elect Brian Pereira | Mgmt | For | For | For | |||||
1.4 | Elect Robert Perez | Mgmt | For | For | For | |||||
1.5 | Elect Lesley Russell | Mgmt | For | For | For | |||||
1.6 | Elect Davey Scoon | Mgmt | For | For | For | |||||
1.7 | Elect Ron Zwanziger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | Abstain | Against | |||||
Amazon.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMZN | CUSIP 023135106 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||||
4 | Elect William Gordon | Mgmt | For | For | For | |||||
5 | Elect Alain Monié | Mgmt | For | For | For | |||||
6 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||||
7 | Elect Thomas Ryder | Mgmt | For | For | For | |||||
8 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
AMCOL International Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACO | CUSIP 02341W103 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Hughes | Mgmt | For | For | For | |||||
1.2 | Elect Clarence Redman | Mgmt | For | For | For | |||||
1.3 | Elect Audrey Weaver | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Amdocs Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DOX | CUSIP G02602103 | 01/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Adrian Gardner | Mgmt | For | For | For | |||||
1.3 | Elect Charles Foster | Mgmt | For | For | For | |||||
1.4 | Elect James Kahan | Mgmt | For | For | For | |||||
1.5 | Elect Zohar Zisapel | Mgmt | For | For | For | |||||
1.6 | Elect Julian Brodsky | Mgmt | For | For | For | |||||
1.7 | Elect Eli Gelman | Mgmt | For | For | For | |||||
1.8 | Elect Nehemia Lemelbaum | Mgmt | For | For | For | |||||
1.9 | Elect John McLennan | Mgmt | For | For | For | |||||
1.10 | Elect Robert Minicucci | Mgmt | For | For | For | |||||
1.11 | Elect Simon Olswang | Mgmt | For | For | For | |||||
1.12 | Elect Richard Sarnoff | Mgmt | For | For | For | |||||
1.13 | Elect Giora Yaron | Mgmt | For | For | For | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Amedisys, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMED | CUSIP 023436108 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Borne | Mgmt | For | For | For | |||||
1.2 | Elect Ronald A. LaBorde | Mgmt | For | For | For | |||||
1.3 | Elect Jake Netterville | Mgmt | For | For | For | |||||
1.4 | Elect David Pitts | Mgmt | For | For | For | |||||
1.5 | Elect Peter Ricchiuti | Mgmt | For | For | For | |||||
1.6 | Elect Donald Washburn | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Amerco | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UHAL | CUSIP 023586100 | 08/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Gallagher | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Charles Bayer | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Shareholder Proposal Regarding Ratification of Board and Management Acts | ShrHldr | For | Against | Against | |||||
Ameren Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEE | CUSIP 023608102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||||
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||||
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |||||
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | |||||
1.5 | Elect James Johnson | Mgmt | For | For | For | |||||
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | |||||
1.7 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
1.8 | Elect Thomas Voss | Mgmt | For | For | For | |||||
1.9 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
1.10 | Elect Jack Woodard | Mgmt | For | For | For | |||||
2 | Amendment to Articles of Incorporation Regarding Liability of Directors | Mgmt | For | For | For | |||||
3 | Re-Approval of Performance Goals Under the 2006 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | Against | For | |||||
Ameresco Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMRC | CUSIP 02361E108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Anderson | Mgmt | For | Withhold | Against | |||||
1.2 | Elect William Bulger | Mgmt | For | For | For | |||||
1.3 | Elect Frank Wisneski | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
American Axle & Manufacturing Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXL | CUSIP 024061103 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Dauch | Mgmt | For | For | For | |||||
1.2 | Elect James McCaslin | Mgmt | For | For | For | |||||
1.3 | Elect William Miller II | Mgmt | For | For | For | |||||
1.4 | Elect Larry Switzer | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
American Capital Agency Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGNC | CUSIP 02503X105 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Morris Davis | Mgmt | For | For | For | |||||
1.2 | Elect Randy Dobbs | Mgmt | For | For | For | |||||
1.3 | Elect Larry Harvey | Mgmt | For | For | For | |||||
1.4 | Elect Alvin Puryear | Mgmt | For | For | For | |||||
1.5 | Elect Malon Wilkus | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
American Equity Investment Life Holding Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEL | CUSIP 025676206 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joyce Chapman | Mgmt | For | For | For | |||||
1.2 | Elect James Gerlach | Mgmt | For | For | For | |||||
1.3 | Elect Robert Howe | Mgmt | For | For | For | |||||
1.4 | Elect Debra Richardson | Mgmt | For | For | For | |||||
1.5 | Elect Gerald Neugent | Mgmt | For | For | For | |||||
1.6 | Elect David Mulcahy | Mgmt | For | For | For | |||||
2 | 2011 Director Stock Option Plan | Mgmt | For | For | For | |||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Issuance of Common Stock | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
American Express Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXP | CUSIP 025816109 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Akerson | Mgmt | For | For | For | |||||
1.2 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||||
1.3 | Elect Ursula Burns | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
1.5 | Elect Peter Chernin | Mgmt | For | For | For | |||||
1.6 | Elect Theodore Leonsis | Mgmt | For | For | For | |||||
1.7 | Elect Jan Leschly | Mgmt | For | For | For | |||||
1.8 | Elect Richard Levin | Mgmt | For | For | For | |||||
1.9 | Elect Richard McGinn | Mgmt | For | For | For | |||||
1.10 | Elect Edward Miller | Mgmt | For | For | For | |||||
1.11 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.12 | Elect Robert Walter | Mgmt | For | For | For | |||||
1.13 | Elect Ronald Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
6 | Sharehoholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
American Financial Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFG | CUSIP 025932104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Carl Lindner | Mgmt | For | For | For | |||||
1.2 | Elect Carl Lindner, III | Mgmt | For | For | For | |||||
1.3 | Elect S. Craig Lindner | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Ambrecht | Mgmt | For | For | For | |||||
1.5 | Elect Theodore Emmerich | Mgmt | For | For | For | |||||
1.6 | Elect James Evans | Mgmt | For | For | For | |||||
1.7 | Elect Terry Jacobs | Mgmt | For | For | For | |||||
1.8 | Elect Gregory Joseph | Mgmt | For | For | For | |||||
1.9 | Elect William Verity | Mgmt | For | For | For | |||||
1.10 | Elect John Von Lehman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Co-CEO Equity Bonus Plan | Mgmt | For | For | For | |||||
4 | Annual Senior Executive Bonus Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||||
American Medical Systems Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMMD | CUSIP 02744M108 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Emmitt | Mgmt | For | For | For | |||||
1.2 | Elect Christopher Porter | Mgmt | For | For | For | |||||
1.3 | Elect D. Verne Sharma | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
American Safety Insurance Holdings, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASI | CUSIP G02995101 | 07/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Mueller | Mgmt | For | For | For | |||||
1.2 | Elect Harris Chorney | Mgmt | For | For | For | |||||
1.3 | Elect Marilyn Hirsch | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
American Science and Engineering, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASEI | CUSIP 029429107 | 09/08/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Anthony Fabiano | Mgmt | For | For | For | |||||
1.2 | Elect Denis Brown | Mgmt | For | For | For | |||||
1.3 | Elect John Gordon | Mgmt | For | For | For | |||||
1.4 | Elect Hamilton Helmer | Mgmt | For | For | For | |||||
1.5 | Elect Don Kania | Mgmt | For | For | For | |||||
1.6 | Elect Ernest Moniz | Mgmt | For | For | For | |||||
1.7 | Elect Mark Thompson | Mgmt | For | For | For | |||||
1.8 | Elect Carl Vogt | Mgmt | For | For | For | |||||
2 | Amendment to the Articles of Organization | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
American Tower Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMT | CUSIP 029912201 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Raymond Dolan | Mgmt | For | For | For | |||||
2 | Elect Ronald Dykes | Mgmt | For | For | For | |||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||||
5 | Elect JoAnn Reed | Mgmt | For | For | For | |||||
6 | Elect Pamela Reeve | Mgmt | For | For | For | |||||
7 | Elect David Sharbutt | Mgmt | For | For | For | |||||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |||||
9 | Elect Samme Thompson | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
AmerisourceBergen Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABC | CUSIP 03073E105 | 02/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Cotros | Mgmt | For | For | For | |||||
2 | Elect Jane Henney | Mgmt | For | For | For | |||||
3 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
8 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Amkor Technology, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMKR | CUSIP 031652100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Kim | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth Joyce | Mgmt | For | For | For | |||||
1.3 | Elect Roger Carolin | Mgmt | For | For | For | |||||
1.4 | Elect Winston Churchill | Mgmt | For | For | For | |||||
1.5 | Elect John Kim | Mgmt | For | For | For | |||||
1.6 | Elect John Osborne | Mgmt | For | For | For | |||||
1.7 | Elect Dong Park | Mgmt | For | For | For | |||||
1.8 | Elect James Zug | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
AMN Healthcare Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AHS | CUSIP 001744101 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect R. Jeffrey Harris | Mgmt | For | For | For | |||||
2 | Elect Michael Johns | Mgmt | For | For | For | |||||
3 | Elect Martha Marsh | Mgmt | For | For | For | |||||
4 | Elect Susan Salka | Mgmt | For | For | For | |||||
5 | Elect Andrew Stern | Mgmt | For | For | For | |||||
6 | Elect Paul Weaver | Mgmt | For | For | For | |||||
7 | Elect Douglas Wheat | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Amsurg Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMSG | CUSIP 03232P405 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Henry Herr | Mgmt | For | For | For | |||||
1.2 | Elect Christopher Holden | Mgmt | For | For | For | |||||
1.3 | Elect Kevin Lavender | Mgmt | For | For | For | |||||
1.4 | Elect Ken McDonald | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Amylin Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMLN | CUSIP 032346108 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Adrian Adams | Mgmt | For | For | For | |||||
1.2 | Elect Teresa Beck | Mgmt | For | For | For | |||||
1.3 | Elect M. Kathleen Behrens | Mgmt | For | For | For | |||||
1.4 | Elect Daniel Bradbury | Mgmt | For | For | For | |||||
1.5 | Elect Paul Clark | Mgmt | For | For | For | |||||
1.6 | Elect Paulo Costa | Mgmt | For | For | For | |||||
1.7 | Elect Alexander Denner | Mgmt | For | For | For | |||||
1.8 | Elect Karin Eastham | Mgmt | For | For | For | |||||
1.9 | Elect James Gavin III | Mgmt | For | For | For | |||||
1.10 | Elect Jay Skyler | Mgmt | For | For | For | |||||
1.11 | Elect Joseph Sullivan | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Amyris, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMRS | CUSIP 03236M101 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Samir Kaul | Mgmt | For | For | For | |||||
1.2 | Elect Carole Piwnica | Mgmt | For | For | For | |||||
1.3 | Elect Fernando de Castro Reinach | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Analog Devices, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADI | CUSIP 032654105 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ray Stata | Mgmt | For | For | For | |||||
2 | Elect Jerald Fishman | Mgmt | For | For | For | |||||
3 | Elect James Champy | Mgmt | For | For | For | |||||
4 | Elect John Doyle | Mgmt | For | For | For | |||||
5 | Elect John Hodgson | Mgmt | For | For | For | |||||
6 | Elect Yves-Andre Istel | Mgmt | For | For | For | |||||
7 | Elect Neil Novich | Mgmt | For | For | For | |||||
8 | Elect F. Grant Saviers | Mgmt | For | For | For | |||||
9 | Elect Paul Severino | Mgmt | For | For | For | |||||
10 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Anheuser-Busch Inbev SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABI | CINS B6399C107 | 04/26/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendment Regarding Date of Annual Meeting | Mgmt | For | TNA | N/A | |||||
4 | Amendment Regarding Executive Compensation | Mgmt | For | TNA | N/A | |||||
5 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
6 | Amend Article 24 | Mgmt | For | TNA | N/A | |||||
7 | Amend Article 25 | Mgmt | For | TNA | N/A | |||||
8 | Amend Article 26BIS | Mgmt | For | TNA | N/A | |||||
9 | Amend Article 28 | Mgmt | For | TNA | N/A | |||||
10 | Amend Article 30 | Mgmt | For | TNA | N/A | |||||
11 | Amend Article 36-BIS | Mgmt | For | TNA | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Disapplication of Preemptive Rights | Mgmt | For | TNA | N/A | |||||
15 | Authority to Issue Warrants | Mgmt | For | TNA | N/A | |||||
16 | Authority to Increase Capital with Regards to Issuance | Mgmt | For | TNA | N/A | |||||
17 | Authority to Issue Warrants to Independent Directors | Mgmt | For | TNA | N/A | |||||
18 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
22 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
23 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
24 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
26 | Elect Stéfan Descheemaeker | Mgmt | For | TNA | N/A | |||||
27 | Elect Paul Cornet de Ways Ruart | Mgmt | For | TNA | N/A | |||||
28 | Elect Kees Storm | Mgmt | For | TNA | N/A | |||||
29 | Elect Peter Harf | Mgmt | For | TNA | N/A | |||||
30 | Elect Olivier Goudet | Mgmt | For | TNA | N/A | |||||
31 | Remuneration Report | Mgmt | For | TNA | N/A | |||||
32 | Approval of Equity Incentive Grants | Mgmt | For | TNA | N/A | |||||
33 | Approval of Change in Control Provision Relating to EMTN Program | Mgmt | For | TNA | N/A | |||||
34 | Change of Control Provision Relating to the US Dollar Notes | Mgmt | For | TNA | N/A | |||||
35 | Change of Control Provisions Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 | Mgmt | For | TNA | N/A | |||||
36 | Change of Control Provision Relating to the Canadian Dollar Notes Issued Via Private Placement | Mgmt | For | TNA | N/A | |||||
37 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||||
38 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Anixter International Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXE | CUSIP 035290105 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Blyth | Mgmt | For | For | For | |||||
1.2 | Elect Frederic Brace | Mgmt | For | For | For | |||||
1.3 | Elect Linda Bynoe | Mgmt | For | For | For | |||||
1.4 | Elect Robert Eck | Mgmt | For | For | For | |||||
1.5 | Elect Robert Grubbs, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect F. Philip Handy | Mgmt | For | For | For | |||||
1.7 | Elect Melvyn Klein | Mgmt | For | For | For | |||||
1.8 | Elect George Muñoz | Mgmt | For | For | For | |||||
1.9 | Elect Stuart Sloan | Mgmt | For | For | For | |||||
1.10 | Elect Matthew Zell | Mgmt | For | For | For | |||||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Annaly Capital Management, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NLY | CUSIP 035710409 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Farrell | Mgmt | For | For | For | |||||
2 | Elect Jonathan Green | Mgmt | For | Against | Against | |||||
3 | Elect John Lambiase | Mgmt | For | For | For | |||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
AnnTaylor Stores Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANN | CUSIP 035623107 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dale Hilpert | Mgmt | For | For | For | |||||
2 | Elect Ronald Hovsepian | Mgmt | For | For | For | |||||
3 | Elect Linda Huett | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Anworth Mortgage Asset Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANH | CUSIP 037347101 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd McAdams | Mgmt | For | For | For | |||||
2 | Elect Lee Ault, III | Mgmt | For | For | For | |||||
3 | Elect Charles Black | Mgmt | For | For | For | |||||
4 | Elect Joe Davis | Mgmt | For | For | For | |||||
5 | Elect Robert Davis | Mgmt | For | For | For | |||||
6 | Elect Joseph McAdams | Mgmt | For | For | For | |||||
7 | Externalization of Management | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Apple Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAPL | CUSIP 037833100 | 02/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||||
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||||
1.7 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Applied Industrial Technologies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIT | CUSIP 03820C105 | 10/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Bares | Mgmt | For | For | For | |||||
1.2 | Elect L. Thomas Hiltz | Mgmt | For | For | For | |||||
1.3 | Elect Edith Kelly-Green | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Applied Materials, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMAT | CUSIP 038222105 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Forrest | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Iannotti | Mgmt | For | For | For | |||||
1.4 | Elect Susan James | Mgmt | For | For | For | |||||
1.5 | Elect Alexander Karsner | Mgmt | For | For | For | |||||
1.6 | Elect Gerhard Parker | Mgmt | For | For | For | |||||
1.7 | Elect Dennis Powell | Mgmt | For | For | For | |||||
1.8 | Elect Willem Roelandts | Mgmt | For | For | For | |||||
1.9 | Elect James Rogers | Mgmt | For | For | For | |||||
1.10 | Elect Michael Splinter | Mgmt | For | For | For | |||||
1.11 | Elect Robert Swan | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Arafura Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARU | CINS Q0461Y117 | 11/25/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Remuneration report | Mgmt | For | Against | Against | |||||
4 | Re-elect Ian Laurance | Mgmt | For | Against | Against | |||||
5 | Re-elect Terry Jackson | Mgmt | For | Against | Against | |||||
6 | Renew Employee Share Option Plan | Mgmt | For | Against | Against | |||||
7 | Equity Grant (NED Alex Losada-Calderon) | Mgmt | For | For | For | |||||
Arafura Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARU | CINS Q0461Y117 | 12/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Ratify Placement of Securities | Mgmt | For | For | For | |||||
3 | Approve Issue of Securities | Mgmt | For | For | For | |||||
Arch Capital Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACGL | CUSIP G0450A105 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kewsong Lee | Mgmt | For | For | For | |||||
1.2 | Elect Brian Posner | Mgmt | For | For | For | |||||
1.3 | Elect John Vollaro | Mgmt | For | For | For | |||||
1.4 | Elect Robert Works | Mgmt | For | For | For | |||||
1.5 | Elect William Beveridge | Mgmt | For | For | For | |||||
1.6 | Elect Dennis Brand | Mgmt | For | For | For | |||||
1.7 | Elect Knud Christensen | Mgmt | For | For | For | |||||
1.8 | Elect Graham B.R. Collis | Mgmt | For | For | For | |||||
1.9 | Elect William Cooney | Mgmt | For | For | For | |||||
1.10 | Elect Stephen Fogarty | Mgmt | For | For | For | |||||
1.11 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | |||||
1.12 | Elect Rutger H.W. Funnekottler | Mgmt | For | For | For | |||||
1.13 | Elect Marc Grandissan | Mgmt | For | For | For | |||||
1.14 | Elect Michael A. Green | Mgmt | For | For | For | |||||
1.15 | Elect John C.R. Hele | Mgmt | For | For | For | |||||
1.16 | Elect David Hipken | Mgmt | For | For | For | |||||
1.17 | Elect W. Preston Hutchings | Mgmt | For | For | For | |||||
1.18 | Elect Constantine Iordanou | Mgmt | For | For | For | |||||
1.19 | Elect Wolbert Kamphuijs | Mgmt | For | For | For | |||||
1.20 | Elect Michael Kier | Mgmt | For | For | For | |||||
1.21 | Elect Mark Lyons | Mgmt | For | For | For | |||||
1.22 | Elect Adam Matteson | Mgmt | For | For | For | |||||
1.23 | Elect David McElroy | Mgmt | For | For | For | |||||
1.24 | Elect Martin Nilsen | Mgmt | For | For | For | |||||
1.25 | Elect Nicolas Papadopoulo | Mgmt | For | For | For | |||||
1.26 | Elect Michael Quinn | Mgmt | For | For | For | |||||
1.27 | Elect Maamoun Rajeh | Mgmt | For | For | For | |||||
1.28 | Elect Paul Robotham | Mgmt | For | For | For | |||||
1.29 | Elect Sarah Scheuer | Mgmt | For | For | For | |||||
1.30 | Elect Budhi Singh | Mgmt | For | For | For | |||||
1.31 | Elect Helmut Sohler | Mgmt | For | For | For | |||||
1.32 | Elect Julian Stroud | Mgmt | For | For | For | |||||
1.33 | Elect Angus Watson | Mgmt | For | For | For | |||||
1.34 | Elect James Weatherstone | Mgmt | For | For | For | |||||
2 | Stock Split | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
ArcSight, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARST | CUSIP 039666102 | 09/20/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect E. Stanton McKee, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Reilly | Mgmt | For | For | For | |||||
1.3 | Elect Roger Siboni | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Arkema SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AKE | CINS F0392W125 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Elect Isabelle Kocher | Mgmt | For | For | For | |||||
9 | Elect François Enaud | Mgmt | For | For | For | |||||
10 | Elect Laurent Mignon | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
13 | Amendment to Article 10.1.3 | Mgmt | For | For | For | |||||
14 | Amendment to Article 8.2 | Mgmt | For | For | For | |||||
15 | Amendment to Article 16.5 | Mgmt | For | For | For | |||||
16 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Armstrong World Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AWI | CUSIP 04247X102 | 07/02/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stan Askren | Mgmt | For | For | For | |||||
1.2 | Elect David Bonderman | Mgmt | For | For | For | |||||
1.3 | Elect Kevin Burns | Mgmt | For | For | For | |||||
1.4 | Elect James Gaffney | Mgmt | For | For | For | |||||
1.5 | Elect Tao Huang | Mgmt | For | For | For | |||||
1.6 | Elect Michael Johnston | Mgmt | For | For | For | |||||
1.7 | Elect Larry McWilliams | Mgmt | For | For | For | |||||
1.8 | Elect James O'Connor | Mgmt | For | For | For | |||||
1.9 | Elect John Roberts | Mgmt | For | For | For | |||||
1.10 | Elect Richard Wenz | Mgmt | For | For | For | |||||
1.11 | Elect Bettina Whyte | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
ARUBA NETWORKS, INC. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARUN | CUSIP 043176106 | 12/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dominic Orr | Mgmt | For | For | For | |||||
1.2 | Elect Keerti Melkote | Mgmt | For | For | For | |||||
1.3 | Elect Bernard Guidon | Mgmt | For | For | For | |||||
1.4 | Elect Emmanuel Hernandez | Mgmt | For | For | For | |||||
1.5 | Elect Michael Kourey | Mgmt | For | For | For | |||||
1.6 | Elect Douglas Leone | Mgmt | For | For | For | |||||
1.7 | Elect Willem Roelandts | Mgmt | For | For | For | |||||
1.8 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
ArvinMeritor, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARM | CUSIP 043353101 | 01/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Rhonda Brooks | Mgmt | For | For | For | |||||
1.3 | Elect Steven Rothmeier | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Company Name Change | Mgmt | For | For | For | |||||
Asahi Diamond Industrial Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6140 | CINS J02268100 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Elect Susumu Kida | Mgmt | For | For | For | |||||
4 | Elect Kazuo Kawashima | Mgmt | For | For | For | |||||
5 | Elect Goroh Yamada | Mgmt | For | For | For | |||||
6 | Elect Sohji Horie | Mgmt | For | For | For | |||||
7 | Elect Yasuo Tomizuka | Mgmt | For | For | For | |||||
8 | Elect Kazuki Kataoka | Mgmt | For | For | For | |||||
9 | Elect LANG Ming-Shong | Mgmt | For | For | For | |||||
10 | Elect Takeo Okui | Mgmt | For | For | For | |||||
11 | Elect Kazuaki Taniguchi | Mgmt | For | For | For | |||||
12 | Elect Kazuo Kogawa | Mgmt | For | For | For | |||||
Ashford Hospitality Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AHT | CUSIP 044103109 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Archie Bennett, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Monty Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Benjamin Ansell | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Callahan | Mgmt | For | For | For | |||||
1.5 | Elect Martin Edelman | Mgmt | For | For | For | |||||
1.6 | Elect W. Michael Murphy | Mgmt | For | For | For | |||||
1.7 | Elect Philip Payne | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
AsiaInfo-Linkage, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASIA | CUSIP 04518A104 | 09/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steve Zhang | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Thomas J. Manning | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Sean Shao | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
ASML Holding N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASML | CINS N07059178 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
9 | Amendments to Articles | Mgmt | For | For | For | |||||
10 | Stock Option Grants to Employees | Mgmt | For | For | For | |||||
11 | Elect William Siegle | Mgmt | For | For | For | |||||
12 | Elect Josephus Westerburgen | Mgmt | For | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Supervisory Board Fees | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Authority to Cancel Shares | Mgmt | For | For | For | |||||
22 | Authority to Cancel Additional Shares | Mgmt | For | For | For | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Aspen Insurance Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AHL | CUSIP G05384105 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
2.1 | Elect Christopher O'Kane | Mgmt | For | For | For | |||||
2.2 | Elect John Cavoores | Mgmt | For | For | For | |||||
2.3 | Elect Liaquat Ahamed | Mgmt | For | Withhold | Against | |||||
2.4 | Elect Heidi Hutter | Mgmt | For | For | For | |||||
2.5 | Elect Albert Beer | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | 2011 Share Incentive Plan | Mgmt | For | For | For | |||||
Assicurazioni Generali S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
G | CINS T05040109 | 04/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Board Size | Mgmt | For | For | For | |||||
5 | Appointment of Auditor; Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
6 | Remuneration Report | Mgmt | For | For | For | |||||
7 | 2011-2017 Long Term Incentive Plan | Mgmt | For | For | For | |||||
8 | Amendments to Articles | Mgmt | For | For | For | |||||
9 | Amendments to Meeting Regulations | Mgmt | For | For | For | |||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
11 | List Presented by Mediobanca S.p.A. | Mgmt | For | For | For | |||||
12 | List Presented by Institutional Investors | Mgmt | For | N/A | N/A | |||||
Associated British Foods PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABF | CINS G05600138 | 12/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect W. Galen Weston | Mgmt | For | Against | Against | |||||
5 | Elect Peter Smith | Mgmt | For | Against | Against | |||||
6 | Elect George Weston | Mgmt | For | Against | Against | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
11 | Amendment to Executive Share Incentive Scheme | Mgmt | For | Against | Against | |||||
Assurant, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIZ | CUSIP 04621X108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Elaine Rosen | Mgmt | For | For | For | |||||
2 | Elect Howard Carver | Mgmt | For | For | For | |||||
3 | Elect Juan Cento | Mgmt | For | For | For | |||||
4 | Elect Lawrence Jackson | Mgmt | For | For | For | |||||
5 | Elect David Kelso | Mgmt | For | For | For | |||||
6 | Elect Charles Koch | Mgmt | For | For | For | |||||
7 | Elect H. Carroll Mackin | Mgmt | For | For | For | |||||
8 | Elect Robert Pollock | Mgmt | For | For | For | |||||
9 | Elect John Swainson | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Assured Guaranty Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Francisco Borges | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Patrick Kenny | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robin Monro-Davies | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael O'Kane | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Howard Albert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |||||
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||||
Astellas Pharma Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4503 | CINS J03393105 | 06/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||||
4 | Elect Yasuo Ishii | Mgmt | For | For | For | |||||
5 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||||
6 | Elect Shiroh Yasutake | Mgmt | For | For | For | |||||
7 | Elect Yasuyuki Takai | Mgmt | For | For | For | |||||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||||
9 | Elect Naoki Aikawa | Mgmt | For | For | For | |||||
10 | Elect Shigeo Aoyagi | Mgmt | For | Against | Against | |||||
11 | Elect Seigoh Kashii | Mgmt | For | Against | Against | |||||
12 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
13 | Bonus | Mgmt | For | For | For | |||||
14 | Stock Option Plan | Mgmt | For | Against | Against | |||||
Astra Agro Lestari | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AALI | CINS Y7116Q119 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Indonesia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Directors' Report and Ratification of Financial Report | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
3 | Election of Directors and Directors'Fees | Mgmt | For | Against | Against | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
Astrazeneca plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AZN | CINS G0593M107 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
5 | Elect Louis Schweitzer | Mgmt | For | For | For | |||||
6 | Elect David Brennan | Mgmt | For | For | For | |||||
7 | Elect Simon Lowth | Mgmt | For | For | For | |||||
8 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||||
9 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||||
10 | Elect Michele Hooper | Mgmt | For | For | For | |||||
11 | Elect Rudy Markham | Mgmt | For | For | For | |||||
12 | Elect Nancy Rothwell | Mgmt | For | For | For | |||||
13 | Elect Shriti Vadera | Mgmt | For | For | For | |||||
14 | Elect John Varley | Mgmt | For | For | For | |||||
15 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Asustek Computer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2357 | CINS Y04327105 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||||
8 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||||
9 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | |||||
10 | Elect SHIH Tsung-Tang | Mgmt | For | Against | Against | |||||
11 | Elect TSENG Chiang-Sheng | Mgmt | For | Against | Against | |||||
12 | Elect SHEN Cheng-Lai | Mgmt | For | Against | Against | |||||
13 | Elect HUNG Hung-Chang | Mgmt | For | Against | Against | |||||
14 | Elect CHEN Yen-Cheng | Mgmt | For | Against | Against | |||||
15 | Elect HSU Hsien-Yuen | Mgmt | For | Against | Against | |||||
16 | Elect HSIEH Min-Chieh | Mgmt | For | Against | Against | |||||
17 | Elect YANG Tze-Kaing (Supervisor) | Mgmt | For | Against | Against | |||||
18 | Elect CHENG Chung-Jen (Supervisor) | Mgmt | For | Against | Against | |||||
19 | Elect YANG Long-Hui (Supervisor) | Mgmt | For | Against | Against | |||||
20 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | |||||
21 | Extraordinary Motions | Mgmt | For | Against | Against | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
AT&T Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
T | CUSIP 00206R102 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||||
4 | Elect James Blanchard | Mgmt | For | For | For | |||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
6 | Elect James Kelly | Mgmt | For | For | For | |||||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||||
8 | Elect Lynn Martin | Mgmt | For | For | For | |||||
9 | Elect John McCoy | Mgmt | For | For | For | |||||
10 | Elect Joyce Roché | Mgmt | For | For | For | |||||
11 | Elect Matthew Rose | Mgmt | For | For | For | |||||
12 | Elect Laura Tyson | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Athabasca Oil Sands Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATH | CUSIP 046827101 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | For | For | |||||
2 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Atlantic Tele-Network, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATNI | CUSIP 049079205 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4.1 | Elect Martin Budd | Mgmt | For | Withhold | Against | |||||
4.2 | Elect Thomas Cunningham | Mgmt | For | Withhold | Against | |||||
4.3 | Elect Michael Flynn | Mgmt | For | Withhold | Against | |||||
4.4 | Elect Cornelius Prior, Jr. | Mgmt | For | Withhold | Against | |||||
4.5 | Elect Michael Prior | Mgmt | For | Withhold | Against | |||||
4.6 | Elect Charles Roesslein | Mgmt | For | Withhold | Against | |||||
4.7 | Elect Brian Schuchman | Mgmt | For | Withhold | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Atwood Oceanics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATW | CUSIP 050095108 | 02/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Deborah Beck | Mgmt | For | For | For | |||||
1.2 | Elect Robert Burgess | Mgmt | For | For | For | |||||
1.3 | Elect George Dotson | Mgmt | For | For | For | |||||
1.4 | Elect Jack Golden | Mgmt | For | For | For | |||||
1.5 | Elect Hans Helmerich | Mgmt | For | For | For | |||||
1.6 | Elect James Montague | Mgmt | For | For | For | |||||
1.7 | Elect Robert Saltiel | Mgmt | For | For | For | |||||
2 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Austevoll Seafood Asa | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AUSS | CINS R0814U100 | 05/26/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Norway | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||||
4 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||||
5 | Agenda | Mgmt | For | TNA | N/A | |||||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
7 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||||
8 | Nominating and Audit Committees' Fees | Mgmt | For | TNA | N/A | |||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
11 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
Australia and New Zealand Banking Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANZ | CINS Q09504137 | 12/17/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amend the Consitution - Dividends | Mgmt | For | For | For | |||||
4 | Remuneration Report | Mgmt | For | For | For | |||||
5 | Equity Grant (CEO Michael Smith) | Mgmt | For | For | For | |||||
6 | Re-elect Gregory Clark | Mgmt | For | Against | Against | |||||
7 | Re-elect David Meiklejohn | Mgmt | For | Against | Against | |||||
8 | Elect Robert Reeves | Mgmt | Against | Against | For | |||||
9 | Re-elect Ian Macfarlane | Mgmt | For | Against | Against | |||||
Autoliv, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALV | CUSIP 052800109 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Carlson | Mgmt | For | For | For | |||||
1.2 | Elect Lars Nyberg | Mgmt | For | For | For | |||||
1.3 | Elect James Ringler | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Autonomy Corporation plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AU | CINS G0669T101 | 03/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Robert Webb | Mgmt | For | Against | Against | |||||
4 | Elect Jonathan Bloomer | Mgmt | For | Against | Against | |||||
5 | Elect Richard Gaunt | Mgmt | For | Against | Against | |||||
6 | Elect Sushovan Hussain | Mgmt | For | Against | Against | |||||
7 | Elect Frank Kelly | Mgmt | For | Against | Against | |||||
8 | Elect Michael Lynch | Mgmt | For | Against | Against | |||||
9 | Elect John McMonigall | Mgmt | For | Against | Against | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Auxilium Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AUXL | CUSIP 05334D107 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Rolf Classon | Mgmt | For | For | For | |||||
1.2 | Elect Al Altomari | Mgmt | For | For | For | |||||
1.3 | Elect Armando Anido | Mgmt | For | For | For | |||||
1.4 | Elect Peter Brandt | Mgmt | For | For | For | |||||
1.5 | Elect Oliver Fetzer | Mgmt | For | For | For | |||||
1.6 | Elect Paul Friedman | Mgmt | For | For | For | |||||
1.7 | Elect Renato Fuchs | Mgmt | For | For | For | |||||
1.8 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | |||||
1.9 | Elect William McKee | Mgmt | For | For | For | |||||
2 | Amendment to the 2004 Equity Compensation Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Avalon Rare Metals Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVL | CUSIP 053470100 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Donald Bubar | Mgmt | For | For | For | |||||
1.2 | Elect David Connelly | Mgmt | For | For | For | |||||
1.3 | Elect Alan Ferry | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Phil Fontaine | Mgmt | For | For | For | |||||
1.5 | Elect Brian MacEachen | Mgmt | For | For | For | |||||
1.6 | Elect Peter McCarter | Mgmt | For | For | For | |||||
1.7 | Elect Hari Panday | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Stock Option Plan Renewal | Mgmt | For | Against | Against | |||||
4 | Change of Continuance | Mgmt | For | Against | Against | |||||
Avis Budget Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAR | CUSIP 053774105 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
2 | Elect Mary Choksi | Mgmt | For | For | For | |||||
3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||||
4 | Elect Martin Edelman | Mgmt | For | Against | Against | |||||
5 | Elect John Hardy, Jr. | Mgmt | For | For | For | |||||
6 | Elect Lynn Krominga | Mgmt | For | For | For | |||||
7 | Elect Eduardo Mestre | Mgmt | For | For | For | |||||
8 | Elect F. Robert Salerno | Mgmt | For | For | For | |||||
9 | Elect Stender Sweeney | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
AXA S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXA | CINS F06106102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Elect Jean-Martin Folz | Mgmt | For | For | For | |||||
9 | Elect Giuseppe Mussari | Mgmt | For | For | For | |||||
10 | Elect Marcus Schenck | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares and/or Convertible Securities Through Private Placements; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
16 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||||
17 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
18 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||||
19 | Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||||
20 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by a Subsidiary | Mgmt | For | For | For | |||||
21 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||||
23 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | |||||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
28 | Amend Article 23 | Mgmt | For | For | For | |||||
29 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
AZZ Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AZZ | CUSIP 002474104 | 07/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect H. Kirk Downey | Mgmt | For | For | For | |||||
1.2 | Elect Daniel Feehan | Mgmt | For | For | For | |||||
1.3 | Elect Peter Hegedus | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Babcock International Group PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAB | CINS G0689Q152 | 07/08/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Archie Bethel | Mgmt | For | Against | Against | |||||
3 | Elect Kevin Thomas | Mgmt | For | Against | Against | |||||
4 | Elect Lord Alexander Hesketh | Mgmt | For | Against | Against | |||||
5 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
8 | Employee Share Ownership Plan Renewal | Mgmt | For | For | For | |||||
9 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Adoption of New Articles | Mgmt | For | For | For | |||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Badger Meter, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMI | CUSIP 056525108 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Dix | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Fischer | Mgmt | For | For | For | |||||
1.3 | Elect Gale Klappa | Mgmt | For | For | For | |||||
1.4 | Elect Richard Meeusen | Mgmt | For | For | For | |||||
1.5 | Elect Andrew Policano | Mgmt | For | For | For | |||||
1.6 | Elect Steven Smith | Mgmt | For | For | For | |||||
1.7 | Elect John Stollenwerk | Mgmt | For | For | For | |||||
1.8 | Elect Todd Teske | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ballard Power Systems Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BLD | CUSIP 058586108 | 05/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ian Bourne | Mgmt | For | For | For | |||||
1.2 | Elect Ed Kilroy | Mgmt | For | For | For | |||||
1.3 | Elect Chong Sup Park | Mgmt | For | For | For | |||||
1.4 | Elect John Sheridan | Mgmt | For | For | For | |||||
1.5 | Elect David Smith | Mgmt | For | For | For | |||||
1.6 | Elect David Sutcliffe | Mgmt | For | For | For | |||||
1.7 | Elect Mark Suwyn | Mgmt | For | For | For | |||||
1.8 | Elect Douglas Whitehead | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Bally Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BYI | CUSIP 05874B107 | 12/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jacques André | Mgmt | For | For | For | |||||
1.2 | Elect Richard Haddrill | Mgmt | For | For | For | |||||
2 | Amendments to the 2010 Long Term Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Banca Monte Dei Paschi Di Siena S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMPS | CINS T1188A116 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Remuneration Policy | Mgmt | For | For | For | |||||
6 | Amendments to Articles | Mgmt | For | For | For | |||||
7 | Amendments to Articles | Mgmt | For | For | For | |||||
Banca Monte dei Paschi di Siena S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMPS | CINS T1188A116 | 06/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elimination of Par Value | Mgmt | For | For | For | |||||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Amendments to Articles | Mgmt | For | For | For | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Banca Monte dei Paschi di Siena S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMPS | CINS T1188A116 | 12/03/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Merger by Absorption - Paschi Gestioni Immobiliari S.p.A. | Mgmt | For | TNA | N/A | |||||
3 | Demerger | Mgmt | For | TNA | N/A | |||||
4 | Merger by Absorption - MPS Investments S.p.A. | Mgmt | For | TNA | N/A | |||||
5 | Amendments to Article Regarding Share Capital | Mgmt | For | TNA | N/A | |||||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
Banco Latinoamericano De Comercio Exterior SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BLX | CUSIP P16994132 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3.1 | Elect Mario Covo | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Banco Popolare S.c.a.r.l. (fka Banco Popolare di Verona e Novara) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BP | CINS T1872V103 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Charitable Donations | Mgmt | For | For | For | |||||
6 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
7 | Remuneration Policy | Mgmt | For | For | For | |||||
8 | Stock Grant; Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
9 | Supervisory Board Fees | Mgmt | For | For | For | |||||
10 | Election of Supervisory Board | Mgmt | For | Against | Against | |||||
Banco Popolare S.c.a.r.l. (fka Banco Popolare di Verona e Novara) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BP | CINS T1872V103 | 12/10/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elimination of Par Value | Mgmt | For | TNA | N/A | |||||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||||
4 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Banco Santander S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAN | CINS E19790109 | 06/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Ana Patricia Botín-Sanz de Sautuola y O'Shea | Mgmt | For | Against | Against | |||||
5 | Elect Rodrigo Echenique Gordillo | Mgmt | For | Against | Against | |||||
6 | Elect Terence Burns | Mgmt | For | Against | Against | |||||
7 | Elect Antoine Bernheim | Mgmt | For | Against | Against | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Amend Articles 8, 11, 15, 16 and 18 | Mgmt | For | For | For | |||||
10 | Amend Articles 20, 24, 25, 26, 28, 30, 34, 35, 42, 53, 55, 59 and 61 | Mgmt | For | For | For | |||||
11 | Amend Articles 62 and 69 | Mgmt | For | For | For | |||||
12 | Amend Preamble and Article 2 | Mgmt | For | For | For | |||||
13 | Amend Articles 4, 5, 6 bis and 8 | Mgmt | For | For | For | |||||
14 | Amend Articles 12, 19 and 21 | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Scrip Dividend | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Scrip Dividend | Mgmt | For | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | For | For | |||||
22 | Performance Share Plan | Mgmt | For | For | For | |||||
23 | Deferred and Conditional Share Plan | Mgmt | For | For | For | |||||
24 | Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | |||||
25 | UK Employee Share Savings Plan | Mgmt | For | For | For | |||||
26 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
27 | Remuneration Report | Mgmt | For | For | For | |||||
Bank of America Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAC | CUSIP 060505104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||||
2 | Elect Susan Bies | Mgmt | For | For | For | |||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||||
9 | Elect Thomas May | Mgmt | For | For | For | |||||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||||
11 | Elect Donald Powell | Mgmt | For | For | For | |||||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
13 | Elect Robert Scully | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHldr | Against | Against | For | |||||
Bank of Baroda | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BOB | CINS Y06451119 | 03/29/2011 | Unvoted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Issue Shares w/o Preemptive Rights (Preferential Allotment to Promoters) | Mgmt | For | For | For | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Bank Of Baroda | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
532134 | CINS Y06451119 | 07/05/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
Bank Of The Ozarks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OZRK | CUSIP 063904106 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Gleason | Mgmt | For | For | For | |||||
1.2 | Elect Mark Ross | Mgmt | For | For | For | |||||
1.3 | Elect Jean Arehart | Mgmt | For | For | For | |||||
1.4 | Elect Richard Cisne | Mgmt | For | For | For | |||||
1.5 | Elect Robert East | Mgmt | For | For | For | |||||
1.6 | Elect Linda Gleason | Mgmt | For | For | For | |||||
1.7 | Elect Walter Kimbrough | Mgmt | For | For | For | |||||
1.8 | Elect Henry Mariani | Mgmt | For | For | For | |||||
1.9 | Elect Robert Proost | Mgmt | For | For | For | |||||
1.10 | Elect R. L. Qualls | Mgmt | For | For | For | |||||
1.11 | Elect Kennith Smith | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Barclays plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BARC | CINS G08036124 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Alison Carnwath | Mgmt | For | For | For | |||||
4 | Elect Dambisa Moyo | Mgmt | For | For | For | |||||
5 | Elect Marcus Agius | Mgmt | For | For | For | |||||
6 | Elect David Booth | Mgmt | For | For | For | |||||
7 | Elect Sir Richard Broadbent | Mgmt | For | For | For | |||||
8 | Elect Fulvio Conti | Mgmt | For | For | For | |||||
9 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | |||||
10 | Elect Simon Fraser | Mgmt | For | For | For | |||||
11 | Elect Reuben Jeffrey III | Mgmt | For | For | For | |||||
12 | Elect Sir Andrew Likierman | Mgmt | For | For | For | |||||
13 | Elect Christopher Lucas | Mgmt | For | For | For | |||||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | |||||
15 | Elect Sir John Sunderland | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
23 | Long Term Incentive Plan | Mgmt | For | For | For | |||||
24 | Amendment to the Barclays Group Share Value Plan | Mgmt | For | For | For | |||||
Basf SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAS | CINS D06216317 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Elect Anke Schäferkordt | Mgmt | For | For | For | |||||
10 | Supervisory Board Fees | Mgmt | For | For | For | |||||
11 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | |||||
12 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | |||||
Bayerische Motoren Werke AG (BMW) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMW | CINS D12096109 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | Against | Against | |||||
9 | Compensation Policy | Mgmt | For | Against | Against | |||||
BBMG Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2009 | CINS Y076A3105 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Financial Statements | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
7 | Elect LI Xinhua | Mgmt | For | Against | Against | |||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Issue Debentures | Mgmt | For | For | For | |||||
BCE Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BCE | CUSIP 05534B760 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barry Allen | Mgmt | For | For | For | |||||
1.2 | Elect André Bérard | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Ronald Brenneman | Mgmt | For | For | For | |||||
1.4 | Elect Sophie Brochu | Mgmt | For | For | For | |||||
1.5 | Elect Robert Brown | Mgmt | For | For | For | |||||
1.6 | Elect George Cope | Mgmt | For | For | For | |||||
1.7 | Elect Anthony Fell | Mgmt | For | For | For | |||||
1.8 | Elect Edward Lumley | Mgmt | For | For | For | |||||
1.9 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Robert Simmonds | Mgmt | For | For | For | |||||
1.11 | Elect Carole Taylor | Mgmt | For | For | For | |||||
1.12 | Elect Paul Weiss | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Critical Mass of Women on Board | Mgmt | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Pay Ratios | Mgmt | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Additional Information on the Comparison of Compensation with Peers | Mgmt | Against | Against | For | |||||
Beijing Enterprises Water Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
371 | CINS G0957L109 | 02/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Open Offer | Mgmt | For | For | For | |||||
4 | Whitewash Waiver | Mgmt | For | For | For | |||||
5 | Approval of the Exclusivity Agreement | Mgmt | For | For | For | |||||
6 | Renewal of Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
7 | Renewal of Authority to Repurchase Shares | Mgmt | For | For | For | |||||
8 | Renewal of Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
9 | Elect HOU Feng; Director's Fee | Mgmt | For | Against | Against | |||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Berkshire Hathaway Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRK.A | CUSIP 084670702 | 04/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||||
1.2 | Elect Charles Munger | Mgmt | For | For | For | |||||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | |||||
1.5 | Elect Susan Decker | Mgmt | For | For | For | |||||
1.6 | Elect William Gates III | Mgmt | For | For | For | |||||
1.7 | Elect David Gottesman | Mgmt | For | For | For | |||||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||||
1.9 | Elect Donald Keough | Mgmt | For | For | For | |||||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |||||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | |||||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
BG Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BG | CINS G1245Z108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Fabio de Oliveira Barbosa | Mgmt | For | For | For | |||||
5 | Elect Caio Kock-Weser | Mgmt | For | For | For | |||||
6 | Elect Patrick Thomas | Mgmt | For | For | For | |||||
7 | Elect Peter Backhouse | Mgmt | For | For | For | |||||
8 | Elect Frank Chapman | Mgmt | For | For | For | |||||
9 | Elect Baroness Hogg | Mgmt | For | For | For | |||||
10 | Elect John Hood | Mgmt | For | For | For | |||||
11 | Elect Martin Houston | Mgmt | For | For | For | |||||
12 | Elect Sir David Manning | Mgmt | For | For | For | |||||
13 | Elect Mark Seligman | Mgmt | For | For | For | |||||
14 | Elect Philippe Varin | Mgmt | For | For | For | |||||
15 | Elect Sir Robert Wilson | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
BHP Billiton Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BHP | CINS Q1498M100 | 11/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
2 | Re-elect John Buchanan (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | Against | Against | |||||
3 | Re-elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | Against | Against | |||||
4 | Re-elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | Against | Against | |||||
5 | Re-elect John Schubert (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | Against | Against | |||||
6 | Re-elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | Against | Against | |||||
7 | Elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | Against | Against | |||||
8 | Elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | |||||
13 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
15 | Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | |||||
16 | Adoption of New Constitution (BHP Billiton Limited) | Mgmt | For | For | For | |||||
17 | Adoption of New Articles (BHP Billiton plc) | Mgmt | For | For | For | |||||
BIC (Societe Bic) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BB | CINS F10080103 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
9 | Elect François Bich | Mgmt | For | Against | Against | |||||
10 | Elect Marie-Pauline Chandon-Moët | Mgmt | For | Against | Against | |||||
11 | Elect Frédéric Rostand | Mgmt | For | Against | Against | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
17 | Amendment Regarding Age Limits | Mgmt | For | For | For | |||||
18 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Bio-Treat Technology Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
B22 | CINS G11240101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Subscription Agreement | Mgmt | For | For | For | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | PWGL Settlement | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Amendment to Articles Regarding Change in Company Name | Mgmt | For | For | For | |||||
8 | Amendment to Articles Regarding Change in Company Name | Mgmt | For | For | For | |||||
Bio-Treat Technology Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
B22 | CINS G11240101 | 10/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Fees | Mgmt | For | For | For | |||||
3 | Elect Paul LIM Yu Neng | Mgmt | For | Against | Against | |||||
4 | Elect CHENG Fong Yee | Mgmt | For | Against | Against | |||||
5 | Retirement of KWOK Chi-Shing | Mgmt | For | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Authority to Issue Shares under Bio-Treat Technology Limited Scrip Dividend Scheme | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Biomarin Pharmaceutical Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMRN | CUSIP 09061G101 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jean-Jacques Bienaimé | Mgmt | For | For | For | |||||
1.2 | Elect Michael Grey | Mgmt | For | For | For | |||||
1.3 | Elect Elaine Heron | Mgmt | For | For | For | |||||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | |||||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | |||||
1.6 | Elect Richard Meier | Mgmt | For | For | For | |||||
1.7 | Elect Alan Lewis | Mgmt | For | For | For | |||||
1.8 | Elect William Young | Mgmt | For | For | For | |||||
1.9 | Elect Kenneth Bate | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Biomerieux | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BIM | CINS F1149Y109 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Severance Package (Jean-Luc Bélingard) | Mgmt | For | For | For | |||||
8 | Related Party Transaction (Théra Conseil) | Mgmt | For | For | For | |||||
9 | Related Party Transaction (bioMérieux BV) | Mgmt | For | For | For | |||||
10 | Related Party Transactions (Previously Approved) | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
15 | Amendment to Article 13 | Mgmt | For | For | For | |||||
16 | Amendment to Article 19 | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
24 | Authority to Increase Capital as a Takeover Defense | Mgmt | For | Against | Against | |||||
25 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Biovail Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BVF | CUSIP 09067J109 | 09/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Company Name Change | Mgmt | For | For | For | |||||
Bkw Fmb Energie AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BKW | CINS H07815154 | 05/13/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | To Vote In The Upcoming Meeting, Your Name Must Be Notified To The Company Registrar As Beneficial Owner Before The Record Date. Please Advise Us Now If You Intend To Vote. Note That The Company Registrar Has Discretion Over Granting Voting Rights. Once The Agenda Is Available, A Second Notification Will Be Issued Requesting Your Voting Instructions | Mgmt | N/A | TNA | N/A | |||||
Bkw Fmb Energie AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BKW | CINS H07815154 | 05/13/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||||
7 | Elect Ueli Dietiker | Mgmt | For | TNA | N/A | |||||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
Black Box Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBOX | CUSIP 091826107 | 08/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Andrews | Mgmt | For | For | For | |||||
1.2 | Elect R. Terry Blakemore | Mgmt | For | For | For | |||||
1.3 | Elect Richard Crouch | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Golonski | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Greig | Mgmt | For | For | For | |||||
1.6 | Elect William Hernandez | Mgmt | For | For | For | |||||
1.7 | Elect Edward Nicholson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Black Earth Farming Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BEF | CINS G1311M114 | 05/25/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Jersey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
13 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||||
14 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||||
15 | Election of Directors | Mgmt | For | TNA | N/A | |||||
16 | Nomination Committee | Mgmt | For | TNA | N/A | |||||
17 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
BlackRock Kelso Capital Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BKCC | CUSIP 092533108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jerrold Harris | Mgmt | For | Withhold | Against | |||||
2 | Authorization to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |||||
3 | Authorization to Issue Warrants, Options or Rights | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Blue Coat Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BCSI | CUSIP 09534T508 | 10/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brian NeSmith | Mgmt | For | For | For | |||||
1.2 | Elect David Hanna | Mgmt | For | For | For | |||||
1.3 | Elect James Barth | Mgmt | For | For | For | |||||
1.4 | Elect Keith Geeslin | Mgmt | For | For | For | |||||
1.5 | Elect James Tolonen | Mgmt | For | For | For | |||||
1.6 | Elect Carol Mills | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
BMC Software, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMC | CUSIP 055921100 | 07/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
3 | Elect Gary Bloom | Mgmt | For | For | For | |||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | |||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | |||||
6 | Elect Stephan James | Mgmt | For | For | For | |||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | |||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | |||||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
BNP Paribas | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BNP | CINS F1058Q238 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
9 | Elect Jean-François Lepetit | Mgmt | For | Against | Against | |||||
10 | Elect Hélène Ploix | Mgmt | For | Against | Against | |||||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | |||||
12 | Elect Daniela Weber-Rey | Mgmt | For | Against | Against | |||||
13 | Elect Fields Wicker-Miurin | Mgmt | For | Against | Against | |||||
14 | Merger by Absorption of Banque de Bretagne | Mgmt | For | For | For | |||||
15 | Merger by Absorption of BNP Paribas International BV | Mgmt | For | For | For | |||||
16 | Merger by Absorption of Cerenicim | Mgmt | For | For | For | |||||
17 | Merger by absorption of SAS Noria | Mgmt | For | For | For | |||||
18 | Authority to Issue Restricted Stock | Mgmt | For | For | For | |||||
19 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Boise Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BZ | CUSIP 09746Y105 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Nathan Leight | Mgmt | For | For | For | |||||
1.2 | Elect Alexander Toeldte | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
BP plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BP | CINS G12793108 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Paul Anderson | Mgmt | For | For | For | |||||
4 | Elect Antony Burgmans | Mgmt | For | For | For | |||||
5 | Elect Cynthia Carroll | Mgmt | For | For | For | |||||
6 | Elect Sir William Castell | Mgmt | For | For | For | |||||
7 | Elect Iain Conn | Mgmt | For | For | For | |||||
8 | Elect George David | Mgmt | For | For | For | |||||
9 | Elect Ian Davis | Mgmt | For | For | For | |||||
10 | Elect Robert Dudley | Mgmt | For | For | For | |||||
11 | Elect Byron Grote | Mgmt | For | For | For | |||||
12 | Elect Frank Bowman | Mgmt | For | For | For | |||||
13 | Elect Brendan Nelson | Mgmt | For | For | For | |||||
14 | Elect Phuthuma Nhleko | Mgmt | For | For | For | |||||
15 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
22 | Renewal of the BP ShareMatch Plan | Mgmt | For | For | For | |||||
23 | Renewal of the BP Sharesave UK Plan | Mgmt | For | For | For | |||||
BRF Brasil Foods SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRFS3 | CUSIP 10552T107 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Election of Directors | Mgmt | For | Against | Against | |||||
4 | Should The Election Be Held On The Basis Of The Multiple Voting Process. | Mgmt | N/A | Abstain | N/A | |||||
5 | Election of Supervisory Council | Mgmt | For | For | For | |||||
6 | Remuneration Policy | Mgmt | For | For | For | |||||
Britvic plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BVIC | CINS G17387104 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Joanne Averiss | Mgmt | For | Against | Against | |||||
4 | Elect Gerald Corbett | Mgmt | For | Against | Against | |||||
5 | Elect John Gibney | Mgmt | For | Against | Against | |||||
6 | Elect Ben Gordon | Mgmt | For | Against | Against | |||||
7 | Elect Bob Ivell | Mgmt | For | Against | Against | |||||
8 | Elect Paul Moody | Mgmt | For | Against | Against | |||||
9 | Elect Michael Shallow | Mgmt | For | Against | Against | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
12 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BR | CUSIP 11133T103 | 11/17/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||||
2 | Elect Richard Daly | Mgmt | For | For | For | |||||
3 | Elect Robert Duelks | Mgmt | For | For | For | |||||
4 | Elect Richard Haviland | Mgmt | For | For | For | |||||
5 | Elect Sandra Jaffee | Mgmt | For | For | For | |||||
6 | Elect Alexandra Lebenthal | Mgmt | For | For | For | |||||
7 | Elect Stuart Levine | Mgmt | For | For | For | |||||
8 | Elect Thomas Perna | Mgmt | For | For | For | |||||
9 | Elect Alan Weber | Mgmt | For | For | For | |||||
10 | Elect Arthur Weinbach | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2007 Omnibus Award Plan | Mgmt | For | Against | Against | |||||
Broadwind Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BWEN | CUSIP 11161T108 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Beynon | Mgmt | For | For | For | |||||
1.2 | Elect Peter Duprey | Mgmt | For | For | For | |||||
1.3 | Elect William Fejes, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Terence Fox | Mgmt | For | For | For | |||||
1.5 | Elect David Reiland | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Wagner | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Bruker Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRKR | CUSIP 116794108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Fesik | Mgmt | For | For | For | |||||
1.2 | Elect Dirk Laukien | Mgmt | For | For | For | |||||
1.3 | Elect Richard Stein | Mgmt | For | For | For | |||||
1.4 | Elect Charles Wagner, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Bernhard Wangler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
BT Group PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BT.A | CINS G16612106 | 07/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Sir Michael Rake | Mgmt | For | Against | Against | |||||
5 | Elect Ian Livingston | Mgmt | For | Against | Against | |||||
6 | Elect Carl Symon | Mgmt | For | Against | Against | |||||
7 | Elect Tony Ball | Mgmt | For | Against | Against | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
Bunge Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BG | CUSIP G16962105 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ernest Bachrach | Mgmt | For | For | For | |||||
2 | Elect Enrique Boilini | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Bunzl plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BNZL | CINS G16968110 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Philip Rogerson | Mgmt | For | Against | Against | |||||
4 | Elect Michael Roney | Mgmt | For | Against | Against | |||||
5 | Elect Pat Larmon | Mgmt | For | Against | Against | |||||
6 | Elect Brian May | Mgmt | For | Against | Against | |||||
7 | Elect Ulrich Wolters | Mgmt | For | Against | Against | |||||
8 | Elect Peter Johnson | Mgmt | For | Against | Against | |||||
9 | Elect David Sleath | Mgmt | For | Against | Against | |||||
10 | Elect Eugenia Ulasewicz | Mgmt | For | Against | Against | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
12 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
17 | Employee Stock Purchase Plan | Mgmt | For | Against | Against | |||||
18 | Sharesave Scheme | Mgmt | For | For | For | |||||
BWT AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BWT | CINS A1141J105 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Austria | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
5 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
6 | Elect Leopold Bednar | Mgmt | For | For | For | |||||
7 | Elect Gerda Egger | Mgmt | For | For | For | |||||
8 | Elect Wolfgang Hochsteger | Mgmt | For | For | For | |||||
9 | Elect Ekkehard Reicher | Mgmt | For | For | For | |||||
10 | Elect Helmut Schützeneder | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
BYD Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1211 | CINS Y1023R104 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Elect WANG Chuan-Fu | Mgmt | For | Against | Against | |||||
9 | Elect LU Xiang-Yang | Mgmt | For | Against | Against | |||||
10 | Elect XIA Zuo-Quan | Mgmt | For | Against | Against | |||||
11 | Elect LI Dong | Mgmt | For | Against | Against | |||||
12 | Elect WU Changqi | Mgmt | For | Against | Against | |||||
13 | Elect DONG Jun-Qing | Mgmt | For | Against | Against | |||||
14 | Elect LI Yong-zhao | Mgmt | For | Against | Against | |||||
15 | Elect ZHANG Hui-Bin | Mgmt | For | Against | Against | |||||
16 | Elect WANG Zhen and YAN Chen | Mgmt | For | Against | Against | |||||
17 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||||
18 | Release of Pledge of Shares of LU Xiang-Yang for Borrowings | Mgmt | For | For | For | |||||
19 | Shareholder Proposal | ShrHldr | For | For | For | |||||
20 | Amendments to Articles - Business | Mgmt | For | For | For | |||||
21 | Authorization of Board | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Authority to Issue Shares w/o Preemptive Rights of BYD Electronic (International) Company Limited | Mgmt | For | For | For | |||||
BYD Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1211 | CINS Y1023R104 | 08/30/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Extension of Issuance of A Shares | Mgmt | For | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||
BYD Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1211 | CINS Y1023R104 | 08/30/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Other | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Extension of Issuance of A Shares | Mgmt | For | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||
CACI International Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CACI | CUSIP 127190304 | 11/17/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dan Bannister | Mgmt | For | For | For | |||||
1.2 | Elect Paul Cofoni | Mgmt | For | For | For | |||||
1.3 | Elect Gordon England | Mgmt | For | For | For | |||||
1.4 | Elect James Gilmore III | Mgmt | For | For | For | |||||
1.5 | Elect Gregory Johnson | Mgmt | For | For | For | |||||
1.6 | Elect Richard Leatherwood | Mgmt | For | For | For | |||||
1.7 | Elect J.P. London | Mgmt | For | For | For | |||||
1.8 | Elect James Pavitt | Mgmt | For | For | For | |||||
1.9 | Elect Warren Phillips | Mgmt | For | For | For | |||||
1.10 | Elect Charles Revoile | Mgmt | For | For | For | |||||
1.11 | Elect William Wallace | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
CAI International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAP | CUSIP 12477X106 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Marvin Dennis | Mgmt | For | For | For | |||||
1.2 | Elect Gary Sawka | Mgmt | For | For | For | |||||
1.3 | Elect Victor Garcia | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||||
Cairn Energy PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNE | CINS G17528251 | 10/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Divestiture | Mgmt | For | For | For | |||||
Cal Dive International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DVR | CUSIP 12802T101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Transier | Mgmt | For | For | For | |||||
1.2 | Elect John Mills | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Calgon Carbon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCC | CUSIP 129603106 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Randall Dearth | Mgmt | For | For | For | |||||
1.2 | Elect Timothy Rupert | Mgmt | For | For | For | |||||
1.3 | Elect Seth Schofield | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Caltex Australia Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTX | CINS Q19884107 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Remuneration Report | Mgmt | For | For | For | |||||
2 | Re-elect Greig Gailey | Mgmt | For | Against | Against | |||||
3 | Elect Walter Szopiak | Mgmt | For | Against | Against | |||||
4 | Elect Timothy Leveille | Mgmt | For | Against | Against | |||||
Cameco Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCO | CUSIP 13321L108 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Declaration of Residence - Canada | Mgmt | For | Abstain | Against | |||||
2.1 | Elect Daniel Camus | Mgmt | For | Withhold | Against | |||||
2.2 | Elect John Clappison | Mgmt | For | For | For | |||||
2.3 | Elect Joe Colvin | Mgmt | For | For | For | |||||
2.4 | Elect James Curtiss | Mgmt | For | For | For | |||||
2.5 | Elect Donald Deranger | Mgmt | For | For | For | |||||
2.6 | Elect James Gowans | Mgmt | For | For | For | |||||
2.7 | Elect Timothy Gitzel | Mgmt | For | For | For | |||||
2.8 | Elect Gerald Grandey | Mgmt | For | For | For | |||||
2.9 | Elect Nancy Hopkins | Mgmt | For | For | For | |||||
2.10 | Elect Oyvind Hushovd | Mgmt | For | For | For | |||||
2.11 | Elect A. Anne McLellan | Mgmt | For | For | For | |||||
2.12 | Elect A. Neil McMillan | Mgmt | For | Withhold | Against | |||||
2.13 | Elect Victor Zaleschuk | Mgmt | For | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Amendments to Bylaws | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Cameron International Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAM | CUSIP 13342B105 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Fluor | Mgmt | For | For | For | |||||
2 | Elect Jack Moore | Mgmt | For | For | For | |||||
3 | Elect David Ross III | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | 2011 Management Incentive Compensation Plan | Mgmt | For | For | For | |||||
6 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Canada Lithium Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLQ | CUSIP 135120400 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors (Slate) | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Canadian Oil Sands Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COS | CUSIP 13643E105 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Shultz | Mgmt | For | For | For | |||||
1.2 | Elect Ian Bourne | Mgmt | For | For | For | |||||
1.3 | Elect Marcel Coutu | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Grandey | Mgmt | For | For | For | |||||
1.5 | Elect Donald Lowry | Mgmt | For | For | For | |||||
1.6 | Elect John Read | Mgmt | For | For | For | |||||
1.7 | Elect Brant Sangster | Mgmt | For | For | For | |||||
1.8 | Elect Wesley Twiss | Mgmt | For | For | For | |||||
1.9 | Elect John Zaozirny | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Canadian Solar Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSIQ | CUSIP 136635109 | 06/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors (Slate) | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
CANADIAN SOLAR INC. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSIQ | CUSIP 136635109 | 09/20/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Amendment to the Share Incentive Plan | Mgmt | For | For | For | |||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Canon Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7751 | CINS J05124144 | 03/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Fujio Mitarai | Mgmt | For | For | For | |||||
4 | Elect Tsuneji Uchida | Mgmt | For | For | For | |||||
5 | Elect Toshizo Tanaka | Mgmt | For | For | For | |||||
6 | Elect Toshiaki Ikoma | Mgmt | For | For | For | |||||
7 | Elect Kunio Watanabe | Mgmt | For | For | For | |||||
8 | Elect Yohroku Adachi | Mgmt | For | For | For | |||||
9 | Elect Yasuo Mitsuhashi | Mgmt | For | For | For | |||||
10 | Elect Tomonori Iwashita | Mgmt | For | For | For | |||||
11 | Elect Masahiro Ohsawa | Mgmt | For | For | For | |||||
12 | Elect Shigeyuki Matsumoto | Mgmt | For | For | For | |||||
13 | Elect Katsuichi Shimizu | Mgmt | For | For | For | |||||
14 | Elect Ryohichi Banba | Mgmt | For | For | For | |||||
15 | Elect Toshio Honma | Mgmt | For | For | For | |||||
16 | Elect Masaki Nakaoka | Mgmt | For | For | For | |||||
17 | Elect Haruhisa Honda | Mgmt | For | For | For | |||||
18 | Elect Hideki Ozawa | Mgmt | For | For | For | |||||
19 | Elect Masaya Maeda | Mgmt | For | For | For | |||||
20 | Elect Yasuhiro Tani | Mgmt | For | For | For | |||||
21 | Elect Makoto Araki | Mgmt | For | For | For | |||||
22 | Elect Tadashi Ohe | Mgmt | For | For | For | |||||
23 | Bonus | Mgmt | For | For | For | |||||
24 | Stock Option Plan | Mgmt | For | For | For | |||||
Capstone Turbine Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPST | CUSIP 14067D102 | 08/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Eliot Protsch | Mgmt | For | For | For | |||||
1.2 | Elect Richard Atkinson | Mgmt | For | For | For | |||||
1.3 | Elect John Jaggers | Mgmt | For | For | For | |||||
1.4 | Elect Darren Jamison | Mgmt | For | For | For | |||||
1.5 | Elect Noam Lotan | Mgmt | For | For | For | |||||
1.6 | Elect Gary Mayo | Mgmt | For | For | For | |||||
1.7 | Elect Gary Simon | Mgmt | For | For | For | |||||
1.8 | Elect Holly Van Deursen | Mgmt | For | For | For | |||||
1.9 | Elect Darrell Wilk | Mgmt | For | For | For | |||||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cardinal Health, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAH | CUSIP 14149Y108 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Colleen Arnold | Mgmt | For | For | For | |||||
2 | Elect George Barrett | Mgmt | For | For | For | |||||
3 | Elect Glenn Britt | Mgmt | For | For | For | |||||
4 | Elect Carrie Cox | Mgmt | For | For | For | |||||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||||
6 | Elect Bruce Downey | Mgmt | For | For | For | |||||
7 | Elect John Finn | Mgmt | For | For | For | |||||
8 | Elect Gregory Kenny | Mgmt | For | For | For | |||||
9 | Elect James Mongan | Mgmt | For | For | For | |||||
10 | Elect Richard Notebaert | Mgmt | For | For | For | |||||
11 | Elect David Raisbeck | Mgmt | For | For | For | |||||
12 | Elect Jean Spaulding | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to Code of Regulations | Mgmt | For | Against | Against | |||||
15 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Cardtronics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CATM | CUSIP 14161H108 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Barone | Mgmt | For | For | For | |||||
1.2 | Elect Jorge Diaz | Mgmt | For | For | For | |||||
1.3 | Elect G. Patrick Phillips | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Career Education Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CECO | CUSIP 141665109 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis Chookaszian | Mgmt | For | For | For | |||||
1.2 | Elect David Devonshire | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Gross | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Gregory Jackson | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Lally | Mgmt | For | For | For | |||||
1.6 | Elect Steven Lesnik | Mgmt | For | For | For | |||||
1.7 | Elect Gary McCullough | Mgmt | For | For | For | |||||
1.8 | Elect Leslie Thornton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Carillion plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLLN | CINS G1900N101 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Director's Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Richard Adam | Mgmt | For | Against | Against | |||||
4 | Elect Richard Howson | Mgmt | For | Against | Against | |||||
5 | Elect David Maloney | Mgmt | For | Against | Against | |||||
6 | Elect John McDonough | Mgmt | For | Against | Against | |||||
7 | Elect Steven Mogford | Mgmt | For | Against | Against | |||||
8 | Elect Vanda Murray | Mgmt | For | Against | Against | |||||
9 | Elect Philip Rogerson | Mgmt | For | Against | Against | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||||
12 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authorisation of Political Donations | Mgmt | For | Abstain | Against | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Cash America International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSH | CUSIP 14754D100 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Berce | Mgmt | For | For | For | |||||
1.2 | Elect Jack Daugherty | Mgmt | For | For | For | |||||
1.3 | Elect Daniel Feehan | Mgmt | For | For | For | |||||
1.4 | Elect Albert Goldstein | Mgmt | For | For | For | |||||
1.5 | Elect James Graves | Mgmt | For | For | For | |||||
1.6 | Elect B.D. Hunter | Mgmt | For | For | For | |||||
1.7 | Elect Timothy McKibben | Mgmt | For | For | For | |||||
1.8 | Elect Alfred Micallef | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Cavium Networks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAVM | CUSIP 14965A101 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Anthony Pantuso | Mgmt | For | For | For | |||||
1.2 | Elect C. N. Reddy | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
CBL & Associates Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBL | CUSIP 124830100 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Lebovitz | Mgmt | For | For | For | |||||
1.2 | Elect Gary Bryenton | Mgmt | For | For | For | |||||
1.3 | Elect Gary Nay | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
CEC Entertainment, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CEC | CUSIP 125137109 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Tommy Franks | Mgmt | For | For | For | |||||
1.2 | Elect Cynthia Pharr Lee | Mgmt | For | For | For | |||||
1.3 | Elect Raymond Wooldridge | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Central Japan Railway Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9022 | CINS J05523105 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Osamu Nakayama | Mgmt | For | For | For | |||||
4 | Elect Takaharu Kachi | Mgmt | For | For | For | |||||
5 | Elect Harumi Umeda | Mgmt | For | For | For | |||||
6 | Elect Hiromu Emi | Mgmt | For | For | For | |||||
7 | Elect Shigeo Kifuji | Mgmt | For | For | For | |||||
Centrica plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNA | CINS G2018Z143 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Roger Carr | Mgmt | For | For | For | |||||
5 | Elect Sam Laidlaw | Mgmt | For | For | For | |||||
6 | Elect Helen Alexander | Mgmt | For | For | For | |||||
7 | Elect Phil Bentley | Mgmt | For | For | For | |||||
8 | Elect Margherita Della Valle | Mgmt | For | For | For | |||||
9 | Elect Mary Francis | Mgmt | For | For | For | |||||
10 | Elect Mark Hanafin | Mgmt | For | For | For | |||||
11 | Elect Nick Luff | Mgmt | For | For | For | |||||
12 | Elect Andrew Mackenzie | Mgmt | For | For | For | |||||
13 | Elect Ian Meakins | Mgmt | For | For | For | |||||
14 | Elect Paul Rayner | Mgmt | For | For | For | |||||
15 | Elect Chris Weston | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting at 14 Days | Mgmt | For | Against | Against | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Century Aluminum Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CENX | CUSIP 156431108 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Blumgart | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Steven Kalmin | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Terence Wilkinson | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Cephalon, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CEPH | CUSIP 156708109 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J. Kevin Buchi | Mgmt | For | For | For | |||||
2 | Elect William Egan | Mgmt | For | For | For | |||||
3 | Elect Martyn Greenacre | Mgmt | For | For | For | |||||
4 | Elect Charles Homcy | Mgmt | For | For | For | |||||
5 | Elect Vaughn Kailian | Mgmt | For | For | For | |||||
6 | Elect Kevin Moley | Mgmt | For | For | For | |||||
7 | Elect Charles Sanders | Mgmt | For | For | For | |||||
8 | Elect Gail Wilensky | Mgmt | For | For | For | |||||
9 | Elect Dennis Winger | Mgmt | For | For | For | |||||
10 | Amendment to 2011 Equity Compensation Plan | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
Cermaq ASA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CEQ | CINS R1536Z104 | 05/11/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Norway | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Opening | Mgmt | For | TNA | N/A | |||||
4 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||||
5 | Election of Individual to Check Minutes | Mgmt | For | TNA | N/A | |||||
6 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |||||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
8 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||||
9 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
10 | Authority to Repurchase and Issue Treasury Shares | Mgmt | For | TNA | N/A | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
12 | Directors' and Nomination Committee Members' Fees | Mgmt | For | TNA | N/A | |||||
13 | Elect Rebekka Glasser Herlofsen | Mgmt | For | TNA | N/A | |||||
14 | Elect Jan-Erik Korssjøen | Mgmt | For | TNA | N/A | |||||
15 | Elect Helge Midttun | Mgmt | For | TNA | N/A | |||||
16 | Elect Åse Aunlie Michelet | Mgmt | For | TNA | N/A | |||||
17 | Shareholder Proposal Regarding CEO Succession Planning Policy | ShrHldr | Against | TNA | N/A | |||||
CEZ, a.s. (Ceske Energeticke Zavody) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAACEZ | CINS X2337V121 | 11/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Czech Republic | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Opening; Election of Presiding Chairman and Individuals to Check Minutes | Mgmt | For | For | For | |||||
2 | Co-Option of Board Members; Shareholder Proposal Regarding Removal and Election of Board Members | ShrHldr | N/A | Against | N/A | |||||
3 | Co-Option of Audit Committee Members; Shareholder Proposal Regarding Audit Committee Composition | ShrHldr | N/A | Against | N/A | |||||
4 | Supervisory Board Members' Contracts | Mgmt | For | For | For | |||||
5 | Closing | Mgmt | For | For | For | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
CFS Retail Property Trust (fka CFS Gandel Retail Trust) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CFX | CINS Q22625208 | 03/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Ratify Placement of Securities | Mgmt | For | For | For | |||||
Charles River Laboratories International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRL | CUSIP 159864107 | 08/05/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | Against | Against | |||||
2 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||||
Check Point Software Technologies Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHKP | CUSIP M22465104 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gil Shwed | Mgmt | For | For | For | |||||
1.2 | Elect Marius Nacht | Mgmt | For | For | For | |||||
1.3 | Elect Jerry Ungerman | Mgmt | For | For | For | |||||
1.4 | Elect Dan Propper | Mgmt | For | For | For | |||||
1.5 | Elect David Rubner | Mgmt | For | For | For | |||||
1.6 | Elect Tal Shavit | Mgmt | For | For | For | |||||
2 | Election of Directors | Mgmt | For | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Approval of Compensation for the Company's Chairman and CEO, Gil Shwed | Mgmt | For | For | For | |||||
Cheung Kong (Holdings) Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1 | CINS Y13213106 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect LI Ka-Shing | Mgmt | For | Against | Against | |||||
6 | Elect Davy CHUNG Sun Keung | Mgmt | For | Against | Against | |||||
7 | Elect Ezra PAU Yee Wan | Mgmt | For | Against | Against | |||||
8 | Elect LEUNG Siu Hon | Mgmt | For | Against | Against | |||||
9 | Elect George C. Magnus | Mgmt | For | Against | Against | |||||
10 | Elect Simon Murray | Mgmt | For | Against | Against | |||||
11 | Elect Henry CHEONG Ying Chew | Mgmt | For | Against | Against | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
16 | Amendments to Articles | Mgmt | For | For | For | |||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Chevron Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVX | CUSIP 166764100 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||||
2 | Elect Robert Denham | Mgmt | For | For | For | |||||
3 | Elect Robert Eaton | Mgmt | For | For | For | |||||
4 | Elect Chuck Hagel | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect George Kirkland | Mgmt | For | For | For | |||||
7 | Elect Donald Rice | Mgmt | For | For | For | |||||
8 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
9 | Elect Charles Shoemate | Mgmt | For | For | For | |||||
10 | Elect John Stumpf | Mgmt | For | For | For | |||||
11 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
12 | Elect Carl Ware | Mgmt | For | For | For | |||||
13 | Elect John Watson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | |||||
Children's Place Retail Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLCE | CUSIP 168905107 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joseph Alutto | Mgmt | For | For | For | |||||
2 | Elect Jamie Iannone | Mgmt | For | For | For | |||||
3 | Elect Joseph Gromek | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
China Agri-Industries Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0606 | CINS Y1375F104 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect YUE Guojun | Mgmt | For | Against | Against | |||||
6 | Elect MA Wangjun | Mgmt | For | Against | Against | |||||
7 | Elect WANG Zhiying | Mgmt | For | Against | Against | |||||
8 | Elect Patrick Vizzone | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
China BAK Battery, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBAK | CUSIP 16936Y100 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Xiangqian Li | Mgmt | For | For | For | |||||
1.2 | Elect Huanyu Mao | Mgmt | For | For | For | |||||
1.3 | Elect Richard Goodner | Mgmt | For | For | For | |||||
1.4 | Elect Charlene Budd | Mgmt | For | For | For | |||||
1.5 | Elect Chunzhi Zhang | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
China BlueChemical Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3983 | CINS Y14251105 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Approval of Company's Budget | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Coal Energy Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1898 | CINS Y1434L100 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Directors' Fees | Mgmt | For | For | For | |||||
6 | Financial Budget | Mgmt | For | For | For | |||||
7 | Fees of Directors and Supervisors | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Issuance of Medium-term Notes and Short-term Bonds | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Coal Energy Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1898 | CINS Y1434L100 | 09/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Use of Proceeds from Issuance of A Shares | Mgmt | For | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
China Coal Energy Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1898 | CINS Y1434L100 | 12/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Provision of Guarantee | Mgmt | For | For | For | |||||
3 | Elect WANG An | Mgmt | For | Against | Against | |||||
4 | Elect YANG Lieke | Mgmt | For | Against | Against | |||||
5 | Elect PENG Yi | Mgmt | For | Against | Against | |||||
6 | Elect LI Yanmeng | Mgmt | For | Against | Against | |||||
7 | Elect ZHANG Ke | Mgmt | For | Against | Against | |||||
8 | Elect WU Rongkang | Mgmt | For | Against | Against | |||||
9 | Elect ZHANG Jiaren | Mgmt | For | Against | Against | |||||
10 | Elect ZHAO Pei | Mgmt | For | Against | Against | |||||
11 | Elect NGAI Wai Fung | Mgmt | For | Against | Against | |||||
12 | Elect WANG Xi as Supervisor | Mgmt | For | For | For | |||||
13 | Elect ZHOU Litao as Supervisor | Mgmt | For | For | For | |||||
China Construction Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0939 | CINS Y1397N101 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Final Financial Accounts | Mgmt | For | For | For | |||||
6 | Fixed Assets Investment Budget | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditors and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Elect DONG Shi | Mgmt | For | Against | Against | |||||
10 | Purchase of Head Office Business Processing Centre | Mgmt | For | For | For | |||||
11 | 2010 Final Emoluments Distribution Plan | Mgmt | For | For | For | |||||
China Construction Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
939 | CINS Y1397N101 | 09/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect ZHANG Furong as Supervisor | Mgmt | For | For | For | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Everbright International Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
257 | CINS Y14226107 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect TANG Shuangning | Mgmt | For | Against | Against | |||||
6 | Elect ZANG Qiutao | Mgmt | For | Against | Against | |||||
7 | Elect LI Xueming | Mgmt | For | Against | Against | |||||
8 | Elect CHEN Xiaoping | Mgmt | For | Against | Against | |||||
9 | Elect CAI Shuguang | Mgmt | For | Against | Against | |||||
10 | Elect ZHAI Haitao | Mgmt | For | Against | Against | |||||
11 | Directors' Fees | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/out Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Green (Holdings) Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
904 | CINS G2107G105 | 10/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect KUNG Sze Wai | Mgmt | For | Against | Against | |||||
6 | Elect HU Ji Rong | Mgmt | For | Against | Against | |||||
7 | Elect ZHENG Baodong | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
China High Speed Transmission Equipment Group Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
658 | CINS G2112D105 | 06/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect LIAO Enrong | Mgmt | For | Against | Against | |||||
6 | Elect JIANG Xihe | Mgmt | For | Against | Against | |||||
7 | Elect ZHU Junsheng | Mgmt | For | Against | Against | |||||
8 | Elect CHEN Shimin | Mgmt | For | Against | Against | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
China Longyuan Power Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
916 | CINS Y1501T101 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Final Accounts | Mgmt | For | For | For | |||||
6 | Budget Report | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Fees of Directors and Supervisors | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Issuance of Corporate Bonds | Mgmt | For | For | For | |||||
11 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Shareholder Proposal | ShrHldr | For | For | For | |||||
China Mobile Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
941 | CINS Y14965100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect XUE Taohai | Mgmt | For | Against | Against | |||||
6 | Elect HUANG Wenlin | Mgmt | For | Against | Against | |||||
7 | Elect XU Long | Mgmt | For | Against | Against | |||||
8 | Elect LO Ka Shui | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
China Molybdenum Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3993 | CINS Y1503Z105 | 04/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Authority to Declare Interim Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Other Business | Mgmt | For | Against | Against | |||||
10 | Fees of Directors and Supervisors | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Molybdenum Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3993 | CINS Y1503Z105 | 05/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Use of Proceeds subject to A Share Issue | Mgmt | For | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China National Materials Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1893 | CINS Y15048104 | 07/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect TAN Zhongming | Mgmt | For | Against | Against | |||||
2 | Elect ZHOU Yuxian | Mgmt | For | Against | Against | |||||
3 | Elect LI Xinhua | Mgmt | For | Against | Against | |||||
4 | Elect YU Shiliang | Mgmt | For | Against | Against | |||||
5 | Elect LIU Zhijiang | Mgmt | For | Against | Against | |||||
6 | Elect CHEN Xiaozhou | Mgmt | For | Against | Against | |||||
7 | Elect LEUNG Chong Shun | Mgmt | For | Against | Against | |||||
8 | Elect SHI Chungui | Mgmt | For | Against | Against | |||||
9 | Elect LU Zhengfei | Mgmt | For | Against | Against | |||||
10 | Elect WANG Shimin | Mgmt | For | Against | Against | |||||
11 | Elect ZHOU Zude | Mgmt | For | Against | Against | |||||
12 | Elect XU Weibing as Supervisor | Mgmt | For | For | For | |||||
13 | Elect ZHANG Renjie as Supervisor | Mgmt | For | For | For | |||||
14 | Elect WANG Jianguo as Supervisor | Mgmt | For | For | For | |||||
15 | Supervisors' Fees | Mgmt | For | For | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
China National Materials Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1893 | CINS Y15048104 | 10/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Adoption of Share Appreciation Rights Scheme | Mgmt | For | For | For | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Application for Credit Facility | Mgmt | For | For | For | |||||
China Power New Energy Development Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
735 | CINS G2157E109 | 03/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
4 | Issuance of Shares Under Special Mandate | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Power New Energy Development Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
735 | CINS G2157E109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect WANG Hao | Mgmt | For | Against | Against | |||||
5 | Elect WONG Kwok Tai | Mgmt | For | Against | Against | |||||
6 | Authority to Appoint Additional Directors | Mgmt | For | For | For | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
12 | Refreshment of Share Option Scheme | Mgmt | For | Abstain | Against | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Power New Energy Development Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
735 | CINS G2157E109 | 10/08/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Acquisition | Mgmt | For | For | For | |||||
4 | Whitewash Waiver | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Rare Earth Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
769 | CINS G21089100 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect QIAN Yuanying | Mgmt | For | Against | Against | |||||
5 | Elect LIU Yujiu | Mgmt | For | Against | Against | |||||
6 | Directors' Fees | Mgmt | For | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
China Resources Power Holdings Company Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
836 | CINS Y1503A100 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Elect SONG Lin | Mgmt | For | Against | Against | |||||
7 | Elect WANG Yu Jun | Mgmt | For | Against | Against | |||||
8 | Elect WANG Xiao Bin | Mgmt | For | Against | Against | |||||
9 | Elect ZHANG Shen Wen | Mgmt | For | Against | Against | |||||
10 | Elect LI She Tang | Mgmt | For | Against | Against | |||||
11 | Elect DU Wenmin | Mgmt | For | Against | Against | |||||
12 | Elect SHI Shanbo | Mgmt | For | Against | Against | |||||
13 | Elect WEI Bin | Mgmt | For | Against | Against | |||||
14 | Elect ZHANG Haipeng | Mgmt | For | Against | Against | |||||
15 | Elect CHEN Ji Min | Mgmt | For | Against | Against | |||||
16 | Elect Andrew MA Chiu-Cheung | Mgmt | For | Against | Against | |||||
17 | Directors' Fees | Mgmt | For | For | For | |||||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Shanshui Cement Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
691 | CINS G2116M101 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect ZHANG Bin | Mgmt | For | Against | Against | |||||
6 | Elect DONG Chengtian | Mgmt | For | Against | Against | |||||
7 | Elect WANG Yanmou | Mgmt | For | Against | Against | |||||
8 | Elect WANG Jian | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Shenhua Energy Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1088 | CINS Y1504C113 | 02/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Equity Purchase Agreements, Assets Purchase Agreement and Financial Services Agreement | Mgmt | For | Against | Against | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Amendments to Articles | Mgmt | For | For | For | |||||
15 | Amendments to Rules of Procedure of General Meeting | Mgmt | For | For | For | |||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Shenhua Energy Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1088 | CINS Y1504C113 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Financial Statements | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/out Preemptive Rights | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
China Shenhua Energy Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1088 | CINS Y1504C113 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Other | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Sunergy Co. Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSUN | CUSIP 16942X104 | 08/19/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Xiaoquian Zhou | Mgmt | For | For | For | |||||
2 | Elect Wenze Wang | Mgmt | For | For | For | |||||
3 | Elect Shiliang Guo | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
China Vanadium Titano-Magnetite Mining | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
893 | CINS G21132108 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect WANG Jin | Mgmt | For | Against | Against | |||||
5 | Elect YU Haizong | Mgmt | For | Against | Against | |||||
6 | Elect LIU Yi | Mgmt | For | Against | Against | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
12 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Water Affairs Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
855 | CINS G21090124 | 01/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Replacement of Auditor | Mgmt | For | For | For | |||||
4 | Share Option Grant to DUAN Chuan Liang | Mgmt | For | Against | Against | |||||
China Water Industry Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1129 | CINS G2114E101 | 02/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Renewal of Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
China Water Industry Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1129 | CINS G2114E101 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect YANG Bin | Mgmt | For | Against | Against | |||||
5 | Elect TANG Hui Ping | Mgmt | For | Against | Against | |||||
6 | Elect CHANG Kin Man | Mgmt | For | Against | Against | |||||
7 | Elect WU Tak Lung | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Termination of Existing Share Option Scheme and Adoption of New Share Option Scheme | Mgmt | For | Against | Against | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
China Windpower Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
182 | CINS G2115L112 | 06/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect Johnson KO Chun Shun | Mgmt | For | Against | Against | |||||
5 | Elect Jason CHAN Kam Kwan | Mgmt | For | Against | Against | |||||
6 | Elect Tony TSOI Tong Hoo | Mgmt | For | Against | Against | |||||
7 | Elect David WONG Yau Kar | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Refreshment of Share Option Scheme | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Abstain | Against | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Chiquita Brands International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CQB | CUSIP 170032809 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||||
1.2 | Elect Kerrii Anderson | Mgmt | For | For | For | |||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect William Camp | Mgmt | For | For | For | |||||
1.5 | Elect Clare Hasler-Lewis | Mgmt | For | For | For | |||||
1.6 | Elect Jaime Serra | Mgmt | For | For | For | |||||
1.7 | Elect Jeffrey Simmons | Mgmt | For | For | For | |||||
1.8 | Elect Steven Stanbrook | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Christian Dior SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CDI | CINS F26334106 | 03/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Related Party Transactions | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Elect Bernard Arnault | Mgmt | For | Against | Against | |||||
9 | Elect Sidney Toledano | Mgmt | For | Against | Against | |||||
10 | Elect Pierre Godé | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares and/or Convertible Securities w Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||||
16 | Authority to Increase Capital Through Private Placement | Mgmt | For | Against | Against | |||||
17 | Authority to Set Offering Prices of Shares | Mgmt | For | Against | Against | |||||
18 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
19 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||||
21 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||||
22 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | |||||
23 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Chubu Electric Power Company Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9502 | CINS J06510101 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Atsushi Ishida | Mgmt | For | For | For | |||||
5 | Elect Tomohiko Ohno | Mgmt | For | For | For | |||||
6 | Elect Satoru Katsuno | Mgmt | For | For | For | |||||
7 | Elect Hideko Katsumata | Mgmt | For | For | For | |||||
8 | Elect Yuji Kume | Mgmt | For | For | For | |||||
9 | Elect Masatoshi Sakaguchi | Mgmt | For | For | For | |||||
10 | Elect Katsuji Noda | Mgmt | For | For | For | |||||
11 | Elect Yoshinori Masuda | Mgmt | For | For | For | |||||
12 | Elect Shun Matsushita | Mgmt | For | For | For | |||||
13 | Elect Kazuhiro Matsubara | Mgmt | For | For | For | |||||
14 | Elect Akira Matsuyama | Mgmt | For | For | For | |||||
15 | Elect Ryohsuke Mizutani | Mgmt | For | For | For | |||||
16 | Elect Akihisa Mizuno | Mgmt | For | For | For | |||||
17 | Elect Toshio Mita | Mgmt | For | For | For | |||||
18 | Elect Yoshihito Miyaike | Mgmt | For | For | For | |||||
19 | Elect Hiromi Yamazaki | Mgmt | For | For | For | |||||
20 | Elect Yutaka Watanabe | Mgmt | For | For | For | |||||
21 | Elect Toshiko Aburada | Mgmt | For | For | For | |||||
22 | Elect Masato Harada | Mgmt | For | Against | Against | |||||
23 | Elect Kenji Matsuo | Mgmt | For | Against | Against | |||||
24 | Bonus | Mgmt | For | For | For | |||||
25 | Shareholder Proposal Regarding Elimination of Nuclear Power | ShrHldr | Against | Against | For | |||||
26 | Shareholder Proposal Regarding Decommissioning of Nuclear Power Plants | ShrHldr | Against | Against | For | |||||
27 | Shareholder Proposal Regarding Prohibiting of New Nuclear Power Plant Construction | ShrHldr | Against | Against | For | |||||
28 | Shareholder Proposal Regarding Disposing of Spent Nuclear Material | ShrHldr | Against | Against | For | |||||
29 | Shareholder Proposal Regarding Diversifying Energy Sources for Residences | ShrHldr | Against | Against | For | |||||
30 | Shareholder Proposal Regarding Amending Business Purpose | ShrHldr | Against | Against | For | |||||
Chuo Mitsui Trust Holdings, Inc. (fka Mitsui Trust Holdings, Inc.) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8309 | CINS J0752J108 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | |||||
4 | Elect Hitoshi Tsunekage | Mgmt | For | For | For | |||||
5 | Elect Kazuo Tanabe | Mgmt | For | For | For | |||||
6 | Elect Kiyoshi Mukohhara | Mgmt | For | For | For | |||||
7 | Elect Kunitaroh Kitamura | Mgmt | For | For | For | |||||
8 | Elect Nobuo Iwasaki | Mgmt | For | For | For | |||||
9 | Elect Junichi Sayato | Mgmt | For | For | For | |||||
10 | Elect Shinji Ochiai | Mgmt | For | For | For | |||||
11 | Elect Testuo Ohkubo | Mgmt | For | For | For | |||||
12 | Elect Jun Okuno | Mgmt | For | For | For | |||||
13 | Elect Akio Ohtsuka | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Stock Option Plan | Mgmt | For | For | For | |||||
Chuo Mitsui Trust Holdings, Inc. (fka Mitsui Trust Holdings, Inc.) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8309 | CINS J0752J108 | 12/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Approval of the Merger | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Hitoshi Tsunekake | Mgmt | For | For | For | |||||
5 | Elect Kiyoshi Mukohhara | Mgmt | For | For | For | |||||
6 | Elect Akio Ohtsuka | Mgmt | For | For | For | |||||
7 | Elect Junichi Sayato | Mgmt | For | For | For | |||||
8 | Elect Tetsuo Ohkubo | Mgmt | For | For | For | |||||
9 | Elect Teruhiko Sugita | Mgmt | For | Against | Against | |||||
10 | Elect Hitoshi Maeda | Mgmt | For | For | For | |||||
11 | Elect Toshio Hoshino | Mgmt | For | For | For | |||||
12 | Special Allowances for Directors and Statutory Auditors | Mgmt | For | For | For | |||||
Cimarex Energy Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XEC | CUSIP 171798101 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Hentschel | Mgmt | For | For | For | |||||
2 | Elect F. H. Merelli | Mgmt | For | For | For | |||||
3 | Elect L. Paul Teague | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cirrus Logic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRUS | CUSIP 172755100 | 07/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Hackworth | Mgmt | For | For | For | |||||
1.2 | Elect John Carter | Mgmt | For | For | For | |||||
1.3 | Elect Timothy Dehine | Mgmt | For | For | For | |||||
1.4 | Elect D. James Guzy | Mgmt | For | For | For | |||||
1.5 | Elect Jason Rhode | Mgmt | For | For | For | |||||
1.6 | Elect William Sherman | Mgmt | For | For | For | |||||
1.7 | Elect Robert Smith | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||||
4 | Elect Larry Carter | Mgmt | For | For | For | |||||
5 | Elect John Chambers | Mgmt | For | For | For | |||||
6 | Elect Brian Halla | Mgmt | For | For | For | |||||
7 | Elect John Hennessy | Mgmt | For | For | For | |||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||||
10 | Elect Michael Powell | Mgmt | For | For | For | |||||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||||
12 | Elect Steven West | Mgmt | For | For | For | |||||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Restricting Sales to China | ShrHldr | Against | Against | For | |||||
Citic Dameng Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1091 | CINS G2202Z107 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect QIU Yiyong | Mgmt | For | Against | Against | |||||
5 | Elect TIAN Yuchuan | Mgmt | For | Against | Against | |||||
6 | Elect CHEN Jiqiu | Mgmt | For | Against | Against | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Citigroup Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C | CUSIP 172967101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect Timothy Collins | Mgmt | For | For | For | |||||
3 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||||
4 | Elect Robert Joss | Mgmt | For | For | For | |||||
5 | Elect Michael O'Neill | Mgmt | For | For | For | |||||
6 | Elect Vikram Pandit | Mgmt | For | For | For | |||||
7 | Elect Richard Parsons | Mgmt | For | For | For | |||||
8 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||||
9 | Elect Judith Rodin | Mgmt | For | For | For | |||||
10 | Elect Robert Ryan | Mgmt | For | For | For | |||||
11 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
12 | Elect Diana Taylor | Mgmt | For | For | For | |||||
13 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||||
14 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
17 | 2011 Executive Performance Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Reverse Stock Split Extension | Mgmt | For | For | For | |||||
21 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Risk Management Report | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Citrix Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTXS | CUSIP 177376100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Murray Demo | Mgmt | For | For | For | |||||
2 | Elect Asiff Hirji | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Reapproval of Performance Goals Under the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Clearwater Paper Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLW | CUSIP 18538R103 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Fredric Corrigan | Mgmt | For | For | For | |||||
2 | Elect William Weyerhaeuser | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Cloud Peak Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLD | CUSIP 18911Q102 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors | Mgmt | For | For | For | |||||
2 | Elect James Voorhees | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
7 | Reapproval of Material Terms of the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
CMS Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMS | CUSIP 125896100 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Merribel Ayres | Mgmt | For | For | For | |||||
1.2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Ewing | Mgmt | For | For | For | |||||
1.4 | Elect Richard Gabrys | Mgmt | For | For | For | |||||
1.5 | Elect David Joos | Mgmt | For | For | For | |||||
1.6 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Michael Monahan | Mgmt | For | For | For | |||||
1.8 | Elect John Russell | Mgmt | For | For | For | |||||
1.9 | Elect Kenneth Way | Mgmt | For | For | For | |||||
1.10 | Elect John Yasinsky | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Coal Risk Report | ShrHldr | Against | Against | For | |||||
CNO Financial Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNO | CUSIP 12621E103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Greving | Mgmt | For | For | For | |||||
2 | Elect R. Keith Long | Mgmt | For | For | For | |||||
3 | Elect Charles Murphy | Mgmt | For | For | For | |||||
4 | Elect C. James Prieur | Mgmt | For | For | For | |||||
5 | Elect Neal Schneider | Mgmt | For | For | For | |||||
6 | Elect Fedweick Sievert | Mgmt | For | For | For | |||||
7 | Elect Michael Tokarz | Mgmt | For | Against | Against | |||||
8 | Elect John Turner | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Coach, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COH | CUSIP 189754104 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |||||
1.5 | Elect Irene Miller | Mgmt | For | For | For | |||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||||
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Cessation of Fur Use in Products | ShrHldr | Against | Against | For | |||||
Cobham plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COB | CINS G41440143 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Michael Wareing | Mgmt | For | For | For | |||||
5 | Elect Marcus Beresford | Mgmt | For | For | For | |||||
6 | Elect John Devaney | Mgmt | For | For | For | |||||
7 | Elect Michael Hagee | Mgmt | For | For | For | |||||
8 | Elect John Patterson | Mgmt | For | For | For | |||||
9 | Elect Mark Ronald | Mgmt | For | For | For | |||||
10 | Elect Andy Stevens | Mgmt | For | For | For | |||||
11 | Elect Warren Tucker | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Coca-Cola Hellenic Bottling Co. S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EEEK | CINS X1435J139 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Greece | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Ratification of Directors' and Auditor's Acts | Mgmt | For | Abstain | Against | |||||
5 | Directors' Fees | Mgmt | For | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Ratification of Board Appointment | Mgmt | For | Against | Against | |||||
9 | Election of Directors | Mgmt | For | Against | Against | |||||
10 | Amendment to Par Value; Increase in Share Capital | Mgmt | For | For | For | |||||
11 | Amendment to Par Value; Decrease in Share Capital | Mgmt | For | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
Coeur d'Alene Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CDE | CUSIP 192108504 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect L. Michael Bogert | Mgmt | For | For | For | |||||
1.2 | Elect James Curran | Mgmt | For | For | For | |||||
1.3 | Elect Sebastian Edwards | Mgmt | For | For | For | |||||
1.4 | Elect Andrew Lundquist | Mgmt | For | For | For | |||||
1.5 | Elect Robert Mellor | Mgmt | For | For | For | |||||
1.6 | Elect John Robinson | Mgmt | For | For | For | |||||
1.7 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||||
1.8 | Elect Timothy Winterer | Mgmt | For | For | For | |||||
1.9 | Elect Dennis Wheeler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Coherent, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COHR | CUSIP 192479103 | 03/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Ambroseo | Mgmt | For | For | For | |||||
1.2 | Elect Susan James | Mgmt | For | For | For | |||||
1.3 | Elect L. William Krause | Mgmt | For | For | For | |||||
1.4 | Elect Garry Rogerson | Mgmt | For | For | For | |||||
1.5 | Elect Lawrence Tomlinson | Mgmt | For | For | For | |||||
1.6 | Elect Sandeep Vij | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Collective Brands, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSS | CUSIP 19421W100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Moran | Mgmt | For | For | For | |||||
1.2 | Elect Matthew Ouimet | Mgmt | For | For | For | |||||
1.3 | Elect Matthew Rubel | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Coloplast A/S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COLO-B | CINS K16018184 | 12/01/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Denmark | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
8 | Amendments to Articles Regarding Registered Office | Mgmt | For | TNA | N/A | |||||
9 | Amendments to Articles Regarding Danish Terms | Mgmt | For | TNA | N/A | |||||
10 | Amendments to Articles Regarding Share Registrar | Mgmt | For | TNA | N/A | |||||
11 | Amendments to Articles Regarding Reference to Companies Act | Mgmt | For | TNA | N/A | |||||
12 | Amendments to Articles Regarding Share Cancellation and Share Registration | Mgmt | For | TNA | N/A | |||||
13 | Amendments to Articles Regarding Share Capital | Mgmt | For | TNA | N/A | |||||
14 | Amendments to Articles Regarding Authority to Make Technical Amendments | Mgmt | For | TNA | N/A | |||||
15 | Amendments to Articles Regarding Shareholder Proposals | Mgmt | For | TNA | N/A | |||||
16 | Amendments to Articles Regarding Meeting Convocation | Mgmt | For | TNA | N/A | |||||
17 | Amendments to Articles Regarding Record Date | Mgmt | For | TNA | N/A | |||||
18 | Amendments to Articles Regarding Quorum Requirement | Mgmt | For | TNA | N/A | |||||
19 | Amendments to Articles Regarding Minutes and Vote Results | Mgmt | For | TNA | N/A | |||||
20 | Amendments to Articles Regarding Members of Executive Management | Mgmt | For | TNA | N/A | |||||
21 | Amendments to Articles Regarding Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
22 | Amendments to Articles Regarding Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
23 | Amendments to Articles Regarding Electronic Communication | Mgmt | For | TNA | N/A | |||||
24 | Amendments to Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
25 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
26 | Elect Michael Pram Rasmussen as Chairman | Mgmt | For | TNA | N/A | |||||
27 | Elect Niels Peter Louis-Hansen as Vice Chairman | Mgmt | For | TNA | N/A | |||||
28 | Elect Sven Håkan Björklund | Mgmt | For | TNA | N/A | |||||
29 | Elect Per Magid | Mgmt | For | TNA | N/A | |||||
30 | Elect Jørgen Tang-Jensen | Mgmt | For | TNA | N/A | |||||
31 | Elect Brian Petersen | Mgmt | For | TNA | N/A | |||||
32 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Comfortdelgro Corporation Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C52 | CINS Y1690R106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Fees | Mgmt | For | For | For | |||||
4 | Elect TOW Heng Tan | Mgmt | For | Against | Against | |||||
5 | Elect WANG Kai Yuen | Mgmt | For | Against | Against | |||||
6 | Elect David WONG Chin Huat | Mgmt | For | Against | Against | |||||
7 | Elect LIM Jit Poh | Mgmt | For | Against | Against | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Grant Awards and Issue Shares under the ComfortDelGro Employees' Share Option Scheme | Mgmt | For | For | For | |||||
Commerce Resources Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 200697100 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | Against | Against | |||||
2.1 | Elect Axel Hoppe | Mgmt | For | Withhold | Against | |||||
2.2 | Elect David Hodge | Mgmt | For | Withhold | Against | |||||
2.3 | Elect Jody Dahrouge | Mgmt | For | Withhold | Against | |||||
2.4 | Elect Sven Olsson | Mgmt | For | Withhold | Against | |||||
2.5 | Elect Ian Graham | Mgmt | For | Withhold | Against | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Stock Option Plan Renewal | Mgmt | For | Against | Against | |||||
Community Bank System, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBU | CUSIP 203607106 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brian Ace | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Paul Cantwell, Jr. | Mgmt | For | Withhold | Against | |||||
1.3 | Elect James Gibson, Jr. | Mgmt | For | Withhold | Against | |||||
1.4 | Elect John Parente | Mgmt | For | Withhold | Against | |||||
1.5 | Elect John Whipple, Jr. | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Alfred Whittet | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Brian Wright | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the 2004 Long Term Incentive Compensation Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Compagnie de Saint Gobain SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SGO | CINS F80343100 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Elect Anne-Marie Idrac | Mgmt | For | Against | Against | |||||
8 | Elect Jacques Pestre | Mgmt | For | Against | Against | |||||
9 | Elect Olivia Qiu | Mgmt | For | Against | Against | |||||
10 | Elect Gérard Mestrallet | Mgmt | For | Against | Against | |||||
11 | Elect Denis Ranque | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares and/or Convertible Securities w/out Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
16 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||
17 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
18 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
20 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Compagnie Generale de Geophysigue-Veritas | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GA | CINS F2349S108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Elect Robert Semmens | Mgmt | For | Against | Against | |||||
8 | Elect Hilde Myrberg | Mgmt | For | Against | Against | |||||
9 | Elect Gilberte Lombard | Mgmt | For | Against | Against | |||||
10 | Elect Jean-Georges Malcor | Mgmt | For | Against | Against | |||||
11 | Directors' Fees | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Related Party Transactions | Mgmt | For | For | For | |||||
14 | Related Party Transactions (Executive Officer Compensation) | Mgmt | For | Against | Against | |||||
15 | Severance Package (Jean-Georges Malcor) | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
19 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||||
20 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
21 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
22 | Authority to Increase Capital In Consideration For Contributions in Kind | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
24 | Authority to Grant Stock Options to Employees | Mgmt | For | For | For | |||||
25 | Authority to Grant Stock Options to Executives | Mgmt | For | For | For | |||||
26 | Authority to Issue Performance Shares to Employees | Mgmt | For | For | For | |||||
27 | Authority to Issue Performance Shares to Executives | Mgmt | For | For | For | |||||
28 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
29 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Companhia de Saneamento Basico do Estado de Sao Paulo SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBSP3 | CUSIP 20441A102 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Publication of Company Notices | Mgmt | For | For | For | |||||
4 | Election of Directors; Supervisory Council and Remuneration Policy | Mgmt | For | Against | Against | |||||
5 | Amendments to Articles | Mgmt | For | Abstain | Against | |||||
Companhia de Saneamento Basico do Estado de Sao Paulo SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBSP3 | CUSIP 20441A102 | 08/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Implementation of New Employee Pension Plan | Mgmt | For | For | For | |||||
Compass Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPG | CINS G23296182 | 02/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||||
5 | Elect Richard Cousins | Mgmt | For | For | For | |||||
6 | Elect Gary Green | Mgmt | For | For | For | |||||
7 | Elect Andrew Martin | Mgmt | For | For | For | |||||
8 | Elect Sir James Crosby | Mgmt | For | For | For | |||||
9 | Elect Steve Lucas | Mgmt | For | For | For | |||||
10 | Elect Susan Murray | Mgmt | For | For | For | |||||
11 | Elect Don Robert | Mgmt | For | For | For | |||||
12 | Elect Sir Ian Robinson | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Complete Genomics Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GNOM | CUSIP 20454K104 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Carl Gordon | Mgmt | For | For | For | |||||
1.2 | Elect Lewis Shuster | Mgmt | For | For | For | |||||
1.3 | Elect Charles Waite, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Complete Production Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPX | CUSIP 20453E109 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Boswell | Mgmt | For | For | For | |||||
1.2 | Elect Michael McShane | Mgmt | For | For | For | |||||
1.3 | Elect Marcus Watts | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Compton Petroleum Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMZ | CUSIP 204755AB8 | 09/14/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | A Resolution Of Noteholders (The Noteholders Arrangement Resolution ), The Full Text Of Which Is Set Out In Appendix A To The Accompanying Management Proxy Circular (The Circular ), Approving Among Other Things An Arrangement (The Arrangement ) Pursuant To Section 192 Of The Canada Business Corporations Act, Which Arrangement Is More Particularly Described In The Circular | Mgmt | For | For | For | |||||
Computershare Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPU | CINS Q2721E105 | 11/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Remuneration Report | Mgmt | For | For | For | |||||
2 | Re-elect Christopher Morris | Mgmt | For | Against | Against | |||||
3 | Re-elect A. Les Owen | Mgmt | For | Against | Against | |||||
4 | Elect Gerald Lieberman | Mgmt | For | Against | Against | |||||
ConAgra Foods, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAG | CUSIP 205887102 | 09/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mogens Bay | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Butler | Mgmt | For | For | For | |||||
1.3 | Elect Steven Goldstone | Mgmt | For | For | For | |||||
1.4 | Elect Joie Gregor | Mgmt | For | For | For | |||||
1.5 | Elect Rajive Johri | Mgmt | For | For | For | |||||
1.6 | Elect W.G. Jurgensen | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Richard Lenny | Mgmt | For | For | For | |||||
1.8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||||
1.9 | Elect Gary Rodkin | Mgmt | For | For | For | |||||
1.10 | Elect Andrew Schindler | Mgmt | For | For | For | |||||
1.11 | Elect Kenneth Stinson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Concur Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNQR | CUSIP 206708109 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey McCabe | Mgmt | For | For | For | |||||
1.2 | Elect Edward Gilligan | Mgmt | For | For | For | |||||
1.3 | Elect Rajeev Singh | Mgmt | For | For | For | |||||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | 2010 Cash Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Conergy AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CGY | CINS D1607X108 | 10/05/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
6 | Elect Norbert Schmelzle | Mgmt | For | For | For | |||||
7 | Elect Klaus-Joachim Krauth | Mgmt | For | For | For | |||||
8 | Elect Andreas de Maizière | Mgmt | For | For | For | |||||
9 | Elect Oswald Metzger | Mgmt | For | For | For | |||||
10 | Elect Bernhard Milow | Mgmt | For | For | For | |||||
11 | Elect Dieter Ammer | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to Intra-company Contracts | Mgmt | For | For | For | |||||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | |||||
15 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||||
Connacher Oil and Gas Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLL | CUSIP 20588Y103 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect D. Hugh Bessell | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Colin Evans | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Richard Gusella | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Jennifer Kennedy | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Kelly Ogle | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Peter Sametz | Mgmt | For | Withhold | Against | |||||
1.7 | Elect W.C. (Mike) Seth | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Share Unit Plan | Mgmt | For | For | For | |||||
ConocoPhillips | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COP | CUSIP 20825C104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
7 | Elect James Mulva | Mgmt | For | For | For | |||||
8 | Elect Robert Niblock | Mgmt | For | For | For | |||||
9 | Elect Harald Norvik | Mgmt | For | For | For | |||||
10 | Elect William Reilly | Mgmt | For | For | For | |||||
11 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||||
12 | Elect Kathryn Turner | Mgmt | For | For | For | |||||
13 | Elect William Wade, Jr. | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding the Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||||
CONSOL Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNX | CUSIP 20854P109 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||||
1.2 | Elect John Whitmire | Mgmt | For | For | For | |||||
1.3 | Elect Philip Baxter | Mgmt | For | For | For | |||||
1.4 | Elect James Altmeyer, Sr. | Mgmt | For | Withhold | Against | |||||
1.5 | Elect William Davis | Mgmt | For | For | For | |||||
1.6 | Elect Raj Gupta | Mgmt | For | For | For | |||||
1.7 | Elect Patricia Hammick | Mgmt | For | For | For | |||||
1.8 | Elect David Hardesty, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect John Mills | Mgmt | For | For | For | |||||
1.10 | Elect William Powell | Mgmt | For | For | For | |||||
1.11 | Elect Joseph Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
Contango Oil & Gas Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCF | CUSIP 21075N204 | 12/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kenneth Peak | Mgmt | For | Against | Against | |||||
2 | Elect B.A. Berilgen | Mgmt | For | Against | Against | |||||
3 | Elect Jay Brehmer | Mgmt | For | Against | Against | |||||
4 | Elect Charles Reimer | Mgmt | For | Against | Against | |||||
5 | Elect Steven Schoonover | Mgmt | For | Against | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Continucare Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNU | CUSIP 212172100 | 02/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Pfenniger, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Robert Cresci | Mgmt | For | For | For | |||||
1.3 | Elect Neil Flanzraich | Mgmt | For | For | For | |||||
1.4 | Elect Phillip Frost | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Jacob Nudel | Mgmt | For | For | For | |||||
1.6 | Elect Marvin Sackner | Mgmt | For | For | For | |||||
1.7 | Elect Jacqueline Simkin | Mgmt | For | For | For | |||||
1.8 | Elect A. Marvin Strait | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Convergys Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVG | CUSIP 212485106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Fox | Mgmt | For | For | For | |||||
1.2 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Cookson Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CKSN | CINS G24108246 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Mike Butterworth | Mgmt | For | For | For | |||||
5 | Elect Jeff Harris | Mgmt | For | For | For | |||||
6 | Elect Jeffrey Hewitt | Mgmt | For | For | For | |||||
7 | Elect Peter Hill | Mgmt | For | For | For | |||||
8 | Elect Jan Oosterveld | Mgmt | For | For | For | |||||
9 | Elect Nick Salmon | Mgmt | For | For | For | |||||
10 | Elect John Sussens | Mgmt | For | For | For | |||||
11 | Elect Francois Wanecq | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Cooper Tire & Rubber Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTB | CUSIP 216831107 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Chapman | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Richard Wambold | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Core-Mark Holding Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CORE | CUSIP 218681104 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Allen | Mgmt | For | For | For | |||||
2 | Elect Stuart Booth | Mgmt | For | For | For | |||||
3 | Elect Gary Colter | Mgmt | For | For | For | |||||
4 | Elect L. William Krause | Mgmt | For | For | For | |||||
5 | Elect Harvey Tepner | Mgmt | For | For | For | |||||
6 | Elect Randolph Thornton | Mgmt | For | For | For | |||||
7 | Elect J. Michael Walsh | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Costco Wholesale Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COST | CUSIP 22160K105 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Susan Decker | Mgmt | For | For | For | |||||
1.2 | Elect Richard Libenson | Mgmt | For | For | For | |||||
1.3 | Elect John Meisenbach | Mgmt | For | For | For | |||||
1.4 | Elect Charles Munger | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Say When on Pay | Mgmt | 3 Years | 1 Year | Against | |||||
Covanta Holding Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVA | CUSIP 22282E102 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Barse | Mgmt | For | For | For | |||||
1.2 | Elect Ronald Broglio | Mgmt | For | For | For | |||||
1.3 | Elect Peter Bynoe | Mgmt | For | For | For | |||||
1.4 | Elect Linda Fisher | Mgmt | For | For | For | |||||
1.5 | Elect Joseph Holsten | Mgmt | For | For | For | |||||
1.6 | Elect Anthony Orlando | Mgmt | For | For | For | |||||
1.7 | Elect William Pate | Mgmt | For | For | For | |||||
1.8 | Elect Robert Silberman | Mgmt | For | For | For | |||||
1.9 | Elect Jean Smith | Mgmt | For | For | For | |||||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Robert Brust | Mgmt | For | For | For | |||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Credit Suisse Group | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSGN | CINS H3698D419 | 04/29/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits | Mgmt | For | TNA | N/A | |||||
8 | Allocation of Dividends from Reserves | Mgmt | For | TNA | N/A | |||||
9 | Authority to Increase Conditional Capital | Mgmt | For | TNA | N/A | |||||
10 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||||
11 | Amendment Regarding Voting Procedure | Mgmt | For | TNA | N/A | |||||
12 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
13 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||||
14 | Elect Jean Lanier | Mgmt | For | TNA | N/A | |||||
15 | Elect Anton van Rossum | Mgmt | For | TNA | N/A | |||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
17 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||||
18 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||
Creston Moly Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMS | CUSIP 22626N107 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | Against | Against | |||||
2.1 | Elect D. Bruce McLeod | Mgmt | For | Withhold | Against | |||||
2.2 | Elect Colin Benner | Mgmt | For | Withhold | Against | |||||
2.3 | Elect John Robins | Mgmt | For | Withhold | Against | |||||
2.4 | Elect John McCleery | Mgmt | For | Withhold | Against | |||||
2.5 | Elect Richard Godfrey | Mgmt | For | Withhold | Against | |||||
2.6 | Elect Richard Hall | Mgmt | For | Withhold | Against | |||||
2.7 | Elect Michael Gunning | Mgmt | For | Withhold | Against | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Incentive Share Option Plan Renewal | Mgmt | For | Against | Against | |||||
Creston Moly Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMS | CUSIP 22626N107 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
Cresud S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRES | CUSIP 226406106 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
2 | Ratification of Reallocation of Dividend | Mgmt | For | For | For | |||||
Criteria CaixaCorp, S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRI | CINS E3641N103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Scrip Dividend | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Scrip Dividend | Mgmt | For | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Scrip Dividend | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Amend Articles 4, 8, 10, 11, 13, 15, 18, 19, 20, 21, 34, 40, 44 and 49 | Mgmt | For | For | For | |||||
12 | Amend Articles 14, 17, 24, 31, 32, 45 and 46 | Mgmt | For | For | For | |||||
13 | Asset Swap | Mgmt | For | For | For | |||||
14 | Issuance of Shares to Caixa d'Estalvis | Mgmt | For | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Merger with Microbank; Amendments to Articles | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Spin-off of Assets and Liabilities of Microcredit Business Acquired from Microbank | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||||
22 | Report on Amendments to Board of Directors Regulations | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
25 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
26 | Board Size | Mgmt | For | For | For | |||||
27 | Elect Juan-José López Burniol | Mgmt | For | Against | Against | |||||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
29 | Authorization to Exercise Competing Activities | Mgmt | For | For | For | |||||
30 | Appointment of Auditor | Mgmt | For | For | For | |||||
31 | Remuneration Policy | Mgmt | For | Against | Against | |||||
32 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
CSG Systems International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSGS | CUSIP 126349109 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Cooper | Mgmt | For | For | For | |||||
1.2 | Elect John Hughes | Mgmt | For | For | For | |||||
1.3 | Elect Bernard Reznicek | Mgmt | For | For | For | |||||
1.4 | Elect Donald Smith | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Approval of the Performance Bonus Program | Mgmt | For | For | For | |||||
5 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
6 | Amendment to the 1996 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cubist Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBST | CUSIP 229678107 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Martin Rosenberg | Mgmt | For | For | For | |||||
1.2 | Elect Matthew Singleton | Mgmt | For | For | For | |||||
1.3 | Elect Michael Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cytec Industries Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CYT | CUSIP 232820100 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Anthony Fernandes | Mgmt | For | For | For | |||||
2 | Elect Jerry Satrum | Mgmt | For | For | For | |||||
3 | Elect Raymond Sharpe | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
5 | Amendment to the 1993 Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Danske Bank A/S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DDB | CINS K22272114 | 03/29/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Denmark | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Participation in Winding-Up Scheme | Mgmt | For | TNA | N/A | |||||
7 | Wind-Up of the Company | Mgmt | N/A | TNA | N/A | |||||
8 | Board Size | Mgmt | For | TNA | N/A | |||||
9 | Elect Eivind Kolding | Mgmt | For | TNA | N/A | |||||
10 | Elect Ole Andersen | Mgmt | For | TNA | N/A | |||||
11 | Elect Michael Fairey | Mgmt | For | TNA | N/A | |||||
12 | Elect Peter Højland | Mgmt | For | TNA | N/A | |||||
13 | Elect Mats Jansson | Mgmt | For | TNA | N/A | |||||
14 | Elect Majken Schultz | Mgmt | For | TNA | N/A | |||||
15 | Elect Claus Vastrup | Mgmt | For | TNA | N/A | |||||
16 | Elect Niels Christiansen | Mgmt | For | TNA | N/A | |||||
17 | Shareholder Proposal Regarding Election of Egon Geertsen | ShrHldr | Abstain | TNA | N/A | |||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
19 | Amendment Regarding Attendance, Voting and Admission Cards | Mgmt | For | TNA | N/A | |||||
20 | Amendment Regarding Age Limits | Mgmt | For | TNA | N/A | |||||
21 | Amendment Regarding Committee Authority | Mgmt | For | TNA | N/A | |||||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
23 | Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
24 | Shareholder Proposal Regarding Voting Transparency | ShrHldr | Against | TNA | N/A | |||||
25 | Shareholder Proposal Regarding Allowing the Press to Attend, Photograph and Film the General Meeting | ShrHldr | Against | TNA | N/A | |||||
26 | Shareholder Proposal Regarding Board Share Ownership Requirements | ShrHldr | Against | TNA | N/A | |||||
27 | Shareholder Proposal Regarding Mandatory Board Resignation if the Company Loses 50% of its Share Capital | ShrHldr | Against | TNA | N/A | |||||
28 | Shareholder Proposal Regarding Moving IT Development from India to Denmark | ShrHldr | Against | TNA | N/A | |||||
Darling International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DAR | CUSIP 237266101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Randall Stuewe | Mgmt | For | For | For | |||||
2 | Elect O. Thomas Albrecht | Mgmt | For | For | For | |||||
3 | Elect D. Eugene Ewing | Mgmt | For | For | For | |||||
4 | Elect John March | Mgmt | For | For | For | |||||
5 | Elect Charles Macaluso | Mgmt | For | For | For | |||||
6 | Elect Michael Rescoe | Mgmt | For | For | For | |||||
7 | Elect Michael Urbut | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Darling International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DAR | CUSIP 237266101 | 12/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
DDi Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DDIC | CUSIP 233162502 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Amman | Mgmt | For | For | For | |||||
1.2 | Elect Jay Hunt | Mgmt | For | For | For | |||||
1.3 | Elect Andrew Lietz | Mgmt | For | For | For | |||||
1.4 | Elect Lloyd Miller, III | Mgmt | For | For | For | |||||
1.5 | Elect Bryant Riley | Mgmt | For | For | For | |||||
1.6 | Elect Steven Schlepp | Mgmt | For | For | For | |||||
1.7 | Elect Carl Vertuca, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Mikel Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Deckers Outdoor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DECK | CUSIP 243537107 | 05/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Angel Martinez | Mgmt | For | For | For | |||||
1.2 | Elect Rex Licklider | Mgmt | For | For | For | |||||
1.3 | Elect John Gibbons | Mgmt | For | For | For | |||||
1.4 | Elect John Perenchio | Mgmt | For | For | For | |||||
1.5 | Elect Maureen Conners | Mgmt | For | For | For | |||||
1.6 | Elect Ruth Owades | Mgmt | For | For | For | |||||
1.7 | Elect Karyn Barsa | Mgmt | For | For | For | |||||
1.8 | Elect Michael Devine, III | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Del Monte Foods Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLM | CUSIP 24522P103 | 09/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Victor Lund | Mgmt | For | For | For | |||||
2 | Elect Joe Morgan | Mgmt | For | For | For | |||||
3 | Elect David Williams | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Delek Real Estate Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLKR | CINS M27635107 | 01/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Israel | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Approval of Intra-Company Transaction | Mgmt | For | Against | Against | |||||
Delek Real Estate Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLKR | CINS M27635107 | 01/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Israel | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||||
3 | Amendments to Articles Concerning Liability Insurance | Mgmt | For | Against | Against | |||||
Dell Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DELL | CUSIP 24702R101 | 08/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Breyer | Mgmt | For | For | For | |||||
1.2 | Elect Donald Carty | Mgmt | For | For | For | |||||
1.3 | Elect Michael Dell | Mgmt | For | For | For | |||||
1.4 | Elect William Gray, III | Mgmt | For | For | For | |||||
1.5 | Elect Judy Lewent | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Luce, III | Mgmt | For | For | For | |||||
1.7 | Elect Klaus Luft | Mgmt | For | For | For | |||||
1.8 | Elect Alex Mandl | Mgmt | For | For | For | |||||
1.9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||||
1.10 | Elect Sam Nunn | Mgmt | For | For | For | |||||
1.11 | Elect H. Ross Perot, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Reimbursement of Solicitation Expenses | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||||
Deluxe Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLX | CUSIP 248019101 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Baldwin | Mgmt | For | For | For | |||||
1.2 | Elect Charles Haggerty | Mgmt | For | For | For | |||||
1.3 | Elect Don McGrath | Mgmt | For | For | For | |||||
1.4 | Elect Cheryl McKissack | Mgmt | For | For | For | |||||
1.5 | Elect Neil Metviner | Mgmt | For | For | For | |||||
1.6 | Elect Stephen Nachtsheim | Mgmt | For | For | For | |||||
1.7 | Elect Mary O'Dwyer | Mgmt | For | For | For | |||||
1.8 | Elect Martyn Redgrave | Mgmt | For | For | For | |||||
1.9 | Elect Lee Schram | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dendreon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNDN | CUSIP 24823Q107 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Brewer | Mgmt | For | For | For | |||||
1.2 | Elect Mitchell Gold | Mgmt | For | For | For | |||||
1.3 | Elect Pedro Granadillo | Mgmt | For | For | For | |||||
1.4 | Elect David Stump | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Denison Mines Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DML | CUSIP 248356107 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joo-Ok Chang | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Craig | Mgmt | For | Withhold | Against | |||||
1.3 | Elect W. Robert Dengler | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Brian Edgar | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Ron Hochstein | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Tae-Wan Kim | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Lukas Lundin | Mgmt | For | Withhold | Against | |||||
1.8 | Elect William Rand | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Catherine Stefan | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Deutsche Bank AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DBK | CINS D18190898 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | Against | Against | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||||
12 | Increase in Authorized Capital Against Cash Contributions w/out Preemptive Rights | Mgmt | For | For | For | |||||
13 | Increase in Authorized Capital Against Cash or Contributions in Kind w/out Preemptive Rights | Mgmt | For | For | For | |||||
14 | Increase in Authorized Capital Against Cash Contributions w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Elect Katherine Garrett-Cox | Mgmt | For | For | For | |||||
16 | Intra-company Contracts | Mgmt | For | For | For | |||||
Deutsche Lufthansa AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LHA | CINS D1908N106 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Compensation Policy | Mgmt | For | For | For | |||||
8 | Ratification of Management Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Appointment of Special Auditor | ShrHldr | Against | Against | For | |||||
Deutsche Post AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DPW | CINS D19225107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||||
10 | Elect Werner Gatzer | Mgmt | For | For | For | |||||
11 | Elect Thomas Kunz | Mgmt | For | For | For | |||||
12 | Elect Elmar Toime | Mgmt | For | For | For | |||||
13 | Elect Katja Windt | Mgmt | For | For | For | |||||
14 | Elect Hero Brahms | Mgmt | For | For | For | |||||
Deutsche Telekom AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTE | CINS D2035M136 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Postponement of the Ratification of the Acts of Klaus Zumwinkel | Mgmt | For | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
9 | Appointment of Auditor; Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Elect Hubertus von Grünberg | Mgmt | For | For | For | |||||
12 | Elect Bernhard Walter | Mgmt | For | For | For | |||||
13 | Amendments to Profit and Loss Transfer Agreement (T-Systems International) | Mgmt | For | For | For | |||||
14 | Amendments to Profit and Loss Transfer Agreement (DeTeFleetServices) | Mgmt | For | For | For | |||||
15 | Amendments to Profit and Loss Transfer Agreement (DFMG Holding) | Mgmt | For | For | For | |||||
16 | Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft) | Mgmt | For | For | For | |||||
17 | Amendments to Profit and Loss Transfer Agreement (Vivento Customer Services) | Mgmt | For | For | For | |||||
18 | Amendments to Profit and Loss Transfer Agreement (Vivento Technical Services) | Mgmt | For | For | For | |||||
19 | Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Accounting) | Mgmt | For | For | For | |||||
20 | Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Training) | Mgmt | For | For | For | |||||
21 | Amendments to Profit and Loss Transfer Agreement (Norma Telekommunikationsdienste) | Mgmt | For | For | For | |||||
22 | Amendments to Profit and Loss Transfer Agreement (DeTeAsia Holding) | Mgmt | For | For | For | |||||
23 | Amendments to Profit and Loss Transfer Agreement (Traviata Telekommunikationsdienste) | Mgmt | For | For | For | |||||
24 | Amendments to Profit and Loss Transfer Agreement (Scout24 Holding) | Mgmt | For | For | For | |||||
25 | Amendments to Profit and Loss Transfer Agreement (T-Mobile Woldwide Holding) | Mgmt | For | For | For | |||||
26 | Amendments to Profit and Loss Transfer Agreement (Telekom Deutschland) | Mgmt | For | For | For | |||||
27 | Amendments to Profit and Loss Transfer Agreement (MagyarCom Holding) | Mgmt | For | For | For | |||||
28 | Amendments to Corporate Purpose | Mgmt | For | For | For | |||||
29 | Approval of Settlement Agreement with Kai-Uwe Ricke | Mgmt | For | For | For | |||||
30 | Approval of Settlement Agreement with Klaus Zumwinkel | Mgmt | For | For | For | |||||
Dexus Property Group (fka DB RREEF Trust) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DXS | CINS Q3190P100 | 10/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Ratify Stewart Ewen as a Director | Mgmt | For | For | For | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
DineEquity, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIN | CUSIP 254423106 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Gordon | Mgmt | For | For | For | |||||
1.2 | Elect Larry Kay | Mgmt | For | For | For | |||||
1.3 | Elect Julia Stewart | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
DIRECTV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Dollar Financial Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLLR | CUSIP 256664103 | 11/11/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Clive Kahn | Mgmt | For | For | For | |||||
1.2 | Elect John Gavin | Mgmt | For | For | For | |||||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Domino's Pizza, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DPZ | CUSIP 25754A201 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Vernon Hamilton | Mgmt | For | For | For | |||||
2 | Elect Andrew Balson | Mgmt | For | For | For | |||||
3 | Amendment to the Employee Stock Payroll Deduction Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Domtar Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UFS | CUSIP 257559203 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jack Bingleman | Mgmt | For | For | For | |||||
2 | Elect Louis Gignac | Mgmt | For | For | For | |||||
3 | Elect Brian Levitt | Mgmt | For | Against | Against | |||||
4 | Elect Harold MacKay | Mgmt | For | For | For | |||||
5 | Elect David Maffucci | Mgmt | For | For | For | |||||
6 | Elect W. Henson Moore | Mgmt | For | For | For | |||||
7 | Elect Michael Onustock | Mgmt | For | For | For | |||||
8 | Elect Robert Steacy | Mgmt | For | For | For | |||||
9 | Elect Pamela Strobel | Mgmt | For | For | For | |||||
10 | Elect Richard Tan | Mgmt | For | For | For | |||||
11 | Elect Denis Turcotte | Mgmt | For | For | For | |||||
12 | Elect John Williams | Mgmt | For | Against | Against | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
Dongfeng Motor Group Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0489 | CINS Y21042109 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Reports | Mgmt | For | For | For | |||||
4 | Supervisors' Reports | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Authority to Distribute Interim Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||||
10 | Authority to Give Guarantees | Mgmt | For | For | For | |||||
11 | Provision of Guarantee | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Amendments to Articles | Mgmt | For | For | For | |||||
Dongfeng Motor Group Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
489 | CINS Y21042109 | 10/11/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Share Appreciation Right Scheme | Mgmt | For | Against | Against | |||||
4 | Elect XU Ping | Mgmt | For | Against | Against | |||||
5 | Elect LI Shaozhu | Mgmt | For | Against | Against | |||||
6 | Elect FAN Zhong | Mgmt | For | Against | Against | |||||
7 | Elect ZHOU Wenjie | Mgmt | For | Against | Against | |||||
8 | Elect ZHU Fushou | Mgmt | For | Against | Against | |||||
9 | Elect TONG Dongcheng | Mgmt | For | Against | Against | |||||
10 | Elect OUYANG Jie | Mgmt | For | Against | Against | |||||
11 | Elect LIU Weidong | Mgmt | For | Against | Against | |||||
12 | Elect ZHOU Qiang | Mgmt | For | Against | Against | |||||
13 | Elect SUN Shuyi | Mgmt | For | Against | Against | |||||
14 | Elect NG Lin-fung | Mgmt | For | Against | Against | |||||
15 | Elect YANG Xianzu | Mgmt | For | Against | Against | |||||
16 | Elect WEN Shiyang | Mgmt | For | For | For | |||||
17 | Elect DENG Mingran | Mgmt | For | For | For | |||||
18 | Elect MA Liangjie | Mgmt | For | For | For | |||||
19 | Elect REN Yong | Mgmt | For | For | For | |||||
20 | Elect LI Chunrong | Mgmt | For | For | For | |||||
21 | Elect CHEN Binbo | Mgmt | For | For | For | |||||
22 | Elect HUANG Gang | Mgmt | For | For | For | |||||
Dover Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DOV | CUSIP 260003108 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Benson | Mgmt | For | For | For | |||||
2 | Elect Robert Cremin | Mgmt | For | For | For | |||||
3 | Elect Jean-Pierre Ergas | Mgmt | For | For | For | |||||
4 | Elect Peter Francis | Mgmt | For | For | For | |||||
5 | Elect Kristiane Graham | Mgmt | For | For | For | |||||
6 | Elect Robert Livingston | Mgmt | For | For | For | |||||
7 | Elect Richard Lochridge | Mgmt | For | For | For | |||||
8 | Elect Bernard Rethore | Mgmt | For | For | For | |||||
9 | Elect Michael Stubbs | Mgmt | For | For | For | |||||
10 | Elect Stephen Todd | Mgmt | For | For | For | |||||
11 | Elect Stephen Wagner | Mgmt | For | For | For | |||||
12 | Elect Mary Winston | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
DPL Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DPL | CUSIP 233293109 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Barbas | Mgmt | For | For | For | |||||
1.2 | Elect Barbara Graham | Mgmt | For | For | For | |||||
1.3 | Elect Glenn Harder | Mgmt | For | For | For | |||||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2006 Equity Performance and Incentive Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
Dr Pepper Snapple Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DPS | CUSIP 26138E109 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joyce Roché | Mgmt | For | For | For | |||||
2 | Elect Wayne Sanders | Mgmt | For | For | For | |||||
3 | Elect Jack Stahl | Mgmt | For | For | For | |||||
4 | Elect Larry Young | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
DSM NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DSM | CINS N5017D122 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Financial Statements | Mgmt | For | For | For | |||||
3 | Reserve and Dividend Policy | Mgmt | For | For | For | |||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
6 | Elect Stephan Tanda | Mgmt | For | For | For | |||||
7 | Elect Stefan Doboczky | Mgmt | For | For | For | |||||
8 | Elect P.F.M. Van der Meer Mohr | Mgmt | For | For | For | |||||
9 | Supervisory Board Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||||
14 | Amendments to Articles | Mgmt | For | For | For | |||||
DSW Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DSW | CUSIP 23334L102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carolee Friedlander | Mgmt | For | For | For | |||||
2 | Elect Harvey Sonnenberg | Mgmt | For | For | For | |||||
3 | Elect Allan Tanenbaum | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
DSW Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DSW | CUSIP 23334L102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Amendment to the Articles of Incorporation | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
DXP Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DXPE | CUSIP 233377407 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Little | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Timothy Halter | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Kenneth Miller | Mgmt | For | Withhold | Against | |||||
2 | Amendment to Authorized Preferred Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
E*TRADE Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETFC | CUSIP 269246401 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Druskin | Mgmt | For | For | For | |||||
2 | Elect Frederick Kanner | Mgmt | For | For | For | |||||
3 | Elect Joseph Velli | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
E-Ton Solar Technology Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3452 | CINS Y2347F107 | 01/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Amendments to Procedural Rules | Mgmt | For | For | For | |||||
6 | Amendments to Articles | Mgmt | For | For | For | |||||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
8 | Authority to Issue Unsecured Convertible Bonds | Mgmt | For | Against | Against | |||||
9 | Elect MA Jhe-Ru | Mgmt | For | Against | Against | |||||
10 | Elect MA Jhe-Ru | Mgmt | For | Against | Against | |||||
11 | Non-Compete Restriction for Directors | Mgmt | For | For | For | |||||
12 | Extraordinary motions | Mgmt | For | Against | Against | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
E-Ton Solar Technology Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3452 | CINS Y2347F107 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Accounts and Reports | Mgmt | For | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
10 | Amendments to Procedural Rules: Shareholders' Meetings | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
12 | Amendments to Procedural Rules for Election of Directors | Mgmt | For | For | For | |||||
13 | Dismiss Audit Committee | Mgmt | For | For | For | |||||
14 | Election of Directors and Supervisors (Slate) | Mgmt | For | Against | Against | |||||
15 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | |||||
16 | Extraordinary motions | Mgmt | For | Against | Against | |||||
Easyjet PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EZJ | CINS G2915P107 | 12/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Relationship Agreement | Mgmt | For | For | For | |||||
2 | Amendments to Articles Regarding Relationship Agreement | Mgmt | For | For | For | |||||
EchoStar Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SATS | CUSIP 278768106 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Clayton | Mgmt | For | Withhold | Against | |||||
1.2 | Elect R. Stanton Dodge | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Michael Dugan | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Charles Ergen | Mgmt | For | Withhold | Against | |||||
1.5 | Elect David Moskowitz | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Tom Ortolf | Mgmt | For | Withhold | Against | |||||
1.7 | Elect C. Michael Schroeder | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Eclipsys Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ECLP | CUSIP 278856109 | 08/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Edenred SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EDEN | CINS F3192L109 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
5 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions With Accor SA | Mgmt | For | For | For | |||||
8 | Amendments to Employment Contract of (Jacques Stern) | Mgmt | For | For | For | |||||
9 | Severance Package (Jacques Stern) | Mgmt | For | For | For | |||||
10 | Unemployment Benefits (Jacques Stern) | Mgmt | For | For | For | |||||
11 | Health Insurance Benefits (Jacques Stern) | Mgmt | For | For | For | |||||
12 | Supplementary Retirement Benefits (Jacques Stern) | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
EDF Energies Nouvelles | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EEN | CINS F31932100 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Report on Internal Controls | Mgmt | For | For | For | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Elect Stephane Tortajada | Mgmt | For | Against | Against | |||||
11 | Elect Jean-Louis Mathias | Mgmt | For | Against | Against | |||||
12 | Elect Yves Giraud | Mgmt | For | Against | Against | |||||
13 | Relocation of Company Headquarters | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
16 | Amendment to Article 15.2 | Mgmt | For | For | For | |||||
17 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
EDP Renovaveis S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EDPR | CINS E3847K101 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Board Size | Mgmt | For | Against | Against | |||||
3 | Elect João de Mello Franco | Mgmt | For | Against | Against | |||||
4 | Elect Jorge Manuel Azevedo Henriques dos Santos | Mgmt | For | Against | Against | |||||
5 | Elect José Araújo e Silva | Mgmt | For | Against | Against | |||||
6 | Elect Rafael Caldeira Valverde | Mgmt | For | Against | Against | |||||
7 | Elect João José Belard da Fonseca Lopes Raimundo | Mgmt | For | Against | Against | |||||
8 | Elect António Nogueira Leite | Mgmt | For | Against | Against | |||||
9 | Elect Francisco José Queiroz de Barros de Lacerda | Mgmt | For | Against | Against | |||||
10 | Elect Manuel Menéndez Menéndez | Mgmt | For | Against | Against | |||||
11 | Elect João Paulo Nogueira da Souza Costeira | Mgmt | For | Against | Against | |||||
12 | Elect Gabriel Alonso Imaz | Mgmt | For | Against | Against | |||||
13 | Elect Luís de Abreu Costello-Branco Adão da Fonseca | Mgmt | For | Against | Against | |||||
14 | Elect António Luis Guerra Nunes Mexia | Mgmt | For | Against | Against | |||||
15 | Elect Ana Maria Machado Fernandes | Mgmt | For | Against | Against | |||||
16 | Elect João Manso Neto | Mgmt | For | Against | Against | |||||
17 | Elect Nuno Maria Pestana de Almeida Alves | Mgmt | For | Against | Against | |||||
18 | Elect Rui Manuel Lopes Teixeira | Mgmt | For | Against | Against | |||||
19 | Elect Gilles August | Mgmt | For | Against | Against | |||||
20 | Amend Article 12.4 | Mgmt | For | For | For | |||||
21 | Amend Article 12.6 | Mgmt | For | For | For | |||||
22 | Amend Article 26 | Mgmt | For | For | For | |||||
23 | Amend Article 27 | Mgmt | For | For | For | |||||
24 | Directors' Fees | Mgmt | For | For | For | |||||
25 | Authority to Carry out Formalities | Mgmt | For | For | For | |||||
EDP Renovaveis SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EDPR | CINS E3847K101 | 04/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Reports | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Remuneration Policy | Mgmt | For | For | For | |||||
7 | Elect António Luis Guerra Nunes Mexia | Mgmt | For | For | For | |||||
8 | Elect Ana Maria Machado Fernandes | Mgmt | For | For | For | |||||
9 | Elect Nuno Maria Pestana de Almeida Alves | Mgmt | For | For | For | |||||
10 | Elect João Manso Neto | Mgmt | For | For | For | |||||
11 | Elect Rui Manuel Lopes Teixeira | Mgmt | For | For | For | |||||
12 | Election of Chairman of General Meeting | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Elan Corporation, plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELN | CUSIP 284131208 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Robert Ingram | Mgmt | For | Against | Against | |||||
3 | Elect Giles Kerr | Mgmt | For | Against | Against | |||||
4 | Elect Kieran McGowan | Mgmt | For | Against | Against | |||||
5 | Elect Kyran McLaughlin | Mgmt | For | Against | Against | |||||
6 | Elect Dennis Selkoe | Mgmt | For | Against | Against | |||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Electricite de France | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EDF | CINS F2940H113 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | |||||
10 | Appointment of Auditor (Deloitte et Associés) | Mgmt | For | For | For | |||||
11 | Appointment of Alternate Auditor (KPMG Audit IS) | Mgmt | For | For | For | |||||
12 | Appointment of Alternate Auditor (BEAS) | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
15 | Amendment to Article 10 | Mgmt | For | For | For | |||||
16 | Amendment to Article 19 | Mgmt | For | For | For | |||||
17 | Amendment to Article 20 | Mgmt | For | For | For | |||||
18 | Amendment to Article 24 Regarding Loyalty Dividends | Mgmt | For | Against | Against | |||||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Electrolux AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELUX-B | CINS W24713120 | 03/31/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
13 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
15 | Board Size | Mgmt | For | TNA | N/A | |||||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||||
18 | Nomination Committee | Mgmt | For | TNA | N/A | |||||
19 | Compensation Policy | Mgmt | For | TNA | N/A | |||||
20 | Long Term Incentive Program | Mgmt | For | TNA | N/A | |||||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
22 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||||
23 | Transfer of Shares Pursuant to 2009 LTIP | Mgmt | For | TNA | N/A | |||||
24 | Transfer of Shares Pursuant to 2011 LTIP | Mgmt | For | TNA | N/A | |||||
25 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Elementos Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELT | CINS Q34480105 | 11/30/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | Against | Against | |||||
3 | Elect A. Anthony McLellan | Mgmt | For | Against | Against | |||||
4 | Elect Mark McCauley | Mgmt | For | Against | Against | |||||
5 | Equity Grant (NED Mark McCauley) | Mgmt | For | Against | Against | |||||
Elpida Memory Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6665 | CINS J1354L103 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Yoshitaka Kinoshita | Mgmt | For | For | For | |||||
3 | Elect Yasushi Takahashi | Mgmt | For | For | For | |||||
4 | Elect Takayuki Mashiko | Mgmt | For | Against | Against | |||||
5 | Elect Katsumi Sakurai | Mgmt | For | For | For | |||||
6 | Elect Masahiko Kanemura | Mgmt | For | For | For | |||||
7 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
8 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | |||||
9 | Retirement Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | |||||
Elster Group SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELT | CUSIP 290348101 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3 | Ratification of Managing Directors' Acts | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Amendments to Articles Regarding Term Length | Mgmt | For | For | For | |||||
6 | Election of Directors | Mgmt | For | Against | Against | |||||
7 | Corporate Restructuring | Mgmt | For | For | For | |||||
8 | Profit-and-Loss Transfer Agreement with Elster International GmbH | Mgmt | For | For | For | |||||
9 | Profit-and-Loss Transfer Agreement with Elster Asia GmbH | Mgmt | For | For | For | |||||
10 | Amendments to Articles | Mgmt | For | For | For | |||||
EMC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMC | CUSIP 268648102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Brown | Mgmt | For | For | For | |||||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||||
5 | Elect James DiStasio | Mgmt | For | For | For | |||||
6 | Elect John Egan | Mgmt | For | For | For | |||||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
8 | Elect Windle Priem | Mgmt | For | For | For | |||||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||||
10 | Elect David Strohm | Mgmt | For | For | For | |||||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||||
14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Emcor Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EME | CUSIP 29084Q100 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Bershad | Mgmt | For | For | For | |||||
1.2 | Elect David Brown | Mgmt | For | For | For | |||||
1.3 | Elect Larry Bump | Mgmt | For | For | For | |||||
1.4 | Elect Albert Fried, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Anthony Guzzi | Mgmt | For | For | For | |||||
1.6 | Elect Richard Hamm, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect David Laidley | Mgmt | For | For | For | |||||
1.8 | Elect Frank MacInnis | Mgmt | For | For | For | |||||
1.9 | Elect Jerry Ryan | Mgmt | For | For | For | |||||
1.10 | Elect Michael Yonker | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Emerson Electric Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Farr | Mgmt | For | For | For | |||||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||||
1.3 | Elect Charles Peters | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Prueher | Mgmt | For | For | For | |||||
1.5 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Encore Capital Group, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ECPG | CUSIP 292554102 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Brandon Black | Mgmt | For | For | For | |||||
1.2 | Elect George Lund | Mgmt | For | For | For | |||||
1.3 | Elect Richard Mandell | Mgmt | For | For | For | |||||
1.4 | Elect Willem Mesdag | Mgmt | For | For | For | |||||
1.5 | Elect John Oros | Mgmt | For | For | For | |||||
1.6 | Elect J. Christopher Teets | Mgmt | For | For | For | |||||
1.7 | Elect H. Ronald Weissman | Mgmt | For | For | For | |||||
1.8 | Elect Warren Wilcox | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Endo Pharmaceuticals Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENDP | CUSIP 29264F205 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Delucca | Mgmt | For | For | For | |||||
1.2 | Elect David Holveck | Mgmt | For | For | For | |||||
1.3 | Elect Nancy Hutson | Mgmt | For | For | For | |||||
1.4 | Elect Michael Hyatt | Mgmt | For | For | For | |||||
1.5 | Elect Roger Kimmel | Mgmt | For | For | For | |||||
1.6 | Elect William P. Montague | Mgmt | For | For | For | |||||
1.7 | Elect David Nash | Mgmt | For | For | For | |||||
1.8 | Elect Joseph Scodari | Mgmt | For | For | For | |||||
1.9 | Elect William Spengler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Endurance Specialty Holdings Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENH | CUSIP G30397106 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Bolinder | Mgmt | For | For | For | |||||
1.2 | Elect Susan Cabrera | Mgmt | For | For | For | |||||
1.3 | Elect Scott Moore | Mgmt | For | For | For | |||||
1.4 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
1.5 | Elect Robert Spass | Mgmt | For | Withhold | Against | |||||
1.6 | Elect David Cash | Mgmt | For | For | For | |||||
1.7 | Elect John V. Del Col | Mgmt | For | For | For | |||||
1.8 | Elect William M. Jewett | Mgmt | For | For | For | |||||
1.9 | Elect Alan Barlow | Mgmt | For | For | For | |||||
1.10 | Elect William Bolinder | Mgmt | For | For | For | |||||
1.11 | Elect David Cash | Mgmt | For | For | For | |||||
1.12 | Elect Simon Minshall | Mgmt | For | For | For | |||||
1.13 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
1.14 | Elect Alan Barlow | Mgmt | For | For | For | |||||
1.15 | Elect William Bolinder | Mgmt | For | For | For | |||||
1.16 | Elect David Cash | Mgmt | For | For | For | |||||
1.17 | Elect Simon Minshall | Mgmt | For | For | For | |||||
1.18 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||||
6 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | |||||
7 | Decrease Board Size | Mgmt | For | For | For | |||||
Enel Green Power S.P.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EGPW | CINS T3679C106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Board Size | Mgmt | For | Against | Against | |||||
6 | Election of Directors | Mgmt | For | For | For | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
8 | List Presented by Enel S.p.A. | Mgmt | For | For | For | |||||
9 | List Presented by Fondazione Enpam and Inarcassa | Mgmt | For | N/A | N/A | |||||
10 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
Enel S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENEL | CINS T3679P115 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Board Size | Mgmt | For | Against | Against | |||||
5 | Board Term | Mgmt | For | For | For | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
7 | List Proposed by Ministry of Economy and Finance | Mgmt | For | Against | Against | |||||
8 | List Proposed by Institutional Investors | Mgmt | For | N/A | N/A | |||||
9 | Election of Chairman of Board | Mgmt | For | For | For | |||||
10 | Directors' Fees | Mgmt | For | Against | Against | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
Ener1, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HEV | CUSIP 29267A203 | 12/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Gassenheimer | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth Baker | Mgmt | For | For | For | |||||
1.3 | Elect Elliot Fuhr | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Snyder | Mgmt | For | For | For | |||||
1.5 | Elect Boris Zingarevich | Mgmt | For | For | For | |||||
1.6 | Elect Stanislav Shekshnia | Mgmt | For | For | For | |||||
1.7 | Elect Nora Brownwell | Mgmt | For | For | For | |||||
1.8 | Elect Greg Kasagawa | Mgmt | For | For | For | |||||
1.9 | Elect Wilber James | Mgmt | For | For | For | |||||
2 | Issuance of Debt Instruments | Mgmt | For | For | For | |||||
3 | Issuance of Warrants | Mgmt | For | For | For | |||||
4 | Issuance of Warrants | Mgmt | For | For | For | |||||
5 | Issuance of Warrants | Mgmt | For | For | For | |||||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
7 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Energias de Portugal SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EDP | CINS X67925119 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Portugal | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
6 | Ratification of Auditor Acts | Mgmt | For | For | For | |||||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||||
8 | Authority to Trade in Company Stock | Mgmt | For | For | For | |||||
9 | Authority to Trade in Company Debt Instruments | Mgmt | For | For | For | |||||
10 | Remuneration Policy (Management Board) | Mgmt | For | For | For | |||||
11 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||||
12 | Elect Parpública Participações Públicas | Mgmt | For | For | For | |||||
13 | Elect José de Mello Energia | Mgmt | For | For | For | |||||
Energizer Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENR | CUSIP 29266R108 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ward Klein | Mgmt | For | For | For | |||||
2 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||||
3 | Elect John Roberts | Mgmt | For | For | For | |||||
4 | Amendment to the 2009 Incentive Stock Plan | Mgmt | For | For | For | |||||
5 | Executive Officer Bonus Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Energy Conversion Devices, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENER | CUSIP 292659109 | 12/14/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Avila | Mgmt | For | For | For | |||||
1.2 | Elect Alan Barton | Mgmt | For | For | For | |||||
1.3 | Elect Robert Frey | Mgmt | For | For | For | |||||
1.4 | Elect William Ketelhut | Mgmt | For | For | For | |||||
1.5 | Elect Mark Morelli | Mgmt | For | For | For | |||||
1.6 | Elect Stephen Rabinowitz | Mgmt | For | For | For | |||||
1.7 | Elect George Schreiber, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
Energy Recovery, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ERII | CUSIP 29270J100 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Mao | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Rooney, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Dominique Trempont | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Energy Resources Of Australia Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ERA | CINS Q35254111 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Remuneration Report | Mgmt | For | For | For | |||||
2 | Elect Matthew Coulter | Mgmt | For | Against | Against | |||||
3 | Re-elect Helen Garnett | Mgmt | For | Against | Against | |||||
4 | Amendments to Constitution | Mgmt | For | For | For | |||||
EnergySolutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ES | CUSIP 292756202 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Rogel | Mgmt | For | For | For | |||||
1.2 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Val John Christensen | Mgmt | For | For | For | |||||
1.4 | Elect Pascal Colombani | Mgmt | For | Withhold | Against | |||||
1.5 | Elect J. I. Everest II | Mgmt | For | For | For | |||||
1.6 | Elect David Lockwood | Mgmt | For | For | For | |||||
1.7 | Elect Clare Spottiswoode | Mgmt | For | For | For | |||||
1.8 | Elect Robert Whitman | Mgmt | For | For | For | |||||
1.9 | Elect David Winder | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
EnerNOC, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENOC | CUSIP 292764107 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Arthur Coviello, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
EnerSys | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENS | CUSIP 29275Y102 | 07/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Craig | Mgmt | For | For | For | |||||
1.2 | Elect Howard Hoffen | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Joseph Muscari | Mgmt | For | For | For | |||||
2 | 2010 Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Eni - Ente Nazionale Idrocarburi S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENI | CINS T3643A145 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Board Size | Mgmt | For | Against | Against | |||||
6 | Board Term | Mgmt | For | For | For | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | List Presented by the Italian Ministry of Economy and Finance | Mgmt | For | Against | Against | |||||
9 | List Presented by Institutional Investors | Mgmt | For | N/A | N/A | |||||
10 | Election of Chairman of Board | Mgmt | For | For | For | |||||
11 | Directors' Fees | Mgmt | For | Against | Against | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | List Presented by the Italian Ministry of Economy and Finance | Mgmt | N/A | For | N/A | |||||
14 | List Presented by Institutional Investors | Mgmt | N/A | Abstain | N/A | |||||
15 | Election of Chairman of Statutory Auditors | Mgmt | For | For | For | |||||
16 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||||
17 | Court of Accounts Representative's Attendance Fees | Mgmt | For | Against | Against | |||||
EnPro Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NPO | CUSIP 29355X107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Macadam | Mgmt | For | For | For | |||||
1.2 | Elect J.P. Bolduc | Mgmt | For | For | For | |||||
1.3 | Elect Peter Browning | Mgmt | For | For | For | |||||
1.4 | Elect Diane Creel | Mgmt | For | For | For | |||||
1.5 | Elect Don DeFosset | Mgmt | For | For | For | |||||
1.6 | Elect Gordon Harnett | Mgmt | For | For | For | |||||
1.7 | Elect David Hauser | Mgmt | For | For | For | |||||
1.8 | Elect Wilbur Prezzano, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Entegris, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENTG | CUSIP 29362U104 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gideon Argov | Mgmt | For | For | For | |||||
1.2 | Elect Michael Bradley | Mgmt | For | For | For | |||||
1.3 | Elect Marvin Burkett | Mgmt | For | For | For | |||||
1.4 | Elect R. Nicholas Burns | Mgmt | For | For | For | |||||
1.5 | Elect Daniel Christman | Mgmt | For | For | For | |||||
1.6 | Elect Roger McDaniel | Mgmt | For | For | For | |||||
1.7 | Elect Paul Olson | Mgmt | For | For | For | |||||
1.8 | Elect Brian Sullivan | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Entergy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETR | CUSIP 29364G103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | |||||
2 | Elect Gary Edwards | Mgmt | For | For | For | |||||
3 | Elect Alexis Herman | Mgmt | For | For | For | |||||
4 | Elect Donald Hintz | Mgmt | For | For | For | |||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | |||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | |||||
8 | Elect Stewart Myers | Mgmt | For | For | For | |||||
9 | Elect William Percy, II | Mgmt | For | For | For | |||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | |||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | 2011 Equity Ownership and Long Term Cash Incentive Plan | Mgmt | For | For | For | |||||
Entropic Communications, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENTR | CUSIP 29384R105 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Baruch | Mgmt | For | For | For | |||||
1.2 | Elect Patrick Henry | Mgmt | For | For | For | |||||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Enzo Biochem, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENZ | CUSIP 294100102 | 01/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barry Weiner | Mgmt | For | For | For | |||||
1.2 | Elect Bernard Kasten | Mgmt | For | For | For | |||||
2 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Enzon Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENZN | CUSIP 293904108 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alexander Denner | Mgmt | For | For | For | |||||
2 | Elect Richard Mulligan | Mgmt | For | For | For | |||||
3 | Elect Thomas Deuel | Mgmt | For | For | For | |||||
4 | Elect Robert LeBuhn | Mgmt | For | For | For | |||||
5 | Elect Harold Levy | Mgmt | For | For | For | |||||
6 | Elect Robert Salisbury | Mgmt | For | For | For | |||||
7 | Elect Richard Young | Mgmt | For | For | For | |||||
8 | 2011 Stock Option and Incentive Plan | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Enzon Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENZN | CUSIP 293904108 | 07/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Rolf Classon | Mgmt | For | For | For | |||||
1.2 | Elect Alexander Denner | Mgmt | For | For | For | |||||
1.3 | Elect Robert LeBuhn | Mgmt | For | For | For | |||||
1.4 | Elect Harold Levy | Mgmt | For | For | For | |||||
1.5 | Elect Richard Mulligan | Mgmt | For | For | For | |||||
1.6 | Elect Robert Salisbury | Mgmt | For | For | For | |||||
1.7 | Elect Thomas Deuel | Mgmt | For | For | For | |||||
1.8 | Elect Richard Young | Mgmt | For | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Evercore Partners Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EVR | CUSIP 29977A105 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Roger Altman | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Pedro Aspe | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Richard Beattie | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Francois de Saint Phalle | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Gail Harris | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Curtis Hessler | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Anthony Pritzker | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Ralph Schlosstein | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Evergreen Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EEE | CUSIP 30024B104 | 07/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Guido Bartels | Mgmt | For | For | For | |||||
1.2 | Elect William Gibson | Mgmt | For | For | For | |||||
1.3 | Elect Manuel Johnson | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
1.5 | Elect Richard Perl | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Stoner Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Chester Winter | Mgmt | For | For | For | |||||
2 | Reverse Stock Split | Mgmt | For | For | For | |||||
3 | 2010 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Evergreen Solar, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESLR | CUSIP 30033R108 | 02/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Issuance of Debt Instruments | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Evergreen Solar, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESLR | CUSIP 30033R108 | 07/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Feldt | Mgmt | For | For | For | |||||
1.2 | Elect Edward Grady | Mgmt | For | For | For | |||||
2 | Reverse Stock Split and Decrease in Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Amendment to the 2000 Stock Option and Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Exelon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXC | CUSIP 30161N101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Canning Jr. | Mgmt | For | For | For | |||||
2 | Elect M. Walter D'Alessio | Mgmt | For | For | For | |||||
3 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||||
4 | Elect Nelson Diaz | Mgmt | For | Against | Against | |||||
5 | Elect Sue Ling Gin | Mgmt | For | For | For | |||||
6 | Elect Rosemarie Greco | Mgmt | For | For | For | |||||
7 | Elect Paul Joskow | Mgmt | For | For | For | |||||
8 | Elect Richard Mies | Mgmt | For | For | For | |||||
9 | Elect John Palms | Mgmt | For | For | For | |||||
10 | Elect William Richardson | Mgmt | For | For | For | |||||
11 | Elect Thomas Ridge | Mgmt | For | For | For | |||||
12 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||||
13 | Elect John Rowe | Mgmt | For | For | For | |||||
14 | Elect Stephen Steinour | Mgmt | For | For | For | |||||
15 | Elect Donald Thompson | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Exide Technologies | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XIDE | CUSIP 302051206 | 09/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Herbert Aspbury | Mgmt | For | For | For | |||||
1.2 | Elect James Bolch | Mgmt | For | For | For | |||||
1.3 | Elect Michael D'Appolonia | Mgmt | For | For | For | |||||
1.4 | Elect David Ferguson | Mgmt | For | For | For | |||||
1.5 | Elect John O'Higgins | Mgmt | For | For | For | |||||
1.6 | Elect Dominic Pileggi | Mgmt | For | For | For | |||||
1.7 | Elect John Reilly | Mgmt | For | For | For | |||||
1.8 | Elect Michael Ressner | Mgmt | For | For | For | |||||
1.9 | Elect Carroll Wetzel, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Extract Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXT | CINS Q36899104 | 01/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Approve Issue of Securities | Mgmt | For | For | For | |||||
Extract Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXT | CINS Q36899104 | 11/04/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Remuneration Report | Mgmt | For | For | For | |||||
2 | Re-elect Neil MacLachlan | Mgmt | For | Against | Against | |||||
3 | Re-elect Stephen Galloway | Mgmt | For | Against | Against | |||||
4 | Re-elect Inge Zaamwani-Kamwi | Mgmt | For | Against | Against | |||||
Exxon Mobil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XOM | CUSIP 30231G102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||||
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
1.6 | Elect William George | Mgmt | For | For | For | |||||
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Human Right to Water | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Greenhouse Gas Emission Goals | ShrHldr | Against | Against | For | |||||
F-Secure Oyj | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSC1V | CINS X3034C101 | 03/30/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Finland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
12 | Board Size | Mgmt | For | TNA | N/A | |||||
13 | Election of Directors | Mgmt | For | TNA | N/A | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
17 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
F5 Networks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FFIV | CUSIP 315616102 | 03/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Chapple | Mgmt | For | For | For | |||||
2 | Elect A. Gary Ames | Mgmt | For | For | For | |||||
3 | Elect Scott Thompson | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Fair Isaac Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FICO | CUSIP 303250104 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect A. George Battle | Mgmt | For | Against | Against | |||||
2 | Elect Nicholas Graziano | Mgmt | For | For | For | |||||
3 | Elect Mark Greene | Mgmt | For | For | For | |||||
4 | Elect Alex Hart | Mgmt | For | For | For | |||||
5 | Elect James Kirsner | Mgmt | For | For | For | |||||
6 | Elect William Lansing | Mgmt | For | For | For | |||||
7 | Elect Rahul Merchant | Mgmt | For | For | For | |||||
8 | Elect Margaret Taylor | Mgmt | For | For | For | |||||
9 | Elect Duane White | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fairchild Semiconductor International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCS | CUSIP 303726103 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Carinalli | Mgmt | For | For | For | |||||
2 | Elect Randy Carson | Mgmt | For | For | For | |||||
3 | Elect Anthony Lear | Mgmt | For | For | For | |||||
4 | Elect Thomas Magnanti | Mgmt | For | For | For | |||||
5 | Elect Kevin McGarity | Mgmt | For | For | For | |||||
6 | Elect Bryan Roub | Mgmt | For | For | For | |||||
7 | Elect Ronald Shelly | Mgmt | For | For | For | |||||
8 | Elect Mark Thompson | Mgmt | For | For | For | |||||
9 | Amendment to the 2007 Stock Plan | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Faurecia | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EO | CINS F3445A108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Amendments to Article Regarding Director Term Length | Mgmt | For | For | For | |||||
5 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||||
6 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
7 | Accounts and Reports; Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
9 | Payment of dividend | Mgmt | For | For | For | |||||
10 | Related Party Transactions | Mgmt | For | For | For | |||||
11 | Elect Linda Newton | Mgmt | For | Against | Against | |||||
12 | Elect Jean-Claude Hanus | Mgmt | For | Against | Against | |||||
13 | Elect Thierry Peugeot | Mgmt | For | Against | Against | |||||
14 | Elect Philippe Varin | Mgmt | For | Against | Against | |||||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||||
16 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
FedEx Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FDX | CUSIP 31428X106 | 09/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | For | For | |||||
2 | Elect John Edwardson | Mgmt | For | For | For | |||||
3 | Elect J.R. Hyde, III | Mgmt | For | For | For | |||||
4 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
5 | Elect Steven Loranger | Mgmt | For | For | For | |||||
6 | Elect Gary Loveman | Mgmt | For | For | For | |||||
7 | Elect Susan Schwab | Mgmt | For | For | For | |||||
8 | Elect Frederick Smith | Mgmt | For | For | For | |||||
9 | Elect Joshua Smith | Mgmt | For | For | For | |||||
10 | Elect David Steiner | Mgmt | For | For | For | |||||
11 | Elect Paul Walsh | Mgmt | For | For | For | |||||
12 | 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||||
FEI Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FEIC | CUSIP 30241L109 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lawrence Bock | Mgmt | For | For | For | |||||
1.2 | Elect Arie Hujiser | Mgmt | For | For | For | |||||
1.3 | Elect Don Kania | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Kelly | Mgmt | For | For | For | |||||
1.5 | Elect Jan Lobbezoo | Mgmt | For | For | For | |||||
1.6 | Elect Gerhard Parker | Mgmt | For | For | For | |||||
1.7 | Elect James Richardson | Mgmt | For | For | For | |||||
1.8 | Elect Richard Wills | Mgmt | For | For | For | |||||
2 | Amendment to the 1995 Stock Incentive Plan | Mgmt | For | For | For | |||||
3 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Ferro Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FOE | CUSIP 315405100 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sandra Crayton | Mgmt | For | For | For | |||||
1.2 | Elect Richard Hipple | Mgmt | For | For | For | |||||
1.3 | Elect William Lawrence | Mgmt | For | For | For | |||||
1.4 | Elect Timothy Pistell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Fiat S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CINS T4210N122 | 03/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Fiat S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CINS T4210N122 | 09/14/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Demerger Plan | Mgmt | For | TNA | N/A | |||||
3 | Reduction of Share Repurchase Limit | Mgmt | For | TNA | N/A | |||||
Fifth Third Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FITB | CUSIP 316773100 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | |||||
1.2 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Emerson Brumback | Mgmt | For | For | For | |||||
1.4 | Elect James Hackett | Mgmt | For | For | For | |||||
1.5 | Elect Gary Heminger | Mgmt | For | For | For | |||||
1.6 | Elect Jewell Hoover | Mgmt | For | For | For | |||||
1.7 | Elect William Isaac | Mgmt | For | For | For | |||||
1.8 | Elect Kevin Kabat | Mgmt | For | For | For | |||||
1.9 | Elect Mitchel Livingston | Mgmt | For | For | For | |||||
1.10 | Elect Hendrick Meijer | Mgmt | For | For | For | |||||
1.11 | Elect John Schiff, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Marsha Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Financial Institutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FISI | CUSIP 317585404 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Benjamin | Mgmt | For | For | For | |||||
1.2 | Elect Barton Dambra | Mgmt | For | For | For | |||||
1.3 | Elect Susan Holliday | Mgmt | For | For | For | |||||
1.4 | Elect Peter Humphrey | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
First Financial Bancorp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FFBC | CUSIP 320209109 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Barker | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Claude Davis | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Susan Knust | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Maribeth Rahe | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Cynthia Booth | Mgmt | For | Withhold | Against | |||||
2 | Amendment to Articles of Incorporation to Repeal Classified Board | Mgmt | For | For | For | |||||
3 | Amendment to Regulations to Repeal Classified Board | Mgmt | For | For | For | |||||
4 | Key Executive Short Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
First Industrial Realty Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FR | CUSIP 32054K103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Leonard Sharpe | Mgmt | For | For | For | |||||
1.2 | Elect Bruce Duncan | Mgmt | For | For | For | |||||
1.3 | Elect Kevin Lynch | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
First Solar, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSLR | CUSIP 336433107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |||||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect James Nolan | Mgmt | For | For | For | |||||
1.5 | Elect William Post | Mgmt | For | For | For | |||||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |||||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |||||
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Report on Impacts of Immigration Reform | ShrHldr | Against | Against | For | |||||
Firstenergy Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FE | CUSIP 337932107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Addison | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Anthony Alexander | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Michael Anderson | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Carol Cartwright | Mgmt | For | Withhold | Against | |||||
1.5 | Elect William Cottle | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Julia Johnson | Mgmt | For | For | For | |||||
1.8 | Elect Ted Kleisner | Mgmt | For | For | For | |||||
1.9 | Elect Ernest Novak, Jr. | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Catherine Rein | Mgmt | For | Withhold | Against | |||||
1.11 | Elect George Smart | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Wesley Taylor | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Jesse Williams, Sr. | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Report on Coal Risk | ShrHldr | Against | For | Against | |||||
Firstenergy Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FE | CUSIP 337932107 | 09/14/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Stock Issuance for Acquisition | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Flagstone Reinsurance Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSR | CUSIP L3466T104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary Black | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Thomas Dickson | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Jan Spiering | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Wray Thorn | Mgmt | For | Withhold | Against | |||||
2 | Election of Subsidiary Directors | Mgmt | For | Against | Against | |||||
3 | Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Election of Statutory Auditors | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||
8 | Accounts and Reports | Mgmt | For | For | For | |||||
9 | Allocation of Results and Part of Distributable Reserve | Mgmt | For | For | For | |||||
10 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||||
11 | Allocation of Profits | Mgmt | For | For | For | |||||
12 | Amendment to Shareholder Voting and Ownership Limitations | Mgmt | For | For | For | |||||
13 | Amendments to Articles [Bundled] | Mgmt | For | For | For | |||||
Fletcher Building Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FBU | CINS Q3915B105 | 11/17/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | New Zealand | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Re-elect John Judge | Mgmt | For | For | For | |||||
2 | Re-elect Kerrin Vautier | Mgmt | For | For | For | |||||
3 | Elect Antony Carter | Mgmt | For | For | For | |||||
4 | Authorise Board to Set Fees | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Flowserve Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FLS | CUSIP 34354P105 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Friedery | Mgmt | For | For | For | |||||
1.2 | Elect Joe Harlan | Mgmt | For | For | For | |||||
1.3 | Elect Michael Johnston | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Elimination of Certain Supermajority Requirements | Mgmt | For | For | For | |||||
5 | Amendments to Supermajority Provisions for Related Corporation Transactions | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Flushing Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FFIC | CUSIP 343873105 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Hegarty | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John McCabe | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Donna O'Brien | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael Russo | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Amendment to the 2005 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Foot Locker, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FL | CUSIP 344849104 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Nicholas DiPaolo | Mgmt | For | For | For | |||||
1.2 | Elect Matthew McKenna | Mgmt | For | For | For | |||||
1.3 | Elect Allen Questrom | Mgmt | For | For | For | |||||
1.4 | Elect Cheryl Turpin | Mgmt | For | For | For | |||||
1.5 | Elect Guillermo Marmol | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Forest Laboratories, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FRX | CUSIP 345838106 | 08/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Solomon | Mgmt | For | For | For | |||||
2 | Elect Lawrence Olanoff | Mgmt | For | For | For | |||||
3 | Elect Nesli Basgoz | Mgmt | For | For | For | |||||
4 | Elect William Candee III | Mgmt | For | For | For | |||||
5 | Elect George Cohan | Mgmt | For | For | For | |||||
6 | Elect Dan Goldwasser | Mgmt | For | For | For | |||||
7 | Elect Kenneth Goodman | Mgmt | For | For | For | |||||
8 | Elect Lester Salans | Mgmt | For | For | For | |||||
9 | Elect Peter Zimetbaum | Mgmt | For | For | For | |||||
10 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Reimbursement of Solicitation Expenses | ShrHldr | Against | Against | For | |||||
Fortinet Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FTNT | CUSIP 34959E109 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Walecka | Mgmt | For | For | For | |||||
2 | Elect Michael Xie | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Fortum Oyj | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FUM1V | CINS X2978Z118 | 03/31/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Finland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
11 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||||
12 | Supervisory Board Size | Mgmt | For | TNA | N/A | |||||
13 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||||
14 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
15 | Board Size | Mgmt | For | TNA | N/A | |||||
16 | Election of Directors | Mgmt | For | TNA | N/A | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
19 | Shareholder Proposal Regarding the Abolition of the Supervisory Board | ShrHldr | For | TNA | N/A | |||||
20 | Shareholder Proposal Regarding Nominating Committee | ShrHldr | For | TNA | N/A | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
France Telecom SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FTE | CINS F4113C103 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Elect Bernard Dufau | Mgmt | For | Against | Against | |||||
9 | Elect Helle Kristoffersen | Mgmt | For | Against | Against | |||||
10 | Elect Muriel Pénicaud | Mgmt | For | Against | Against | |||||
11 | Elect Jean-Michel Severino | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
16 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
17 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares to Holders of Orange SA Shares and Options | Mgmt | For | For | For | |||||
20 | Authority to Issue Option-Based Liquidity Instruments to Holders of Orange SA Options | Mgmt | For | For | For | |||||
21 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | |||||
22 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
23 | Increase in Share Capital Through Capitalizations | Mgmt | For | For | For | |||||
24 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
26 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Franklin Electric Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FELE | CUSIP 353514102 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Brown | Mgmt | For | For | For | |||||
1.2 | Elect David Roberts | Mgmt | For | For | For | |||||
1.3 | Elect Thomas VerHage | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Freeport-McMoRan Copper & Gold, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Fuel Systems Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSYS | CUSIP 35952W103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Norman Bryan | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Joseph Pompeo | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Fuel Tech Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FTEK | CUSIP 359523107 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Douglas Bailey | Mgmt | For | For | For | |||||
1.2 | Elect Miguel Espinosa | Mgmt | For | For | For | |||||
1.3 | Elect Charles Grinnell | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Jones | Mgmt | For | For | For | |||||
1.5 | Elect John Morrow | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Shaw, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Delbert Williamson | Mgmt | For | For | For | |||||
2 | Option-to-RSU Exchange Program | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
FuelCell Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCEL | CUSIP 35952H106 | 04/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Arthur Bottone | Mgmt | For | For | For | |||||
1.2 | Elect Richard Bromley | Mgmt | For | For | For | |||||
1.3 | Elect James England | Mgmt | For | For | For | |||||
1.4 | Elect James Gerson | Mgmt | For | For | For | |||||
1.5 | Elect William Lawson | Mgmt | For | For | For | |||||
1.6 | Elect George Petty | Mgmt | For | For | For | |||||
1.7 | Elect John Rolls | Mgmt | For | For | For | |||||
1.8 | Elect Togo West, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Fujitsu Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6702 | CINS J15708159 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Michiyoshi Mazuka | Mgmt | For | For | For | |||||
3 | Elect Masami Yamamoto | Mgmt | For | For | For | |||||
4 | Elect Kazuo Ishida | Mgmt | For | For | For | |||||
5 | Elect Masami Fujita | Mgmt | For | For | For | |||||
6 | Elect Kazuhiko Katoh | Mgmt | For | For | For | |||||
7 | Elect Masahiro Koezuka | Mgmt | For | For | For | |||||
8 | Elect Hiroshi Ohura | Mgmt | For | For | For | |||||
9 | Elect Haruo Itoh | Mgmt | For | For | For | |||||
10 | Elect Yohko Ishikura | Mgmt | For | For | For | |||||
11 | Elect Ryohsei Kokubun | Mgmt | For | For | For | |||||
12 | Elect Takashi Okimoto | Mgmt | For | For | For | |||||
13 | Elect Yoshikazu Amano | Mgmt | For | For | For | |||||
14 | Bonus | Mgmt | For | For | For | |||||
15 | Statutory Auditors' Fees | Mgmt | For | For | For | |||||
Galaxy Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GXY | CINS Q39596103 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Remuneration Report | Mgmt | For | For | For | |||||
4 | Re-elect Craig Readhead | Mgmt | For | Against | Against | |||||
5 | Elect Ivo Polovineo | Mgmt | For | Against | Against | |||||
6 | Elect KWAN Kai Cheong | Mgmt | For | Against | Against | |||||
7 | Elect Xiaojian Ren | Mgmt | For | Against | Against | |||||
8 | Elect Anthony Tse | Mgmt | For | Against | Against | |||||
9 | Elect Charles Whitfield | Mgmt | For | Against | Against | |||||
10 | Elect Michael Spratt | Mgmt | For | Against | Against | |||||
11 | Elect Shaoqing Wu | Mgmt | For | Against | Against | |||||
12 | Ratify Placement of Securities | Mgmt | For | For | For | |||||
13 | Approve Issue of Securities | Mgmt | For | For | For | |||||
14 | Approve Issue of Securities | Mgmt | For | For | For | |||||
15 | Equity Grant (NED Michael Spratt) | Mgmt | For | Against | Against | |||||
16 | Equity Grant (NED Shaoqing Wu) | Mgmt | For | Against | Against | |||||
Galaxy Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GXY | CINS Q39596103 | 12/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Ratify Placement of Secuirities | Mgmt | For | For | For | |||||
4 | Approve Issue of Securities | Mgmt | For | For | For | |||||
5 | Approve Issue of Securities | Mgmt | For | For | For | |||||
6 | Approve Issue of Securities | Mgmt | For | For | For | |||||
7 | Increase NEDs' Fee Cap | Mgmt | For | For | For | |||||
8 | Equity Grant (MD Ignatius Tan) | Mgmt | For | Against | Against | |||||
9 | Equity Grant (Chairman Craig Readhead) | Mgmt | For | For | For | |||||
10 | Equity Grant (NED Robert Wanless) | Mgmt | For | For | For | |||||
11 | Equity Grant (NED Ivo Polovineo) | Mgmt | For | For | For | |||||
12 | Equity Grant (NED Yuewen Zheng) | Mgmt | For | For | For | |||||
13 | Equity Grant (NED Xiaojian Ren) | Mgmt | For | For | For | |||||
14 | Equity Grant (NED Kai Cheong Kwan) | Mgmt | For | For | For | |||||
15 | Equity Grant (Executive Director Anthony Tse) | Mgmt | For | For | For | |||||
16 | Equity Grant (Executive Director Charles Whitfield) | Mgmt | For | For | For | |||||
17 | Adopt New Constitution | Mgmt | For | For | For | |||||
Gamesa Corporacion Tecnologica S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GAM | CINS E54667113 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts | Mgmt | For | For | For | |||||
3 | Reports | Mgmt | For | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Scrip Dividend | Mgmt | For | For | For | |||||
8 | Ratification of the Co-Option José María Aracama Yoldi | Mgmt | For | For | For | |||||
9 | Long-Term Incentive Plan | Mgmt | For | For | For | |||||
10 | Amend Article 2 | Mgmt | For | For | For | |||||
11 | Amend Articles 5, 6 and 7 | Mgmt | For | For | For | |||||
12 | Amend Articles 8, 9, 10 and 11 | Mgmt | For | For | For | |||||
13 | Amend Articles 12, 13 and 14 | Mgmt | For | For | For | |||||
14 | Amend Articles 8, 9 and 10 | Mgmt | For | For | For | |||||
15 | Amend Articles 11 and 12 | Mgmt | For | For | For | |||||
16 | Amend Articles 13, 14, 15 and 16 | Mgmt | For | For | For | |||||
17 | Amend Articles 17, 18 and 19 | Mgmt | For | For | For | |||||
18 | Amend Article 22 | Mgmt | For | For | For | |||||
19 | Amend Article 23 | Mgmt | For | For | For | |||||
20 | Amend Article 45 | Mgmt | For | For | For | |||||
21 | Amend Article 25 | Mgmt | For | For | For | |||||
22 | Amend Article 29 | Mgmt | For | For | For | |||||
23 | Amend Articles 26, 27 and 28 | Mgmt | For | For | For | |||||
24 | Amend Article 54 | Mgmt | For | For | For | |||||
25 | Consolidation of Articles | Mgmt | For | For | For | |||||
26 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||||
27 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
28 | Remuneration Report | Mgmt | For | For | For | |||||
GameStop Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GME | CUSIP 36467W109 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stanley (Mickey) Steinberg | Mgmt | For | For | For | |||||
1.2 | Elect Gerald Szczepanski | Mgmt | For | For | For | |||||
1.3 | Elect Lawrence Zilavy | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Gannett Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GCI | CUSIP 364730101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Cody | Mgmt | For | For | For | |||||
1.2 | Elect Craig Dubow | Mgmt | For | For | For | |||||
1.3 | Elect Howard Elias | Mgmt | For | For | For | |||||
1.4 | Elect Arthur Harper | Mgmt | For | For | For | |||||
1.5 | Elect John Louis | Mgmt | For | For | For | |||||
1.6 | Elect Marjorie Magner | Mgmt | For | For | For | |||||
1.7 | Elect Scott McCune | Mgmt | For | For | For | |||||
1.8 | Elect Duncan McFarland | Mgmt | For | For | For | |||||
1.9 | Elect Neal Shapiro | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Gazprom | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Early Termination of Directors | Mgmt | For | For | For | |||||
2 | Elect Andrey Akimov | Mgmt | N/A | Abstain | N/A | |||||
3 | Elect Alexander Ananenkov | Mgmt | N/A | Abstain | N/A | |||||
4 | Elect Farit Gazizullin | Mgmt | N/A | Abstain | N/A | |||||
5 | Elect Elena Karpel | Mgmt | N/A | Abstain | N/A | |||||
6 | Elect Timur Kulibayev | Mgmt | N/A | Abstain | N/A | |||||
7 | Elect Viktor Martynov | Mgmt | N/A | Abstain | N/A | |||||
8 | Elect Vladimir Mau | Mgmt | N/A | Abstain | N/A | |||||
9 | Elect Alexey Miller | Mgmt | N/A | Abstain | N/A | |||||
10 | Elect Valery Musin | Mgmt | N/A | For | N/A | |||||
11 | Elect Mikhail Sereda | Mgmt | N/A | Abstain | N/A | |||||
12 | Elect Igor Yusufov | Mgmt | N/A | Abstain | N/A | |||||
13 | Elect Viktor Zubkov | Mgmt | N/A | Abstain | N/A | |||||
Gazprom | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Annual Report | Mgmt | For | For | For | |||||
2 | Financial Statements | Mgmt | For | For | For | |||||
3 | Allocation of Profits | Mgmt | For | For | For | |||||
4 | Payment of Dividends | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Amendments to Charter | Mgmt | For | For | For | |||||
7 | Directors' Fees | Mgmt | For | Against | Against | |||||
8 | Audit Commission Members' Fees | Mgmt | For | For | For | |||||
9 | Related Party Transactions | Mgmt | For | For | For | |||||
10 | Related Party Transactions | Mgmt | For | For | For | |||||
11 | Related Party Transactions | Mgmt | For | For | For | |||||
12 | Related Party Transactions | Mgmt | For | For | For | |||||
13 | Related Party Transactions | Mgmt | For | For | For | |||||
14 | Related Party Transactions | Mgmt | For | For | For | |||||
15 | Related Party Transactions | Mgmt | For | For | For | |||||
16 | Related Party Transactions | Mgmt | For | For | For | |||||
17 | Related Party Transactions | Mgmt | For | For | For | |||||
18 | Related Party Transactions | Mgmt | For | For | For | |||||
19 | Related Party Transactions | Mgmt | For | For | For | |||||
20 | Related Party Transactions | Mgmt | For | For | For | |||||
21 | Related Party Transactions | Mgmt | For | For | For | |||||
22 | Related Party Transactions | Mgmt | For | For | For | |||||
23 | Related Party Transactions | Mgmt | For | For | For | |||||
24 | Related Party Transactions | Mgmt | For | For | For | |||||
25 | Related Party Transactions | Mgmt | For | For | For | |||||
26 | Related Party Transactions | Mgmt | For | For | For | |||||
27 | Related Party Transactions | Mgmt | For | For | For | |||||
28 | Related Party Transactions | Mgmt | For | For | For | |||||
29 | Related Party Transactions | Mgmt | For | For | For | |||||
30 | Related Party Transactions | Mgmt | For | For | For | |||||
31 | Related Party Transactions | Mgmt | For | For | For | |||||
32 | Related Party Transactions | Mgmt | For | For | For | |||||
33 | Related Party Transactions | Mgmt | For | For | For | |||||
34 | Related Party Transactions | Mgmt | For | For | For | |||||
35 | Related Party Transactions | Mgmt | For | For | For | |||||
36 | Related Party Transactions | Mgmt | For | For | For | |||||
37 | Related Party Transactions | Mgmt | For | For | For | |||||
38 | Related Party Transactions | Mgmt | For | For | For | |||||
39 | Related Party Transactions | Mgmt | For | For | For | |||||
40 | Related Party Transactions | Mgmt | For | For | For | |||||
41 | Related Party Transactions | Mgmt | For | For | For | |||||
42 | Related Party Transactions | Mgmt | For | For | For | |||||
43 | Related Party Transactions | Mgmt | For | For | For | |||||
44 | Related Party Transactions | Mgmt | For | For | For | |||||
45 | Related Party Transactions | Mgmt | For | For | For | |||||
46 | Related Party Transactions | Mgmt | For | For | For | |||||
47 | Related Party Transactions | Mgmt | For | For | For | |||||
48 | Related Party Transactions | Mgmt | For | For | For | |||||
49 | Related Party Transactions | Mgmt | For | For | For | |||||
50 | Related Party Transactions | Mgmt | For | For | For | |||||
51 | Related Party Transactions | Mgmt | For | For | For | |||||
52 | Related Party Transactions | Mgmt | For | For | For | |||||
53 | Related Party Transactions | Mgmt | For | For | For | |||||
54 | Related Party Transactions | Mgmt | For | For | For | |||||
55 | Related Party Transactions | Mgmt | For | For | For | |||||
56 | Related Party Transactions | Mgmt | For | For | For | |||||
57 | Related Party Transactions | Mgmt | For | For | For | |||||
58 | Related Party Transactions | Mgmt | For | For | For | |||||
59 | Related Party Transactions | Mgmt | For | For | For | |||||
60 | Related Party Transactions | Mgmt | For | For | For | |||||
61 | Related Party Transactions | Mgmt | For | For | For | |||||
62 | Related Party Transactions | Mgmt | For | For | For | |||||
63 | Related Party Transactions | Mgmt | For | For | For | |||||
64 | Related Party Transactions | Mgmt | For | For | For | |||||
65 | Related Party Transactions | Mgmt | For | For | For | |||||
66 | Related Party Transactions | Mgmt | For | For | For | |||||
67 | Related Party Transactions | Mgmt | For | For | For | |||||
68 | Related Party Transactions | Mgmt | For | For | For | |||||
69 | Related Party Transactions | Mgmt | For | For | For | |||||
70 | Related Party Transactions | Mgmt | For | For | For | |||||
71 | Related Party Transactions | Mgmt | For | For | For | |||||
72 | Related Party Transactions | Mgmt | For | For | For | |||||
73 | Related Party Transactions | Mgmt | For | For | For | |||||
74 | Related Party Transactions | Mgmt | For | For | For | |||||
75 | Related Party Transactions | Mgmt | For | For | For | |||||
76 | Related Party Transactions | Mgmt | For | For | For | |||||
77 | Related Party Transactions | Mgmt | For | For | For | |||||
78 | Related Party Transactions | Mgmt | For | For | For | |||||
79 | Related Party Transactions | Mgmt | For | For | For | |||||
80 | Related Party Transactions | Mgmt | For | For | For | |||||
81 | Related Party Transactions | Mgmt | For | For | For | |||||
82 | Related Party Transactions | Mgmt | For | For | For | |||||
83 | Related Party Transactions | Mgmt | For | For | For | |||||
84 | Related Party Transactions | Mgmt | For | For | For | |||||
85 | Related Party Transactions | Mgmt | For | For | For | |||||
86 | Related Party Transactions | Mgmt | For | For | For | |||||
87 | Related Party Transactions | Mgmt | For | For | For | |||||
88 | Related Party Transactions | Mgmt | For | For | For | |||||
89 | Related Party Transactions | Mgmt | For | For | For | |||||
90 | Related Party Transactions | Mgmt | For | For | For | |||||
91 | Related Party Transactions | Mgmt | For | For | For | |||||
92 | Related Party Transactions | Mgmt | For | For | For | |||||
93 | Related Party Transactions | Mgmt | For | For | For | |||||
94 | Related Party Transactions | Mgmt | For | For | For | |||||
95 | Related Party Transactions | Mgmt | For | For | For | |||||
96 | Related Party Transactions | Mgmt | For | For | For | |||||
97 | Related Party Transactions | Mgmt | For | For | For | |||||
98 | Related Party Transactions | Mgmt | For | For | For | |||||
Gazprom | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Related Party Transactions | Mgmt | For | For | For | |||||
2 | Related Party Transactions | Mgmt | For | For | For | |||||
3 | Related Party Transactions | Mgmt | For | For | For | |||||
4 | Related Party Transactions | Mgmt | For | For | For | |||||
5 | Related Party Transactions | Mgmt | For | For | For | |||||
6 | Related Party Transactions | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||
9 | Related Party Transactions | Mgmt | For | For | For | |||||
10 | Related Party Transactions | Mgmt | For | For | For | |||||
11 | Related Party Transactions | Mgmt | For | For | For | |||||
12 | Related Party Transactions | Mgmt | For | For | For | |||||
13 | Related Party Transactions | Mgmt | For | For | For | |||||
14 | Related Party Transactions | Mgmt | For | For | For | |||||
15 | Related Party Transactions | Mgmt | For | For | For | |||||
16 | Related Party Transactions | Mgmt | For | For | For | |||||
17 | Related Party Transactions | Mgmt | For | For | For | |||||
18 | Related Party Transactions | Mgmt | For | For | For | |||||
19 | Related Party Transactions | Mgmt | For | For | For | |||||
20 | Related Party Transactions | Mgmt | For | For | For | |||||
21 | Related Party Transactions | Mgmt | For | For | For | |||||
22 | Related Party Transactions | Mgmt | For | For | For | |||||
23 | Related Party Transactions | Mgmt | For | For | For | |||||
24 | Related Party Transactions | Mgmt | For | For | For | |||||
25 | Related Party Transactions | Mgmt | For | For | For | |||||
26 | Related Party Transactions | Mgmt | For | For | For | |||||
27 | Related Party Transactions | Mgmt | For | For | For | |||||
28 | Related Party Transactions | Mgmt | For | For | For | |||||
29 | Related Party Transactions | Mgmt | For | For | For | |||||
30 | Related Party Transactions | Mgmt | For | For | For | |||||
31 | Related Party Transactions | Mgmt | For | For | For | |||||
32 | Related Party Transactions | Mgmt | For | For | For | |||||
33 | Related Party Transactions | Mgmt | For | For | For | |||||
34 | Related Party Transactions | Mgmt | For | For | For | |||||
35 | Elect Andrey Akimov | Mgmt | N/A | Abstain | N/A | |||||
36 | Elect Alexander Ananenkov | Mgmt | N/A | Abstain | N/A | |||||
37 | Elect Farit Gazizullin | Mgmt | N/A | Abstain | N/A | |||||
38 | Elect Viktor Zubkov | Mgmt | N/A | Abstain | N/A | |||||
39 | Elect Elena Karpel | Mgmt | N/A | Abstain | N/A | |||||
40 | Elect Alexey Miller | Mgmt | N/A | Abstain | N/A | |||||
41 | Elect Valery Musin | Mgmt | N/A | For | N/A | |||||
42 | Elect Elvira Nabiullina | Mgmt | N/A | Abstain | N/A | |||||
43 | Elect Mikhail Sereda | Mgmt | N/A | Abstain | N/A | |||||
44 | Elect Sergey Shmatko | Mgmt | N/A | Abstain | N/A | |||||
45 | Elect Igor Yusufov | Mgmt | N/A | Abstain | N/A | |||||
46 | Elect Dmitry Arkhipov | Mgmt | N/A | For | N/A | |||||
47 | Elect Andrey Belobrov | Mgmt | N/A | For | N/A | |||||
48 | Elect Vadim Bikulov | Mgmt | N/A | Against | N/A | |||||
49 | Elect Aleksey Mironov | Mgmt | N/A | For | N/A | |||||
50 | Elect Lidiya Morozova | Mgmt | N/A | For | N/A | |||||
51 | Elect Anna Nesterova | Mgmt | N/A | For | N/A | |||||
52 | Elect Yury Nosov | Mgmt | N/A | Abstain | N/A | |||||
53 | Elect Karen Oganyan | Mgmt | N/A | For | N/A | |||||
54 | Elect Konstantin Pesotsky | Mgmt | N/A | For | N/A | |||||
55 | Elect Maria Tikhonova | Mgmt | N/A | For | N/A | |||||
56 | Elect Aleksandr Yugov | Mgmt | N/A | For | N/A | |||||
GB Auto S.A.E. (Ghabbour Auto) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AUTO | CINS M48217109 | 03/30/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Egypt | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Report of the Board | Mgmt | For | TNA | N/A | |||||
3 | Report of the Auditor | Mgmt | For | TNA | N/A | |||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
7 | Election of Directors | Mgmt | For | TNA | N/A | |||||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||||
10 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
11 | Treatment of Affiliated Companies on the Balance Sheet | Mgmt | For | TNA | N/A | |||||
12 | Charitable Donations | Mgmt | Against | TNA | N/A | |||||
GB Auto S.A.E. (Ghabbour Auto) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AUTO | CINS M48217109 | 03/30/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Egypt | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Authority to Give Guarantees | Mgmt | For | TNA | N/A | |||||
3 | Authority to Make Investments | Mgmt | For | TNA | N/A | |||||
4 | Amendment to Bonus Scheme | Mgmt | For | TNA | N/A | |||||
5 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
GB Auto S.A.E. (Ghabbour Auto) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AUTO | CINS M48217109 | 11/03/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Egypt | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Authority to Give Guarantees | Mgmt | For | TNA | N/A | |||||
GCL Poly-Energy Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3800 | CINS G3774X108 | 01/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Renewed Jinshanqiao Steam Supply Agreement, Renewed Xuzhou Steam Supply Agreement, Jiangsu GCL Steam Supply Agreement and Connection Agreement; and Annual Caps | Mgmt | For | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
GCL Poly-Energy Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3800 | CINS G3774X108 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Refeshment of Share Option Scheme | Mgmt | For | Against | Against | |||||
GCL Poly-Energy Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3800 | CINS G3774X108 | 05/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect ZHU Gong Shan | Mgmt | For | Against | Against | |||||
6 | Elect SHA Hong Qiu | Mgmt | For | Against | Against | |||||
7 | Elect JI Jun | Mgmt | For | Against | Against | |||||
8 | Elect YU Bao Dong | Mgmt | For | Against | Against | |||||
9 | Elect TONG Yee Ming | Mgmt | For | Against | Against | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
GDF Suez (fka Gaz de France) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GSZ | CINS F42768105 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Elect Albert Frère | Mgmt | For | Against | Against | |||||
11 | Elect Edmond Alphandéry | Mgmt | For | Against | Against | |||||
12 | Elect Aldo Cardoso | Mgmt | For | Against | Against | |||||
13 | Elect René Carron | Mgmt | For | Against | Against | |||||
14 | Elect Thierry de Rudder | Mgmt | For | Against | Against | |||||
15 | Elect Françoise Malrieu | Mgmt | For | Against | Against | |||||
16 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||||
17 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
18 | Authority to Increase Capital Under Employee Savings Plan for Overseas Employees | Mgmt | For | For | For | |||||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
20 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
21 | Shareholder Proposal Regarding Allocation of Profits/Dividends | ShrHldr | Against | Against | For | |||||
Geberit AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GEBN | CINS H2942E124 | 04/19/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Management Acts | Mgmt | For | TNA | N/A | |||||
7 | Elect Hartmut Reuter | Mgmt | For | TNA | N/A | |||||
8 | Elect Albert Baehny | Mgmt | For | TNA | N/A | |||||
9 | Shareholder Proposal Regarding the Election of Rudolf Weber | ShrHldr | Against | TNA | N/A | |||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
11 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||||
12 | Cancellation of Conditional Capital | Mgmt | For | TNA | N/A | |||||
13 | Shareholder Proposal Regarding Combined Chairman/CEO Mandate | ShrHldr | Against | TNA | N/A | |||||
14 | Shareholder Proposal Regarding Chairman/CEO Mandate | ShrHldr | Against | TNA | N/A | |||||
15 | Shareholder Proposal Regarding Board Tenure | ShrHldr | Against | TNA | N/A | |||||
16 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||
Generac Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GNRC | CUSIP 368736104 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Murray | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Edward LeBlanc | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
General Electric Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GE | CUSIP 369604103 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||||
8 | Elect Robert Lane | Mgmt | For | For | For | |||||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||||
11 | Elect James Mulva | Mgmt | For | For | For | |||||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||||
13 | Elect Roger Penske | Mgmt | For | For | For | |||||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||||
15 | Elect James Tisch | Mgmt | For | For | For | |||||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Shareholder Proposal Cumulative Voting | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
General Moly, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GMO | CUSIP 370373102 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patrick James | Mgmt | For | For | For | |||||
2 | Elect Gary Loving | Mgmt | For | For | For | |||||
3 | Elect Richard Nanna | Mgmt | For | For | For | |||||
4 | Elect Gregory Raih | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Genesco Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GCO | CUSIP 371532102 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Beard | Mgmt | For | For | For | |||||
1.2 | Elect Leonard Berry | Mgmt | For | For | For | |||||
1.3 | Elect William Blaufuss, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect James Bradford | Mgmt | For | For | For | |||||
1.5 | Elect Robert Dale | Mgmt | For | For | For | |||||
1.6 | Elect Robert Dennis | Mgmt | For | For | For | |||||
1.7 | Elect Matthew Diamond | Mgmt | For | For | For | |||||
1.8 | Elect Marty Dickens | Mgmt | For | For | For | |||||
1.9 | Elect Ben Harris | Mgmt | For | For | For | |||||
1.10 | Elect Kathleen Mason | Mgmt | For | For | For | |||||
2 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Genesee & Wyoming Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GWR | CUSIP 371559105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mortimer Fuller III | Mgmt | For | For | For | |||||
1.2 | Elect John Hellmann | Mgmt | For | For | For | |||||
1.3 | Elect Robert Melzer | Mgmt | For | For | For | |||||
2 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Gentiva Health Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTIV | CUSIP 37247A102 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Forman, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Victor Ganzi | Mgmt | For | For | For | |||||
1.3 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Ronald Malone | Mgmt | For | For | For | |||||
1.5 | Elect Stuart Olsten | Mgmt | For | For | For | |||||
1.6 | Elect Sheldon Retchin | Mgmt | For | For | For | |||||
1.7 | Elect Tony Strange | Mgmt | For | For | For | |||||
1.8 | Elect Raymond Troubh | Mgmt | For | For | For | |||||
1.9 | Elect Rodney Windley | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
Genuine Parts Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPC | CUSIP 372460105 | 04/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mary Bullock | Mgmt | For | For | For | |||||
1.2 | Elect Jean Douville | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Gallagher | Mgmt | For | For | For | |||||
1.4 | Elect George Guynn | Mgmt | For | For | For | |||||
1.5 | Elect John Holder | Mgmt | For | For | For | |||||
1.6 | Elect John Johns | Mgmt | For | For | For | |||||
1.7 | Elect Michael Johns | Mgmt | For | For | For | |||||
1.8 | Elect J. Hicks Lanier | Mgmt | For | For | For | |||||
1.9 | Elect Robert Loudermilk, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect Wendy Needham | Mgmt | For | For | For | |||||
1.11 | Elect Jerry Nix | Mgmt | For | For | For | |||||
1.12 | Elect Gary Rollins | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Gibraltar Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROCK | CUSIP 374689107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Brian J. Lipke | Mgmt | For | For | For | |||||
2 | Elect William P. Montague | Mgmt | For | For | For | |||||
3 | Elect Arthur A. Russ, Jr. | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Gielda Papierow Wartosciowych w Warszawie S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPW | CINS X980AG100 | 02/28/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Poland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Opening | Mgmt | For | TNA | N/A | |||||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||||
5 | Agenda | Mgmt | For | TNA | N/A | |||||
6 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||||
7 | Closing | Mgmt | For | TNA | N/A | |||||
Gielda Papierow Wartosciowych w Warszawie S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPW | CINS X980AG100 | 06/27/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Poland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Opening of Meeting | Mgmt | For | TNA | N/A | |||||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||||
5 | Agenda | Mgmt | For | TNA | N/A | |||||
6 | Presentation of Management Board Report | Mgmt | For | TNA | N/A | |||||
7 | Presentation of Supervisory Board Report (Management) | Mgmt | For | TNA | N/A | |||||
8 | Presentation of Supervisory Board Report (Supervisory) | Mgmt | For | TNA | N/A | |||||
9 | Management Board Report | Mgmt | For | TNA | N/A | |||||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
12 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||||
13 | Ratification of Management Acts | Mgmt | For | TNA | N/A | |||||
14 | Supervisory Board Size | Mgmt | For | TNA | N/A | |||||
15 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||||
16 | Supervisory Board Fees | Mgmt | For | TNA | N/A | |||||
17 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
18 | Closing | Mgmt | For | TNA | N/A | |||||
Gielda Papierow Wartosciowych w Warszawie S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPW | CINS X980AG100 | 12/22/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Poland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Opening | Mgmt | For | TNA | N/A | |||||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||||
5 | Agenda | Mgmt | For | TNA | N/A | |||||
6 | Changes to Supervisory Board | Mgmt | For | TNA | N/A | |||||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
8 | Closing | Mgmt | For | TNA | N/A | |||||
Gilead Sciences, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GILD | CUSIP 375558103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Cogan | Mgmt | For | For | For | |||||
1.2 | Elect Etienne Davignon | Mgmt | For | For | For | |||||
1.3 | Elect James Denny | Mgmt | For | For | For | |||||
1.4 | Elect Carla Hills | Mgmt | For | For | For | |||||
1.5 | Elect Kevin Lofton | Mgmt | For | For | For | |||||
1.6 | Elect John Madigan | Mgmt | For | For | For | |||||
1.7 | Elect John Martin | Mgmt | For | For | For | |||||
1.8 | Elect Gordon Moore | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
1.10 | Elect Richard Whitley | Mgmt | For | For | For | |||||
1.11 | Elect Gayle Wilson | Mgmt | For | For | For | |||||
1.12 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 162(m) Bonus Plan | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
5 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Gintech Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3514 | CINS Y270A0100 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
9 | Authority to Increase Paid-In Capital | Mgmt | For | For | For | |||||
10 | Authority to Issue Common Shares via Private Placement | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
12 | Amendments to Procedures of Asset Acquisition or Disposal | Mgmt | For | For | For | |||||
13 | Election of Directors | Mgmt | For | Against | Against | |||||
14Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||||
15 | Extraordinary motions | Mgmt | For | Against | Against | |||||
Glanbia Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GL9 | CINS G39021103 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Ireland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect John Callaghan | Mgmt | For | Against | Against | |||||
4 | Elect Henry Corbally | Mgmt | For | Against | Against | |||||
5 | Elect Edward Fitzpatrick | Mgmt | For | Against | Against | |||||
6 | Elect James Gannon | Mgmt | For | Against | Against | |||||
7 | Elect James Gilsenan | Mgmt | For | Against | Against | |||||
8 | Elect Patrick Gleeson | Mgmt | For | Against | Against | |||||
9 | Elect Paul Haran | Mgmt | For | Against | Against | |||||
10 | Elect Brendan Hayes | Mgmt | For | Against | Against | |||||
11 | Elect Liam Herlihy | Mgmt | For | Against | Against | |||||
12 | Elect Martin Keane | Mgmt | For | Against | Against | |||||
13 | Elect Michael Keane | Mgmt | For | Against | Against | |||||
14 | Elect Jerry Liston | Mgmt | For | Against | Against | |||||
15 | Elect Matthew Merrick | Mgmt | For | Against | Against | |||||
16 | Elect John Moloney | Mgmt | For | Against | Against | |||||
17 | Elect John Murphy | Mgmt | For | Against | Against | |||||
18 | Elect William Murphy | Mgmt | For | Against | Against | |||||
19 | Elect Anthony O'Conner | Mgmt | For | Against | Against | |||||
20 | Elect Robert Prendergrast | Mgmt | For | Against | Against | |||||
21 | Elect John Quinlan | Mgmt | For | Against | Against | |||||
22 | Elect Siobhán Talbot | Mgmt | For | Against | Against | |||||
23 | Elect Kevin Toland | Mgmt | For | Against | Against | |||||
24 | Directors' Fees | Mgmt | For | For | For | |||||
25 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
26 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
27 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
29 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Glaxosmithkline plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GSK | CINS G3910J112 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Simon Dingemans | Mgmt | For | For | For | |||||
4 | Elect Stacey Cartwright | Mgmt | For | For | For | |||||
5 | Elect Judy Lewent | Mgmt | For | For | For | |||||
6 | Elect Sir Christopher Gent | Mgmt | For | For | For | |||||
7 | Elect Andrew Witty | Mgmt | For | For | For | |||||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||||
9 | Elect Stephanie Burns | Mgmt | For | For | For | |||||
10 | Elect H. Lawrence Culp | Mgmt | For | Against | Against | |||||
11 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||||
12 | Elect Sir Deryck Maughan | Mgmt | For | Against | Against | |||||
13 | Elect James Murdoch | Mgmt | For | For | For | |||||
14 | Elect Daniel Podolsky | Mgmt | For | For | For | |||||
15 | Elect Moncef Slaoui | Mgmt | For | For | For | |||||
16 | Elect Tom de Swaan | Mgmt | For | For | For | |||||
17 | Elect Sir Robert Wilson | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
29 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | |||||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
31 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Glimcher Realty Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GRT | CUSIP 379302102 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Celeste | Mgmt | For | For | For | |||||
1.2 | Elect Wayne Doran | Mgmt | For | For | For | |||||
1.3 | Elect Michael Glimcher | Mgmt | For | For | For | |||||
1.4 | Elect Alan Weiler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
GLV INC. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GLV | CUSIP 37989R206 | 09/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Laurent Verreault | Mgmt | For | For | For | |||||
1.2 | Elect Marc Barbeau | Mgmt | For | For | For | |||||
1.3 | Elect Claude Boivin | Mgmt | For | For | For | |||||
1.4 | Elect Marc Courtois | Mgmt | For | For | For | |||||
1.5 | Elect Guy Fortin | Mgmt | For | For | For | |||||
1.6 | Elect Sylvie Lalande | Mgmt | For | For | For | |||||
1.7 | Elect Jacques Landreville | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Pierre Seccareccia | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Richard Verreault | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Golden Agri Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
G17 | CINS ADPV11073 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Mauritius | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Fees | Mgmt | For | For | For | |||||
4 | Elect Muktar Widjaja | Mgmt | For | Against | Against | |||||
5 | Elect Rafael Concepcion, Jr. | Mgmt | For | Against | Against | |||||
6 | Elect LEW Syn Pau | Mgmt | For | Against | Against | |||||
7 | Elect Jacques Elliah | Mgmt | For | Against | Against | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||||
11 | Related Party Transactions | Mgmt | For | Abstain | Against | |||||
GOME Electrical Appliances Holding Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
493 | CINS G3978C124 | 09/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Elect ZHU Jia | Mgmt | For | For | For | |||||
4 | Elect Ian Reynolds | Mgmt | For | For | For | |||||
5 | Elect WANG Li Hong | Mgmt | For | For | For | |||||
6 | Cancellation of General Mandate to Issue shares w/o Preemptive Rights | ShrHldr | Against | Against | For | |||||
7 | SHP Removal of CHEN Xiao | ShrHldr | Against | Against | For | |||||
8 | SHP Removal of SUN Yi Ding | ShrHldr | Against | Against | For | |||||
9 | SHP Elect of Dissident Shareholder Nominee ZOU Xiao Chun | ShrHldr | Against | Against | For | |||||
10 | SHP Elect of Dissident Shareholder Nominee HUANG Yan Hong | ShrHldr | Against | Against | For | |||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Google Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GOOG | CUSIP 38259P508 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||||
1.7 | Elect Paul Otellini | Mgmt | For | For | For | |||||
1.8 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||||
GrafTech International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTI | CUSIP 384313102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Randy Carson | Mgmt | For | For | For | |||||
1.2 | Elect Mary Cranston | Mgmt | For | For | For | |||||
1.3 | Elect Harold Layman | Mgmt | For | For | For | |||||
1.4 | Elect Ferrell McClean | Mgmt | For | For | For | |||||
1.5 | Elect Nathan Milikowsky | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Michael Nahl | Mgmt | For | For | For | |||||
1.7 | Elect Steven Shawley | Mgmt | For | For | For | |||||
1.8 | Elect Craig Shular | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Great Lakes Dredge & Dock Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GLDD | CUSIP 390607109 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Deutsch | Mgmt | For | For | For | |||||
1.2 | Elect Nathan Leight | Mgmt | For | For | For | |||||
1.3 | Elect Douglas Mackie | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Greatbatch, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GB | CUSIP 39153L106 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Pamela Bailey | Mgmt | For | For | For | |||||
1.2 | Elect Michael Dinkins | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Hook | Mgmt | For | For | For | |||||
1.4 | Elect Kevin Melia | Mgmt | For | For | For | |||||
1.5 | Elect Joseph Miller, Jr. | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Bill Sanford | Mgmt | For | For | For | |||||
1.7 | Elect Peter Soderberg | Mgmt | For | For | For | |||||
1.8 | Elect William Summers, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Helena Wisniewski | Mgmt | For | For | For | |||||
2 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Green Dot Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GDOT | CUSIP 39304D102 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ross Kendell | Mgmt | For | For | For | |||||
1.2 | Elect William Ott | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Green Plains Renewable Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPRE | CUSIP 393222104 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jim Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Wayne Hoovestol | Mgmt | For | For | For | |||||
1.3 | Elect Michael McNicholas | Mgmt | For | For | For | |||||
2 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Greenland Minerals & Energy Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GGG | CINS Q4352V117 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Re-elect Michael Hutchinson | Mgmt | For | Against | Against | |||||
4 | Re-elect Anthony Ho | Mgmt | For | Against | Against | |||||
5 | Ratify Placement of Securities | Mgmt | For | For | For | |||||
6 | Ratify Placement of Securities - Placement Fee | Mgmt | For | For | For | |||||
7 | Approve Issue of Securities | Mgmt | For | For | For | |||||
8 | Approve Employee Incentive Scheme | Mgmt | For | Against | Against | |||||
9 | Equity Grant (MD/CEO Roderick McIllree) | Mgmt | For | Against | Against | |||||
10 | Equity Grant (Executive Chairman Michael Hutchinson) | Mgmt | For | Against | Against | |||||
11 | Equity Grant (NED Jeremy Whybrow) | Mgmt | For | Against | Against | |||||
12 | Equity Grant (Executive Director Simon Cato) | Mgmt | For | Against | Against | |||||
13 | Equity Grant (NED Tony Ho) | Mgmt | For | Against | Against | |||||
14 | Equity Grant (Proposed Executive Director John Mair) | Mgmt | For | Against | Against | |||||
15 | Equity Grant (MD/CEO Roderick McIllree) | Mgmt | For | Against | Against | |||||
16 | Equity Grant (Proposed Executive Director John Mair) | Mgmt | For | Against | Against | |||||
17 | Equity Grant (COO Shaun Bunn) | Mgmt | For | Against | Against | |||||
Grifols SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GRF | CINS E5706X124 | 01/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Issuance of Non-Voting Shares for Acquisition of Talecris | Mgmt | For | Abstain | Against | |||||
2 | Election of Directors and Increase in Board Size | Mgmt | For | Against | Against | |||||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
4 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Grifols SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GRF | CINS E5706X124 | 05/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | |||||
7 | Amend Article 18 | Mgmt | For | For | For | |||||
8 | Amend Article 24 | Mgmt | For | For | For | |||||
9 | Elect Luis Isasi Fernández de Bobadilla | Mgmt | For | Against | Against | |||||
10 | Elect Thomas Glanzmann | Mgmt | For | Against | Against | |||||
11 | Board Size | Mgmt | For | Against | Against | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Grupo Comercial Chedraui SAB de CV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHDRAUIB | CINS P4612W104 | 08/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Mexico | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||||
2 | Creation of Share Repurchase Reserve | Mgmt | For | For | For | |||||
3 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||||
4 | Indemnification of Directors/Officers | Mgmt | For | Against | Against | |||||
5 | Indemnification of Directors/Officers | Mgmt | For | Against | Against | |||||
6 | Election of Director | Mgmt | For | Against | Against | |||||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
GS Yuasa Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6674 | CINS J1770L109 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Makoto Yoda | Mgmt | For | For | For | |||||
3 | Elect Katsuyuki Ono | Mgmt | For | For | For | |||||
4 | Elect Kohichi Shiina | Mgmt | For | For | For | |||||
5 | Elect Hideyuki Maeno | Mgmt | For | For | For | |||||
6 | Elect Noboru Kitamura | Mgmt | For | For | For | |||||
7 | Elect Nobuyuki Ueoka | Mgmt | For | For | For | |||||
8 | Elect Hideaki Yoshimura | Mgmt | For | For | For | |||||
9 | Elect Kei Nishida | Mgmt | For | For | For | |||||
10 | Elect Masahide Kuragaki | Mgmt | For | For | For | |||||
11 | Elect Shinji Tatsumi | Mgmt | For | For | For | |||||
12 | Elect Masaru Sawada | Mgmt | For | For | For | |||||
13 | Elect Toshiyuki Nakagawa | Mgmt | For | For | For | |||||
14 | Elect Tadashi Shimizu | Mgmt | For | Against | Against | |||||
15 | Retirement Allowances and Special Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | |||||
16 | Bonus | Mgmt | For | For | For | |||||
17 | Takeover Defense Plan | Mgmt | For | Against | Against | |||||
GT Solar International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOLR | CUSIP 3623E0209 | 08/11/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Bradford Forth | Mgmt | For | For | For | |||||
1.2 | Elect Fusen Chen | Mgmt | For | For | For | |||||
1.3 | Elect John Conaway | Mgmt | For | For | For | |||||
1.4 | Elect Ernest Godshalk | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Gutierrez | Mgmt | For | For | For | |||||
1.6 | Elect Matthew Massengill | Mgmt | For | For | For | |||||
1.7 | Elect R. Chad Van Sweden | Mgmt | For | For | For | |||||
1.8 | Elect Noel Watson | Mgmt | For | For | For | |||||
Guangdong Investment Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
270 | CINS Y2929L100 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect ZHANG Hui | Mgmt | For | Against | Against | |||||
6 | Elect TSANG Hon Nam | Mgmt | For | Against | Against | |||||
7 | Elect Daniel FUNG | Mgmt | For | Against | Against | |||||
8 | Elect WU Jianguo | Mgmt | For | Against | Against | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
GUD Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GUD | CINS Q43709106 | 10/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Re-elect Ross Herron | Mgmt | For | For | For | |||||
3 | Remuneration Report | Mgmt | For | For | For | |||||
4 | Approve Termination Payments (MD/CEO Ian Campbell) | Mgmt | For | Against | Against | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Gushan Environmental Energy Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GU | CUSIP 40330W106 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors | Mgmt | For | For | For | |||||
2 | Elect Kang Nam Chu | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
H.J. Heinz Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HNZ | CUSIP 423074103 | 08/31/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Johnson | Mgmt | For | For | For | |||||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||||
3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Drosdick | Mgmt | For | For | For | |||||
5 | Elect Edith Holiday | Mgmt | For | Against | Against | |||||
6 | Elect Candace Kendle | Mgmt | For | For | For | |||||
7 | Elect Dean O'Hare | Mgmt | For | For | For | |||||
8 | Elect Nelson Peltz | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Lynn Swann | Mgmt | For | For | For | |||||
11 | Elect Thomas Usher | Mgmt | For | For | For | |||||
12 | Elect Michael Weinstein | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Halliburton Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAL | CUSIP 406216101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan Bennett | Mgmt | For | For | For | |||||
2 | Elect James Boyd | Mgmt | For | For | For | |||||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||||
5 | Elect S. Malcolm Gillis | Mgmt | For | For | For | |||||
6 | Elect Abdallah Jum'ah | Mgmt | For | For | For | |||||
7 | Elect David Lesar | Mgmt | For | For | For | |||||
8 | Elect Robert Malone | Mgmt | For | For | For | |||||
9 | Elect J. Landis Martin | Mgmt | For | For | For | |||||
10 | Elect Debra Reed | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Hang Lung Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
10 | CINS Y30148111 | 10/20/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Elect CHENG Hon Kwan | Mgmt | For | Against | Against | |||||
7 | Elect Simon IP Sik On | Mgmt | For | Against | Against | |||||
8 | Elect Philip CHEN Nan Lok | Mgmt | For | Against | Against | |||||
9 | Elect William KO Pak Yau | Mgmt | For | Against | Against | |||||
10 | Elect HO Hau Cheong | Mgmt | For | Against | Against | |||||
11 | Directors' Fees | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
HARBIN ELECTRIC, INC. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRBN | CUSIP 41145W109 | 07/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Tianfu Yang | Mgmt | For | For | For | |||||
1.2 | Elect Lanxiang Gao | Mgmt | For | For | For | |||||
1.3 | Elect Ching Chuen Chan | Mgmt | For | For | For | |||||
1.4 | Elect Boyd Plowman | Mgmt | For | For | For | |||||
1.5 | Elect David Gatton | Mgmt | For | For | For | |||||
1.6 | Elect Yunyue Ye | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Harris & Harris Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TINY | CUSIP 413833104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect W. Dillaway Ayres, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Phillip Bauman | Mgmt | For | For | For | |||||
1.3 | Elect Dugald Fletcher | Mgmt | For | For | For | |||||
1.4 | Elect Douglas Jamison | Mgmt | For | For | For | |||||
1.5 | Elect Lucio Lanza | Mgmt | For | For | For | |||||
1.6 | Elect Lori Pressman | Mgmt | For | For | For | |||||
1.7 | Elect Charles Ramsey | Mgmt | For | For | For | |||||
1.8 | Elect James Roberts | Mgmt | For | For | For | |||||
1.9 | Elect Richard Shanley | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Harris Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRS | CUSIP 413875105 | 10/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Lance | Mgmt | For | For | For | |||||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | |||||
3 | Elect Terry Growcock | Mgmt | For | For | For | |||||
4 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
5 | Elect David Rickard | Mgmt | For | For | For | |||||
6 | Elect James Stoffel | Mgmt | For | For | For | |||||
7 | Elect Gregory Swienton | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Annual Incentive Plan | Mgmt | For | For | For | |||||
10 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
Hawkins, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HWKN | CUSIP 420261109 | 07/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John McKeon | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Hawkins | Mgmt | For | Withhold | Against | |||||
1.3 | Elect James Faulconbridge | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Duane Jergenson | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Daryl Skaar | Mgmt | For | Withhold | Against | |||||
1.6 | Elect James Thompson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Jeffrey Wright | Mgmt | For | Withhold | Against | |||||
2 | 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
3 | Amendments to the Articles of Incorporation | Mgmt | For | For | For | |||||
Headwaters Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HW | CUSIP 42210P102 | 02/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kirk Benson | Mgmt | For | For | For | |||||
1.2 | Elect E.J. Garn | Mgmt | For | For | For | |||||
1.3 | Elect Raymond Weller | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Health Management Associates, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HMA | CUSIP 421933102 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Schoen | Mgmt | For | For | For | |||||
1.2 | Elect Gary Newsome | Mgmt | For | For | For | |||||
1.3 | Elect Kent Dauten | Mgmt | For | For | For | |||||
1.4 | Elect Donald Kiernan | Mgmt | For | For | For | |||||
1.5 | Elect Robert Knox | Mgmt | For | For | For | |||||
1.6 | Elect William Mayberry | Mgmt | For | For | For | |||||
1.7 | Elect Vicki O'Meara | Mgmt | For | For | For | |||||
1.8 | Elect William Steere, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Randolph Westerfield | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Health Net, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HNT | CUSIP 42222G108 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Citrino | Mgmt | For | For | For | |||||
2 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||||
3 | Elect Vicki Escarra | Mgmt | For | For | For | |||||
4 | Elect Gale Fitzgerald | Mgmt | For | For | For | |||||
5 | Elect Patrick Foley | Mgmt | For | For | For | |||||
6 | Elect Jay Gellert | Mgmt | For | For | For | |||||
7 | Elect Roger Greaves | Mgmt | For | For | For | |||||
8 | Elect Bruce Willison | Mgmt | For | For | For | |||||
9 | Elect Frederick Yeager | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
HealthSouth Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HLS | CUSIP 421924309 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Blechschmidt | Mgmt | For | For | For | |||||
1.2 | Elect John Chidsey | Mgmt | For | For | For | |||||
1.3 | Elect Donald Correll | Mgmt | For | For | For | |||||
1.4 | Elect Yvonne Curl | Mgmt | For | For | For | |||||
1.5 | Elect Charles Elson | Mgmt | For | For | For | |||||
1.6 | Elect Jay Grinney | Mgmt | For | For | For | |||||
1.7 | Elect Jon Hanson | Mgmt | For | For | For | |||||
1.8 | Elect Leo Higdon, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect John Maupin, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||||
HealthSpring, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HS | CUSIP 42224N101 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Fox | Mgmt | For | For | For | |||||
1.2 | Elect Robert Hensley | Mgmt | For | For | For | |||||
1.3 | Elect Russell Mayerfield | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Healthways, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HWAY | CUSIP 422245100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Cigarran | Mgmt | For | For | For | |||||
1.2 | Elect C. Warren Neel | Mgmt | For | For | For | |||||
1.3 | Elect John Ballantine | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Heckmann Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HEK | CUSIP 422680108 | 05/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Barkett | Mgmt | For | For | For | |||||
1.2 | Elect Lou Holtz | Mgmt | For | For | For | |||||
1.3 | Elect Robert Simonds, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hecla Mining Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HL | CUSIP 422704106 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Phillips Baker, Jr. | Mgmt | For | For | For | |||||
2 | Elect Anthony Taylor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
HeidelbergCement AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HEI | CINS D31709104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratify Bernd Scheifele | Mgmt | For | For | For | |||||
7 | Ratify Dominik von Achten | Mgmt | For | For | For | |||||
8 | Ratify Daniel Gauthier | Mgmt | For | For | For | |||||
9 | Ratify Andreas Kern | Mgmt | For | For | For | |||||
10 | Ratify Lorenz Naeger | Mgmt | For | For | For | |||||
11 | Ratify Albert Scheuer | Mgmt | For | For | For | |||||
12 | Ratify Fritz-Juergen Heckmann | Mgmt | For | For | For | |||||
13 | Ratify Heinz Schmitt | Mgmt | For | For | For | |||||
14 | Ratify Robert Feiger | Mgmt | For | For | For | |||||
15 | Ratify Josef Heumann | Mgmt | For | For | For | |||||
16 | Ratify Max Dietrich Kley | Mgmt | For | For | For | |||||
17 | Ratify Hans Georg Kraut | Mgmt | For | For | For | |||||
18 | Ratify Herbert Luetkesstratkoetter | Mgmt | For | For | For | |||||
19 | Ratify Tobias Merckle | Mgmt | For | For | For | |||||
20 | Ratify Tobias Merckle | Mgmt | For | For | For | |||||
21 | Ratify Alan James Murray | Mgmt | For | For | For | |||||
22 | Ratify Werner Schraeder | Mgmt | For | For | For | |||||
23 | Ratify Frank-Dirk Steininger | Mgmt | For | For | For | |||||
24 | Appointment of Auditor | Mgmt | For | For | For | |||||
25 | Compensation Policy | Mgmt | For | For | For | |||||
Heineken Holding N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HEIO | CINS N39338194 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Amendments to Articles | Mgmt | For | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Elect C. M. Kwist | Mgmt | For | Against | Against | |||||
14 | Elect C.L. de Carvalho-Heineken | Mgmt | For | Against | Against | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Helen Of Troy Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HELE | CUSIP G4388N106 | 08/31/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary Abromovitz | Mgmt | For | For | For | |||||
1.2 | Elect John Butterworth | Mgmt | For | For | For | |||||
1.3 | Elect Timothy Meeker | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Rubin | Mgmt | For | For | For | |||||
1.5 | Elect Stanlee Rubin | Mgmt | For | For | For | |||||
1.6 | Elect William Susetka | Mgmt | For | For | For | |||||
1.7 | Elect Adolpho Telles | Mgmt | For | For | For | |||||
1.8 | Elect Darren Woody | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Helix Energy Solutions Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HLX | CUSIP 42330P107 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Nancy Quinn | Mgmt | For | For | For | |||||
1.2 | Elect William Transier | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Henderson Land Development Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0012 | CINS Y31476107 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Augustine WONG Ho Ming | Mgmt | For | Against | Against | |||||
6 | Elect LEE Ka Kit | Mgmt | For | Against | Against | |||||
7 | Elect LEE Ka Shing | Mgmt | For | Against | Against | |||||
8 | Elect SUEN Kwok Lam | Mgmt | For | Against | Against | |||||
9 | Elect Patrick KWOK Ping Ho | Mgmt | For | Against | Against | |||||
10 | Elect Angelina LEE Pui Ling | Mgmt | For | Against | Against | |||||
11 | Elect WU King Cheong | Mgmt | For | Against | Against | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
17 | Amendments to Articles | Mgmt | For | For | For | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Léo Apotheker | Mgmt | For | For | For | |||||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
7 | Elect John Hammergren | Mgmt | For | For | For | |||||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||||
11 | Elect Dominique Sénéquier | Mgmt | For | For | For | |||||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||||
Hi-Tech Pharmacal Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HITK | CUSIP 42840B101 | 11/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Seltzer | Mgmt | For | For | For | |||||
1.2 | Elect Reuben Seltzer | Mgmt | For | For | For | |||||
1.3 | Elect Martin Goldwyn | Mgmt | For | For | For | |||||
1.4 | Elect Yashar Hirshaut | Mgmt | For | For | For | |||||
1.5 | Elect Jack Van Hulst | Mgmt | For | For | For | |||||
1.6 | Elect Anthony Puglisi | Mgmt | For | For | For | |||||
1.7 | Elect Bruce Simpson | Mgmt | For | For | For | |||||
2 | Amendment to the 2009 Stock Option Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hitachi High-Technologies | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8036 | CINS J20416103 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hidehito Ohbayashi | Mgmt | For | Against | Against | |||||
2 | Elect Masao Hisada | Mgmt | For | Against | Against | |||||
3 | Elect Katsumi Mizuno | Mgmt | For | Against | Against | |||||
4 | Elect Hideyo Hayakawa | Mgmt | For | Against | Against | |||||
5 | Elect Toyoaki Nakamura | Mgmt | For | Against | Against | |||||
6 | Elect Ryuichi Kitayama | Mgmt | For | Against | Against | |||||
Hitachi Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6501 | CINS J20454112 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||||
3 | Elect Yoshie Ohta | Mgmt | For | Against | Against | |||||
4 | Elect Mitsuo Ohhashi | Mgmt | For | Against | Against | |||||
5 | Elect Nobuo Katsumata | Mgmt | For | Against | Against | |||||
6 | Elect Tohru Motobayashi | Mgmt | For | Against | Against | |||||
7 | Elect Isao Ono | Mgmt | For | Against | Against | |||||
8 | Elect Stephen Gomersall | Mgmt | For | Against | Against | |||||
9 | Elect Tadamichi Sakiyama | Mgmt | For | Against | Against | |||||
10 | Elect Masaharu Sumikawa | Mgmt | For | Against | Against | |||||
11 | Elect Hiroaki Nakanishi | Mgmt | For | Against | Against | |||||
12 | Elect Michiharu Nakamura | Mgmt | For | Against | Against | |||||
13 | Elect Takashi Hatchohji | Mgmt | For | Against | Against | |||||
14 | Elect Takashi Miyoshi | Mgmt | For | Against | Against | |||||
15 | Shareholder Proposal Regarding Removal of a Director | ShrHldr | Against | Against | For | |||||
Hokkaido Electric Power Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9509 | CINS J21378104 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Bonus | Mgmt | For | For | For | |||||
4 | Elect Kanji Abe | Mgmt | For | For | For | |||||
5 | Elect Takahisa Ishii | Mgmt | For | For | For | |||||
6 | Elect Takahiro Ohfusa | Mgmt | For | For | For | |||||
7 | Elect Hiroyuki Onmura | Mgmt | For | For | For | |||||
8 | Elect Katsuhiko Kawai | Mgmt | For | For | For | |||||
9 | Elect Tatsuo Kondoh | Mgmt | For | For | For | |||||
10 | Elect Osamu Sakai | Mgmt | For | For | For | |||||
11 | Elect Yoshitaka Satoh | Mgmt | For | For | For | |||||
12 | Elect Noriko Shimizu | Mgmt | For | For | For | |||||
13 | Elect Kenyuh Takahashi | Mgmt | For | For | For | |||||
14 | Elect Kimihiro Honma | Mgmt | For | For | For | |||||
15 | Elect Moritoshi Yoshida | Mgmt | For | For | For | |||||
16 | Elect Hiromasa Yoshimoto | Mgmt | For | For | For | |||||
17 | Elect Junji Ishii | Mgmt | For | Against | Against | |||||
Hokuriku Electric Power | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9505 | CINS J22050108 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Yukio Arai | Mgmt | For | For | For | |||||
3 | Elect Yutaka Kanai | Mgmt | For | For | For | |||||
4 | Elect Susumu Kyuwa | Mgmt | For | For | For | |||||
5 | Elect Masato Kontani | Mgmt | For | For | For | |||||
6 | Elect Hiroyuki Tsuka | Mgmt | For | For | For | |||||
7 | Elect Isao Nagahara | Mgmt | For | For | For | |||||
8 | Elect Yuuichi Hori | Mgmt | For | For | For | |||||
9 | Elect Yukio Matsuoka | Mgmt | For | For | For | |||||
10 | Elect Mitsuaki Minabe | Mgmt | For | For | For | |||||
11 | Elect Toshinori Motobayashi | Mgmt | For | For | For | |||||
12 | Elect Shinji Wakamiya | Mgmt | For | For | For | |||||
13 | Bonus | Mgmt | For | For | For | |||||
Home BancShares, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HOMB | CUSIP 436893200 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Allison | Mgmt | For | For | For | |||||
1.2 | Elect C. Randall Sims | Mgmt | For | For | For | |||||
1.3 | Elect Randy Mayor | Mgmt | For | For | For | |||||
1.4 | Elect Robert Adcock | Mgmt | For | For | For | |||||
1.5 | Elect Richard Ashley | Mgmt | For | For | For | |||||
1.6 | Elect Dale Bruns | Mgmt | For | For | For | |||||
1.7 | Elect Richard Buckheim | Mgmt | For | For | For | |||||
1.8 | Elect Jack Engelkes | Mgmt | For | For | For | |||||
1.9 | Elect James Hinkle | Mgmt | For | For | For | |||||
1.10 | Elect Alex Lieblong | Mgmt | For | For | For | |||||
1.11 | Elect William Thompson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Hon Hai Precision Industry Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2317 | CINS Y36861105 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Authority to Increase Paid-in Capital | Mgmt | For | Against | Against | |||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
10 | Amendments to Articles | Mgmt | For | Against | Against | |||||
11 | Extraordinary Motions | Mgmt | For | Against | Against | |||||
Honeywell International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HON | CUSIP 438516106 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
9 | Elect George Paz | Mgmt | For | For | For | |||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Incentive Compensation Plan for Executive Employees | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Horsehead Holding Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZINC | CUSIP 440694305 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John van Roden, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Jack Shilling | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||||
Host Hotels & Resorts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HST | CUSIP 44107P104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Baylis | Mgmt | For | For | For | |||||
2 | Elect Willard Brittain, Jr. | Mgmt | For | For | For | |||||
3 | Elect Terence Golden | Mgmt | For | For | For | |||||
4 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||||
5 | Elect Richard Marriott | Mgmt | For | For | For | |||||
6 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
7 | Elect Gordon Smith | Mgmt | For | For | For | |||||
8 | Elect W. Edward Walter | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
HQ Sustainable Maritime Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HQS | CUSIP 40426A208 | 12/14/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Norbert Sporns | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Lillian Wang Li | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Harry Wang Hua | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Fred Bild | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Kevin Fitzsimmons | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Andrew Intrater | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Daniel Too | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
HSBC Holdings plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSBA | CINS G4634U169 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Safra Catz | Mgmt | For | For | For | |||||
4 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||||
5 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | |||||
6 | Elect John Coombe | Mgmt | For | For | For | |||||
7 | Elect Rona Fairhead | Mgmt | For | For | For | |||||
8 | Elect Douglas Flint | Mgmt | For | For | For | |||||
9 | Elect Alexander Flockhart | Mgmt | For | For | For | |||||
10 | Elect Stuart Gulliver | Mgmt | For | For | For | |||||
11 | Elect James Hughes-Hallett | Mgmt | For | For | For | |||||
12 | Elect Sam Laidlaw | Mgmt | For | For | For | |||||
13 | Elect J. Rachel Lomax | Mgmt | For | For | For | |||||
14 | Elect Iain Mackay | Mgmt | For | For | For | |||||
15 | Elect Gwyn Morgan | Mgmt | For | Against | Against | |||||
16 | Elect Narayana Murthy | Mgmt | For | For | For | |||||
17 | Elect Simon Robertson | Mgmt | For | For | For | |||||
18 | Elect John Thornton | Mgmt | For | For | For | |||||
19 | Elect Sir Brian Williamson | Mgmt | For | For | For | |||||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Share Plan 2011 | Mgmt | For | Against | Against | |||||
24 | Directors' Fees | Mgmt | For | For | For | |||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
HSN, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSNI | CUSIP 404303109 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gregory Blatt | Mgmt | For | For | For | |||||
1.2 | Elect Patrick Bousquet-Chavanne | Mgmt | For | For | For | |||||
1.3 | Elect Michael Boyd | Mgmt | For | For | For | |||||
1.4 | Elect William Costello | Mgmt | For | For | For | |||||
1.5 | Elect James Follo | Mgmt | For | For | For | |||||
1.6 | Elect Mindy Grossman | Mgmt | For | For | For | |||||
1.7 | Elect Stephanie Kugelman | Mgmt | For | For | For | |||||
1.8 | Elect Arthur Martinez | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Thomas McInerney | Mgmt | For | For | For | |||||
1.10 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Huaneng Power International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
902 | CINS Y3744A105 | 03/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Framework Agreement | Mgmt | For | For | For | |||||
Huaneng Power International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
902 | CINS Y3744A105 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Directors' Report | Mgmt | For | For | For | |||||
5 | Supervisors' Report | Mgmt | For | For | For | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Short-Term Debentures | Mgmt | For | For | For | |||||
10 | Authority to Issue Super Short-Term Debentures | Mgmt | For | For | For | |||||
11 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
13 | Elect CAO Peixi | Mgmt | For | Against | Against | |||||
14 | Elect HUANG Long | Mgmt | For | Against | Against | |||||
15 | Elect LI Shiqi | Mgmt | For | Against | Against | |||||
16 | Elect HUANG Jian | Mgmt | For | Against | Against | |||||
17 | Elect LIU Guoyue | Mgmt | For | Against | Against | |||||
18 | Elect FAN Xiaxia | Mgmt | For | Against | Against | |||||
19 | Elect SHAN Qunying | Mgmt | For | Against | Against | |||||
20 | Elect LIU Shuyuan | Mgmt | For | Against | Against | |||||
21 | Elect XU Zujian | Mgmt | For | Against | Against | |||||
22 | Elect HUANG Mingyuan | Mgmt | For | Against | Against | |||||
23 | Elect SHAO Shiwei | Mgmt | For | Against | Against | |||||
24 | Elect WU Liansheng | Mgmt | For | Against | Against | |||||
25 | Elect LI Zhensheng | Mgmt | For | Against | Against | |||||
26 | Elect QI Yudong | Mgmt | For | Against | Against | |||||
27 | Elect ZHANG Shouwen | Mgmt | For | Against | Against | |||||
28 | Elect GUO Junming | Mgmt | For | Against | Against | |||||
29 | Elect HAO Tingwei | Mgmt | For | Against | Against | |||||
30 | Elect ZHANG Mengjiao | Mgmt | For | Against | Against | |||||
31 | Elect GU Jianguo | Mgmt | For | Against | Against | |||||
32 | Issuance of Non-Public Debt Financing Instruments | Mgmt | For | For | For | |||||
Huaneng Power International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
902 | CINS Y3744A105 | 09/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Class of Shares and Nominal Value | Mgmt | For | For | For | |||||
4 | Method of Issuance | Mgmt | For | For | For | |||||
5 | Target Subscribers | Mgmt | For | For | For | |||||
6 | Method of Subscription | Mgmt | For | For | For | |||||
7 | Number of Shares to be Issued | Mgmt | For | For | For | |||||
8 | Price Determination Date | Mgmt | For | For | For | |||||
9 | Subscription Price | Mgmt | For | For | For | |||||
10 | Number of Shares to be Issued | Mgmt | For | For | For | |||||
11 | Lock-up Periods | Mgmt | For | For | For | |||||
12 | Listing of Shares | Mgmt | For | For | For | |||||
13 | Use of Proceeds | Mgmt | For | For | For | |||||
14 | Arrangement of Undistributed Earnings | Mgmt | For | For | For | |||||
15 | Relationship between A and H Share Issue | Mgmt | For | For | For | |||||
16 | Validity Period | Mgmt | For | For | For | |||||
17 | Signing of Supplemental Agreements and Subscription Agreements | Mgmt | For | For | For | |||||
18 | Fulfillment of Conditions Pursuant to Issuance of A Shares | Mgmt | For | For | For | |||||
19 | Ratification of Board Acts to Deal with A and H Share Issue | Mgmt | For | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Huaneng Power International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
902 | CINS Y3744A105 | 09/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Other | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Class of Shares and Nominal Value | Mgmt | For | For | For | |||||
4 | Method of Issuance | Mgmt | For | For | For | |||||
5 | Target Subscribers | Mgmt | For | For | For | |||||
6 | Method of Subscription | Mgmt | For | For | For | |||||
7 | Number of Shares to be Issued | Mgmt | For | For | For | |||||
8 | Price Determination Date | Mgmt | For | For | For | |||||
9 | Subscription Price | Mgmt | For | For | For | |||||
10 | Adjustment to the Shares to be Issued and Subscription Price | Mgmt | For | For | For | |||||
11 | Lock-up Periods | Mgmt | For | For | For | |||||
12 | Listing of Shares | Mgmt | For | For | For | |||||
13 | Use of Proceeds | Mgmt | For | For | For | |||||
14 | Arrangement of Undistributed Earnings | Mgmt | For | For | For | |||||
15 | Relationship between A and H Share Issue | Mgmt | For | For | For | |||||
16 | Validity Period | Mgmt | For | For | For | |||||
17 | Signing of Supplemental Agreements and Subscription Agreements | Mgmt | For | For | For | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Hub Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUBG | CUSIP 443320106 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Yeager | Mgmt | For | For | For | |||||
1.2 | Elect Mark Yeager | Mgmt | For | For | For | |||||
1.3 | Elect Gary Eppen | Mgmt | For | For | For | |||||
1.4 | Elect Charles Reaves | Mgmt | For | For | For | |||||
1.5 | Elect Martin Slark | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hudson City Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCBK | CUSIP 443683107 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald Hermance, Jr. | Mgmt | For | For | For | |||||
2 | Elect William Bardel | Mgmt | For | For | For | |||||
3 | Elect Scott Belair | Mgmt | For | For | For | |||||
4 | Elect Cornelius Golding | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Human Genome Sciences, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HGSI | CUSIP 444903108 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Danzig | Mgmt | For | For | For | |||||
1.2 | Elect Colin Goddard | Mgmt | For | For | For | |||||
1.3 | Elect Maxine Gowen | Mgmt | For | For | For | |||||
1.4 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||||
1.5 | Elect Argeris Karabelas | Mgmt | For | For | For | |||||
1.6 | Elect John LaMattina | Mgmt | For | For | For | |||||
1.7 | Elect Augustine Lawlor | Mgmt | For | For | For | |||||
1.8 | Elect George Morrow | Mgmt | For | For | For | |||||
1.9 | Elect Gregory Norden | Mgmt | For | For | For | |||||
1.10 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||||
1.11 | Elect Robert Young | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Humana Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUM | CUSIP 444859102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Frank D'Amelio | Mgmt | For | For | For | |||||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||||
3 | Elect Kurt Hilzinger | Mgmt | For | For | For | |||||
4 | Elect David Jones Jr. | Mgmt | For | For | For | |||||
5 | Elect Michael McCallister | Mgmt | For | For | For | |||||
6 | Elect William McDonald | Mgmt | For | For | For | |||||
7 | Elect William Mitchell | Mgmt | For | For | For | |||||
8 | Elect David Nash | Mgmt | For | For | For | |||||
9 | Elect James O'Brien | Mgmt | For | For | For | |||||
10 | Elect Marissa Peterson | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hunan Nonferrous Metals Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2626 | CINS Y3767E109 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||
7 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
8 | Other Business | Mgmt | For | Against | Against | |||||
Huntington Bancshares Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBAN | CUSIP 446150104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Don Casto III | Mgmt | For | For | For | |||||
1.2 | Elect Ann Crane | Mgmt | For | For | For | |||||
1.3 | Elect Steven Elliot | Mgmt | For | For | For | |||||
1.4 | Elect Michael Endres | Mgmt | For | For | For | |||||
1.5 | Elect John Gerlach, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect D. James Hilliker | Mgmt | For | For | For | |||||
1.7 | Elect David Lauer | Mgmt | For | For | For | |||||
1.8 | Elect Jonathan Levy | Mgmt | For | For | For | |||||
1.9 | Elect Gerard Mastroianni | Mgmt | For | For | For | |||||
1.10 | Elect Richard Neu | Mgmt | For | For | For | |||||
1.11 | Elect David Porteous | Mgmt | For | For | For | |||||
1.12 | Elect Kathleen Ransier | Mgmt | For | For | For | |||||
1.13 | Elect William Robertson | Mgmt | For | For | For | |||||
1.14 | Elect Stephen Steinour | Mgmt | For | For | For | |||||
2 | Amendment to the Management Incentive Plan for Covered Employees | Mgmt | For | For | For | |||||
3 | Supplemental Stock Purchase and Tax Savings Plan and Trust | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Hyflux Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600 | CINS Y3817K105 | 03/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | For | |||||
2 | Authority to Issue Preferred Shares | Mgmt | For | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Hyflux Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600 | CINS Y3817K105 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Rajsekar Kuppuswami Mitta | Mgmt | For | Against | Against | |||||
4 | Elect TAN Teck Meng | Mgmt | For | Against | Against | |||||
5 | Directors' Fees | Mgmt | For | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | |||||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Authority to Issue Preferred Shares | Mgmt | For | Against | Against | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Authority to Grant Awards and Issue Shares under the Hyflux Employees' Share Option Scheme | Mgmt | For | Against | Against | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Hyflux Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600 | CINS Y3817K105 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Adoption of Hyflux Employees' Share Option Scheme 2011 | Mgmt | For | Against | Against | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Participation of Olivia LUM Ooi Lin | Mgmt | For | Against | Against | |||||
4 | Equity Grant to Olivia LUM Ooi Lin | Mgmt | For | Against | Against | |||||
Hyundai Department Store | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
69960 | CINS Y38306109 | 03/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||||
4 | Election of Audit Committee Memebrs (Slate) | Mgmt | For | For | For | |||||
5 | Directors' Fees | Mgmt | For | For | For | |||||
Hyundai Engineering & Construction Co., Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
720 | CINS Y38382100 | 03/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | Abstain | Against | |||||
4 | Resignation of LEE Seung Ryul | Mgmt | For | Abstain | Against | |||||
5 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||||
6 | Election of Audit Committee Members (Slate) | Mgmt | For | Abstain | Against | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
IAC/InterActiveCorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IACI | CUSIP 44919P508 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gregory Blatt | Mgmt | For | For | For | |||||
1.2 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Barry Diller | Mgmt | For | For | For | |||||
1.4 | Elect Michael Eisner | Mgmt | For | For | For | |||||
1.5 | Elect Victor Kaufman | Mgmt | For | For | For | |||||
1.6 | Elect Donald Keough | Mgmt | For | For | For | |||||
1.7 | Elect Bryan Lourd | Mgmt | For | For | For | |||||
1.8 | Elect Arthur Martinez | Mgmt | For | Withhold | Against | |||||
1.9 | Elect David Rosenblatt | Mgmt | For | For | For | |||||
1.10 | Elect Alan Spoon | Mgmt | For | For | For | |||||
1.11 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |||||
1.12 | Elect Richard Zannino | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Iberdrola Renovables SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBR | CINS E6244B103 | 05/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts | Mgmt | For | For | For | |||||
3 | Reports | Mgmt | For | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Ratification of Co-option of Aurelio Izquierdo Gómez | Mgmt | For | Against | Against | |||||
8 | Authority to Create/Fund Foundations | Mgmt | For | For | For | |||||
9 | Merger with Iberdrola SA | Mgmt | For | For | For | |||||
10 | Special Dividend | Mgmt | For | For | For | |||||
11 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
12 | Remuneration Report | Mgmt | For | For | For | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Illumina, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ILMN | CUSIP 452327109 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Bradbury | Mgmt | For | For | For | |||||
1.2 | Elect Roy Whitfield | Mgmt | For | For | For | |||||
1.3 | Elect Gerald Möller | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Impax Laboratories Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPXL | CUSIP 45256B101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Leslie Benet | Mgmt | For | For | For | |||||
1.2 | Elect Robert Burr | Mgmt | For | For | For | |||||
1.3 | Elect Allen Chao | Mgmt | For | For | For | |||||
1.4 | Elect Nigel Fleming | Mgmt | For | For | For | |||||
1.5 | Elect Larry Hsu | Mgmt | For | For | For | |||||
1.6 | Elect Michael Markbreiter | Mgmt | For | For | For | |||||
1.7 | Elect Peter Terreri | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Imperial Tobacco Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IMT | CINS G4721W102 | 02/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Ken Burnett | Mgmt | For | For | For | |||||
5 | Elect Alison Cooper | Mgmt | For | For | For | |||||
6 | Elect Robert Dyrbus | Mgmt | For | For | For | |||||
7 | Elect Michael Herlihy | Mgmt | For | For | For | |||||
8 | Elect Pierre Jungels | Mgmt | For | For | For | |||||
9 | Elect Susan Murray | Mgmt | For | For | For | |||||
10 | Elect Iain Napier | Mgmt | For | For | For | |||||
11 | Elect Berge Setrakian | Mgmt | For | Against | Against | |||||
12 | Elect Mark Williamson | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
16 | Extension of French Sharesave Plan | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
21 | Adoption of New Articles | Mgmt | For | For | For | |||||
Indofood Agri Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
5JS | CINS Y3974E108 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Fees | Mgmt | For | For | For | |||||
3 | Elect TJHIE Tje Fie | Mgmt | For | Against | Against | |||||
4 | Elect Moleonoto Tjang | Mgmt | For | Against | Against | |||||
5 | Elect Gunadi | Mgmt | For | Against | Against | |||||
6 | Elect Edward LEE Kwong Foo | Mgmt | For | Against | Against | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Related Party Transactions | Mgmt | For | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Indofood Agri Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
5JS | CINS Y3974E108 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Possible Material Dilution | Mgmt | For | Abstain | Against | |||||
2 | Amalgamation of Wholly-Owned Subsidiary | Mgmt | For | Abstain | Against | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Industrial & Commercial Bank Of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1398 | CINS ADPV10686 | 05/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Reports | Mgmt | For | For | For | |||||
4 | Supervisors' Reports | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Property Purchase | Mgmt | For | For | For | |||||
8 | Fixed Assets Investment Budget | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Elect ZHAO Lin as Supervisor | Mgmt | For | For | For | |||||
11 | 2010 Directors and Supervisors Remuneration | Mgmt | For | For | For | |||||
Infigen Energy Limited (fka Babcock & Brown Wind Partners) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IFN | CINS Q4934M106 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report (Company only) | Mgmt | For | For | For | |||||
3 | Re-elect Anthony Battle (Company & Foreign Company) | Mgmt | For | For | For | |||||
4 | Equity Grant (MD Miles George) (Company, Foreign Company & Trust) | Mgmt | For | For | For | |||||
5 | Approve Retirement Benefits Framework (Company only) | Mgmt | For | For | For | |||||
6 | Ratify Security Buy-back (Foreign Company only) | Mgmt | For | For | For | |||||
7 | Re-appoint Auditor and Authorise Board to Set Fees (Foreign Company only) | Mgmt | For | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Informatica Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INFA | CUSIP 45666Q102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Bertelsen | Mgmt | For | Against | Against | |||||
2 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||||
3 | Elect Godfrey Sullivan | Mgmt | For | For | For | |||||
4 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
InfoSpace, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INSP | CUSIP 45678T300 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jules Haimovitz | Mgmt | For | For | For | |||||
1.2 | Elect Elizabeth Huebner | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
ING Groep N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INGA | CINS N4578E413 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Executive Board Remuneration Policy | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Amendment to Articles A | Mgmt | For | Against | Against | |||||
12 | Amendment to Articles B | Mgmt | For | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Ratification of Executive Board Acts | Mgmt | For | For | For | |||||
15 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
16 | Elect Koos Timmermans | Mgmt | For | For | For | |||||
17 | Elect Peter Elverding | Mgmt | For | Against | Against | |||||
18 | Elect Henk Breukink | Mgmt | For | Against | Against | |||||
19 | Elect Sjoerd van Keulen | Mgmt | For | Against | Against | |||||
20 | Elect Joost Kuiper | Mgmt | For | Against | Against | |||||
21 | Elect Luc Vandewalle | Mgmt | For | Against | Against | |||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | |||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
25 | Authority to Repurchase Shares in Connection with a Merger | Mgmt | For | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Innergex Renewable Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INE | CUSIP 45790B104 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Lambert | Mgmt | For | For | For | |||||
1.2 | Elect John Hanna | Mgmt | For | For | For | |||||
1.3 | Elect Jean La Couture | Mgmt | For | For | For | |||||
1.4 | Elect Michel Letellier | Mgmt | For | For | For | |||||
1.5 | Elect Susan Smith | Mgmt | For | For | For | |||||
1.6 | Elect Daniel Lafrance | Mgmt | For | For | For | |||||
1.7 | Elect Lise Lachapelle | Mgmt | For | For | For | |||||
1.8 | Elect Richard Laflamme | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Amendment to Articles Regarding Preferred Shares | Mgmt | For | For | For | |||||
4 | Reduction of Stated Capital | Mgmt | For | For | For | |||||
5 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||||
Innophos Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPHS | CUSIP 45774N108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | |||||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | |||||
1.3 | Elect Randolph Gress | Mgmt | For | For | For | |||||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | |||||
1.5 | Elect Karen Osar | Mgmt | For | For | For | |||||
1.6 | Elect John Steitz | Mgmt | For | For | For | |||||
1.7 | Elect Stephen Zide | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
INPEX Corporation (fka INPEX Holdings Inc.) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1605 | CINS J2467E101 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Yoshitsugu Takai | Mgmt | For | Against | Against | |||||
4 | Elect Haruhito Totsune | Mgmt | For | For | For | |||||
5 | Elect Kohji Sumiya | Mgmt | For | Against | Against | |||||
6 | Elect Hiroshi Satoh | Mgmt | For | Against | Against | |||||
7 | Elect Masaru Funai | Mgmt | For | For | For | |||||
8 | Bonus | Mgmt | For | For | For | |||||
Insituform Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INSU | CUSIP 457667103 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Joseph Burgess | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Cortinovis | Mgmt | For | For | For | |||||
1.3 | Elect Stephanie Cuskley | Mgmt | For | For | For | |||||
1.4 | Elect John Dubinsky | Mgmt | For | For | For | |||||
1.5 | Elect Charles Gordon | Mgmt | For | For | For | |||||
1.6 | Elect Juanita Hinshaw | Mgmt | For | For | For | |||||
1.7 | Elect M. Richard Smith | Mgmt | For | For | For | |||||
1.8 | Elect Alfred Woods | Mgmt | For | For | For | |||||
2 | 2011 Non-Employee Director Plan | Mgmt | For | For | For | |||||
3 | 2011 Executive Performance Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Integrated Device Technology, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IDTI | CUSIP 458118106 | 09/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Schofield | Mgmt | For | For | For | |||||
1.2 | Elect Lewis Eggebrecht | Mgmt | For | For | For | |||||
1.3 | Elect Umesh Padval | Mgmt | For | For | For | |||||
1.4 | Elect Gordon Parnell | Mgmt | For | For | For | |||||
1.5 | Elect Donald Schrock | Mgmt | For | For | For | |||||
1.6 | Elect Ron Smith | Mgmt | For | For | For | |||||
1.7 | Elect Theodore Tewksbury | Mgmt | For | For | For | |||||
2 | Amendment to the 2004 Equity Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Integrated Silicon Solution, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ISSI | CUSIP 45812P107 | 02/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jimmy Lee | Mgmt | For | For | For | |||||
1.2 | Elect Scott Howarth | Mgmt | For | For | For | |||||
1.3 | Elect Kong Yeu Han | Mgmt | For | For | For | |||||
1.4 | Elect Paul Chien | Mgmt | For | For | For | |||||
1.5 | Elect Jonathan Khazam | Mgmt | For | For | For | |||||
1.6 | Elect Keith McDonald | Mgmt | For | For | For | |||||
1.7 | Elect Stephen Pletcher | Mgmt | For | For | For | |||||
1.8 | Elect Bruce Wooley | Mgmt | For | For | For | |||||
1.9 | Elect John Zimmerman | Mgmt | For | For | For | |||||
2 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
Intel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTC | CUSIP 458140100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
2 | Elect Susan Decker | Mgmt | For | For | For | |||||
3 | Elect John Donahoe | Mgmt | For | For | For | |||||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||||
6 | Elect James Plummer | Mgmt | For | For | For | |||||
7 | Elect David Pottruck | Mgmt | For | For | For | |||||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||||
10 | Elect David Yoffie | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Inter Parfums, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPAR | CUSIP 458334109 | 07/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jean Madar | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Philippe Benacin | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Russell Greenberg | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Philippe Santi | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Francois Heilbronn | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Jean Lévy | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Robert Bensoussan-Torres | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Serge Rosinoer | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Patrick Choël | Mgmt | For | Withhold | Against | |||||
InterDigital, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IDCC | CUSIP 45867G101 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gilbert Amelio | Mgmt | For | For | For | |||||
1.2 | Elect Steven Clontz | Mgmt | For | For | For | |||||
1.3 | Elect Edward Kamins | Mgmt | For | For | For | |||||
1.4 | Elect Jean Rankin | Mgmt | For | For | For | |||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
International Bancshares Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBOC | CUSIP 459044103 | 05/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Irving Greenblum | Mgmt | For | Withhold | Against | |||||
1.2 | Elect R. David Guerra | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Daniel Hastings, Jr. | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Douglas Howland | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Imelda Navarro | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Sioma Neiman | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Peggy Newman | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Dennis Nixon | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Larry Norton | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Leonardo Salinas | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Antonio Sanchez, Jr. | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Guillermo Trevino | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
International Business Machines Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBM | CUSIP 459200101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect William Brody | Mgmt | For | For | For | |||||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
8 | Elect James Owens | Mgmt | For | For | For | |||||
9 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
10 | Elect Joan Spero | Mgmt | For | For | For | |||||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||||
12 | Elect Lorenzo Héctor Zambrano Treviño | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
International Flavors & Fragrances Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IFF | CUSIP 459506101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Margaret Adame | Mgmt | For | For | For | |||||
2 | Elect Marcello Bottoli | Mgmt | For | For | For | |||||
3 | Elect Linda Buck | Mgmt | For | For | For | |||||
4 | Elect J. Michael Cook | Mgmt | For | For | For | |||||
5 | Elect Roger Ferguson, Jr. | Mgmt | For | For | For | |||||
6 | Elect Andreas Fibig | Mgmt | For | For | For | |||||
7 | Elect Alexandra Herzan | Mgmt | For | For | For | |||||
8 | Elect Henry Howell, Jr. | Mgmt | For | For | For | |||||
9 | Elect Katherine Hudson | Mgmt | For | For | For | |||||
10 | Elect Arthur Martinez | Mgmt | For | Against | Against | |||||
11 | Elect Dale Morrison | Mgmt | For | For | For | |||||
12 | Elect Douglas Tough | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
International Power plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPR | CINS G4890M109 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Dirk Beeuwsaert | Mgmt | For | Against | Against | |||||
3 | Elect Sir Neville Simms | Mgmt | For | Against | Against | |||||
4 | Elect Bernard Attali | Mgmt | For | Against | Against | |||||
5 | Elect Anthony Isaac | Mgmt | For | Against | Against | |||||
6 | Elect David Weston | Mgmt | For | Against | Against | |||||
7 | Elect Sir Rob Young | Mgmt | For | Against | Against | |||||
8 | Elect Michael Zaoui | Mgmt | For | Against | Against | |||||
9 | Elect Gérard Mestrallet | Mgmt | For | Against | Against | |||||
10 | Elect Jean-François Cirelli | Mgmt | For | Against | Against | |||||
11 | Elect Gérard Lamarche | Mgmt | For | Against | Against | |||||
12 | Elect Philip Cox | Mgmt | For | Against | Against | |||||
13 | Elect Mark Williamson | Mgmt | For | Against | Against | |||||
14 | Elect Guy Richelle | Mgmt | For | Against | Against | |||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Increase Non-Exeuctive Directors' Fee Cap | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Interpublic Group of Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPG | CUSIP 460690100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Reginald Brack | Mgmt | For | For | For | |||||
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||||
3 | Elect Jill Considine | Mgmt | For | For | For | |||||
4 | Elect Richard Goldstein | Mgmt | For | For | For | |||||
5 | Elect Mary Guilfoile | Mgmt | For | For | For | |||||
6 | Elect H. John Greeniaus | Mgmt | For | For | For | |||||
7 | Elect William Kerr | Mgmt | For | For | For | |||||
8 | Elect Michael Roth | Mgmt | For | For | For | |||||
9 | Elect David Thomas | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Intesa Sanpaolo S.p.A. (fka Banca Intesa S.p.A.) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ISP | CINS T55067101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Amendments to Articles | Mgmt | For | For | For | |||||
5 | Issuance of Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
Intrepid Potash, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPI | CUSIP 46121Y102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Jornayvaz III | Mgmt | For | For | For | |||||
2 | Elect Hugh Harvey, Jr. | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Intuit Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTU | CUSIP 461202103 | 01/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Batchelder | Mgmt | For | For | For | |||||
2 | Elect Christopher Brody | Mgmt | For | For | For | |||||
3 | Elect William Campbell | Mgmt | For | For | For | |||||
4 | Elect Scott Cook | Mgmt | For | For | For | |||||
5 | Elect Diane Greene | Mgmt | For | For | For | |||||
6 | Elect Michael Hallman | Mgmt | For | For | For | |||||
7 | Elect Edward Kangas | Mgmt | For | For | For | |||||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
9 | Elect Dennis Powell | Mgmt | For | For | For | |||||
10 | Elect Brad Smith | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Invesco Mortgage Capital Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IVR | CUSIP 46131B100 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect G. Mark Armour | Mgmt | For | For | For | |||||
2 | Elect James Balloun | Mgmt | For | For | For | |||||
3 | Elect John Day | Mgmt | For | For | For | |||||
4 | Elect Karen Kelley | Mgmt | For | For | For | |||||
5 | Elect Neil Williams | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Investment AB Kinnevik | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KINV'B | CINS W4832D110 | 05/16/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
16 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
17 | Board Size | Mgmt | For | TNA | N/A | |||||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||||
19 | Election of Directors | Mgmt | For | TNA | N/A | |||||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
22 | 2011 Long-Term Incentive Program | Mgmt | For | TNA | N/A | |||||
23 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
24 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Iridium Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IRDM | CUSIP 46269C102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Niehaus | Mgmt | For | For | For | |||||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | |||||
1.3 | Elect Scott Bok | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Canfield | Mgmt | For | For | For | |||||
1.5 | Elect Peter Dawkins | Mgmt | For | For | For | |||||
1.6 | Elect Matthew Desch | Mgmt | For | For | For | |||||
1.7 | Elect Terry Jones | Mgmt | For | For | For | |||||
1.8 | Elect Alvin Krongard | Mgmt | For | For | For | |||||
1.9 | Elect Steven Pfeiffer | Mgmt | For | For | For | |||||
1.10 | Elect Parker Rush | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ironwood Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IRWD | CUSIP 46333X108 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bryan Roberts | Mgmt | For | For | For | |||||
1.2 | Elect Peter Hecht | Mgmt | For | For | For | |||||
1.3 | Elect David Shaw | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Amendment to the 2010 Employee, Director and Consultant Equity Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
ITRON, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITRI | CUSIP 465741106 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jon Eliassen | Mgmt | For | For | For | |||||
2 | Elect Charles Gaylord, Jr. | Mgmt | For | For | For | |||||
3 | Elect Gary Pruitt | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
ITT Educational Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESI | CUSIP 45068B109 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Dean | Mgmt | For | For | For | |||||
2 | Elect James Fowler Jr. | Mgmt | For | For | For | |||||
3 | Elect Vin Weber | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
IXIA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XXIA | CUSIP 45071R109 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Laurent Asscher | Mgmt | For | For | For | |||||
1.2 | Elect Atul Bhatnagar | Mgmt | For | For | For | |||||
1.3 | Elect Jonathan Fram | Mgmt | For | For | For | |||||
1.4 | Elect Errol Ginsberg | Mgmt | For | For | For | |||||
1.5 | Elect Gail Hamilton | Mgmt | For | For | For | |||||
1.6 | Elect Jon Rager | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
James River Coal Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JRCC | CUSIP 470355207 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alan Crown | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Japan Tobacco Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2914 | CINS J27869106 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Hisao Tateishi | Mgmt | For | Against | Against | |||||
5 | Elect Gisuke Shiozawa | Mgmt | For | Against | Against | |||||
6 | Elect Kohichi Ueda | Mgmt | For | For | For | |||||
7 | Elect Yoshinori Imai | Mgmt | For | For | For | |||||
JB Hi-Fi Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JBH | CINS Q5029L101 | 10/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Remuneration Report | Mgmt | For | For | For | |||||
4 | Re-elect James King | Mgmt | For | Against | Against | |||||
5 | Re-elect Greg Richards | Mgmt | For | Against | Against | |||||
6 | Equity Grant (CEO Terry Smart) | Mgmt | For | For | For | |||||
John Bean Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JBT | CUSIP 477839104 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Cannon, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Polly Kawalek | Mgmt | For | For | For | |||||
1.3 | Elect James Thompson | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Johnson & Johnson | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JNJ | CUSIP 478160104 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||||
2 | Elect James Cullen | Mgmt | For | For | For | |||||
3 | Elect Ian Davis | Mgmt | For | For | For | |||||
4 | Elect Michael Johns | Mgmt | For | For | For | |||||
5 | Elect Susan Lindquist | Mgmt | For | For | For | |||||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
7 | Elect Leo Mullin | Mgmt | For | For | For | |||||
8 | Elect William Perez | Mgmt | For | For | For | |||||
9 | Elect Charles Prince | Mgmt | For | For | For | |||||
10 | Elect David Satcher | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Policy on Health Status Discrimination | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
Johnson Matthey PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JMAT | CINS G51604109 | 07/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect William Sandford | Mgmt | For | Against | Against | |||||
5 | Elect Michael Roney | Mgmt | For | Against | Against | |||||
6 | Elect Dorothy Thompson | Mgmt | For | Against | Against | |||||
7 | Elect Alan Thomson | Mgmt | For | Against | Against | |||||
8 | Elect Robert Walvis | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
11 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
16 | Adoption of New Articles | Mgmt | For | For | For | |||||
Jos. A. Bank Clothiers, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JOSB | CUSIP 480838101 | 06/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect R. Neal Black | Mgmt | For | For | For | |||||
1.2 | Elect Robert Wildrick | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Joy Global Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JOYG | CUSIP 481165108 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Gerard | Mgmt | For | For | For | |||||
1.2 | Elect John Hanson | Mgmt | For | For | For | |||||
1.3 | Elect Kenneth Johnsen | Mgmt | For | For | For | |||||
1.4 | Elect Gale Klappa | Mgmt | For | For | For | |||||
1.5 | Elect Richard Loynd | Mgmt | For | For | For | |||||
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | |||||
1.7 | Elect Michael Sutherlin | Mgmt | For | For | For | |||||
1.8 | Elect James Tate | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
3 | Elect David Cote | Mgmt | For | For | For | |||||
4 | Elect James Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||||
7 | Elect William Gray, III | Mgmt | For | For | For | |||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
9 | Elect David Novak | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||||
JSR Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4185 | CINS J2856K106 | 06/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Yoshinori Yoshida | Mgmt | For | For | For | |||||
5 | Elect Mitsunobu Koshiba | Mgmt | For | For | For | |||||
6 | Elect Masaki Hirose | Mgmt | For | For | For | |||||
7 | Elect Hozumi Satoh | Mgmt | For | For | For | |||||
8 | Elect Takuya Gotoh | Mgmt | For | For | For | |||||
9 | Elect Michio Kariya | Mgmt | For | For | For | |||||
10 | Election of Alternate Statutory Auditor(s) | Mgmt | For | Against | Against | |||||
11 | Bonus | Mgmt | For | For | For | |||||
Julius Baer Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAER | CINS H4414N103 | 04/07/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
5 | Transfer of Reserves | Mgmt | For | TNA | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Reserves for Share Repurchase Program | Mgmt | For | TNA | N/A | |||||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
9 | Elect Peter Küpfer | Mgmt | For | TNA | N/A | |||||
10 | Elect Charles Stonehill | Mgmt | For | TNA | N/A | |||||
11 | Elect Heinrich Baumann | Mgmt | For | TNA | N/A | |||||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Jusung Engineering Co., Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
36930 | CINS Y4478R108 | 03/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect LIM Young Jin | Mgmt | For | Against | Against | |||||
3 | Elect KANG Jong Geun | Mgmt | For | Against | Against | |||||
4 | Elect KIM Chil Doo | Mgmt | For | Against | Against | |||||
5 | Elect KO Dae Hong | Mgmt | For | Against | Against | |||||
6 | Directors' Fees | Mgmt | For | For | For | |||||
7 | Corporate Auditors' Fees | Mgmt | For | For | For | |||||
8 | Stock Option Grant | Mgmt | For | For | For | |||||
Kabel Deutschland Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KD8 | CINS D6424C104 | 10/20/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Compensation Policy | Mgmt | For | For | For | |||||
8 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
9 | Amendments to Articles | Mgmt | For | For | For | |||||
Kansai Electric Power Co. Inc. (The) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9503 | CINS J30169106 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Shohsuke Mori | Mgmt | For | For | For | |||||
4 | Elect Makoto Yagi | Mgmt | For | For | For | |||||
5 | Elect Masafumi Ikari | Mgmt | For | For | For | |||||
6 | Elect Masao Ikoma | Mgmt | For | For | For | |||||
7 | Elect Hideki Toyomatsu | Mgmt | For | For | For | |||||
8 | Elect Jiroh Kagawa | Mgmt | For | For | For | |||||
9 | Elect Yuzuru Hiroe | Mgmt | For | For | For | |||||
10 | Elect Noriaki Hashimoto | Mgmt | For | For | For | |||||
11 | Elect Yohichi Mukae | Mgmt | For | For | For | |||||
12 | Elect Yoshihiro Doi | Mgmt | For | For | For | |||||
13 | Elect Ryohhei Shirai | Mgmt | For | For | For | |||||
14 | Elect Shigeki Iwane | Mgmt | For | For | For | |||||
15 | Elect Masahiro Iwatani | Mgmt | For | For | For | |||||
16 | Elect Yasuhiro Yashima | Mgmt | For | For | For | |||||
17 | Elect Tatsuya Kawabe | Mgmt | For | For | For | |||||
18 | Elect Yutaka Inada | Mgmt | For | For | For | |||||
19 | Elect Noriyuki Inoue | Mgmt | For | For | For | |||||
20 | Elect Akio Tsujii | Mgmt | For | For | For | |||||
21 | Elect Ryousuke Tamakoshi | Mgmt | For | For | For | |||||
22 | Elect Sakae Kanno | Mgmt | For | For | For | |||||
23 | Elect Yasunari Tamura | Mgmt | For | For | For | |||||
24 | Elect Masahiro Izumi | Mgmt | For | For | For | |||||
25 | Elect Takaharu Dohi | Mgmt | For | For | For | |||||
26 | Elect Yohichi Morishita | Mgmt | For | For | For | |||||
27 | Elect Motoyuki Yoshimura | Mgmt | For | For | For | |||||
28 | Elect Hisako Makimura | Mgmt | For | For | For | |||||
29 | Bonus | Mgmt | For | For | For | |||||
30 | Shareholder Proposal Regarding Adoption of International Standards of Corporate Social Responsibility | ShrHldr | Against | Against | For | |||||
31 | Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes on the Internet | ShrHldr | Against | Against | For | |||||
32 | Shareholder Proposal Regarding the Size of the Board of Directors | ShrHldr | Against | Against | For | |||||
33 | Shareholder Proposal Regarding Board of Statutory Auditors Size | ShrHldr | Against | Against | For | |||||
34 | Shareholder Proposal Regarding Environmental Responsibility | ShrHldr | Against | Against | For | |||||
35 | Shareholder Proposal Regarding Ban of Nuclear Power | ShrHldr | Against | Against | For | |||||
36 | Shareholder Proposal Regarding Diversifying Energy Sources for Residences | ShrHldr | Against | Against | For | |||||
37 | Shareholder Proposal Regarding Enforcement of Welfare and Support Programs | ShrHldr | Against | Against | For | |||||
38 | Shareholder Proposal Regarding Investment in Infrastructure and Workforce | ShrHldr | Against | Against | For | |||||
39 | Shareholder Proposal Regarding Investment in Renewable Energy | ShrHldr | Against | Against | For | |||||
40 | Shareholder Proposal Regarding Allocation of Retained Earnings | ShrHldr | Against | Against | For | |||||
41 | Shareholder Proposal Regarding Removal of Director | ShrHldr | Against | Against | For | |||||
42 | Shareholder Proposal Regarding Control of Radiation Output | ShrHldr | Against | Against | For | |||||
43 | Shareholder Proposal Regarding Withholding of Directors' Fees | ShrHldr | Against | Against | For | |||||
44 | Shareholder Proposal Regarding Establishment of Earthquake Protection Committee | ShrHldr | Against | Against | For | |||||
45 | Shareholder Proposal Regarding Ban of Chemical Reprocessing | ShrHldr | Against | Against | For | |||||
46 | Shareholder Proposal Regarding Suspension of Pluthermal Operations | ShrHldr | Against | Against | For | |||||
Kao Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4452 | CINS J30642169 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Takayuki Ishige | Mgmt | For | Against | Against | |||||
4 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
5 | Stock Option Plan | Mgmt | For | For | For | |||||
Kapstone Paper and Packaging Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KS | CUSIP 48562P103 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Chapman | Mgmt | For | For | For | |||||
1.2 | Elect Matthew Kaplan | Mgmt | For | For | For | |||||
1.3 | Elect Ronald Gidwitz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Kenneth Cole Productions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KCP | CUSIP 193294105 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Cole | Mgmt | For | For | For | |||||
1.2 | Elect Michael Blitzer | Mgmt | For | For | For | |||||
1.3 | Elect Martin Franklin | Mgmt | For | For | For | |||||
1.4 | Elect Robert Grayson | Mgmt | For | For | For | |||||
1.5 | Elect Denis Kelly | Mgmt | For | For | For | |||||
1.6 | Elect Philip Peller | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kensey Nash Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KNSY | CUSIP 490057106 | 12/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bobb | Mgmt | For | For | For | |||||
2 | Amendment to the Employee Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kerry Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KRZ | CINS G52416107 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Ireland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Kieran Breen | Mgmt | For | Against | Against | |||||
4 | Elect Patrick Flahive | Mgmt | For | Against | Against | |||||
5 | Elect Denis Buckley | Mgmt | For | Against | Against | |||||
6 | Elect Gerry Behan | Mgmt | For | Against | Against | |||||
7 | Elect Denis Carroll | Mgmt | For | Against | Against | |||||
8 | Elect Michael Dowling | Mgmt | For | Against | Against | |||||
9 | Elect Michael Fleming | Mgmt | For | Against | Against | |||||
10 | Elect Noel Greene | Mgmt | For | Against | Against | |||||
11 | Elect Flor Healy | Mgmt | For | Against | Against | |||||
12 | Elect Kevin Kelly | Mgmt | For | Against | Against | |||||
13 | Elect Stan McCarthy | Mgmt | For | Against | Against | |||||
14 | Elect Brian Mehigan | Mgmt | For | Against | Against | |||||
15 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | |||||
16 | Elect Denis Wallis | Mgmt | For | Against | Against | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||||
18 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Kia Motors Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
270 | CINS Y47601102 | 03/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
3 | Election of Audit Committee Members | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Kimberly-Clark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KMB | CUSIP 494368103 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Alm | Mgmt | For | For | For | |||||
2 | Elect John Bergstrom | Mgmt | For | For | For | |||||
3 | Elect Abelardo Bru | Mgmt | For | For | For | |||||
4 | Elect Robert Decherd | Mgmt | For | For | For | |||||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||||
6 | Elect Mae Jemison | Mgmt | For | For | For | |||||
7 | Elect James Jenness | Mgmt | For | For | For | |||||
8 | Elect Nancy Karch | Mgmt | For | For | For | |||||
9 | Elect Ian Read | Mgmt | For | For | For | |||||
10 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
11 | Elect Marc Shapiro | Mgmt | For | For | For | |||||
12 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Outside Directors' Compensation Plan | Mgmt | For | For | For | |||||
15 | 2011 Equity Participation Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Kindred Healthcare, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KND | CUSIP 494580103 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
2 | Elect Edward Kuntz | Mgmt | For | For | For | |||||
3 | Elect Joel Ackerman | Mgmt | For | For | For | |||||
4 | Elect Ann Berzin | Mgmt | For | For | For | |||||
5 | Elect Jonathan Blum | Mgmt | For | For | For | |||||
6 | Elect Thomas Cooper | Mgmt | For | For | For | |||||
7 | Elect Paul Diaz | Mgmt | For | For | For | |||||
8 | Elect Isaac Kaufman | Mgmt | For | For | For | |||||
9 | Elect Frederick Kleisner | Mgmt | For | For | For | |||||
10 | Elect Eddy Rogers, Jr. | Mgmt | For | For | For | |||||
11 | Elect Phyllis Yale | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
16 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Kinetic Concepts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KCI | CUSIP 49460W208 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Leininger | Mgmt | For | For | For | |||||
1.2 | Elect Woodrin Grossman | Mgmt | For | For | For | |||||
1.3 | Elect Carl Kohrt | Mgmt | For | For | For | |||||
1.4 | Elect David Simpson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Kingdee International Software Group Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
268 | CINS G52568147 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect FENG Guo Hua | Mgmt | For | Against | Against | |||||
6 | Elect Gary Biddle | Mgmt | For | Against | Against | |||||
7 | Elect James KING Ming | Mgmt | For | Against | Against | |||||
8 | Elect WU Cheng | Mgmt | For | Against | Against | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Bonus Share Issuance | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Issue Repurchase Shares | Mgmt | For | For | For | |||||
Kingfisher plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KGF | CINS G5256E441 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Pascal Cagni | Mgmt | For | For | For | |||||
5 | Elect Clare Chapman | Mgmt | For | For | For | |||||
6 | Elect Daniel Bernard | Mgmt | For | For | For | |||||
7 | Elect Andrew Bonfield | Mgmt | For | For | For | |||||
8 | Elect Ian Cheshire | Mgmt | For | For | For | |||||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | |||||
10 | Elect Janis Kong | Mgmt | For | For | For | |||||
11 | Elect John Nelson | Mgmt | For | For | For | |||||
12 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
20 | Amendment to Performance Share Plan | Mgmt | For | For | For | |||||
Kirkland's, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KIRK | CUSIP 497498105 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Alderson | Mgmt | For | For | For | |||||
1.2 | Elect Carl Kirkland | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Knology, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KNOL | CUSIP 499183804 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Rodger Johnson | Mgmt | For | For | For | |||||
1.2 | Elect Campbell Lanier, III | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Koninklijke Ahold NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AH | CINS N0139V142 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Ratification of Executive Board Acts | Mgmt | For | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
9 | Elect A.D. Boer | Mgmt | For | For | For | |||||
10 | Elect Rob van den Bergh | Mgmt | For | For | For | |||||
11 | Elect Tom de Swaan | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Cancellation of Shares | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Koppers Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KOP | CUSIP 50060P106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Cynthia Baldwin | Mgmt | For | For | For | |||||
1.2 | Elect Albert Neupaver | Mgmt | For | For | For | |||||
1.3 | Elect Walter Turner | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kuoni Reisen Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KUNN | CINS H47075108 | 04/20/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
6 | Compensation Report | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
8 | Distribution of Dividend from Reserves | Mgmt | For | TNA | N/A | |||||
9 | Transfer of Reserves | Mgmt | For | TNA | N/A | |||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
11 | Increase in Authorized Capital (for Acquisition of Gullivers Travel Associates) | Mgmt | For | TNA | N/A | |||||
12 | Elect Heinz Karrer | Mgmt | For | TNA | N/A | |||||
13 | Elect John Lindquist | Mgmt | For | TNA | N/A | |||||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Kurita Water Industries Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6370 | CINS J37221116 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Toshiyuki Nakai | Mgmt | For | For | For | |||||
4 | Elect Kazufumi Moriuchi | Mgmt | For | For | For | |||||
5 | Elect Tetsuo Saeki | Mgmt | For | For | For | |||||
6 | Elect Kaoru Kajii | Mgmt | For | For | For | |||||
7 | Elect Shigeaki Takeda | Mgmt | For | For | For | |||||
8 | Elect Tetsuo Kai | Mgmt | For | For | For | |||||
9 | Elect Heiju Maeda | Mgmt | For | For | For | |||||
10 | Elect Motoyuki Yoda | Mgmt | For | For | For | |||||
11 | Elect Kiyoshi Itoh | Mgmt | For | For | For | |||||
12 | Elect Takahito Namura | Mgmt | For | For | For | |||||
13 | Elect Yohichi Kurokawa | Mgmt | For | For | For | |||||
14 | Elect Noriyuki Hayata | Mgmt | For | For | For | |||||
15 | Election of Alternate Statutory Auditors | Mgmt | For | For | For | |||||
Kyocera Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6971 | CINS J37479110 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Makoto Kawamura | Mgmt | For | For | For | |||||
4 | Elect Tetsuo Kuba | Mgmt | For | For | For | |||||
5 | Elect Tatsumi Maeda | Mgmt | For | For | For | |||||
6 | Elect Hisao Hisaki | Mgmt | For | For | For | |||||
7 | Elect Yasuyuki Yamamoto | Mgmt | For | For | For | |||||
8 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||||
9 | Elect Shohichi Aoki | Mgmt | For | For | For | |||||
10 | Elect Katsumi Komaguchi | Mgmt | For | For | For | |||||
11 | Elect Tsutomo Yamori | Mgmt | For | For | For | |||||
12 | Elect Yoshihito Ohta | Mgmt | For | For | For | |||||
13 | Elect Rodney Lanthorne | Mgmt | For | For | For | |||||
14 | Elect John Gilbertson | Mgmt | For | For | For | |||||
15 | Elect Yoshihiro Kano | Mgmt | For | Against | Against | |||||
Kyushu Electric Power Co Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9508 | CINS J38468104 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Shingo Matsuo | Mgmt | For | For | For | |||||
4 | Elect Toshio Manabe | Mgmt | For | For | For | |||||
5 | Elect Yasumichi Hinago | Mgmt | For | For | For | |||||
6 | Elect Masayoshi Nuki | Mgmt | For | For | For | |||||
7 | Elect Yoshinori Fukahori | Mgmt | For | For | For | |||||
8 | Elect Haruyoshi Yamamoto | Mgmt | For | For | For | |||||
9 | Elect Michiaki Uriu | Mgmt | For | For | For | |||||
10 | Elect Kenichi Fujinaga | Mgmt | For | For | For | |||||
11 | Elect Masahiro Kajiwara | Mgmt | For | For | For | |||||
12 | Elect Kenji Tsugami | Mgmt | For | For | For | |||||
13 | Elect Kazuumi Nashida | Mgmt | For | For | For | |||||
14 | Elect Masanao Chinzei | Mgmt | For | For | For | |||||
15 | Elect Masayasu Murashima | Mgmt | For | For | For | |||||
16 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||||
17 | Elect Shigeru Matsui | Mgmt | For | Against | Against | |||||
18 | Elect Toshifumi Yada | Mgmt | For | For | For | |||||
19 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
20 | Shareholder Proposal Regarding Deactivation and Decommissioning of Nuclear Power Plants | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Launching Natural Energies Division | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Formation of Natural Disasters and Nuclear Plants Committee | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Freezing Plutonium-Thermal Power Operation | ShrHldr | Against | Against | For | |||||
L-3 Communications Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LLL | CUSIP 502424104 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Henry Shelton | Mgmt | For | For | For | |||||
1.2 | Elect Michael Strianese | Mgmt | For | For | For | |||||
1.3 | Elect John White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Laboratory Corporation of America Holdings | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LH | CUSIP 50540R409 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David King | Mgmt | For | For | For | |||||
2 | Elect Kerrii Anderson | Mgmt | For | For | For | |||||
3 | Elect Jean-Luc Bélingard | Mgmt | For | For | For | |||||
4 | Elect N. Anthony Coles, Jr. | Mgmt | For | For | For | |||||
5 | Elect Wendy Lane | Mgmt | For | For | For | |||||
6 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||||
7 | Elect Robert Mittelstaedt, Jr. | Mgmt | For | For | For | |||||
8 | Elect Arthur Rubenstein | Mgmt | For | For | For | |||||
9 | Elect M. Keith Weikel | Mgmt | For | For | For | |||||
10 | Elect R. Sanders Williams | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Landauer, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LDR | CUSIP 51476K103 | 02/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Cronin | Mgmt | For | For | For | |||||
1.2 | Elect William Dempsey | Mgmt | For | For | For | |||||
1.3 | Elect William Saxelby | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Layne Christensen Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LAYN | CUSIP 521050104 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Brown | Mgmt | For | For | For | |||||
1.2 | Elect J. Samuel Butler | Mgmt | For | For | For | |||||
1.3 | Elect Robert Gilmore | Mgmt | For | For | For | |||||
1.4 | Elect Anthony Helfet | Mgmt | For | For | For | |||||
1.5 | Elect Nelson Obus | Mgmt | For | For | For | |||||
1.6 | Elect Jeffrey Reynolds | Mgmt | For | For | For | |||||
1.7 | Elect Rene Robichaud | Mgmt | For | For | For | |||||
1.8 | Elect Andrew Schmitt | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | For | For | For | |||||
LDK Solar Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LDK | CUSIP 50183L107 | 10/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect PENG Xiaofeng | Mgmt | For | Against | Against | |||||
3 | Elect Louis Hsieh | Mgmt | For | Against | Against | |||||
4 | Elect LIANG Junwu | Mgmt | For | Against | Against | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
Leroy Seafood Group | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LSG | CINS R4279D108 | 05/25/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Norway | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Opening of Meeting; Voting List | Mgmt | For | TNA | N/A | |||||
4 | Election of Presiding Chairman and an Individual to Check Minutes | Mgmt | For | TNA | N/A | |||||
5 | Meeting Notice; Agenda | Mgmt | For | TNA | N/A | |||||
6 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
7 | Accounts and Reports; Allocation of Profits/Dividends; Directors', Nominating Committee and Auditor's Fees | Mgmt | For | TNA | N/A | |||||
8 | Election of Directors and Nominating Committee | Mgmt | For | TNA | N/A | |||||
9 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||||
Lexington Realty Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LXP | CUSIP 529043101 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect E. Robert Roskind | Mgmt | For | For | For | |||||
1.2 | Elect T. Wilson Eglin | Mgmt | For | For | For | |||||
1.3 | Elect Clifford Broser | Mgmt | For | For | For | |||||
1.4 | Elect Harold First | Mgmt | For | For | For | |||||
1.5 | Elect Richard Frary | Mgmt | For | For | For | |||||
1.6 | Elect James Grosfeld | Mgmt | For | For | For | |||||
1.7 | Elect Kevin Lynch | Mgmt | For | For | For | |||||
2 | 2011 Equity-Based Compensation Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lexmark International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LXK | CUSIP 529771107 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Paul Rooke | Mgmt | For | For | For | |||||
2 | Elect Ralph Gomory | Mgmt | For | For | For | |||||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||||
4 | Elect J. Edward Coleman | Mgmt | For | For | For | |||||
5 | Elect Sandra Helton | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
LG Corp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3550 | CINS Y52755108 | 03/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect CHO Jun Ho | Mgmt | For | Against | Against | |||||
3 | Directors' Fees | Mgmt | For | For | For | |||||
LHC Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LHCG | CUSIP 50187A107 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith Myers | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Ted Hoyt | Mgmt | For | Withhold | Against | |||||
1.3 | Elect George Lewis | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Liberty Property Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LRY | CUSIP 531172104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Steinour | Mgmt | For | For | For | |||||
1.3 | Elect Frederick Buchholz | Mgmt | For | For | For | |||||
1.4 | Elect Thomas DeLoach, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Daniel Garton | Mgmt | For | For | For | |||||
1.6 | Elect Stephen Siegel | Mgmt | For | For | For | |||||
1.7 | Elect Katherine Dietze | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Life Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LIFE | CUSIP 53217V109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Balakrishnan Iyer | Mgmt | For | Against | Against | |||||
2 | Elect Gregory Lucier | Mgmt | For | For | For | |||||
3 | Elect Ronald Matricaria | Mgmt | For | For | For | |||||
4 | Elect David U'Prichard | Mgmt | For | For | For | |||||
5 | Elect William Longfield | Mgmt | For | For | For | |||||
6 | Elect Ora Pescovitz | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
8 | Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
Lifetime Brands, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LCUT | CUSIP 53222Q103 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Siegel | Mgmt | For | For | For | |||||
1.2 | Elect Ronald Shiftan | Mgmt | For | For | For | |||||
1.3 | Elect Craig Phillips | Mgmt | For | For | For | |||||
1.4 | Elect David Dangoor | Mgmt | For | For | For | |||||
1.5 | Elect Michael Jeary | Mgmt | For | For | For | |||||
1.6 | Elect John Koegel | Mgmt | For | For | For | |||||
1.7 | Elect Cherrie Nanninga | Mgmt | For | For | For | |||||
1.8 | Elect William Westerfield | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Limited Brands, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LTD | CUSIP 532716107 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donna James | Mgmt | For | For | For | |||||
2 | Elect Jeffrey Miro | Mgmt | For | For | For | |||||
3 | Elect Raymond Zimmerman | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | 2011 Stock Option Performance and Incentive Plan | Mgmt | For | For | For | |||||
6 | 2011 Cash Incentive Compensation Performance Plan | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
Lincare Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LNCR | CUSIP 532791100 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Byrnes | Mgmt | For | For | For | |||||
1.2 | Elect Stuart Altman | Mgmt | For | For | For | |||||
1.3 | Elect Chester Black | Mgmt | For | For | For | |||||
1.4 | Elect Angela Bryant | Mgmt | For | For | For | |||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |||||
1.6 | Elect William Miller III | Mgmt | For | For | For | |||||
1.7 | Elect Ellen Zane | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Lincoln Educational Services Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LINC | CUSIP 533535100 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alvin Austin | Mgmt | For | For | For | |||||
1.2 | Elect Peter Burgess | Mgmt | For | For | For | |||||
1.3 | Elect James Burke, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Celia Currin | Mgmt | For | For | For | |||||
1.5 | Elect Paul Glaske | Mgmt | For | For | For | |||||
1.6 | Elect Charles Kalmbach | Mgmt | For | For | For | |||||
1.7 | Elect Shaun McAlmont | Mgmt | For | For | For | |||||
1.8 | Elect Alexis Michas | Mgmt | For | For | For | |||||
1.9 | Elect J. Barry Morrow | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lindsay Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LNN | CUSIP 535555106 | 01/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Christodolou | Mgmt | For | For | For | |||||
1.2 | Elect W. Thomas Jagodinski | Mgmt | For | For | For | |||||
1.3 | Elect J. David McIntosh | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
LivePerson, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LPSN | CUSIP 538146101 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Block | Mgmt | For | For | For | |||||
1.2 | Elect David Vaskevitch | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Lloyds Banking Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LLOY | CINS G5542W106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Anita Frew | Mgmt | For | For | For | |||||
4 | Elect António Horta-Osório | Mgmt | For | For | For | |||||
5 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||||
6 | Elect Sir Julian Horn-Smith | Mgmt | For | Against | Against | |||||
7 | Elect Lord Sandy Leitch | Mgmt | For | For | For | |||||
8 | Elect Glen Moreno | Mgmt | For | For | For | |||||
9 | Elect David Roberts | Mgmt | For | For | For | |||||
10 | Elect T. Timothy Ryan, Jr. | Mgmt | For | For | For | |||||
11 | Elect Martin Scicluna | Mgmt | For | For | For | |||||
12 | Elect G. Truett Tate | Mgmt | For | For | For | |||||
13 | Elect Tim Tookey | Mgmt | For | For | For | |||||
14 | Elect Anthony Watson | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Amendment to Deferred Bonus Plan | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Lockheed Martin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LMT | CUSIP 539830109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nolan Archibald | Mgmt | For | For | For | |||||
2 | Elect Rosalind Brewer | Mgmt | For | For | For | |||||
3 | Elect David Burritt | Mgmt | For | For | For | |||||
4 | Elect James Ellis, Jr. | Mgmt | For | For | For | |||||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||||
6 | Elect Gwendolyn King | Mgmt | For | For | For | |||||
7 | Elect James Loy | Mgmt | For | Against | Against | |||||
8 | Elect Douglas McCorkindale | Mgmt | For | For | For | |||||
9 | Elect Joseph Ralston | Mgmt | For | Against | Against | |||||
10 | Elect Anne Stevens | Mgmt | For | For | For | |||||
11 | Elect Robert Stevens | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Incentive Performance Award Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Longtop Financial Technologies Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LFT | CUSIP 54318P108 | 03/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Yinhua Chen | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Yifeng Shen | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
Lonking Holdings (fka China Infrastructure Machinery Holdings) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3339 | CINS G5636C107 | 10/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Bonus Share Issuance | Mgmt | For | For | For | |||||
3 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Loral Space & Communications, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LORL | CUSIP 543881106 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Harkey, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Michael Targoff | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Lorillard, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LO | CUSIP 544147101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dianne Blixt | Mgmt | For | For | For | |||||
1.2 | Elect David Dangoor | Mgmt | For | For | For | |||||
1.3 | Elect Murray Kessler | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Abstain | For | Against | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
LS Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6260 | CINS Y5274S109 | 03/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||||
3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
LSB Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LXU | CUSIP 502160104 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Golsen | Mgmt | For | For | For | |||||
1.2 | Elect Bernard Ille | Mgmt | For | For | For | |||||
1.3 | Elect Donald Munson | Mgmt | For | For | For | |||||
1.4 | Elect Ronald Perry | Mgmt | For | For | For | |||||
1.5 | Elect Tony Shelby | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
LTC Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LTC | CUSIP 502175102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andre Dimitriadis | Mgmt | For | For | For | |||||
1.2 | Elect Boyd Hendrickson | Mgmt | For | For | For | |||||
1.3 | Elect Edmund King | Mgmt | For | For | For | |||||
1.4 | Elect Devra Shapiro | Mgmt | For | For | For | |||||
1.5 | Elect Wendy Simpson | Mgmt | For | For | For | |||||
1.6 | Elect Timothy Triche | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Lubrizol Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LZ | CUSIP 549271104 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Lynas Corporation Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LYC | CINS Q5683J103 | 11/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | Against | Against | |||||
3 | Re-elect David Davidson | Mgmt | For | Against | Against | |||||
4 | Increase NED's Fee Cap | Mgmt | For | For | For | |||||
5 | Approve Deed of Access, Indemnity and Insurance | Mgmt | For | For | For | |||||
6 | Equity Grant (Executive chairman/CEO Nicholas Curtis) | Mgmt | For | Against | Against | |||||
7 | Equity Grant (NED Liam Forde) | Mgmt | For | Against | Against | |||||
8 | Equity Grant (NED David Davidson) | Mgmt | For | Against | Against | |||||
9 | Equity Grant (NED Jacob Klein) | Mgmt | For | Against | Against | |||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Magellan Health Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MGLN | CUSIP 559079207 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William McBride | Mgmt | For | For | For | |||||
1.2 | Elect Robert Le Blanc | Mgmt | For | For | For | |||||
1.3 | Elect William Forrest | Mgmt | For | For | For | |||||
1.4 | Elect Barry Smith | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | 2011 Management Incentive Plan | Mgmt | For | Against | Against | |||||
5 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Magindustries Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MAA | CUSIP 55917T102 | 06/29/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richey Morrow | Mgmt | For | TNA | N/A | |||||
1.2 | Elect Stéphane Rigny | Mgmt | For | TNA | N/A | |||||
1.3 | Elect Gerard Munera | Mgmt | For | TNA | N/A | |||||
1.4 | Elect Victor Wells | Mgmt | For | TNA | N/A | |||||
1.5 | Elect Gary German | Mgmt | For | TNA | N/A | |||||
1.6 | Elect Richard Linnell | Mgmt | For | TNA | N/A | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||||
3 | Continuation and Restatement of Shareholder Rights Plan | Mgmt | For | TNA | N/A | |||||
Magma Design Automation, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LAVA | CUSIP 559181102 | 09/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Rajeev Madhavan | Mgmt | For | For | For | |||||
1.2 | Elect Kevin Eichler | Mgmt | For | For | For | |||||
2 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Magma Energy Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MXY | CUSIP 559184106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | Against | Against | |||||
2.1 | Elect Donald McInnes | Mgmt | For | Withhold | Against | |||||
2.2 | Elect Walter Segsworth | Mgmt | For | Withhold | Against | |||||
2.3 | Elect David O'Brien | Mgmt | For | Withhold | Against | |||||
3 | Approval of the Merger | Mgmt | For | For | For | |||||
4 | Change of Company Name | Mgmt | For | For | For | |||||
Magma Energy Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MXY | CUSIP 559184106 | 11/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ross Beaty | Mgmt | For | For | For | |||||
1.2 | Elect David Cornhill | Mgmt | For | For | For | |||||
1.3 | Elect Robert Pirooz | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Donald Shumka | Mgmt | For | For | For | |||||
1.5 | Elect Paul Sweeney | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
Maiden Holdings, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MHLD | CUSIP G5753U112 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barry Zyskind | Mgmt | For | For | For | |||||
1.2 | Elect Simcha Lyons | Mgmt | For | For | For | |||||
1.3 | Elect Raymond Neff | Mgmt | For | For | For | |||||
1.4 | Elect Yehuda Neuberger | Mgmt | For | For | For | |||||
1.5 | Elect Steven Nigro | Mgmt | For | For | For | |||||
1.6 | Elect David A. Lamneck | Mgmt | For | For | For | |||||
1.7 | Elect John Marshaleck | Mgmt | For | For | For | |||||
1.8 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||||
1.9 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||||
1.10 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||||
1.11 | Elect Ronald M. Judd | Mgmt | For | For | For | |||||
1.12 | Elect John Marsaleck | Mgmt | For | For | For | |||||
1.13 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||||
1.14 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Maidenform Brands, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFB | CUSIP 560305104 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Norman Axelrod | Mgmt | For | For | For | |||||
1.2 | Elect Bernd Beetz | Mgmt | For | For | For | |||||
1.3 | Elect Harold Compton | Mgmt | For | For | For | |||||
1.4 | Elect Barbara Eisenberg | Mgmt | For | For | For | |||||
1.5 | Elect Maurice Reznik | Mgmt | For | For | For | |||||
1.6 | Elect Karen Rose | Mgmt | For | For | For | |||||
2 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Manila Water Company Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MWC | CINS Y56999108 | 04/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Philippines | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Determination of quorum | Mgmt | For | For | For | |||||
2 | Approve Meeting Minutes | Mgmt | For | For | For | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||
5 | Directors' Fees | Mgmt | For | For | For | |||||
6 | Elect Fernando Zobel de Ayala | Mgmt | For | Against | Against | |||||
7 | Elect Jaime Augusto Zobel de Ayala II | Mgmt | For | Against | Against | |||||
8 | Elect Gerardo Ablaza Jr. | Mgmt | For | Against | Against | |||||
9 | Elect Antonino Aquino | Mgmt | For | Against | Against | |||||
10 | Elect John Eric Francia | Mgmt | For | Against | Against | |||||
11 | Elect Delfin Lazaro | Mgmt | For | Against | Against | |||||
12 | Elect Keiichi Asai | Mgmt | For | Against | Against | |||||
13 | Elect Jose Cuisia, Jr. | Mgmt | For | Against | Against | |||||
14 | Elect Oscar Reyes | Mgmt | For | Against | Against | |||||
15 | Elect Ricardo Nicanor Jacinto | Mgmt | For | Against | Against | |||||
16 | Elect Simon Gardiner | Mgmt | For | Against | Against | |||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Adjournment | Mgmt | For | For | For | |||||
ManTech International Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MANT | CUSIP 564563104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Pedersen | Mgmt | For | For | For | |||||
1.2 | Elect Richard Armitage | Mgmt | For | For | For | |||||
1.3 | Elect Mary Bush | Mgmt | For | For | For | |||||
1.4 | Elect Barry Campbell | Mgmt | For | For | For | |||||
1.5 | Elect Walter Fatzinger, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect David Jeremiah | Mgmt | For | For | For | |||||
1.7 | Elect Richard Kerr | Mgmt | For | For | For | |||||
1.8 | Elect Kenneth Minihan | Mgmt | For | For | For | |||||
1.9 | Elect Stephen Porter | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Amendment to the Management Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Maple Leaf Foods Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFI | CUSIP 564905107 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect W. Geoffrey Beattie | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Gregory Boland | Mgmt | For | For | For | |||||
1.3 | Elect John Bragg | Mgmt | For | For | For | |||||
1.4 | Elect Purdy Crawford | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Gandz | Mgmt | For | For | For | |||||
1.6 | Elect James Hankinson | Mgmt | For | For | For | |||||
1.7 | Elect Chaviva Hošek | Mgmt | For | For | For | |||||
1.8 | Elect Claude Lamoureux | Mgmt | For | Withhold | Against | |||||
1.9 | Elect G. Wallace McCain | Mgmt | For | For | For | |||||
1.10 | Elect J. Scott McCain | Mgmt | For | For | For | |||||
1.11 | Elect Michael McCain | Mgmt | For | For | For | |||||
1.12 | Elect Diane McGarry | Mgmt | For | For | For | |||||
1.13 | Elect James Olson | Mgmt | For | For | For | |||||
1.14 | Elect Gordon Ritchie | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Marine Harvest ASA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MHG | CINS R2326D105 | 05/09/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Norway | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Election of Presiding Chairman and an Individual to Check Minutes | Mgmt | For | TNA | N/A | |||||
4 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |||||
5 | CEO's Address | Mgmt | For | TNA | N/A | |||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||||
10 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||||
11 | Amendments to Articles Regarding Registered Office | Mgmt | For | TNA | N/A | |||||
12 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||||
13 | Election of Directors | Mgmt | For | TNA | N/A | |||||
14 | Nomination Committee | Mgmt | For | TNA | N/A | |||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
16 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
MARINE HARVEST ASA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MHG | CINS R2326D105 | 08/23/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Norway | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Election of Presiding Chairman and of an Individual to Check Minutes | Mgmt | For | TNA | N/A | |||||
4 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |||||
5 | Interim Dividend | Mgmt | For | TNA | N/A | |||||
MARINE HARVEST ASA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MHG | CINS R2326D105 | 12/07/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Norway | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Election of Presiding Chairman and an Individual to Check Minutes | Mgmt | For | TNA | N/A | |||||
4 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |||||
5 | Interim Dividend | Mgmt | For | TNA | N/A | |||||
Marubeni Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8002 | CINS J39788138 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||||
3 | Elect Teruo Asada | Mgmt | For | For | For | |||||
4 | Elect Mamoru Sekiyama | Mgmt | For | For | For | |||||
5 | Elect Michihiko Ohta | Mgmt | For | For | For | |||||
6 | Elect Shinji Kawai | Mgmt | For | For | For | |||||
7 | Elect Shigemasa Sonobe | Mgmt | For | For | For | |||||
8 | Elect Yutaka Nomura | Mgmt | For | For | For | |||||
9 | Elect Mitsuru Akiyoshi | Mgmt | For | For | For | |||||
10 | Elect Yutaka Nomura | Mgmt | For | For | For | |||||
11 | Elect Daisuke Okada | Mgmt | For | For | For | |||||
12 | Elect Yukichi Nakamura | Mgmt | For | For | For | |||||
13 | Elect Toshiyuki Ogura | Mgmt | For | For | For | |||||
14 | Elect Shigeaki Ishikawa | Mgmt | For | For | For | |||||
15 | Elect Takafumi Sakishima | Mgmt | For | Against | Against | |||||
Marvell Technology Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRVL | CUSIP G5876H105 | 07/08/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ta-Lin Hsu | Mgmt | For | For | For | |||||
2 | Elect John Kassakian | Mgmt | For | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
4 | Amendment to Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||||
5 | Executive Performance Incentive Plan | Mgmt | For | For | For | |||||
6 | Amendment to the 1995 Stock Option Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Massey Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MEE | CUSIP 576206106 | 10/06/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||||
3 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement Related to Business Combinations | Mgmt | For | For | For | |||||
5 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
McDonald's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCD | CUSIP 580135101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect Richard Lenny | Mgmt | For | For | For | |||||
3 | Elect Cary McMillan | Mgmt | For | For | For | |||||
4 | Elect Sheila Penrose | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders | Mgmt | For | For | For | |||||
10 | Elimination of Supermajority Requirement in Article Regarding the Removal of Directors | Mgmt | For | For | For | |||||
11 | Elimination of Supermajority Requirement in Article Regarding Shareholder Action | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
13 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Beverage Containers | ShrHldr | Against | Against | For | |||||
MCG Capital Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCGC | CUSIP 58047P107 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Wallace Millner III | Mgmt | For | For | For | |||||
1.2 | Elect Richard Neu | Mgmt | For | For | For | |||||
1.3 | Elect B. Hagen Saville | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
McKesson Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||||
3 | Elect John Hammergren | Mgmt | For | For | For | |||||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||||
7 | Elect David Lawrence | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||||
10 | Reapproval of Performance Goals Under the 2005 Stock Plan | Mgmt | For | For | For | |||||
11 | Reapproval of Performance Goals Under the 2005 Management Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
MeadWestvaco Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MWV | CUSIP 583334107 | 04/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Campbell | Mgmt | For | For | For | |||||
2 | Elect Thomas Cole, Jr. | Mgmt | For | For | For | |||||
3 | Elect James Kaiser | Mgmt | For | For | For | |||||
4 | Elect Richard Kelson | Mgmt | For | For | For | |||||
5 | Elect James Kilts | Mgmt | For | For | For | |||||
6 | Elect Susan Kropf | Mgmt | For | For | For | |||||
7 | Elect Douglas Luke | Mgmt | For | For | For | |||||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||||
9 | Elect Robert McCormack | Mgmt | For | For | For | |||||
10 | Elect Timothy Powers | Mgmt | For | For | For | |||||
11 | Elect Jane Warner | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Mecox Lane Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCOX | CUSIP 58403M102 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Neil SHEN Nanpeng | Mgmt | For | Against | Against | |||||
2 | Elect John J. YING | Mgmt | For | Against | Against | |||||
3 | Elect Alfred Gu | Mgmt | For | Against | Against | |||||
4 | Elect Herman Yu | Mgmt | For | Against | Against | |||||
5 | Elect Anthony Lo | Mgmt | For | Against | Against | |||||
6 | Elect David Sun | Mgmt | For | Against | Against | |||||
7 | Elect Sandrine Zerbib | Mgmt | For | Against | Against | |||||
8 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
Medco Health Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MHS | CUSIP 58405U102 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||||
2 | Elect John Cassis | Mgmt | For | For | For | |||||
3 | Elect Michael Goldstein | Mgmt | For | For | For | |||||
4 | Elect Charles Lillis | Mgmt | For | For | For | |||||
5 | Elect Myrtle Potter | Mgmt | For | For | For | |||||
6 | Elect William Roper | Mgmt | For | For | For | |||||
7 | Elect David Snow, Jr. | Mgmt | For | For | For | |||||
8 | Elect David Stevens | Mgmt | For | For | For | |||||
9 | Elect Blenda Wilson | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||||
12 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||||
Mediaset S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MS | CINS T6688Q107 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Michele Perini | Mgmt | For | Against | Against | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
7 | List Proposed by Institutional Investors | Mgmt | For | N/A | N/A | |||||
8 | List Proposed by Fininvest S.p.A. | Mgmt | For | For | For | |||||
9 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
Medical Action Industries Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDCI | CUSIP 58449L100 | 08/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Meringolo | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth Newsome | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Medicis Pharmaceutical Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRX | CUSIP 584690309 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Davidson | Mgmt | For | For | For | |||||
2 | Elect Stuart Diamond | Mgmt | For | For | For | |||||
3 | Elect Peter Knight | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||||
Medtronic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||||
1.4 | Elect William Hawkins | Mgmt | For | For | For | |||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Meiji Holdings (fka Meiji Seika Kaisha Ltd) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2269 | CINS J41729104 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Naotada Satoh | Mgmt | For | For | For | |||||
2 | Elect Shigetaroh Asano | Mgmt | For | For | For | |||||
3 | Elect Tsuyoshi Nagata | Mgmt | For | For | For | |||||
4 | Elect Hideki Takahashi | Mgmt | For | For | For | |||||
5 | Elect Takashi Hirahara | Mgmt | For | For | For | |||||
6 | Elect Masahiko Matsuo | Mgmt | For | For | For | |||||
7 | Elect Hidetoshi Yajima | Mgmt | For | For | For | |||||
8 | Elect Yohko Sanuki | Mgmt | For | For | For | |||||
9 | Election of Alternate Statutory Auditor | Mgmt | For | For | For | |||||
MEMC Electronic Materials, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFR | CUSIP 552715104 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Blackmore | Mgmt | For | For | For | |||||
2 | Elect Ahmad Chatila | Mgmt | For | For | For | |||||
3 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Merchants Bancshares, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MBVT | CUSIP 588448100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Furlong | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Skiff, Jr. | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Lorilee Lawton | Mgmt | For | Withhold | Against | |||||
1.4 | Elect John Kane | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Merck & Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRK | CUSIP 58933Y105 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||||
3 | Elect Richard Clark | Mgmt | For | For | For | |||||
4 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
5 | Elect Thomas Glocer | Mgmt | For | For | For | |||||
6 | Elect Steven Goldstone | Mgmt | For | For | For | |||||
7 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||||
8 | Elect Harry Jacobson | Mgmt | For | For | For | |||||
9 | Elect William Kelley | Mgmt | For | For | For | |||||
10 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
11 | Elect Rochelle Lazarus | Mgmt | For | Against | Against | |||||
12 | Elect Carlos Represas | Mgmt | For | For | For | |||||
13 | Elect Patricia Russo | Mgmt | For | For | For | |||||
14 | Elect Thomas Shenk | Mgmt | For | For | For | |||||
15 | Elect Anne Tatlock | Mgmt | For | For | For | |||||
16 | Elect Craig Thompson | Mgmt | For | For | For | |||||
17 | Elect Wendell Weeks | Mgmt | For | For | For | |||||
18 | Elect Peter Wendell | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
21 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Met-Pro Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MPR | CUSIP 590876306 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Judith Spires | Mgmt | For | For | For | |||||
1.2 | Elect Stanley Silverman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Metminco Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MNC | CINS Q60531102 | 05/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report (6 Months ended December 31, 2010) | Mgmt | For | Against | Against | |||||
3 | Elect Antonio Ortuzar | Mgmt | For | Against | Against | |||||
4 | Ratify Placement of Securities | Mgmt | For | For | For | |||||
5 | Ratify Placement of Securities | Mgmt | For | For | For | |||||
6 | Ratify Placement of Securities | Mgmt | For | For | For | |||||
7 | Approve Issue of Securities | Mgmt | For | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Metro AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MEO | CINS D53968125 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
7 | Compensation Policy | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Elect Peter Küpfer | Mgmt | For | For | For | |||||
10 | Elect Ann-Kristin Achleitner | Mgmt | For | For | For | |||||
Metro Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
METR | CUSIP 59161R101 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary Nalbandian | Mgmt | For | For | For | |||||
1.2 | Elect James Adair | Mgmt | For | For | For | |||||
1.3 | Elect John Cardello | Mgmt | For | For | For | |||||
1.4 | Elect Douglas Gelder | Mgmt | For | For | For | |||||
1.5 | Elect Alan Hassman | Mgmt | For | For | For | |||||
1.6 | Elect Michael Serluco | Mgmt | For | For | For | |||||
1.7 | Elect Howell Mette | Mgmt | For | For | For | |||||
1.8 | Elect Samir Srouji | Mgmt | For | For | For | |||||
2 | Amendment to Supermajority Requirement | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Metropole TV (M6) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMT | CINS F6160D108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Elect Gilles Samyn | Mgmt | For | Against | Against | |||||
9 | Elect Christopher Baldelli (Immobilière Bayard d'Antin) | Mgmt | For | Against | Against | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
12 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||
13 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
14 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
15 | Amendments to Retirement Age Limits | Mgmt | For | For | For | |||||
16 | Amendments to Articles | Mgmt | For | For | For | |||||
17 | Amendments to Articles | Mgmt | For | For | For | |||||
18 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Gates III | Mgmt | For | For | For | |||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||||
7 | Elect David Marquardt | Mgmt | For | For | For | |||||
8 | Elect Charles Noski | Mgmt | For | For | For | |||||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
MicroStrategy Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSTR | CUSIP 594972408 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Saylor | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Sanju Bansal | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Matthew Calkins | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Robert Epstein | Mgmt | For | Withhold | Against | |||||
1.5 | Elect David LaRue | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Jarrod Patten | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Carl Rickertsen | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Thomas Spahr | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Minerals Technologies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTX | CUSIP 603158106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paula Cholmondeley | Mgmt | For | For | For | |||||
1.2 | Elect Duane Dunham | Mgmt | For | For | For | |||||
1.3 | Elect Steven Golub | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Miraca Holdings | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4544 | CINS J4352B101 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hiromasa Suzuki | Mgmt | For | For | For | |||||
2 | Elect Shinji Ogawa | Mgmt | For | For | For | |||||
3 | Elect Takeshi Koyama | Mgmt | For | For | For | |||||
4 | Elect Shiroh Kudoh | Mgmt | For | For | For | |||||
5 | Elect Naoji Yui | Mgmt | For | For | For | |||||
6 | Elect Nobumichi Hattori | Mgmt | For | For | For | |||||
7 | Elect Yasunori Kanako | Mgmt | For | For | For | |||||
8 | Elect Hisatsugu Nonaka | Mgmt | For | For | For | |||||
9 | Elect Naoki Iguchi | Mgmt | For | For | For | |||||
10 | Stock Option Plan | Mgmt | For | For | For | |||||
Mission West Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSW | CUSIP 605203108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Carl Berg | Mgmt | For | Withhold | Against | |||||
1.2 | Elect William Hasler | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Lawrence Helzel | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Raymond Marino | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Martin Roher | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Mitsubishi Electric Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6503 | CINS J43873116 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | |||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | |||||
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | |||||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | |||||
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | |||||
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | |||||
8 | Elect Hiroyoshi Sakuyama | Mgmt | For | Against | Against | |||||
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | |||||
10 | Elect Shunji Yanai | Mgmt | For | Against | Against | |||||
11 | Elect Mikio Sasaki | Mgmt | For | Against | Against | |||||
12 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | |||||
13 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | |||||
Mitsubishi Estate Co Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8802 | CINS J43916113 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Keiji Kimura | Mgmt | For | For | For | |||||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||||
5 | Elect Nobuyuki Iizuka | Mgmt | For | For | For | |||||
6 | Elect Hiroshi Danno | Mgmt | For | For | For | |||||
7 | Elect Masaaki Kohno | Mgmt | For | For | For | |||||
8 | Elect Hiroyoshi Itoh | Mgmt | For | For | For | |||||
9 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | |||||
10 | Elect Takao Yagihashi | Mgmt | For | For | For | |||||
11 | Elect Joh Katou | Mgmt | For | For | For | |||||
12 | Elect Shiroh Fujisawa | Mgmt | For | For | For | |||||
13 | Elect Isao Matsuhashi | Mgmt | For | For | For | |||||
14 | Elect Yasumasa Gomi | Mgmt | For | For | For | |||||
15 | Elect Yasumasa Gomi | Mgmt | For | For | For | |||||
16 | Elect Shu Tomioka | Mgmt | For | For | For | |||||
17 | Elect Akio Utsumi | Mgmt | For | Against | Against | |||||
Mitsubishi Tanabe Pharma Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4508 | CINS J4448H104 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | |||||
5 | Elect Kuniaki Kaga | Mgmt | For | For | For | |||||
6 | Elect Kenichi Yanagisawa | Mgmt | For | For | For | |||||
7 | Elect Kenkichi Kosakai | Mgmt | For | For | For | |||||
8 | Elect Masayuki Mitsuka | Mgmt | For | For | For | |||||
9 | Elect Takashi Kobayashi | Mgmt | For | For | For | |||||
10 | Elect Shigehiko Hattori | Mgmt | For | For | For | |||||
11 | Elect Seishiroh Yoshioka | Mgmt | For | For | For | |||||
12 | Elect Kohichi Fujisawa | Mgmt | For | Against | Against | |||||
13 | Elect Masanao Iechika | Mgmt | For | For | For | |||||
14 | Elect Takashi Nishida | Mgmt | For | For | For | |||||
15 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
Mitsubishi UFJ Financial Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8306 | CINS J44497105 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Takamune Okihara | Mgmt | For | For | For | |||||
4 | Elect Kinya Okauchi | Mgmt | For | For | For | |||||
5 | Elect Katsunori Nagayasu | Mgmt | For | For | For | |||||
6 | Elect Tatsuo Tanaka | Mgmt | For | For | For | |||||
7 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||||
8 | Elect Taihei Yuki | Mgmt | For | For | For | |||||
9 | Elect Ichiroh Hamakawa | Mgmt | For | For | For | |||||
10 | Elect Masao Hasegawa | Mgmt | For | For | For | |||||
11 | Elect Toshiroh Toyoizumi | Mgmt | For | For | For | |||||
12 | Elect Shunsuke Teraoka | Mgmt | For | For | For | |||||
13 | Elect Tatsuo Wakabayashi | Mgmt | For | For | For | |||||
14 | Elect Takashi Oyamada | Mgmt | For | For | For | |||||
15 | Elect Hiroyuki Noguchi | Mgmt | For | For | For | |||||
16 | Elect Ryuji Araki | Mgmt | For | For | For | |||||
17 | Elect Kazuhiro Watanabe | Mgmt | For | For | For | |||||
18 | Elect Takuma Ohtoshi | Mgmt | For | For | For | |||||
19 | Elect Takehiko Nemoto | Mgmt | For | For | For | |||||
Mitsui & Co Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8031 | CINS J44690139 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Shouei Utsuda | Mgmt | For | For | For | |||||
4 | Elect Masami Iijima | Mgmt | For | For | For | |||||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | |||||
6 | Elect Takao Ohmae | Mgmt | For | For | For | |||||
7 | Elect Masayoshi Komai | Mgmt | For | For | For | |||||
8 | Elect Fuminobu Kawashima | Mgmt | For | For | For | |||||
9 | Elect Daisuke Saiga | Mgmt | For | For | For | |||||
10 | Elect Johji Okada | Mgmt | For | For | For | |||||
11 | Elect Masayuki Kinoshita | Mgmt | For | For | For | |||||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | |||||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | |||||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | |||||
15 | Elect Toshirho Mutoh | Mgmt | For | For | For | |||||
16 | Elect Satoru Miura | Mgmt | For | For | For | |||||
17 | Elect Motonori Murakami | Mgmt | For | For | For | |||||
Mitsui Chemicals Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4183 | CINS J4466L102 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Kenji Fujiyoshi | Mgmt | For | For | For | |||||
4 | Elect Toshikazu Tanaka | Mgmt | For | For | For | |||||
5 | Elect Kohichi Sano | Mgmt | For | For | For | |||||
6 | Elect Kiichi Suzuki | Mgmt | For | For | For | |||||
7 | Elect Shigeru Iwabuchi | Mgmt | For | For | For | |||||
8 | Elect Yasuji Ohmura | Mgmt | For | For | For | |||||
9 | Elect Shinichi Otsuji | Mgmt | For | For | For | |||||
10 | Elect Gen Takemoto | Mgmt | For | For | For | |||||
11 | Elect Etsuo Takenouji | Mgmt | For | For | For | |||||
12 | Elect Taeko Nagai | Mgmt | For | For | For | |||||
13 | Elect Yoshio Suzuki | Mgmt | For | For | For | |||||
14 | Elect Hideharu Kadowaki | Mgmt | For | Against | Against | |||||
15 | Elect Hiromu Matsuda | Mgmt | For | Against | Against | |||||
16 | Bonus | Mgmt | For | For | For | |||||
Mitsui Mining & Smelting Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
5706 | CINS J44948107 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Sadao Senda | Mgmt | For | For | For | |||||
4 | Elect Mitsuhiko Hasuo | Mgmt | For | For | For | |||||
5 | Elect Osamu Higuchi | Mgmt | For | For | For | |||||
6 | Elect Mitsuru Uekawa | Mgmt | For | For | For | |||||
7 | Elect Harufumi Sakai | Mgmt | For | For | For | |||||
8 | Elect Masahisa Morita | Mgmt | For | For | For | |||||
9 | Elect Takashi Satoh | Mgmt | For | For | For | |||||
10 | Elect Keiji Nishida | Mgmt | For | For | For | |||||
11 | Elect Hiromichi Shibata | Mgmt | For | For | For | |||||
12 | Elect Junya Satoh | Mgmt | For | For | For | |||||
13 | Bonus | Mgmt | For | For | For | |||||
MOBILE TELESYSTEMS OJSC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTSS | CUSIP 607409109 | 12/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Meeting Procedures | Mgmt | For | For | For | |||||
2 | Approve Restructuring of OJSC Telesystems Comstar- Consolidated, the CJSC Incorporated Telesystems, the CJSC Capital, the CJSC Communication statement, the CJSC Mobile Telesystems, CJSC Comstar-Direkt | Mgmt | For | For | For | |||||
3 | Merger by Absorption | Mgmt | For | For | For | |||||
4 | Merger by Absorption | Mgmt | For | For | For | |||||
5 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
6 | Amendments to Charter | Mgmt | For | For | For | |||||
Moly Mines Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MOL | CINS Q6320J100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Re-elect David Craig | Mgmt | For | Against | Against | |||||
4 | Re-elect Stephen XIAO | Mgmt | For | Against | Against | |||||
5 | Re-elect Andy Zhmurovsky | Mgmt | For | Against | Against | |||||
6 | Approve Issue of Securities | Mgmt | For | Against | Against | |||||
7 | Approve Performance Rights Plan | Mgmt | For | Against | Against | |||||
Molycorp Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCP | CUSIP 608753109 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Russell Ball | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Charles Henry | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Jack Thompson | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Momenta Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MNTA | CUSIP 60877T100 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Marsha Fanucci | Mgmt | For | For | For | |||||
1.2 | Elect Peter Hutt | Mgmt | For | For | For | |||||
1.3 | Elect Bruce Downey | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Monotype Imaging Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYPE | CUSIP 61022P100 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Lentz | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Shaw | Mgmt | For | For | For | |||||
1.3 | Elect Peter Simone | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2007 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Moody's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCO | CUSIP 615369105 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Glauber | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
6 | Elect Jorge Bermudez | Mgmt | For | For | For | |||||
Motech Industries Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6244 | CINS Y61397108 | 05/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||||
9 | Amendments to Articles | Mgmt | For | For | For | |||||
10 | Amendments to Procedural Rules: Acquisition/Disposal of Assets | Mgmt | For | For | For | |||||
11 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||||
12 | Amendments to Procedural Rules of Endorsements/Guarantees | Mgmt | For | For | For | |||||
13 | Extraordinary Motions | Mgmt | For | Against | Against | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
MTU Aero Engines Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTX | CINS D5565H104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Increase in Authorized Capital II | Mgmt | For | For | For | |||||
10 | Increase in Authorized Capital III | Mgmt | For | For | For | |||||
Mueller Water Products, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MWA | CUSIP 624758108 | 01/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Donald Boyce | Mgmt | For | For | For | |||||
1.2 | Elect Howard Clark, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Shirley Franklin | Mgmt | For | For | For | |||||
1.4 | Elect Gregory Hyland | Mgmt | For | For | For | |||||
1.5 | Elect Jerry Kolb | Mgmt | For | For | For | |||||
1.6 | Elect Joseph Leonard | Mgmt | For | For | For | |||||
1.7 | Elect Mark O'Brien | Mgmt | For | For | For | |||||
1.8 | Elect Bernard Rethore | Mgmt | For | For | For | |||||
1.9 | Elect Neil Springer | Mgmt | For | For | For | |||||
1.10 | Elect Lydia Thomas | Mgmt | For | For | For | |||||
1.11 | Elect Michael Tokarz | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Murphy Oil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MUR | CUSIP 626717102 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Frank Blue | Mgmt | For | For | For | |||||
2 | Elect Claiborne Deming | Mgmt | For | For | For | |||||
3 | Elect Robert Hermes | Mgmt | For | For | For | |||||
4 | Elect James Kelley | Mgmt | For | For | For | |||||
5 | Elect R. Madison Murphy | Mgmt | For | For | For | |||||
6 | Elect William Nolan, Jr. | Mgmt | For | For | For | |||||
7 | Elect Neal Schmale | Mgmt | For | For | For | |||||
8 | Elect David Smith | Mgmt | For | For | For | |||||
9 | Elect Caroline Theus | Mgmt | For | For | For | |||||
10 | Elect David Wood | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Myer Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MYR | CINS Q64865100 | 11/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Hay | Mgmt | For | For | For | |||||
2 | Re-elect Anne Brennan | Mgmt | For | For | For | |||||
3 | Re-elect Tom Flood | Mgmt | For | For | For | |||||
4 | Remuneration Report | Mgmt | For | For | For | |||||
NACCO Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NC | CUSIP 629579103 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Owsley Brown II | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Dennis LaBarre | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Richard de Osborne | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Alfred Rankin, Jr. | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Michael Shannon | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Britton Taplin | Mgmt | For | Withhold | Against | |||||
1.7 | Elect David Taplin | Mgmt | For | Withhold | Against | |||||
1.8 | Elect John Turben | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Eugene Wong | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the Non-Employee Directors' Equity Compensation Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Nalco Holding Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NLC | CUSIP 62985Q101 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Douglas Pertz | Mgmt | For | For | For | |||||
1.2 | Elect Daniel Sanders | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
National Australia Bank Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NAB | CINS Q65336119 | 12/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Re-elect Patricia Cross | Mgmt | For | For | For | |||||
3 | Re-elect Daniel Gilbert | Mgmt | For | For | For | |||||
4 | Re-elect Jillian Segal | Mgmt | For | For | For | |||||
5 | Re-elect Malcolm Williamson | Mgmt | For | For | For | |||||
6 | Elect Anthony Yuen | Mgmt | For | For | For | |||||
7 | Remuneration Report | Mgmt | For | For | For | |||||
8 | Equity Grant (CEO Cameron Clyne) | Mgmt | For | For | For | |||||
9 | Equity Grant (Executive Director of Finance Mark Joiner) | Mgmt | For | For | For | |||||
10 | Equity Grant (Group Deputy CEO Michael Ullmer) | Mgmt | For | For | For | |||||
11 | Approve Termination Payments to a Former Employee | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Approve Selective Buy-back of 2008 Stapled Securities | Mgmt | For | For | For | |||||
14 | Approve Selective Capital Reduction of 2008 Stapled Securities | Mgmt | For | For | For | |||||
15 | Approve Selective Buy-back of 2009 Stapled Securities | Mgmt | For | For | For | |||||
16 | Approve Selective Capital Reduction of 2009 Stapled Securities | Mgmt | For | For | For | |||||
National Bank Of Canada | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NA | CUSIP 633067103 | 03/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lawrence Bloomberg | Mgmt | For | For | For | |||||
1.2 | Elect André Caillé | Mgmt | For | For | For | |||||
1.3 | Elect Gérard Coulombe | Mgmt | For | For | For | |||||
1.4 | Elect Bernard Cyr | Mgmt | For | For | For | |||||
1.5 | Elect Gillian Denham | Mgmt | For | For | For | |||||
1.6 | Elect Nicole Diamond-Gélinas | Mgmt | For | For | For | |||||
1.7 | Elect Jean Douville | Mgmt | For | For | For | |||||
1.8 | Elect Jean Gaulin | Mgmt | For | For | For | |||||
1.9 | Elect Paul Gobeil | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Jean Houde | Mgmt | For | For | For | |||||
1.11 | Elect Louise Laflamme | Mgmt | For | For | For | |||||
1.12 | Elect Roseann Runte | Mgmt | For | For | For | |||||
1.13 | Elect Marc Tellier | Mgmt | For | For | For | |||||
1.14 | Elect Pierre Thabet | Mgmt | For | For | For | |||||
1.15 | Elect Louis Vachon | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Pay Ratios | Mgmt | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Abolition of Subsidiaries and Branches in Tax Havens | Mgmt | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Additional Information on the Comparison of Compensation with Peers | Mgmt | Against | Against | For | |||||
National Bank of Greece | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETE | CINS X56533114 | 11/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Greece | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Repurchase Preferred Shares | Mgmt | For | Against | Against | |||||
2 | Election of Directors | Mgmt | For | Against | Against | |||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
National CineMedia, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NCMI | CUSIP 635309107 | 04/26/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kurt Hall | Mgmt | For | TNA | N/A | |||||
1.2 | Elect Lawrence Goodman | Mgmt | For | TNA | N/A | |||||
1.3 | Elect Scott Schneider | Mgmt | For | TNA | N/A | |||||
2 | 2011 Performance Bonus Plan | Mgmt | For | TNA | N/A | |||||
3 | Increase of Authorized Common Stock | Mgmt | For | TNA | N/A | |||||
4 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | TNA | N/A | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | |||||
7 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||
National Health Investors, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NHI | CUSIP 63633D104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect W. Andrew Adams | Mgmt | For | For | For | |||||
1.2 | Elect Robert McCabe, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
National Presto Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NPK | CUSIP 637215104 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Randy Lieble | Mgmt | For | For | For | |||||
1.2 | Elect Joseph Stienessen | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
National Semiconductor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NSM | CUSIP 637640103 | 09/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Amelio | Mgmt | For | For | For | |||||
2 | Elect Steven Appleton | Mgmt | For | For | For | |||||
3 | Elect Gary Arnold | Mgmt | For | For | For | |||||
4 | Elect Richard Danzig | Mgmt | For | For | For | |||||
5 | Elect Robert Frankenberg | Mgmt | For | For | For | |||||
6 | Elect Donald Macleod | Mgmt | For | For | For | |||||
7 | Elect Edward McCracken | Mgmt | For | For | For | |||||
8 | Elect Roderick McGeary | Mgmt | For | For | For | |||||
9 | Elect William Mitchell | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
NCI, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NCIT | CUSIP 62886K104 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Narang | Mgmt | For | For | For | |||||
1.2 | Elect Terry Glasgow | Mgmt | For | For | For | |||||
1.3 | Elect James Allen | Mgmt | For | For | For | |||||
1.4 | Elect John Lawler | Mgmt | For | For | For | |||||
1.5 | Elect Paul Lombardi | Mgmt | For | For | For | |||||
1.6 | Elect J. Patrick McMahon | Mgmt | For | For | For | |||||
1.7 | Elect Philip Nolan | Mgmt | For | For | For | |||||
1.8 | Elect Stephen Waechter | Mgmt | For | For | For | |||||
1.9 | Elect Daniel Young | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Neenah Paper, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NP | CUSIP 640079109 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Timothy Lucas | Mgmt | For | For | For | |||||
1.2 | Elect Philip Moore | Mgmt | For | For | For | |||||
1.3 | Elect John O'Donnell | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Reapproval of the Material Terms of the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Nelnet, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NNI | CUSIP 64031N108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Dunlap | Mgmt | For | For | For | |||||
2 | Elect Stephen Butterfield | Mgmt | For | For | For | |||||
3 | Elect James Abel | Mgmt | For | For | For | |||||
4 | Elect Kathleen Farrell | Mgmt | For | For | For | |||||
5 | Elect Thomas Henning | Mgmt | For | For | For | |||||
6 | Elect Brian O'Connor | Mgmt | For | For | For | |||||
7 | Elect Kimberly Rath | Mgmt | For | For | For | |||||
8 | Elect Michael Reardon | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Neo Material Technologies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEM | CUSIP 64045Y108 | 06/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary German | Mgmt | For | For | For | |||||
1.2 | Elect Ho Soo Ching | Mgmt | For | For | For | |||||
1.3 | Elect James Jackson | Mgmt | For | For | For | |||||
1.4 | Elect Constantine Karayannopolous | Mgmt | For | For | For | |||||
1.5 | Elect Claire Kennedy | Mgmt | For | For | For | |||||
1.6 | Elect William Macfarlane | Mgmt | For | For | For | |||||
1.7 | Elect Peter O'Connor | Mgmt | For | For | For | |||||
1.8 | Elect John Pearson | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Nestle S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NESN | CINS H57312649 | 04/14/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Compensation Report | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
8 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||||
9 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||||
10 | Elect Rolf Hänggi | Mgmt | For | TNA | N/A | |||||
11 | Elect Jean-Pierre Meyers | Mgmt | For | TNA | N/A | |||||
12 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||||
13 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||||
14 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
16 | Cancellation of Shares and Reduction of Share Capital | Mgmt | For | TNA | N/A | |||||
NetApp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NTAP | CUSIP 64110D104 | 08/31/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffry Allen | Mgmt | For | For | For | |||||
1.2 | Elect Alan Earhart | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Held | Mgmt | For | For | For | |||||
1.5 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
1.6 | Elect T. Michael Nevens | Mgmt | For | For | For | |||||
1.7 | Elect George Shaheen | Mgmt | For | For | For | |||||
1.8 | Elect Robert Wall | Mgmt | For | For | For | |||||
1.9 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | For | For | |||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
NetSuite Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
N | CUSIP 64118Q107 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Zachary Nelson | Mgmt | For | For | For | |||||
1.2 | Elect Kevin Thompson | Mgmt | For | For | For | |||||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
NeuStar, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NSR | CUSIP 64126X201 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Cullen | Mgmt | For | For | For | |||||
2 | Elect Joel Friedman | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Newcastle Investment Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NCT | CUSIP 65105M108 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Wesley Edens | Mgmt | For | Withhold | Against | |||||
1.2 | Elect David McKown | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
NewMarket Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEU | CUSIP 651587107 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Phyllis Cothran | Mgmt | For | For | For | |||||
1.2 | Elect Mark Gambill | Mgmt | For | For | For | |||||
1.3 | Elect Bruce Gottwald | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Gottwald | Mgmt | For | For | For | |||||
1.5 | Elect Patrick Hanley | Mgmt | For | For | For | |||||
1.6 | Elect James Rogers | Mgmt | For | For | For | |||||
1.7 | Elect Charles Walker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Nexen Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXY | CUSIP 65334H102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Berry | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Bertram | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Dennis Flanagan | Mgmt | For | Withhold | Against | |||||
1.4 | Elect S. Barry Jackson | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Kevin Jenkins | Mgmt | For | Withhold | Against | |||||
1.6 | Elect A. Anne McLellan | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Eric Newell | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Marvin Romanow | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Francis Saville | Mgmt | For | Withhold | Against | |||||
1.11 | Elect John Willson | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Victor Zaleschuk | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Amendment to Shareholder Rights' Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Next plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXT | CINS G6500M106 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Christos Angelides | Mgmt | For | Against | Against | |||||
5 | Elect Steve Barber | Mgmt | For | Against | Against | |||||
6 | Elect John Barton | Mgmt | For | Against | Against | |||||
7 | Elect Christine Cross | Mgmt | For | Against | Against | |||||
8 | Elect Jonathan Dawson | Mgmt | For | Against | Against | |||||
9 | Elect David Keens | Mgmt | For | Against | Against | |||||
10 | Elect Francis Salway | Mgmt | For | Against | Against | |||||
11 | Elect Andrew Varley | Mgmt | For | Against | Against | |||||
12 | Elect Simon Wolfson | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
NextEra Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEE | CUSIP 65339F101 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sherry Barrat | Mgmt | For | For | For | |||||
1.2 | Elect Robert Beall II | Mgmt | For | For | For | |||||
1.3 | Elect J. Hyatt Brown | Mgmt | For | For | For | |||||
1.4 | Elect James Camaren | Mgmt | For | For | For | |||||
1.5 | Elect Kenneth Dunn | Mgmt | For | For | For | |||||
1.6 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||||
1.7 | Elect Lewis Hay III | Mgmt | For | For | For | |||||
1.8 | Elect Toni Jennings | Mgmt | For | For | For | |||||
1.9 | Elect Oliver Kingsley, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect Rudy Schupp | Mgmt | For | For | For | |||||
1.11 | Elect William Swanson | Mgmt | For | For | For | |||||
1.12 | Elect Michael Thaman | Mgmt | For | For | For | |||||
1.13 | Elect Hansel Tookes II | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Long Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Ngk Spark Plug Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
5334 | CINS J49119100 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Norio Katoh | Mgmt | For | For | For | |||||
2 | Elect Kazuo Kawahara | Mgmt | For | For | For | |||||
3 | Elect Katsuhiko Sumida | Mgmt | For | For | For | |||||
4 | Elect Seiji Nimura | Mgmt | For | For | For | |||||
5 | Elect Takafumi Ohshima | Mgmt | For | For | For | |||||
6 | Elect Shinji Shibagaki | Mgmt | For | For | For | |||||
7 | Elect Shinichi Odoh | Mgmt | For | For | For | |||||
8 | Elect Norio Teranishi | Mgmt | For | For | For | |||||
9 | Elect Shogo Kawajiri | Mgmt | For | For | For | |||||
10 | Elect Junichiroh Suzuki | Mgmt | For | For | For | |||||
11 | Elect Takeshi Nakagawa | Mgmt | For | For | For | |||||
12 | Elect Keiichi Matsunari | Mgmt | For | For | For | |||||
13 | Elect Hitoshi Iimi | Mgmt | For | For | For | |||||
14 | Elect Hideyuki Koiso | Mgmt | For | For | For | |||||
15 | Elect Takao Hamada | Mgmt | For | For | For | |||||
16 | Elect Tadao Kawai | Mgmt | For | For | For | |||||
17 | Elect Teppei Ohkawa | Mgmt | For | For | For | |||||
18 | Elect Masami Asai | Mgmt | For | Against | Against | |||||
19 | Elect Yoh Tajima | Mgmt | For | Against | Against | |||||
NGP Capital Resources Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NGPC | CUSIP 62912R107 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Blessing | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||||
NII Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NIHD | CUSIP 62913F201 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Herington | Mgmt | For | For | For | |||||
1.2 | Elect Rosendo Parra | Mgmt | For | For | For | |||||
1.3 | Elect John Risner | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Nintendo Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7974 | CINS J51699106 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Satoru Iwata | Mgmt | For | For | For | |||||
4 | Elect Yoshihiro Mori | Mgmt | For | For | For | |||||
5 | Elect Shinji Hatano | Mgmt | For | For | For | |||||
6 | Elect Genyoh Takeda | Mgmt | For | For | For | |||||
7 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||||
8 | Elect Nobuo Nagai | Mgmt | For | For | For | |||||
9 | Elect Masaharu Matsumoto | Mgmt | For | For | For | |||||
10 | Elect Eiichi Suzuki | Mgmt | For | For | For | |||||
11 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||||
12 | Elect Kaoru Takemura | Mgmt | For | For | For | |||||
13 | Elect Ichiroh Nakaji | Mgmt | For | For | For | |||||
14 | Elect Naoki Mizutani | Mgmt | For | For | For | |||||
15 | Elect Katashi Ozaki | Mgmt | For | For | For | |||||
Nippon Meat Packers Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2282 | CINS J54752142 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | For | |||||
2 | Elect Hiroshi Kobayashi | Mgmt | For | For | For | |||||
3 | Elect Noboru Takezoe | Mgmt | For | For | For | |||||
4 | Elect Hiroji Ohkoso | Mgmt | For | For | For | |||||
5 | Elect Bin Ueda | Mgmt | For | For | For | |||||
6 | Elect Kohji Uchida | Mgmt | For | For | For | |||||
7 | Elect Takaharu Chujoh | Mgmt | For | For | For | |||||
8 | Elect Masayuki Matsuba | Mgmt | For | For | For | |||||
9 | Elect Kazuhiro Tsujimoto | Mgmt | For | For | For | |||||
10 | Elect Kohji Kawamura | Mgmt | For | For | For | |||||
11 | Elect Toshiko Katayama | Mgmt | For | For | For | |||||
12 | Elect Iwao Taka | Mgmt | For | For | For | |||||
13 | Elect Yoshihide Hata | Mgmt | For | For | For | |||||
14 | Elect Katsutoshi Nishio | Mgmt | For | For | For | |||||
15 | Elect Fumio Motoi | Mgmt | For | For | For | |||||
16 | Elect Akira Ohtsuka | Mgmt | For | For | For | |||||
17 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
18 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||||
Nippon Shinyaku Co Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4516 | CINS J55784102 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Shigenobu Maekawa | Mgmt | For | For | For | |||||
3 | Elect Kazuo Fukushima | Mgmt | For | For | For | |||||
4 | Elect Hiroshi Adachi | Mgmt | For | For | For | |||||
5 | Elect Yoshiroh Yura | Mgmt | For | For | For | |||||
6 | Elect Tsugio Tanaka | Mgmt | For | For | For | |||||
7 | Elect Akira Matsuura | Mgmt | For | For | For | |||||
8 | Elect Tetsuyasu Yuno | Mgmt | For | For | For | |||||
9 | Elect Yoshishige Suzuma | Mgmt | For | For | For | |||||
Nippon Telegraph And Telephone Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9432 | CINS J59396101 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Shunsuke Amiya | Mgmt | For | For | For | |||||
4 | Elect Yoshitaka Makitani | Mgmt | For | For | For | |||||
5 | Elect Shigeru Iwamoto | Mgmt | For | For | For | |||||
6 | Elect Tohru Motobayashi | Mgmt | For | For | For | |||||
7 | Elect Michiko Tomonaga | Mgmt | For | For | For | |||||
Nissan Motor Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7201 | CINS J57160129 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Stock Option Plan | Mgmt | For | For | For | |||||
4 | Elect Carlos Ghosn | Mgmt | For | For | For | |||||
5 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||||
6 | Elect Hiroto Saikawa | Mgmt | For | For | For | |||||
7 | Elect Colin Dodge | Mgmt | For | For | For | |||||
8 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | |||||
9 | Elect Carlos Tavares | Mgmt | For | For | For | |||||
10 | Elect Hidetoshi Imazu | Mgmt | For | For | For | |||||
11 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | |||||
12 | Elect Katsumi Nakamura | Mgmt | For | For | For | |||||
Nitto Denko Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6988 | CINS J58472119 | 06/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Bonus | Mgmt | For | For | For | |||||
4 | Elect Yukio Nagira | Mgmt | For | For | For | |||||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | |||||
6 | Elect Yasuo Ninomiya | Mgmt | For | For | For | |||||
7 | Elect Kenji Matsumoto | Mgmt | For | For | For | |||||
8 | Elect Hideo Takasaki | Mgmt | For | For | For | |||||
9 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | |||||
10 | Elect Toshihiko Omote | Mgmt | For | For | For | |||||
11 | Elect Tohru Takeuchi | Mgmt | For | For | For | |||||
12 | Elect Yohichiroh Furuse | Mgmt | For | For | For | |||||
13 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | |||||
14 | Elect Masakazu Toyoda | Mgmt | For | For | For | |||||
15 | Stock option Plan | Mgmt | For | Against | Against | |||||
Nokia Oyj | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOK1V | CINS X61873133 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Finland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Accounts and Reports | Mgmt | For | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | For | |||||
12 | Board Size | Mgmt | For | For | For | |||||
13 | Election of Directors | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Stock Option Program 2011 | Mgmt | For | For | For | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Noranda Aluminum Holding Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOR | CUSIP 65542W107 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Brooks | Mgmt | For | Withhold | Against | |||||
1.2 | Elect M. Ali Rashid | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Matthew Michelini | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Thomas Miklich | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Nordex SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NDX | CINS D5736K135 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Amendments to Articles | Mgmt | For | For | For | |||||
9 | Amendments to Articles | Mgmt | For | For | For | |||||
10 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||||
11 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
12 | Elect Uwe Lüders | Mgmt | For | For | For | |||||
13 | Elect Jan Klatten | Mgmt | For | For | For | |||||
14 | Elect Martin Rey | Mgmt | For | For | For | |||||
15 | Elect Carsten Risvig Pedersen | Mgmt | For | For | For | |||||
16 | Elect Dieter Maier | Mgmt | For | For | For | |||||
17 | Elect Wolfgang Ziebert | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
Nortek Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NTKS | CUSIP 656559309 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Bloomberg | Mgmt | For | For | For | |||||
1.2 | Elect Joseph Cianciolo | Mgmt | For | For | For | |||||
1.3 | Elect James Hirshorn | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Nortek Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NTKS | CUSIP 656559309 | 11/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Coleman | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Keenan | Mgmt | For | For | For | |||||
1.3 | Elect J. David Smith | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2009 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
Northwest Pipe Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWPX | CUSIP 667746101 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Wayne Kingsley | Mgmt | For | For | For | |||||
1.2 | Elect William Tagmyer | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Northwest Pipe Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWPX | CUSIP 667746101 | 12/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Wayne Kingsley | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Keith Larson | Mgmt | For | Withhold | Against | |||||
1.3 | Elect James E. Declusin | Mgmt | For | For | For | |||||
1.4 | Elect Michael Franson | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Nova Measuring Instruments Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVMI | CUSIP M7516K103 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Ratification of Auditor | Mgmt | For | For | For | |||||
2 | Adoption of Classified Board and Other Amendments to the Articles of Association | Mgmt | For | Against | Against | |||||
3 | Elect Michael Brunstein | Mgmt | For | Against | Against | |||||
4 | Elect Alon Dumanis | Mgmt | For | Against | Against | |||||
5 | Elect Avi Cohen | Mgmt | For | Against | Against | |||||
6 | Elect Dan Falk | Mgmt | For | Against | Against | |||||
7 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||||
8 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||||
Novartis AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOVN | CINS H5820Q150 | 02/22/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Ratification of Management and Board Acts | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Compensation Policy | Mgmt | For | TNA | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Re-elect Ann Fudge | Mgmt | For | TNA | N/A | |||||
9 | Re-elect Pierre Landolt | Mgmt | For | TNA | N/A | |||||
10 | Re-elect Ulrich Lehner | Mgmt | For | TNA | N/A | |||||
11 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
13 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||
Novartis AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOVN | CINS H5820Q150 | 04/08/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Approval of Merger Agreement | Mgmt | For | TNA | N/A | |||||
4 | Approval of Share Issuance | Mgmt | For | TNA | N/A | |||||
5 | Additional and/or Counter-Proposals | Mgmt | For | TNA | N/A | |||||
NRG Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NRG | CUSIP 629377508 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lawrence Coben | Mgmt | For | For | For | |||||
2 | Elect Paul Hobby | Mgmt | For | For | For | |||||
3 | Elect Gerald Luterman | Mgmt | For | For | For | |||||
4 | Elect Herbert Tate | Mgmt | For | For | For | |||||
5 | Elect Walter Young | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
NTT DoCoMo Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9437 | CINS J59399105 | 06/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Tsutomu Shindoh | Mgmt | For | For | For | |||||
5 | Elect Wataru Kagawa | Mgmt | For | For | For | |||||
6 | Elect Kazuhiro Yoshizawa | Mgmt | For | For | For | |||||
7 | Elect Shuroh Hoshizawa | Mgmt | For | Against | Against | |||||
8 | Elect Kyohichi Yoshizawa | Mgmt | For | Against | Against | |||||
9 | Elect Haruo Morosawa | Mgmt | For | For | For | |||||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||||
Nu Skin Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NUS | CUSIP 67018T105 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Nevin Andersen | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Daniel Campbell | Mgmt | For | Withhold | Against | |||||
1.3 | Elect E.J. Garn | Mgmt | For | Withhold | Against | |||||
1.4 | Elect M. Truman Hunt | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Andrew Lipman | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Steven Lund | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Patricia Negrón | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Thomas Pisano | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Blake Roney | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Sandra Tillotson | Mgmt | For | Withhold | Against | |||||
1.11 | Elect David Ussery | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Nutreco Holding NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NUO | CINS N6509P102 | 03/28/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
7 | Payment of dividend | Mgmt | For | TNA | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Ratification of Executive Board Acts | Mgmt | For | TNA | N/A | |||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||||
15 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
17 | Elect Jan Maarten de Jong | Mgmt | For | TNA | N/A | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Elect Gosse Boon | Mgmt | For | TNA | N/A | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Nutreco Holding NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NUO | CINS N6509P102 | 12/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Authority to Repurchase Cumulative Preference A Shares | Mgmt | For | For | For | |||||
4 | Authority to Cancel Cumulative Preference A Shares | Mgmt | For | For | For | |||||
5 | Amendments to Articles | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
NVE Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVEC | CUSIP 629445206 | 08/05/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Terrence Glarner | Mgmt | For | For | For | |||||
1.2 | Elect Daniel Baker | Mgmt | For | For | For | |||||
1.3 | Elect James Hartman | Mgmt | For | For | For | |||||
1.4 | Elect Patricia Hollister | Mgmt | For | For | For | |||||
1.5 | Elect Robert Irish | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Obagi Medical Products, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMPI | CUSIP 67423R108 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Albert Hummel | Mgmt | For | For | For | |||||
1.2 | Elect Albert Fitzgibbons III | Mgmt | For | For | For | |||||
1.3 | Elect Ronald Badie | Mgmt | For | For | For | |||||
1.4 | Elect John Bartholdson | Mgmt | For | For | For | |||||
1.5 | Elect John Duerden | Mgmt | For | For | For | |||||
1.6 | Elect Edward Grant | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
5 | Elect John Feick | Mgmt | For | For | For | |||||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
8 | Elect Ray Irani | Mgmt | For | For | For | |||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | For | 1 Year | N/A | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Oceaneering International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OII | CUSIP 675232102 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect T. Jay Collins | Mgmt | For | For | For | |||||
1.2 | Elect D. Michael Hughes | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
OfficeMax Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMX | CUSIP 67622P101 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Bryant | Mgmt | For | For | For | |||||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||||
4 | Elect William Montgoris | Mgmt | For | For | For | |||||
5 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||||
6 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||||
7 | Elect David Szymanski | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Oil States International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OIS | CUSIP 678026105 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Christopher Seaver | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Swanson | Mgmt | For | For | For | |||||
1.3 | Elect Cindy Taylor | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Oilsands Quest Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BQI | CUSIP 678046103 | 10/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brian MacNeill | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Paul Ching | Mgmt | For | For | For | |||||
1.3 | Elect Ronald Phillips | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
Om Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMG | CUSIP 670872100 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Reidy | Mgmt | For | For | For | |||||
1.2 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
Omega Healthcare Investors, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OHI | CUSIP 681936100 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Harold Kloosterman | Mgmt | For | For | For | |||||
1.2 | Elect C.Taylor Pickett | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Omnicom Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMC | CUSIP 681919106 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Wren | Mgmt | For | For | For | |||||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||||
3 | Elect Alan Batkin | Mgmt | For | For | For | |||||
4 | Elect Robert Clark | Mgmt | For | For | For | |||||
5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||||
6 | Elect Errol Cook | Mgmt | For | For | For | |||||
7 | Elect Susan Denison | Mgmt | For | For | For | |||||
8 | Elect Michael Henning | Mgmt | For | For | For | |||||
9 | Elect John Murphy | Mgmt | For | For | For | |||||
10 | Elect John Purcell | Mgmt | For | For | For | |||||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
12 | Elect Gary Roubos | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Restoration of Written Consent | Mgmt | For | For | For | |||||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
On Assignment, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASGN | CUSIP 682159108 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jonathan Holman | Mgmt | For | For | For | |||||
1.2 | Elect Peter Dameris | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
ON Semiconductor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ONNN | CUSIP 682189105 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith Jackson | Mgmt | For | For | For | |||||
1.2 | Elect Phillip Hester | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Onesteel Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OST | CINS Q7134W113 | 11/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Rosemary Warnock | Mgmt | For | For | For | |||||
OPAP S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OPAP | CINS X3232T104 | 05/11/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Greece | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Board of Directors' and Auditor's Report | Mgmt | For | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board and Auditor's Acts | Mgmt | For | TNA | N/A | |||||
6 | Directors' Fees for 2010 | Mgmt | For | TNA | N/A | |||||
7 | Directors' Fees for 2011 | Mgmt | For | TNA | N/A | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||||
9 | Election of Directors | Mgmt | For | TNA | N/A | |||||
10 | Election of Audit Committee Members | Mgmt | For | TNA | N/A | |||||
11 | Board Transactions | Mgmt | For | TNA | N/A | |||||
12 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
13 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||
Oracle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Executive Bonus Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Orascom Construction Industries | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OCIC | CINS M7525D108 | 09/20/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Egypt | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Authority to Issue Bond | Mgmt | For | TNA | N/A | |||||
3 | Public and Private Issuance of Bond | Mgmt | For | TNA | N/A | |||||
4 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||||
5 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
OraSure Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OSUR | CUSIP 68554V108 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronny Lancaster | Mgmt | For | For | For | |||||
1.2 | Elect Roger Pringle | Mgmt | For | For | For | |||||
1.3 | Elect Ronald Spair | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Amendment to the Stock Award Plan | Mgmt | For | For | For | |||||
Orion Oyj | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORNBV | CINS X6002Y112 | 03/31/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Finland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
10 | Special Dividend | Mgmt | For | TNA | N/A | |||||
11 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
13 | Board Size | Mgmt | For | TNA | N/A | |||||
14 | Election of Directors | Mgmt | For | TNA | N/A | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
17 | Reduction in Share Premium Account | Mgmt | For | TNA | N/A | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Orix Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8591 | CINS J61933123 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | |||||
4 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | |||||
5 | Elect Haruyuki Urata | Mgmt | For | Against | Against | |||||
6 | Elect Hiroaki Nishina | Mgmt | For | Against | Against | |||||
7 | Elect Kazuo Kojima | Mgmt | For | Against | Against | |||||
8 | Elect Yoshiyuki Yamaya | Mgmt | For | Against | Against | |||||
9 | Elect Tamio Umaki | Mgmt | For | Against | Against | |||||
10 | Elect Yoshinori Yokoyama | Mgmt | For | Against | Against | |||||
11 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | |||||
12 | Elect Takeshi Sasaki | Mgmt | For | Against | Against | |||||
13 | Elect Eiko Tsujiyama | Mgmt | For | Against | Against | |||||
14 | Elect Robert Feldman | Mgmt | For | Against | Against | |||||
15 | Elect Takeshi Niinami | Mgmt | For | Against | Against | |||||
Ormat Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORA | CUSIP 686688102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Yoram Bronicki | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Roger Gale | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Orocobre Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORE | CINS Q7142R106 | 11/30/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | Against | Against | |||||
3 | Elect John Gibson, Jr. | Mgmt | For | Against | Against | |||||
4 | Elect Courtney Pratt | Mgmt | For | Against | Against | |||||
5 | Elect Fernando Oris de Roa | Mgmt | For | Against | Against | |||||
6 | Elect Federico Nicholson | Mgmt | For | Against | Against | |||||
7 | Increase NED's Fee Cap | Mgmt | For | For | For | |||||
8 | Ratify Placement of Securities | Mgmt | For | For | For | |||||
Orrstown Financial Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORRF | CUSIP 687380105 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Coy | Mgmt | For | For | For | |||||
1.2 | Elect John Ward | Mgmt | For | For | For | |||||
1.3 | Elect Joel Zullinger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Oshkosh Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OSK | CUSIP 688239201 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Donnelly | Mgmt | For | For | For | |||||
2 | Elect Michael Grebe | Mgmt | For | For | For | |||||
3 | Elect John Hamre | Mgmt | For | For | For | |||||
4 | Elect Kathleen Hempel | Mgmt | For | For | For | |||||
5 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
6 | Elect Harvey Medvin | Mgmt | For | For | For | |||||
7 | Elect J. Peter Mosling, Jr. | Mgmt | For | For | For | |||||
8 | Elect Craig Omtvedt | Mgmt | For | For | For | |||||
9 | Elect Richard Sim | Mgmt | For | For | For | |||||
10 | Elect Charles Szews | Mgmt | For | For | For | |||||
11 | Elect William Wallace | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Pacific Biosciences of California Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PACB | CUSIP 69404D108 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Hugh Martin | Mgmt | For | For | For | |||||
1.2 | Elect Brook Byers | Mgmt | For | For | For | |||||
1.3 | Elect Susan Siegal | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Pacific Online Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
543 | CINS G9684P101 | 05/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect LAM Wai Yan | Mgmt | For | Against | Against | |||||
6 | Elect HO Kam Wah | Mgmt | For | Against | Against | |||||
7 | Elect ZHANG Cong Min | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
13 | Bonus Share Issuance | Mgmt | For | For | For | |||||
14 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Paladin Energy Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PDN | CINS Q7264T104 | 11/25/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Remuneration Report | Mgmt | For | For | For | |||||
2 | Re-elect Rick Crabb | Mgmt | For | Against | Against | |||||
3 | Elect Peter Donkin | Mgmt | For | Against | Against | |||||
4 | Elect Philip Bailey | Mgmt | For | Against | Against | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Pall Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLL | CUSIP 696429307 | 12/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Amy Alving | Mgmt | For | For | For | |||||
2 | Elect Daniel Carroll, Jr. | Mgmt | For | For | For | |||||
3 | Elect Robert Coutts | Mgmt | For | For | For | |||||
4 | Elect Cheryl Grisé | Mgmt | For | For | For | |||||
5 | Elect Ronald Hoffman | Mgmt | For | For | For | |||||
6 | Elect Eric Krasnoff | Mgmt | For | For | For | |||||
7 | Elect Dennis Longstreet | Mgmt | For | For | For | |||||
8 | Elect Edwin Martin, Jr. | Mgmt | For | For | For | |||||
9 | Elect Katharine Plourde | Mgmt | For | For | For | |||||
10 | Elect Edward Snyder | Mgmt | For | For | For | |||||
11 | Elect Edward Travaglianti | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Allow Company to Deliver Proxy Materials via the Internet | Mgmt | For | For | For | |||||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Management Stock Purchase Plan | Mgmt | For | For | For | |||||
Pandora A/S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNDORA | CINS K7681L102 | 04/08/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Denmark | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Report of the Board of Directors | Mgmt | For | TNA | N/A | |||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
6 | Directors' Fees for 2010 | Mgmt | For | TNA | N/A | |||||
7 | Directors' Fees for 2011 | Mgmt | For | TNA | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
9 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
10 | Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
11 | Amendment to Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
12 | Elect Allan Leighton | Mgmt | For | TNA | N/A | |||||
13 | Elect Torben Sørensen | Mgmt | For | TNA | N/A | |||||
14 | Elect Andrea Alvey | Mgmt | For | TNA | N/A | |||||
15 | Elect Marcello Bottoli | Mgmt | For | TNA | N/A | |||||
16 | Elect Sten Daugaard | Mgmt | For | TNA | N/A | |||||
17 | Elect Povl Christian Frigast | Mgmt | For | TNA | N/A | |||||
18 | Elect Erik Jensen | Mgmt | For | TNA | N/A | |||||
19 | Elect Nikolaj Vejlsgaard | Mgmt | For | TNA | N/A | |||||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
21 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||
Papa John's International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PZZA | CUSIP 698813102 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wade Oney | Mgmt | For | For | For | |||||
2 | Elect John Schnatter | Mgmt | For | For | For | |||||
3 | Elect Mark Shapiro | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Par Pharmaceutical Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRX | CUSIP 69888P106 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Patrick LePore | Mgmt | For | For | For | |||||
1.2 | Elect Ronald Nordmann | Mgmt | For | For | For | |||||
1.3 | Elect Joseph Smith | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Reapproval of Performance Equity Plan | Mgmt | For | For | For | |||||
Park National Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRK | CUSIP 700658107 | 04/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect C. Daniel DeLawder | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Harry Egger | Mgmt | For | Withhold | Against | |||||
1.3 | Elect F. William Englefield IV | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Stephen Kambeitz | Mgmt | For | Withhold | Against | |||||
1.5 | Elect John O'Neill | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Parker-Hannifin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||||
1.5 | Elect Klaus-Peter Müller | Mgmt | For | For | For | |||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||||
1.9 | Elect Åke Svensson | Mgmt | For | For | For | |||||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | |||||
1.11 | Elect James Wainscott | Mgmt | For | For | For | |||||
1.12 | Elect Donald Washkewicz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Performance Bonus Plan | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||||
Parkson Holdings Berhad | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACB | CINS Y6706L100 | 11/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Malaysia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Fees | Mgmt | For | For | For | |||||
4 | Elect William Cheng | Mgmt | For | Against | Against | |||||
5 | Elect Folk YOONG Jee | Mgmt | For | Against | Against | |||||
6 | Elect CHENG Sin Yeng | Mgmt | For | Against | Against | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
9 | Related Party Transactions | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Amendments to Articles | Mgmt | For | Abstain | Against | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
PCD Stores (Group) Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
331 | CINS G6956E103 | 05/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Alfred CHAN Kai Tai | Mgmt | For | Against | Against | |||||
6 | Elect Edward TAN Han Kiat | Mgmt | For | Against | Against | |||||
7 | Elect Tony LAU Kim Yip | Mgmt | For | Against | Against | |||||
8 | Elect Randolph YU | Mgmt | For | Against | Against | |||||
9 | Elect Ainsley TAI | Mgmt | For | Against | Against | |||||
10 | Elect LI Chang Qing | Mgmt | For | Against | Against | |||||
11 | Directors' Fees | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
Peabody Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BTU | CUSIP 704549104 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gregory Boyce | Mgmt | For | For | For | |||||
1.2 | Elect William Coley | Mgmt | For | For | For | |||||
1.3 | Elect William James | Mgmt | For | For | For | |||||
1.4 | Elect Robert Karn III | Mgmt | For | For | For | |||||
1.5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||||
1.6 | Elect Henry Lentz | Mgmt | For | For | For | |||||
1.7 | Elect Robert Malone | Mgmt | For | For | For | |||||
1.8 | Elect William Rusnack | Mgmt | For | For | For | |||||
1.9 | Elect John Turner | Mgmt | For | For | For | |||||
1.10 | Elect Sandra Van Trease | Mgmt | For | For | For | |||||
1.11 | Elect Alan Washkowitz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
5 | 2011 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
Pentair, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNR | CUSIP 709631105 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leslie Abi-Karam | Mgmt | For | For | For | |||||
2 | Elect Jerry Burris | Mgmt | For | For | For | |||||
3 | Elect Ronald Merriman | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
PepsiCo, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEP | CUSIP 713448108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Shona Brown | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||||
6 | Elect Alberto Ibargüen | Mgmt | For | For | For | |||||
7 | Elect Arthur Martinez | Mgmt | For | Against | Against | |||||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||||
10 | Elect James Schiro | Mgmt | For | For | For | |||||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||||
Perrigo Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRGO | CUSIP 714290103 | 10/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Laurie Brlas | Mgmt | For | For | For | |||||
1.2 | Elect Michael Jandernoa | Mgmt | For | For | For | |||||
1.3 | Elect Joseph Papa | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Perry Ellis International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PERY | CUSIP 288853104 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Natoli | Mgmt | For | For | For | |||||
1.2 | Elect Eduardo Sardiña | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | 2011 Management Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
5 | Amendment to the 2005 Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Persimmon plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSN | CINS G70202109 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Mike Farley | Mgmt | For | For | For | |||||
5 | Elect Mike Killoran | Mgmt | For | For | For | |||||
6 | Elect Jeff Fairburn | Mgmt | For | For | For | |||||
7 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||||
8 | Elect David Thompson | Mgmt | For | For | For | |||||
9 | Elect Neil Davidson | Mgmt | For | For | For | |||||
10 | Elect Richard Pennycook | Mgmt | For | For | For | |||||
11 | Elect Jonathan Davie | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Pescanova S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PVA | CINS E8013L130 | 04/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Election of Directors and Ratification of Co-option of Director | Mgmt | For | Against | Against | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Directors' Fees | Mgmt | For | For | For | |||||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
8 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
9 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Presentation of Management Report | Mgmt | Non-voting | For | Against | |||||
12 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
13 | Minutes | Mgmt | For | For | For | |||||
Petrofac Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFC | CINS G7052T101 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Jersey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Roxanne Decyk | Mgmt | For | Against | Against | |||||
5 | Elect Norman Murray | Mgmt | For | Against | Against | |||||
6 | Elect Andy Inglis | Mgmt | For | Against | Against | |||||
7 | Elect Thomas Thune Andersen | Mgmt | For | Against | Against | |||||
8 | Elect Stefano Cao | Mgmt | For | Against | Against | |||||
9 | Elect Rijnhard van Tets | Mgmt | For | Against | Against | |||||
10 | Elect Ayman Asfari | Mgmt | For | Against | Against | |||||
11 | Elect Maroun Semaan | Mgmt | For | Against | Against | |||||
12 | Elect Keith Roberts | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
19 | Amendments to Articles | Mgmt | For | For | For | |||||
20 | Amendment to the Deferred Bonus Share Plan | Mgmt | For | For | For | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 01/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger by Absorption | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 04/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | For | |||||
2 | Merger by Absorption | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Capital Expenditure Budget | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Election of Directors | Mgmt | For | Against | Against | |||||
5 | Election of Chairman of the Board of Directors | Mgmt | For | For | For | |||||
6 | Election of Supervisory Council Members | Mgmt | For | For | For | |||||
7 | Remuneration Report | Mgmt | For | For | For | |||||
8 | Capitalization of Reserves | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors | Mgmt | For | Against | Against | |||||
2 | Election of Supervisory Council Members | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 08/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Ratification of Nomination of Appraiser for Treasury Notes | Mgmt | For | For | For | |||||
2 | Valuation Method of Treasury Notes | Mgmt | For | For | For | |||||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 12/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger Agreement with Marlim Participações SA | Mgmt | For | For | For | |||||
2 | Merger Agreement with Nova Marlim Participações SA | Mgmt | For | For | For | |||||
3 | Ratification of Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Valuation Reports | Mgmt | For | For | For | |||||
5 | Merger by Absorption | Mgmt | For | For | For | |||||
Petroleum Development Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETD | CUSIP 716578109 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Casabona | Mgmt | For | For | For | |||||
1.2 | Elect David Parke | Mgmt | For | For | For | |||||
1.3 | Elect Jeffrey Swoveland | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
PetroQuest Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PQ | CUSIP 716748108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Goodson | Mgmt | For | For | For | |||||
1.2 | Elect William Rucks, IV | Mgmt | For | For | For | |||||
1.3 | Elect E. Wayne Nordberg | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael Finch | Mgmt | For | For | For | |||||
1.5 | Elect W. J. Gordon, III | Mgmt | For | For | For | |||||
1.6 | Elect Charles Mitchell, II | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Peugeot SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UG | CINS F72313111 | 05/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Elect Marie-Hélène Roncoroni | Mgmt | For | Against | Against | |||||
9 | Elect Jean-Paul Parayre | Mgmt | For | Against | Against | |||||
10 | Elect Pamela Knapp | Mgmt | For | Against | Against | |||||
11 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | |||||
12 | Appointment of Alternate Auditor (Patrick de Cambourg) | Mgmt | For | For | For | |||||
13 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||||
14 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||||
15 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalization; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares and Convertible Securities w/out Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
23 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||||
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Pfizer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||||
2 | Elect Michael Brown | Mgmt | For | For | For | |||||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect James Kilts | Mgmt | For | For | For | |||||
9 | Elect George Lorch | Mgmt | For | For | For | |||||
10 | Elect John Mascotte | Mgmt | For | For | For | |||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
12 | Elect Ian Read | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
PharMerica Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PMC | CUSIP 71714F104 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gregory Weishar | Mgmt | For | For | For | |||||
1.2 | Elect W. Robert Dahl, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Frank Collins | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||||
1.5 | Elect Marjorie Dorr | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Gerrity | Mgmt | For | For | For | |||||
1.7 | Elect Robert Oakley | Mgmt | For | For | For | |||||
1.8 | Elect Geoffrey Meyers | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Harold Brown | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||||
9 | Elect Carlos Slim Helú | Mgmt | For | For | For | |||||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Phillips-Van Heusen Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PVH | CUSIP 718592108 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mary Baglivo | Mgmt | For | For | For | |||||
1.2 | Elect Emanuel Chirico | Mgmt | For | For | For | |||||
1.3 | Elect Juan Figuereo | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Fuller | Mgmt | For | For | For | |||||
1.5 | Elect Fred Gehring | Mgmt | For | For | For | |||||
1.6 | Elect Margaret Jenkins | Mgmt | For | For | For | |||||
1.7 | Elect David Landau | Mgmt | For | For | For | |||||
1.8 | Elect Bruce Maggin | Mgmt | For | For | For | |||||
1.9 | Elect V. James Marino | Mgmt | For | For | For | |||||
1.10 | Elect Henry Nasella | Mgmt | For | For | For | |||||
1.11 | Elect Rita Rodriguez | Mgmt | For | For | For | |||||
1.12 | Elect Craig Rydin | Mgmt | For | For | For | |||||
1.13 | Elect Christian Stahl | Mgmt | For | For | For | |||||
2 | Company Name Change | Mgmt | For | For | For | |||||
3 | 2006 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ping An Insurance (Group) Company of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2318 | CINS Y69790106 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Reports | Mgmt | For | For | For | |||||
3 | Supervisors' Reports | Mgmt | For | For | For | |||||
4 | Annual Reports | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocations of Profits/ Dividends | Mgmt | For | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Elect Louis CHEUNG Chi Yan | Mgmt | For | Against | Against | |||||
9 | Elect Jackson WOO Ka Biu | Mgmt | For | Against | Against | |||||
10 | Amendments to Articles | Mgmt | For | For | For | |||||
Ping An Insurance (Group) Company of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2318 | CINS Y69790106 | 11/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Adjustment on Independent Directors' Fees | Mgmt | For | Against | Against | |||||
3 | Means, Object of the Transaction and Parties to the Transaction | Mgmt | For | For | For | |||||
4 | Transaction Price and Basis of Pricing | Mgmt | For | For | For | |||||
5 | Vesting of Proit or Loss Arising from the Relevant Assets from the Base Date of Asset Pricing to the Completion Date | Mgmt | For | For | For | |||||
6 | Contract Obligations and Default Liabilities Under the Transfer of Ownership of the Relevant Assets | Mgmt | For | For | For | |||||
7 | Validity Period of the Resolution | Mgmt | For | For | For | |||||
8 | Share Subscription Agreement | Mgmt | For | For | For | |||||
9 | Profits Forecast Compensation Agreement | Mgmt | For | For | For | |||||
10 | Ratification of Board Acts | Mgmt | For | For | For | |||||
Platinum Underwriters Holdings, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PTP | CUSIP G7127P100 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dan Carmichael | Mgmt | For | For | For | |||||
1.2 | Elect A. John Hass | Mgmt | For | For | For | |||||
1.3 | Elect Antony Lancaster | Mgmt | For | For | For | |||||
1.4 | Elect Edmund Megna | Mgmt | For | For | For | |||||
1.5 | Elect Michael Price | Mgmt | For | For | For | |||||
1.6 | Elect James Slattery | Mgmt | For | For | For | |||||
1.7 | Elect Christopher Steffen | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Polycom, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLCM | CUSIP 73172K104 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Miller | Mgmt | For | For | For | |||||
1.2 | Elect Betsy Atkins | Mgmt | For | For | For | |||||
1.3 | Elect David DeWalt | Mgmt | For | For | For | |||||
1.4 | Elect John Kelley, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||||
1.6 | Elect William Owens | Mgmt | For | For | For | |||||
1.7 | Elect Kevin Parker | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Polypore International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPO | CUSIP 73179V103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Graff | Mgmt | For | For | For | |||||
1.2 | Elect W. Nicholas Howley | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Popular, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BPOP | CUSIP 733174106 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maria Ferré | Mgmt | For | For | For | |||||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||||
3 | Elect William Teuber, Jr. | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Porsche Automobil Holding SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PAH3 | CINS D6240C122 | 11/30/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Rights Issue (Preferred Shares) | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Authority to Issue Convertible Debt Instruments (Preferred Shares) | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Increase in Conditional Capital (Preferred Shares) | Mgmt | For | For | For | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Increase in Authorized Capital (Preferred Shares) | Mgmt | For | For | For | |||||
Powell Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
POWL | CUSIP 739128106 | 02/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Eugene Butler | Mgmt | For | For | For | |||||
1.2 | Elect Christopher Cragg | Mgmt | For | For | For | |||||
1.3 | Elect Bonnie Hancock | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
PPG Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPG | CUSIP 693506107 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||||
1.2 | Elect Hugh Grant | Mgmt | For | For | For | |||||
1.3 | Elect Michele Hooper | Mgmt | For | For | For | |||||
1.4 | Elect Robert Mehrabian | Mgmt | For | For | For | |||||
2 | Reapproval of Performance Goals Under the 2006 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2006 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Environmental Accountability Report | ShrHldr | Against | Against | For | |||||
PPR SA (Pinault-Printemps-La Redoute) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PP | CINS F7440G127 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Supplementary Retirement Benefits (Jean-François Palus) | Mgmt | For | Against | Against | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
9 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
11 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares and/or Convertible Shares w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
14 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
16 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||
17 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
18 | Authority to Issue Warrants | Mgmt | For | For | For | |||||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Prestige Brands Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PBH | CUSIP 74112D101 | 08/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Matthew Mannelly | Mgmt | For | For | For | |||||
1.2 | Elect John Byom | Mgmt | For | For | For | |||||
1.3 | Elect Gary Costley | Mgmt | For | For | For | |||||
1.4 | Elect Charles Hinkaty | Mgmt | For | For | For | |||||
1.5 | Elect Patrick Lonergan | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Progress Software Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRGS | CUSIP 743312100 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barry Bycoff | Mgmt | For | For | For | |||||
1.2 | Elect Ram Gupta | Mgmt | For | For | For | |||||
1.3 | Elect Charles Kane | Mgmt | For | For | For | |||||
1.4 | Elect David Krall | Mgmt | For | For | For | |||||
1.5 | Elect Michael Mark | Mgmt | For | For | For | |||||
1.6 | Elect Richard Reidy | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Prophecy Resource Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCY | CUSIP 74345B104 | 05/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | Against | Against | |||||
2.1 | Elect John Lee | Mgmt | For | Withhold | Against | |||||
2.2 | Elect Paul McKenzie | Mgmt | For | Withhold | Against | |||||
2.3 | Elect D. Greg Hall | Mgmt | For | Withhold | Against | |||||
2.4 | Elect Paul Venter | Mgmt | For | Withhold | Against | |||||
2.5 | Elect Michael Deats | Mgmt | For | Withhold | Against | |||||
2.6 | Elect John McGoran | Mgmt | For | Withhold | Against | |||||
2.7 | Elect Baz Chuluunbaatar | Mgmt | For | Withhold | Against | |||||
2.8 | Elect Jivko Sovov | Mgmt | For | Withhold | Against | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Spin-Off of Nickel Assets | Mgmt | For | For | For | |||||
5 | Amendment to Stock Option Plan | Mgmt | For | Against | Against | |||||
6 | Amendment to Stock Option Plan | Mgmt | For | Against | Against | |||||
7 | Ratification of Stock Option Grants | Mgmt | For | Against | Against | |||||
8 | Change of Company Name | Mgmt | For | For | For | |||||
Protective Life Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PL | CUSIP 743674103 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Burton | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Hamby | Mgmt | For | For | For | |||||
1.3 | Elect John Johns | Mgmt | For | For | For | |||||
1.4 | Elect Vanessa Leonard | Mgmt | For | For | For | |||||
1.5 | Elect Charles McCrary | Mgmt | For | Withhold | Against | |||||
1.6 | Elect John McMahon, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Hans Miller | Mgmt | For | For | For | |||||
1.8 | Elect Malcolm Portera | Mgmt | For | For | For | |||||
1.9 | Elect C. Dowd Ritter | Mgmt | For | For | For | |||||
1.10 | Elect Jesse Spikes | Mgmt | For | For | For | |||||
1.11 | Elect William Terry | Mgmt | For | For | For | |||||
1.12 | Elect W. Michael Warren, Jr. | Mgmt | For | For | For | |||||
1.13 | Elect Vanessa Wilson | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Prudential plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CINS G72899100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Howard Davies | Mgmt | For | For | For | |||||
5 | Elect John Foley | Mgmt | For | For | For | |||||
6 | Elect Paul Manduca | Mgmt | For | For | For | |||||
7 | Elect Michael Wells | Mgmt | For | For | For | |||||
8 | Elect Keki Dadiseth | Mgmt | For | Against | Against | |||||
9 | Elect Rob Devey | Mgmt | For | For | For | |||||
10 | Elect Michael Garrett | Mgmt | For | For | For | |||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||||
12 | Elect Bridget Macaskill | Mgmt | For | For | For | |||||
13 | Elect Harvey McGrath | Mgmt | For | For | For | |||||
14 | Elect Michael McLintock | Mgmt | For | For | For | |||||
15 | Elect Nic Nicandrou | Mgmt | For | For | For | |||||
16 | Elect Kathleen O'Donovan | Mgmt | For | For | For | |||||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||||
18 | Elect Tidjane Thiam | Mgmt | For | For | For | |||||
19 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | For | |||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
27 | Authority to Set General Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
28 | Amendment to International SAYE Scheme | Mgmt | For | For | For | |||||
29 | Amendment to Irish SAYE Scheme | Mgmt | For | For | For | |||||
PS Business Parks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSB | CUSIP 69360J107 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Havner, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Joseph Russell, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect R. Wesley Burns | Mgmt | For | For | For | |||||
1.4 | Elect Jennifer Dunbar | Mgmt | For | For | For | |||||
1.5 | Elect Arthur Friedman | Mgmt | For | For | For | |||||
1.6 | Elect James Kropp | Mgmt | For | For | For | |||||
1.7 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||||
1.8 | Elect Michael McGee | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
PT PP London Sumatra Indonesia TBK | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LSIP | CINS Y7137X101 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Indonesia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Directors' Report | Mgmt | For | For | For | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Election of Directors and Commissioners | Mgmt | For | Against | Against | |||||
5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Public Power Corp. S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPC | CINS X7023M103 | 12/30/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Greece | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Divestiture | Mgmt | For | For | For | |||||
3 | Divestiture | Mgmt | For | Against | Against | |||||
Public Power Corporation S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPC | CINS X7023M103 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Greece | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||
6 | Amendments to Articles | Mgmt | For | For | For | |||||
7 | Announcements | Mgmt | For | Against | Against | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Qantas Airways Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QAN | CINS Q77974105 | 10/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Re-elect Leigh Clifford | Mgmt | For | For | For | |||||
3 | Re-elect Patricia Cross | Mgmt | For | For | For | |||||
4 | Re-elect Paul Rayner | Mgmt | For | For | For | |||||
5 | Equity Grant (CEO Alan Joyce) | Mgmt | For | For | For | |||||
6 | Remuneration Report | Mgmt | For | For | For | |||||
7 | Amendments to Constitution | Mgmt | For | For | For | |||||
QLogic Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QLGC | CUSIP 747277101 | 08/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect H.K. Desai | Mgmt | For | For | For | |||||
2 | Elect Joel Birnbaum | Mgmt | For | For | For | |||||
3 | Elect James Fiebiger | Mgmt | For | For | For | |||||
4 | Elect Balakrishnan Iyer | Mgmt | For | Against | Against | |||||
5 | Elect Kathryn Lewis | Mgmt | For | For | For | |||||
6 | Elect George Wells | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
Quaker Chemical Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KWR | CUSIP 747316107 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Barry | Mgmt | For | For | For | |||||
1.2 | Elect Robert Chappell | Mgmt | For | For | For | |||||
1.3 | Elect Robert Rock | Mgmt | For | For | For | |||||
2 | Global Annual Incentive Plan | Mgmt | For | For | For | |||||
3 | 2011 Long-Term Performance Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Quality Distribution, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QLTY | CUSIP 74756M102 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kevin Crowe | Mgmt | For | For | For | |||||
1.2 | Elect Gary Enzor | Mgmt | For | For | For | |||||
1.3 | Elect Richard Marchese | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Miklich | Mgmt | For | For | For | |||||
1.5 | Elect M. Ali Rashid | Mgmt | For | For | For | |||||
1.6 | Elect Alan Schumacher | Mgmt | For | For | For | |||||
1.7 | Elect Thomas White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Quality Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QSII | CUSIP 747582104 | 08/11/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Craig Barbarosh | Mgmt | For | For | For | |||||
1.2 | Elect Murray Brennan | Mgmt | For | For | For | |||||
1.3 | Elect George Bristol | Mgmt | For | For | For | |||||
1.4 | Elect Patrick Cline | Mgmt | For | For | For | |||||
1.5 | Elect Ahmed Hussein | Mgmt | For | For | For | |||||
1.6 | Elect Russell Pflueger | Mgmt | For | For | For | |||||
1.7 | Elect Steven Plochocki | Mgmt | For | For | For | |||||
1.8 | Elect Sheldon Razin | Mgmt | For | For | For | |||||
1.9 | Elect Maureen Spivak | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Quantum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QTM | CUSIP 747906204 | 08/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Auvil III | Mgmt | For | For | For | |||||
1.2 | Elect Richard Belluzzo | Mgmt | For | For | For | |||||
1.3 | Elect Michael Brown | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Buchsbaum | Mgmt | For | For | For | |||||
1.5 | Elect Edward Esber, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Elizabeth Fetter | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Marengi | Mgmt | For | For | For | |||||
1.8 | Elect Dennis Wolf | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Quantum Fuel Systems Technologies Worldwide, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QTWW | CUSIP 74765E208 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
2 | Issuance of Common Stock | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Quantum Fuel Systems Technologies Worldwide, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QTWW | CUSIP 74765E109 | 10/11/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alan Niedzwiecki | Mgmt | For | For | For | |||||
1.2 | Elect Dale Rasmussen | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Reverse Stock Split | Mgmt | For | For | For | |||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
Quest Rare Minerals Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QUC | CUSIP 74836T101 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors (Slate) | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Stock Option Plan Renewal | Mgmt | For | Against | Against | |||||
Quest Software, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QSFT | CUSIP 74834T103 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Vincent Smith | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Garn | Mgmt | For | For | For | |||||
1.3 | Elect Augustine Nieto II | Mgmt | For | For | For | |||||
1.4 | Elect Kevin Klausmeyer | Mgmt | For | For | For | |||||
1.5 | Elect Paul Sallaberry | Mgmt | For | For | For | |||||
1.6 | Elect H. John Dirks | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Questcor Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOR | CUSIP 74835Y101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Don Bailey | Mgmt | For | For | For | |||||
1.2 | Elect Michael Blutt | Mgmt | For | For | For | |||||
1.3 | Elect Neal Bradsher | Mgmt | For | For | For | |||||
1.4 | Elect Stephen Farrell | Mgmt | For | For | For | |||||
1.5 | Elect Louis Silverman | Mgmt | For | For | For | |||||
1.6 | Elect Virgil Thompson | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2006 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||||
5 | Amendment to the 2003 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Qwest Communications International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
Q | CUSIP 749121109 | 08/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
R.R. Donnelley & Sons Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RRD | CUSIP 257867101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | |||||
2 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
3 | Elect Lee Chaden | Mgmt | For | For | For | |||||
4 | Elect Judith Hamilton | Mgmt | For | For | For | |||||
5 | Elect Susan Ivey | Mgmt | For | For | For | |||||
6 | Elect Thomas Johnson | Mgmt | For | For | For | |||||
7 | Elect John Pope | Mgmt | For | For | For | |||||
8 | Elect Michael Riordan | Mgmt | For | For | For | |||||
9 | Elect Oliver Sockwell | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding a Sustainable Procurement Report | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Political Expenditures | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Ram Power, Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RPG | CUSIP 751308107 | 06/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
2.1 | Elect Mario Arana | Mgmt | For | Withhold | Against | |||||
2.2 | Elect Daryl Clark | Mgmt | For | Withhold | Against | |||||
2.3 | Elect Erik Friedman | Mgmt | For | Withhold | Against | |||||
2.4 | Elect Walter Higgins | Mgmt | For | Withhold | Against | |||||
2.5 | Elect James Lawless | Mgmt | For | Withhold | Against | |||||
2.6 | Elect Antony Mitchell | Mgmt | For | Withhold | Against | |||||
2.7 | Elect A. Murray Sinclair | Mgmt | For | Withhold | Against | |||||
Randstad Holding N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RAND | CINS N7291Y137 | 03/31/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
7 | Ratification of Executive Board Acts | Mgmt | For | TNA | N/A | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||||
9 | Elect Fritz Fröhlich | Mgmt | For | TNA | N/A | |||||
10 | Elect Jaap Winter | Mgmt | For | TNA | N/A | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
14 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
15 | Supervisory Board Fees | Mgmt | For | TNA | N/A | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Rare Element Resources Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RES | CUSIP 75381M102 | 12/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Donald Ranta | Mgmt | For | For | For | |||||
1.2 | Elect Mark Brown | Mgmt | For | Withhold | Against | |||||
1.3 | Elect M. Norman Anderson | Mgmt | For | For | For | |||||
1.4 | Elect Norman Burmeister | Mgmt | For | For | For | |||||
1.5 | Elect Stephen Quin | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Gregory McKelvey | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Shareholder Rights Plan | Mgmt | For | For | For | |||||
Rayonier Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RYN | CUSIP 754907103 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Paul Boynton | Mgmt | For | For | For | |||||
2 | Elect Mark Gaumond | Mgmt | For | For | For | |||||
3 | Elect David Oskin | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Raytheon Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTN | CUSIP 755111507 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Vernon Clark | Mgmt | For | For | For | |||||
2 | Elect John Deutch | Mgmt | For | For | For | |||||
3 | Elect Stephen Hadley | Mgmt | For | For | For | |||||
4 | Elect Frederic Poses | Mgmt | For | For | For | |||||
5 | Elect Michael Ruettgers | Mgmt | For | For | For | |||||
6 | Elect Ronald Skates | Mgmt | For | For | For | |||||
7 | Elect William Spivey | Mgmt | For | For | For | |||||
8 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
9 | Elect William Swanson | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHldr | Against | Against | For | |||||
Reckitt Benckiser Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RB | CINS G74079107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Adrian Bellamy | Mgmt | For | Against | Against | |||||
5 | Elect Peter Harf | Mgmt | For | Against | Against | |||||
6 | Elect Bart Becht | Mgmt | For | Against | Against | |||||
7 | Elect Graham Mackay | Mgmt | For | Against | Against | |||||
8 | Elect Liz Doherty | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
15 | Amendments to Employee Share Plans | Mgmt | For | Abstain | Against | |||||
Red Electrica Corporacion S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REE | CINS E42807102 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Amendments to Articles | Mgmt | For | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Amendments to Articles | Mgmt | For | For | For | |||||
10 | Amendments to Meeting Regulations | Mgmt | For | For | For | |||||
11 | Amendments to Meeting Regulations | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Share Purchase Plan | Mgmt | For | For | For | |||||
14 | Revocation of Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Remuneration Report | Mgmt | For | For | For | |||||
16 | Ratification of Directors' Remuneration | Mgmt | For | For | For | |||||
17 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Reed Elsevier Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REL | CINS G74570121 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
6 | Elect Adrian Hennah | Mgmt | For | For | For | |||||
7 | Elect Mark Armour | Mgmt | For | For | For | |||||
8 | Elect Mark Elliott | Mgmt | For | For | For | |||||
9 | Elect Erik Engstrom | Mgmt | For | For | For | |||||
10 | Elect Anthony Habgood | Mgmt | For | For | For | |||||
11 | Elect Lisa Hook | Mgmt | For | For | For | |||||
12 | Elect Robert Polet | Mgmt | For | For | For | |||||
13 | Elect David Reid | Mgmt | For | Against | Against | |||||
14 | Elect Ben van der Veer | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Regal Beloit Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RBC | CUSIP 758750103 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Burt | Mgmt | For | For | For | |||||
2 | Elect Thomas Fischer | Mgmt | For | For | For | |||||
3 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||||
4 | Elect Carol Skornicka | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Value Added (SVA) Executive Officers Incentive Compensation Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Reliance Steel & Aluminum Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RS | CUSIP 759509102 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Figueroa | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Gimbel | Mgmt | For | For | For | |||||
1.3 | Elect Douglas Hayes | Mgmt | For | For | For | |||||
1.4 | Elect Franklin Johnson | Mgmt | For | For | For | |||||
1.5 | Elect Leslie Waite | Mgmt | For | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Director Equity Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
RenaissanceRe Holdings, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RNR | CUSIP G7496G103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Bushnell | Mgmt | For | For | For | |||||
1.2 | Elect James Gibbons | Mgmt | For | For | For | |||||
1.3 | Elect Jean Hamilton | Mgmt | For | For | For | |||||
1.4 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
ReneSola Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOLA | CUSIP 75971T103 | 08/20/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Martin Bloom | Mgmt | For | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
5 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
6 | Amendment to 2007 Share Incentive Plan | Mgmt | For | Against | Against | |||||
7 | Delisting | Mgmt | For | For | For | |||||
Rentech, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTK | CUSIP 760112102 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Burke | Mgmt | For | For | For | |||||
1.2 | Elect Wesley Clark | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Ronald Sega | Mgmt | For | For | For | |||||
1.4 | Elect Dennis Yakobson | Mgmt | For | For | For | |||||
2 | Amendment to the 2009 Incentive Award Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Republic Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RBCAA | CUSIP 760281204 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Craig Greenberg | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Michael Rust | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Sandra Snowden | Mgmt | For | Withhold | Against | |||||
1.4 | Elect R. Wayne Stratton | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Susan Tamme | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Bernard Trager | Mgmt | For | Withhold | Against | |||||
1.7 | Elect A. Scott Trager | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Steven Trager | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
Resolution Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RSL | CINS G7521S106 | 07/20/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Guernsey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
3 | Share Consolidation/Reverse Stock Split | Mgmt | For | For | For | |||||
4 | Authorize the Board to Issue Shares | Mgmt | For | For | For | |||||
5 | Approve to Disapply Pre-emption Rights | Mgmt | For | For | For | |||||
6 | Share Repurchase | Mgmt | For | For | For | |||||
Revlon, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REV | CUSIP 761525609 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Perelman | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Alan Bernikow | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Paul Bohan | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Alan Ennis | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Meyer Feldberg | Mgmt | For | Withhold | Against | |||||
1.6 | Elect David Kennedy | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Debra Lee | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Tamara Mellon | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Barry Schwartz | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Richard Santagati | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Kathi Seifert | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Rheinmetall AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RHM | CINS D65111102 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Compensation Policy | Mgmt | For | For | For | |||||
9 | Election of Supervisory Board Members | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
Rio Tinto Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RIO | CINS Q81437107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Re-elect Tom Albanese | Mgmt | For | For | For | |||||
4 | Re-elect Robert Brown | Mgmt | For | For | For | |||||
5 | Re-elect Vivienne Cox | Mgmt | For | For | For | |||||
6 | Re-elect Jan du Plessis | Mgmt | For | For | For | |||||
7 | Re-elect Guy Elliott | Mgmt | For | For | For | |||||
8 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For | |||||
9 | Re-elect Ann Godbehere | Mgmt | For | For | For | |||||
10 | Re-elect Richard Goodmanson | Mgmt | For | For | For | |||||
11 | Re-elect Andrew Gould | Mgmt | For | For | For | |||||
12 | Re-elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||||
13 | Re-elect Paul Tellier | Mgmt | For | For | For | |||||
14 | Re-elect Samuel Walsh | Mgmt | For | For | For | |||||
15 | Elect Stephen Mayne | Mgmt | Against | Against | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
17 | Amend the Performance Share Plan | Mgmt | For | For | For | |||||
18 | Renew Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Rio Tinto plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RIO | CINS G75754104 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Tom Albanese | Mgmt | For | For | For | |||||
4 | Elect Robert Brown | Mgmt | For | For | For | |||||
5 | Elect Vivienne Cox | Mgmt | For | For | For | |||||
6 | Elect Jan du Plessis | Mgmt | For | For | For | |||||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||||
8 | Elect Michael Fitzpatrick | Mgmt | For | For | For | |||||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||||
10 | Elect Richard Goodmanson | Mgmt | For | For | For | |||||
11 | Elect Andrew Gould | Mgmt | For | For | For | |||||
12 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||||
13 | Elect Paul Tellier | Mgmt | For | For | For | |||||
14 | Elect Samuel Walsh | Mgmt | For | For | For | |||||
15 | Elect Stephen Mayne | Mgmt | Against | Against | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
17 | Amendment to the Performance Share Plan | Mgmt | For | For | For | |||||
18 | Amendment to and Renewal of Share Ownership Plan | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Riverbed Technology, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RVBD | CUSIP 768573107 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Kourey | Mgmt | For | For | For | |||||
2 | Elect Mark Lewis | Mgmt | For | For | For | |||||
3 | Elect Steven McCanne | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Rock-Tenn Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RKT | CUSIP 772739207 | 01/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Powell Brown | Mgmt | For | For | For | |||||
1.2 | Elect Robert Chapman | Mgmt | For | For | For | |||||
1.3 | Elect Russell Currey | Mgmt | For | For | For | |||||
1.4 | Elect G. Stephen Felker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Rock-Tenn Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RKT | CUSIP 772739207 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Rohm Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6963 | CINS J65328122 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Satoshi Sawamura | Mgmt | For | For | For | |||||
4 | Elect Hidemi Takasu | Mgmt | For | For | For | |||||
5 | Elect Takahisa Yamaha | Mgmt | For | For | For | |||||
6 | Elect Eiichi Sasayama | Mgmt | For | For | For | |||||
7 | Elect Tadanobu Fujiwara | Mgmt | For | For | For | |||||
8 | Elect Toshiki Takano | Mgmt | For | For | For | |||||
9 | Elect Masahiko Yamazaki | Mgmt | For | For | For | |||||
10 | Elect Hachiroh Kawamoto | Mgmt | For | For | For | |||||
11 | Elect Kohichi Nishioka | Mgmt | For | For | For | |||||
Rosetta Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROSE | CUSIP 777779307 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Beckler | Mgmt | For | For | For | |||||
1.2 | Elect Matthew Fitzgerald | Mgmt | For | For | For | |||||
1.3 | Elect Philip Frederickson | Mgmt | For | For | For | |||||
1.4 | Elect D. Henry Houston | Mgmt | For | For | For | |||||
1.5 | Elect Randy Limbacher | Mgmt | For | For | For | |||||
1.6 | Elect Josiah Low III | Mgmt | For | For | For | |||||
1.7 | Elect Donald Patteson, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ross Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROST | CUSIP 778296103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Orban | Mgmt | For | For | For | |||||
1.2 | Elect Donald Seiler | Mgmt | For | For | For | |||||
2 | Reapproval of the Incentive Compensation Plan | Mgmt | For | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Rossi Residencial S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RSID3 | CINS P8172J106 | 04/15/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Authority to Issue Debentures | Mgmt | For | TNA | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Amend Article 5 | Mgmt | For | TNA | N/A | |||||
5 | Amend Article 6 | Mgmt | For | TNA | N/A | |||||
6 | Amendment to the Restricted Stock Option Plan | Mgmt | For | TNA | N/A | |||||
7 | Amendments to the Stock Option Plan | Mgmt | For | TNA | N/A | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Rossi Residencial S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RSID3 | CINS P8172J106 | 04/29/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Profit Sharing | Mgmt | For | TNA | N/A | |||||
7 | Election of Directors | Mgmt | For | TNA | N/A | |||||
8 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||||
9 | Remuneration Policy | Mgmt | For | TNA | N/A | |||||
Rossi Residencial S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RSID3 | CINS P8172J106 | 06/13/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Waiving of Requirements and Election of Victor Hugo dos Santos Pinto | Mgmt | For | TNA | N/A | |||||
3 | Rectification of Qualification of Renato Ribeiro Fortes Abucham | Mgmt | For | TNA | N/A | |||||
4 | Rectification of Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Royal Dutch Shell Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RDSB | CINS G7690A118 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||||
5 | Elect Malcolm Brinded | Mgmt | For | For | For | |||||
6 | Elect Guy Elliott | Mgmt | For | For | For | |||||
7 | Elect Simon Henry | Mgmt | For | For | For | |||||
8 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||||
12 | Elect Jorma Ollila | Mgmt | For | For | For | |||||
13 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||||
14 | Elect Peter Voser | Mgmt | For | For | For | |||||
15 | Elect Hans Wijers | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
25 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Rubicon Technology, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RBCN | CUSIP 78112T107 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raja Parvez | Mgmt | For | For | For | |||||
1.2 | Elect Raymond Spencer | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Decrease of Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Ruth's Hospitality Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RUTH | CUSIP 783332109 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael O'Donnell | Mgmt | For | For | For | |||||
1.2 | Elect Robin Selati | Mgmt | For | For | For | |||||
1.3 | Elect Carla Cooper | Mgmt | For | For | For | |||||
1.4 | Elect Bannus Hudson | Mgmt | For | For | For | |||||
1.5 | Elect Robert Merritt | Mgmt | For | For | For | |||||
1.6 | Elect Alan Vituli | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Safeway Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWY | CUSIP 786514208 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Burd | Mgmt | For | For | For | |||||
2 | Elect Janet Grove | Mgmt | For | For | For | |||||
3 | Elect Mohan Gyani | Mgmt | For | For | For | |||||
4 | Elect Paul Hazen | Mgmt | For | For | For | |||||
5 | Elect Frank Herringer | Mgmt | For | For | For | |||||
6 | Elect Kenneth Oder | Mgmt | For | For | For | |||||
7 | Elect T. Gary Rogers | Mgmt | For | For | For | |||||
8 | Elect Arun Sarin | Mgmt | For | For | For | |||||
9 | Elect Michael Shannon | Mgmt | For | For | For | |||||
10 | Elect William Tauscher | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | 2011 Equity and Incentive Award Plan | Mgmt | For | For | For | |||||
14 | Re-approval of the 2001 Operating Performance Bonus Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
Safran SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAF | CINS F4035A557 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports; Ratification of Management Board and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||
9 | Amendment to Governing Structure | Mgmt | For | For | For | |||||
10 | Adoption of New Articles | Mgmt | For | For | For | |||||
11 | Amendment Regarding Cap on Voting Rights | Mgmt | For | For | For | |||||
12 | Elect Jean-Paul Herteman | Mgmt | For | Against | Against | |||||
13 | Elect Francis Mer | Mgmt | For | Against | Against | |||||
14 | Elect Giovanni Bisignani | Mgmt | For | Against | Against | |||||
15 | Elect Jean-Lou Chameau | Mgmt | For | Against | Against | |||||
16 | Elect Odile Desforges | Mgmt | For | Against | Against | |||||
17 | Elect Jean-Marc Forneri | Mgmt | For | Against | Against | |||||
18 | Elect Xavier Lagarde | Mgmt | For | Against | Against | |||||
19 | Elect Michel Lucas | Mgmt | For | Against | Against | |||||
20 | Elect Elisabeth Lulin | Mgmt | For | Against | Against | |||||
21 | Election of Representatives of the State | Mgmt | For | Against | Against | |||||
22 | Elect Christian Halary | Mgmt | For | Against | Against | |||||
23 | Elect Marc Aubry | Mgmt | For | Against | Against | |||||
24 | Elect Caroline Grégoire-Sainte Marie as Censor | Mgmt | For | For | For | |||||
25 | Directors' Fees | Mgmt | For | For | For | |||||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
27 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
28 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
29 | Authority to Increase capital in Case of Exchange Offer | Mgmt | For | For | For | |||||
30 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
31 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
32 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||||
33 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||
34 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
35 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||||
36 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
37 | Global Ceiling on Increases in Capital and Debt Issuances | Mgmt | For | For | For | |||||
38 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
39 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
40 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||||
41 | Shareholder Proposal Regarding Representatives of Employee Shareholders | ShrHldr | For | For | For | |||||
42 | Shareholder Proposal Regarding Employee Representation | ShrHldr | Against | Against | For | |||||
43 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
44 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
SAFT Groupe SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAFT | CINS F7758P107 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports; Allocation of Profits; Ratification of Supervisory Board, Management Board and Auditor Acts | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports; Ratification of Supervisory Board, Management Board and Auditor Acts | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Distribution of Dividends | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares Pursuant to Liquidity Contract | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
12 | Elect Bruno Angles | Mgmt | For | For | For | |||||
13 | Elect Jean-Marc Daillance | Mgmt | For | For | For | |||||
14 | Elect Yann Duchesne | Mgmt | For | For | For | |||||
15 | Elect Ghislain Lescuyer | Mgmt | For | For | For | |||||
16 | Elect Charlotte Garnier-Peugeot | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||
19 | Appointment of Auditor | Mgmt | For | For | For | |||||
20 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||||
23 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
24 | Global Ceiling on Increases in Capital and Debt Instruments | Mgmt | For | For | For | |||||
25 | Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||||
26 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
28 | Amendment Regarding Staggered Board | Mgmt | For | For | For | |||||
29 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
SAIC, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAI | CUSIP 78390X101 | 06/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect France Córdova | Mgmt | For | For | For | |||||
2 | Elect Jere Drummond | Mgmt | For | For | For | |||||
3 | Elect Thomas Frist III | Mgmt | For | For | For | |||||
4 | Elect John Hamre | Mgmt | For | For | For | |||||
5 | Elect Walter Havenstein | Mgmt | For | For | For | |||||
6 | Elect Miriam John | Mgmt | For | For | For | |||||
7 | Elect Anita Jones | Mgmt | For | For | For | |||||
8 | Elect John Jumper | Mgmt | For | For | For | |||||
9 | Elect Harry Kraemer, Jr. | Mgmt | For | For | For | |||||
10 | Elect Lawrence Nussdorf | Mgmt | For | For | For | |||||
11 | Elect Edward Sanderson, Jr. | Mgmt | For | For | For | |||||
12 | Elect Louis Simpson | Mgmt | For | For | For | |||||
13 | Elect A. Thomas Young | Mgmt | For | For | For | |||||
14 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
Saipem S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPM | CINS T82000117 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | List Presented by Eni S.p.A. | Mgmt | For | Against | Against | |||||
7 | List Presented by Institutional Investors | Mgmt | For | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | List Presented by Eni S.p.A. | Mgmt | N/A | For | N/A | |||||
10 | List Presented by Institutional Investors | Mgmt | N/A | Abstain | N/A | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
salesforce.com, inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRM | CUSIP 79466L302 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Benioff | Mgmt | For | For | For | |||||
2 | Elect Craig Conway | Mgmt | For | For | For | |||||
3 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Salix Pharmaceuticals, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLXP | CUSIP 795435106 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Chappell | Mgmt | For | For | For | |||||
1.2 | Elect Thomas D'Alonzo | Mgmt | For | For | For | |||||
1.3 | Elect Richard Franco, Sr. | Mgmt | For | For | For | |||||
1.4 | Elect William Keane | Mgmt | For | For | For | |||||
1.5 | Elect Carolyn Logan | Mgmt | For | For | For | |||||
1.6 | Elect Mark Sirgo | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Samsung Electronics Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
5930 | CINS Y74718100 | 03/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Directors' Fees | Mgmt | For | Against | Against | |||||
Samsung Heavy Industries Co., Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
10140 | CINS Y7474M106 | 03/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||||
3 | Election of Audit Committee Member: CHOI Hang Soon | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Sanofi-Aventis | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAN | CINS F5548N101 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Ratification of the Co-option of Carole Piwnica | Mgmt | For | Against | Against | |||||
10 | Elect Suet Fern Lee | Mgmt | For | Against | Against | |||||
11 | Elect Thierry Desmarest | Mgmt | For | Against | Against | |||||
12 | Elect Igor Landau | Mgmt | For | Against | Against | |||||
13 | Elect Gérard Van Kemmel | Mgmt | For | Against | Against | |||||
14 | Elect Serge Weinberg | Mgmt | For | Against | Against | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
26 | Amendment Regarding Board Size | Mgmt | For | For | For | |||||
27 | Amendment Regarding Age Limits | Mgmt | For | For | For | |||||
28 | Amendment Regarding Electronic Voting | Mgmt | For | For | For | |||||
29 | Amendment to Company Name | Mgmt | For | For | For | |||||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Sap AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAP | CINS D66992104 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Cancellation of Conditional Capital VI | Mgmt | For | For | For | |||||
10 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||||
11 | Intra-company Control Agreements | Mgmt | For | For | For | |||||
Sasol Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOL | CUSIP 803866300 | 11/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Audit Committee Report | Mgmt | For | For | For | |||||
3 | Elect Pat Davies | Mgmt | For | Against | Against | |||||
4 | Elect Mandla Gantsho | Mgmt | For | Against | Against | |||||
5 | Elect Hixonia Nyasulu | Mgmt | For | Against | Against | |||||
6 | Elect Christine Ramon | Mgmt | For | Against | Against | |||||
7 | Elect Nolitha Fakude | Mgmt | For | Against | Against | |||||
8 | Elect Imogen Mkhize | Mgmt | For | Against | Against | |||||
9 | Elect Greg Lewin | Mgmt | For | Against | Against | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||||
14 | Increase Non-Executive Directors' Fees | Mgmt | For | For | For | |||||
Sasol Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOL | CUSIP 803866300 | 11/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | N/A | For | N/A | |||||
2 | Amendments to Articles to Provide for Bulk Materialization | Mgmt | N/A | For | N/A | |||||
3 | Amendments to Articles Regarding Cash Contract and New Cash Contract | Mgmt | N/A | For | N/A | |||||
4 | Share Certification | Mgmt | N/A | For | N/A | |||||
5 | Amendments to Articles Regarding Adoption of Additional Items | Mgmt | N/A | For | N/A | |||||
6 | Amendments to Articles Regarding BEE Share Certification | Mgmt | N/A | For | N/A | |||||
7 | Amendments to Articles Regarding BEE Share Certification | Mgmt | N/A | For | N/A | |||||
8 | Amendments to Articles Regarding BEE Share Delisting | Mgmt | N/A | For | N/A | |||||
9 | Amendments to Articles Regarding Release of Contact Information | Mgmt | N/A | For | N/A | |||||
10 | Approval of Fiancial Assistance - Sasol Inzalo Public Facilitation trust | Mgmt | N/A | For | N/A | |||||
Satcon Technology Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SATC | CUSIP 803893106 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Philip Deutch | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Schoenberger | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Saul Centers, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BFS | CUSIP 804395101 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Chapoton | Mgmt | For | For | For | |||||
1.2 | Elect B. Francis Saul II | Mgmt | For | For | For | |||||
1.3 | Elect James Symington | Mgmt | For | For | For | |||||
1.4 | Elect John Whitmore | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
SAVVIS, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SVVS | CUSIP 805423308 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Randy Dobbs | Mgmt | For | For | For | |||||
1.2 | Elect Clyde Heintzelman | Mgmt | For | For | For | |||||
1.3 | Elect Thomas McInerney | Mgmt | For | For | For | |||||
1.4 | Elect James Ousley | Mgmt | For | For | For | |||||
1.5 | Elect James Pellow | Mgmt | For | For | For | |||||
1.6 | Elect David Peterschmidt | Mgmt | For | For | For | |||||
1.7 | Elect Mercedes Walton | Mgmt | For | For | For | |||||
1.8 | Elect Patrick Welsh | Mgmt | For | For | For | |||||
2 | 2011 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||||
3 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Sberbank Rossii OAO | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBER | CINS X76318108 | 06/03/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Annual Report | Mgmt | For | TNA | N/A | |||||
2 | Financial Statements | Mgmt | For | TNA | N/A | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
4 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Elect Herman Gref | Mgmt | For | TNA | N/A | |||||
7 | Elect Sergey Guriev | Mgmt | For | TNA | N/A | |||||
8 | Elect Mikhail E. Dmitriev | Mgmt | For | TNA | N/A | |||||
9 | Elect Bella Zlatkis | Mgmt | For | TNA | N/A | |||||
10 | Elect Nadezhda Ivanova | Mgmt | For | TNA | N/A | |||||
11 | Elect Sergey Ignatiev | Mgmt | For | TNA | N/A | |||||
12 | Elect Georgy Luntovsky | Mgmt | For | TNA | N/A | |||||
13 | Elect Mikhail Matovnikov | Mgmt | For | TNA | N/A | |||||
14 | Elect Vladimir Mau | Mgmt | For | TNA | N/A | |||||
15 | Elect Anna Popova | Mgmt | For | TNA | N/A | |||||
16 | Elect Alessandro Profumo | Mgmt | For | TNA | N/A | |||||
17 | Elect Alexey Savatyugin | Mgmt | For | TNA | N/A | |||||
18 | Elect Rair Simonyan | Mgmt | For | TNA | N/A | |||||
19 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | For | TNA | N/A | |||||
20 | Elect Valery Tkachenko | Mgmt | For | TNA | N/A | |||||
21 | Elect Alexey Ulyukaev | Mgmt | For | TNA | N/A | |||||
22 | Elect Sergei Shvetsov | Mgmt | For | TNA | N/A | |||||
23 | Elect Vladimir Volkov | Mgmt | For | TNA | N/A | |||||
24 | Elect Maxim Dolzhnikov | Mgmt | For | TNA | N/A | |||||
25 | Elect Lyudmila Zinina | Mgmt | For | TNA | N/A | |||||
26 | Elect Yulia Isakhanova | Mgmt | For | TNA | N/A | |||||
27 | Elect Dmitry Kondratenko | Mgmt | For | TNA | N/A | |||||
28 | Elect Alexei Minenko | Mgmt | For | TNA | N/A | |||||
29 | Elect Olga Polyakova | Mgmt | For | TNA | N/A | |||||
30 | Elect Herman Gref as Company's President | Mgmt | For | TNA | N/A | |||||
31 | Directors and Audit Commission Members' Fees | Mgmt | For | TNA | N/A | |||||
32 | Amendments to Charter | Mgmt | For | TNA | N/A | |||||
Schiff Nutrition International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WNI | CUSIP 806693107 | 11/11/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Eric Weider | Mgmt | For | Withhold | Against | |||||
1.2 | Elect George Lengvari | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Bruce Wood | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Ronald Corey | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Matthew Hobart | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Michael Hyatt | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Eugene Jones | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Roger Kimmel | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Brian McDermott | Mgmt | For | Withhold | Against | |||||
1.10 | Elect William McGlashan, Jr. | Mgmt | For | Withhold | Against | |||||
Schlumberger Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLB | CUSIP 806857108 | 04/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philippe Camus | Mgmt | For | For | For | |||||
2 | Elect Peter Currie | Mgmt | For | For | For | |||||
3 | Elect Andrew Gould | Mgmt | For | For | For | |||||
4 | Elect Tony Isaac | Mgmt | For | For | For | |||||
5 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
7 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
8 | Elect Michael Marks | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Moler | Mgmt | For | For | For | |||||
10 | Elect Leo Reif | Mgmt | For | For | For | |||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
13 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||
14 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
18 | Amendements to Articles | Mgmt | For | For | For | |||||
19 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||||
20 | Ratification of Auditor | Mgmt | For | For | For | |||||
Schneider Electric SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SU | CINS F86921107 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Ratification of the Co-option of Anand Mahindra | Mgmt | For | Against | Against | |||||
9 | Elect Betsy Atkins | Mgmt | For | Against | Against | |||||
10 | Elect Jeong H. Kim | Mgmt | For | Against | Against | |||||
11 | Elect Dominique Sénéquier | Mgmt | For | Against | Against | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Amendment Regarding Director Age Limit | Mgmt | For | For | For | |||||
15 | Amendment Regarding Censors | Mgmt | For | For | For | |||||
16 | Stock Split | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
20 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
21 | Authority to Increase Capital in Case of Exchange Offer or in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
23 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
24 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
25 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||||
26 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | |||||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
28 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Scholastic Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCHL | CUSIP 807066105 | 09/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Barge | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Marianne Caponnetto | Mgmt | For | Withhold | Against | |||||
1.3 | Elect John McDonald | Mgmt | For | Withhold | Against | |||||
SciClone Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCLN | CUSIP 80862K104 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jon Saxe | Mgmt | For | For | For | |||||
1.2 | Elect Friedhelm Blobel | Mgmt | For | For | For | |||||
1.3 | Elect Peter Barrett | Mgmt | For | For | For | |||||
1.4 | Elect Richard Hawkins | Mgmt | For | For | For | |||||
1.5 | Elect Trevor Jones | Mgmt | For | For | For | |||||
1.6 | Elect Gregg Lapointe | Mgmt | For | For | For | |||||
1.7 | Elect Ira Lawrence | Mgmt | For | For | For | |||||
1.8 | Elect Mark Lotter | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
SCOR S.E. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCR | CINS F15561677 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Related Party Transactions | Mgmt | For | For | For | |||||
7 | Elect Gérard Andreck | Mgmt | For | For | For | |||||
8 | Elect Peter Eckert | Mgmt | For | For | For | |||||
9 | Elect Charles Gave | Mgmt | For | For | For | |||||
10 | Elect Denis Kessler | Mgmt | For | For | For | |||||
11 | Elect Daniel Lebègue | Mgmt | For | For | For | |||||
12 | Elect Guillaume Sarkozy | Mgmt | For | For | For | |||||
13 | Elect Luc Rougé | Mgmt | For | For | For | |||||
14 | Elect Guylaine Saucier | Mgmt | For | For | For | |||||
15 | Elect Jean-Claude Seys | Mgmt | For | For | For | |||||
16 | Elect Claude Tendil | Mgmt | For | Against | Against | |||||
17 | Elect Daniel Valot | Mgmt | For | For | For | |||||
18 | Elect Georges Chodron de Courcel as Censor | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
21 | Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
24 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
25 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||||
27 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
28 | Authority to Issue Warrants for the Benefit of Underwriters | Mgmt | For | For | For | |||||
29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
30 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
31 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
32 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
33 | Global Ceiling on Increases in Capital and Debt Issuances | Mgmt | For | For | For | |||||
34 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Seagate Technology Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STX | CUSIP G7945M107 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Luczo | Mgmt | For | For | For | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
3 | Elect Lydia Marshall | Mgmt | For | For | For | |||||
4 | Elect C.S. Park | Mgmt | For | For | For | |||||
5 | Elect Albert Pimentel | Mgmt | For | For | For | |||||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | |||||
7 | Elect John Thompson | Mgmt | For | For | For | |||||
8 | Elect Edward Zander | Mgmt | For | For | For | |||||
9 | Accounts and Reports | Mgmt | For | For | For | |||||
10 | Authority to Set Meeting Location | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Issuance of Treasury Shares | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
Select Comfort Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCSS | CUSIP 81616X103 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kathy Nedorostek | Mgmt | For | For | For | |||||
1.2 | Elect Michael Peel | Mgmt | For | For | For | |||||
1.3 | Elect Jean-Michel Valette | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Select Medical Holdings Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SEM | CUSIP 81619Q105 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bryan Cressey | Mgmt | For | For | For | |||||
1.2 | Elect Robert Ortenzio | Mgmt | For | For | For | |||||
1.3 | Elect Leopold Swergold | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
5 | Amendment to the 2005 Equity Incentive Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
SembCorp Industries Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
U96 | CINS Y79711159 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Tang Kin Fei | Mgmt | For | Against | Against | |||||
5 | Elect Margaret Lui | Mgmt | For | Against | Against | |||||
6 | Elect Mohd Hassan Marican | Mgmt | For | Against | Against | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Grant Awards and Issue Shares under Employee Incentive Plans | Mgmt | For | Against | Against | |||||
SembCorp Industries Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
U96 | CINS Y79711159 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Related Party Transactions | Mgmt | For | For | For | |||||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Sequenom, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SQNM | CUSIP 817337405 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ernst-Günter Afting | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth Buechler | Mgmt | For | For | For | |||||
1.3 | Elect John Fazio | Mgmt | For | For | For | |||||
1.4 | Elect Harry Hixson, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Richard Lerner | Mgmt | For | For | For | |||||
1.6 | Elect Ronald Lindsay | Mgmt | For | For | For | |||||
1.7 | Elect David Pendarvis | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Severn Trent PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SVT | CINS G8056D159 | 07/20/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Andrew Duff | Mgmt | For | Against | Against | |||||
5 | Elect Martin Kane | Mgmt | For | Against | Against | |||||
6 | Elect Martin Lamb | Mgmt | For | Against | Against | |||||
7 | Elect Baroness Sheila Noakes | Mgmt | For | Against | Against | |||||
8 | Elect Andy Smith | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
11 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
12 | Ratification of Borrowing Infringements | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
17 | Adoption of New Articles | Mgmt | For | For | For | |||||
Shanda Games Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GAME | CUSIP 81941U105 | 10/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors | Mgmt | For | Against | Against | |||||
2 | Elect Tianqiao Chen | Mgmt | For | Against | Against | |||||
3 | Elect Danian Chen | Mgmt | For | Against | Against | |||||
4 | Elect Lai Xing Cai | Mgmt | For | Against | Against | |||||
5 | Elect Andy Lin | Mgmt | For | Against | Against | |||||
6 | Elect Heng Wing Chan | Mgmt | For | Against | Against | |||||
7 | Elect Grace Wu | Mgmt | For | Against | Against | |||||
8 | Amendment to 2008 Equity Compensation Plan | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
Shikoku Electric Power Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9507 | CINS J72079106 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
5 | Elect Hiroshi Arai | Mgmt | For | For | For | |||||
6 | Elect Junichi Ietaka | Mgmt | For | For | For | |||||
7 | Elect Kazutaka Kakinoki | Mgmt | For | For | For | |||||
8 | Elect Mikio Kawai | Mgmt | For | For | For | |||||
9 | Elect Tohru Sunouchi | Mgmt | For | For | For | |||||
10 | Elect Katsuhiko Takesaki | Mgmt | For | For | For | |||||
11 | Elect Susumu Tanigawa | Mgmt | For | For | For | |||||
12 | Elect Akira Chiba | Mgmt | For | For | For | |||||
13 | Elect Momoki Tokiwa | Mgmt | For | For | For | |||||
14 | Elect Susumu Nakamura | Mgmt | For | For | For | |||||
15 | Elect Yoshihisa Fukuju | Mgmt | For | For | For | |||||
16 | Elect Osamu Besshi | Mgmt | For | For | For | |||||
17 | Elect Kohji Yamaji | Mgmt | For | For | For | |||||
18 | Elect Masao Nishiyama | Mgmt | For | For | For | |||||
19 | Elect Shohzoh Manabe | Mgmt | For | Against | Against | |||||
20 | Retirement Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | |||||
Siemens AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIE | CINS D69671218 | 01/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Compensation Policy | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||||
12 | Increase in Authorized Capital for Employee Share Purchase Plan | Mgmt | For | For | For | |||||
13 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
14 | Intra-company Contracts | Mgmt | For | For | For | |||||
15 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Amendments to Corporate Purpose | ShrHldr | Against | Against | For | |||||
Sigma Designs, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIGM | CUSIP 826565103 | 07/09/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thinh Tran | Mgmt | For | TNA | N/A | |||||
1.2 | Elect William Almon | Mgmt | For | TNA | N/A | |||||
1.3 | Elect Julien Nguyen | Mgmt | For | TNA | N/A | |||||
1.4 | Elect Lung Tsai | Mgmt | For | TNA | N/A | |||||
2 | 2010 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | |||||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||
Signet Jewelers Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIG | CUSIP G81276100 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elect Sir Malcolm Williamson | Mgmt | For | For | For | |||||
3 | Elect Michael Barnes | Mgmt | For | For | For | |||||
4 | Elect Robert Blanchard | Mgmt | For | For | For | |||||
5 | Elect Dale Hilpert | Mgmt | For | For | For | |||||
6 | Elect Russell Walls | Mgmt | For | For | For | |||||
7 | Elect Marianne Parrs | Mgmt | For | For | For | |||||
8 | Elect Thomas Plaskett | Mgmt | For | For | For | |||||
9 | Elect Sir Malcolm Williamson | Mgmt | For | For | For | |||||
10 | Elect Michael Barnes | Mgmt | For | For | For | |||||
11 | Elect Robert Blanchard | Mgmt | For | For | For | |||||
12 | Elect Dale Hilpert | Mgmt | For | For | For | |||||
13 | Elect Russell Walls | Mgmt | For | For | For | |||||
14 | Elect Marianne Parrs | Mgmt | For | For | For | |||||
15 | Elect Thomas Plaskett | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Annual Performance Bonus Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Silex Systems Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLX | CINS Q85045104 | 11/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Re-elect Christopher Wilks | Mgmt | For | Against | Against | |||||
2 | Remuneration Report | Mgmt | For | Against | Against | |||||
Simplo Technology Co., Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6121 | CINS Y7987E104 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Authority to Increase Paid in Capital | Mgmt | For | For | For | |||||
8 | Amendments to Articles | Mgmt | For | For | For | |||||
9 | Amendments to Procedural Rules: Acquisition/Disposal of Assets | Mgmt | For | For | For | |||||
10 | Elect SUNG Fu-Hsiang | Mgmt | For | Against | Against | |||||
11 | Elect CHEN Tai-Ming | Mgmt | For | Against | Against | |||||
12 | Elect HSUEH Pin-Pin | Mgmt | For | Against | Against | |||||
13 | Elect WANG Chen-Hua | Mgmt | For | Against | Against | |||||
14 | Elect HUNG Yu-Te | Mgmt | For | For | For | |||||
15 | Elect Representative from Bao Shin International Investment Co., Ltd. | Mgmt | For | Against | Against | |||||
16 | Elect WANG Sheng-Yu | Mgmt | For | Against | Against | |||||
17 | Elect Representative from TLC Capital Co., Ltd. | Mgmt | For | Against | Against | |||||
18 | Elect KANG Jung-Pao (Supervisor) | Mgmt | For | Against | Against | |||||
19 | Elect HSU Li-Yu (Supervisor) | Mgmt | For | Against | Against | |||||
Sinclair Broadcast Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBGI | CUSIP 829226109 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Smith | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Frederick Smith | Mgmt | For | Withhold | Against | |||||
1.3 | Elect J. Duncan Smith | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Robert Smith | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Basil Thomas | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Lawrence McCanna | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Daniel Keith | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Martin R. Leader | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Sinergiya OAO | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYNG | CINS X7844S107 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Annual Report | Mgmt | For | For | For | |||||
3 | Financial Statements | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Elect Alexander A. Mechetin | Mgmt | For | Abstain | Against | |||||
7 | Elect Sergei V. Molchanov | Mgmt | For | Abstain | Against | |||||
8 | Elect Nikolai V. Belokopytov | Mgmt | For | Abstain | Against | |||||
9 | Elect Dmitri Aleevski | Mgmt | For | For | For | |||||
10 | Elect Nikolai G. Malashenko | Mgmt | For | Abstain | Against | |||||
11 | Elect Sergei A. Kuptsov | Mgmt | For | Abstain | Against | |||||
12 | Elect Andrey A. Gomzyakov | Mgmt | For | For | For | |||||
13 | Elect Dmitri A. Timoshin | Mgmt | For | Abstain | Against | |||||
14 | Elect Grigori V. Vasilyenko | Mgmt | For | Abstain | Against | |||||
15 | Election of Audit Commission | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Amendments to Charter | Mgmt | For | Against | Against | |||||
Singapore Airlines Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C6L | CINS Y7992P128 | 07/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect David Gonski | Mgmt | For | Against | Against | |||||
4 | Elect James KOH Cher Siang | Mgmt | For | Against | Against | |||||
5 | Elect Christina Ong | Mgmt | For | Against | Against | |||||
6 | Elect Helmut Panke | Mgmt | For | Against | Against | |||||
7 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Authority to Grant Awards and Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Singapore Airlines Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C6L | CINS Y7992P128 | 07/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
2 | Related Party Transactions | Mgmt | For | For | For | |||||
Singapore Technologies Engineering | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
S63 | CINS Y7996W103 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect QUEK Poh Huat | Mgmt | For | Against | Against | |||||
4 | Elect QUEK Tong Boon | Mgmt | For | Against | Against | |||||
5 | Elect Davinder Singh | Mgmt | For | Against | Against | |||||
6 | Elect KHOO Boon Hui | Mgmt | For | Against | Against | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Authority to Grant Awards and Issue Shares under Employee Incentive Plan | Mgmt | For | Against | Against | |||||
Singapore Technologies Engineering | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
S63 | CINS Y7996W103 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Related Party Transactions | Mgmt | For | For | For | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Sinofert Holdings Limited (fka Sinochem Hong Kong Holdings Limited) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0297 | CINS G8403G103 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Harry YANG | Mgmt | For | Against | Against | |||||
6 | Elect Stephen Dowdle | Mgmt | For | Against | Against | |||||
7 | Elect Aloysius TSE Hau Yin | Mgmt | For | Against | Against | |||||
8 | Elect XIANG Dandan | Mgmt | For | Against | Against | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
Sinomem Technology Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
S14 | CINS Y8035B100 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect TENG Cheong Kwee | Mgmt | For | Against | Against | |||||
3 | Elect PANG Toh Kang | Mgmt | For | Against | Against | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||
6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
7 | Authority to Grant Awards and Issue Shares under Sinomem Employees' Share Option Scheme | Mgmt | For | Against | Against | |||||
Sinovac Biotech Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SVA | CUSIP P8696W104 | 07/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors | Mgmt | For | For | For | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Technical Amendments to the Bylaws | Mgmt | For | For | For | |||||
5 | Amendment to the Bylaws to Reduce Quorum Requirements | Mgmt | For | Against | Against | |||||
6 | Adoption of Supermajority Voting Requirement | Mgmt | For | Against | Against | |||||
Sirona Dental Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIRO | CUSIP 82966C103 | 02/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Hood | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Jetter | Mgmt | For | For | For | |||||
1.3 | Elect Harry Kraemer, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Jeffrey Slovin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
SKF AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SKFB | CINS W84237143 | 04/28/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
15 | Board Size | Mgmt | For | TNA | N/A | |||||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||||
18 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
19 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
21 | 2011 Long Term Incentive Plan | Mgmt | For | TNA | N/A | |||||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
23 | Nomination Committee | Mgmt | For | TNA | N/A | |||||
Slc Agricola S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLCE3 | CINS P8711D107 | 04/27/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | |||||
7 | Election of Directors | Mgmt | For | TNA | N/A | |||||
SLM Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLM | CUSIP 78442P106 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Bates | Mgmt | For | For | For | |||||
2 | Elect William Diefenderfer III | Mgmt | For | For | For | |||||
3 | Elect Diane Gilleland | Mgmt | For | For | For | |||||
4 | Elect Earl Goode | Mgmt | For | For | For | |||||
5 | Elect Ronald Hunt | Mgmt | For | For | For | |||||
6 | Elect Albert Lord | Mgmt | For | For | For | |||||
7 | Elect Michael Martin | Mgmt | For | For | For | |||||
8 | Elect Barry Munitz | Mgmt | For | For | For | |||||
9 | Elect Howard Newman | Mgmt | For | For | For | |||||
10 | Elect A. Alexander Porter, Jr. | Mgmt | For | For | For | |||||
11 | Elect Frank Puleo | Mgmt | For | For | For | |||||
12 | Elect Wolfgang Schoellkopf | Mgmt | For | For | For | |||||
13 | Elect Steven Shapiro | Mgmt | For | For | For | |||||
14 | Elect J. Terry Strange | Mgmt | For | For | For | |||||
15 | Elect Anthony Terracciano | Mgmt | For | For | For | |||||
16 | Elect Barry Williams | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
SMA Solar Technology AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
S92 | CINS D7008K108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratify Guenther Cramer | Mgmt | For | For | For | |||||
7 | Ratify Peter Drews | Mgmt | For | For | For | |||||
8 | Ratify Roland Grebe | Mgmt | For | For | For | |||||
9 | Ratify Pierre Pascal Urbon | Mgmt | For | For | For | |||||
10 | Ratify Marko Werner | Mgmt | For | For | For | |||||
11 | Ratify Juergen Dolle | Mgmt | For | For | For | |||||
12 | Ratify Uwe Hertel | Mgmt | For | For | For | |||||
13 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Ratify Guenther Cramer | Mgmt | For | For | For | |||||
16 | Ratify Peter Drews | Mgmt | For | For | For | |||||
SMART Modular Technologies (WWH), Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SMOD | CUSIP G82245104 | 01/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Iain MacKenzie | Mgmt | For | For | For | |||||
1.2 | Elect Ajay Shah | Mgmt | For | For | For | |||||
1.3 | Elect Kimberly Alexy | Mgmt | For | For | For | |||||
1.4 | Elect Dennis McKenna | Mgmt | For | For | For | |||||
1.5 | Elect Harry McKinney | Mgmt | For | For | For | |||||
1.6 | Elect Mukesh Patel | Mgmt | For | For | For | |||||
1.7 | Elect Thomas Weatherford | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Smiths Group PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SMIN | CINS G82401111 | 11/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Bruno Angelici | Mgmt | For | Against | Against | |||||
5 | Elect Peter Turner | Mgmt | For | Against | Against | |||||
6 | Elect Donald Brydon | Mgmt | For | Against | Against | |||||
7 | Elect Philip Bowman | Mgmt | For | Against | Against | |||||
8 | Elect David Challen | Mgmt | For | Against | Against | |||||
9 | Elect Stuart Chambers | Mgmt | For | Against | Against | |||||
10 | Elect Anne Quinn | Mgmt | For | Against | Against | |||||
11 | Elect Sir Kevin Tebbit | Mgmt | For | Against | Against | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
19 | 2010 Value Sharing Plan | Mgmt | For | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Sociedad Quimica y Minera de Chile SA - SQM | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SQM-A | CUSIP 833635105 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Account Inspectors | Mgmt | For | For | For | |||||
3 | Related Party Transactions | Mgmt | For | For | For | |||||
4 | Investment and Finance Policy | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends; Dividend Policy | Mgmt | For | For | For | |||||
6 | Director's Expenses | Mgmt | For | For | For | |||||
7 | Election of Directors; Fees | Mgmt | For | Against | Against | |||||
8 | Reports of the Directors' and Audit Committees | Mgmt | For | For | For | |||||
9 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Societe Generale A | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GLE | CINS F43638141 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Form of Dividend Payment | Mgmt | For | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
8 | Elect Frédéric Oudéa | Mgmt | For | Against | Against | |||||
9 | Elect Anthony Wyand | Mgmt | For | Against | Against | |||||
10 | Elect Jean-Martin Folz | Mgmt | For | Against | Against | |||||
11 | Elect Kyra Hazou | Mgmt | For | Against | Against | |||||
12 | Elect Ana Maria Llopis Rivas | Mgmt | For | Against | Against | |||||
13 | Directors' Fees | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
SOHO China Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
410 | CINS G82600100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Marita PAN ZHANG Xin | Mgmt | For | Against | Against | |||||
6 | Elect Victor CHA Mou Zing | Mgmt | For | Against | Against | |||||
7 | Elect TONG Ching Mau | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
Sohu.com Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOHU | CUSIP 83408W103 | 06/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Zhang | Mgmt | For | For | For | |||||
1.2 | Elect Charles Huang | Mgmt | For | For | For | |||||
1.3 | Elect Dave Qi | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Shi Wang | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Sohu.com Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOHU | CUSIP 83408W103 | 07/02/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Roberts | Mgmt | For | For | For | |||||
1.2 | Elect Zhonghan Deng | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
Solarfun Power Holdings Co. Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOLF | CUSIP 83415U108 | 02/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||||
2 | Appointment of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendments to Articles | Mgmt | For | Against | Against | |||||
4 | Amendments to Articles | Mgmt | For | Against | Against | |||||
Solarfun Power Holdings Co. Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOLF | CUSIP 83415U108 | 12/20/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Toy | Mgmt | For | For | For | |||||
2 | Elect Ernst Bütler | Mgmt | For | For | For | |||||
3 | Elect Yinzhang Gu | Mgmt | For | For | For | |||||
4 | Elect Ki-Joon Hong | Mgmt | For | For | For | |||||
5 | Elect Dong Kwan Kim | Mgmt | For | For | For | |||||
6 | Elect Wook Jin Yoon | Mgmt | For | For | For | |||||
7 | Issuance of Shares | Mgmt | For | Against | Against | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Change in Company Name | Mgmt | For | Against | Against | |||||
SolarWorld AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWV | CINS D7045Y103 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Supervisory Board Members' Fees | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Amendments to Profit and Loss Transfer Agreements (Deutsche Solar GmbH and Sunicon GmbH) | Mgmt | For | For | For | |||||
11 | Approval of Profit and Loss Transfer Agreements (SolarWorld Solicium GmbH) | Mgmt | For | For | For | |||||
Sonic Automotive, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAH | CUSIP 83545G102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect O. Bruton Smith | Mgmt | For | For | For | |||||
1.2 | Elect B. Scott Smith | Mgmt | For | For | For | |||||
1.3 | Elect David Smith | Mgmt | For | For | For | |||||
1.4 | Elect William Brooks | Mgmt | For | For | For | |||||
1.5 | Elect William Belk | Mgmt | For | For | For | |||||
1.6 | Elect H. Robert Heller | Mgmt | For | For | For | |||||
1.7 | Elect Robert Rewey | Mgmt | For | For | For | |||||
1.8 | Elect Victor Doolan | Mgmt | For | For | For | |||||
1.9 | Elect David Vorhoff | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Sotheby's | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BID | CUSIP 835898107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Angelo | Mgmt | For | For | For | |||||
2 | Elect Michael Blakenham | Mgmt | For | For | For | |||||
3 | Elect The Duke of Devonshire | Mgmt | For | For | For | |||||
4 | Elect Daniel Meyer | Mgmt | For | For | For | |||||
5 | Elect James Murdoch | Mgmt | For | For | For | |||||
6 | Elect Allen Questrom | Mgmt | For | For | For | |||||
7 | Elect William Ruprecht | Mgmt | For | For | For | |||||
8 | Elect Marsha Simms | Mgmt | For | For | For | |||||
9 | Elect Michael Sovern | Mgmt | For | For | For | |||||
10 | Elect Donald Stewart | Mgmt | For | For | For | |||||
11 | Elect Robert Taubman | Mgmt | For | For | For | |||||
12 | Elect Diana Taylor | Mgmt | For | For | For | |||||
13 | Elect Dennis Weibling | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Sound Global Limited (fka Epure International Limited) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
E6E | CINS Y80748109 | 04/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect WEN Yibo | Mgmt | For | Against | Against | |||||
5 | Elect FU Tao | Mgmt | For | Against | Against | |||||
6 | Elect WANG Kai | Mgmt | For | Against | Against | |||||
7 | Elect LUO Liyang | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Grant Awards and Issue Shares under the Sound Global Share Option Scheme | Mgmt | For | For | For | |||||
12 | Related Party Transactions | Mgmt | For | For | For | |||||
Sourcefire, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FIRE | CUSIP 83616T108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Burris | Mgmt | For | For | For | |||||
1.2 | Elect Tim Guleri | Mgmt | For | For | For | |||||
1.3 | Elect Martin Roesch | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
SouthGobi Resources Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SGQ | CINS 844375105 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Elect Peter Meredith | Mgmt | For | Against | Against | |||||
4 | Elect Alexander Molyneux | Mgmt | For | For | For | |||||
5 | Elect Pierre Lebel | Mgmt | For | Against | Against | |||||
6 | Elect John Macken | Mgmt | For | For | For | |||||
7 | Elect Andre Deepwell | Mgmt | For | For | For | |||||
8 | Elect R. Edward Flood | Mgmt | For | Against | Against | |||||
9 | Elect Robert Hanson | Mgmt | For | For | For | |||||
10 | Elect R. Stuart Angus | Mgmt | For | Against | Against | |||||
11 | Elect W. Gordon Lancaster | Mgmt | For | For | For | |||||
12 | Electronic Delivery to Hong Kong Shareholders | Mgmt | For | For | For | |||||
13 | Amendment to Equity Incentive Plan | Mgmt | For | For | For | |||||
14 | Amendment Variation | Mgmt | For | Against | Against | |||||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Southside Bancshares, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBSI | CUSIP 84470P109 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sam Dawson | Mgmt | For | For | For | |||||
1.2 | Elect Melvin Lovelady | Mgmt | For | For | For | |||||
1.3 | Elect William Sheehy | Mgmt | For | For | For | |||||
1.4 | Elect Preston Smith | Mgmt | For | For | For | |||||
1.5 | Elect Lawrence Anderson | Mgmt | For | For | For | |||||
1.6 | Elect Pierre De Wet | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Southwest Water Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWWC | CUSIP 845331107 | 08/06/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2.1 | Elect Kimberly Alexy | Mgmt | For | For | For | |||||
2.2 | Elect Bruce Edwards | Mgmt | For | For | For | |||||
2.3 | Elect Linda Griego | Mgmt | For | For | For | |||||
2.4 | Elect Thomas Iino | Mgmt | For | For | For | |||||
2.5 | Elect William Jones | Mgmt | For | For | For | |||||
2.6 | Elect Mark Swatek | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Spectrum Brands Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPB | CUSIP 84763R101 | 03/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Ambrecht | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Eugene Davis | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Lumley | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Robin Roger | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Approval of Incentive Bonus Agreements for Section 162(m) Purposes | Mgmt | For | For | For | |||||
6 | 2011 Omnibus Award Plan | Mgmt | For | For | For | |||||
Spectrum Control, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPEC | CUSIP 847615101 | 04/04/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Behringer | Mgmt | For | TNA | N/A | |||||
1.2 | Elect John Freeman | Mgmt | For | TNA | N/A | |||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||
3 | Amendment to the 1996 Non-Employee Directors' Stock Option Plan | Mgmt | For | TNA | N/A | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | TNA | Against | |||||
SPX Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPW | CUSIP 784635104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J. Kermit Campbell | Mgmt | For | For | For | |||||
2 | Elect Emerson Fullwood | Mgmt | For | For | For | |||||
3 | Elect Michael Mancuso | Mgmt | For | For | For | |||||
4 | Elect Terry Lisenby | Mgmt | For | For | For | |||||
5 | Amendment to the 2002 Stock Compensation Plan | Mgmt | For | For | For | |||||
6 | Executive Annual Bonus Plan | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
SRA International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SRX | CUSIP 78464R105 | 10/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Barter | Mgmt | For | For | For | |||||
1.2 | Elect Larry Ellis | Mgmt | For | For | For | |||||
1.3 | Elect Miles Gilburne | Mgmt | For | For | For | |||||
1.4 | Elect W. Robert Grafton | Mgmt | For | For | For | |||||
1.5 | Elect William Keevan | Mgmt | For | For | For | |||||
1.6 | Elect Michael Klein | Mgmt | For | For | For | |||||
1.7 | Elect David Langstaff | Mgmt | For | For | For | |||||
1.8 | Elect Stanton Sloane | Mgmt | For | For | For | |||||
1.9 | Elect Ernst Volgenau | Mgmt | For | For | For | |||||
1.10 | Elect Gail Wilensky | Mgmt | For | For | For | |||||
2 | 2010 Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
STAAR Surgical Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STAA | CUSIP 852312305 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Don Bailey | Mgmt | For | For | For | |||||
1.2 | Elect Barry Caldwell | Mgmt | For | For | For | |||||
1.3 | Elect Donald Duffy | Mgmt | For | For | For | |||||
1.4 | Elect Mark Logan | Mgmt | For | For | For | |||||
1.5 | Elect Richard Meier | Mgmt | For | For | For | |||||
1.6 | Elect John Moore | Mgmt | For | For | For | |||||
1.7 | Elect David Morrison | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Stage Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SSI | CUSIP 85254C305 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan Barocas | Mgmt | For | For | For | |||||
2 | Elect Michael Glazer | Mgmt | For | For | For | |||||
3 | Elect Gabrielle Greene | Mgmt | For | For | For | |||||
4 | Elect Andrew Hall | Mgmt | For | For | For | |||||
5 | Elect Earl Hesterberg, Jr. | Mgmt | For | For | For | |||||
6 | Elect William Montgoris | Mgmt | For | For | For | |||||
7 | Elect David Schwartz | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
Standard Chartered plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STAN | CINS G84228157 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Steve Bertamini | Mgmt | For | For | For | |||||
5 | Elect Jaspal Bindra | Mgmt | For | For | For | |||||
6 | Elect Richard Delbridge | Mgmt | For | For | For | |||||
7 | Elect Jamie Dundas | Mgmt | For | For | For | |||||
8 | Elect Valerie Gooding | Mgmt | For | For | For | |||||
9 | Elect HAN Seung-Soo | Mgmt | For | For | For | |||||
10 | Elect Simon Lowth | Mgmt | For | For | For | |||||
11 | Elect Rudy Markham | Mgmt | For | For | For | |||||
12 | Elect Ruth Markland | Mgmt | For | For | For | |||||
13 | Elect Richard Meddings | Mgmt | For | For | For | |||||
14 | Elect John Paynter | Mgmt | For | For | For | |||||
15 | Elect John Peace | Mgmt | For | For | For | |||||
16 | Elect Michael Rees | Mgmt | For | For | For | |||||
17 | Elect Peter Sands | Mgmt | For | For | For | |||||
18 | Elect Paul Skinner | Mgmt | For | For | For | |||||
19 | Elect Oliver Stocken | Mgmt | For | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | For | |||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
25 | 2011 Share Plan | Mgmt | For | For | For | |||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
27 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||||
28 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Standard Pacific Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPF | CUSIP 85375C101 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Bruce Choate | Mgmt | For | For | For | |||||
1.3 | Elect James Doti | Mgmt | For | For | For | |||||
1.4 | Elect Ronald Foell | Mgmt | For | For | For | |||||
1.5 | Elect Douglas Jacobs | Mgmt | For | For | For | |||||
1.6 | Elect David Matlin | Mgmt | For | For | For | |||||
1.7 | Elect F. Patt Schiewitz | Mgmt | For | For | For | |||||
1.8 | Elect Peter Schoels | Mgmt | For | For | For | |||||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
Standex International Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SXI | CUSIP 854231107 | 10/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Fenoglio | Mgmt | For | For | For | |||||
1.2 | Elect H. Nicholas Muller III | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Starwood Property Trust Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STWD | CUSIP 85571B105 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Bronson | Mgmt | For | For | For | |||||
1.2 | Elect Jeffery DiModica | Mgmt | For | For | For | |||||
1.3 | Elect Jeffery Dishner | Mgmt | For | For | For | |||||
1.4 | Elect Camille Douglas | Mgmt | For | For | For | |||||
1.5 | Elect Boyd Fellows | Mgmt | For | For | For | |||||
1.6 | Elect Barry Sternlicht | Mgmt | For | For | For | |||||
1.7 | Elect Strauss Zelnick | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Statoil ASA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STL | CINS R8413J103 | 05/19/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Norway | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||||
5 | Notice of Meeting and Agenda | Mgmt | For | TNA | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||||
8 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
9 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
10 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
11 | Corporate Assembly Fees | Mgmt | For | TNA | N/A | |||||
12 | Election of Nominating Committee Member | Mgmt | For | TNA | N/A | |||||
13 | Nominating Committee Fees | Mgmt | For | TNA | N/A | |||||
14 | Authority to Repurchase Shares Pursuant to Share Savings Plan | Mgmt | For | TNA | N/A | |||||
15 | Authority to Repurchase Shares for Cancellation | Mgmt | For | TNA | N/A | |||||
16 | Amendments to Marketing Instructions | Mgmt | For | TNA | N/A | |||||
17 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
18 | Nomination Committee Guidelines | Mgmt | For | TNA | N/A | |||||
19 | Shareholder Proposal Regarding Withdrawal from Canadian Oil Sands | ShrHldr | Against | TNA | N/A | |||||
STEC, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STEC | CUSIP 784774101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Manouch Moshayedi | Mgmt | For | For | For | |||||
1.2 | Elect Mark Moshayedi | Mgmt | For | For | For | |||||
1.3 | Elect F. Michael Ball | Mgmt | For | For | For | |||||
1.4 | Elect Rajat Bahri | Mgmt | For | For | For | |||||
1.5 | Elect Christopher Colpitts | Mgmt | For | For | For | |||||
1.6 | Elect Kevin Daly | Mgmt | For | For | For | |||||
1.7 | Elect Matthew Witte | Mgmt | For | For | For | |||||
2 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Stepan Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCL | CUSIP 858586100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joaquin Delgado | Mgmt | For | For | For | |||||
1.2 | Elect F. Quinn Stepan, Jr. | Mgmt | For | For | For | |||||
2 | 2011 Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
STERIS Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STE | CUSIP 859152100 | 07/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Breeden | Mgmt | For | For | For | |||||
1.2 | Elect Cynthia Feldmann | Mgmt | For | For | For | |||||
1.3 | Elect Jacqueline Kosecoff | Mgmt | For | For | For | |||||
1.4 | Elect David Lewis | Mgmt | For | For | For | |||||
1.5 | Elect Kevin McMullen | Mgmt | For | For | For | |||||
1.6 | Elect Walter Rosebrough, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Mohsen Sohi | Mgmt | For | For | For | |||||
1.8 | Elect John Wareham | Mgmt | For | For | For | |||||
1.9 | Elect Loyal Wilson | Mgmt | For | For | For | |||||
1.10 | Elect Michael Wood | Mgmt | For | For | For | |||||
2 | Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Steven Madden, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHOO | CUSIP 556269108 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Rosenfeld | Mgmt | For | For | For | |||||
1.2 | Elect John Madden | Mgmt | For | For | For | |||||
1.3 | Elect Peter Migliorini | Mgmt | For | For | For | |||||
1.4 | Elect Richard Randall | Mgmt | For | For | For | |||||
1.5 | Elect Ravi Sachdev | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Schwartz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Stillwater Mining Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWC | CUSIP 86074Q102 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Craig Fuller | Mgmt | For | For | For | |||||
1.2 | Elect Patrick James | Mgmt | For | For | For | |||||
1.3 | Elect Steven Lucas | Mgmt | For | For | For | |||||
1.4 | Elect Francis McAllister | Mgmt | For | For | For | |||||
1.5 | Elect Michael Parrett | Mgmt | For | For | For | |||||
1.6 | Elect Sheryl Pressler | Mgmt | For | For | For | |||||
1.7 | Elect Michael Schiavone | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Authorization of Preferred Stock | Mgmt | For | Against | Against | |||||
Stone Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SGY | CUSIP 861642106 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Christmas | Mgmt | For | For | For | |||||
1.2 | Elect B.J. Duplantis | Mgmt | For | For | For | |||||
1.3 | Elect Peter Kinnear | Mgmt | For | For | For | |||||
1.4 | Elect John Laborde | Mgmt | For | For | For | |||||
1.5 | Elect Richard Pattarozzi | Mgmt | For | For | For | |||||
1.6 | Elect Donald Powell | Mgmt | For | For | For | |||||
1.7 | Elect Kay Priestly | Mgmt | For | For | For | |||||
1.8 | Elect David Welch | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
STR Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STRI | CUSIP 78478V100 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis Jilot | Mgmt | For | For | For | |||||
1.2 | Elect Scott Brown | Mgmt | For | For | For | |||||
1.3 | Elect Robert Chiste | Mgmt | For | For | For | |||||
1.4 | Elect John Janitz | Mgmt | For | For | For | |||||
1.5 | Elect Uwe Krueger | Mgmt | For | For | For | |||||
1.6 | Elect Andrew Leitch | Mgmt | For | For | For | |||||
1.7 | Elect Jason Metakis | Mgmt | For | For | For | |||||
1.8 | Elect Dominick Schiano | Mgmt | For | For | For | |||||
1.9 | Elect Susan Schnabel | Mgmt | For | For | For | |||||
1.10 | Elect Ryan Sprott | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Suffolk Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SUBK | CUSIP 864739107 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Gaviola | Mgmt | For | For | For | |||||
1.2 | Elect J. Gordon Huszagh | Mgmt | For | For | For | |||||
1.3 | Elect John Stark Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Sumitomo Heavy Industries Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6302 | CINS J77497113 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Yoshio Hinoh | Mgmt | For | For | For | |||||
4 | Elect Yoshinobu Nakamura | Mgmt | For | For | For | |||||
5 | Elect Shinji Nishimura | Mgmt | For | For | For | |||||
6 | Elect Shunsuke Betsukawa | Mgmt | For | For | For | |||||
7 | Elect Yuji Takaishi | Mgmt | For | For | For | |||||
8 | Elect Hitoshi Kashimoto | Mgmt | For | For | For | |||||
9 | Elect Kensuke Shimizu | Mgmt | For | For | For | |||||
10 | Elect Mikio Ide | Mgmt | For | For | For | |||||
11 | Elect Kohhei Takase | Mgmt | For | For | For | |||||
12 | Elect Toshiaki Kakimoto | Mgmt | For | For | For | |||||
13 | Elect Shigeru Toyosumi | Mgmt | For | Against | Against | |||||
14 | Elect Hideo Kojima | Mgmt | For | For | For | |||||
15 | Elect Yukio Kinoshita | Mgmt | For | Against | Against | |||||
16 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
17 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||||
Sumitomo Mitsui Financial Group Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8316 | CINS J7771X109 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Masayuki Oku | Mgmt | For | For | For | |||||
4 | Elect Takeshi Kunibe | Mgmt | For | For | For | |||||
5 | Elect Tetsuya Kubo | Mgmt | For | For | For | |||||
6 | Elect Satoru Nakanishi | Mgmt | For | For | For | |||||
7 | Elect Kazuya Johno | Mgmt | For | For | For | |||||
8 | Elect Kohichi Danno | Mgmt | For | For | For | |||||
9 | Elect Yujiroh Itoh | Mgmt | For | For | For | |||||
10 | Elect Masahiro Fuchizaki | Mgmt | For | For | For | |||||
11 | Elect Shigeru Iwamoto | Mgmt | For | For | For | |||||
12 | Elect Kuniaki Nomura | Mgmt | For | For | For | |||||
13 | Elect Jun Mizoguchi | Mgmt | For | Against | Against | |||||
14 | Elect Shin Kawaguchi | Mgmt | For | Against | Against | |||||
Sun Healthcare Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SUNH | CUSIP 866933401 | 11/04/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Separation | Mgmt | For | TNA | N/A | |||||
2 | REIT Conversion Merger | Mgmt | For | TNA | N/A | |||||
3 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||||
Suncor Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SU | CUSIP 867224107 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mel Benson | Mgmt | For | For | For | |||||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||||
1.3 | Elect John Ferguson | Mgmt | For | For | For | |||||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||||
1.5 | Elect Richard George | Mgmt | For | For | For | |||||
1.6 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||||
1.7 | Elect John Huff | Mgmt | For | For | For | |||||
1.8 | Elect Jacques Lamarre | Mgmt | For | For | For | |||||
1.9 | Elect Brian MacNeill | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Maureen McCaw | Mgmt | For | For | For | |||||
1.11 | Elect Michael O'Brien | Mgmt | For | For | For | |||||
1.12 | Elect James Simpson | Mgmt | For | For | For | |||||
1.13 | Elect Eira Thomas | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Sunoco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SUN | CUSIP 86764P109 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Chris Casciato | Mgmt | For | For | For | |||||
1.2 | Elect Gary Edwards | Mgmt | For | For | For | |||||
1.3 | Elect Lynn Elsenhans | Mgmt | For | For | For | |||||
1.4 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||||
1.5 | Elect John Jones, III | Mgmt | For | For | For | |||||
1.6 | Elect James Kaiser | Mgmt | For | For | For | |||||
1.7 | Elect John Rowe | Mgmt | For | For | For | |||||
1.8 | Elect John Wulff | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||||
SunOpta Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STKL | CUSIP 8676EP108 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jay Amato | Mgmt | For | For | For | |||||
1.2 | Elect Steven Bromley | Mgmt | For | For | For | |||||
1.3 | Elect Douglas Greene | Mgmt | For | For | For | |||||
1.4 | Elect Victor Hepburn | Mgmt | For | For | For | |||||
1.5 | Elect Katrina Houde | Mgmt | For | For | For | |||||
1.6 | Elect Cyril Ing | Mgmt | For | For | For | |||||
1.7 | Elect Jeremy Kendall | Mgmt | For | For | For | |||||
1.8 | Elect Alan Murray | Mgmt | For | For | For | |||||
1.9 | Elect Allan Routh | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2002 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
SunPower Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPWRA | CUSIP 867652109 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas McDaniel | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Werner | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Suzlon Energy Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SUZLON | CINS Y8315Y119 | 08/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Pradip Khaitan | Mgmt | For | Against | Against | |||||
3 | Elect Ashish Dhawan | Mgmt | For | Against | Against | |||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
5 | Charitable Donations | Mgmt | For | For | For | |||||
6 | Approval of Excess Compensation of Tulsi R. Tanti | Mgmt | For | For | For | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Approval of Excess Compensation of Girish R. Tanti | Mgmt | For | For | For | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Amendment to the Special Employee Stock Option Plan--2007 for Employees of the Company | Mgmt | For | Against | Against | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Amendment to the Special Employee Stock Option Plan--2007 for Employees of Subsidiary Companies | Mgmt | For | Against | Against | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Appointment of Pranav T. Tanti as Finance Manager of Suzlon Wind Energy Corporation USA; Approval of Compensation | Mgmt | For | For | For | |||||
Suzlon Energy Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SUZLON | CINS Y8315Y119 | 11/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Other | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Authority to Issue Shares and Convertible Debt Instruments | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
26 | Amendment to Mortgage Assets | Mgmt | For | For | For | |||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Suzuken Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9987 | CINS J78454105 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Yoshiki Bessho | Mgmt | For | For | For | |||||
3 | Elect Hiroshi Ohta | Mgmt | For | For | For | |||||
4 | Elect Takahito Itoh | Mgmt | For | For | For | |||||
5 | Elect Nobuo Suzuki | Mgmt | For | For | For | |||||
6 | Elect Hiroshi Ohba | Mgmt | For | For | For | |||||
7 | Elect Harutaka Yamashita | Mgmt | For | For | For | |||||
8 | Elect Toshiaki Iwatani | Mgmt | For | For | For | |||||
Suzuki Motor Corp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7269 | CINS J78529138 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Osamu Suzuki | Mgmt | For | For | For | |||||
4 | Elect Minoru Tamura | Mgmt | For | For | For | |||||
5 | Elect Shinzoh Nakanishi | Mgmt | For | For | For | |||||
6 | Elect Osamu Honda | Mgmt | For | For | For | |||||
7 | Elect Toshihiro Suzuki | Mgmt | For | For | For | |||||
8 | Elect Toyokazu Sugimoto | Mgmt | For | For | For | |||||
9 | Elect Masanori Atsumi | Mgmt | For | For | For | |||||
10 | Elect Yasuhito Harayama | Mgmt | For | For | For | |||||
11 | Elect Naoki Aizawa | Mgmt | For | For | For | |||||
12 | Elect Eiji Mochizuki | Mgmt | For | For | For | |||||
13 | Bonus | Mgmt | For | For | For | |||||
Swift Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SFY | CUSIP 870738101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Deanna Cannon | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Lanier | Mgmt | For | For | For | |||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | |||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Swift Transportation Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWFT | CUSIP 87074U101 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Post | Mgmt | For | For | For | |||||
1.2 | Elect Jerry Moyes | Mgmt | For | For | For | |||||
1.3 | Elect Richard H. Dozer | Mgmt | For | For | For | |||||
1.4 | Elect David Vander Ploeg | Mgmt | For | For | For | |||||
1.5 | Elect Glenn Brown | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Swire Pacific Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
19 | CINS Y83310105 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Martin Cubbon | Mgmt | For | Against | Against | |||||
5 | Elect Baroness L. Dunn | Mgmt | For | Against | Against | |||||
6 | Elect Timothy G. Freshwater | Mgmt | For | Against | Against | |||||
7 | Elect LEE Chien | Mgmt | For | Against | Against | |||||
8 | Elect Margaret LEUNG | Mgmt | For | Against | Against | |||||
9 | Elect Michael SZE Cho Cheung | Mgmt | For | Against | Against | |||||
10 | Elect Ian SHIU Sai Cheung | Mgmt | For | Against | Against | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Directors' Fees | Mgmt | For | For | For | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Swiss Life Holding | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLHN | CINS H7354Q135 | 05/05/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Capital Reduction | Mgmt | For | TNA | N/A | |||||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
8 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||||
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
10 | Transfer of Reserves | Mgmt | For | TNA | N/A | |||||
11 | Elect Gerold Bührer | Mgmt | For | TNA | N/A | |||||
12 | Elect Rolf Dörig | Mgmt | For | TNA | N/A | |||||
13 | Elect Franziska Tschudi | Mgmt | For | TNA | N/A | |||||
14 | Elect Damir Filipovic | Mgmt | For | TNA | N/A | |||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
Symantec Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYMC | CUSIP 871503108 | 09/20/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
2 | Elect Michael Brown | Mgmt | For | For | For | |||||
3 | Elect William Coleman, III | Mgmt | For | For | For | |||||
4 | Elect Franck Dangeard | Mgmt | For | For | For | |||||
5 | Elect Geraldine Laybourne | Mgmt | For | For | For | |||||
6 | Elect David Mahoney | Mgmt | For | For | For | |||||
7 | Elect Robert Miller | Mgmt | For | For | For | |||||
8 | Elect Enrique Salem | Mgmt | For | For | For | |||||
9 | Elect Daniel Schulman | Mgmt | For | For | For | |||||
10 | Elect John Thompson | Mgmt | For | For | For | |||||
11 | Elect V. Paul Unruh | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||||
14 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Symetra Financial Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYA | CUSIP 87151Q106 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Burgess | Mgmt | For | For | For | |||||
1.2 | Elect Robert Lusardi | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Amendment to the Equity Plan | Mgmt | For | For | For | |||||
Synchronoss Technologies Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNCR | CUSIP 87157B103 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Hopkins | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Syngenta AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYNN | CINS H84140112 | 04/19/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
6 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits | Mgmt | For | TNA | N/A | |||||
8 | Dividend Distribution from Reserves | Mgmt | For | TNA | N/A | |||||
9 | Elect Martin Taylor | Mgmt | For | TNA | N/A | |||||
10 | Elect Peter Thompson | Mgmt | For | TNA | N/A | |||||
11 | Elect Rolf Watter | Mgmt | For | TNA | N/A | |||||
12 | Elect Felix Weber | Mgmt | For | TNA | N/A | |||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
14 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||
Taiwan Fertilizer Co | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1722 | CINS Y84171100 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Amendments to Articles | Mgmt | For | For | For | |||||
7 | Extraordinary motions | Mgmt | For | Against | Against | |||||
TAL International Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TAL | CUSIP 874083108 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brian Sondey | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Malcolm Baker | Mgmt | For | Withhold | Against | |||||
1.3 | Elect A. Richard Caputo, Jr. | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Claude Germain | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Brian Higgins | Mgmt | For | Withhold | Against | |||||
1.6 | Elect John Jordan II | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Frederic Lindeberg | Mgmt | For | Withhold | Against | |||||
1.8 | Elect David Zalaznick | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Douglas Zych | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Tanfield Group PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TAN | CINS G8668J115 | 08/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Darren Kell | Mgmt | For | Against | Against | |||||
3 | Elect John Bridge | Mgmt | For | Against | Against | |||||
4 | Elect Roy Stanley | Mgmt | For | Against | Against | |||||
5 | Elect Jeremy Wooding | Mgmt | For | Against | Against | |||||
6 | Elect Jon Pither | Mgmt | For | Against | Against | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Tanfield Group PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TAN | CINS G8668J115 | 09/30/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Issuance of Shares w/ Preemptive Rights Pursuant to Open Offer | Mgmt | For | For | For | |||||
Tanfield Group PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TAN | CINS G8668J115 | 10/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Darren Kell | Mgmt | For | Against | Against | |||||
3 | Elect John Bridge | Mgmt | For | Against | Against | |||||
4 | Elect Roy Stanley | Mgmt | For | Against | Against | |||||
5 | Elect Jeremy Wooding | Mgmt | For | Against | Against | |||||
6 | Elect Jon Pither | Mgmt | For | Against | Against | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Tantalus Rare Earths AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TAE | CINS D8281V100 | 08/25/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Ratification of Management Board Acts | Mgmt | For | Against | Against | |||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||||
6 | Increase in Supervisory Board Size | Mgmt | For | For | For | |||||
7 | Election of Supervisory Board Members | Mgmt | For | Abstain | Against | |||||
8 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
9 | D&O Insurance Policy for Supervisory Board Members | Mgmt | For | For | For | |||||
10 | Amendments to Articles | Mgmt | For | For | For | |||||
11 | Amendment Regarding Electronic Communication | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | Abstain | Against | |||||
Tasman Metals Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TSM | CUSIP 87652B103 | 03/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | Against | Against | |||||
2.1 | Elect Mark Saxon | Mgmt | For | Withhold | Against | |||||
2.2 | Elect Nick DeMare | Mgmt | For | Withhold | Against | |||||
2.3 | Elect David Henstridge | Mgmt | For | Withhold | Against | |||||
2.4 | Elect Michael Hudson | Mgmt | For | Withhold | Against | |||||
2.5 | Elect Robert Atkinson | Mgmt | For | Withhold | Against | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Stock Option Plan Renewal | Mgmt | For | For | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Tech Data Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TECD | CUSIP 878237106 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Dutkowsky | Mgmt | For | For | For | |||||
2 | Elect Jeffery Howells | Mgmt | For | For | For | |||||
3 | Elect Savio Tung | Mgmt | For | For | For | |||||
4 | Elect David Upton | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Techne Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TECH | CUSIP 878377100 | 10/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Oland | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Roger Lucas | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Howard O'Connell | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Randolph Steer | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Robert Baumgartner | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Charles Dinarello | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Karen Holbrook | Mgmt | For | Withhold | Against | |||||
1.8 | Elect John Higgins | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Roland Nusse | Mgmt | For | Withhold | Against | |||||
2 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||||
3 | 2010 Equity Incentive Plan | Mgmt | For | For | For | |||||
Technip | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEC | CINS F90676101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Ratification of the Co-Option of Marie-Ange Debon | Mgmt | For | Against | Against | |||||
9 | Elect Thierry Pilenko | Mgmt | For | Against | Against | |||||
10 | Elect Olivier Appert | Mgmt | For | Against | Against | |||||
11 | Elect Pascal Colombani | Mgmt | For | Against | Against | |||||
12 | Elect John O'Leary | Mgmt | For | Against | Against | |||||
13 | Elect C. Maury Devine | Mgmt | For | Against | Against | |||||
14 | Elect Leticia Costa | Mgmt | For | Against | Against | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and/or Convertible Securities through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
20 | Authority to Issue Restricted Shares to Executives | Mgmt | For | For | For | |||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
22 | Authority to Grant Stock Options to Chairman/CEO and executives | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Teck Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCK | CUSIP 878742204 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ichiro Abe | Mgmt | For | For | For | |||||
1.2 | Elect Mayank Ashar | Mgmt | For | For | For | |||||
1.3 | Elect J. Brian Aune | Mgmt | For | For | For | |||||
1.4 | Elect Jalynn Bennett | Mgmt | For | For | For | |||||
1.5 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Felix Chee | Mgmt | For | For | For | |||||
1.7 | Elect Jack Cockwell | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Norman Keevil | Mgmt | For | For | For | |||||
1.9 | Elect Norman Keevil III | Mgmt | For | For | For | |||||
1.10 | Elect Takashi Kuriyama | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lindsay | Mgmt | For | For | For | |||||
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Warren Seyffert | Mgmt | For | For | For | |||||
1.14 | Elect Christopher Thompson | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
TECO Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TE | CUSIP 872375100 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect DuBose Ausley | Mgmt | For | For | For | |||||
2 | Elect James Ferman, Jr. | Mgmt | For | For | For | |||||
3 | Elect Paul Whiting | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Tele2 AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEL2-B | CINS W95878117 | 05/16/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
16 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
17 | Board Size | Mgmt | For | TNA | N/A | |||||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||||
19 | Election of Directors | Mgmt | For | TNA | N/A | |||||
20 | Nominating Committee | Mgmt | For | TNA | N/A | |||||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
22 | 2011 Share Saving Plan | Mgmt | For | TNA | N/A | |||||
23 | Authority to Issue C Shares w/o Preemptive Rights Pursuant to the Share Saving Plan | Mgmt | For | TNA | N/A | |||||
24 | Authority to Repurchase C Shares Pursuant to the Share Saving Plan | Mgmt | For | TNA | N/A | |||||
25 | Authority to Transfer Shares Pursuant to the Share Saving Plan | Mgmt | For | TNA | N/A | |||||
26 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
27 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
28 | Shareholder Proposal Regarding an Independent Investigation of Customer Policy | ShrHldr | N/A | TNA | N/A | |||||
29 | Shareholder Proposal Regarding an Independent Investigation of Investor Relations Policy | ShrHldr | N/A | TNA | N/A | |||||
30 | Shareholder Proposal Regarding Establishment of a Customer Ombudsman | ShrHldr | N/A | TNA | N/A | |||||
31 | Shareholder Proposal Regarding Annual Evaluation of Work with Gender Equality and Ethnicity | ShrHldr | N/A | TNA | N/A | |||||
32 | Shareholder Proposal Regarding Separate General Meetings | ShrHldr | N/A | TNA | N/A | |||||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Telecity Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCY | CINS G87403112 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect John Hughes | Mgmt | For | Against | Against | |||||
4 | Elect Michael Tobin | Mgmt | For | Against | Against | |||||
5 | Elect Brian McArthur-Muscroft | Mgmt | For | Against | Against | |||||
6 | Elect Simon Batey | Mgmt | For | Against | Against | |||||
7 | Elect Robert Morse | Mgmt | For | Against | Against | |||||
8 | Elect John O'Reilly | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor | Mgmt | For | Abstain | Against | |||||
10 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Set General Meeting Notice at 14 Days | Mgmt | For | Against | Against | |||||
TeleCommunication Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TSYS | CUSIP 87929J103 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Brandt, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Jon Kutler | Mgmt | For | For | For | |||||
1.3 | Elect A. Reza Jafari | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Telenet Group Holding NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TNET | CINS B89957110 | 04/27/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Ratify Franck Donk | Mgmt | For | TNA | N/A | |||||
10 | Ratify Duco Sickinghe | Mgmt | For | TNA | N/A | |||||
11 | Ratify Alex Brabers | Mgmt | For | TNA | N/A | |||||
12 | Ratify Andre Sarens | Mgmt | For | TNA | N/A | |||||
13 | Ratify Julien De Wilde | Mgmt | For | TNA | N/A | |||||
14 | Ratify Friso Van Oran Je-Nassau | Mgmt | For | TNA | N/A | |||||
15 | Ratify Michel Delloye | Mgmt | For | TNA | N/A | |||||
16 | Ratify Charles Bracken | Mgmt | For | TNA | N/A | |||||
17 | Ratify Shane O Neill | Mgmt | For | TNA | N/A | |||||
18 | Ratify Jim Ryan | Mgmt | For | TNA | N/A | |||||
19 | Ratify Gene Musselman | Mgmt | For | TNA | N/A | |||||
20 | Ratify Bernie Dvorak | Mgmt | For | TNA | N/A | |||||
21 | Ratify Ruth Pirie | Mgmt | For | TNA | N/A | |||||
22 | Ratify Niall Curran | Mgmt | For | TNA | N/A | |||||
23 | Ratify Diderik Karsten | Mgmt | For | TNA | N/A | |||||
24 | Ratify Manuel Kohnstamm | Mgmt | For | TNA | N/A | |||||
25 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||||
26 | Elect Balan Nair | Mgmt | For | TNA | N/A | |||||
27 | Elect Jim Ryan | Mgmt | For | TNA | N/A | |||||
28 | Elect Manuel Kohnstamm | Mgmt | For | TNA | N/A | |||||
29 | Elect Diederik Karsten | Mgmt | For | TNA | N/A | |||||
30 | Elect Ruth Elisabeth Pirie | Mgmt | For | TNA | N/A | |||||
31 | Elect Niall Curran | Mgmt | For | TNA | N/A | |||||
32 | Elect Julien De Wilde | Mgmt | For | TNA | N/A | |||||
33 | Elect Alex Brabers | Mgmt | For | TNA | N/A | |||||
34 | Elect Frank Donck | Mgmt | For | TNA | N/A | |||||
35 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
36 | Amendment Regarding Executive Compensation | Mgmt | For | TNA | N/A | |||||
37 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
38 | Reduction in Par Value; Capital Repayment | Mgmt | For | TNA | N/A | |||||
39 | Amendments to Terms of Options | Mgmt | For | TNA | N/A | |||||
40 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
41 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
Tencent Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
700 | CINS G87572148 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Martin LAU Chi Ping | Mgmt | For | Against | Against | |||||
6 | Elect Antonie Roux | Mgmt | For | Against | Against | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
12 | Employee Incentive Schemes | Mgmt | For | Against | Against | |||||
Tenneco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEN | CUSIP 880349105 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Cramb | Mgmt | For | For | For | |||||
2 | Elect Dennis Letham | Mgmt | For | For | For | |||||
3 | Elect Hari Nair | Mgmt | For | For | For | |||||
4 | Elect Roger Porter | Mgmt | For | For | For | |||||
5 | Elect David Price, Jr. | Mgmt | For | For | For | |||||
6 | Elect Gregg Sherrill | Mgmt | For | For | For | |||||
7 | Elect Paul Stecko | Mgmt | For | For | For | |||||
8 | Elect Mitsunobu Takeuchi | Mgmt | For | For | For | |||||
9 | Elect Jane Warner | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Teradata Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TDC | CUSIP 88076W103103 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nancy E. Cooper | Mgmt | For | Against | Against | |||||
2 | Elect David E. Kepler | Mgmt | For | Against | Against | |||||
3 | Elect William S. Stavropoulos | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Teradyne, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TER | CUSIP 880770102 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Bagley | Mgmt | For | For | For | |||||
2 | Elect Michael Bradley | Mgmt | For | For | For | |||||
3 | Elect Albert Carnesale | Mgmt | For | For | For | |||||
4 | Elect Daniel Christman | Mgmt | For | For | For | |||||
5 | Elect Edwin Gillis | Mgmt | For | For | For | |||||
6 | Elect Timothy Guertin | Mgmt | For | For | For | |||||
7 | Elect Paul Tufano | Mgmt | For | For | For | |||||
8 | Elect Roy Vallee | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
11 | Approval of the Material Terms of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Tesla Motors, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TSLA | CUSIP 88160R101 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Elon Musk | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Jurvetson | Mgmt | For | For | For | |||||
1.3 | Elect Herbert Kohler | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Tetra Tech, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TTEK | CUSIP 88162G103 | 03/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dan Batrack | Mgmt | For | For | For | |||||
1.2 | Elect Hugh Grant | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Haden | Mgmt | For | For | For | |||||
1.4 | Elect J. Christopher Lewis | Mgmt | For | For | For | |||||
1.5 | Elect Albert Smith | Mgmt | For | For | For | |||||
1.6 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||||
1.7 | Elect Richard Truly | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Tetra Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TTI | CUSIP 88162F105 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stuart Brightman | Mgmt | For | For | For | |||||
1.2 | Elect Paul Coombs | Mgmt | For | For | For | |||||
1.3 | Elect Ralph Cunningham | Mgmt | For | For | For | |||||
1.4 | Elect Tom Delimitros | Mgmt | For | For | For | |||||
1.5 | Elect Geoffrey Hertel | Mgmt | For | For | For | |||||
1.6 | Elect Allen McInnes | Mgmt | For | For | For | |||||
1.7 | Elect Kenneth Mitchell | Mgmt | For | For | For | |||||
1.8 | Elect William Sullivan | Mgmt | For | For | For | |||||
1.9 | Elect Kenneth White, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Long Term Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
The Andersons, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANDE | CUSIP 034164103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Gerard Anderson | Mgmt | For | For | For | |||||
1.3 | Elect Catherine Kilbane | Mgmt | For | For | For | |||||
1.4 | Elect Robert King, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Ross Manire | Mgmt | For | For | For | |||||
1.6 | Elect Donald Mennel | Mgmt | For | For | For | |||||
1.7 | Elect David Nichols | Mgmt | For | For | For | |||||
1.8 | Elect John Stout, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Jacqueline Woods | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Coca-Cola Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
4 | Elect Barry Diller | Mgmt | For | For | For | |||||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||||
8 | Elect Donald Keough | Mgmt | For | For | For | |||||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||||
12 | Elect James Robinson III | Mgmt | For | For | For | |||||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||||
14 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||||
15 | Elect James Williams | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | Against | Against | |||||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHldr | Against | Against | For | |||||
The Cooper Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COO | CUSIP 216648402 | 03/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect A.Thomas Bender | Mgmt | For | For | For | |||||
2 | Elect Michael Kalkstein | Mgmt | For | For | For | |||||
3 | Elect Jody Lindell | Mgmt | For | For | For | |||||
4 | Elect Donald Press | Mgmt | For | For | For | |||||
5 | Elect Steven Rosenberg | Mgmt | For | For | For | |||||
6 | Elect Allan Rubenstein | Mgmt | For | For | For | |||||
7 | Elect Robert Weiss | Mgmt | For | For | For | |||||
8 | Elect Stanley Zinberg | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
11 | Amendment to the 2006 Directors' Plan | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Dress Barn, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DBRN | CUSIP 261570105 | 12/17/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reorganization | Mgmt | For | For | For | |||||
2.1 | Elect Elliot Jaffe | Mgmt | For | For | For | |||||
2.2 | Elect Michael Rayden | Mgmt | For | For | For | |||||
3 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Dun & Bradstreet Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNB | CUSIP 26483E100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Elect Michael Winkler | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Amendment to the Covered Employee Incentive Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
The Estèe Lauder Companies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EL | CUSIP 518439104 | 11/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Aerin Lauder | Mgmt | For | Withhold | Against | |||||
1.2 | Elect William Lauder | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Lynn Forester de Rothschild | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Richard Parsons | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Richard Zannino | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the 2002 Share Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Goldman Sachs Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GS | CUSIP 38141G104 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||||
2 | Elect John Bryan | Mgmt | For | For | For | |||||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||||
4 | Elect Claes Dahlbäck | Mgmt | For | For | For | |||||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||||
6 | Elect William George | Mgmt | For | For | For | |||||
7 | Elect James Johnson | Mgmt | For | For | For | |||||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||||
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||||
10 | Elect James Schiro | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Compensation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
The Gorman-Rupp Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GRC | CUSIP 383082104 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Gorman | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey Gorman | Mgmt | For | For | For | |||||
1.3 | Elect M. Ann Harlan | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Hoaglin | Mgmt | For | For | For | |||||
1.5 | Elect Christopher Lake | Mgmt | For | For | For | |||||
1.6 | Elect Peter Lake | Mgmt | For | For | For | |||||
1.7 | Elect Rick Taylor | Mgmt | For | For | For | |||||
1.8 | Elect W. Wayne Walston | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Hartford Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||||
4 | Elect Liam McGee | Mgmt | For | For | For | |||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||||
6 | Elect Michael Morris | Mgmt | For | For | For | |||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Hershey Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSY | CUSIP 427866108 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Pamela Arway | Mgmt | For | For | For | |||||
1.2 | Elect Robert Cavanaugh | Mgmt | For | For | For | |||||
1.3 | Elect Charles Davis | Mgmt | For | For | For | |||||
1.4 | Elect James Mead | Mgmt | For | For | For | |||||
1.5 | Elect James Nevels | Mgmt | For | For | For | |||||
1.6 | Elect Anthony Palmer | Mgmt | For | For | For | |||||
1.7 | Elect Thomas Ridge | Mgmt | For | For | For | |||||
1.8 | Elect David Shedlarz | Mgmt | For | For | For | |||||
1.9 | Elect David West | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||||
The NASDAQ OMX Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NDAQ | CUSIP 631103108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Urban Bäckström | Mgmt | For | For | For | |||||
2 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||||
3 | Elect Michael Casey | Mgmt | For | For | For | |||||
4 | Elect Börje Ekholm | Mgmt | For | For | For | |||||
5 | Elect Lon Gorman | Mgmt | For | For | For | |||||
6 | Elect Robert Greifeld | Mgmt | For | For | For | |||||
7 | Elect Glenn Hutchins | Mgmt | For | For | For | |||||
8 | Elect Birgitta Kantola | Mgmt | For | For | For | |||||
9 | Elect Essa Kazim | Mgmt | For | For | For | |||||
10 | Elect John Markese | Mgmt | For | For | For | |||||
11 | Elect Hans Nielsen | Mgmt | For | For | For | |||||
12 | Elect Thomas O'Neill | Mgmt | For | For | For | |||||
13 | Elect James Riepe | Mgmt | For | For | For | |||||
14 | Elect Michael Splinter | Mgmt | For | For | For | |||||
15 | Elect Lars Wedenborn | Mgmt | For | For | For | |||||
16 | Elect Deborah Wince-Smith | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
The PNC Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNC | CUSIP 693475105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Berndt | Mgmt | For | Against | Against | |||||
2 | Elect Charles Bunch | Mgmt | For | Against | Against | |||||
3 | Elect Paul Chellgren | Mgmt | For | Against | Against | |||||
4 | Elect Kay James | Mgmt | For | Against | Against | |||||
5 | Elect Richard Kelson | Mgmt | For | Against | Against | |||||
6 | Elect Bruce Lindsay | Mgmt | For | Against | Against | |||||
7 | Elect Anthony Massaro | Mgmt | For | Against | Against | |||||
8 | Elect Jane Pepper | Mgmt | For | Against | Against | |||||
9 | Elect James Rohr | Mgmt | For | Against | Against | |||||
10 | Elect Donald Shepard | Mgmt | For | Against | Against | |||||
11 | Elect Lorene Steffes | Mgmt | For | Against | Against | |||||
12 | Elect Dennis Strigl | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Elect George Walls, Jr. | Mgmt | For | Against | Against | |||||
15 | Elect Helge Wehmeier | Mgmt | For | Against | Against | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Procter & Gamble Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
3 | Elect Scott Cook | Mgmt | For | For | For | |||||
4 | Elect Rajat Gupta | Mgmt | For | For | For | |||||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
8 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
9 | Elect Patricia Woertz | Mgmt | For | For | For | |||||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
The Providence Service Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRSC | CUSIP 743815102 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Warren Rustand | Mgmt | For | For | For | |||||
2 | Reapproval of the Materials Terms of the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Shaw Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHAW | CUSIP 820280105 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J.M. Bernhard, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect James Barker | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Capps | Mgmt | For | For | For | |||||
1.4 | Elect Daniel Hoffler | Mgmt | For | For | For | |||||
1.5 | Elect David Hoyle | Mgmt | For | For | For | |||||
1.6 | Elect Michael Mancuso | Mgmt | For | For | For | |||||
1.7 | Elect Albert McAlister | Mgmt | For | For | For | |||||
1.8 | Elect Stephen Tritch | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||||
The St. Joe Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JOE | CUSIP 790148100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bruce Berkowitz | Mgmt | For | Against | Against | |||||
2 | Elect Charles Crist, Jr. | Mgmt | For | Against | Against | |||||
3 | Elect Hugh Durden | Mgmt | For | Against | Against | |||||
4 | Elect Thomas Fanning | Mgmt | For | Against | Against | |||||
5 | Elect Charles Fernandez | Mgmt | For | Against | Against | |||||
6 | Elect Howard Frank | Mgmt | For | Against | Against | |||||
7 | Elect Delores Kesler | Mgmt | For | Against | Against | |||||
8 | Elect Thomas Murphy, Jr. | Mgmt | For | Against | Against | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Timken Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TKR | CUSIP 887389104 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Ballbach | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Phillip Cox | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Ward Timken, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Walt Disney Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIS | CUSIP 254687106 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect John Bryson | Mgmt | For | For | For | |||||
3 | Elect John Chen | Mgmt | For | For | For | |||||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||||
5 | Elect Robert Iger | Mgmt | For | For | For | |||||
6 | Elect Steven Jobs | Mgmt | For | For | For | |||||
7 | Elect Fred Langhammer | Mgmt | For | For | For | |||||
8 | Elect Aylwin Lewis | Mgmt | For | For | For | |||||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||||
10 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
11 | Elect John Pepper, Jr. | Mgmt | For | For | For | |||||
12 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||||
13 | Elect Orin Smith | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding One Test Performance Assessment | ShrHldr | Against | Against | For | |||||
The Warnaco Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WRC | CUSIP 934390402 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Bell | Mgmt | For | For | For | |||||
2 | Elect Robert Bowman | Mgmt | For | For | For | |||||
3 | Elect Richard Goeltz | Mgmt | For | For | For | |||||
4 | Elect Joseph Gromek | Mgmt | For | For | For | |||||
5 | Elect Sheila Hopkins | Mgmt | For | For | For | |||||
6 | Elect Charles Perrin | Mgmt | For | For | For | |||||
7 | Elect Nancy Reardon | Mgmt | For | For | For | |||||
8 | Elect Donald Seeley | Mgmt | For | For | For | |||||
9 | Elect Cheryl Turpin | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Thomas & Betts Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TNB | CUSIP 884315102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Ducker | Mgmt | For | For | For | |||||
1.2 | Elect Jeananne Hauswald | Mgmt | For | For | For | |||||
1.3 | Elect Dean Jernigan | Mgmt | For | For | For | |||||
1.4 | Elect Ronald Kalich, Sr. | Mgmt | For | For | For | |||||
1.5 | Elect Kenneth Masterson | Mgmt | For | For | For | |||||
1.6 | Elect Dominic Pileggi | Mgmt | For | For | For | |||||
1.7 | Elect Jean-Paul Richard | Mgmt | For | For | For | |||||
1.8 | Elect Rufus Rivers | Mgmt | For | For | For | |||||
1.9 | Elect Kevin Roberg | Mgmt | For | For | For | |||||
1.10 | Elect David Stevens | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Thompson Creek Metals Co. Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TC | CUSIP 884768102 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Denis Arsenault | Mgmt | For | For | For | |||||
1.2 | Elect Carol Banducci | Mgmt | For | For | For | |||||
1.3 | Elect James Freer | Mgmt | For | For | For | |||||
1.4 | Elect James Geyer | Mgmt | For | For | For | |||||
1.5 | Elect Timothy Haddon | Mgmt | For | For | For | |||||
1.6 | Elect Kevin Loughrey | Mgmt | For | For | For | |||||
1.7 | Elect Thomas O'Neil | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Tianjin Capital Environmental Protection Company Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600874 | CINS Y88228112 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Annual Report | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Directors' Report and Development Plan | Mgmt | For | For | For | |||||
6 | Financial Results and Budget | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Approve 12th Five-Year Strategic Plan | Mgmt | For | For | For | |||||
10 | Independent Directors' Fees | Mgmt | For | For | For | |||||
11 | Supervisors' Report | Mgmt | For | For | For | |||||
Tianjin Capital Environmental Protection Company Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600874 | CINS Y88228112 | 12/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Approval of Acquisition | Mgmt | For | For | For | |||||
4 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
5 | Amendments to Articles | Mgmt | For | For | For | |||||
TIBCO Software Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TIBX | CUSIP 88632Q103 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Vivek Ranadive | Mgmt | For | For | For | |||||
1.2 | Elect Nanci Caldwell | Mgmt | For | For | For | |||||
1.3 | Elect Eric Dunn | Mgmt | For | For | For | |||||
1.4 | Elect Narendra Gupta | Mgmt | For | For | For | |||||
1.5 | Elect Peter Job | Mgmt | For | For | For | |||||
1.6 | Elect Philip Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Tidewater Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TDW | CUSIP 886423102 | 07/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | |||||
1.2 | Elect James Day | Mgmt | For | For | For | |||||
1.3 | Elect Richard du Moulin | Mgmt | For | For | For | |||||
1.4 | Elect Morris Foster | Mgmt | For | For | For | |||||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||||
1.6 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Netherland | Mgmt | For | For | For | |||||
1.8 | Elect Richard Pattarozzi | Mgmt | For | For | For | |||||
1.9 | Elect Nicholas Sutton | Mgmt | For | For | For | |||||
1.10 | Elect Cindy Taylor | Mgmt | For | For | For | |||||
1.11 | Elect Dean Taylor | Mgmt | For | For | For | |||||
1.12 | Elect Jack Thompson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Time Warner Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | Against | Against | |||||
2 | Elect William Barr | Mgmt | For | Against | Against | |||||
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |||||
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |||||
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |||||
6 | Elect Robert Clark | Mgmt | For | Against | Against | |||||
7 | Elect Mathias Döpfner | Mgmt | For | Against | Against | |||||
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |||||
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |||||
10 | Elect Michael Miles | Mgmt | For | Against | Against | |||||
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||||
12 | Elect Paul Wachter | Mgmt | For | Against | Against | |||||
13 | Elect Deborah Wright | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
TJX Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TJX | CUSIP 872540109 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect José Alvarez | Mgmt | For | For | For | |||||
2 | Elect Alan Bennett | Mgmt | For | For | For | |||||
3 | Elect Bernard Cammarata | Mgmt | For | For | For | |||||
4 | Elect David Ching | Mgmt | For | For | For | |||||
5 | Elect Michael Hines | Mgmt | For | For | For | |||||
6 | Elect Amy Lane | Mgmt | For | For | For | |||||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
8 | Elect John O'Brien | Mgmt | For | For | For | |||||
9 | Elect Willow Shire | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
TNS, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TNS | CUSIP 872960109 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Benton | Mgmt | For | For | For | |||||
1.2 | Elect Henry Graham, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Graham | Mgmt | For | For | For | |||||
1.4 | Elect John Sponyoe | Mgmt | For | For | For | |||||
1.5 | Elect Jay Ricks | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Wheeler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
TNT NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TNT | CINS N86672107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Elect Mary Harris | Mgmt | For | For | For | |||||
14 | Elect Wim Kok | Mgmt | For | For | For | |||||
15 | Elect T. Menssen | Mgmt | For | For | For | |||||
16 | Elect M.A.M. Boersma | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Amendments to Articles | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
24 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
TNT NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TNT | CINS N86672107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Demerger | Mgmt | For | For | For | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Toho Gas | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9533 | CINS J84850106 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Elect Kohtaroh Mizuno | Mgmt | For | For | For | |||||
4 | Elect Takashi Saeki | Mgmt | For | For | For | |||||
5 | Elect Yukio Ohari | Mgmt | For | For | For | |||||
6 | Elect Masaaki Motokawa | Mgmt | For | For | For | |||||
7 | Elect Kohichi Yasui | Mgmt | For | For | For | |||||
8 | Elect Nobushisa Matsuda | Mgmt | For | For | For | |||||
9 | Elect Yoshiharu Sagoh | Mgmt | For | For | For | |||||
10 | Elect Nobushisa Matsuda | Mgmt | For | For | For | |||||
11 | Elect Osamu Nakamura | Mgmt | For | For | For | |||||
12 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||||
13 | Elect Yasushi Kanda | Mgmt | For | Against | Against | |||||
14 | Elect Susumu Hotta | Mgmt | For | Against | Against | |||||
15 | Elect Hideo Ogasawara | Mgmt | For | Against | Against | |||||
16 | Elect Yoshihiro Yasui | Mgmt | For | For | For | |||||
17 | Elect Gyohji Kusuda | Mgmt | For | For | For | |||||
18 | Bonus | Mgmt | For | For | For | |||||
Tokio Marine Holdings Inc. (fka Millea Holdings Incorporated) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8766 | CINS J86298106 | 06/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Kunio Ishihara | Mgmt | For | For | For | |||||
4 | Elect Shuzoh Sumi | Mgmt | For | For | For | |||||
5 | Elect Hiroshi Amemiya | Mgmt | For | For | For | |||||
6 | Elect Masashi Ohba | Mgmt | For | For | For | |||||
7 | Elect Hiroshi Miyajima | Mgmt | For | For | For | |||||
8 | Elect Kunio Itoh | Mgmt | For | For | For | |||||
9 | Elect Akio Mimura | Mgmt | For | For | For | |||||
10 | Elect Toshifumi Kitazawa | Mgmt | For | For | For | |||||
11 | Elect Mikio Sasaki | Mgmt | For | For | For | |||||
12 | Elect Takaaki Tamai | Mgmt | For | For | For | |||||
13 | Elect Tsuyoshi Nagano | Mgmt | For | For | For | |||||
14 | Elect Akinari Horii | Mgmt | For | For | For | |||||
15 | Elect Toshiki Ohhashi | Mgmt | For | For | For | |||||
16 | Statutory Auditors' Fees | Mgmt | For | For | For | |||||
Tokyo Gas Co Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9531 | CINS J87000105 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | |||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | |||||
6 | Elect Toshiyuki Kanisawa | Mgmt | For | For | For | |||||
7 | Elect Tsutomuu Ohya | Mgmt | For | For | For | |||||
8 | Elect Michiaki Hirose | Mgmt | For | For | For | |||||
9 | Elect Mikio Itazawa | Mgmt | For | For | For | |||||
10 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||||
11 | Elect Katsuhiko Honda | Mgmt | For | For | For | |||||
12 | Elect Yukio Satoh | Mgmt | For | For | For | |||||
13 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||||
14 | Elect Manabu Fukumoto | Mgmt | For | For | For | |||||
Toro Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TTC | CUSIP 891092108 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Ettinger | Mgmt | For | For | For | |||||
1.2 | Elect Katherine Harless | Mgmt | For | For | For | |||||
1.3 | Elect Inge Thulin | Mgmt | For | For | For | |||||
1.4 | Elect Michael Hoffman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Total SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FP | CINS F92124100 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Elect Patricia Barbizet | Mgmt | For | Against | Against | |||||
11 | Elect Paul Desmarais, Jr. | Mgmt | For | Against | Against | |||||
12 | Elect Claude Mandil | Mgmt | For | Against | Against | |||||
13 | Elect Marie-Christine Coisne | Mgmt | For | Against | Against | |||||
14 | Elect Barbara Kux | Mgmt | For | Against | Against | |||||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Share Ownership Disclosure | ShrHldr | Against | Abstain | N/A | |||||
Toyo Suisan Kaisha Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2875 | CINS 892306101 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Tadasu Tsutsumi | Mgmt | For | For | For | |||||
3 | Elect Mutsuhiko Oda | Mgmt | For | For | For | |||||
4 | Elect Kazuo Obata | Mgmt | For | For | For | |||||
5 | Elect Senichi Teshima | Mgmt | For | For | For | |||||
6 | Elect Kohji Yoshino | Mgmt | For | For | For | |||||
7 | Elect Eiji Kondoh | Mgmt | For | For | For | |||||
8 | Elect Hiroshi Yamauchi | Mgmt | For | For | For | |||||
9 | Elect Hiroyuki Minami | Mgmt | For | For | For | |||||
10 | Elect Kenji Sugawara | Mgmt | For | For | For | |||||
11 | Elect Atsumi Shimoi | Mgmt | For | For | For | |||||
12 | Elect Masaharu Oikawa | Mgmt | For | For | For | |||||
13 | Elect Tadashi Fujitani | Mgmt | For | For | For | |||||
14 | Elect Isao Yoshimura | Mgmt | For | For | For | |||||
15 | Elect Masanari Imamura | Mgmt | For | For | For | |||||
16 | Elect Kazuo Yamamoto | Mgmt | For | For | For | |||||
17 | Elect Hisao Ichijima | Mgmt | For | For | For | |||||
18 | Elect Osamu Iizuka | Mgmt | For | For | For | |||||
19 | Elect Noritaka Sumimoto | Mgmt | For | For | For | |||||
20 | Elect Tohru Yamashita | Mgmt | For | Against | Against | |||||
21 | Elect Akira Takara | Mgmt | For | For | For | |||||
22 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
23 | Bonus | Mgmt | For | For | For | |||||
TPC Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TPCG | CUSIP 89236Y104 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Eugene Allspach | Mgmt | For | For | For | |||||
1.2 | Elect James Cacioppo | Mgmt | For | For | For | |||||
1.3 | Elect Michael Ducey | Mgmt | For | For | For | |||||
1.4 | Elect Richard Marchese | Mgmt | For | For | For | |||||
1.5 | Elect Michael McDonnell | Mgmt | For | For | For | |||||
1.6 | Elect Jeffrey Nodland | Mgmt | For | For | For | |||||
1.7 | Elect Jeffrey Strong | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Tractor Supply Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TSCO | CUSIP 892356106 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Wright | Mgmt | For | For | For | |||||
1.2 | Elect Johnston Adams | Mgmt | For | For | For | |||||
1.3 | Elect William Bass | Mgmt | For | For | For | |||||
1.4 | Elect Peter Bewley | Mgmt | For | For | For | |||||
1.5 | Elect Jack Bingleman | Mgmt | For | For | For | |||||
1.6 | Elect Richard Frost | Mgmt | For | For | For | |||||
1.7 | Elect Cynthia Jamison | Mgmt | For | For | For | |||||
1.8 | Elect George MacKenzie | Mgmt | For | For | For | |||||
1.9 | Elect Edna Morris | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Trend Micro Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4704 | CINS J9298Q104 | 03/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect CHANG Mingjang | Mgmt | For | For | For | |||||
4 | Elect Eva Chiang | Mgmt | For | For | For | |||||
5 | Elect Mahendra Negi | Mgmt | For | For | For | |||||
6 | Elect Akihiko Ohmikawa | Mgmt | For | For | For | |||||
7 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | |||||
Trimas Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRS | CUSIP 896215209 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Gabrys | Mgmt | For | For | For | |||||
1.2 | Elect Eugene Miller | Mgmt | For | For | For | |||||
2 | 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Trina Solar Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TSL | CUSIP 89628E104 | 08/06/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jifan Gao | Mgmt | For | For | For | |||||
2 | Elect Qian Zhao | Mgmt | For | For | For | |||||
3 | Elect Yeung Kwok On | Mgmt | For | For | For | |||||
4 | Amendment to the Share Incentive Plan | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
TRW Automotive Holdings Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRW | CUSIP 87264S106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Francois Castaing | Mgmt | For | For | For | |||||
1.2 | Elect Michael Gambrell | Mgmt | For | For | For | |||||
1.3 | Elect Paul O'Neill | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Tsrc Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2103 | CINS Y84690109 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Non-Compete Restrictions for Directors | Mgmt | For | For | For | |||||
7 | Amendments to Articles | Mgmt | For | For | For | |||||
8 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||||
9 | Extraordinary motions | Mgmt | For | Against | Against | |||||
TTM Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TTMI | CUSIP 87305R109 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenton Alder | Mgmt | For | For | For | |||||
1.2 | Elect Philip Franklin | Mgmt | For | For | For | |||||
1.3 | Elect Jacques Gansler | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Amendment to the 2006 Incentive Compensation Plan | Mgmt | For | For | For | |||||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
Tui Travel Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TT | CINS G9127H104 | 02/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | |||||
5 | Elect Michael Hodgkinson | Mgmt | For | Against | Against | |||||
6 | Elect Peter Long | Mgmt | For | Against | Against | |||||
7 | Elect William Waggott | Mgmt | For | Against | Against | |||||
8 | Elect Volker Böttcher | Mgmt | For | Against | Against | |||||
9 | Elect Johan Lundgren | Mgmt | For | Against | Against | |||||
10 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | |||||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | |||||
12 | Elect Clare Chapman | Mgmt | For | Against | Against | |||||
13 | Elect William Dalton | Mgmt | For | Against | Against | |||||
14 | Elect Jeremy Hicks | Mgmt | Abstain | Against | Against | |||||
15 | Elect Giles Thorley | Mgmt | Abstain | Against | Against | |||||
16 | Elect Harold Sher | Mgmt | For | Against | Against | |||||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | |||||
18 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||||
19 | Elect Horst Baier | Mgmt | For | Against | Against | |||||
20 | Appointment of Auditor | Mgmt | For | For | For | |||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
31 | Adoption of New Articles | Mgmt | For | For | For | |||||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Tui Travel Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TT | CINS G9127H104 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Magic Life Acquisition | Mgmt | For | Abstain | Against | |||||
Tullow Oil Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TLW | CINS G91235104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Tutu Agyare | Mgmt | For | Against | Against | |||||
5 | Elect David Bamford | Mgmt | For | Against | Against | |||||
6 | Elect Graham Martin | Mgmt | For | Against | Against | |||||
7 | Elect Steven McTiernan | Mgmt | For | Against | Against | |||||
8 | Elect Patrick Plunkett | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Tullow Oil Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TLW | CINS G91235104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendment to Performance Share Plan | Mgmt | For | Against | Against | |||||
Turk Hava Yollari As | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
THYAO | CINS M8926R100 | 04/08/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Turkey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Opening | Mgmt | For | TNA | N/A | |||||
3 | Minutes | Mgmt | For | TNA | N/A | |||||
4 | Reports | Mgmt | For | TNA | N/A | |||||
5 | Accounts | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Statutory Auditors' Acts | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
8 | Charitable Donations | Mgmt | For | TNA | N/A | |||||
9 | Report on Guarantees | Mgmt | For | TNA | N/A | |||||
10 | Election of Directors | Mgmt | For | TNA | N/A | |||||
11 | Election of Statutory Auditors | Mgmt | For | TNA | N/A | |||||
12 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||||
13 | Closing | Mgmt | For | TNA | N/A | |||||
UAL Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UAUA | CUSIP 902549807 | 09/17/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Amend Certificate of Incorporation | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
UEX Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UEX | CUSIP 902666106 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | For | For | |||||
2.1 | Elect Suraj Ahuja | Mgmt | For | For | For | |||||
2.2 | Elect Mark Eaton | Mgmt | For | For | For | |||||
2.3 | Elect Colin Macdonald | Mgmt | For | For | For | |||||
2.4 | Elect Emmet McGrath | Mgmt | For | For | For | |||||
2.5 | Elect Graham Thody | Mgmt | For | Withhold | Against | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Incentive Stock Option Plan Renewal | Mgmt | For | For | For | |||||
Ultralife Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ULBI | CUSIP 903899102 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Patricia Barron | Mgmt | For | For | For | |||||
1.3 | Elect James Croce | Mgmt | For | For | For | |||||
1.4 | Elect Michael Popielec | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Saeli | Mgmt | For | For | For | |||||
1.6 | Elect Robert Shaw II | Mgmt | For | For | For | |||||
1.7 | Elect Ranjit Singh | Mgmt | For | For | For | |||||
1.8 | Elect Bradford Whitmore | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ultratech, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTEK | CUSIP 904034105 | 07/20/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Arthur Zafiropoulo | Mgmt | For | For | For | |||||
1.2 | Elect Joel Gemunder | Mgmt | For | For | For | |||||
1.3 | Elect Nicholas Konidaris | Mgmt | For | For | For | |||||
1.4 | Elect Rick Timmins | Mgmt | For | For | For | |||||
1.5 | Elect Bin-ming (Benjamin) Tsai | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 1993 Stock Option/Stock Issuance Plan | Mgmt | For | For | For | |||||
Umicore NV/SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UMI | CINS B95505168 | 03/23/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Amend Article 16 | Mgmt | For | TNA | N/A | |||||
8 | Amend Article 17 | Mgmt | For | TNA | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Amend Article 18 | Mgmt | For | TNA | N/A | |||||
13 | Amend Article 19 | Mgmt | For | TNA | N/A | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Authority to Amend Articles | Mgmt | For | TNA | N/A | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Umicore NV/SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UMI | CINS B95505168 | 04/26/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
7 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||||
8 | Elect Guy Paquot | Mgmt | For | TNA | N/A | |||||
9 | Elect Uwe-Ernst Bufe | Mgmt | For | TNA | N/A | |||||
10 | Elect Arnoud de Pret Roose de Calesberg | Mgmt | For | TNA | N/A | |||||
11 | Elect Jonathan Oppenheimer | Mgmt | For | TNA | N/A | |||||
12 | Elect Ines Kolmsee | Mgmt | For | TNA | N/A | |||||
13 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
17 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Amend Article 16 | Mgmt | For | TNA | N/A | |||||
21 | Amend to Article 17 | Mgmt | For | TNA | N/A | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
25 | Amend to Article 18 | Mgmt | For | TNA | N/A | |||||
26 | Amend to Article 19 | Mgmt | For | TNA | N/A | |||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
29 | Implementation of Amendments | Mgmt | For | TNA | N/A | |||||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Umicore NV/SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UMI | CINS B95505168 | 10/06/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Approval of Terms of Merger by Absorption of Umicore Oxyde Belgium | Mgmt | For | TNA | N/A | |||||
6 | Approval of Merger by Absorption of Umicore Oxyde Belgium | Mgmt | For | TNA | N/A | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Umicore NV/SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UMI | CINS B95505168 | 10/29/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Approval of Terms of Merger by Absorption of Umicore Oxyde Belgium | Mgmt | For | TNA | N/A | |||||
6 | Approval of Merger by Absorption of Umicore Oxyde Belgium | Mgmt | For | TNA | N/A | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Unicredit S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UCG | CINS T95132105 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Federico Ghizzoni | Mgmt | For | Against | Against | |||||
5 | Directors' Fees | Mgmt | For | For | For | |||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
7 | Common Representative's Fees | Mgmt | For | For | For | |||||
8 | Amendments to Meeting Regulations | Mgmt | For | For | For | |||||
9 | Group Remuneration Policy | Mgmt | For | For | For | |||||
10 | 2011 Equity Compensation Plans | Mgmt | For | For | For | |||||
11 | 2011 Employee Stock Ownership Plan | Mgmt | For | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
UniFirst Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNF | CUSIP 904708104 | 01/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Croatti | Mgmt | For | For | For | |||||
1.2 | Elect Donald Evans | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Postek | Mgmt | For | For | For | |||||
2 | 2010 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Approval of Grant of Performance Restricted Shares to Ronald Croatti | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Unilever N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNA | CINS N8981F271 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||||
5 | Elect Paul Polman | Mgmt | For | For | For | |||||
6 | Elect Jean-Marc Huët | Mgmt | For | For | For | |||||
7 | Elect Louise Fresco | Mgmt | For | For | For | |||||
8 | Elect Ann Fudge | Mgmt | For | For | For | |||||
9 | Elect Charles Golden | Mgmt | For | For | For | |||||
10 | Elect Byron Grote | Mgmt | For | For | For | |||||
11 | Elect Hixonia Nyasulu | Mgmt | For | For | For | |||||
12 | Elect Malcolm Rifkind | Mgmt | For | For | For | |||||
13 | Elect Kees Storm | Mgmt | For | For | For | |||||
14 | Elect Michael Treschow | Mgmt | For | For | For | |||||
15 | Elect Paul Walsh | Mgmt | For | For | For | |||||
16 | Elect Sunil Bharti Mittal | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Cancel Shares | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | For | |||||
Unilever plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ULVR | CINS G92087165 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Director's Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Paul Polman | Mgmt | For | For | For | |||||
4 | Elect Jean-Marc Huët | Mgmt | For | For | For | |||||
5 | Elect Louise Fresco | Mgmt | For | For | For | |||||
6 | Elect Ann Fudge | Mgmt | For | For | For | |||||
7 | Elect Charles Golden | Mgmt | For | For | For | |||||
8 | Elect Byron Grote | Mgmt | For | For | For | |||||
9 | Elect Hixonia Nyasulu | Mgmt | For | For | For | |||||
10 | Elect Sir Malcolm Rifkind | Mgmt | For | For | For | |||||
11 | Elect Kees Storm | Mgmt | For | For | For | |||||
12 | Elect Michael Treschow | Mgmt | For | For | For | |||||
13 | Elect Paul Walsh | Mgmt | For | For | For | |||||
14 | Elect Sunil Bharti Mittal | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
22 | Amendments to Articles Regarding Borrowing Limit | Mgmt | For | For | For | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Unisys Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UIS | CUSIP 909214306 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | |||||
2 | Elect James Duderstadt | Mgmt | For | For | For | |||||
3 | Elect Henry Duques | Mgmt | For | For | For | |||||
4 | Elect Matthew Espe | Mgmt | For | For | For | |||||
5 | Elect Denise Fletcher | Mgmt | For | For | For | |||||
6 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
7 | Elect Charles McQuade | Mgmt | For | For | For | |||||
8 | Elect Paul Weaver | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Unit Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNT | CUSIP 909218109 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Michael Adcock | Mgmt | For | For | For | |||||
1.2 | Elect Steven Hildebrand | Mgmt | For | For | For | |||||
1.3 | Elect Larry Payne | Mgmt | For | For | For | |||||
1.4 | Elect G. Bailey Peyton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
United Continental Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UAL | CUSIP 910047109 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kirbyjon Caldwell | Mgmt | For | For | For | |||||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect Jane Garvey | Mgmt | For | For | For | |||||
1.5 | Elect Walter Isaacson | Mgmt | For | For | For | |||||
1.6 | Elect Henry Meyer III | Mgmt | For | For | For | |||||
1.7 | Elect Oscar Munoz | Mgmt | For | For | For | |||||
1.8 | Elect James O'Connor | Mgmt | For | For | For | |||||
1.9 | Elect Laurence Simmons | Mgmt | For | For | For | |||||
1.10 | Elect Jeffery Smisek | Mgmt | For | For | For | |||||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.12 | Elect David Vitale | Mgmt | For | For | For | |||||
1.13 | Elect John Walker | Mgmt | For | For | For | |||||
1.14 | Elect Charles Yamarone | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
United Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Louis Chênevert | Mgmt | For | For | For | |||||
2 | Elect John Faraci | Mgmt | For | For | For | |||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
7 | Elect Charles Lee | Mgmt | For | For | For | |||||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
10 | Elect Richard Myers | Mgmt | For | For | For | |||||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
12 | Elect André Villeneuve | Mgmt | For | For | For | |||||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||||
United Therapeutics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTHR | CUSIP 91307C102 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raymond Dwek | Mgmt | For | For | For | |||||
1.2 | Elect Roger Jeffs | Mgmt | For | For | For | |||||
1.3 | Elect Christopher Patusky | Mgmt | For | For | For | |||||
1.4 | Elect Tommy Thompson | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
UnitedHealth Group Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNH | CUSIP 91324P102 | 05/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Ballard, Jr. | Mgmt | For | For | For | |||||
2 | Elect Richard Burke | Mgmt | For | For | For | |||||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||||
6 | Elect Rodger Lawson | Mgmt | For | For | For | |||||
7 | Elect Douglas Leatherdale | Mgmt | For | For | For | |||||
8 | Elect Glenn Renwick | Mgmt | For | For | For | |||||
9 | Elect Kenneth Shine | Mgmt | For | For | For | |||||
10 | Elect Gail Wilensky | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | 2011 Incentive Stock Plan | Mgmt | For | For | For | |||||
14 | Amendment to the 1993 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Universal Health Realty Income Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UHT | CUSIP 91359E105 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alan Miller | Mgmt | For | For | For | |||||
1.2 | Elect Randall Stein | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Universal Insurance Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UVE | CUSIP 91359V107 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sean Downes | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Michael Pietrangelo | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Ozzie Schindler | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Reed Slogoff | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Joel Wilentz | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Uralkaliy OJSC (Uralkali) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URKA | CINS X9519W108 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Meeting Procedure | Mgmt | For | For | For | |||||
2 | Annual Report | Mgmt | For | For | For | |||||
3 | Financial Statements | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Election of Audit Commission | Mgmt | For | For | For | |||||
6 | Appointment of Auditor (Russian Accounting Standards) | Mgmt | For | For | For | |||||
7 | Appointment of Auditor (International Financial Reporting Standards) | Mgmt | For | For | For | |||||
8 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||||
9 | Amendments to Board Regulations | Mgmt | For | For | For | |||||
10 | Amendments to Directors' Fees Regulations | Mgmt | For | For | For | |||||
11 | Termination of Membership in the All Russian Association of Privatized and Private Enterprises | Mgmt | For | For | For | |||||
12 | Termination of Membership in the Association of Fertilizer Producers | Mgmt | For | For | For | |||||
13 | Termination of Membership in the Association of Producers and Exporters of Potash and Salt | Mgmt | For | For | For | |||||
14 | Related Party Transactions | Mgmt | For | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Elect Vladislav Baumgertner | Mgmt | For | Abstain | Against | |||||
17 | Elect Alexander Voloshin | Mgmt | For | For | For | |||||
18 | Elect Pavel Grachev | Mgmt | For | Abstain | Against | |||||
19 | Elect Anna Kolonchina | Mgmt | For | Abstain | Against | |||||
20 | Elect Alexander Malakh | Mgmt | For | Abstain | Against | |||||
21 | Elect Robert Margetts | Mgmt | For | For | For | |||||
22 | Elect Alexander Mosionzhik | Mgmt | For | Abstain | Against | |||||
23 | Elect Alexander Nesis | Mgmt | For | Abstain | Against | |||||
24 | Elect Paul Ostling | Mgmt | For | Abstain | Against | |||||
Uranium One Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UUU | CUSIP 91701P105 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ian Telfer | Mgmt | For | For | For | |||||
1.2 | Elect Andrew Adams | Mgmt | For | For | For | |||||
1.3 | Elect Peter Bowie | Mgmt | For | For | For | |||||
1.4 | Elect D. Jean Nortier | Mgmt | For | For | For | |||||
1.5 | Elect Christopher Sattler | Mgmt | For | For | For | |||||
1.6 | Elect Phillip Shirvington | Mgmt | For | For | For | |||||
1.7 | Elect Kenneth Williamson | Mgmt | For | For | For | |||||
1.8 | Elect Ilya Yampolskiy | Mgmt | For | For | For | |||||
1.9 | Elect Vadim Zhivov | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
URANIUM ONE INC. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UUU | CUSIP 91701P105 | 08/31/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
Uranium Participation Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
U | CUSIP 917017105 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Bennett | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Jeff Kennedy | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Garth MacRae | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Richard McCoy | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Kelvin Williams | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Urstadt Biddle Properties Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UBA | CUSIP 917286205 | 03/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kevin Bannon | Mgmt | For | For | For | |||||
1.2 | Elect Peter Herrick | Mgmt | For | For | For | |||||
1.3 | Elect Charles D. Urstadt | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Restricted Stock Award Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
US Airways Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LCC | CUSIP 90341W108 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bruce Lakefield | Mgmt | For | For | For | |||||
2 | Elect W. Douglas Parker | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | 2011 Incentive Award Plan | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
USA Mobility, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
USMO | CUSIP 90341G103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Nicholas Gallopo | Mgmt | For | For | For | |||||
1.2 | Elect Vincent Kelly | Mgmt | For | For | For | |||||
1.3 | Elect Brian O'Reilly | Mgmt | For | For | For | |||||
1.4 | Elect Matthew Oristano | Mgmt | For | For | For | |||||
1.5 | Elect Samme Thompson | Mgmt | For | For | For | |||||
1.6 | Elect Royce Yudkoff | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
USANA Health Sciences, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
USNA | CUSIP 90328M107 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Myron Wentz | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Anciaux | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Gilbert Fuller | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Ronald Poelman | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Jerry McClain | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the 2006 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
USEC Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
USU | CUSIP 90333E108 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Mellor | Mgmt | For | For | For | |||||
1.2 | Elect Michael Armacost | Mgmt | For | For | For | |||||
1.3 | Elect Joyce Brown | Mgmt | For | For | For | |||||
1.4 | Elect Sigmund Cornelius | Mgmt | For | For | For | |||||
1.5 | Elect Joseph Doyle | Mgmt | For | For | For | |||||
1.6 | Elect H. William Habermeyer | Mgmt | For | For | For | |||||
1.7 | Elect William Madia | Mgmt | For | For | For | |||||
1.8 | Elect W. Henson Moore | Mgmt | For | For | For | |||||
1.9 | Elect Walter Skowronski | Mgmt | For | For | For | |||||
1.10 | Elect M. Richard Smith | Mgmt | For | For | For | |||||
1.11 | Elect John Welch | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
VAALCO Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EGY | CUSIP 91851C201 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Gerry III | Mgmt | For | For | For | |||||
1.2 | Elect W. Russell Scheirman | Mgmt | For | For | For | |||||
1.3 | Elect Robert Allen | Mgmt | For | For | For | |||||
1.4 | Elect Frederick Brazelton | Mgmt | For | For | For | |||||
1.5 | Elect Luigi Caflisch | Mgmt | For | For | For | |||||
1.6 | Elect O. Donaldson Chapoton | Mgmt | For | For | For | |||||
1.7 | Elect John Myers, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Vale Fertilizantes SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FFTL | CINS P39589117 | 04/29/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||||
7 | Election of Directors | Mgmt | For | TNA | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Vale SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VALE5 | CUSIP 91912E204 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends and Capital Expenditure Budget | Mgmt | For | For | For | |||||
3 | Election of Directors | Mgmt | For | Against | Against | |||||
4 | Election of Supervisory Council | Mgmt | For | For | For | |||||
5 | Remuneration Policy | Mgmt | For | For | For | |||||
6 | Capitalization of Reserves | Mgmt | For | For | For | |||||
Valeant Pharmaceuticals International | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VRX | CUSIP 91911X104 | 09/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Valence Technology, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VLNC | CUSIP 918914102 | 09/02/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Carl Berg | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Kanode | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Vassilis Keramidas | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Bert Roberts, Jr | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Donn Tognazzini | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Valeo SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FR | CINS F96221126 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
5 | Ratification of the Co-option of Ulrike Steinhorst | Mgmt | For | Against | Against | |||||
6 | Elect Jacques Aschenbroich | Mgmt | For | Against | Against | |||||
7 | Elect Gérard Blanc | Mgmt | For | Against | Against | |||||
8 | Elect Pascal Colombani | Mgmt | For | Against | Against | |||||
9 | Elect Michel de Fabiani | Mgmt | For | Against | Against | |||||
10 | Elect Lord Michael Jay | Mgmt | For | Against | Against | |||||
11 | Elect Helle Kristoffersen | Mgmt | For | Against | Against | |||||
12 | Elect Georges Pauget | Mgmt | For | Against | Against | |||||
13 | Elect Thierry Moulonguet | Mgmt | For | Against | Against | |||||
14 | Severance Package (Jacques Aschenbroich) | Mgmt | For | Against | Against | |||||
15 | Related Party Transactions | Mgmt | For | For | For | |||||
16 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Amend Article 14.1 | Mgmt | For | For | For | |||||
19 | Amend Article 14.4 | Mgmt | For | For | For | |||||
20 | Amend Article 23 | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
25 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
27 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
28 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
29 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Valero Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VLO | CUSIP 91913Y100 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald Calgaard | Mgmt | For | For | For | |||||
2 | Elect Stephen Waters | Mgmt | For | For | For | |||||
3 | Elect Randall Weisenburger | Mgmt | For | For | For | |||||
4 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | 2011 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
10 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Political Contributions and Expenditure Report (2) | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
Vallourec | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VK | CINS F95922104 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Form of Dividend Payment | Mgmt | For | For | For | |||||
8 | Ratification of the Co-option of Pascale Chargrasse | Mgmt | For | For | For | |||||
9 | Elect Pascale Chargrasse | Mgmt | For | Against | Against | |||||
10 | Elect Jean-Paul Parayre | Mgmt | For | Against | Against | |||||
11 | Elect Patrick Boissier | Mgmt | For | Against | Against | |||||
12 | Elect Anne-Marie Idrac | Mgmt | For | Against | Against | |||||
13 | Elect François Henrot as Censor | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
17 | Authority to Issue Capital and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||||
19 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
20 | Authority to Increase Capital In Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
21 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
22 | Authority for Subsidiaries to Issue Securities Convertible into Company Shares | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
24 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
25 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
26 | Authority to Increase Capital for Foreign Employees | Mgmt | For | For | For | |||||
27 | Authority to Increase Capital for Foreign Employees as an Alternative to Employee Savings Plan | Mgmt | For | For | For | |||||
28 | Authority to Issue Restricted Shares Under Savings Plans | Mgmt | For | For | For | |||||
29 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
30 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
31 | Amendment Regarding Supervisory Board Member Term Length | Mgmt | For | For | For | |||||
32 | Amendment Regarding Employee Representation | Mgmt | For | For | For | |||||
33 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Valmont Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VMI | CUSIP 920253101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mogens Bay | Mgmt | For | For | For | |||||
1.2 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
ValueClick, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VCLK | CUSIP 92046N102 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Zarley | Mgmt | For | For | For | |||||
1.2 | Elect David Buzby | Mgmt | For | For | For | |||||
1.3 | Elect Martin Hart | Mgmt | For | For | For | |||||
1.4 | Elect Jeffrey Rayport | Mgmt | For | For | For | |||||
1.5 | Elect James Peters | Mgmt | For | For | For | |||||
1.6 | Elect James Crouthamel | Mgmt | For | For | For | |||||
2 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Vanda Pharmaceuticals Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VNDA | CUSIP 921659108 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Dugan | Mgmt | For | For | For | |||||
1.2 | Elect Vincent Milano | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Vedanta Resources PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VED | CINS G9328D100 | 07/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Naresh Chandra | Mgmt | For | For | For | |||||
5 | Elect Euan Macdonald | Mgmt | For | For | For | |||||
6 | Elect Aman Mehta | Mgmt | For | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Settle Convertible Bonds with Ordinary Shares | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
14 | Adoption of New Articles | Mgmt | For | For | For | |||||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | |||||
Vedanta Resources PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VED | CINS G9328D100 | 12/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Veeco Instruments Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VECO | CUSIP 922417100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Guiterrez | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Gordon Hunter | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Peter Simone | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Management Bonus Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
VeriFone Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PAY | CUSIP 92342Y109 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Alspaugh | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Bergeron | Mgmt | For | For | For | |||||
1.3 | Elect Leslie Denend | Mgmt | For | For | For | |||||
1.4 | Elect Alex Hart | Mgmt | For | For | For | |||||
1.5 | Elect Robert Henske | Mgmt | For | For | For | |||||
1.6 | Elect Richard McGinn | Mgmt | For | For | For | |||||
1.7 | Elect Eitan Raff | Mgmt | For | For | For | |||||
1.8 | Elect Charles Rinehart | Mgmt | For | For | For | |||||
1.9 | Elect Jeffrey Stiefler | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to the Bonus Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
VeriSign, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VRSN | CUSIP 92343E102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect D. James Bidzos | Mgmt | For | For | For | |||||
2 | Elect William Chenevich | Mgmt | For | For | For | |||||
3 | Elect Kathleen Cote | Mgmt | For | For | For | |||||
4 | Elect Mark McLaughlin | Mgmt | For | For | For | |||||
5 | Elect Roger Moore | Mgmt | For | For | For | |||||
6 | Elect John Roach | Mgmt | For | For | For | |||||
7 | Elect Louis Simpson | Mgmt | For | For | For | |||||
8 | Elect Timothy Tomlinson | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Verizon Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VZ | CUSIP 92343V104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Carrión | Mgmt | For | For | For | |||||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||||
3 | Elect Robert Lane | Mgmt | For | For | For | |||||
4 | Elect Lowell McAdam | Mgmt | For | For | For | |||||
5 | Elect Sandra Moose | Mgmt | For | For | For | |||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
9 | Elect Hugh Price | Mgmt | For | For | For | |||||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||||
12 | Elect John Snow | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
VF Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VFC | CUSIP 918204108 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Juan de Bedout | Mgmt | For | For | For | |||||
1.2 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||||
1.3 | Elect Eric Wiseman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Vinci | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DG | CINS F5879X108 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Elect Pascale Sourisse | Mgmt | For | Against | Against | |||||
8 | Elect Robert Castaigne | Mgmt | For | Against | Against | |||||
9 | Elect Jean-Bernard Lévy | Mgmt | For | Against | Against | |||||
10 | Elect Elisabeth Boyer | Mgmt | For | Against | Against | |||||
11 | Elect Gérard Duez | Mgmt | For | Against | Against | |||||
12 | Elect Jacques Francon | Mgmt | For | Against | Against | |||||
13 | Elect Bernhard Klemm | Mgmt | For | Against | Against | |||||
14 | Elect Bernard Chabalier | Mgmt | For | Against | Against | |||||
15 | Elect Jean-Luc Lebouil | Mgmt | For | Against | Against | |||||
16 | Elect Denis Marchal | Mgmt | For | Against | Against | |||||
17 | Elect Rolland Sabatier | Mgmt | For | Against | Against | |||||
18 | Elect Pascal Taccoen | Mgmt | For | Against | Against | |||||
19 | Elect Cosimo Lupo | Mgmt | For | Against | Against | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Related Party Transactions | Mgmt | For | For | For | |||||
22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
24 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||||
25 | Authority to Issue Convertible Bonds w/o Preemptive Rights | Mgmt | For | For | For | |||||
26 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||||
27 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
28 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||||
29 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||||
30 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | |||||
31 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
32 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Virgin Media Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VMED | CUSIP 92769L101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Chiddix | Mgmt | For | Withhold | Against | |||||
1.2 | Elect William Huff | Mgmt | For | For | For | |||||
1.3 | Elect James Mooney | Mgmt | For | For | For | |||||
1.4 | Elect John Rigsby | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Virginia Commerce Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VCBI | CUSIP 92778Q109 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Leonard Adler | Mgmt | For | For | For | |||||
1.2 | Elect Michael Anzilotti | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Burdette | Mgmt | For | For | For | |||||
1.4 | Elect Peter Converse | Mgmt | For | For | For | |||||
1.5 | Elect W. Douglas Fisher | Mgmt | For | For | For | |||||
1.6 | Elect David Guernsey | Mgmt | For | For | For | |||||
1.7 | Elect Kenneth Lehman | Mgmt | For | For | For | |||||
1.8 | Elect Norris Mitchell | Mgmt | For | For | For | |||||
1.9 | Elect Todd Stottlemyer | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
ViroPharma Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VPHM | CUSIP 928241108 | 05/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Leone | Mgmt | For | For | For | |||||
1.2 | Elect Vincent Milano | Mgmt | For | For | For | |||||
1.3 | Elect Howard Pien | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Visteon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VC | CUSIP 92839U305 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Duncan Cocroft | Mgmt | For | For | For | |||||
1.2 | Elect Philippe Guillemot | Mgmt | For | For | For | |||||
1.3 | Elect Herbert Henkel | Mgmt | For | For | For | |||||
1.4 | Elect Mark Hogan | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Jones | Mgmt | For | For | For | |||||
1.6 | Elect Karl Krapek | Mgmt | For | For | For | |||||
1.7 | Elect Timothy D. Leuliette | Mgmt | For | For | For | |||||
1.8 | Elect William Redmond, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Donald Stebbins | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
VMware, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VMW | CUSIP 928563402 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Renee James | Mgmt | For | Against | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Vodafone Group PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VOD | CINS G93882135 | 07/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect John R. H. Bond | Mgmt | For | For | For | |||||
3 | Elect John Buchanan | Mgmt | For | For | For | |||||
4 | Elect Vittorio Colao | Mgmt | For | For | For | |||||
5 | Elect Michel Combes | Mgmt | For | For | For | |||||
6 | Elect Andy Halford | Mgmt | For | For | For | |||||
7 | Elect Steve Pusey | Mgmt | For | For | For | |||||
8 | Elect Alan Jebson | Mgmt | For | For | For | |||||
9 | Elect Samuel Jonah | Mgmt | For | For | For | |||||
10 | Elect Nick Land | Mgmt | For | For | For | |||||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | |||||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||||
14 | Elect Philip Yea | Mgmt | For | For | For | |||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Adoption of New Articles | Mgmt | For | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
24 | Share Incentive Plan Renewal | Mgmt | For | For | For | |||||
voestalpine AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VOE | CINS A9101Y103 | 07/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Austria | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
7 | Amendments to Articles | Mgmt | For | For | For | |||||
Volvo AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VOLV.A | CINS 928856301 | 04/06/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
15 | Board Size | Mgmt | For | TNA | N/A | |||||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||||
18 | Nominating Committee | Mgmt | For | TNA | N/A | |||||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
20 | Shareholder Proposal Regarding Reclassification of Shares | ShrHldr | N/A | TNA | N/A | |||||
21 | Long-Term Share-Based Incentive Plan | Mgmt | For | TNA | N/A | |||||
22 | Transfer of Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
W&T Offshore, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WTI | CUSIP 92922P106 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Virginia Boulet | Mgmt | For | Withhold | Against | |||||
1.2 | Elect J. F. Freel | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Samir Gibara | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Robert Israel | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Stuart Katz | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Tracy Krohn | Mgmt | For | Withhold | Against | |||||
1.7 | Elect S. James Nelson, Jr. | Mgmt | For | Withhold | Against | |||||
1.8 | Elect B. Frank Stanley | Mgmt | For | Withhold | Against | |||||
2 | Increase of Preferred Stock | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
W.W. Grainger, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GWW | CUSIP 384802104 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brian Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Wilbur Gantz | Mgmt | For | For | For | |||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||||
1.4 | Elect William Hall | Mgmt | For | For | For | |||||
1.5 | Elect Stuart Levenick | Mgmt | For | For | For | |||||
1.6 | Elect John McCarter, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Neil Novich | Mgmt | For | For | For | |||||
1.8 | Elect Michael Roberts | Mgmt | For | For | For | |||||
1.9 | Elect Gary Rogers | Mgmt | For | For | For | |||||
1.10 | Elect James Ryan | Mgmt | For | For | For | |||||
1.11 | Elect E. Scott Santi | Mgmt | For | For | For | |||||
1.12 | Elect James Slavik | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Wal-Mart Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMT | CUSIP 931142103 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||||
2 | Elect James Breyer | Mgmt | For | For | For | |||||
3 | Elect M. Michele Burns | Mgmt | For | Against | Against | |||||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||||
7 | Elect Michael Duke | Mgmt | For | For | For | |||||
8 | Elect Gregory Penner | Mgmt | For | For | For | |||||
9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||||
11 | Elect Arne Sorenson | Mgmt | For | For | For | |||||
12 | Elect Jim Walton | Mgmt | For | For | For | |||||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
14 | Elect Christopher Williams | Mgmt | For | For | For | |||||
15 | Elect Linda Wolf | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Shareholder Proposal Regarding Adopting Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Supplier Sustainability Reports | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Climate Change Risk Report | ShrHldr | Against | Against | For | |||||
Walter Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WLT | CUSIP 93317Q105 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Howard Clark, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Jerry Kolb | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Kriegshauser | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Leonard | Mgmt | For | For | For | |||||
1.5 | Elect Bernard Rethore | Mgmt | For | For | For | |||||
1.6 | Elect Michael Tokarz | Mgmt | For | Withhold | Against | |||||
1.7 | Elect A.J. Wagner | Mgmt | For | For | For | |||||
1.8 | Elect David Beatty | Mgmt | For | For | For | |||||
1.9 | Elect Keith Calder | Mgmt | For | For | For | |||||
1.10 | Elect Graham Mascall | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Warner Chilcott Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WCRX | CUSIP G94368100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Todd Abbrecht | Mgmt | For | For | For | |||||
2 | Elect Liam FitzGerald | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Waters Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WAT | CUSIP 941848103 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joshua Bekenstein | Mgmt | For | For | For | |||||
1.2 | Elect Michael Berendt | Mgmt | For | For | For | |||||
1.3 | Elect Douglas Berthiaume | Mgmt | For | For | For | |||||
1.4 | Elect Edward Conard | Mgmt | For | For | For | |||||
1.5 | Elect Laurie Glimcher | Mgmt | For | For | For | |||||
1.6 | Elect Christopher Kuebler | Mgmt | For | For | For | |||||
1.7 | Elect William Miller | Mgmt | For | For | For | |||||
1.8 | Elect JoAnn Reed | Mgmt | For | For | For | |||||
1.9 | Elect Thomas Salice | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Watson Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WPI | CUSIP 942683103 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Fedida | Mgmt | For | For | For | |||||
2 | Elect Albert Hummel | Mgmt | For | For | For | |||||
3 | Elect Catherine Klema | Mgmt | For | For | For | |||||
4 | Elect Anthony Tabatznik | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Amendment to the 2001 Incentive Award Plan | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Watts Water Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WTS | CUSIP 942749102 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Ayers | Mgmt | For | For | For | |||||
1.2 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
1.3 | Elect Richard Cathcart | Mgmt | For | For | For | |||||
1.4 | Elect David Coghlan | Mgmt | For | For | For | |||||
1.5 | Elect Ralph Jackson, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect John McGillicuddy | Mgmt | For | For | For | |||||
1.7 | Elect Merilee Raines | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
WebMD Health Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WBMD | CUSIP 94770V102 | 10/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kevin Cameron | Mgmt | For | For | For | |||||
1.2 | Elect Wayne Gattinella | Mgmt | For | For | For | |||||
1.3 | Elect Abdool Moossa | Mgmt | For | For | For | |||||
1.4 | Elect Stanley Trotman, Jr. | Mgmt | For | For | For | |||||
2 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Websense, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WBSN | CUSIP 947684106 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Carrington | Mgmt | For | For | For | |||||
1.2 | Elect Bruce Coleman | Mgmt | For | For | For | |||||
1.3 | Elect Gene Hodges | Mgmt | For | For | For | |||||
1.4 | Elect John Schaefer | Mgmt | For | For | For | |||||
1.5 | Elect Gary Sutton | Mgmt | For | For | For | |||||
1.6 | Elect Mark St.Clare | Mgmt | For | For | For | |||||
1.7 | Elect Peter Waller | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Weichai Power Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2338 | CINS Y9531A109 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Annual Report | Mgmt | For | For | For | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Final Financial Report | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Declare Interim Dividends | Mgmt | For | For | For | |||||
10 | Connected Transaction with Beiqi Futian Motor Company Limited | Mgmt | For | Abstain | Against | |||||
11 | Connected Transaction with Shantui Engineering Machinery Company Limited | Mgmt | For | Abstain | Against | |||||
12 | Connected Transaction between Shaanxi Heavy Duty Motor Company and Chutian Engineering Machinery Company Limited | Mgmt | For | Abstain | Against | |||||
13 | Amendments to Articles | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
WellCare Health Plans, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WCG | CUSIP 94946T106 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Berg | Mgmt | For | For | For | |||||
2 | Elect Carol Burt | Mgmt | For | For | For | |||||
3 | Elect Alec Cunningham | Mgmt | For | For | For | |||||
4 | Elect David Gallitano | Mgmt | For | For | For | |||||
5 | Elect D. Robert Graham | Mgmt | For | For | For | |||||
6 | Elect Kevin Hickey | Mgmt | For | For | For | |||||
7 | Elect Christian Michalik | Mgmt | For | For | For | |||||
8 | Elect Glenn Steele, Jr. | Mgmt | For | For | For | |||||
9 | Elect William Trubeck | Mgmt | For | For | For | |||||
10 | Elect Paul Weaver | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Wells Fargo & Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFC | CUSIP 949746101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Baker II | Mgmt | For | For | For | |||||
2 | Elect John Chen | Mgmt | For | For | For | |||||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||||
4 | Elect Susan Engel | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect Donald James | Mgmt | For | For | For | |||||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
10 | Elect Philip Quigley | Mgmt | For | For | For | |||||
11 | Elect Judith Runstad | Mgmt | For | For | For | |||||
12 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
13 | Elect John Stumpf | Mgmt | For | For | For | |||||
14 | Elect Susan Swenson | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Wesfarmers Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WES | CINS Q95870103 | 11/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Re-elect Colin Carter | Mgmt | For | Against | Against | |||||
2 | Re-elect James Graham | Mgmt | For | Against | Against | |||||
3 | Re-elect Anthony (Tony) Howarth | Mgmt | For | Against | Against | |||||
4 | Elect Wayne Osborn | Mgmt | For | Against | Against | |||||
5 | Elect Vanessa Wallace | Mgmt | For | Against | Against | |||||
6 | Remuneration Report | Mgmt | For | For | For | |||||
West Pharmaceutical Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WST | CUSIP 955306105 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Donald Morel Jr. | Mgmt | For | For | For | |||||
1.2 | Elect John Weiland | Mgmt | For | For | For | |||||
1.3 | Elect Robert Young | Mgmt | For | For | For | |||||
1.4 | Elect Mark Buthman | Mgmt | For | For | For | |||||
1.5 | Elect Douglas Michels | Mgmt | For | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | 2011 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
Westar Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WR | CUSIP 95709T100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mollie Carter | Mgmt | For | For | For | |||||
1.2 | Elect Jerry Farley | Mgmt | For | For | For | |||||
1.3 | Elect Arthur Krause | Mgmt | For | For | For | |||||
1.4 | Elect William Moore | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 1996 Long Term Incentive and Share Award Plan | Mgmt | For | For | For | |||||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Western Digital Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WDC | CUSIP 958102105 | 11/11/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Behrendt | Mgmt | For | For | For | |||||
2 | Elect Kathleen Cote | Mgmt | For | For | For | |||||
3 | Elect John Coyne | Mgmt | For | For | For | |||||
4 | Elect Henry DeNero | Mgmt | For | For | For | |||||
5 | Elect William Kimsey | Mgmt | For | For | For | |||||
6 | Elect Michael Lambert | Mgmt | For | For | For | |||||
7 | Elect Len Lauer | Mgmt | For | For | For | |||||
8 | Elect Matthew Massengill | Mgmt | For | For | For | |||||
9 | Elect Roger Moore | Mgmt | For | For | For | |||||
10 | Elect Thomas Pardun | Mgmt | For | For | For | |||||
11 | Elect Arif Shakeel | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Western Lithium USA Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WLC | CUSIP 95854Q109 | 03/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | Against | Against | |||||
2.1 | Elect Jay Chmelauskas | Mgmt | For | Withhold | Against | |||||
2.2 | Elect R. Edward Flood | Mgmt | For | Withhold | Against | |||||
2.3 | Elect William Haldane | Mgmt | For | Withhold | Against | |||||
2.4 | Elect John Macken | Mgmt | For | Withhold | Against | |||||
2.5 | Elect William Sheriff | Mgmt | For | Withhold | Against | |||||
2.6 | Elect Terry Krepiakevich | Mgmt | For | Withhold | Against | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Employees' and Directors' Stock Option Plan | Mgmt | For | Against | Against | |||||
Westinghouse Air Brake Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WAB | CUSIP 929740108 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Emilio Fernandez | Mgmt | For | For | For | |||||
1.2 | Elect Lee Foster II | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Westpac Banking Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WBC | CINS Q97417101 | 12/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Re-elect Elizabeth Bryan | Mgmt | For | For | For | |||||
4 | Re-elect Peter Hawkins | Mgmt | For | For | For | |||||
5 | Re-elect Carolyn Hewson | Mgmt | For | For | For | |||||
6 | Equity Grants (MD/CEO Gail Kelly) | Mgmt | For | For | For | |||||
Westport Innovations Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WPT | CUSIP 960908309 | 07/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Beaulieu | Mgmt | For | For | For | |||||
1.2 | Elect Warren Baker | Mgmt | For | For | For | |||||
1.3 | Elect M.A. (Jill) Bodkin | Mgmt | For | For | For | |||||
1.4 | Elect David Demers | Mgmt | For | For | For | |||||
1.5 | Elect Dezsö Horváth | Mgmt | For | For | For | |||||
1.6 | Elect Sarah Liao Sau Tung | Mgmt | For | For | For | |||||
1.7 | Elect Albert Maringer | Mgmt | For | For | For | |||||
1.8 | Elect Gottfried Muench | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Westport Omnibus Plan | Mgmt | For | For | For | |||||
Wheelock and Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0020 | CINS Y9553V106 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect CHANG Bei Ming | Mgmt | For | Against | Against | |||||
6 | Elect Herald LAU Ling Fai | Mgmt | For | Against | Against | |||||
7 | Elect Ricky WONG Kwong Yiu | Mgmt | For | Against | Against | |||||
8 | Elect Glenn S. YEE | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
13 | Adoption of Share Option Scheme of the Company | Mgmt | For | For | For | |||||
14 | Adoption of Share Option Scheme of The Wharf (Holdings) Limited | Mgmt | For | For | For | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Whirlpool Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WHR | CUSIP 963320106 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Samuel Allen | Mgmt | For | For | For | |||||
2 | Elect Jeff Fettig | Mgmt | For | For | For | |||||
3 | Elect Michael Johnston | Mgmt | For | For | For | |||||
4 | Elect William Kerr | Mgmt | For | For | For | |||||
5 | Elect John Liu | Mgmt | For | For | For | |||||
6 | Elect Miles Marsh | Mgmt | For | For | For | |||||
7 | Elect William Perez | Mgmt | For | For | For | |||||
8 | Elect Michael White | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
Williams-Sonoma, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WSM | CUSIP 969904101 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Laura Alber | Mgmt | For | For | For | |||||
1.2 | Elect Adrian Bellamy | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Connolly | Mgmt | For | For | For | |||||
1.4 | Elect Adrian Dillon | Mgmt | For | For | For | |||||
1.5 | Elect Sir Anthony Greener | Mgmt | For | For | For | |||||
1.6 | Elect Ted Hall | Mgmt | For | For | For | |||||
1.7 | Elect Michael Lynch | Mgmt | For | For | For | |||||
1.8 | Elect Sharon McCollam | Mgmt | For | For | For | |||||
2 | Reincorporation from California to Delaware | Mgmt | For | For | For | |||||
3 | Amendment to the 2001 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Wilmar International Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F34 | CINS Y9586L109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Fees | Mgmt | For | For | For | |||||
4 | Elect Martua Sitorus | Mgmt | For | Against | Against | |||||
5 | Elect CHUA Phuay Hee | Mgmt | For | Against | Against | |||||
6 | Elect TEO Kim Yong | Mgmt | For | Against | Against | |||||
7 | Elect KWAH Thiam Hock | Mgmt | For | Against | Against | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||
9 | Related Party Transactions | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Authority to Grant Options and Issue Shares under the Wilmar Executives Share Option Scheme 2009 | Mgmt | For | Against | Against | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Wilmar International Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F34 | CINS Y9586L109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Wm Morrison Supermarkets plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRW | CINS G62748119 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Sir Ian Gibson | Mgmt | For | For | For | |||||
5 | Elect Dalton Philips | Mgmt | For | For | For | |||||
6 | Elect Richard Pennycook | Mgmt | For | For | For | |||||
7 | Elect Philip Cox | Mgmt | For | For | For | |||||
8 | Elect Penny Hughes | Mgmt | For | For | For | |||||
9 | Elect Nigel Robertson | Mgmt | For | For | For | |||||
10 | Elect Johanna Waterous | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Wolseley plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WOS | CINS G9736L108 | 01/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Jersey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect John Martin | Mgmt | For | Against | Against | |||||
4 | Elect Ian Meakins | Mgmt | For | Against | Against | |||||
5 | Elect Frank Roach | Mgmt | For | Against | Against | |||||
6 | Elect Gareth Davis | Mgmt | For | Against | Against | |||||
7 | Elect Andrew Duff | Mgmt | For | Against | Against | |||||
8 | Elect Nigel Stein | Mgmt | For | Against | Against | |||||
9 | Elect Michael Wareing | Mgmt | For | Against | Against | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
12 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
WOLSELEY PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WOS | CINS G97278116 | 11/02/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Court | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Reincorporation | Mgmt | For | For | For | |||||
WOLSELEY PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WOS | CINS G97278116 | 11/02/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reincorporation | Mgmt | For | For | For | |||||
2 | Cancellation of Share Premium Account | Mgmt | For | For | For | |||||
3 | Delisting | Mgmt | For | For | For | |||||
4 | Long-Term Incentive Scheme 2010 | Mgmt | For | For | For | |||||
5 | Share Option Plan 2010 | Mgmt | For | For | For | |||||
6 | Restricted Share Plan 2010 | Mgmt | For | For | For | |||||
7 | UK SAYE 2010 | Mgmt | For | For | For | |||||
8 | Employee Share Purchase Plan 2010 | Mgmt | For | For | For | |||||
9 | European Sharesave Plan 2010 | Mgmt | For | For | For | |||||
10 | Amendment to the ESPP/WESP | Mgmt | For | For | For | |||||
11 | Amendment to the Share Option Plan 2003 | Mgmt | For | For | For | |||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Woongjin Energy Corp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
103130 | CINS Y9692L100 | 03/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | Abstain | Against | |||||
3 | Stock Option Grant | Mgmt | For | For | For | |||||
4 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||||
5 | Directors' Fees | Mgmt | For | For | For | |||||
6 | Corporate Auditor's Fees | Mgmt | For | For | For | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
World Acceptance Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WRLD | CUSIP 981419104 | 08/04/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect A. Alexander McLean, III | Mgmt | For | For | For | |||||
1.2 | Elect James Gilreath | Mgmt | For | For | For | |||||
1.3 | Elect William Hummers III | Mgmt | For | For | For | |||||
1.4 | Elect Charles Way | Mgmt | For | For | For | |||||
1.5 | Elect Ken Bramlett, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Mark Roland | Mgmt | For | For | For | |||||
1.7 | Elect Darrell Whitaker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
World Fuel Services Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INT | CUSIP 981475106 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Stebbins | Mgmt | For | For | For | |||||
1.2 | Elect Michael Kasbar | Mgmt | For | For | For | |||||
1.3 | Elect Ken Bakshi | Mgmt | For | For | For | |||||
1.4 | Elect Richard Kassar | Mgmt | For | For | For | |||||
1.5 | Elect Myles Klein | Mgmt | For | For | For | |||||
1.6 | Elect John Manley | Mgmt | For | For | For | |||||
1.7 | Elect J. Thomas Presby | Mgmt | For | For | For | |||||
1.8 | Elect Stephen Roddenberry | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
WPP Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WPP | CINS G9787K108 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Jersey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Advisory Vote on Corporate Responsibility Report | Mgmt | For | For | For | |||||
4 | Amendment to Articles Regarding Annual Reelection of Directors | Mgmt | For | For | For | |||||
5 | Elect Ruigang Li | Mgmt | For | For | For | |||||
6 | Elect Sol Trujillo | Mgmt | For | For | For | |||||
7 | Elect Colin Day | Mgmt | For | For | For | |||||
8 | Elect Esther Dyson | Mgmt | For | For | For | |||||
9 | Elect Orit Gadiesh | Mgmt | For | For | For | |||||
10 | Elect Philip Lader | Mgmt | For | For | For | |||||
11 | Elect Stanley Morten | Mgmt | For | For | For | |||||
12 | Elect Koichiro Naganuma | Mgmt | For | Against | Against | |||||
13 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
14 | Elect John Quelch | Mgmt | For | For | For | |||||
15 | Elect Mark Read | Mgmt | For | For | For | |||||
16 | Elect Paul Richardson | Mgmt | For | For | For | |||||
17 | Elect Jeffrey Rosen | Mgmt | For | For | For | |||||
18 | Elect Timothy Shriver | Mgmt | For | For | For | |||||
19 | Elect Sir Martin Sorrell | Mgmt | For | For | For | |||||
20 | Elect Paul Spencer | Mgmt | For | For | For | |||||
21 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
23 | Directors' Fees | Mgmt | For | For | For | |||||
24 | Scrip Dividend | Mgmt | For | For | For | |||||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
WPP PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WPP | CINS G9787K108 | 11/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Jersey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Defer 2004 Leadership Equity Acquisition Plan (LEAP) Awards (UK Portion) | Mgmt | For | For | For | |||||
2 | Authority to Defer 2004 LEAP Awards (US Portion) | Mgmt | For | For | For | |||||
3 | Authority to Defer 2004 LEAP Awards (UK Portion) | Mgmt | For | For | For | |||||
4 | Authority to Defer 2004 LEAP Awards | Mgmt | For | For | For | |||||
5 | Authority to Defer 2004 LEAP III Awards | Mgmt | For | For | For | |||||
6 | Authority to Defer Deferred Stock Unit Awards | Mgmt | For | For | For | |||||
Xilinx, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XLNX | CUSIP 983919101 | 08/11/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philip Gianos | Mgmt | For | For | For | |||||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | |||||
3 | Elect John Doyle | Mgmt | For | For | For | |||||
4 | Elect Jerald Fishman | Mgmt | For | For | For | |||||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | |||||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | |||||
7 | Elect Albert Pimentel | Mgmt | For | For | For | |||||
8 | Elect Marshall Turner | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | |||||
10 | Amendment to the Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Xinjiang Goldwind Science & Technology Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2208 | CINS Y97237112 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Report on Use of Proceeds from Previous Fund Raising Activities | Mgmt | For | For | For | |||||
8 | Change in Use of Proceeds from Issuance of Shares | Mgmt | For | For | For | |||||
9 | Annual Report | Mgmt | For | For | For | |||||
10 | Application for Credit Facilities | Mgmt | For | Against | Against | |||||
11 | Provision of Guarantee | Mgmt | For | Against | Against | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Aggregate Principal Amount | Mgmt | For | For | For | |||||
14 | Maturity | Mgmt | For | For | For | |||||
15 | Interest Rate | Mgmt | For | For | For | |||||
16 | Use of proceeds | Mgmt | For | For | For | |||||
17 | Authorisation | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Application for Credit Facility to Three Gorges Finance Company Limited | Mgmt | For | Against | Against | |||||
20 | Application for Credit Facility | Mgmt | For | Against | Against | |||||
21 | Directors' Fees | Mgmt | For | For | For | |||||
22 | Amendments to Articles | Mgmt | For | For | For | |||||
23 | Rules for External Investment Management | Mgmt | For | For | For | |||||
24 | Elect Kelvin WONG | Mgmt | For | Against | Against | |||||
Xinjiang Tianye Water Saving Irrigation Co. Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0840 | CINS Y97243102 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Replacement of Auditor | Mgmt | For | For | For | |||||
Xinjiang Tianye Water Saving Irrigation Co. Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0840 | CINS Y97243102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Director's Report | Mgmt | For | For | For | |||||
5 | Supervisor's Report | Mgmt | For | For | For | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Authority to Appropriate Statutory Reserve Fund | Mgmt | For | Against | Against | |||||
8 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Amendments to Business Scope | Mgmt | For | For | For | |||||
12 | Amendments to Shareholding Structure | Mgmt | For | For | For | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Xstrata Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XTA | CINS G9826T102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Mick Davis | Mgmt | For | Against | Against | |||||
5 | Elect Con Fauconnier | Mgmt | For | Against | Against | |||||
6 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | |||||
7 | Elect Peter Hooley | Mgmt | For | Against | Against | |||||
8 | Elect Claude Lamoureux | Mgmt | For | Against | Against | |||||
9 | Elect Trevor Reid | Mgmt | For | Against | Against | |||||
10 | Elect Sir Steve Robson | Mgmt | For | Against | Against | |||||
11 | Elect David Rough | Mgmt | For | Against | Against | |||||
12 | Elect Ian Strachan | Mgmt | For | Against | Against | |||||
13 | Elect Santiago Zaldumbide | Mgmt | For | Against | Against | |||||
14 | Elect John Bond | Mgmt | For | Against | Against | |||||
15 | Elect Aristotelis Mistakidis | Mgmt | For | Against | Against | |||||
16 | Elect Tor Peterson | Mgmt | For | Against | Against | |||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | Against | Against | |||||
Xyratex Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XRTX | CUSIP G98268108 | 03/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steve Sanghi | Mgmt | For | For | For | |||||
1.2 | Elect Richard Pearce | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Yanzhou Coal Mining Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1171 | CINS Y97417102 | 02/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Replacement of Auditor | Mgmt | For | For | For | |||||
4 | Amendments to Articles | Mgmt | For | For | For | |||||
5 | Amendments to Procedural Rules of Shareholders' General Meeting | Mgmt | For | For | For | |||||
6 | Amendments to Procedural Rules of Board of Directors | Mgmt | For | For | For | |||||
Yanzhou Coal Mining Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1171 | CINS Y97417102 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Directors' Report | Mgmt | For | For | For | |||||
5 | Supervisors' Report | Mgmt | For | For | For | |||||
6 | Financial Statements | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Elect LI Weimin | Mgmt | For | Against | Against | |||||
9 | Elect WANG Xin | Mgmt | For | Against | Against | |||||
10 | Elect ZHANG Yingmin | Mgmt | For | Against | Against | |||||
11 | Elect SHI Xuerang | Mgmt | For | Against | Against | |||||
12 | Elect WU Yuxiang | Mgmt | For | Against | Against | |||||
13 | Elect ZHANG Baocai | Mgmt | For | Against | Against | |||||
14 | Elect WANG Xianzheng | Mgmt | For | Against | Against | |||||
15 | Elect CHENG Faguang | Mgmt | For | Against | Against | |||||
16 | Elect WANG Xiaojun | Mgmt | For | Against | Against | |||||
17 | Elect XUE Youzhi | Mgmt | For | Against | Against | |||||
18 | Elect SONG Guo | Mgmt | For | Against | Against | |||||
19 | Elect ZHOU Shoucheng | Mgmt | For | Against | Against | |||||
20 | Elect ZHANG Shengdong | Mgmt | For | Against | Against | |||||
21 | Elect ZHEN Ailan | Mgmt | For | Against | Against | |||||
22 | Fees of Directors and Supervisors | Mgmt | For | For | For | |||||
23 | Liability Insurance | Mgmt | For | Against | Against | |||||
24 | Bidding for Mining Rights | Mgmt | For | For | For | |||||
25 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
26 | Financing Activities | Mgmt | For | For | For | |||||
27 | Amendments to Rules and Articles | Mgmt | For | For | For | |||||
28 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
29 | Authority to Repurchase H Shares | Mgmt | For | For | For | |||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Yanzhou Coal Mining Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1171 | CINS Y97417102 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Other | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Authority to Repurchase H Shares | Mgmt | For | For | For | |||||
Yara International ASA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
YAR | CINS R9900C106 | 05/10/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Norway | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Election of Presiding Chairman and Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||||
4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
8 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||||
9 | Nomination Committee; Amendments to Articles | Mgmt | For | TNA | N/A | |||||
10 | Amendments to Articles Regarding Electronic Communication | Mgmt | For | TNA | N/A | |||||
11 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||||
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
Yingli Green Energy Holding Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
YGE | CUSIP 98584B103 | 08/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Iain Bruce | Mgmt | For | Against | Against | |||||
3 | Elect Chi Ping Martin Lau | Mgmt | For | Against | Against | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
Yokogawa Electric Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6841 | CINS J97272124 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | |||||
3 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||||
4 | Elect Hitoshi Nara | Mgmt | For | For | For | |||||
5 | Elect Satoru Kurosu | Mgmt | For | For | For | |||||
6 | Elect Takashi Nishijima | Mgmt | For | For | For | |||||
7 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | |||||
8 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||||
9 | Elect Mitsuto Urano | Mgmt | For | For | For | |||||
10 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||||
Young Innovations, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
YDNT | CUSIP 987520103 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Richmond | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Alfred E. Brennan | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Brian Bremer | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Patrick Ferrillo, Jr. | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Richard Bliss | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Zix Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZIXI | CUSIP 98974P100 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Hausmann | Mgmt | For | For | For | |||||
1.2 | Elect James Marston | Mgmt | For | For | For | |||||
1.3 | Elect Maribess Miller | Mgmt | For | For | For | |||||
1.4 | Elect Antonio Sanchez III | Mgmt | For | For | For | |||||
1.5 | Elect Richard Spurr | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Reincorporation from the State of Texas to the State of Delaware | Mgmt | For | For | For | |||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Global Equity Fund | ||||||||
Date of fiscal year end: | 12/31/2010 | ||||||||
Accenture PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACN | CUSIP G1151C101 | 02/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Charles Giancarlo | Mgmt | For | For | For | ||||
3 | Elect Dennis Hightower | Mgmt | For | For | For | ||||
4 | Elect Blythe McGarvie | Mgmt | For | For | For | ||||
5 | Elect Mark Moody-Stuart | Mgmt | For | For | For | ||||
6 | Elect Pierre Nanterme | Mgmt | For | For | For | ||||
7 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
10 | Authorization to Hold the 2012 Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mark Bertolini | Mgmt | For | For | For | ||||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | ||||
3 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
4 | Elect Molly Coye | Mgmt | For | For | For | ||||
5 | Elect Roger Farah | Mgmt | For | For | For | ||||
6 | Elect Barbara Franklin | Mgmt | For | For | For | ||||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | ||||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | ||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph Cunningham | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Russel Girling | Mgmt | For | For | For | ||||
1.3 | Elect Susan Henry | Mgmt | For | For | For | ||||
1.4 | Elect Russell Horner | Mgmt | For | For | For | ||||
1.5 | Elect David Lesar | Mgmt | For | For | For | ||||
1.6 | Elect John Lowe | Mgmt | For | For | For | ||||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | ||||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | ||||
1.9 | Elect Frank Proto | Mgmt | For | For | For | ||||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
Alimentation Couche-Tard Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATD | CUSIP 01626P403 | 08/31/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors (Slate) | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Allied World Assurance Company Holdings, Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWH | CUSIP H01531104 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mark Patterson | Mgmt | For | For | For | ||||
2 | Elect Samuel Weinhoff | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Approval of Loss Carry Forward for the Year Ended December 31, 2010 | Mgmt | For | For | For | ||||
7 | Approval of Dividend in the Form of a Par Value Reduction | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Statuatory Auditor | Mgmt | For | For | For | ||||
10 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
Allied World Assurance Company Holdings, Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWH | CUSIP G0219G203 | 11/18/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reincorporation | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Andritz AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANDR | CINS A11123105 | 03/29/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Presentation of Accounts and Reports | Mgmt | For | TNA | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
4 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
6 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
7 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
8 | Elect Klaus Ritter | Mgmt | For | TNA | N/A | ||||
9 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
10 | Authority to Issue Repurchased Shares | Mgmt | For | TNA | N/A | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Ashland Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASH | CUSIP 044209104 | 01/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kathleen Ligocki | Mgmt | For | For | For | ||||
2 | Elect James O'Brien | Mgmt | For | For | For | ||||
3 | Elect Barry Perry | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | 2011 Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4503 | CINS J03393105 | 06/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yasuo Ishii | Mgmt | For | For | For | ||||
5 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
6 | Elect Shiroh Yasutake | Mgmt | For | For | For | ||||
7 | Elect Yasuyuki Takai | Mgmt | For | For | For | ||||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||||
9 | Elect Naoki Aikawa | Mgmt | For | For | For | ||||
10 | Elect Shigeo Aoyagi | Mgmt | For | Against | Against | ||||
11 | Elect Seigoh Kashii | Mgmt | For | Against | Against | ||||
12 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
13 | Bonus | Mgmt | For | For | For | ||||
14 | Stock Option Plan | Mgmt | For | Against | Against | ||||
Astrazeneca plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AZN | CINS G0593M107 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
5 | Elect Louis Schweitzer | Mgmt | For | For | For | ||||
6 | Elect David Brennan | Mgmt | For | For | For | ||||
7 | Elect Simon Lowth | Mgmt | For | For | For | ||||
8 | Elect D. Bruce Burlington | Mgmt | For | For | For | ||||
9 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | ||||
10 | Elect Michele Hooper | Mgmt | For | For | For | ||||
11 | Elect Rudy Markham | Mgmt | For | For | For | ||||
12 | Elect Nancy Rothwell | Mgmt | For | For | For | ||||
13 | Elect Shriti Vadera | Mgmt | For | For | For | ||||
14 | Elect John Varley | Mgmt | For | For | For | ||||
15 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | ||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Asustek Computer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2357 | CINS Y04327105 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | ||||
8 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
9 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | ||||
10 | Elect SHIH Tsung-Tang | Mgmt | For | Against | Against | ||||
11 | Elect TSENG Chiang-Sheng | Mgmt | For | Against | Against | ||||
12 | Elect SHEN Cheng-Lai | Mgmt | For | Against | Against | ||||
13 | Elect HUNG Hung-Chang | Mgmt | For | Against | Against | ||||
14 | Elect CHEN Yen-Cheng | Mgmt | For | Against | Against | ||||
15 | Elect HSU Hsien-Yuen | Mgmt | For | Against | Against | ||||
16 | Elect HSIEH Min-Chieh | Mgmt | For | Against | Against | ||||
17 | Elect YANG Tze-Kaing (Supervisor) | Mgmt | For | Against | Against | ||||
18 | Elect CHENG Chung-Jen (Supervisor) | Mgmt | For | Against | Against | ||||
19 | Elect YANG Long-Hui (Supervisor) | Mgmt | For | Against | Against | ||||
20 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
21 | Extraordinary Motions | Mgmt | For | Against | Against | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Autoliv, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALV | CUSIP 052800109 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Carlson | Mgmt | For | For | For | ||||
1.2 | Elect Lars Nyberg | Mgmt | For | For | For | ||||
1.3 | Elect James Ringler | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Aveng Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEG | CINS S0805F129 | 10/22/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | South Africa | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Elect Roger Jardine | Mgmt | For | Against | Against | ||||
4 | Elect Juba Mashaba | Mgmt | For | Against | Against | ||||
5 | Elect Myles Ruck | Mgmt | For | Against | Against | ||||
6 | Elect Peter Ward | Mgmt | For | Against | Against | ||||
7 | Elect May Hermanus | Mgmt | For | Against | Against | ||||
8 | Elect Keith Rumble | Mgmt | For | Against | Against | ||||
9 | Elect Kobus Verster | Mgmt | For | Against | Against | ||||
10 | Increase Non-Executive Directors' Fees | Mgmt | For | For | For | ||||
11 | Approval of Remuneration Policy | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Aveng Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEG | CINS S0805F129 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | South Africa | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approve Financial Assistance | Mgmt | For | For | For | ||||
2 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||||
Avis Budget Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAR | CUSIP 053774105 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ronald Nelson | Mgmt | For | For | For | ||||
2 | Elect Mary Choksi | Mgmt | For | For | For | ||||
3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | ||||
4 | Elect Martin Edelman | Mgmt | For | Against | Against | ||||
5 | Elect John Hardy, Jr. | Mgmt | For | For | For | ||||
6 | Elect Lynn Krominga | Mgmt | For | For | For | ||||
7 | Elect Eduardo Mestre | Mgmt | For | For | For | ||||
8 | Elect F. Robert Salerno | Mgmt | For | For | For | ||||
9 | Elect Stender Sweeney | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
AXA S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXA | CINS F06106102 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Jean-Martin Folz | Mgmt | For | For | For | ||||
9 | Elect Giuseppe Mussari | Mgmt | For | For | For | ||||
10 | Elect Marcus Schenck | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities Through Private Placements; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
16 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | ||||
17 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
18 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
19 | Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
20 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by a Subsidiary | Mgmt | For | For | For | ||||
21 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
23 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | ||||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
28 | Amend Article 23 | Mgmt | For | For | For | ||||
29 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Banco Santander (Brasil) SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SANB11 | CINS P1505Z160 | 01/28/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Replace Chairman with Vice Chairman | Mgmt | For | TNA | N/A | ||||
4 | Replace Vice Chairman with Chairman | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board Composition | Mgmt | For | TNA | N/A | ||||
Banco Santander (Brasil) SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SANB11 | CINS P1505Z160 | 04/26/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Election of Directors | Mgmt | For | TNA | N/A | ||||
7 | Remuneration Policy; Audit Committee Fees | Mgmt | For | TNA | N/A | ||||
Banco Santander (Brasil) SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SANB11 | CINS P1505Z160 | 04/26/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendment to Dividend Distribution Period | Mgmt | For | TNA | N/A | ||||
BANK OF CHINA LIMITED | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
3988 | CINS Y0698A107 | 08/20/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Other | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Type and Nominal Value | Mgmt | For | For | For | ||||
3 | Proportion and Number of Rights Issue | Mgmt | For | For | For | ||||
4 | Subscription Price | Mgmt | For | For | For | ||||
5 | Target Subscribers | Mgmt | For | For | For | ||||
6 | Use of Proceeds | Mgmt | For | For | For | ||||
7 | Effective Period | Mgmt | For | For | For | ||||
8 | Authorization | Mgmt | For | For | For | ||||
BANK OF CHINA LIMITED | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
3988 | CINS Y0698A107 | 08/20/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Type and Nominal Value | Mgmt | For | For | For | ||||
3 | Proportion and Number of Rights Issue | Mgmt | For | For | For | ||||
4 | Subscription Price | Mgmt | For | For | For | ||||
5 | Target Subscribers | Mgmt | For | For | For | ||||
6 | Use of Proceeds | Mgmt | For | For | For | ||||
7 | Effective Period | Mgmt | For | For | For | ||||
8 | Authorization | Mgmt | For | For | For | ||||
9 | Distribution of Undistributed Profits | Mgmt | For | For | For | ||||
10 | Feasibility Analysis Report on Use of Proceeds | Mgmt | For | For | For | ||||
11 | Use of Proceeds from Previous Issuance | Mgmt | For | For | For | ||||
12 | Elect HONG Zhihua | Mgmt | For | Against | Against | ||||
13 | Elect HUANG Haibo | Mgmt | For | Against | Against | ||||
14 | Elect CAI Haoyi | Mgmt | For | Against | Against | ||||
15 | Elect SUN Zhijun | Mgmt | For | Against | Against | ||||
16 | Elect LIU Lina | Mgmt | For | Against | Against | ||||
17 | Elect JIANG Yansong | Mgmt | For | Against | Against | ||||
18 | Elect Paul CHOW Man Yiu | Mgmt | For | Against | Against | ||||
19 | Directors' Fees | Mgmt | For | For | For | ||||
Barclays plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BARC | CINS G08036124 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Alison Carnwath | Mgmt | For | For | For | ||||
4 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
5 | Elect Marcus Agius | Mgmt | For | For | For | ||||
6 | Elect David Booth | Mgmt | For | For | For | ||||
7 | Elect Sir Richard Broadbent | Mgmt | For | For | For | ||||
8 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
9 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | ||||
10 | Elect Simon Fraser | Mgmt | For | For | For | ||||
11 | Elect Reuben Jeffrey III | Mgmt | For | For | For | ||||
12 | Elect Sir Andrew Likierman | Mgmt | For | For | For | ||||
13 | Elect Christopher Lucas | Mgmt | For | For | For | ||||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
15 | Elect Sir John Sunderland | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Long Term Incentive Plan | Mgmt | For | For | For | ||||
24 | Amendment to the Barclays Group Share Value Plan | Mgmt | For | For | For | ||||
Basf SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAS | CINS D06216317 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Elect Anke Schäferkordt | Mgmt | For | For | For | ||||
10 | Supervisory Board Fees | Mgmt | For | For | For | ||||
11 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | ||||
12 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | ||||
BHP Billiton Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BHP | CINS Q1498M100 | 11/16/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
2 | Re-elect John Buchanan (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | Against | Against | ||||
3 | Re-elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | Against | Against | ||||
4 | Re-elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | Against | Against | ||||
5 | Re-elect John Schubert (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | Against | Against | ||||
6 | Re-elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | Against | Against | ||||
7 | Elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | Against | Against | ||||
8 | Elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | ||||
13 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | ||||
16 | Adoption of New Constitution (BHP Billiton Limited) | Mgmt | For | For | For | ||||
17 | Adoption of New Articles (BHP Billiton plc) | Mgmt | For | For | For | ||||
BNP Paribas | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BNP | CINS F1058Q238 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Elect Jean-François Lepetit | Mgmt | For | Against | Against | ||||
10 | Elect Hélène Ploix | Mgmt | For | Against | Against | ||||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | ||||
12 | Elect Daniela Weber-Rey | Mgmt | For | Against | Against | ||||
13 | Elect Fields Wicker-Miurin | Mgmt | For | Against | Against | ||||
14 | Merger by Absorption of Banque de Bretagne | Mgmt | For | For | For | ||||
15 | Merger by Absorption of BNP Paribas International BV | Mgmt | For | For | For | ||||
16 | Merger by Absorption of Cerenicim | Mgmt | For | For | For | ||||
17 | Merger by Absorption of SAS Noria | Mgmt | For | For | For | ||||
18 | Authority to Issue Restricted Stock | Mgmt | For | For | For | ||||
19 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Canadian National Railway Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNR | CUSIP 136375102 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Armellino | Mgmt | For | For | For | ||||
1.2 | Elect A. Charles Baillie | Mgmt | For | For | For | ||||
1.3 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Donald Carty | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Gordon Giffin | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Edith Holiday | Mgmt | For | Withhold | Against | ||||
1.7 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||||
1.8 | Elect Denis Losier | Mgmt | For | For | For | ||||
1.9 | Elect Edward Lumley | Mgmt | For | For | For | ||||
1.10 | Elect David McLean | Mgmt | For | For | For | ||||
1.11 | Elect Claude Mongeau | Mgmt | For | For | For | ||||
1.12 | Elect James O'Connor | Mgmt | For | For | For | ||||
1.13 | Elect Robert Pace | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Capital One Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COF | CUSIP 14040H105 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Patrick Gross | Mgmt | For | Against | Against | ||||
2 | Elect Ann Hackett | Mgmt | For | For | For | ||||
3 | Elect Pierre Leroy | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Cathay Pacific Airways Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
293 | CINS Y11757104 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect James W. J. Hughes-Hallet | Mgmt | For | Against | Against | ||||
4 | Elect John Slosar | Mgmt | For | Against | Against | ||||
5 | Elect William E. J. Barrington | Mgmt | For | Against | Against | ||||
6 | Elect Ivan CHU Kwok Leung | Mgmt | For | Against | Against | ||||
7 | Elect Merlin Swire | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
CF Industries Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CF | CUSIP 125269100 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Wilson | Mgmt | For | For | For | ||||
1.2 | Elect Wallace Creek | Mgmt | For | For | For | ||||
1.3 | Elect William Davisson | Mgmt | For | For | For | ||||
1.4 | Elect Robert Kuhbach | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Chevron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVX | CUSIP 166764100 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Linnet Deily | Mgmt | For | For | For | ||||
2 | Elect Robert Denham | Mgmt | For | For | For | ||||
3 | Elect Robert Eaton | Mgmt | For | For | For | ||||
4 | Elect Chuck Hagel | Mgmt | For | For | For | ||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
6 | Elect George Kirkland | Mgmt | For | For | For | ||||
7 | Elect Donald Rice | Mgmt | For | For | For | ||||
8 | Elect Kevin Sharer | Mgmt | For | For | For | ||||
9 | Elect Charles Shoemate | Mgmt | For | For | For | ||||
10 | Elect John Stumpf | Mgmt | For | For | For | ||||
11 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
12 | Elect Carl Ware | Mgmt | For | For | For | ||||
13 | Elect John Watson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
939 | CINS Y1397N101 | 09/15/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect ZHANG Furong as Supervisor | Mgmt | For | For | For | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Mobile Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
941 | CINS Y14965100 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect XUE Taohai | Mgmt | For | Against | Against | ||||
6 | Elect HUANG Wenlin | Mgmt | For | Against | Against | ||||
7 | Elect XU Long | Mgmt | For | Against | Against | ||||
8 | Elect LO Ka Shui | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
Christian Dior SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDI | CINS F26334106 | 03/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Elect Bernard Arnault | Mgmt | For | Against | Against | ||||
9 | Elect Sidney Toledano | Mgmt | For | Against | Against | ||||
10 | Elect Pierre Godé | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares and/or Convertible Securities with Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
16 | Authority to Increase Capital Through Private Placement | Mgmt | For | Against | Against | ||||
17 | Authority to Set Offering Prices of Shares | Mgmt | For | Against | Against | ||||
18 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
19 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
21 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
22 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | ||||
23 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
CNOOC Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
883 | CINS Y1662W117 | 05/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect WANG Yilin | Mgmt | For | Against | Against | ||||
6 | Elect LI Fanrong | Mgmt | For | Against | Against | ||||
7 | Elect Lawrence J. Lau | Mgmt | For | Against | Against | ||||
8 | Elect WANG Tao | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
CNOOC Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
883 | CINS Y1662W117 | 11/24/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-exempt Continuing Connected Transactions | Mgmt | For | For | For | ||||
5 | Annual Caps | Mgmt | For | For | For | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Coach, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COH | CUSIP 189754104 | 11/03/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | ||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | ||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | ||||
1.5 | Elect Irene Miller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | ||||
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Cessation of Fur Use in Products | ShrHldr | Against | Against | For | ||||
Compass Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPG | CINS G23296182 | 02/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | ||||
5 | Elect Richard Cousins | Mgmt | For | For | For | ||||
6 | Elect Gary Green | Mgmt | For | For | For | ||||
7 | Elect Andrew Martin | Mgmt | For | For | For | ||||
8 | Elect Sir James Crosby | Mgmt | For | For | For | ||||
9 | Elect Steve Lucas | Mgmt | For | For | For | ||||
10 | Elect Susan Murray | Mgmt | For | For | For | ||||
11 | Elect Don Robert | Mgmt | For | For | For | ||||
12 | Elect Sir Ian Robinson | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Computer Sciences Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSC | CUSIP 205363104 | 08/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Irving Bailey, II | Mgmt | For | For | For | ||||
1.2 | Elect David Barram | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Baum | Mgmt | For | For | For | ||||
1.4 | Elect Rodney Chase | Mgmt | For | For | For | ||||
1.5 | Elect Judith Haberkorn | Mgmt | For | For | For | ||||
1.6 | Elect Michael Laphen | Mgmt | For | For | For | ||||
1.7 | Elect F. Warren McFarlan | Mgmt | For | For | For | ||||
1.8 | Elect Chong Sup Park | Mgmt | For | For | For | ||||
1.9 | Elect Thomas Patrick | Mgmt | For | For | For | ||||
2 | Elimination of Cumulative Voting | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Corn Products International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPO | CUSIP 219023108 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Almeida | Mgmt | For | For | For | ||||
1.2 | Elect Gregory Kenny | Mgmt | For | For | For | ||||
1.3 | Elect James Ringler | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Criteria CaixaCorp, S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRI | CINS E3641N103 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Scrip Dividend | Mgmt | For | For | For | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Scrip Dividend | Mgmt | For | For | For | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Scrip Dividend | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Amend Articles 4, 8, 10, 11, 13, 15, 18, 19, 20, 21, 34, 40, 44 and 49 | Mgmt | For | For | For | ||||
12 | Amend Articles 14, 17, 24, 31, 32, 45 and 46 | Mgmt | For | For | For | ||||
13 | Asset Swap | Mgmt | For | For | For | ||||
14 | Issuance of Shares to Caixa d'Estalvis | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Merger with Microbank; Amendments to Articles | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Spin-off of Assets and Liabilities of Microcredit Business Acquired from Microbank | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
22 | Report on Amendments to Board of Directors Regulations | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
25 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
26 | Board Size | Mgmt | For | For | For | ||||
27 | Elect Juan-José López Burniol | Mgmt | For | Against | Against | ||||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
29 | Authorization to Exercise Competing Activities | Mgmt | For | For | For | ||||
30 | Appointment of Auditor | Mgmt | For | For | For | ||||
31 | Remuneration Policy | Mgmt | For | Against | Against | ||||
32 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
DIRECTV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Dillon | Mgmt | For | For | For | ||||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | ||||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Domtar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UFS | CUSIP 257559203 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jack Bingleman | Mgmt | For | For | For | ||||
2 | Elect Louis Gignac | Mgmt | For | For | For | ||||
3 | Elect Brian Levitt | Mgmt | For | Against | Against | ||||
4 | Elect Harold MacKay | Mgmt | For | For | For | ||||
5 | Elect David Maffucci | Mgmt | For | For | For | ||||
6 | Elect W. Henson Moore | Mgmt | For | For | For | ||||
7 | Elect Michael Onustock | Mgmt | For | For | For | ||||
8 | Elect Robert Steacy | Mgmt | For | For | For | ||||
9 | Elect Pamela Strobel | Mgmt | For | For | For | ||||
10 | Elect Richard Tan | Mgmt | For | For | For | ||||
11 | Elect Denis Turcotte | Mgmt | For | For | For | ||||
12 | Elect John Williams | Mgmt | For | Against | Against | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
Dongfeng Motor Group Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0489 | CINS Y21042109 | 06/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Reports | Mgmt | For | For | For | ||||
4 | Supervisors' Reports | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Authority to Distribute Interim Dividends | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Directors' and Supervisors' Fees | Mgmt | For | For | For | ||||
10 | Authority to Give Guarantees | Mgmt | For | For | For | ||||
11 | Provision of Guarantee | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Amendments to Articles | Mgmt | For | For | For | ||||
Dongfeng Motor Group Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
489 | CINS Y21042109 | 10/11/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendments to Share Appreciation Right Scheme | Mgmt | For | Against | Against | ||||
4 | Elect XU Ping | Mgmt | For | Against | Against | ||||
5 | Elect LI Shaozhu | Mgmt | For | Against | Against | ||||
6 | Elect FAN Zhong | Mgmt | For | Against | Against | ||||
7 | Elect ZHOU Wenjie | Mgmt | For | Against | Against | ||||
8 | Elect ZHU Fushou | Mgmt | For | Against | Against | ||||
9 | Elect TONG Dongcheng | Mgmt | For | Against | Against | ||||
10 | Elect OUYANG Jie | Mgmt | For | Against | Against | ||||
11 | Elect LIU Weidong | Mgmt | For | Against | Against | ||||
12 | Elect ZHOU Qiang | Mgmt | For | Against | Against | ||||
13 | Elect SUN Shuyi | Mgmt | For | Against | Against | ||||
14 | Elect NG Lin-fung | Mgmt | For | Against | Against | ||||
15 | Elect YANG Xianzu | Mgmt | For | Against | Against | ||||
16 | Elect WEN Shiyang | Mgmt | For | For | For | ||||
17 | Elect DENG Mingran | Mgmt | For | For | For | ||||
18 | Elect MA Liangjie | Mgmt | For | For | For | ||||
19 | Elect REN Yong | Mgmt | For | For | For | ||||
20 | Elect LI Chunrong | Mgmt | For | For | For | ||||
21 | Elect CHEN Binbo | Mgmt | For | For | For | ||||
22 | Elect HUANG Gang | Mgmt | For | For | For | ||||
Eli Lilly and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLY | CUSIP 532457108 | 04/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Eskew | Mgmt | For | For | For | ||||
2 | Elect Alfred Gilman | Mgmt | For | For | For | ||||
3 | Elect Karen Horn | Mgmt | For | For | For | ||||
4 | Elect John Lechleiter | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Elimination of Supermajority Requirements | Mgmt | For | For | For | ||||
10 | Executive Officer Incentive Plan | Mgmt | For | For | For | ||||
Fiat S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CINS T4210N122 | 03/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
First Quantum Minerals Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FM | CUSIP 335934105 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philip Pascall | Mgmt | For | For | For | ||||
1.2 | Elect G. Clive Newall | Mgmt | For | For | For | ||||
1.3 | Elect Martin Rowley | Mgmt | For | For | For | ||||
1.4 | Elect Peter St. George | Mgmt | For | For | For | ||||
1.5 | Elect Andrew Adams | Mgmt | For | For | For | ||||
1.6 | Elect Michael Martineau | Mgmt | For | For | For | ||||
1.7 | Elect Paul Brunner | Mgmt | For | For | For | ||||
1.8 | Elect Steven McTiernan | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ford Motor Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CUSIP 345370860 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Butler | Mgmt | For | For | For | ||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | ||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | ||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | ||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | ||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | ||||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | ||||
9 | Elect Richard Manoogian | Mgmt | For | For | For | ||||
10 | Elect Ellen Marram | Mgmt | For | For | For | ||||
11 | Elect Alan Mulally | Mgmt | For | For | For | ||||
12 | Elect Homer Neal | Mgmt | For | For | For | ||||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | ||||
14 | Elect John Thornton | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Forest Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FRX | CUSIP 345838106 | 08/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard Solomon | Mgmt | For | For | For | ||||
2 | Elect Lawrence Olanoff | Mgmt | For | For | For | ||||
3 | Elect Nesli Basgoz | Mgmt | For | For | For | ||||
4 | Elect William Candee III | Mgmt | For | For | For | ||||
5 | Elect George Cohan | Mgmt | For | For | For | ||||
6 | Elect Dan Goldwasser | Mgmt | For | For | For | ||||
7 | Elect Kenneth Goodman | Mgmt | For | For | For | ||||
8 | Elect Lester Salans | Mgmt | For | For | For | ||||
9 | Elect Peter Zimetbaum | Mgmt | For | For | For | ||||
10 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Reimbursement of Solicitation Expenses | ShrHldr | Against | Against | For | ||||
Fortescue Metals Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FMG | CINS Q39360104 | 11/19/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Mark Barnaba | Mgmt | For | Against | Against | ||||
4 | Re-elect Geoff Brayshaw | Mgmt | For | Against | Against | ||||
5 | Re-elect Russell Scrimshaw | Mgmt | For | Against | Against | ||||
6 | Equity Grant (CEO Andrew Forrest) | Mgmt | For | For | For | ||||
7 | Equity Grant (Executive Director Russell Scrimshaw) | Mgmt | For | For | For | ||||
8 | Equity Grant (NED Graeme Rowley) | Mgmt | For | For | For | ||||
9 | Equity Grant (Executive Directors) | Mgmt | For | For | For | ||||
10 | Increase NEDs' Fee Cap | Mgmt | For | For | For | ||||
Freeport-McMoRan Copper & Gold, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | ||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Robert Day | Mgmt | For | For | For | ||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | ||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | ||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | ||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | ||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | ||||
1.10 | Elect James Moffett | Mgmt | For | For | For | ||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | ||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
Fuji Media Holdings Incorporated (fka Fuji Television Network) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4676 | CINS J15477102 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Hisashi Hieda | Mgmt | For | For | For | ||||
4 | Elect Koh Toyoda | Mgmt | For | For | For | ||||
5 | Elect Hideaki Ohta | Mgmt | For | For | For | ||||
6 | Elect Shuji Kanoh | Mgmt | For | For | For | ||||
7 | Elect Kazunobu Iijima | Mgmt | For | For | For | ||||
8 | Elect Ryunosuke Endoh | Mgmt | For | For | For | ||||
9 | Elect Katsuaki Suzuki | Mgmt | For | For | For | ||||
10 | Elect Kohji Inaki | Mgmt | For | For | For | ||||
11 | Elect Isao Matsuoka | Mgmt | For | For | For | ||||
12 | Elect Akihiro Miki | Mgmt | For | For | For | ||||
13 | Elect Taizan Ishiguro | Mgmt | For | For | For | ||||
14 | Elect Masafumi Yokota | Mgmt | For | For | For | ||||
15 | Elect Kazuo Terasaki | Mgmt | For | For | For | ||||
16 | Elect Takehiko Kiyohara | Mgmt | For | For | For | ||||
17 | Elect Yuzaburoh Mogi | Mgmt | For | For | For | ||||
18 | Bonus | Mgmt | For | For | For | ||||
Garmin Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GRMN | CUSIP H2906T109 | 06/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of Financial Statements | Mgmt | For | For | For | ||||
2 | Discharge of the Board of Directors and Executive Officers | Mgmt | For | For | For | ||||
3.1 | Elect Donald Eller | Mgmt | For | For | For | ||||
3.2 | Elect Clifton Pemble | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | 2011 Non-employee Directors' Equity Incentive Plan | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Gazprom | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGZRY | CINS X7204C106 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Annual Report | Mgmt | For | For | For | ||||
3 | Financial Statements | Mgmt | For | For | For | ||||
4 | Allocation of Profits | Mgmt | For | For | For | ||||
5 | Payment of Dividends | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Amendments to Charter | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | Against | Against | ||||
9 | Audit Commission Members' Fees | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Related Party Transactions | Mgmt | For | For | For | ||||
12 | Related Party Transactions | Mgmt | For | For | For | ||||
13 | Related Party Transactions | Mgmt | For | For | For | ||||
14 | Related Party Transactions | Mgmt | For | For | For | ||||
15 | Related Party Transactions | Mgmt | For | For | For | ||||
16 | Related Party Transactions | Mgmt | For | For | For | ||||
17 | Related Party Transactions | Mgmt | For | For | For | ||||
18 | Related Party Transactions | Mgmt | For | For | For | ||||
19 | Related Party Transactions | Mgmt | For | For | For | ||||
20 | Related Party Transactions | Mgmt | For | For | For | ||||
21 | Related Party Transactions | Mgmt | For | For | For | ||||
22 | Related Party Transactions | Mgmt | For | For | For | ||||
23 | Related Party Transactions | Mgmt | For | For | For | ||||
24 | Related Party Transactions | Mgmt | For | For | For | ||||
25 | Related Party Transactions | Mgmt | For | For | For | ||||
26 | Related Party Transactions | Mgmt | For | For | For | ||||
27 | Related Party Transactions | Mgmt | For | For | For | ||||
28 | Related Party Transactions | Mgmt | For | For | For | ||||
29 | Related Party Transactions | Mgmt | For | For | For | ||||
30 | Related Party Transactions | Mgmt | For | For | For | ||||
31 | Related Party Transactions | Mgmt | For | For | For | ||||
32 | Related Party Transactions | Mgmt | For | For | For | ||||
33 | Related Party Transactions | Mgmt | For | For | For | ||||
34 | Related Party Transactions | Mgmt | For | For | For | ||||
35 | Related Party Transactions | Mgmt | For | For | For | ||||
36 | Related Party Transactions | Mgmt | For | For | For | ||||
37 | Related Party Transactions | Mgmt | For | For | For | ||||
38 | Related Party Transactions | Mgmt | For | For | For | ||||
39 | Related Party Transactions | Mgmt | For | For | For | ||||
40 | Related Party Transactions | Mgmt | For | For | For | ||||
41 | Related Party Transactions | Mgmt | For | For | For | ||||
42 | Related Party Transactions | Mgmt | For | For | For | ||||
43 | Related Party Transactions | Mgmt | For | For | For | ||||
44 | Related Party Transactions | Mgmt | For | For | For | ||||
45 | Related Party Transactions | Mgmt | For | For | For | ||||
46 | Related Party Transactions | Mgmt | For | For | For | ||||
47 | Related Party Transactions | Mgmt | For | For | For | ||||
48 | Related Party Transactions | Mgmt | For | For | For | ||||
49 | Related Party Transactions | Mgmt | For | For | For | ||||
50 | Related Party Transactions | Mgmt | For | For | For | ||||
51 | Related Party Transactions | Mgmt | For | For | For | ||||
52 | Related Party Transactions | Mgmt | For | For | For | ||||
53 | Related Party Transactions | Mgmt | For | For | For | ||||
54 | Related Party Transactions | Mgmt | For | For | For | ||||
55 | Related Party Transactions | Mgmt | For | For | For | ||||
56 | Related Party Transactions | Mgmt | For | For | For | ||||
57 | Related Party Transactions | Mgmt | For | For | For | ||||
58 | Related Party Transactions | Mgmt | For | For | For | ||||
59 | Related Party Transactions | Mgmt | For | For | For | ||||
60 | Related Party Transactions | Mgmt | For | For | For | ||||
61 | Related Party Transactions | Mgmt | For | For | For | ||||
62 | Related Party Transactions | Mgmt | For | For | For | ||||
63 | Related Party Transactions | Mgmt | For | For | For | ||||
64 | Related Party Transactions | Mgmt | For | For | For | ||||
65 | Related Party Transactions | Mgmt | For | For | For | ||||
66 | Related Party Transactions | Mgmt | For | For | For | ||||
67 | Related Party Transactions | Mgmt | For | For | For | ||||
68 | Related Party Transactions | Mgmt | For | For | For | ||||
69 | Related Party Transactions | Mgmt | For | For | For | ||||
70 | Related Party Transactions | Mgmt | For | For | For | ||||
71 | Related Party Transactions | Mgmt | For | For | For | ||||
72 | Related Party Transactions | Mgmt | For | For | For | ||||
73 | Related Party Transactions | Mgmt | For | For | For | ||||
74 | Related Party Transactions | Mgmt | For | For | For | ||||
75 | Related Party Transactions | Mgmt | For | For | For | ||||
76 | Related Party Transactions | Mgmt | For | For | For | ||||
77 | Related Party Transactions | Mgmt | For | For | For | ||||
78 | Related Party Transactions | Mgmt | For | For | For | ||||
79 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Gazprom | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGZRY | CINS X7204C106 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Related Party Transactions | Mgmt | For | For | For | ||||
3 | Related Party Transactions | Mgmt | For | For | For | ||||
4 | Related Party Transactions | Mgmt | For | For | For | ||||
5 | Related Party Transactions | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Related Party Transactions | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Related Party Transactions | Mgmt | For | For | For | ||||
12 | Related Party Transactions | Mgmt | For | For | For | ||||
13 | Related Party Transactions | Mgmt | For | For | For | ||||
14 | Related Party Transactions | Mgmt | For | For | For | ||||
15 | Related Party Transactions | Mgmt | For | For | For | ||||
16 | Related Party Transactions | Mgmt | For | For | For | ||||
17 | Related Party Transactions | Mgmt | For | For | For | ||||
18 | Related Party Transactions | Mgmt | For | For | For | ||||
19 | Related Party Transactions | Mgmt | For | For | For | ||||
20 | Related Party Transactions | Mgmt | For | For | For | ||||
21 | Related Party Transactions | Mgmt | For | For | For | ||||
22 | Related Party Transactions | Mgmt | For | For | For | ||||
23 | Related Party Transactions | Mgmt | For | For | For | ||||
24 | Related Party Transactions | Mgmt | For | For | For | ||||
25 | Related Party Transactions | Mgmt | For | For | For | ||||
26 | Related Party Transactions | Mgmt | For | For | For | ||||
27 | Related Party Transactions | Mgmt | For | For | For | ||||
28 | Related Party Transactions | Mgmt | For | For | For | ||||
29 | Related Party Transactions | Mgmt | For | For | For | ||||
30 | Related Party Transactions | Mgmt | For | For | For | ||||
31 | Related Party Transactions | Mgmt | For | For | For | ||||
32 | Related Party Transactions | Mgmt | For | For | For | ||||
33 | Related Party Transactions | Mgmt | For | For | For | ||||
34 | Related Party Transactions | Mgmt | For | For | For | ||||
35 | Related Party Transactions | Mgmt | For | For | For | ||||
36 | Related Party Transactions | Mgmt | For | For | For | ||||
37 | Related Party Transactions | Mgmt | For | For | For | ||||
38 | Related Party Transactions | Mgmt | For | For | For | ||||
39 | Related Party Transactions | Mgmt | For | For | For | ||||
40 | Related Party Transactions | Mgmt | For | For | For | ||||
41 | Related Party Transactions | Mgmt | For | For | For | ||||
42 | Related Party Transactions | Mgmt | For | For | For | ||||
43 | Related Party Transactions | Mgmt | For | For | For | ||||
44 | Related Party Transactions | Mgmt | For | For | For | ||||
45 | Related Party Transactions | Mgmt | For | For | For | ||||
46 | Related Party Transactions | Mgmt | For | For | For | ||||
47 | Related Party Transactions | Mgmt | For | For | For | ||||
48 | Related Party Transactions | Mgmt | For | For | For | ||||
49 | Related Party Transactions | Mgmt | For | For | For | ||||
50 | Related Party Transactions | Mgmt | For | For | For | ||||
51 | Related Party Transactions | Mgmt | For | For | For | ||||
52 | Related Party Transactions | Mgmt | For | For | For | ||||
53 | Related Party Transactions | Mgmt | For | For | For | ||||
54 | Related Party Transactions | Mgmt | For | For | For | ||||
55 | Related Party Transactions | Mgmt | For | For | For | ||||
56 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
57 | Elect Andrey Akimov | Mgmt | For | Abstain | Against | ||||
58 | Elect Alexander Ananenkov | Mgmt | For | Abstain | Against | ||||
59 | Elect Farit Gazizullin | Mgmt | For | Abstain | Against | ||||
60 | Elect Viktor Zubkov | Mgmt | For | Abstain | Against | ||||
61 | Elect Elena Karpel | Mgmt | For | Abstain | Against | ||||
62 | Elect Alexey Miller | Mgmt | For | Abstain | Against | ||||
63 | Elect Valery Musin | Mgmt | For | For | For | ||||
64 | Elect Elvira Nabiullina | Mgmt | For | Abstain | Against | ||||
65 | Elect Mikhail Sereda | Mgmt | For | Abstain | Against | ||||
66 | Elect Sergey Shmatko | Mgmt | For | Abstain | Against | ||||
67 | Elect Igor Yusufov | Mgmt | For | Abstain | Against | ||||
68 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
69 | Elect Dmitry Arkhipov | Mgmt | For | N/A | N/A | ||||
70 | Elect Andrey Belobrov | Mgmt | For | For | For | ||||
71 | Elect Vadim Bikulov | Mgmt | For | For | For | ||||
72 | Elect Aleksey Mironov | Mgmt | For | For | For | ||||
73 | Elect Lidiya Morozova | Mgmt | For | For | For | ||||
74 | Elect Anna Nesterova | Mgmt | For | For | For | ||||
75 | Elect Yury Nosov | Mgmt | For | N/A | N/A | ||||
76 | Elect Karen Oganyan | Mgmt | For | For | For | ||||
77 | Elect Konstantin Pesotsky | Mgmt | For | For | For | ||||
78 | Elect Maria Tikhonova | Mgmt | For | For | For | ||||
79 | Elect Aleksandr Yugov | Mgmt | For | For | For | ||||
80 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Gazprom | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGZRY | CINS X7204C106 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Early Termination of Directors | Mgmt | For | For | For | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Elect Andrey Akimov | Mgmt | For | Abstain | Against | ||||
5 | Elect Alexander Ananenkov | Mgmt | For | Abstain | Against | ||||
6 | Elect Farit Gazizullin | Mgmt | For | Abstain | Against | ||||
7 | Elect Elena Karpel | Mgmt | For | Abstain | Against | ||||
8 | Elect Timur Kulibayev | Mgmt | For | Abstain | Against | ||||
9 | Elect Viktor Martynov | Mgmt | For | Abstain | Against | ||||
10 | Elect Vladimir Mau | Mgmt | For | Abstain | Against | ||||
11 | Elect Alexey Miller | Mgmt | For | Abstain | Against | ||||
12 | Elect Valery Musin | Mgmt | For | For | For | ||||
13 | Elect Mikhail Sereda | Mgmt | For | Abstain | Against | ||||
14 | Elect Igor Yusufov | Mgmt | For | Abstain | Against | ||||
15 | Elect Viktor Zubkov | Mgmt | For | Abstain | Against | ||||
Gielda Papierow Wartosciowych w Warszawie S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPW | CINS X980AG100 | 12/22/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Poland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Opening | Mgmt | For | TNA | N/A | ||||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | ||||
5 | Agenda | Mgmt | For | TNA | N/A | ||||
6 | Changes to Supervisory Board | Mgmt | For | TNA | N/A | ||||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
8 | Closing | Mgmt | For | TNA | N/A | ||||
Henderson Land Development Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0012 | CINS Y31476107 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Augustine WONG Ho Ming | Mgmt | For | Against | Against | ||||
6 | Elect LEE Ka Kit | Mgmt | For | Against | Against | ||||
7 | Elect LEE Ka Shing | Mgmt | For | Against | Against | ||||
8 | Elect SUEN Kwok Lam | Mgmt | For | Against | Against | ||||
9 | Elect Patrick KWOK Ping Ho | Mgmt | For | Against | Against | ||||
10 | Elect Angelina LEE Pui Ling | Mgmt | For | Against | Against | ||||
11 | Elect WU King Cheong | Mgmt | For | Against | Against | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
17 | Amendments to Articles | Mgmt | For | For | For | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
High Tech Computer Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2498 | CINS Y3732M103 | 06/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Accounts and Reports | Mgmt | For | For | For | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
11 | Amendment to Procedural Rules: Acquisition/Disposal of Assets | Mgmt | For | For | For | ||||
12 | Elect David Bruce Yoffie | Mgmt | For | Against | Against | ||||
13 | Elect Jerry H.C. Chu (Supervisor) | Mgmt | For | Against | Against | ||||
14 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
15 | Extraordinary motions | Mgmt | For | Against | Against | ||||
Honam Petro Chemical Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
11170 | CINS Y3280U101 | 03/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||||
3 | Election of Audit Committee Member: CHO Seung Shik | Mgmt | For | For | For | ||||
4 | Directors' Fees | Mgmt | For | For | For | ||||
ING Groep N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INGA | CUSIP 456837103 | 05/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Executive Board Remuneration Policy | Mgmt | For | For | For | ||||
3 | Amendment to Articles A | Mgmt | For | Against | Against | ||||
4 | Amendment to Articles B | Mgmt | For | For | For | ||||
5 | Ratification of Executive Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Elect Koos Timmermans | Mgmt | For | For | For | ||||
8 | Elect Peter Elverding | Mgmt | For | Against | Against | ||||
9 | Elect Henk Breukink | Mgmt | For | Against | Against | ||||
10 | Elect Sjoerd van Keulen | Mgmt | For | Against | Against | ||||
11 | Elect Joost Kuiper | Mgmt | For | Against | Against | ||||
12 | Elect Luc Vandewalle | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares in Connection with a Merger | Mgmt | For | For | For | ||||
INPEX Corporation (fka INPEX Holdings Inc.) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1605 | CINS J2467E101 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yoshitsugu Takai | Mgmt | For | Against | Against | ||||
4 | Elect Haruhito Totsune | Mgmt | For | For | For | ||||
5 | Elect Kohji Sumiya | Mgmt | For | Against | Against | ||||
6 | Elect Hiroshi Satoh | Mgmt | For | Against | Against | ||||
7 | Elect Masaru Funai | Mgmt | For | For | For | ||||
8 | Bonus | Mgmt | For | For | For | ||||
Intuit Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTU | CUSIP 461202103 | 01/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Batchelder | Mgmt | For | For | For | ||||
2 | Elect Christopher Brody | Mgmt | For | For | For | ||||
3 | Elect William Campbell | Mgmt | For | For | For | ||||
4 | Elect Scott Cook | Mgmt | For | For | For | ||||
5 | Elect Diane Greene | Mgmt | For | For | For | ||||
6 | Elect Michael Hallman | Mgmt | For | For | For | ||||
7 | Elect Edward Kangas | Mgmt | For | For | For | ||||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
9 | Elect Dennis Powell | Mgmt | For | For | For | ||||
10 | Elect Brad Smith | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | ||||
2 | Elect Stephen Burke | Mgmt | For | For | For | ||||
3 | Elect David Cote | Mgmt | For | For | For | ||||
4 | Elect James Crown | Mgmt | For | For | For | ||||
5 | Elect James Dimon | Mgmt | For | For | For | ||||
6 | Elect Ellen Futter | Mgmt | For | For | For | ||||
7 | Elect William Gray, III | Mgmt | For | For | For | ||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | ||||
9 | Elect David Novak | Mgmt | For | For | For | ||||
10 | Elect Lee Raymond | Mgmt | For | For | For | ||||
11 | Elect William Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | ||||
Jusung Engineering Co., Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
36930 | CINS Y4478R108 | 03/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect LIM Young Jin | Mgmt | For | Against | Against | ||||
3 | Elect KANG Jong Geun | Mgmt | For | Against | Against | ||||
4 | Elect KIM Chil Doo | Mgmt | For | Against | Against | ||||
5 | Elect KO Dae Hong | Mgmt | For | Against | Against | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
7 | Corporate Auditors' Fees | Mgmt | For | For | For | ||||
8 | Stock Option Grant | Mgmt | For | For | For | ||||
Kangwon Land, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
35250 | CINS Y4581L105 | 03/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Election of Non-Independent Directors (Slate) | Mgmt | For | For | For | ||||
4 | Election of Independent Directors (Slate) | Mgmt | For | For | For | ||||
5 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
KBR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KBR | CUSIP 48242W106 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Huff | Mgmt | For | For | For | ||||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | ||||
1.3 | Elect Richard Slater | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
Kingfisher plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KGF | CINS G5256E441 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Pascal Cagni | Mgmt | For | For | For | ||||
5 | Elect Clare Chapman | Mgmt | For | For | For | ||||
6 | Elect Daniel Bernard | Mgmt | For | For | For | ||||
7 | Elect Andrew Bonfield | Mgmt | For | For | For | ||||
8 | Elect Ian Cheshire | Mgmt | For | For | For | ||||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | ||||
10 | Elect Janis Kong | Mgmt | For | For | For | ||||
11 | Elect John Nelson | Mgmt | For | For | For | ||||
12 | Elect Kevin O'Byrne | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Amendment to Performance Share Plan | Mgmt | For | For | For | ||||
Kone Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KNEBV | CINS X4551T105 | 02/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Board Size | Mgmt | For | For | For | ||||
13 | Election of Directors | Mgmt | For | Against | Against | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Number of Auditors | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Longtop Financial Technologies Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LFT | CUSIP 54318P108 | 03/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Yinhua Chen | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Yifeng Shen | Mgmt | For | Withhold | Against | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
Lukoil OAO | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LKO | CINS 677862104 | 06/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Elect Vagit Alekperov | Mgmt | For | Abstain | Against | ||||
5 | Elect Igor Belikov | Mgmt | For | For | For | ||||
6 | Elect Victor Blazheev | Mgmt | For | For | For | ||||
7 | Elect Valery Grayfer | Mgmt | For | Abstain | Against | ||||
8 | Elect Herman Gref | Mgmt | For | Abstain | Against | ||||
9 | Elect Igor Ivanov | Mgmt | For | For | For | ||||
10 | Elect Ravil Maganov | Mgmt | For | Abstain | Against | ||||
11 | Elect Richard Matzke | Mgmt | For | For | For | ||||
12 | Elect Sergei Mikhailov | Mgmt | For | For | For | ||||
13 | Elect Mark Mobius | Mgmt | For | For | For | ||||
14 | Elect Guglielmo Moscato | Mgmt | For | For | For | ||||
15 | Elect Aleksander Shokhin | Mgmt | For | For | For | ||||
16 | Appointment of Vagit Yusufovich Alekperov as President | Mgmt | For | Abstain | Against | ||||
17 | Elect Pavel Kondratiev | Mgmt | For | For | For | ||||
18 | Elect Vladimir Nikitenko | Mgmt | For | For | For | ||||
19 | Elect Mikhail Shendrik | Mgmt | For | For | For | ||||
20 | Directors' Fees | Mgmt | For | For | For | ||||
21 | Directors' Fees for Newly Elected Members | Mgmt | For | For | For | ||||
22 | Audit Commission's Fees | Mgmt | For | For | For | ||||
23 | Audit Commission Fees for Newly Elected Members | Mgmt | For | For | For | ||||
24 | Appointment of Auditor | Mgmt | For | For | For | ||||
25 | Amendments to Charter | Mgmt | For | For | For | ||||
26 | Amendments to Meeting Regulations | Mgmt | For | For | For | ||||
27 | Directors' Liability Insurance | Mgmt | For | For | For | ||||
LVMH Mo‘t Hennessy Louis Vuitton SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MC | CINS F58485115 | 03/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Elect Delphine Arnault | Mgmt | For | Against | Against | ||||
9 | Elect Nicolas Bazire | Mgmt | For | Against | Against | ||||
10 | Elect Antonio Belloni | Mgmt | For | Against | Against | ||||
11 | Elect Charles de Croisset | Mgmt | For | Against | Against | ||||
12 | Elect Diego Della Valle | Mgmt | For | Against | Against | ||||
13 | Elect Pierre Godé | Mgmt | For | Against | Against | ||||
14 | Elect Gilles Hennessy | Mgmt | For | Against | Against | ||||
15 | Elect Marie-Josée Kravis | Mgmt | For | Against | Against | ||||
16 | Elect Patrick Houël as Censor | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Increase Capital Through Capitalization | Mgmt | For | For | For | ||||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
23 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | ||||
24 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
25 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
27 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
28 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | ||||
29 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Macronix International Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2337 | CINS Y5369A104 | 06/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Amendments to Articles | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Supplemental Election of Independent Director: John C.F. Chen | Mgmt | For | For | For | ||||
10 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
11 | Extraordinary Motions | Mgmt | For | Against | Against | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | ||||
5 | Elect Reed Hastings | Mgmt | For | For | For | ||||
6 | Elect Maria Klawe | Mgmt | For | For | For | ||||
7 | Elect David Marquardt | Mgmt | For | For | For | ||||
8 | Elect Charles Noski | Mgmt | For | For | For | ||||
9 | Elect Helmut Panke | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | ||||
Mitsubishi Electric Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6503 | CINS J43873116 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | ||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | ||||
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | ||||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | ||||
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | ||||
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | ||||
8 | Elect Hiroyoshi Sakuyama | Mgmt | For | Against | Against | ||||
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | ||||
10 | Elect Shunji Yanai | Mgmt | For | Against | Against | ||||
11 | Elect Mikio Sasaki | Mgmt | For | Against | Against | ||||
12 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | ||||
13 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | ||||
Mitsui & Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8031 | CINS J44690139 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shouei Utsuda | Mgmt | For | For | For | ||||
4 | Elect Masami Iijima | Mgmt | For | For | For | ||||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | ||||
6 | Elect Takao Ohmae | Mgmt | For | For | For | ||||
7 | Elect Masayoshi Komai | Mgmt | For | For | For | ||||
8 | Elect Fuminobu Kawashima | Mgmt | For | For | For | ||||
9 | Elect Daisuke Saiga | Mgmt | For | For | For | ||||
10 | Elect Johji Okada | Mgmt | For | For | For | ||||
11 | Elect Masayuki Kinoshita | Mgmt | For | For | For | ||||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | ||||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | ||||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | ||||
15 | Elect Toshirho Mutoh | Mgmt | For | For | For | ||||
16 | Elect Satoru Miura | Mgmt | For | For | For | ||||
17 | Elect Motonori Murakami | Mgmt | For | For | For | ||||
National Oilwell Varco, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOV | CUSIP 637071101 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | ||||
2 | Elect Jefferey Smisek | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
Nexen Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXY | CUSIP 65334H102 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Berry | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Bertram | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Dennis Flanagan | Mgmt | For | Withhold | Against | ||||
1.4 | Elect S. Barry Jackson | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Kevin Jenkins | Mgmt | For | Withhold | Against | ||||
1.6 | Elect A. Anne McLellan | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Eric Newell | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Marvin Romanow | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Francis Saville | Mgmt | For | Withhold | Against | ||||
1.11 | Elect John Willson | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Victor Zaleschuk | Mgmt | For | Withhold | Against | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to Shareholder Rights' Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Nippon Telegraph And Telephone Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9432 | CINS J59396101 | 06/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shunsuke Amiya | Mgmt | For | For | For | ||||
4 | Elect Yoshitaka Makitani | Mgmt | For | For | For | ||||
5 | Elect Shigeru Iwamoto | Mgmt | For | For | For | ||||
6 | Elect Tohru Motobayashi | Mgmt | For | For | For | ||||
7 | Elect Michiko Tomonaga | Mgmt | For | For | For | ||||
Nissan Motor Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7201 | CINS J57160129 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Stock Option Plan | Mgmt | For | For | For | ||||
4 | Elect Carlos Ghosn | Mgmt | For | For | For | ||||
5 | Elect Toshiyuki Shiga | Mgmt | For | For | For | ||||
6 | Elect Hiroto Saikawa | Mgmt | For | For | For | ||||
7 | Elect Colin Dodge | Mgmt | For | For | For | ||||
8 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | ||||
9 | Elect Carlos Tavares | Mgmt | For | For | For | ||||
10 | Elect Hidetoshi Imazu | Mgmt | For | For | For | ||||
11 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | ||||
12 | Elect Katsumi Nakamura | Mgmt | For | For | For | ||||
Nitto Denko Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6988 | CINS J58472119 | 06/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Bonus | Mgmt | For | For | For | ||||
4 | Elect Yukio Nagira | Mgmt | For | For | For | ||||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | ||||
6 | Elect Yasuo Ninomiya | Mgmt | For | For | For | ||||
7 | Elect Kenji Matsumoto | Mgmt | For | For | For | ||||
8 | Elect Hideo Takasaki | Mgmt | For | For | For | ||||
9 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | ||||
10 | Elect Toshihiko Omote | Mgmt | For | For | For | ||||
11 | Elect Tohru Takeuchi | Mgmt | For | For | For | ||||
12 | Elect Yohichiroh Furuse | Mgmt | For | For | For | ||||
13 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | ||||
14 | Elect Masakazu Toyoda | Mgmt | For | For | For | ||||
15 | Stock option Plan | Mgmt | For | Against | Against | ||||
Occidental Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | ||||
2 | Elect Howard Atkins | Mgmt | For | For | For | ||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | ||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | ||||
5 | Elect John Feick | Mgmt | For | For | For | ||||
6 | Elect Margaret Foran | Mgmt | For | For | For | ||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | ||||
8 | Elect Ray Irani | Mgmt | For | For | For | ||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | ||||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | ||||
11 | Elect Aziz Syriani | Mgmt | For | For | For | ||||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | ||||
13 | Elect Walter Weisman | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
Oceaneering International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OII | CUSIP 675232102 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect T. Jay Collins | Mgmt | For | For | For | ||||
1.2 | Elect D. Michael Hughes | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher Seaver | Mgmt | For | For | For | ||||
1.2 | Elect Douglas Swanson | Mgmt | For | For | For | ||||
1.3 | Elect Cindy Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
OMV AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OMV | CINS A51460110 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
5 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Elect Markus Beyrer | Mgmt | For | Against | Against | ||||
8 | Long Term Incentive Plan 2011 | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Authority to Issue Treasury Shares | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 01/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger by Absorption | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 04/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Merger by Absorption | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Capital Expenditure Budget | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Election of Directors | Mgmt | For | Against | Against | ||||
5 | Election of Chairman of the Board of Directors | Mgmt | For | For | For | ||||
6 | Election of Supervisory Council Members | Mgmt | For | For | For | ||||
7 | Remuneration Report | Mgmt | For | For | For | ||||
8 | Capitalization of Reserves | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 08/12/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Ratification of Nomination of Appraiser for Treasury Notes | Mgmt | For | For | For | ||||
2 | Valuation Method of Treasury Notes | Mgmt | For | For | For | ||||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 12/07/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger Agreement with Marlim Participações SA | Mgmt | For | For | For | ||||
2 | Merger Agreement with Nova Marlim Participações SA | Mgmt | For | For | For | ||||
3 | Ratification of Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Valuation Reports | Mgmt | For | For | For | ||||
5 | Merger by Absorption | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | ||||
2 | Elect Michael Brown | Mgmt | For | For | For | ||||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
5 | Elect Frances Fergusson | Mgmt | For | For | For | ||||
6 | Elect William Gray, III | Mgmt | For | For | For | ||||
7 | Elect Constance Horner | Mgmt | For | For | For | ||||
8 | Elect James Kilts | Mgmt | For | For | For | ||||
9 | Elect George Lorch | Mgmt | For | For | For | ||||
10 | Elect John Mascotte | Mgmt | For | For | For | ||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
12 | Elect Ian Read | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | ||||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
5 | Elect Jennifer Li | Mgmt | For | For | For | ||||
6 | Elect Graham Mackay | Mgmt | For | For | For | ||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
8 | Elect Lucio Noto | Mgmt | For | For | For | ||||
9 | Elect Carlos Slim Helú | Mgmt | For | For | For | ||||
10 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Prudential Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CUSIP 744320102 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | ||||
2 | Elect Gordon Bethune | Mgmt | For | For | For | ||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | ||||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | ||||
5 | Elect James Cullen | Mgmt | For | For | For | ||||
6 | Elect William Gray, III | Mgmt | For | For | For | ||||
7 | Elect Mark Grier | Mgmt | For | For | For | ||||
8 | Elect Constance Horner | Mgmt | For | For | For | ||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | ||||
10 | Elect Karl Krapek | Mgmt | For | For | For | ||||
11 | Elect Christine Poon | Mgmt | For | For | For | ||||
12 | Elect John Strangfeld | Mgmt | For | For | For | ||||
13 | Elect James Unruh | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
R.R. Donnelley & Sons Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RRD | CUSIP 257867101 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | ||||
2 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
3 | Elect Lee Chaden | Mgmt | For | For | For | ||||
4 | Elect Judith Hamilton | Mgmt | For | For | For | ||||
5 | Elect Susan Ivey | Mgmt | For | For | For | ||||
6 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
7 | Elect John Pope | Mgmt | For | For | For | ||||
8 | Elect Michael Riordan | Mgmt | For | For | For | ||||
9 | Elect Oliver Sockwell | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding a Sustainable Procurement Report | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Political Expenditures | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Radiant Opto-Electronics Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6176 | CINS Y7174K103 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | ||||
8 | Amendments to Articles | Mgmt | For | Against | Against | ||||
9 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | ||||
10 | Amendments to Procedural Rules: Endorsements/Guarantees | Mgmt | For | For | For | ||||
11 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
12 | Extraordinary motions | Mgmt | For | Against | Against | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Reckitt Benckiser Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RB | CINS G74079107 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Adrian Bellamy | Mgmt | For | Against | Against | ||||
5 | Elect Peter Harf | Mgmt | For | Against | Against | ||||
6 | Elect Bart Becht | Mgmt | For | Against | Against | ||||
7 | Elect Graham Mackay | Mgmt | For | Against | Against | ||||
8 | Elect Liz Doherty | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
15 | Amendments to Employee Share Plans | Mgmt | For | Abstain | Against | ||||
Research In Motion Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIM | CUSIP 760975102 | 07/13/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Balsillie | Mgmt | For | For | For | ||||
1.2 | Elect Mike Lazaridis | Mgmt | For | For | For | ||||
1.3 | Elect James Estill | Mgmt | For | For | For | ||||
1.4 | Elect David Kerr | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Roger Martin | Mgmt | For | For | For | ||||
1.6 | Elect John Richardson | Mgmt | For | For | For | ||||
1.7 | Elect Barbara Stymiest | Mgmt | For | For | For | ||||
1.8 | Elect António Viana-Baptista | Mgmt | For | Withhold | Against | ||||
1.9 | Elect John Wetmore | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS G75754104 | 04/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Tom Albanese | Mgmt | For | For | For | ||||
4 | Elect Robert Brown | Mgmt | For | For | For | ||||
5 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
6 | Elect Jan du Plessis | Mgmt | For | For | For | ||||
7 | Elect Guy Elliott | Mgmt | For | For | For | ||||
8 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
9 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
10 | Elect Richard Goodmanson | Mgmt | For | For | For | ||||
11 | Elect Andrew Gould | Mgmt | For | For | For | ||||
12 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
13 | Elect Paul Tellier | Mgmt | For | For | For | ||||
14 | Elect Samuel Walsh | Mgmt | For | For | For | ||||
15 | Elect Stephen Mayne | Mgmt | Against | Against | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Amendment to the Performance Share Plan | Mgmt | For | For | For | ||||
18 | Amendment to and Renewal of Share Ownership Plan | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Samsung Electronics Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5930 | CINS Y74718100 | 03/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Directors' Fees | Mgmt | For | Against | Against | ||||
Sankyo Company Limite (Games) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6417 | CINS J67844100 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shohhachi Ugawa | Mgmt | For | Against | Against | ||||
4 | Elect Toshiaki Ishiyama | Mgmt | For | Against | Against | ||||
5 | Elect Yoshiroh Sanada | Mgmt | For | For | For | ||||
6 | Elect Fumiyoshi Noda | Mgmt | For | For | For | ||||
7 | Retirement Allowances for Director(s) | Mgmt | For | For | For | ||||
Sanofi-Aventis | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Ratification of the Co-option of Carole Piwnica | Mgmt | For | Against | Against | ||||
10 | Elect Suet Fern Lee | Mgmt | For | Against | Against | ||||
11 | Elect Thierry Desmarest | Mgmt | For | Against | Against | ||||
12 | Elect Igor Landau | Mgmt | For | Against | Against | ||||
13 | Elect Gérard Van Kemmel | Mgmt | For | Against | Against | ||||
14 | Elect Serge Weinberg | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
26 | Amendment Regarding Board Size | Mgmt | For | For | For | ||||
27 | Amendment Regarding Age Limits | Mgmt | For | For | For | ||||
28 | Amendment Regarding Electronic Voting | Mgmt | For | For | For | ||||
29 | Amendment to Company Name | Mgmt | For | For | For | ||||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sberbank Rossii OAO | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBER | CINS X76318108 | 06/03/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | TNA | N/A | ||||
2 | Financial Statements | Mgmt | For | TNA | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
4 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Elect Herman Gref | Mgmt | For | TNA | N/A | ||||
7 | Elect Sergey Guriev | Mgmt | For | TNA | N/A | ||||
8 | Elect Mikhail E. Dmitriev | Mgmt | For | TNA | N/A | ||||
9 | Elect Bella Zlatkis | Mgmt | For | TNA | N/A | ||||
10 | Elect Nadezhda Ivanova | Mgmt | For | TNA | N/A | ||||
11 | Elect Sergey Ignatiev | Mgmt | For | TNA | N/A | ||||
12 | Elect Georgy Luntovsky | Mgmt | For | TNA | N/A | ||||
13 | Elect Mikhail Matovnikov | Mgmt | For | TNA | N/A | ||||
14 | Elect Vladimir Mau | Mgmt | For | TNA | N/A | ||||
15 | Elect Anna Popova | Mgmt | For | TNA | N/A | ||||
16 | Elect Alessandro Profumo | Mgmt | For | TNA | N/A | ||||
17 | Elect Alexey Savatyugin | Mgmt | For | TNA | N/A | ||||
18 | Elect Rair Simonyan | Mgmt | For | TNA | N/A | ||||
19 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | For | TNA | N/A | ||||
20 | Elect Valery Tkachenko | Mgmt | For | TNA | N/A | ||||
21 | Elect Alexey Ulyukaev | Mgmt | For | TNA | N/A | ||||
22 | Elect Sergei Shvetsov | Mgmt | For | TNA | N/A | ||||
23 | Elect Vladimir Volkov | Mgmt | For | TNA | N/A | ||||
24 | Elect Maxim Dolzhnikov | Mgmt | For | TNA | N/A | ||||
25 | Elect Lyudmila Zinina | Mgmt | For | TNA | N/A | ||||
26 | Elect Yulia Isakhanova | Mgmt | For | TNA | N/A | ||||
27 | Elect Dmitry Kondratenko | Mgmt | For | TNA | N/A | ||||
28 | Elect Alexei Minenko | Mgmt | For | TNA | N/A | ||||
29 | Elect Olga Polyakova | Mgmt | For | TNA | N/A | ||||
30 | Elect Herman Gref as Company's President | Mgmt | For | TNA | N/A | ||||
31 | Directors and Audit Commission Members' Fees | Mgmt | For | TNA | N/A | ||||
32 | Amendments to Charter | Mgmt | For | TNA | N/A | ||||
Schneider Electric SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SU | CINS F86921107 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Ratification of the Co-option of Anand Mahindra | Mgmt | For | Against | Against | ||||
9 | Elect Betsy Atkins | Mgmt | For | Against | Against | ||||
10 | Elect Jeong H. Kim | Mgmt | For | Against | Against | ||||
11 | Elect Dominique Sénéquier | Mgmt | For | Against | Against | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Amendment Regarding Director Age Limit | Mgmt | For | For | For | ||||
15 | Amendment Regarding Censors | Mgmt | For | For | For | ||||
16 | Stock Split | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
20 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital in Case of Exchange Offer or in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
23 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
24 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
25 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
26 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | ||||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
28 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Seino Holdings Co., Ltd. (fka Seino Transportation Co., Ltd.) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9076 | CINS J70316138 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Yoshikazu Taguchi | Mgmt | For | For | For | ||||
3 | Elect Yoshitaka Taguchi | Mgmt | For | For | For | ||||
4 | Elect Takao Taguchi | Mgmt | For | For | For | ||||
5 | Elect Yoshitaka Nasuno | Mgmt | For | For | For | ||||
6 | Elect Mitsuo Mekada | Mgmt | For | For | For | ||||
7 | Elect Shizutoshi Ohtsuka | Mgmt | For | For | For | ||||
8 | Elect Hidemi Maruta | Mgmt | For | For | For | ||||
9 | Elect Shinpei Andoh | Mgmt | For | For | For | ||||
10 | Elect Yuji Tanahashi | Mgmt | For | For | For | ||||
11 | Elect Kenjiroh Ueno | Mgmt | For | For | For | ||||
12 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Sunoco, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SUN | CUSIP 86764P109 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Chris Casciato | Mgmt | For | For | For | ||||
1.2 | Elect Gary Edwards | Mgmt | For | For | For | ||||
1.3 | Elect Lynn Elsenhans | Mgmt | For | For | For | ||||
1.4 | Elect Ursula Fairbairn | Mgmt | For | For | For | ||||
1.5 | Elect John Jones, III | Mgmt | For | For | For | ||||
1.6 | Elect James Kaiser | Mgmt | For | For | For | ||||
1.7 | Elect John Rowe | Mgmt | For | For | For | ||||
1.8 | Elect John Wulff | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Surgutneftegaz OJSC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNGS | CINS 868861204 | 06/24/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | TNA | N/A | ||||
2 | Financial Statements | Mgmt | For | TNA | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Elect Sergey Ananiev | Mgmt | For | TNA | N/A | ||||
6 | Elect Vladimir Bogdanov | Mgmt | For | TNA | N/A | ||||
7 | Elect Alexander Bulanov | Mgmt | For | TNA | N/A | ||||
8 | Elect Igor Gorbunov | Mgmt | For | TNA | N/A | ||||
9 | Elect Vladislav Druchinin | Mgmt | For | TNA | N/A | ||||
10 | Elect Oleg Egorov | Mgmt | For | TNA | N/A | ||||
11 | Elect Vladimir Erokhin | Mgmt | For | TNA | N/A | ||||
12 | Elect Nikolay Matveev | Mgmt | For | TNA | N/A | ||||
13 | Elect Nikolay Medvedev | Mgmt | For | TNA | N/A | ||||
14 | Elect Alexander Rezyapov | Mgmt | For | TNA | N/A | ||||
15 | Elect Valentina Komarova | Mgmt | For | TNA | N/A | ||||
16 | Elect Tamara Oleynik | Mgmt | For | TNA | N/A | ||||
17 | Elect Vera Pozdnyakova | Mgmt | For | TNA | N/A | ||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
19 | Related Party Transactions | Mgmt | For | TNA | N/A | ||||
Tatneft OAO | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TATN | CUSIP 670831205 | 06/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Consent | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | For | For | ||||
2 | Financial Statements | Mgmt | For | For | For | ||||
3 | Financial Statements | Mgmt | For | For | For | ||||
4 | Dividends | Mgmt | For | For | For | ||||
5 | Elect Shafagat Takhautdinov | Mgmt | N/A | Abstain | N/A | ||||
6 | Elect Radik Gaizatullin | Mgmt | N/A | Abstain | N/A | ||||
7 | Elect Sushovan Ghosh | Mgmt | N/A | For | N/A | ||||
8 | Elect Nail Ibragimov | Mgmt | N/A | Abstain | N/A | ||||
9 | Elect Rais Khisamov | Mgmt | N/A | Abstain | N/A | ||||
10 | Elect Vladimir Lavushchenko | Mgmt | N/A | Abstain | N/A | ||||
11 | Elect Nail Maganov | Mgmt | N/A | Abstain | N/A | ||||
12 | Elect Renat Muslimov | Mgmt | N/A | Abstain | N/A | ||||
13 | Elect Renat Sabirov | Mgmt | N/A | Abstain | N/A | ||||
14 | Elect Valery Sorokin | Mgmt | N/A | Abstain | N/A | ||||
15 | Elect Mirgaziyan Taziev | Mgmt | N/A | Abstain | N/A | ||||
16 | Elect Azat Khamaev | Mgmt | N/A | Abstain | N/A | ||||
17 | Elect Maria Voskresenskaya | Mgmt | N/A | For | N/A | ||||
18 | Elect David Waygood | Mgmt | N/A | For | N/A | ||||
19 | Elect Tamara Vilkova | Mgmt | For | For | For | ||||
20 | Elect Nazilya Galieva | Mgmt | For | For | For | ||||
21 | Elect Ferdinand Galiullin | Mgmt | For | For | For | ||||
22 | Elect Ranilya Gizatova | Mgmt | For | For | For | ||||
23 | Elect Venera Kuzmina | Mgmt | For | For | For | ||||
24 | Elect Nikolai Lapin | Mgmt | For | For | For | ||||
25 | Elect Liliya Rakhimzyanova | Mgmt | For | For | For | ||||
26 | Elect Alfiya Sinegaeva | Mgmt | For | For | For | ||||
27 | Appointment of Auditor | Mgmt | For | For | For | ||||
28 | Amendments to Charter | Mgmt | For | For | For | ||||
29 | Amendments to Regulations on Board of Directors | Mgmt | For | For | For | ||||
Telecity Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCY | CINS G87403112 | 04/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect John Hughes | Mgmt | For | Against | Against | ||||
4 | Elect Michael Tobin | Mgmt | For | Against | Against | ||||
5 | Elect Brian McArthur-Muscroft | Mgmt | For | Against | Against | ||||
6 | Elect Simon Batey | Mgmt | For | Against | Against | ||||
7 | Elect Robert Morse | Mgmt | For | Against | Against | ||||
8 | Elect John O'Reilly | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | Abstain | Against | ||||
10 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Set General Meeting Notice at 14 Days | Mgmt | For | Against | Against | ||||
The Hartford Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | ||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | ||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | ||||
4 | Elect Liam McGee | Mgmt | For | For | For | ||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | ||||
6 | Elect Michael Morris | Mgmt | For | For | For | ||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | ||||
8 | Elect Charles Strauss | Mgmt | For | For | For | ||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
UnitedHealth Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNH | CUSIP 91324P102 | 05/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect Richard Burke | Mgmt | For | For | For | ||||
3 | Elect Robert Darretta | Mgmt | For | For | For | ||||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | ||||
5 | Elect Michele Hooper | Mgmt | For | For | For | ||||
6 | Elect Rodger Lawson | Mgmt | For | For | For | ||||
7 | Elect Douglas Leatherdale | Mgmt | For | For | For | ||||
8 | Elect Glenn Renwick | Mgmt | For | For | For | ||||
9 | Elect Kenneth Shine | Mgmt | For | For | For | ||||
10 | Elect Gail Wilensky | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | 2011 Incentive Stock Plan | Mgmt | For | For | For | ||||
14 | Amendment to the 1993 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VZ | CUSIP 92343V104 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Carrión | Mgmt | For | For | For | ||||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | ||||
3 | Elect Robert Lane | Mgmt | For | For | For | ||||
4 | Elect Lowell McAdam | Mgmt | For | For | For | ||||
5 | Elect Sandra Moose | Mgmt | For | For | For | ||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | ||||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||||
9 | Elect Hugh Price | Mgmt | For | For | For | ||||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | ||||
11 | Elect Rodney Slater | Mgmt | For | For | For | ||||
12 | Elect John Snow | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Vishay Intertechnology, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VSH | CUSIP 928298108 | 06/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eli Hurvitz | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Abraham Ludomirski | Mgmt | For | For | For | ||||
1.3 | Elect Wayne Rogers | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Ruzic | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Vivendi SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VIV | CINS F97982106 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Elect Jean-Yves Charlier | Mgmt | For | Against | Against | ||||
9 | Elect Henri Lachmann | Mgmt | For | Against | Against | ||||
10 | Elect Pierre Rodocanachi | Mgmt | For | Against | Against | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
15 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
16 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
22 | Authority to Increase Capital Under Employee Savings Plan for Employees Abroad | Mgmt | For | Against | Against | ||||
23 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
24 | Amendment Regarding Censors | Mgmt | For | For | For | ||||
25 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
W.W. Grainger, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GWW | CUSIP 384802104 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Wilbur Gantz | Mgmt | For | For | For | ||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||||
1.4 | Elect William Hall | Mgmt | For | For | For | ||||
1.5 | Elect Stuart Levenick | Mgmt | For | For | For | ||||
1.6 | Elect John McCarter, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Neil Novich | Mgmt | For | For | For | ||||
1.8 | Elect Michael Roberts | Mgmt | For | For | For | ||||
1.9 | Elect Gary Rogers | Mgmt | For | For | For | ||||
1.10 | Elect James Ryan | Mgmt | For | For | For | ||||
1.11 | Elect E. Scott Santi | Mgmt | For | For | For | ||||
1.12 | Elect James Slavik | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Baker II | Mgmt | For | For | For | ||||
2 | Elect John Chen | Mgmt | For | For | For | ||||
3 | Elect Lloyd Dean | Mgmt | For | For | For | ||||
4 | Elect Susan Engel | Mgmt | For | For | For | ||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
6 | Elect Donald James | Mgmt | For | For | For | ||||
7 | Elect Mackey McDonald | Mgmt | For | For | For | ||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | ||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
10 | Elect Philip Quigley | Mgmt | For | For | For | ||||
11 | Elect Judith Runstad | Mgmt | For | For | For | ||||
12 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
13 | Elect John Stumpf | Mgmt | For | For | For | ||||
14 | Elect Susan Swenson | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Mick Davis | Mgmt | For | Against | Against | ||||
5 | Elect Con Fauconnier | Mgmt | For | Against | Against | ||||
6 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | ||||
7 | Elect Peter Hooley | Mgmt | For | Against | Against | ||||
8 | Elect Claude Lamoureux | Mgmt | For | Against | Against | ||||
9 | Elect Trevor Reid | Mgmt | For | Against | Against | ||||
10 | Elect Sir Steve Robson | Mgmt | For | Against | Against | ||||
11 | Elect David Rough | Mgmt | For | Against | Against | ||||
12 | Elect Ian Strachan | Mgmt | For | Against | Against | ||||
13 | Elect Santiago Zaldumbide | Mgmt | For | Against | Against | ||||
14 | Elect John Bond | Mgmt | For | Against | Against | ||||
15 | Elect Aristotelis Mistakidis | Mgmt | For | Against | Against | ||||
16 | Elect Tor Peterson | Mgmt | For | Against | Against | ||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | Against | Against | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Global Health Care Fund | ||||||||
Date of fiscal year end: | 12/31/2010 | ||||||||
Abbott Laboratories | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABT | CUSIP 002824100 | 04/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | ||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | ||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | ||||
1.4 | Elect H. Laurance Fuller | Mgmt | For | For | For | ||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | ||||
1.6 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
1.7 | Elect William Osborn | Mgmt | For | For | For | ||||
1.8 | Elect Samuel Scott III | Mgmt | For | For | For | ||||
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | ||||
1.10 | Elect Miles White | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | ||||
Acorda Therapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACOR | CUSIP 00484M106 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ron Cohen | Mgmt | For | For | For | ||||
1.2 | Elect Lorin Randall | Mgmt | For | For | For | ||||
1.3 | Elect Steven Rauscher | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Actelion Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATLN | CINS H0032X135 | 05/05/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Shareholder Proposal Regarding Special Audit | ShrHldr | Against | TNA | N/A | ||||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
9 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
10 | Amendments to Articles Regarding Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
12 | Shareholder Proposal Regarding Board Size | ShrHldr | Against | TNA | N/A | ||||
13 | Shareholder Proposal Regarding Directors' Terms | ShrHldr | Against | TNA | N/A | ||||
14 | Shareholder Proposal Regarding Election/Removal of the Board Chairman by the General Meeting | ShrHldr | Against | TNA | N/A | ||||
15 | Shareholder Proposal Regarding Removal of Robert E. Cawthorn | ShrHldr | Against | TNA | N/A | ||||
16 | Shareholder Proposal Regarding Removal of Werner Henrich | ShrHldr | Against | TNA | N/A | ||||
17 | Shareholder Proposal Regarding Removal of Michael Jacobi | ShrHldr | Against | TNA | N/A | ||||
18 | Shareholder Proposal Regarding Removal of Armin Kessler | ShrHldr | Against | TNA | N/A | ||||
19 | Shareholder Proposal Regarding Removal of Jean Malo | ShrHldr | Against | TNA | N/A | ||||
20 | Re-elect Jean-Paul Clozel | Mgmt | For | TNA | N/A | ||||
21 | Re-elect Juhani Anttila | Mgmt | For | TNA | N/A | ||||
22 | Re-elect Carl Feldbaum | Mgmt | For | TNA | N/A | ||||
23 | Elect Jean-Pierre Garnier | Mgmt | For | TNA | N/A | ||||
24 | Elect Robert Bertolini | Mgmt | For | TNA | N/A | ||||
25 | Shareholder Proposal Regarding Election of James Shannon | ShrHldr | Against | TNA | N/A | ||||
26 | Shareholder Proposal Regarding Election of Peter Allen | ShrHldr | Against | TNA | N/A | ||||
27 | Shareholder Proposal Regarding Election of Anders Härfstrand | ShrHldr | Against | TNA | N/A | ||||
28 | Shareholder Proposal Regarding Election of Robert H.O. Hock | ShrHldr | Against | TNA | N/A | ||||
29 | Shareholder Proposal Regarding Election of Elmar Schnee | ShrHldr | Against | TNA | N/A | ||||
30 | Shareholder Proposal Regarding Election of Hans-Christian Semmler | ShrHldr | Against | TNA | N/A | ||||
31 | Shareholder Proposal Regarding Election of James Shannon as Chairman of the Board of Directors | ShrHldr | Against | TNA | N/A | ||||
32 | Election of Robert Cawthorn as Chairman of the Board of Directors | Mgmt | For | TNA | N/A | ||||
33 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mark Bertolini | Mgmt | For | For | For | ||||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | ||||
3 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
4 | Elect Molly Coye | Mgmt | For | For | For | ||||
5 | Elect Roger Farah | Mgmt | For | For | For | ||||
6 | Elect Barbara Franklin | Mgmt | For | For | For | ||||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | ||||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | ||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
AmerisourceBergen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABC | CUSIP 03073E105 | 02/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Cotros | Mgmt | For | For | For | ||||
2 | Elect Jane Henney | Mgmt | For | For | For | ||||
3 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
AMGEN Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMGN | CUSIP 031162100 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Baltimore | Mgmt | For | Against | Against | ||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | Against | Against | ||||
3 | Elect François de Carbonnel | Mgmt | For | Against | Against | ||||
4 | Elect Vance Coffman | Mgmt | For | Against | Against | ||||
5 | Elect Rebecca Henderson | Mgmt | For | Against | Against | ||||
6 | Elect Frank Herringer | Mgmt | For | Against | Against | ||||
7 | Elect Gilbert Omenn | Mgmt | For | Against | Against | ||||
8 | Elect Judith Pelham | Mgmt | For | Against | Against | ||||
9 | Elect J. Paul Reason | Mgmt | For | Against | Against | ||||
10 | Elect Leonard Schaeffer | Mgmt | For | Against | Against | ||||
11 | Elect Kevin Sharer | Mgmt | For | Against | Against | ||||
12 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | ||||
Amylin Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMLN | CUSIP 032346108 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Adrian Adams | Mgmt | For | For | For | ||||
1.2 | Elect Teresa Beck | Mgmt | For | For | For | ||||
1.3 | Elect M. Kathleen Behrens | Mgmt | For | For | For | ||||
1.4 | Elect Daniel Bradbury | Mgmt | For | For | For | ||||
1.5 | Elect Paul Clark | Mgmt | For | For | For | ||||
1.6 | Elect Paulo Costa | Mgmt | For | For | For | ||||
1.7 | Elect Alexander Denner | Mgmt | For | For | For | ||||
1.8 | Elect Karin Eastham | Mgmt | For | For | For | ||||
1.9 | Elect James Gavin III | Mgmt | For | For | For | ||||
1.10 | Elect Jay Skyler | Mgmt | For | For | For | ||||
1.11 | Elect Joseph Sullivan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
ArQule, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARQL | CUSIP 04269E107 | 06/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Lindsay | Mgmt | For | For | For | ||||
1.2 | Elect William Messenger | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Zenner | Mgmt | For | For | For | ||||
2 | Amendment to the 1994 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the 1996 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 1996 Director Stock Option Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4503 | CINS J03393105 | 06/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yasuo Ishii | Mgmt | For | For | For | ||||
5 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
6 | Elect Shiroh Yasutake | Mgmt | For | For | For | ||||
7 | Elect Yasuyuki Takai | Mgmt | For | For | For | ||||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||||
9 | Elect Naoki Aikawa | Mgmt | For | For | For | ||||
10 | Elect Shigeo Aoyagi | Mgmt | For | Against | Against | ||||
11 | Elect Seigoh Kashii | Mgmt | For | Against | Against | ||||
12 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
13 | Bonus | Mgmt | For | For | For | ||||
14 | Stock Option Plan | Mgmt | For | Against | Against | ||||
Auxilium Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AUXL | CUSIP 05334D107 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rolf Classon | Mgmt | For | For | For | ||||
1.2 | Elect Al Altomari | Mgmt | For | For | For | ||||
1.3 | Elect Armando Anido | Mgmt | For | For | For | ||||
1.4 | Elect Peter Brandt | Mgmt | For | For | For | ||||
1.5 | Elect Oliver Fetzer | Mgmt | For | For | For | ||||
1.6 | Elect Paul Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Renato Fuchs | Mgmt | For | For | For | ||||
1.8 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | ||||
1.9 | Elect William McKee | Mgmt | For | For | For | ||||
2 | Amendment to the 2004 Equity Compensation Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
AVEO Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVEO | CUSIP 053588109 | 06/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Bate | Mgmt | For | For | For | ||||
1.2 | Elect Ronald DePinho | Mgmt | For | For | For | ||||
1.3 | Elect Anthony Evnin | Mgmt | For | For | For | ||||
1.4 | Elect Nicholas Galakatos | Mgmt | For | For | For | ||||
1.5 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | ||||
1.6 | Elect Raju Kucherlapati | Mgmt | For | For | For | ||||
1.7 | Elect Henri Termeer | Mgmt | For | For | For | ||||
1.8 | Elect Kenneth Weg | Mgmt | For | For | For | ||||
1.9 | Elect Robert Young | Mgmt | For | For | For | ||||
2 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | ||||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | ||||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | ||||
4 | Elect Albert Stroucken | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
9 | 2011 Incentive Plan | Mgmt | For | For | For | ||||
10 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Bayer AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAY | CINS D0712D163 | 04/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Amendment Regarding Term Length | Mgmt | For | For | For | ||||
8 | Corporate Restructuring | Mgmt | For | For | For | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
Becton, Dickinson and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BDX | CUSIP 075887109 | 02/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil Anderson | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Henry Becton, Jr. | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Edward DeGraan | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Claire Fraser-Liggett | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Christopher Jones | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Marshall Larsen | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Edward Ludwig | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Adel Mahmoud | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Gary Mecklenburg | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Cathy Minehan | Mgmt | For | Withhold | Against | ||||
1.11 | Elect James Orr | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Willard Overlock, Jr. | Mgmt | For | Withhold | Against | ||||
1.13 | Elect Bertram Scott | Mgmt | For | Withhold | Against | ||||
1.14 | Elect Alfred Sommer | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | ||||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | ||||
Biomarin Pharmaceutical Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMRN | CUSIP 09061G101 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean-Jacques Bienaimé | Mgmt | For | For | For | ||||
1.2 | Elect Michael Grey | Mgmt | For | For | For | ||||
1.3 | Elect Elaine Heron | Mgmt | For | For | For | ||||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | ||||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | ||||
1.6 | Elect Richard Meier | Mgmt | For | For | For | ||||
1.7 | Elect Alan Lewis | Mgmt | For | For | For | ||||
1.8 | Elect William Young | Mgmt | For | For | For | ||||
1.9 | Elect Kenneth Bate | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cardinal Health, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAH | CUSIP 14149Y108 | 11/03/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Colleen Arnold | Mgmt | For | For | For | ||||
2 | Elect George Barrett | Mgmt | For | For | For | ||||
3 | Elect Glenn Britt | Mgmt | For | For | For | ||||
4 | Elect Carrie Cox | Mgmt | For | For | For | ||||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||||
6 | Elect Bruce Downey | Mgmt | For | For | For | ||||
7 | Elect John Finn | Mgmt | For | For | For | ||||
8 | Elect Gregory Kenny | Mgmt | For | For | For | ||||
9 | Elect James Mongan | Mgmt | For | For | For | ||||
10 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
11 | Elect David Raisbeck | Mgmt | For | For | For | ||||
12 | Elect Jean Spaulding | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to Code of Regulations | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Celgene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Michael Casey | Mgmt | For | For | For | ||||
1.3 | Elect Carrie Cox | Mgmt | For | For | For | ||||
1.4 | Elect Rodman Drake | Mgmt | For | For | For | ||||
1.5 | Elect Michael Friedman | Mgmt | For | For | For | ||||
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.7 | Elect James Loughlin | Mgmt | For | For | For | ||||
1.8 | Elect Ernest Mario | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Chelsea Therapeutics International, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHTP | CUSIP 163428105 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Simon Pedder | Mgmt | For | For | For | ||||
1.2 | Elect Michael Weiser | Mgmt | For | For | For | ||||
1.3 | Elect Kevan Clemens | Mgmt | For | For | For | ||||
1.4 | Elect Norman Hardman | Mgmt | For | For | For | ||||
1.5 | Elect Johnson Lau | Mgmt | For | For | For | ||||
1.6 | Elect Roger Stoll | Mgmt | For | For | For | ||||
1.7 | Elect William Rueckert | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roman Martinez IV | Mgmt | For | For | For | ||||
2 | Elect Carol Wait | Mgmt | For | For | For | ||||
3 | Elect William Zollars | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
Codexis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDXS | CUSIP 192005106 | 06/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alexander Karsner | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Baruch | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Complete Genomics Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GNOM | CUSIP 20454K104 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl Gordon | Mgmt | For | For | For | ||||
1.2 | Elect Lewis Shuster | Mgmt | For | For | For | ||||
1.3 | Elect Charles Waite, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Coventry Health Care, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVH | CUSIP 222862104 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joel Ackerman | Mgmt | For | Against | Against | ||||
2 | Elect Lawrence Kugelman | Mgmt | For | Against | Against | ||||
3 | Elect Michael Stocker | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Craig Arnold | Mgmt | For | For | For | ||||
2 | Elect Robert Brust | Mgmt | For | For | For | ||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Richard Meelia | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | ||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
CSL Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSL | CINS Q3018U109 | 10/13/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Turner | Mgmt | For | For | For | ||||
2 | Re-elect John Akehurst | Mgmt | For | For | For | ||||
3 | Re-elect David Anstice | Mgmt | For | For | For | ||||
4 | Re-elect Ian Renard | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
6 | Equity Grant (Executive Directors) | Mgmt | For | For | For | ||||
7 | Increase NEDs' Fee Cap | Mgmt | For | For | For | ||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Cubist Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBST | CUSIP 229678107 | 06/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin Rosenberg | Mgmt | For | For | For | ||||
1.2 | Elect Matthew Singleton | Mgmt | For | For | For | ||||
1.3 | Elect Michael Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
CVS Caremark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edwin Banks | Mgmt | For | For | For | ||||
2 | Elect C. David Brown II | Mgmt | For | For | For | ||||
3 | Elect David Dorman | Mgmt | For | For | For | ||||
4 | Elect Anne Finucane | Mgmt | For | For | For | ||||
5 | Elect Kristen Gibney Williams | Mgmt | For | For | For | ||||
6 | Elect Marian Heard | Mgmt | For | For | For | ||||
7 | Elect Larry Merlo | Mgmt | For | For | For | ||||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
9 | Elect Terrence Murray | Mgmt | For | For | For | ||||
10 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | ||||
11 | Elect Richard Swift | Mgmt | For | For | For | ||||
12 | Elect Tony White | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Shareholder Proposal Regarding Political Contributions or Expenditure | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Dendreon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNDN | CUSIP 24823Q107 | 06/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Brewer | Mgmt | For | For | For | ||||
1.2 | Elect Mitchell Gold | Mgmt | For | For | For | ||||
1.3 | Elect Pedro Granadillo | Mgmt | For | For | For | ||||
1.4 | Elect David Stump | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Dyax Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DYAX | CUSIP 26746E103 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Fordyce | Mgmt | For | For | For | ||||
1.2 | Elect Mary Ann Gray | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Kempner | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Edwards Lifesciences Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EW | CUSIP 28176E108 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Cardis | Mgmt | For | For | For | ||||
2 | Elect David Pyott | Mgmt | For | For | For | ||||
3 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Express Scripts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 302182100 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Benanav | Mgmt | For | For | For | ||||
2 | Elect Maura Breen | Mgmt | For | For | For | ||||
3 | Elect Nicholas LaHowchic | Mgmt | For | For | For | ||||
4 | Elect Thomas Mac Mahon | Mgmt | For | For | For | ||||
5 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||||
6 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | ||||
7 | Elect John Parker, Jr. | Mgmt | For | For | For | ||||
8 | Elect George Paz | Mgmt | For | For | For | ||||
9 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
10 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to Bylaws to Permit Shareholders to Call a Special Meeting | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
15 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
Fresenius Medical Care AG & Co. KGaA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FME | CUSIP 358029106 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of General Partner Acts | Mgmt | For | For | For | ||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
5 | Compensation Policy | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Elect Gerd Krick | Mgmt | For | For | For | ||||
8 | Elect Dieter Schenk | Mgmt | For | For | For | ||||
9 | Elect Bernd Fahrholz | Mgmt | For | For | For | ||||
10 | Elect Walter Weisman | Mgmt | For | For | For | ||||
11 | Elect William Johnston | Mgmt | For | For | For | ||||
12 | Elect Rolf Classon | Mgmt | For | For | For | ||||
13 | Supervisory Board Members' Fees | Mgmt | For | Against | Against | ||||
14 | Stock Option Plan 2011; Cancellation of Conditional Capital | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Transaction of Other Business or Shareholder Countermotions | Mgmt | Non-Voting | Against | N/A | ||||
Fresenius Medical Care AG & Co. KGaA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FME | CINS D2734Z107 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Compensation Policy | Mgmt | For | For | For | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Elect Gerd Krick | Mgmt | For | For | For | ||||
11 | Elect Dieter Schenk | Mgmt | For | For | For | ||||
12 | Elect Bernd Fahrholz | Mgmt | For | For | For | ||||
13 | Elect Walter Weisman | Mgmt | For | For | For | ||||
14 | Elect William Johnston | Mgmt | For | For | For | ||||
15 | Elect Rolf Classon | Mgmt | For | For | For | ||||
16 | Supervisory Board Members' Fees | Mgmt | For | Against | Against | ||||
17 | Stock Option Plan 2011; Cancellation of Conditional Capital | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Glaxosmithkline plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSK | CINS G3910J112 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Simon Dingemans | Mgmt | For | For | For | ||||
4 | Elect Stacey Cartwright | Mgmt | For | For | For | ||||
5 | Elect Judy Lewent | Mgmt | For | For | For | ||||
6 | Elect Sir Christopher Gent | Mgmt | For | For | For | ||||
7 | Elect Andrew Witty | Mgmt | For | For | For | ||||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||||
9 | Elect Stephanie Burns | Mgmt | For | For | For | ||||
10 | Elect H. Lawrence Culp | Mgmt | For | Against | Against | ||||
11 | Elect Sir Crispin Davis | Mgmt | For | For | For | ||||
12 | Elect Sir Deryck Maughan | Mgmt | For | Against | Against | ||||
13 | Elect James Murdoch | Mgmt | For | For | For | ||||
14 | Elect Daniel Podolsky | Mgmt | For | For | For | ||||
15 | Elect Moncef Slaoui | Mgmt | For | For | For | ||||
16 | Elect Tom de Swaan | Mgmt | For | For | For | ||||
17 | Elect Sir Robert Wilson | Mgmt | For | For | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
29 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | ||||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
31 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Hospira, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSP | CUSIP 441060100 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Irving Bailey, II | Mgmt | For | For | For | ||||
2 | Elect F. Michael Ball | Mgmt | For | For | For | ||||
3 | Elect Jacque Sokolov | Mgmt | For | For | For | ||||
4 | Elimination of Supermajority Requirement for Removal of Directors For Cause | Mgmt | For | For | For | ||||
5 | Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal | Mgmt | For | For | For | ||||
6 | Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Human Genome Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HGSI | CUSIP 444903108 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Danzig | Mgmt | For | For | For | ||||
1.2 | Elect Colin Goddard | Mgmt | For | For | For | ||||
1.3 | Elect Maxine Gowen | Mgmt | For | For | For | ||||
1.4 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | ||||
1.5 | Elect Argeris Karabelas | Mgmt | For | For | For | ||||
1.6 | Elect John LaMattina | Mgmt | For | For | For | ||||
1.7 | Elect Augustine Lawlor | Mgmt | For | For | For | ||||
1.8 | Elect George Morrow | Mgmt | For | For | For | ||||
1.9 | Elect Gregory Norden | Mgmt | For | For | For | ||||
1.10 | Elect H. Thomas Watkins | Mgmt | For | For | For | ||||
1.11 | Elect Robert Young | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Incyte Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INCY | CUSIP 45337C102 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard De Schutter | Mgmt | For | For | For | ||||
1.2 | Elect Barry Ariko | Mgmt | For | For | For | ||||
1.3 | Elect Julian Baker | Mgmt | For | For | For | ||||
1.4 | Elect Paul Brooke | Mgmt | For | For | For | ||||
1.5 | Elect Wendy Dixon | Mgmt | For | For | For | ||||
1.6 | Elect Paul Friedman | Mgmt | For | For | For | ||||
1.7 | Elect John Niblack | Mgmt | For | For | For | ||||
1.8 | Elect Roy Whitfield | Mgmt | For | For | For | ||||
2 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ironwood Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRWD | CUSIP 46333X108 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bryan Roberts | Mgmt | For | For | For | ||||
1.2 | Elect Peter Hecht | Mgmt | For | For | For | ||||
1.3 | Elect David Shaw | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Amendment to the 2010 Employee, Director and Consultant Equity Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Coleman | Mgmt | For | For | For | ||||
2 | Elect James Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian Davis | Mgmt | For | For | For | ||||
4 | Elect Michael Johns | Mgmt | For | For | For | ||||
5 | Elect Susan Lindquist | Mgmt | For | For | For | ||||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | ||||
7 | Elect Leo Mullin | Mgmt | For | For | For | ||||
8 | Elect William Perez | Mgmt | For | For | For | ||||
9 | Elect Charles Prince | Mgmt | For | For | For | ||||
10 | Elect David Satcher | Mgmt | For | For | For | ||||
11 | Elect William Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Policy on Health Status Discrimination | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
Life Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LIFE | CUSIP 53217V109 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Balakrishnan Iyer | Mgmt | For | Against | Against | ||||
2 | Elect Gregory Lucier | Mgmt | For | For | For | ||||
3 | Elect Ronald Matricaria | Mgmt | For | For | For | ||||
4 | Elect David U'Prichard | Mgmt | For | For | For | ||||
5 | Elect William Longfield | Mgmt | For | For | For | ||||
6 | Elect Ora Pescovitz | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
8 | Amendments to Certificate of Incorporation | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | ||||
McKesson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andy Bryant | Mgmt | For | For | For | ||||
2 | Elect Wayne Budd | Mgmt | For | For | For | ||||
3 | Elect John Hammergren | Mgmt | For | For | For | ||||
4 | Elect Alton Irby III | Mgmt | For | For | For | ||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||||
6 | Elect Marie Knowles | Mgmt | For | For | For | ||||
7 | Elect David Lawrence | Mgmt | For | For | For | ||||
8 | Elect Edward Mueller | Mgmt | For | For | For | ||||
9 | Elect Jane Shaw | Mgmt | For | For | For | ||||
10 | Reapproval of Performance Goals Under the 2005 Stock Plan | Mgmt | For | For | For | ||||
11 | Reapproval of Performance Goals Under the 2005 Management Incentive Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | ||||
Mead Johnson Nutrition Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MJN | CUSIP 582839106 | 04/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
1.2 | Elect Steven Altschuler | Mgmt | For | For | For | ||||
1.3 | Elect Howard Bernick | Mgmt | For | For | For | ||||
1.4 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
1.5 | Elect Anna Catalano | Mgmt | For | For | For | ||||
1.6 | Elect Celeste Clark | Mgmt | For | For | For | ||||
1.7 | Elect James Cornelius | Mgmt | For | For | For | ||||
1.8 | Elect Peter Ratcliffe | Mgmt | For | For | For | ||||
1.9 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
1.10 | Elect Robert Singer | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Medtronic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | ||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | ||||
1.4 | Elect William Hawkins | Mgmt | For | For | For | ||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | ||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | ||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | ||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | ||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas Cech | Mgmt | For | For | For | ||||
3 | Elect Richard Clark | Mgmt | For | For | For | ||||
4 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
5 | Elect Thomas Glocer | Mgmt | For | For | For | ||||
6 | Elect Steven Goldstone | Mgmt | For | For | For | ||||
7 | Elect William Harrison, Jr. | Mgmt | For | For | For | ||||
8 | Elect Harry Jacobson | Mgmt | For | For | For | ||||
9 | Elect William Kelley | Mgmt | For | For | For | ||||
10 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
11 | Elect Rochelle Lazarus | Mgmt | For | Against | Against | ||||
12 | Elect Carlos Represas | Mgmt | For | For | For | ||||
13 | Elect Patricia Russo | Mgmt | For | For | For | ||||
14 | Elect Thomas Shenk | Mgmt | For | For | For | ||||
15 | Elect Anne Tatlock | Mgmt | For | For | For | ||||
16 | Elect Craig Thompson | Mgmt | For | For | For | ||||
17 | Elect Wendell Weeks | Mgmt | For | For | For | ||||
18 | Elect Peter Wendell | Mgmt | For | For | For | ||||
19 | Ratification of Auditor | Mgmt | For | For | For | ||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
21 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Microport Scientific Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
853 | CINS G60837104 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect CHANG Zhaohua | Mgmt | For | Against | Against | ||||
6 | Elect ASHIDA Norihiro | Mgmt | For | Against | Against | ||||
7 | Elect SHIRAFUJI Hiroshi | Mgmt | For | Against | Against | ||||
8 | Elect HUA Zezhao | Mgmt | For | Against | Against | ||||
9 | Elect Jonathan H. Chou | Mgmt | For | Against | Against | ||||
10 | Elect LIU Guoen | Mgmt | For | Against | Against | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/out Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
Mitsubishi Tanabe Pharma Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4508 | CINS J4448H104 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | ||||
5 | Elect Kuniaki Kaga | Mgmt | For | For | For | ||||
6 | Elect Kenichi Yanagisawa | Mgmt | For | For | For | ||||
7 | Elect Kenkichi Kosakai | Mgmt | For | For | For | ||||
8 | Elect Masayuki Mitsuka | Mgmt | For | For | For | ||||
9 | Elect Takashi Kobayashi | Mgmt | For | For | For | ||||
10 | Elect Shigehiko Hattori | Mgmt | For | For | For | ||||
11 | Elect Seishiroh Yoshioka | Mgmt | For | For | For | ||||
12 | Elect Kohichi Fujisawa | Mgmt | For | Against | Against | ||||
13 | Elect Masanao Iechika | Mgmt | For | For | For | ||||
14 | Elect Takashi Nishida | Mgmt | For | For | For | ||||
15 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
Momenta Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MNTA | CUSIP 60877T100 | 06/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marsha Fanucci | Mgmt | For | For | For | ||||
1.2 | Elect Peter Hutt | Mgmt | For | For | For | ||||
1.3 | Elect Bruce Downey | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Novartis AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOVN | CINS H5820Q150 | 02/22/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Ratification of Management and Board Acts | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Re-elect Ann Fudge | Mgmt | For | TNA | N/A | ||||
9 | Re-elect Pierre Landolt | Mgmt | For | TNA | N/A | ||||
10 | Re-elect Ulrich Lehner | Mgmt | For | TNA | N/A | ||||
11 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | ||||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
13 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Novartis AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOVN | CINS H5820Q150 | 04/08/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Approval of Merger Agreement | Mgmt | For | TNA | N/A | ||||
4 | Approval of Share Issuance | Mgmt | For | TNA | N/A | ||||
5 | Additional and/or Counter-Proposals | Mgmt | For | TNA | N/A | ||||
Perrigo Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRGO | CUSIP 714290103 | 10/27/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Laurie Brlas | Mgmt | For | For | For | ||||
1.2 | Elect Michael Jandernoa | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Papa | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | ||||
2 | Elect Michael Brown | Mgmt | For | For | For | ||||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
5 | Elect Frances Fergusson | Mgmt | For | For | For | ||||
6 | Elect William Gray, III | Mgmt | For | For | For | ||||
7 | Elect Constance Horner | Mgmt | For | For | For | ||||
8 | Elect James Kilts | Mgmt | For | For | For | ||||
9 | Elect George Lorch | Mgmt | For | For | For | ||||
10 | Elect John Mascotte | Mgmt | For | For | For | ||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
12 | Elect Ian Read | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | ||||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | ||||
Pharmasset, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRUS | CUSIP 71715N106 | 03/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Carney | Mgmt | For | For | For | ||||
1.2 | Elect P. Schaefer Price | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Revised 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Quest Diagnostics Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGX | CUSIP 74834L100 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Buehler | Mgmt | For | For | For | ||||
2 | Elect Daniel Stanzione | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Sanofi-Aventis | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Ratification of the Co-option of Carole Piwnica | Mgmt | For | Against | Against | ||||
10 | Elect Suet Fern Lee | Mgmt | For | Against | Against | ||||
11 | Elect Thierry Desmarest | Mgmt | For | Against | Against | ||||
12 | Elect Igor Landau | Mgmt | For | Against | Against | ||||
13 | Elect Gérard Van Kemmel | Mgmt | For | Against | Against | ||||
14 | Elect Serge Weinberg | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
26 | Amendment Regarding Board Size | Mgmt | For | For | For | ||||
27 | Amendment Regarding Age Limits | Mgmt | For | For | For | ||||
28 | Amendment Regarding Electronic Voting | Mgmt | For | For | For | ||||
29 | Amendment to Company Name | Mgmt | For | For | For | ||||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sequenom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SQNM | CUSIP 817337405 | 06/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ernst-Günter Afting | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth Buechler | Mgmt | For | For | For | ||||
1.3 | Elect John Fazio | Mgmt | For | For | For | ||||
1.4 | Elect Harry Hixson, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Richard Lerner | Mgmt | For | For | For | ||||
1.6 | Elect Ronald Lindsay | Mgmt | For | For | For | ||||
1.7 | Elect David Pendarvis | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sihuan Pharmaceutical Holdings Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BL5 | CINS G8162K113 | 06/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect CHE Fengsheng | Mgmt | For | Against | Against | ||||
5 | Elect GUO Weicheng | Mgmt | For | Against | Against | ||||
6 | Elect MENG Xianhui | Mgmt | For | Against | Against | ||||
7 | Elect ZHANG Jionglong | Mgmt | For | Against | Against | ||||
8 | Elect Patrick SUN | Mgmt | For | Against | Against | ||||
9 | Elect BAI Huiliang | Mgmt | For | Against | Against | ||||
10 | Elect XU Kangsen | Mgmt | For | Against | Against | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Sinopharm Group Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1099 | CINS Y8008N107 | 01/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect CHEN Wenhao | Mgmt | For | Against | Against | ||||
3 | Elect ZHOU Bin | Mgmt | For | Against | Against | ||||
4 | Elect YAO Fang as Supervisor | Mgmt | For | For | For | ||||
5 | Elect LIAN Wanyong as Supervisor | Mgmt | For | For | For | ||||
6 | Issuance of Medium-Term Bonds | Mgmt | For | For | For | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Sinopharm Group Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1099 | CINS Y8008N107 | 05/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Directors' Report | Mgmt | For | For | For | ||||
3 | Supervisory Committee's Report | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Appointment of Domestic Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Appointment of International Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Shareholder Proposal | ShrHldr | For | For | For | ||||
Sinovac Biotech Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SVA | CUSIP P8696W104 | 07/15/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
4 | Technical Amendments to the Bylaws | Mgmt | For | For | For | ||||
5 | Amendment to the Bylaws to Reduce Quorum Requirements | Mgmt | For | Against | Against | ||||
6 | Adoption of Supermajority Voting Requirement | Mgmt | For | Against | Against | ||||
Smith & Nephew plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SN | CINS G82343164 | 04/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Ian Barlow | Mgmt | For | For | For | ||||
5 | Elect Geneviève Berger | Mgmt | For | For | For | ||||
6 | Elect Oliver Bohuon | Mgmt | For | For | For | ||||
7 | Elect John Buchanan | Mgmt | For | For | For | ||||
8 | Elect Adrian Hennah | Mgmt | For | For | For | ||||
9 | Elect Pamela Kirby | Mgmt | For | For | For | ||||
10 | Elect Brian Larcombe | Mgmt | For | For | For | ||||
11 | Elect Joseph Papa | Mgmt | For | For | For | ||||
12 | Elect Richard De Schutter | Mgmt | For | For | For | ||||
13 | Elect Rolf Stomberg | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Somaxon Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SOMX | CUSIP 834453102 | 06/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Hale | Mgmt | For | For | For | ||||
1.2 | Elect Michael Eagle | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Devenuti | Mgmt | For | For | For | ||||
2 | Elect Thomas Garrett III | Mgmt | For | For | For | ||||
3 | Elect Wendy Yarno | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Abstain | For | Against | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Synthes Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYST | CINS 87162M409 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect Robert Bland | Mgmt | For | Against | Against | ||||
5 | Elect Amy Wyss | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
Synutra International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYUT | CUSIP 87164C102 | 02/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lei Lin | Mgmt | For | For | For | ||||
1.2 | Elect Min (Jenny) Zhang | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Lynch | Mgmt | For | For | For | ||||
2 | Elect William Parrett | Mgmt | For | For | For | ||||
3 | Elect Michael Porter | Mgmt | For | For | For | ||||
4 | Elect Scott Sperling | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
United Therapeutics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTHR | CUSIP 91307C102 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raymond Dwek | Mgmt | For | For | For | ||||
1.2 | Elect Roger Jeffs | Mgmt | For | For | For | ||||
1.3 | Elect Christopher Patusky | Mgmt | For | For | For | ||||
1.4 | Elect Tommy Thompson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Vertex Pharmaceuticals Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRTX | CUSIP 92532F100 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Matthew Emmens | Mgmt | For | For | For | ||||
1.2 | Elect Margaret McGlynn | Mgmt | For | For | For | ||||
1.3 | Elect Wayne Riley | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Watson Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPI | CUSIP 942683103 | 05/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Fedida | Mgmt | For | For | For | ||||
2 | Elect Albert Hummel | Mgmt | For | For | For | ||||
3 | Elect Catherine Klema | Mgmt | For | For | For | ||||
4 | Elect Anthony Tabatznik | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Amendment to the 2001 Incentive Award Plan | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
WellPoint, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLP | CUSIP 94973V107 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Warren Jobe | Mgmt | For | For | For | ||||
3 | Elect William Mays | Mgmt | For | For | For | ||||
4 | Elect William Ryan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Elimination of Supermajority Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors | Mgmt | For | For | For | ||||
7 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | ||||
8 | Amendments Removing Certain Restrictions on Ownership of Shares | Mgmt | For | For | For | ||||
9 | Amendments Deleting Certain Obsolete Provisions | Mgmt | For | For | For | ||||
10 | Amendments Deleting Certain Obsolete Provisions and Making Conforming Changes | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | Shareholder Proposal Regarding Conversion to Nonprofit Status | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
West Pharmaceutical Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WST | CUSIP 955306105 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald Morel Jr. | Mgmt | For | For | For | ||||
1.2 | Elect John Weiland | Mgmt | For | For | For | ||||
1.3 | Elect Robert Young | Mgmt | For | For | For | ||||
1.4 | Elect Mark Buthman | Mgmt | For | For | For | ||||
1.5 | Elect Douglas Michels | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | 2011 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
WuXi PharmaTech (Cayman) Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WX | CUSIP 929352102 | 08/05/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
WuXi PharmaTech (Cayman) Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WX | CUSIP 929352102 | 11/10/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ge Li | Mgmt | For | Against | Against | ||||
2 | Elect Cuong Do | Mgmt | For | Against | Against | ||||
3 | Elect Stewart Hen | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2007 Employee Share Incentive Plan | Mgmt | For | For | For | ||||
Zimmer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZMH | CUSIP 98956P102 | 05/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Besty Bernard | Mgmt | For | For | For | ||||
2 | Elect Marc Casper | Mgmt | For | For | For | ||||
3 | Elect David Dvorak | Mgmt | For | For | For | ||||
4 | Elect Larry Glasscock | Mgmt | For | For | For | ||||
5 | Elect Robert Hagemann | Mgmt | For | For | For | ||||
6 | Elect Arthur Higgins | Mgmt | For | For | For | ||||
7 | Elect John McGoldrick | Mgmt | For | For | For | ||||
8 | Elect Cecil Pickett | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Global Utilities Fund | ||||||||
Date of fiscal year end: | 12/31/2010 | ||||||||
AGL Energy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGK | CINS Q01630104 | 10/21/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Remuneration Report | Mgmt | For | For | For | ||||
2 | Re-elect Bruce Phillips | Mgmt | For | For | For | ||||
3 | Increase NEDs' Fees | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Alliant Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LNT | CUSIP 018802108 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Harvey | Mgmt | For | For | For | ||||
1.2 | Elect Singleton McAllister | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ameren Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEE | CUSIP 023608102 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | ||||
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | ||||
1.3 | Elect Walter Galvin | Mgmt | For | For | For | ||||
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | ||||
1.5 | Elect James Johnson | Mgmt | For | For | For | ||||
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | ||||
1.7 | Elect Patrick Stokes | Mgmt | For | For | For | ||||
1.8 | Elect Thomas Voss | Mgmt | For | For | For | ||||
1.9 | Elect Stephen Wilson | Mgmt | For | For | For | ||||
1.10 | Elect Jack Woodard | Mgmt | For | For | For | ||||
2 | Amendment to Articles of Incorporation Regarding Liability of Directors | Mgmt | For | For | For | ||||
3 | Re-Approval of Performance Goals Under the 2006 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | Against | For | ||||
American Electric Power Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEP | CUSIP 025537101 | 04/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Anderson | Mgmt | For | For | For | ||||
2 | Elect James Cordes | Mgmt | For | For | For | ||||
3 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda Goodspeed | Mgmt | For | For | For | ||||
5 | Elect Thomas Hoaglin | Mgmt | For | For | For | ||||
6 | Elect Lester Hudson, Jr. | Mgmt | For | For | For | ||||
7 | Elect Michael Morris | Mgmt | For | For | For | ||||
8 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
9 | Elect Lionel Nowell III | Mgmt | For | For | For | ||||
10 | Elect Richard Sandor | Mgmt | For | For | For | ||||
11 | Elect Kathryn Sullivan | Mgmt | For | For | For | ||||
12 | Elect Sara Tucker | Mgmt | For | For | For | ||||
13 | Elect John Turner | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
American Water Works Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWK | CUSIP 030420103 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Adik | Mgmt | For | For | For | ||||
2 | Elect Martha Clark Goss | Mgmt | For | For | For | ||||
3 | Elect Julie Dobson | Mgmt | For | For | For | ||||
4 | Elect Richard Grigg | Mgmt | For | For | For | ||||
5 | Elect Julia Johnson | Mgmt | For | For | For | ||||
6 | Elect George MacKenzie | Mgmt | For | For | For | ||||
7 | Elect William Marrazzo | Mgmt | For | For | For | ||||
8 | Elect Jeffry Sterba | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Centrica plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNA | CINS G2018Z143 | 05/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roger Carr | Mgmt | For | For | For | ||||
5 | Elect Sam Laidlaw | Mgmt | For | For | For | ||||
6 | Elect Helen Alexander | Mgmt | For | For | For | ||||
7 | Elect Phil Bentley | Mgmt | For | For | For | ||||
8 | Elect Margherita Della Valle | Mgmt | For | For | For | ||||
9 | Elect Mary Francis | Mgmt | For | For | For | ||||
10 | Elect Mark Hanafin | Mgmt | For | For | For | ||||
11 | Elect Nick Luff | Mgmt | For | For | For | ||||
12 | Elect Andrew Mackenzie | Mgmt | For | For | For | ||||
13 | Elect Ian Meakins | Mgmt | For | For | For | ||||
14 | Elect Paul Rayner | Mgmt | For | For | For | ||||
15 | Elect Chris Weston | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Cheung Kong Infrastructure Holdings Limi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1038 | CINS G2098R102 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect CHAN Loi Shun | Mgmt | For | Against | Against | ||||
6 | Elect KWOK Eva Lee | Mgmt | For | Against | Against | ||||
7 | Elect SNG Sow Mei alias POON Sow Mei | Mgmt | For | Against | Against | ||||
8 | Elect Colin Stevens Russel | Mgmt | For | Against | Against | ||||
9 | Elect David LAN Hong Tsung | Mgmt | For | Against | Against | ||||
10 | Elect Angelina LEE Pui Ling | Mgmt | For | Against | Against | ||||
11 | Elect George Magnus | Mgmt | For | Against | Against | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
16 | Amendments to Articles | Mgmt | For | For | For | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Resources Power Holdings Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0836 | CINS Y1503A100 | 06/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Elect SONG Lin | Mgmt | For | Against | Against | ||||
7 | Elect WANG Yu Jun | Mgmt | For | Against | Against | ||||
8 | Elect WANG Xiao Bin | Mgmt | For | Against | Against | ||||
9 | Elect ZHANG Shen Wen | Mgmt | For | Against | Against | ||||
10 | Elect LI She Tang | Mgmt | For | Against | Against | ||||
11 | Elect DU Wenmin | Mgmt | For | Against | Against | ||||
12 | Elect SHI Shanbo | Mgmt | For | Against | Against | ||||
13 | Elect WEI Bin | Mgmt | For | Against | Against | ||||
14 | Elect ZHANG Haipeng | Mgmt | For | Against | Against | ||||
15 | Elect CHEN Ji Min | Mgmt | For | Against | Against | ||||
16 | Elect Andrew MA Chiu-Cheung | Mgmt | For | Against | Against | ||||
17 | Directors' Fees | Mgmt | For | For | For | ||||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
CMS Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMS | CUSIP 125896100 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Merribel Ayres | Mgmt | For | For | For | ||||
1.2 | Elect Jon Barfield | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Ewing | Mgmt | For | For | For | ||||
1.4 | Elect Richard Gabrys | Mgmt | For | For | For | ||||
1.5 | Elect David Joos | Mgmt | For | For | For | ||||
1.6 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Michael Monahan | Mgmt | For | For | For | ||||
1.8 | Elect John Russell | Mgmt | For | For | For | ||||
1.9 | Elect Kenneth Way | Mgmt | For | For | For | ||||
1.10 | Elect John Yasinsky | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Coal Risk Report | ShrHldr | Against | Against | For | ||||
E.On AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EOAN | CINS D24914133 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Compensation Policy | Mgmt | For | For | For | ||||
9 | Elect Denise Kingsmill | Mgmt | For | For | For | ||||
10 | Elect Bård Mikkelsen | Mgmt | For | For | For | ||||
11 | Elect René Obermann | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | ||||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
15 | Control Agreement with E.ON Beteiligungsverwaltungs GmbH | Mgmt | For | For | For | ||||
16 | Control Agreement with E.ON Energy Trading Holding GmbH | Mgmt | For | For | For | ||||
17 | Control Agreement with E.ON Finanzanlagen GmbH | Mgmt | For | For | For | ||||
18 | Control Agreement with E.ON Ruhrgas Holding GmbH | Mgmt | For | For | For | ||||
Edison International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIX | CUSIP 281020107 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jagjeet Bindra | Mgmt | For | For | For | ||||
2 | Elect Vanessa Chang | Mgmt | For | For | For | ||||
3 | Elect France Córdova | Mgmt | For | For | For | ||||
4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Charles Curtis | Mgmt | For | For | For | ||||
6 | Elect Bradford Freeman | Mgmt | For | For | For | ||||
7 | Elect Luis Nogales | Mgmt | For | For | For | ||||
8 | Elect Ronald Olson | Mgmt | For | For | For | ||||
9 | Elect James Rosser | Mgmt | For | For | For | ||||
10 | Elect Richard Schlosberg, III | Mgmt | For | For | For | ||||
11 | Elect Thomas Sutton | Mgmt | For | For | For | ||||
12 | Elect Brett White | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | ||||
Electricite de France | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EDF | CINS F2940H113 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | ||||
10 | Appointment of Auditor (Deloitte et Associés) | Mgmt | For | For | For | ||||
11 | Appointment of Alternate Auditor (KPMG Audit IS) | Mgmt | For | For | For | ||||
12 | Appointment of Alternate Auditor (BEAS) | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
15 | Amendment to Article 10 | Mgmt | For | For | For | ||||
16 | Amendment to Article 19 | Mgmt | For | For | For | ||||
17 | Amendment to Article 20 | Mgmt | For | For | For | ||||
18 | Amendment to Article 24 Regarding Loyalty Dividends | Mgmt | For | Against | Against | ||||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Endesa SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELE | CINS E41222113 | 05/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts | Mgmt | For | For | For | ||||
3 | Reports | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Elect Francisco de Borja Prado Eulate | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Amendment to Article 8 | Mgmt | For | For | For | ||||
9 | Amendment to Article 11 | Mgmt | For | For | For | ||||
10 | Amendment to Article 12 | Mgmt | For | For | For | ||||
11 | Amendment to Article 14 | Mgmt | For | For | For | ||||
12 | Amendment to Article 15 | Mgmt | For | For | For | ||||
13 | Amendment to Article 16 | Mgmt | For | For | For | ||||
14 | Amendment to Article 22 | Mgmt | For | For | For | ||||
15 | Amendment to Article 23 | Mgmt | For | For | For | ||||
16 | Amendment to Article 26 | Mgmt | For | For | For | ||||
17 | Amendment to Article 33 | Mgmt | For | For | For | ||||
18 | Amendment to Article 36 | Mgmt | For | For | For | ||||
19 | Amendment to Article 40 | Mgmt | For | For | For | ||||
20 | Amendment to Article 42 | Mgmt | For | For | For | ||||
21 | Amendment to Article 44 | Mgmt | For | For | For | ||||
22 | Amendment to Article 51 | Mgmt | For | For | For | ||||
23 | Amendment to Article 54 | Mgmt | For | For | For | ||||
24 | Amendments to Articles | Mgmt | For | For | For | ||||
25 | Amendment to Article 3 | Mgmt | For | For | For | ||||
26 | Amendment to Article 7 | Mgmt | For | For | For | ||||
27 | Amendment to Article 8 | Mgmt | For | For | For | ||||
28 | Amendment to Article 9 | Mgmt | For | For | For | ||||
29 | Amendment to Article 10 | Mgmt | For | For | For | ||||
30 | Amendment to Article 11 | Mgmt | For | For | For | ||||
31 | Amendment to Article 24 | Mgmt | For | For | For | ||||
32 | Amendment to Meeting regulations | Mgmt | For | For | For | ||||
33 | Remuneration Report | Mgmt | For | Against | Against | ||||
34 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Enel S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENEL | CINS T3679P115 | 04/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Board Size | Mgmt | For | Against | Against | ||||
5 | Board Term | Mgmt | For | For | For | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
7 | List Proposed by Ministry of Economy and Finance | Mgmt | For | Against | Against | ||||
8 | List Proposed by Institutional Investors | Mgmt | For | N/A | N/A | ||||
9 | Election of Chairman of Board | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | Against | Against | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Amendments to Articles | Mgmt | For | For | For | ||||
Entergy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETR | CUSIP 29364G103 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | ||||
2 | Elect Gary Edwards | Mgmt | For | For | For | ||||
3 | Elect Alexis Herman | Mgmt | For | For | For | ||||
4 | Elect Donald Hintz | Mgmt | For | For | For | ||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | ||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | ||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | ||||
8 | Elect Stewart Myers | Mgmt | For | For | For | ||||
9 | Elect William Percy, II | Mgmt | For | For | For | ||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | ||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | 2011 Equity Ownership and Long Term Cash Incentive Plan | Mgmt | For | For | For | ||||
Fortum Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FUM1V | CINS X2978Z118 | 03/31/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
11 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
12 | Supervisory Board Size | Mgmt | For | TNA | N/A | ||||
13 | Election of Supervisory Board | Mgmt | For | TNA | N/A | ||||
14 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
15 | Board Size | Mgmt | For | TNA | N/A | ||||
16 | Election of Directors | Mgmt | For | TNA | N/A | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
19 | Shareholder Proposal Regarding the Abolition of the Supervisory Board | ShrHldr | For | TNA | N/A | ||||
20 | Shareholder Proposal Regarding Nominating Committee | ShrHldr | For | TNA | N/A | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
GDF Suez (fka Gaz de France) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSZ | CINS F42768105 | 05/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Elect Albert Frère | Mgmt | For | Against | Against | ||||
11 | Elect Edmond Alphandéry | Mgmt | For | Against | Against | ||||
12 | Elect Aldo Cardoso | Mgmt | For | Against | Against | ||||
13 | Elect René Carron | Mgmt | For | Against | Against | ||||
14 | Elect Thierry de Rudder | Mgmt | For | Against | Against | ||||
15 | Elect Françoise Malrieu | Mgmt | For | Against | Against | ||||
16 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||||
17 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
18 | Authority to Increase Capital Under Employee Savings Plan for Overseas Employees | Mgmt | For | For | For | ||||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
20 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
21 | Shareholder Proposal Regarding Allocation of Profits/Dividends | ShrHldr | Against | Against | For | ||||
Great Plains Energy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GXP | CUSIP 391164100 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Bodde | Mgmt | For | For | For | ||||
1.2 | Elect Michael Chesser | Mgmt | For | For | For | ||||
1.3 | Elect William Downey | Mgmt | For | For | For | ||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | ||||
1.6 | Elect James Mitchell | Mgmt | For | For | For | ||||
1.7 | Elect William Nelson | Mgmt | For | For | For | ||||
1.8 | Elect John Sherman | Mgmt | For | For | For | ||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | ||||
1.10 | Elect Robert West | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hongkong Electric Holdings Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HEH | CINS Y33549117 | 01/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Change in Company Name | Mgmt | For | For | For | ||||
Hongkong Electric Holdings Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HEH | CINS Y33549117 | 09/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Joint Venture | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Iberdrola S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBE | CINS E6165F166 | 05/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts | Mgmt | For | For | For | ||||
2 | Reports | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Scrip Dividend | Mgmt | For | For | For | ||||
7 | Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
9 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | ||||
10 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
11 | Listing or Delisting Shares and Bonds | Mgmt | For | For | For | ||||
12 | Authority to Create/Fund Foundations | Mgmt | For | For | For | ||||
13 | Amend Article 1 | Mgmt | For | For | For | ||||
14 | Amend Articles 5 to 8, 9 to 15, 52 | Mgmt | For | For | For | ||||
15 | Amend Articles 16 to 20, 22 to 28 and 31 | Mgmt | For | For | For | ||||
16 | Amend Article 21 | Mgmt | For | For | For | ||||
17 | Amend Articles 29, 30 and 54 to 56 | Mgmt | For | For | For | ||||
18 | Amend Articles 32 to 51 | Mgmt | For | For | For | ||||
19 | Consolidation of Articles of Association | Mgmt | For | For | For | ||||
20 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
21 | Merger with Iberdrola Renovables | Mgmt | For | For | For | ||||
22 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
23 | Remuneration Report | Mgmt | For | For | For | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
International Power plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPR | CINS G4890M109 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Dirk Beeuwsaert | Mgmt | For | Against | Against | ||||
3 | Elect Sir Neville Simms | Mgmt | For | Against | Against | ||||
4 | Elect Bernard Attali | Mgmt | For | Against | Against | ||||
5 | Elect Anthony Isaac | Mgmt | For | Against | Against | ||||
6 | Elect David Weston | Mgmt | For | Against | Against | ||||
7 | Elect Sir Rob Young | Mgmt | For | Against | Against | ||||
8 | Elect Michael Zaoui | Mgmt | For | Against | Against | ||||
9 | Elect Gérard Mestrallet | Mgmt | For | Against | Against | ||||
10 | Elect Jean-François Cirelli | Mgmt | For | Against | Against | ||||
11 | Elect Gérard Lamarche | Mgmt | For | Against | Against | ||||
12 | Elect Philip Cox | Mgmt | For | Against | Against | ||||
13 | Elect Mark Williamson | Mgmt | For | Against | Against | ||||
14 | Elect Guy Richelle | Mgmt | For | Against | Against | ||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Increase Non-Exeuctive Directors' Fee Cap | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
International Power PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPR | CINS G4890M109 | 12/16/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of the Merger | Mgmt | For | For | For | ||||
2 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | ||||
ITC Holdings Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ITC | CUSIP 465685105 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Jepsen | Mgmt | For | For | For | ||||
1.2 | Elect Richard McLellan | Mgmt | For | For | For | ||||
1.3 | Elect William Museler | Mgmt | For | For | For | ||||
1.4 | Elect Hazel O'Leary | Mgmt | For | For | For | ||||
1.5 | Elect Gordon Bennett Stewart, III | Mgmt | For | For | For | ||||
1.6 | Elect Lee Stewart | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Welch | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kansai Electric Power Co. Inc. (The) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9503 | CINS J30169106 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shohsuke Mori | Mgmt | For | For | For | ||||
4 | Elect Makoto Yagi | Mgmt | For | For | For | ||||
5 | Elect Masafumi Ikari | Mgmt | For | For | For | ||||
6 | Elect Masao Ikoma | Mgmt | For | For | For | ||||
7 | Elect Hideki Toyomatsu | Mgmt | For | For | For | ||||
8 | Elect Jiroh Kagawa | Mgmt | For | For | For | ||||
9 | Elect Yuzuru Hiroe | Mgmt | For | For | For | ||||
10 | Elect Noriaki Hashimoto | Mgmt | For | For | For | ||||
11 | Elect Yohichi Mukae | Mgmt | For | For | For | ||||
12 | Elect Yoshihiro Doi | Mgmt | For | For | For | ||||
13 | Elect Ryohhei Shirai | Mgmt | For | For | For | ||||
14 | Elect Shigeki Iwane | Mgmt | For | For | For | ||||
15 | Elect Masahiro Iwatani | Mgmt | For | For | For | ||||
16 | Elect Yasuhiro Yashima | Mgmt | For | For | For | ||||
17 | Elect Tatsuya Kawabe | Mgmt | For | For | For | ||||
18 | Elect Yutaka Inada | Mgmt | For | For | For | ||||
19 | Elect Noriyuki Inoue | Mgmt | For | For | For | ||||
20 | Elect Akio Tsujii | Mgmt | For | For | For | ||||
21 | Elect Ryousuke Tamakoshi | Mgmt | For | For | For | ||||
22 | Elect Sakae Kanno | Mgmt | For | For | For | ||||
23 | Elect Yasunari Tamura | Mgmt | For | For | For | ||||
24 | Elect Masahiro Izumi | Mgmt | For | For | For | ||||
25 | Elect Takaharu Dohi | Mgmt | For | For | For | ||||
26 | Elect Yohichi Morishita | Mgmt | For | For | For | ||||
27 | Elect Motoyuki Yoshimura | Mgmt | For | For | For | ||||
28 | Elect Hisako Makimura | Mgmt | For | For | For | ||||
29 | Bonus | Mgmt | For | For | For | ||||
30 | Shareholder Proposal Regarding Adoption of International Standards of Corporate Social Responsibility | ShrHldr | Against | Against | For | ||||
31 | Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes on the Internet | ShrHldr | Against | Against | For | ||||
32 | Shareholder Proposal Regarding the Size of the Board of Directors | ShrHldr | Against | Against | For | ||||
33 | Shareholder Proposal Regarding Board of Statutory Auditors Size | ShrHldr | Against | Against | For | ||||
34 | Shareholder Proposal Regarding Environmental Responsibility | ShrHldr | Against | Against | For | ||||
35 | Shareholder Proposal Regarding Ban of Nuclear Power | ShrHldr | Against | Against | For | ||||
36 | Shareholder Proposal Regarding Diversifying Energy Sources for Residences | ShrHldr | Against | Against | For | ||||
37 | Shareholder Proposal Regarding Enforcement of Welfare and Support Programs | ShrHldr | Against | Against | For | ||||
38 | Shareholder Proposal Regarding Investment in Infrastructure and Workforce | ShrHldr | Against | Against | For | ||||
39 | Shareholder Proposal Regarding Investment in Renewable Energy | ShrHldr | Against | Against | For | ||||
40 | Shareholder Proposal Regarding Allocation of Retained Earnings | ShrHldr | Against | Against | For | ||||
41 | Shareholder Proposal Regarding Removal of Director | ShrHldr | Against | Against | For | ||||
42 | Shareholder Proposal Regarding Control of Radiation Output | ShrHldr | Against | Against | For | ||||
43 | Shareholder Proposal Regarding Withholding of Directors' Fees | ShrHldr | Against | Against | For | ||||
44 | Shareholder Proposal Regarding Establishment of Earthquake Protection Committee | ShrHldr | Against | Against | For | ||||
45 | Shareholder Proposal Regarding Ban of Chemical Reprocessing | ShrHldr | Against | Against | For | ||||
46 | Shareholder Proposal Regarding Suspension of Pluthermal Operations | ShrHldr | Against | Against | For | ||||
Kyushu Electric Power Co Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9508 | CINS J38468104 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shingo Matsuo | Mgmt | For | For | For | ||||
4 | Elect Toshio Manabe | Mgmt | For | For | For | ||||
5 | Elect Yasumichi Hinago | Mgmt | For | For | For | ||||
6 | Elect Masayoshi Nuki | Mgmt | For | For | For | ||||
7 | Elect Yoshinori Fukahori | Mgmt | For | For | For | ||||
8 | Elect Haruyoshi Yamamoto | Mgmt | For | For | For | ||||
9 | Elect Michiaki Uriu | Mgmt | For | For | For | ||||
10 | Elect Kenichi Fujinaga | Mgmt | For | For | For | ||||
11 | Elect Masahiro Kajiwara | Mgmt | For | For | For | ||||
12 | Elect Kenji Tsugami | Mgmt | For | For | For | ||||
13 | Elect Kazuumi Nashida | Mgmt | For | For | For | ||||
14 | Elect Masanao Chinzei | Mgmt | For | For | For | ||||
15 | Elect Masayasu Murashima | Mgmt | For | For | For | ||||
16 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | ||||
17 | Elect Shigeru Matsui | Mgmt | For | Against | Against | ||||
18 | Elect Toshifumi Yada | Mgmt | For | For | For | ||||
19 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Deactivation and Decommissioning of Nuclear Power Plants | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Launching Natural Energies Division | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Formation of Natural Disasters and Nuclear Plants Committee | ShrHldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Freezing Plutonium-Thermal Power Operation | ShrHldr | Against | Against | For | ||||
National Grid plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NG | CINS G6375K151 | 07/26/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Sir John Parker | Mgmt | For | For | For | ||||
4 | Elect Steven Holliday | Mgmt | For | For | For | ||||
5 | Elect Kenneth Harvey | Mgmt | For | For | For | ||||
6 | Elect Steve Lucas | Mgmt | For | For | For | ||||
7 | Elect Stephen Pettit | Mgmt | For | For | For | ||||
8 | Elect Nick Winser | Mgmt | For | For | For | ||||
9 | Elect George Rose | Mgmt | For | For | For | ||||
10 | Elect Thomas King | Mgmt | For | For | For | ||||
11 | Elect Maria Richter | Mgmt | For | For | For | ||||
12 | Elect John Allan | Mgmt | For | For | For | ||||
13 | Elect Linda Adamany | Mgmt | For | For | For | ||||
14 | Elect Mark Fairbairn | Mgmt | For | For | For | ||||
15 | Elect Philip Aiken | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Northeast Utilities | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NU | CUSIP 664397106 | 03/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Change in Board Size | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Northeast Utilities | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NU | CUSIP 664397106 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Booth | Mgmt | For | For | For | ||||
1.2 | Elect John Clarkeson | Mgmt | For | For | For | ||||
1.3 | Elect Cotton Cleveland | Mgmt | For | For | For | ||||
1.4 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect John Graham | Mgmt | For | For | For | ||||
1.6 | Elect Elizabeth Kennan | Mgmt | For | For | For | ||||
1.7 | Elect Kenneth Leibler | Mgmt | For | For | For | ||||
1.8 | Elect Robert Patricelli | Mgmt | For | For | For | ||||
1.9 | Elect Charles Shivery | Mgmt | For | For | For | ||||
1.10 | Elect John Swope | Mgmt | For | For | For | ||||
1.11 | Elect Dennis Wraase | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
NV Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVE | CUSIP 67073Y106 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Glenn Christenson | Mgmt | For | For | For | ||||
1.3 | Elect Brian Kennedy | Mgmt | For | For | For | ||||
1.4 | Elect John O'Reilly | Mgmt | For | For | For | ||||
1.5 | Elect Philip Satre | Mgmt | For | For | For | ||||
1.6 | Elect Michael Yackira | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the Executive Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections | Mgmt | For | For | For | ||||
6 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in theFair Price Provisions | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Oge Energy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGE | CUSIP 670837103 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kirk Humphreys | Mgmt | For | For | For | ||||
1.2 | Elect Linda Petree Lambert | Mgmt | For | For | For | ||||
1.3 | Elect Leroy Richie | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Pepco Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POM | CUSIP 713291102 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jack Dunn, IV | Mgmt | For | For | For | ||||
1.2 | Elect Terence Golden | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Harker | Mgmt | For | For | For | ||||
1.4 | Elect Frank Heintz | Mgmt | For | For | For | ||||
1.5 | Elect Barbara Krumsiek | Mgmt | For | For | For | ||||
1.6 | Elect George MacCormack | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Nussdorf | Mgmt | For | For | For | ||||
1.8 | Elect Patricia Oelrich | Mgmt | For | For | For | ||||
1.9 | Elect Joseph Rigby | Mgmt | For | For | For | ||||
1.10 | Elect Frank Ross | Mgmt | For | For | For | ||||
1.11 | Elect Pauline Schneider | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Lester Silverman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
PG&E Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCG | CUSIP 69331C108 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Andrews | Mgmt | For | For | For | ||||
2 | Elect Lewis Chew | Mgmt | For | For | For | ||||
3 | Elect C. Lee Cox | Mgmt | For | For | For | ||||
4 | Elect Peter Darbee | Mgmt | For | For | For | ||||
5 | Elect Maryellen Herringer | Mgmt | For | For | For | ||||
6 | Elect Roger Kimmel | Mgmt | For | For | For | ||||
7 | Elect Richard Meserve | Mgmt | For | For | For | ||||
8 | Elect Forrest Miller | Mgmt | For | For | For | ||||
9 | Elect Rosendo Parra | Mgmt | For | For | For | ||||
10 | Elect Barbara Rambo | Mgmt | For | For | For | ||||
11 | Elect Barry Williams | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
Pinnacle West Capital Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNW | CUSIP 723484101 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Basha, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donald Brandt | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Susan Clark-Johnson | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Denis Cortese | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Michael Gallagher | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Pamela Grant | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Roy Herberger, Jr. | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Dale Klein | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Humberto Lopez | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Kathryn Munro | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Bruce Nordstrom | Mgmt | For | Withhold | Against | ||||
1.12 | Elect W. Douglas Parker | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Power Assets Holdings Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0006 | CINS Y33549117 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Canning FOK Kin-ning | Mgmt | For | Against | Against | ||||
6 | Elect TSO Kai Sum | Mgmt | For | Against | Against | ||||
7 | Elect Ronald J. Arculli | Mgmt | For | Against | Against | ||||
8 | Elect Susan CHOW Woo Mo-Fong | Mgmt | For | Against | Against | ||||
9 | Elect Andrew Hunter | Mgmt | For | Against | Against | ||||
10 | Elect KAM Hing-Lam | Mgmt | For | Against | Against | ||||
11 | Elect Holger Kluge | Mgmt | For | Against | Against | ||||
12 | Elect Victor LI Tzar Kuoi | Mgmt | For | Against | Against | ||||
13 | Elect George C. Magnus | Mgmt | For | Against | Against | ||||
14 | Elect YUEN Sui-See | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
PPL Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPL | CUSIP 69351T106 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frederick Bernthal | Mgmt | For | For | For | ||||
1.2 | Elect John Conway | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Steven Elliot | Mgmt | For | For | For | ||||
1.4 | Elect Louise Goeser | Mgmt | For | For | For | ||||
1.5 | Elect Stuart Graham | Mgmt | For | For | For | ||||
1.6 | Elect Stuart Heydt | Mgmt | For | For | For | ||||
1.7 | Elect James Miller | Mgmt | For | For | For | ||||
1.8 | Elect Craig Rogerson | Mgmt | For | For | For | ||||
1.9 | Elect Natica von Althann | Mgmt | For | For | For | ||||
1.10 | Elect Keith Williamson | Mgmt | For | For | For | ||||
2 | Short-term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Questar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STR | CUSIP 748356102 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Teresa Beck | Mgmt | For | For | For | ||||
2 | Elect R. D. Cash | Mgmt | For | For | For | ||||
3 | Elect Laurence Downes | Mgmt | For | For | For | ||||
4 | Elect Ronald Jibson | Mgmt | For | For | For | ||||
5 | Elect Gary Michael | Mgmt | For | For | For | ||||
6 | Elect Bruce Williamson | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Sempra Energy | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRE | CUSIP 816851109 | 05/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan Boeckmann | Mgmt | For | For | For | ||||
2 | Elect James Brocksmith, Jr. | Mgmt | For | For | For | ||||
3 | Elect Donald Felsinger | Mgmt | For | For | For | ||||
4 | Elect Wilford Godbold, Jr. | Mgmt | For | For | For | ||||
5 | Elect William Jones | Mgmt | For | For | For | ||||
6 | Elect William Ouchi | Mgmt | For | For | For | ||||
7 | Elect Carlos Ruiz Sacristán | Mgmt | For | For | For | ||||
8 | Elect William Rusnack | Mgmt | For | For | For | ||||
9 | Elect William Rutledge | Mgmt | For | For | For | ||||
10 | Elect Lynn Schenk | Mgmt | For | For | For | ||||
11 | Elect Neal Schmale | Mgmt | For | For | For | ||||
12 | Elect Luis Tellez | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | ||||
Snam Rete Gas S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRG | CINS T8578L107 | 04/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Amendments to Meeting Regulations | Mgmt | For | For | For | ||||
Terna S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRN | CINS T9471R100 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Board Size; Board Term Length | Mgmt | For | Against | Against | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | List Proposed by Cassa Depositi e Prestiti S.p.A. | Mgmt | For | Against | Against | ||||
8 | List Proposed by Enel S.p.A | Mgmt | For | N/A | N/A | ||||
9 | List Proposed by Shareholders Representing 4.858% | Mgmt | For | N/A | N/A | ||||
10 | Election of Chairman of Board | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | Against | Against | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | List Proposed by Cassa Depositi e Prestiti S.p.A. | Mgmt | N/A | For | N/A | ||||
14 | List Proposed by Shareholders Representing 4.858% | Mgmt | N/A | Abstain | N/A | ||||
15 | Statutory Auditors' Fees | Mgmt | For | Against | Against | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Amendments to Meeting Regulations | Mgmt | For | For | For | ||||
18 | Amendments to Articles | Mgmt | For | For | For | ||||
The AES Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AES | CUSIP 00130H105 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | ||||
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | ||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | ||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | ||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | ||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | ||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | ||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Tokyo Gas Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9531 | CINS J87000105 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | ||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | ||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | ||||
6 | Elect Toshiyuki Kanisawa | Mgmt | For | For | For | ||||
7 | Elect Tsutomuu Ohya | Mgmt | For | For | For | ||||
8 | Elect Michiaki Hirose | Mgmt | For | For | For | ||||
9 | Elect Mikio Itazawa | Mgmt | For | For | For | ||||
10 | Elect Kazuo Yoshino | Mgmt | For | For | For | ||||
11 | Elect Katsuhiko Honda | Mgmt | For | For | For | ||||
12 | Elect Yukio Satoh | Mgmt | For | For | For | ||||
13 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | ||||
14 | Elect Manabu Fukumoto | Mgmt | For | For | For | ||||
UGI Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UGI | CUSIP 902681105 | 01/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Ban | Mgmt | For | For | For | ||||
1.2 | Elect Lon Greenberg | Mgmt | For | For | For | ||||
1.3 | Elect Marvin Schlanger | Mgmt | For | For | For | ||||
1.4 | Elect Anne Pol | Mgmt | For | For | For | ||||
1.5 | Elect Ernest Jones | Mgmt | For | For | For | ||||
1.6 | Elect John Walsh | Mgmt | For | For | For | ||||
1.7 | Elect Roger Vincent | Mgmt | For | For | For | ||||
1.8 | Elect M. Shawn Puccio | Mgmt | For | For | For | ||||
1.9 | Elect Richard Gochnauer | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Verbund AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VER | CINS A91460104 | 04/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Supervisory and Management Board Acts | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Elect Gabriele Payr | Mgmt | For | For | For | ||||
8 | Elect Peter Layr | Mgmt | For | For | For | ||||
Wisconsin Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WEC | CUSIP 976657106 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Bergstrom | Mgmt | For | For | For | ||||
1.2 | Elect Barbara Bowles | Mgmt | For | For | For | ||||
1.3 | Elect Patricia Chadwick | Mgmt | For | For | For | ||||
1.4 | Elect Robert Cornog | Mgmt | For | For | For | ||||
1.5 | Elect Curt Culver | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Fischer | Mgmt | For | For | For | ||||
1.7 | Elect Gale Klappa | Mgmt | For | For | For | ||||
1.8 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Frederick Stratton, Jr. | Mgmt | For | For | For | ||||
2 | Adoption of Majority Vote for Election of Directors in Uncontested Elections | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Amendment to the 1993 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Registrant : | Putnam Variable Trust | |||||||||
Fund Name : | Putnam VT Growth and Income Fund | |||||||||
Date of fiscal year end: | 12/31/2010 | |||||||||
Abbott Laboratories | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABT | CUSIP 002824100 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||||
1.6 | Elect Phebe Novakovic | Mgmt | For | For | For | |||||
1.7 | Elect William Osborn | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.10 | Elect Miles White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
Ace Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACE | CUSIP H0023R105 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
2 | Elect Leo Mullin | Mgmt | For | For | For | |||||
3 | Elect Olivier Steimer | Mgmt | For | For | For | |||||
4 | Elect Michael Connors | Mgmt | For | For | For | |||||
5 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||||
6 | Elect John Krol | Mgmt | For | For | For | |||||
7 | Approval of Annual Report | Mgmt | For | For | For | |||||
8 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
9 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
10 | Allocation of Disposable Profits | Mgmt | For | For | For | |||||
11 | Discharge of the Board of Directors | Mgmt | For | For | For | |||||
12 | Appointment of Auditor (Zurich) | Mgmt | For | For | For | |||||
13 | Appointment of Auditor (US) | Mgmt | For | For | For | |||||
14 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||||
15 | Approval of Dividends from Legal Reserves | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
4 | Elect Molly Coye | Mgmt | For | For | For | |||||
5 | Elect Roger Farah | Mgmt | For | For | For | |||||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Aflac Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||||
2 | Elect John Shelby Amos II | Mgmt | For | Against | Against | |||||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||||
13 | Elect David Thompson | Mgmt | For | For | For | |||||
14 | Elect Robert Wright | Mgmt | For | For | For | |||||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alcoa Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AA | CUSIP 013817101 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||||
2 | Elect James Owens | Mgmt | For | For | For | |||||
3 | Elect Ratan Tata | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Annual Cash Incentive Plan | Mgmt | For | For | For | |||||
8 | Elimination of Supermajority Requirement Relating to Fair Price Protection | Mgmt | For | For | For | |||||
9 | Elimination of Supermajority Requirement Relating to the Board of Directors | Mgmt | For | For | For | |||||
10 | Elimination of Supermajority Requirement Relating to the Removal of Directors | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Alliance Data Systems Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADS | CUSIP 018581108 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Roger Ballou | Mgmt | For | For | For | |||||
1.3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ameren Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEE | CUSIP 023608102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||||
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||||
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |||||
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | |||||
1.5 | Elect James Johnson | Mgmt | For | For | For | |||||
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | |||||
1.7 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
1.8 | Elect Thomas Voss | Mgmt | For | For | For | |||||
1.9 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
1.10 | Elect Jack Woodard | Mgmt | For | For | For | |||||
2 | Amendment to Articles of Incorporation Regarding Liability of Directors | Mgmt | For | For | For | |||||
3 | Re-Approval of Performance Goals Under the 2006 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | Against | For | |||||
American Electric Power Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEP | CUSIP 025537101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Anderson | Mgmt | For | For | For | |||||
2 | Elect James Cordes | Mgmt | For | For | For | |||||
3 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | |||||
4 | Elect Linda Goodspeed | Mgmt | For | For | For | |||||
5 | Elect Thomas Hoaglin | Mgmt | For | For | For | |||||
6 | Elect Lester Hudson, Jr. | Mgmt | For | For | For | |||||
7 | Elect Michael Morris | Mgmt | For | For | For | |||||
8 | Elect Richard Notebaert | Mgmt | For | For | For | |||||
9 | Elect Lionel Nowell III | Mgmt | For | For | For | |||||
10 | Elect Richard Sandor | Mgmt | For | For | For | |||||
11 | Elect Kathryn Sullivan | Mgmt | For | For | For | |||||
12 | Elect Sara Tucker | Mgmt | For | For | For | |||||
13 | Elect John Turner | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
AMGEN Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMGN | CUSIP 031162100 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Baltimore | Mgmt | For | Against | Against | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | Against | Against | |||||
3 | Elect François de Carbonnel | Mgmt | For | Against | Against | |||||
4 | Elect Vance Coffman | Mgmt | For | Against | Against | |||||
5 | Elect Rebecca Henderson | Mgmt | For | Against | Against | |||||
6 | Elect Frank Herringer | Mgmt | For | Against | Against | |||||
7 | Elect Gilbert Omenn | Mgmt | For | Against | Against | |||||
8 | Elect Judith Pelham | Mgmt | For | Against | Against | |||||
9 | Elect J. Paul Reason | Mgmt | For | Against | Against | |||||
10 | Elect Leonard Schaeffer | Mgmt | For | Against | Against | |||||
11 | Elect Kevin Sharer | Mgmt | For | Against | Against | |||||
12 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
Apache Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APA | CUSIP 037411105 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect G. Steven Farris | Mgmt | For | For | For | |||||
2 | Elect Randolph Ferlic | Mgmt | For | For | For | |||||
3 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Kocur | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | |||||
10 | 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||||
Assured Guaranty Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Francisco Borges | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Patrick Kenny | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robin Monro-Davies | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael O'Kane | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Howard Albert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |||||
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||||
AT&T Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
T | CUSIP 00206R102 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||||
4 | Elect James Blanchard | Mgmt | For | For | For | |||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
6 | Elect James Kelly | Mgmt | For | For | For | |||||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||||
8 | Elect Lynn Martin | Mgmt | For | For | For | |||||
9 | Elect John McCoy | Mgmt | For | For | For | |||||
10 | Elect Joyce Roché | Mgmt | For | For | For | |||||
11 | Elect Matthew Rose | Mgmt | For | For | For | |||||
12 | Elect Laura Tyson | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Bank of America Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAC | CUSIP 060505104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||||
2 | Elect Susan Bies | Mgmt | For | For | For | |||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||||
9 | Elect Thomas May | Mgmt | For | For | For | |||||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||||
11 | Elect Donald Powell | Mgmt | For | For | For | |||||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
13 | Elect Robert Scully | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHldr | Against | Against | For | |||||
Barclays plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BARC | CINS G08036124 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Alison Carnwath | Mgmt | For | For | For | |||||
4 | Elect Dambisa Moyo | Mgmt | For | For | For | |||||
5 | Elect Marcus Agius | Mgmt | For | For | For | |||||
6 | Elect David Booth | Mgmt | For | For | For | |||||
7 | Elect Sir Richard Broadbent | Mgmt | For | For | For | |||||
8 | Elect Fulvio Conti | Mgmt | For | For | For | |||||
9 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | |||||
10 | Elect Simon Fraser | Mgmt | For | For | For | |||||
11 | Elect Reuben Jeffrey III | Mgmt | For | For | For | |||||
12 | Elect Sir Andrew Likierman | Mgmt | For | For | For | |||||
13 | Elect Christopher Lucas | Mgmt | For | For | For | |||||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | |||||
15 | Elect Sir John Sunderland | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
23 | Long Term Incentive Plan | Mgmt | For | For | For | |||||
24 | Amendment to the Barclays Group Share Value Plan | Mgmt | For | For | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Bed Bath & Beyond Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBBY | CUSIP 075896100 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||||
3 | Elect Steven Temares | Mgmt | For | For | For | |||||
4 | Elect Dean Adler | Mgmt | For | For | For | |||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Best Buy Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBY | CUSIP 086516101 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald James | Mgmt | For | For | For | |||||
1.2 | Elect Sanjay Khosla | Mgmt | For | For | For | |||||
1.3 | Elect George Mikan III | Mgmt | For | For | For | |||||
1.4 | Elect Matthew Paull | Mgmt | For | For | For | |||||
1.5 | Elect Richard Schulze | Mgmt | For | For | For | |||||
1.6 | Elect Hatim Tyabji | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||||
4 | Amendment to the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||||
5 | Executive Short-term Incentive Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Boston Scientific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BSX | CUSIP 101137107 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Katharine Bartlett | Mgmt | For | For | For | |||||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | |||||
3 | Elect Nelda Connors | Mgmt | For | For | For | |||||
4 | Elect J. Raymond Elliott | Mgmt | For | For | For | |||||
5 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
6 | Elect Ernest Mario | Mgmt | For | For | For | |||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
8 | Elect Pete Nicholas | Mgmt | For | For | For | |||||
9 | Elect Uwe Reinhardt | Mgmt | For | For | For | |||||
10 | Elect John Sununu | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | 2006 Global Employee Stock Ownership Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
BP plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BP | CUSIP 055622104 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Paul Anderson | Mgmt | For | For | For | |||||
4 | Elect Antony Burgmans | Mgmt | For | For | For | |||||
5 | Elect Cynthia Carroll | Mgmt | For | For | For | |||||
6 | Elect Sir William Castell | Mgmt | For | For | For | |||||
7 | Elect Iain Conn | Mgmt | For | For | For | |||||
8 | Elect George David | Mgmt | For | For | For | |||||
9 | Elect Ian Davis | Mgmt | For | For | For | |||||
10 | Elect Robert Dudley | Mgmt | For | For | For | |||||
11 | Elect Byron Grote | Mgmt | For | For | For | |||||
12 | Elect Frank Bowman | Mgmt | For | For | For | |||||
13 | Elect Brendan Nelson | Mgmt | For | For | For | |||||
14 | Elect Phuthuma Nhleko | Mgmt | For | For | For | |||||
15 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
22 | Renewal of the BP ShareMatch Plan | Mgmt | For | For | For | |||||
23 | Renewal of the BP Sharesave UK Plan | Mgmt | For | For | For | |||||
Bucyrus International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BUCY | CUSIP 118759109 | 01/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Bucyrus International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BUCY | CUSIP 118759109 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michelle Collins | Mgmt | For | For | For | |||||
1.2 | Elect Gene Little | Mgmt | For | For | For | |||||
1.3 | Elect Robert Ortberg | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
CA, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CA | CUSIP 12673P105 | 07/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Raymond Bromark | Mgmt | For | For | For | |||||
2 | Elect Gary Fernandes | Mgmt | For | For | For | |||||
3 | Elect Kay Koplovitz | Mgmt | For | For | For | |||||
4 | Elect Christopher Lofgren | Mgmt | For | For | For | |||||
5 | Elect William McCracken | Mgmt | For | For | For | |||||
6 | Elect Richard Sulpizio | Mgmt | For | For | For | |||||
7 | Elect Laura Unger | Mgmt | For | For | For | |||||
8 | Elect Arthur Weinbach | Mgmt | For | For | For | |||||
9 | Elect Ron Zambonini | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
11 | Adoption of Stockholder Protection Rights Agreement | Mgmt | For | Against | Against | |||||
12 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||||
CF Industries Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CF | CUSIP 125269100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
1.2 | Elect Wallace Creek | Mgmt | For | For | For | |||||
1.3 | Elect William Davisson | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kuhbach | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Chevron Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVX | CUSIP 166764100 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||||
2 | Elect Robert Denham | Mgmt | For | For | For | |||||
3 | Elect Robert Eaton | Mgmt | For | For | For | |||||
4 | Elect Chuck Hagel | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect George Kirkland | Mgmt | For | For | For | |||||
7 | Elect Donald Rice | Mgmt | For | For | For | |||||
8 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
9 | Elect Charles Shoemate | Mgmt | For | For | For | |||||
10 | Elect John Stumpf | Mgmt | For | For | For | |||||
11 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
12 | Elect Carl Ware | Mgmt | For | For | For | |||||
13 | Elect John Watson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | |||||
CIGNA Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CI | CUSIP 125509109 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roman Martinez IV | Mgmt | For | For | For | |||||
2 | Elect Carol Wait | Mgmt | For | For | For | |||||
3 | Elect William Zollars | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||||
4 | Elect Larry Carter | Mgmt | For | For | For | |||||
5 | Elect John Chambers | Mgmt | For | For | For | |||||
6 | Elect Brian Halla | Mgmt | For | For | For | |||||
7 | Elect John Hennessy | Mgmt | For | For | For | |||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||||
10 | Elect Michael Powell | Mgmt | For | For | For | |||||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||||
12 | Elect Steven West | Mgmt | For | For | For | |||||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Restricting Sales to China | ShrHldr | Against | Against | For | |||||
Citigroup Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C | CUSIP 172967101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect Timothy Collins | Mgmt | For | For | For | |||||
3 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||||
4 | Elect Robert Joss | Mgmt | For | For | For | |||||
5 | Elect Michael O'Neill | Mgmt | For | For | For | |||||
6 | Elect Vikram Pandit | Mgmt | For | For | For | |||||
7 | Elect Richard Parsons | Mgmt | For | For | For | |||||
8 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||||
9 | Elect Judith Rodin | Mgmt | For | For | For | |||||
10 | Elect Robert Ryan | Mgmt | For | For | For | |||||
11 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
12 | Elect Diana Taylor | Mgmt | For | For | For | |||||
13 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||||
14 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
17 | 2011 Executive Performance Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Reverse Stock Split Extension | Mgmt | For | For | For | |||||
21 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Risk Management Report | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
CMS Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMS | CUSIP 125896100 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Merribel Ayres | Mgmt | For | For | For | |||||
1.2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Ewing | Mgmt | For | For | For | |||||
1.4 | Elect Richard Gabrys | Mgmt | For | For | For | |||||
1.5 | Elect David Joos | Mgmt | For | For | For | |||||
1.6 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Michael Monahan | Mgmt | For | For | For | |||||
1.8 | Elect John Russell | Mgmt | For | For | For | |||||
1.9 | Elect Kenneth Way | Mgmt | For | For | For | |||||
1.10 | Elect John Yasinsky | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Coal Risk Report | ShrHldr | Against | Against | For | |||||
Coca-Cola Enterprises Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 191219104 | 10/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Business Separation and Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Coca-Cola Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 19122T109 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Bennink | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Brock | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Calvin Darden | Mgmt | For | Withhold | Against | |||||
1.4 | Elect L. Phillip Humann | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Orrin Ingram II | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Donna James | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Thomas Johnson | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Suzanne Labarge | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Véronique Morali | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Garry Watts | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Curtis Welling | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Phoebe Wood | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
Colgate-Palmolive Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CL | CUSIP 194162103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Cahill | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
7 | Elect Delano Lewis | Mgmt | For | For | For | |||||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
9 | Elect Stephen Sadove | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
13 | Shareholder Proposal Regarding the Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Comcast Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMCSA | CUSIP 20030N101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth Bacon | Mgmt | For | For | For | |||||
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||||
1.4 | Elect Edward Breen | Mgmt | For | For | For | |||||
1.5 | Elect Joseph Collins | Mgmt | For | For | For | |||||
1.6 | Elect J. Michael Cook | Mgmt | For | For | For | |||||
1.7 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
1.8 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||||
1.9 | Elect Eduardo Mestre | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |||||
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |||||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | For | For | |||||
5 | Amendment to the 2003 Stock Option Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
ConocoPhillips | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COP | CUSIP 20825C104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
7 | Elect James Mulva | Mgmt | For | For | For | |||||
8 | Elect Robert Niblock | Mgmt | For | For | For | |||||
9 | Elect Harald Norvik | Mgmt | For | For | For | |||||
10 | Elect William Reilly | Mgmt | For | For | For | |||||
11 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||||
12 | Elect Kathryn Turner | Mgmt | For | For | For | |||||
13 | Elect William Wade, Jr. | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding the Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||||
CONSOL Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNX | CUSIP 20854P109 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||||
1.2 | Elect John Whitmire | Mgmt | For | For | For | |||||
1.3 | Elect Philip Baxter | Mgmt | For | For | For | |||||
1.4 | Elect James Altmeyer, Sr. | Mgmt | For | Withhold | Against | |||||
1.5 | Elect William Davis | Mgmt | For | For | For | |||||
1.6 | Elect Raj Gupta | Mgmt | For | For | For | |||||
1.7 | Elect Patricia Hammick | Mgmt | For | For | For | |||||
1.8 | Elect David Hardesty, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect John Mills | Mgmt | For | For | For | |||||
1.10 | Elect William Powell | Mgmt | For | For | For | |||||
1.11 | Elect Joseph Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Robert Brust | Mgmt | For | For | For | |||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
CVS Caremark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVS | CUSIP 126650100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||||
3 | Elect David Dorman | Mgmt | For | For | For | |||||
4 | Elect Anne Finucane | Mgmt | For | For | For | |||||
5 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||||
6 | Elect Marian Heard | Mgmt | For | For | For | |||||
7 | Elect Larry Merlo | Mgmt | For | For | For | |||||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||||
9 | Elect Terrence Murray | Mgmt | For | For | For | |||||
10 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||||
11 | Elect Richard Swift | Mgmt | For | For | For | |||||
12 | Elect Tony White | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Political Contributions or Expenditure | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
D.R. Horton, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DHI | CUSIP 23331A109 | 01/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donald Horton | Mgmt | For | For | For | |||||
2 | Elect Bradley Anderson | Mgmt | For | For | For | |||||
3 | Elect Michael Buchanan | Mgmt | For | For | For | |||||
4 | Elect Michael Hewatt | Mgmt | For | For | For | |||||
5 | Elect Bob Scott | Mgmt | For | For | For | |||||
6 | Elect Donald Tomnitz | Mgmt | For | For | For | |||||
7 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
Delta Air Lines, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DALRQ | CUSIP 247361702 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
2 | Elect Edward Bastian | Mgmt | For | For | For | |||||
3 | Elect Roy Bostock | Mgmt | For | For | For | |||||
4 | Elect John Brinzo | Mgmt | For | For | For | |||||
5 | Elect Daniel Carp | Mgmt | For | For | For | |||||
6 | Elect John Engler | Mgmt | For | For | For | |||||
7 | Elect Mickey Foret | Mgmt | For | For | For | |||||
8 | Elect David Goode | Mgmt | For | For | For | |||||
9 | Elect Paula Reynolds | Mgmt | For | For | For | |||||
10 | Elect Kenneth Rogers | Mgmt | For | For | For | |||||
11 | Elect Kenneth Woodrow | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
DIRECTV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Discover Financial Services | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DFS | CUSIP 254709108 | 04/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |||||
2 | Elect Mary Bush | Mgmt | For | For | For | |||||
3 | Elect Gregory Case | Mgmt | For | For | For | |||||
4 | Elect Robert Devlin | Mgmt | For | For | For | |||||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |||||
6 | Elect Richard Lenny | Mgmt | For | For | For | |||||
7 | Elect Thomas Maheras | Mgmt | For | For | For | |||||
8 | Elect Michael Moskow | Mgmt | For | For | For | |||||
9 | Elect David Nelms | Mgmt | For | For | For | |||||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Amendment to the 2007 Directors' Compensation Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
DISH Network Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DISH | CUSIP 25470M109 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James DeFranco | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Cantey Ergen | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Charles Ergen | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Steven Goodbarn | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Gary Howard | Mgmt | For | Withhold | Against | |||||
1.6 | Elect David Moskowitz | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Tom Ortolf | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Carl Vogel | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | For | Against | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Domino's Pizza, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DPZ | CUSIP 25754A201 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Vernon Hamilton | Mgmt | For | For | For | |||||
2 | Elect Andrew Balson | Mgmt | For | For | For | |||||
3 | Amendment to the Employee Stock Payroll Deduction Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dongfeng Motor Group Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0489 | CINS Y21042109 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Reports | Mgmt | For | For | For | |||||
4 | Supervisors' Reports | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Authority to Distribute Interim Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||||
10 | Authority to Give Guarantees | Mgmt | For | For | For | |||||
11 | Provision of Guarantee | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Amendments to Articles | Mgmt | For | For | For | |||||
Dongfeng Motor Group Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
489 | CINS Y21042109 | 10/11/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Share Appreciation Right Scheme | Mgmt | For | Against | Against | |||||
4 | Elect XU Ping | Mgmt | For | Against | Against | |||||
5 | Elect LI Shaozhu | Mgmt | For | Against | Against | |||||
6 | Elect FAN Zhong | Mgmt | For | Against | Against | |||||
7 | Elect ZHOU Wenjie | Mgmt | For | Against | Against | |||||
8 | Elect ZHU Fushou | Mgmt | For | Against | Against | |||||
9 | Elect TONG Dongcheng | Mgmt | For | Against | Against | |||||
10 | Elect OUYANG Jie | Mgmt | For | Against | Against | |||||
11 | Elect LIU Weidong | Mgmt | For | Against | Against | |||||
12 | Elect ZHOU Qiang | Mgmt | For | Against | Against | |||||
13 | Elect SUN Shuyi | Mgmt | For | Against | Against | |||||
14 | Elect NG Lin-fung | Mgmt | For | Against | Against | |||||
15 | Elect YANG Xianzu | Mgmt | For | Against | Against | |||||
16 | Elect WEN Shiyang | Mgmt | For | For | For | |||||
17 | Elect DENG Mingran | Mgmt | For | For | For | |||||
18 | Elect MA Liangjie | Mgmt | For | For | For | |||||
19 | Elect REN Yong | Mgmt | For | For | For | |||||
20 | Elect LI Chunrong | Mgmt | For | For | For | |||||
21 | Elect CHEN Binbo | Mgmt | For | For | For | |||||
22 | Elect HUANG Gang | Mgmt | For | For | For | |||||
E. I. du Pont de Nemours and Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DD | CUSIP 263534109 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Brown | Mgmt | For | For | For | |||||
2 | Elect Robert Brown | Mgmt | For | For | For | |||||
3 | Elect Bertrand Collomb | Mgmt | For | For | For | |||||
4 | Elect Curtis Crawford | Mgmt | For | For | For | |||||
5 | Elect Alexander Cutler | Mgmt | For | For | For | |||||
6 | Elect Eleuthère Du Pont | Mgmt | For | For | For | |||||
7 | Elect Marillyn Hewson | Mgmt | For | For | For | |||||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||||
9 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
10 | Elect William Reilly | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Genetically Engineered Organisms | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Comparison Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
Edison International | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EIX | CUSIP 281020107 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||||
2 | Elect Vanessa Chang | Mgmt | For | For | For | |||||
3 | Elect France Córdova | Mgmt | For | For | For | |||||
4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||||
5 | Elect Charles Curtis | Mgmt | For | For | For | |||||
6 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
7 | Elect Luis Nogales | Mgmt | For | For | For | |||||
8 | Elect Ronald Olson | Mgmt | For | For | For | |||||
9 | Elect James Rosser | Mgmt | For | For | For | |||||
10 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||||
11 | Elect Thomas Sutton | Mgmt | For | For | For | |||||
12 | Elect Brett White | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||||
Electronic Arts Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ERTS | CUSIP 285512109 | 08/05/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leonard Coleman | Mgmt | For | For | For | |||||
2 | Elect Jeffrey Huber | Mgmt | For | For | For | |||||
3 | Elect Gary Kusin | Mgmt | For | For | For | |||||
4 | Elect Geraldine Laybourne | Mgmt | For | For | For | |||||
5 | Elect Gregory Maffei | Mgmt | For | For | For | |||||
6 | Elect Vivek Paul | Mgmt | For | For | For | |||||
7 | Elect Lawrence Probst III | Mgmt | For | For | For | |||||
8 | Elect John Riccitiello | Mgmt | For | For | For | |||||
9 | Elect Richard Simonson | Mgmt | For | For | For | |||||
10 | Elect Linda Srere | Mgmt | For | For | For | |||||
11 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
12 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Elster Group SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELT | CUSIP 290348101 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3 | Ratification of Managing Directors' Acts | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Amendments to Articles Regarding Term Length | Mgmt | For | For | For | |||||
6 | Election of Directors | Mgmt | For | Against | Against | |||||
7 | Corporate Restructuring | Mgmt | For | For | For | |||||
8 | Profit-and-Loss Transfer Agreement with Elster International GmbH | Mgmt | For | For | For | |||||
9 | Profit-and-Loss Transfer Agreement with Elster Asia GmbH | Mgmt | For | For | For | |||||
10 | Amendments to Articles | Mgmt | For | For | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29082A107 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | Against | Against | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Election of Directors | Mgmt | For | Against | Against | |||||
5 | Election of Supervisory Council | Mgmt | For | For | For | |||||
6 | Remuneration Policy | Mgmt | For | Against | Against | |||||
7 | Supervisory Council's Fees | Mgmt | For | For | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29081M102 | 11/19/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Change of Company Name | Mgmt | N/A | For | N/A | |||||
2 | Amendment to Corporate Purpose | Mgmt | N/A | For | N/A | |||||
3 | Amend Article 34 | Mgmt | N/A | For | N/A | |||||
4 | Amend Article 41 | Mgmt | N/A | For | N/A | |||||
5 | Amend Article 44 | Mgmt | N/A | For | N/A | |||||
Emerson Electric Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Farr | Mgmt | For | For | For | |||||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||||
1.3 | Elect Charles Peters | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Prueher | Mgmt | For | For | For | |||||
1.5 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Entergy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETR | CUSIP 29364G103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | |||||
2 | Elect Gary Edwards | Mgmt | For | For | For | |||||
3 | Elect Alexis Herman | Mgmt | For | For | For | |||||
4 | Elect Donald Hintz | Mgmt | For | For | For | |||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | |||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | |||||
8 | Elect Stewart Myers | Mgmt | For | For | For | |||||
9 | Elect William Percy, II | Mgmt | For | For | For | |||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | |||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | 2011 Equity Ownership and Long Term Cash Incentive Plan | Mgmt | For | For | For | |||||
EOG Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EOG | CUSIP 26875P101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George Alcorn | Mgmt | For | For | For | |||||
2 | Elect Charles Crisp | Mgmt | For | For | For | |||||
3 | Elect James Day | Mgmt | For | For | For | |||||
4 | Elect Mark Papa | Mgmt | For | For | For | |||||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||||
6 | Elect Donald Textor | Mgmt | For | For | For | |||||
7 | Elect Frank Wisner | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Everest Re Group, Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RE | CUSIP G3223R108 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Galtney, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect John Phelan | Mgmt | For | For | For | |||||
1.3 | Elect Roger Singer | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
4 | Executive Performance Annual Incentive Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Exxon Mobil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XOM | CUSIP 30231G102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||||
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
1.6 | Elect William George | Mgmt | For | For | For | |||||
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Sexual Orientation and Gender identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Human Right to Water | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Greenhouse Gas Emission Goals | ShrHldr | Against | Against | For | |||||
First Horizon National Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FHN | CUSIP 320517105 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Carter | Mgmt | For | For | For | |||||
2 | Elect John Compton | Mgmt | For | For | For | |||||
3 | Elect Mark Emkes | Mgmt | For | For | For | |||||
4 | Elect Vicky Gregg | Mgmt | For | For | For | |||||
5 | Elect James Haslam III | Mgmt | For | For | For | |||||
6 | Elect D. Bryan Jordan | Mgmt | For | For | For | |||||
7 | Elect R. Brad Martin | Mgmt | For | For | For | |||||
8 | Elect Vicki Palmer | Mgmt | For | For | For | |||||
9 | Elect Colin Reed | Mgmt | For | For | For | |||||
10 | Elect Michael Rose | Mgmt | For | For | For | |||||
11 | Elect William Sansom | Mgmt | For | For | For | |||||
12 | Elect Luke Yancy III | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
First Solar, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSLR | CUSIP 336433107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |||||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect James Nolan | Mgmt | For | For | For | |||||
1.5 | Elect William Post | Mgmt | For | For | For | |||||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |||||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |||||
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Report on Impacts of Immigration Reform | ShrHldr | Against | Against | For | |||||
Fluor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FLR | CUSIP 343412102 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Fluor | Mgmt | For | For | For | |||||
2 | Elect Joseph Prueher | Mgmt | For | For | For | |||||
3 | Elect Suzanne Woolsey | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ford Motor Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CUSIP 345370860 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Richard Manoogian | Mgmt | For | For | For | |||||
10 | Elect Ellen Marram | Mgmt | For | For | For | |||||
11 | Elect Alan Mulally | Mgmt | For | For | For | |||||
12 | Elect Homer Neal | Mgmt | For | For | For | |||||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
14 | Elect John Thornton | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Foster Wheeler AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FWLT | CUSIP H27178104 | 02/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Umberto della Sala | Mgmt | For | For | For | |||||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
3 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||||
Foster Wheeler AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FWLT | CUSIP H27178104 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Clayton Daley, Jr. | Mgmt | For | For | For | |||||
2 | Elect Edward Galante | Mgmt | For | For | For | |||||
3 | Elect Raymond Milchovich | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Accounts and Reports | Mgmt | For | Against | Against | |||||
7 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
8 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
9 | Cancellation of Shares and Reduction in Capital | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Allocation and Release of Additional Paid-In Capital from Capital Contribution to Reserves | Mgmt | For | For | For | |||||
13 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||||
Freeport-McMoRan Copper & Gold, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
General Dynamics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GD | CUSIP 369550108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Barra | Mgmt | For | For | For | |||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||||
3 | Elect James Crown | Mgmt | For | For | For | |||||
4 | Elect William Fricks | Mgmt | For | For | For | |||||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||||
6 | Elect George Joulwan | Mgmt | For | For | For | |||||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||||
8 | Elect John Keane | Mgmt | For | For | For | |||||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||||
10 | Elect William Osborn | Mgmt | For | For | For | |||||
11 | Elect Robert Walmsley | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
General Electric Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GE | CUSIP 369604103 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||||
8 | Elect Robert Lane | Mgmt | For | For | For | |||||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||||
11 | Elect James Mulva | Mgmt | For | For | For | |||||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||||
13 | Elect Roger Penske | Mgmt | For | For | For | |||||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||||
15 | Elect James Tisch | Mgmt | For | For | For | |||||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Shareholder Proposal Cumulative Voting | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
General Motors Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GM | CUSIP 37045V100 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Akerson | Mgmt | For | Against | Against | |||||
2 | Elect David Bonderman | Mgmt | For | Against | Against | |||||
3 | Elect Erroll Davis, Jr. | Mgmt | For | Against | Against | |||||
4 | Elect Stephen Girsky | Mgmt | For | Against | Against | |||||
5 | Elect E. Neville Isdell | Mgmt | For | Against | Against | |||||
6 | Elect Robert Krebs | Mgmt | For | Against | Against | |||||
7 | Elect Philip Laskawy | Mgmt | For | Against | Against | |||||
8 | Elect Kathryn Marinello | Mgmt | For | Against | Against | |||||
9 | Elect Patricia Russo | Mgmt | For | Against | Against | |||||
10 | Elect Carol Stephenson | Mgmt | For | Against | Against | |||||
11 | Elect Cynthia Telles | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Goodrich Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GR | CUSIP 382388106 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Carolyn Corvi | Mgmt | For | For | For | |||||
1.2 | Elect Diane Creel | Mgmt | For | For | For | |||||
1.3 | Elect Harris DeLoach, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect James Griffith | Mgmt | For | For | For | |||||
1.5 | Elect William Holland | Mgmt | For | For | For | |||||
1.6 | Elect John Jumper | Mgmt | For | For | For | |||||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
1.8 | Elect Lloyd Newton | Mgmt | For | For | For | |||||
1.9 | Elect Alfred Rankin, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Equity Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Great Plains Energy Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GXP | CUSIP 391164100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Bodde | Mgmt | For | For | For | |||||
1.2 | Elect Michael Chesser | Mgmt | For | For | For | |||||
1.3 | Elect William Downey | Mgmt | For | For | For | |||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | |||||
1.6 | Elect James Mitchell | Mgmt | For | For | For | |||||
1.7 | Elect William Nelson | Mgmt | For | For | For | |||||
1.8 | Elect John Sherman | Mgmt | For | For | For | |||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | |||||
1.10 | Elect Robert West | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Halliburton Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAL | CUSIP 406216101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan Bennett | Mgmt | For | For | For | |||||
2 | Elect James Boyd | Mgmt | For | For | For | |||||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||||
5 | Elect S. Malcolm Gillis | Mgmt | For | For | For | |||||
6 | Elect Abdallah Jum'ah | Mgmt | For | For | For | |||||
7 | Elect David Lesar | Mgmt | For | For | For | |||||
8 | Elect Robert Malone | Mgmt | For | For | For | |||||
9 | Elect J. Landis Martin | Mgmt | For | For | For | |||||
10 | Elect Debra Reed | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Hanesbrands Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBI | CUSIP 410345102 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Harris Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRS | CUSIP 413875105 | 10/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Lance | Mgmt | For | For | For | |||||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | |||||
3 | Elect Terry Growcock | Mgmt | For | For | For | |||||
4 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
5 | Elect David Rickard | Mgmt | For | For | For | |||||
6 | Elect James Stoffel | Mgmt | For | For | For | |||||
7 | Elect Gregory Swienton | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Annual Incentive Plan | Mgmt | For | For | For | |||||
10 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
Hasbro, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAS | CUSIP 418056107 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Helix Energy Solutions Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HLX | CUSIP 42330P107 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Nancy Quinn | Mgmt | For | For | For | |||||
1.2 | Elect William Transier | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Hertz Global Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTZ | CUSIP 42805T105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Durham | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Mark Frissora | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Wasserman | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Henry Wolf | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Léo Apotheker | Mgmt | For | For | For | |||||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
7 | Elect John Hammergren | Mgmt | For | For | For | |||||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||||
11 | Elect Dominique Sénéquier | Mgmt | For | For | For | |||||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||||
Honeywell International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HON | CUSIP 438516106 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
9 | Elect George Paz | Mgmt | For | For | For | |||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Incentive Compensation Plan for Executive Employees | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Huntsman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUN | CUSIP 447011107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jon Huntsman | Mgmt | For | For | For | |||||
1.2 | Elect Patrick Harker | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Illinois Tool Works Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITW | CUSIP 452308109 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Crown | Mgmt | For | For | For | |||||
2 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||||
3 | Elect Robert McCormack | Mgmt | For | Against | Against | |||||
4 | Elect Robert Morrison | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Elect David Smith, Jr. | Mgmt | For | For | For | |||||
7 | Elect David Speer | Mgmt | For | For | For | |||||
8 | Elect Pamela Strobel | Mgmt | For | For | For | |||||
9 | Elect Kevin Warren | Mgmt | For | For | For | |||||
10 | Elect Anré Williams | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Cash Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Ingersoll-Rand Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||||
2 | Elect John Bruton | Mgmt | For | For | For | |||||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||||
10 | Elect Richard Swift | Mgmt | For | For | For | |||||
11 | Elect Tony White | Mgmt | For | For | For | |||||
12 | Senior Executive Performance Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Integrated Device Technology, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IDTI | CUSIP 458118106 | 09/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Schofield | Mgmt | For | For | For | |||||
1.2 | Elect Lewis Eggebrecht | Mgmt | For | For | For | |||||
1.3 | Elect Umesh Padval | Mgmt | For | For | For | |||||
1.4 | Elect Gordon Parnell | Mgmt | For | For | For | |||||
1.5 | Elect Donald Schrock | Mgmt | For | For | For | |||||
1.6 | Elect Ron Smith | Mgmt | For | For | For | |||||
1.7 | Elect Theodore Tewksbury | Mgmt | For | For | For | |||||
2 | Amendment to the 2004 Equity Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTC | CUSIP 458140100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
2 | Elect Susan Decker | Mgmt | For | For | For | |||||
3 | Elect John Donahoe | Mgmt | For | For | For | |||||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||||
6 | Elect James Plummer | Mgmt | For | For | For | |||||
7 | Elect David Pottruck | Mgmt | For | For | For | |||||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||||
10 | Elect David Yoffie | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
International Business Machines Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBM | CUSIP 459200101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect William Brody | Mgmt | For | For | For | |||||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
8 | Elect James Owens | Mgmt | For | For | For | |||||
9 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
10 | Elect Joan Spero | Mgmt | For | For | For | |||||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||||
12 | Elect Lorenzo Héctor Zambrano Treviño | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
International Paper Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IP | CUSIP 460146103 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Bronczek | Mgmt | For | For | For | |||||
2 | Elect Ahmet Dördüncü | Mgmt | For | For | For | |||||
3 | Elect Lynn Elsenhans | Mgmt | For | For | For | |||||
4 | Elect John Faraci | Mgmt | For | For | For | |||||
5 | Elect Samir Gibara | Mgmt | For | For | For | |||||
6 | Elect Stacey Mobley | Mgmt | For | For | For | |||||
7 | Elect John Townsend III | Mgmt | For | For | For | |||||
8 | Elect John Turner | Mgmt | For | For | For | |||||
9 | Elect William Walter | Mgmt | For | For | For | |||||
10 | Elect Alberto Weisser | Mgmt | For | For | For | |||||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Jabil Circuit, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JBL | CUSIP 466313103 | 01/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mel Lavitt | Mgmt | For | For | For | |||||
1.2 | Elect Timothy Main | Mgmt | For | For | For | |||||
1.3 | Elect William Morean | Mgmt | For | For | For | |||||
1.4 | Elect Lawrence Murphy | Mgmt | For | For | For | |||||
1.5 | Elect Frank Newman | Mgmt | For | For | For | |||||
1.6 | Elect Steven Raymund | Mgmt | For | For | For | |||||
1.7 | Elect Thomas Sansone | Mgmt | For | For | For | |||||
1.8 | Elect David Stout | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
4 | Short-Term Incentive Plan | Mgmt | For | Against | Against | |||||
5 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Johnson & Johnson | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JNJ | CUSIP 478160104 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||||
2 | Elect James Cullen | Mgmt | For | For | For | |||||
3 | Elect Ian Davis | Mgmt | For | For | For | |||||
4 | Elect Michael Johns | Mgmt | For | For | For | |||||
5 | Elect Susan Lindquist | Mgmt | For | For | For | |||||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
7 | Elect Leo Mullin | Mgmt | For | For | For | |||||
8 | Elect William Perez | Mgmt | For | For | For | |||||
9 | Elect Charles Prince | Mgmt | For | For | For | |||||
10 | Elect David Satcher | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Policy on Health Status Discrimination | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
3 | Elect David Cote | Mgmt | For | For | For | |||||
4 | Elect James Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||||
7 | Elect William Gray, III | Mgmt | For | For | For | |||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
9 | Elect David Novak | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||||
Kimberly-Clark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KMB | CUSIP 494368103 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Alm | Mgmt | For | For | For | |||||
2 | Elect John Bergstrom | Mgmt | For | For | For | |||||
3 | Elect Abelardo Bru | Mgmt | For | For | For | |||||
4 | Elect Robert Decherd | Mgmt | For | For | For | |||||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||||
6 | Elect Mae Jemison | Mgmt | For | For | For | |||||
7 | Elect James Jenness | Mgmt | For | For | For | |||||
8 | Elect Nancy Karch | Mgmt | For | For | For | |||||
9 | Elect Ian Read | Mgmt | For | For | For | |||||
10 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
11 | Elect Marc Shapiro | Mgmt | For | For | For | |||||
12 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Outside Directors' Compensation Plan | Mgmt | For | For | For | |||||
15 | 2011 Equity Participation Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
KLA-Tencor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kraft Foods Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KFT | CUSIP 50075N104 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||||
2 | Elect Myra Hart | Mgmt | For | For | For | |||||
3 | Elect Peter Henry | Mgmt | For | For | For | |||||
4 | Elect Lois Juliber | Mgmt | For | For | For | |||||
5 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
6 | Elect Richard Lerner | Mgmt | For | For | For | |||||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||||
8 | Elect John Pope | Mgmt | For | For | For | |||||
9 | Elect Fedric Reynolds | Mgmt | For | For | For | |||||
10 | Elect Irene Rosenfeld | Mgmt | For | For | For | |||||
11 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
L-3 Communications Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LLL | CUSIP 502424104 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Henry Shelton | Mgmt | For | For | For | |||||
1.2 | Elect Michael Strianese | Mgmt | For | For | For | |||||
1.3 | Elect John White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Lam Research Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LRCX | CUSIP 512807108 | 11/04/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Bagley | Mgmt | For | For | For | |||||
1.2 | Elect David Arscott | Mgmt | For | For | For | |||||
1.3 | Elect Robert Berdahl | Mgmt | For | For | For | |||||
1.4 | Elect Eric Brandt | Mgmt | For | For | For | |||||
1.5 | Elect Grant Inman | Mgmt | For | For | For | |||||
1.6 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.7 | Elect Stephen Newberry | Mgmt | For | For | For | |||||
2 | Amendments to the 2004 Executive Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lincare Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LNCR | CUSIP 532791100 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Byrnes | Mgmt | For | For | For | |||||
1.2 | Elect Stuart Altman | Mgmt | For | For | For | |||||
1.3 | Elect Chester Black | Mgmt | For | For | For | |||||
1.4 | Elect Angela Bryant | Mgmt | For | For | For | |||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |||||
1.6 | Elect William Miller III | Mgmt | For | For | For | |||||
1.7 | Elect Ellen Zane | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Lonking Holdings (fka China Infrastructure Machinery Holdings) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3339 | CINS G5636C107 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect LI San Yim | Mgmt | For | Against | Against | |||||
6 | Elect QIU Debo | Mgmt | For | Against | Against | |||||
7 | Elect LUO Jianru | Mgmt | For | Against | Against | |||||
8 | Elect CHEN Chao | Mgmt | For | Against | Against | |||||
9 | Elect LIN Zhong Ming | Mgmt | For | Against | Against | |||||
10 | Elect FANG Deqin | Mgmt | For | Against | Against | |||||
11 | Elect NGAI Ngan Ying | Mgmt | For | Against | Against | |||||
12 | Elect PAN Longqing | Mgmt | For | Against | Against | |||||
13 | Elect QIAN Shizheng | Mgmt | For | Against | Against | |||||
14 | Elect HAN Xuesong | Mgmt | For | Against | Against | |||||
15 | Directors' Fees | Mgmt | For | For | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Lonking Holdings (fka China Infrastructure Machinery Holdings) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3339 | CINS G5636C107 | 10/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Bonus Share Issuance | Mgmt | For | For | For | |||||
3 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Lowe's Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LOW | CUSIP 548661107 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||||
1.5 | Elect Dawn Hudson | Mgmt | For | For | For | |||||
1.6 | Elect Robert Johnson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
1.8 | Elect Richard Lochridge | Mgmt | For | For | For | |||||
1.9 | Elect Robert Niblock | Mgmt | For | For | For | |||||
1.10 | Elect Stephen Page | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
LyondellBasell Industries N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LYB | CUSIP N53745100 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagject Bindra | Mgmt | For | Against | Against | |||||
2 | Elect Milton Carroll | Mgmt | For | Against | Against | |||||
3 | Elect Rudy van der Meer | Mgmt | For | Against | Against | |||||
4 | Elect Robin Buchanan | Mgmt | For | Against | Against | |||||
5 | Elect Jacques Aigrain | Mgmt | For | Against | Against | |||||
6 | Approval of Annual Accounts | Mgmt | For | For | For | |||||
7 | Officer Liability/Indemnification | Mgmt | For | For | For | |||||
8 | Director Liability/Indemnification | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
12 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Elect Robert G. Gwin | Mgmt | For | Against | Against | |||||
Macy's, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
M | CUSIP 55616P104 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||||
1.2 | Elect Deirdre Connelly | Mgmt | For | For | For | |||||
1.3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||||
1.4 | Elect Sara Levinson | Mgmt | For | For | For | |||||
1.5 | Elect Terry Lundgren | Mgmt | For | For | For | |||||
1.6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Pichler | Mgmt | For | For | For | |||||
1.8 | Elect Joyce Roché | Mgmt | For | For | For | |||||
1.9 | Elect Craig Weatherup | Mgmt | For | For | For | |||||
1.10 | Elect Marna Whittington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Marsh & McLennan Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMC | CUSIP 571748102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zachary Carter | Mgmt | For | For | For | |||||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3 | Elect Oscar Fanjul | Mgmt | For | For | For | |||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | |||||
6 | Elect Steven Mills | Mgmt | For | For | For | |||||
7 | Elect Bruce Nolop | Mgmt | For | For | For | |||||
8 | Elect Marc Oken | Mgmt | For | For | For | |||||
9 | Elect Morton Schapiro | Mgmt | For | For | For | |||||
10 | Elect Adele Simmons | Mgmt | For | For | For | |||||
11 | Elect Lloyd Yates | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Incentive and Stock Award Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Marvell Technology Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRVL | CUSIP G5876H105 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kuo Wei Chang | Mgmt | For | For | For | |||||
2 | Elect Juergen Gromer | Mgmt | For | For | For | |||||
3 | Elect Arturo Krueger | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Reduction in Share Premium Account | Mgmt | For | For | For | |||||
7 | Amendment to the 2007 Director Stock Incentive Plan | Mgmt | For | Against | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Masco Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MAS | CUSIP 574599106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Verne Istock | Mgmt | For | For | For | |||||
2 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||||
3 | Elect Timothy Wadhams | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
McDonald's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCD | CUSIP 580135101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect Richard Lenny | Mgmt | For | For | For | |||||
3 | Elect Cary McMillan | Mgmt | For | For | For | |||||
4 | Elect Sheila Penrose | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders | Mgmt | For | For | For | |||||
10 | Elimination of Supermajority Requirement in Article Regarding the Removal of Directors | Mgmt | For | For | For | |||||
11 | Elimination of Supermajority Requirement in Article Regarding Shareholder Action | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
13 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Beverage Containers | ShrHldr | Against | Against | For | |||||
McKesson Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||||
3 | Elect John Hammergren | Mgmt | For | For | For | |||||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||||
7 | Elect David Lawrence | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||||
10 | Reapproval of Performance Goals Under the 2005 Stock Plan | Mgmt | For | For | For | |||||
11 | Reapproval of Performance Goals Under the 2005 Management Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
Medtronic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||||
1.4 | Elect William Hawkins | Mgmt | For | For | For | |||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
MEMC Electronic Materials, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFR | CUSIP 552715104 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Blackmore | Mgmt | For | For | For | |||||
2 | Elect Ahmad Chatila | Mgmt | For | For | For | |||||
3 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Merck & Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRK | CUSIP 58933Y105 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||||
3 | Elect Richard Clark | Mgmt | For | For | For | |||||
4 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
5 | Elect Thomas Glocer | Mgmt | For | For | For | |||||
6 | Elect Steven Goldstone | Mgmt | For | For | For | |||||
7 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||||
8 | Elect Harry Jacobson | Mgmt | For | For | For | |||||
9 | Elect William Kelley | Mgmt | For | For | For | |||||
10 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
11 | Elect Rochelle Lazarus | Mgmt | For | Against | Against | |||||
12 | Elect Carlos Represas | Mgmt | For | For | For | |||||
13 | Elect Patricia Russo | Mgmt | For | For | For | |||||
14 | Elect Thomas Shenk | Mgmt | For | For | For | |||||
15 | Elect Anne Tatlock | Mgmt | For | For | For | |||||
16 | Elect Craig Thompson | Mgmt | For | For | For | |||||
17 | Elect Wendell Weeks | Mgmt | For | For | For | |||||
18 | Elect Peter Wendell | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
21 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
MetLife, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MET | CUSIP 59156R108 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Kandarian | Mgmt | For | For | For | |||||
1.2 | Elect Sylvia Mathews Burwell | Mgmt | For | For | For | |||||
1.3 | Elect Eduardo Castro-Wright | Mgmt | For | For | For | |||||
1.4 | Elect Cheryl Grisé | Mgmt | For | For | For | |||||
1.5 | Elect Lulu Wang | Mgmt | For | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
MFA Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFA | CUSIP 55272X102 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Blank | Mgmt | For | For | For | |||||
1.2 | Elect William Gorin | Mgmt | For | For | For | |||||
2 | Increase of Authorized Capital Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Gates III | Mgmt | For | For | For | |||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||||
7 | Elect David Marquardt | Mgmt | For | For | For | |||||
8 | Elect Charles Noski | Mgmt | For | For | For | |||||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
Morgan Stanley | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MS | CUSIP 617446448 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||||
3 | Elect Howard Davies | Mgmt | For | For | For | |||||
4 | Elect James Gorman | Mgmt | For | For | For | |||||
5 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
7 | Elect John Mack | Mgmt | For | For | For | |||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
9 | Elect Hutham Olayan | Mgmt | For | For | For | |||||
10 | Elect James Owens | Mgmt | For | For | For | |||||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Motorola Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSI | CUSIP 620076307 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Brown | Mgmt | For | For | For | |||||
2 | Elect William Bratton | Mgmt | For | For | For | |||||
3 | Elect David Dorman | Mgmt | For | For | For | |||||
4 | Elect Michael Hayden | Mgmt | For | For | For | |||||
5 | Elect Vincent Intrieri | Mgmt | For | Against | Against | |||||
6 | Elect Judy Lewent | Mgmt | For | For | For | |||||
7 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
8 | Elect John White | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Amendment to the Omnibus Incentive Plan of 2006 | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Review of Global Human Rights Standards | ShrHldr | Against | Against | For | |||||
Motorola, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MOT | CUSIP 620076109 | 11/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reverse Stock Split | Mgmt | For | For | For | |||||
2 | Amendment to Certificate of Incorporation to Effect Reverse Stock Split | Mgmt | For | For | For | |||||
National Oilwell Varco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOV | CUSIP 637071101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jefferey Smisek | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Newell Rubbermaid Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Newmont Mining Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEM | CUSIP 651639106 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glen Barton | Mgmt | For | For | For | |||||
2 | Elect Vincent Calarco | Mgmt | For | For | For | |||||
3 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
4 | Elect Noreen Doyle | Mgmt | For | For | For | |||||
5 | Elect Veronica Hagen | Mgmt | For | For | For | |||||
6 | Elect Michael Hamson | Mgmt | For | For | For | |||||
7 | Elect Richard O'Brien | Mgmt | For | For | For | |||||
8 | Elect John Prescott | Mgmt | For | For | For | |||||
9 | Elect Donald Roth | Mgmt | For | For | For | |||||
10 | Elect Simon Thompson | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Nexen Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXY | CUSIP 65334H102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Berry | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Bertram | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Dennis Flanagan | Mgmt | For | Withhold | Against | |||||
1.4 | Elect S. Barry Jackson | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Kevin Jenkins | Mgmt | For | Withhold | Against | |||||
1.6 | Elect A. Anne McLellan | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Eric Newell | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Marvin Romanow | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Francis Saville | Mgmt | For | Withhold | Against | |||||
1.11 | Elect John Willson | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Victor Zaleschuk | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Amendment to Shareholder Rights' Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Noble Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NBL | CUSIP 655044105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||||
3 | Elect Edward Cox | Mgmt | For | For | For | |||||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||||
8 | Elect Scott Urban | Mgmt | For | For | For | |||||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||||
Nordic American Tanker Shipping Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NAT | CUSIP G65773106 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbjørn Hansson | Mgmt | For | Against | Against | |||||
2 | Elect David Gibbons | Mgmt | For | Against | Against | |||||
3 | Elect Andreas Ugland | Mgmt | For | Against | Against | |||||
4 | Elect Jim Kelly | Mgmt | For | Against | Against | |||||
5 | Elect Jan Erik Langangen | Mgmt | For | Against | Against | |||||
6 | Elect Paul Hopkins | Mgmt | For | Against | Against | |||||
7 | Elect Richard Vietor | Mgmt | For | Against | Against | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Amendment to Bye-Laws | Mgmt | For | Against | Against | |||||
10 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||||
11 | Company Name Change | Mgmt | For | For | For | |||||
Northrop Grumman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOC | CUSIP 666807102 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||||
9 | Elect Richard Myers | Mgmt | For | For | For | |||||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Novellus Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVLS | CUSIP 670008101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Hill | Mgmt | For | For | For | |||||
1.2 | Elect Neil Bonke | Mgmt | For | For | For | |||||
1.3 | Elect Youssef El-Mansy | Mgmt | For | For | For | |||||
1.4 | Elect Glen Possley | Mgmt | For | For | For | |||||
1.5 | Elect Ann Rhoads | Mgmt | For | For | For | |||||
1.6 | Elect Krishna Saraswat | Mgmt | For | For | For | |||||
1.7 | Elect William Spivey | Mgmt | For | For | For | |||||
1.8 | Elect Delbert Whitaker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Nucor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NUE | CUSIP 670346105 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Browning | Mgmt | For | For | For | |||||
1.2 | Elect Victoria Haynes | Mgmt | For | For | For | |||||
1.3 | Elect Christopher Kearney | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
NV Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVE | CUSIP 67073Y106 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Glenn Christenson | Mgmt | For | For | For | |||||
1.3 | Elect Brian Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect John O'Reilly | Mgmt | For | For | For | |||||
1.5 | Elect Philip Satre | Mgmt | For | For | For | |||||
1.6 | Elect Michael Yackira | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Executive Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections | Mgmt | For | For | For | |||||
6 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in theFair Price Provisions | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
5 | Elect John Feick | Mgmt | For | For | For | |||||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
8 | Elect Ray Irani | Mgmt | For | For | For | |||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Office Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ODP | CUSIP 676220106 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Neil Austrian | Mgmt | For | Against | Against | |||||
2 | Elect Justin Bateman | Mgmt | For | Against | Against | |||||
3 | Elect Thomas Colligan | Mgmt | For | Against | Against | |||||
4 | Elect Marsha Evans | Mgmt | For | Against | Against | |||||
5 | Elect David Fuente | Mgmt | For | Against | Against | |||||
6 | Elect Brenda Gaines | Mgmt | For | Against | Against | |||||
7 | Elect Myra Hart | Mgmt | For | Against | Against | |||||
8 | Elect W. Scott Hedrick | Mgmt | For | Against | Against | |||||
9 | Elect Kathleen Mason | Mgmt | For | Against | Against | |||||
10 | Elect James Rubin | Mgmt | For | Against | Against | |||||
11 | Elect Raymond Svider | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Oracle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Executive Bonus Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Owens Corning | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OC | CUSIP 690742101 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
1.2 | Elect Ann Iverson | Mgmt | For | For | For | |||||
1.3 | Elect Joseph Neely | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Corporate Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Parker-Hannifin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||||
1.5 | Elect Klaus-Peter Müller | Mgmt | For | For | For | |||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||||
1.9 | Elect Åke Svensson | Mgmt | For | For | For | |||||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | |||||
1.11 | Elect James Wainscott | Mgmt | For | For | For | |||||
1.12 | Elect Donald Washkewicz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Performance Bonus Plan | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||||
Petrohawk Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HK | CUSIP 716495106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Floyd Wilson | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Gary Merriman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robert Stone, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2004 Employee Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 01/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger by Absorption | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 04/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | For | |||||
2 | Merger by Absorption | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Capital Expenditure Budget | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Election of Directors | Mgmt | For | Against | Against | |||||
5 | Election of Chairman of the Board of Directors | Mgmt | For | For | For | |||||
6 | Election of Supervisory Council Members | Mgmt | For | For | For | |||||
7 | Remuneration Report | Mgmt | For | For | For | |||||
8 | Capitalization of Reserves | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 12/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger Agreement with Marlim Participações SA | Mgmt | For | For | For | |||||
2 | Merger Agreement with Nova Marlim Participações SA | Mgmt | For | For | For | |||||
3 | Ratification of Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Valuation Reports | Mgmt | For | For | For | |||||
5 | Merger by Absorption | Mgmt | For | For | For | |||||
Pfizer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||||
2 | Elect Michael Brown | Mgmt | For | For | For | |||||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect James Kilts | Mgmt | For | For | For | |||||
9 | Elect George Lorch | Mgmt | For | For | For | |||||
10 | Elect John Mascotte | Mgmt | For | For | For | |||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
12 | Elect Ian Read | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
PG&E Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCG | CUSIP 69331C108 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Andrews | Mgmt | For | For | For | |||||
2 | Elect Lewis Chew | Mgmt | For | For | For | |||||
3 | Elect C. Lee Cox | Mgmt | For | For | For | |||||
4 | Elect Peter Darbee | Mgmt | For | For | For | |||||
5 | Elect Maryellen Herringer | Mgmt | For | For | For | |||||
6 | Elect Roger Kimmel | Mgmt | For | For | For | |||||
7 | Elect Richard Meserve | Mgmt | For | For | For | |||||
8 | Elect Forrest Miller | Mgmt | For | For | For | |||||
9 | Elect Rosendo Parra | Mgmt | For | For | For | |||||
10 | Elect Barbara Rambo | Mgmt | For | For | For | |||||
11 | Elect Barry Williams | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Harold Brown | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||||
9 | Elect Carlos Slim Helú | Mgmt | For | For | For | |||||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
PPL Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPL | CUSIP 69351T106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Frederick Bernthal | Mgmt | For | For | For | |||||
1.2 | Elect John Conway | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Steven Elliot | Mgmt | For | For | For | |||||
1.4 | Elect Louise Goeser | Mgmt | For | For | For | |||||
1.5 | Elect Stuart Graham | Mgmt | For | For | For | |||||
1.6 | Elect Stuart Heydt | Mgmt | For | For | For | |||||
1.7 | Elect James Miller | Mgmt | For | For | For | |||||
1.8 | Elect Craig Rogerson | Mgmt | For | For | For | |||||
1.9 | Elect Natica von Althann | Mgmt | For | For | For | |||||
1.10 | Elect Keith Williamson | Mgmt | For | For | For | |||||
2 | Short-term Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Precision Castparts Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCP | CUSIP 740189105 | 08/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Murphy | Mgmt | For | For | For | |||||
1.2 | Elect Steven Rothmeier | Mgmt | For | For | For | |||||
1.3 | Elect Richard Wambold | Mgmt | For | For | For | |||||
1.4 | Elect Timothy Wicks | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Prudential Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CUSIP 744320102 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | |||||
2 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | |||||
5 | Elect James Cullen | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Mark Grier | Mgmt | For | For | For | |||||
8 | Elect Constance Horner | Mgmt | For | For | For | |||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||||
10 | Elect Karl Krapek | Mgmt | For | For | For | |||||
11 | Elect Christine Poon | Mgmt | For | For | For | |||||
12 | Elect John Strangfeld | Mgmt | For | For | For | |||||
13 | Elect James Unruh | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
QEP Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QEP | CUSIP 74733V100 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith Rattie | Mgmt | For | Withhold | Against | |||||
1.2 | Elect David Trice | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
R.R. Donnelley & Sons Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RRD | CUSIP 257867101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | |||||
2 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
3 | Elect Lee Chaden | Mgmt | For | For | For | |||||
4 | Elect Judith Hamilton | Mgmt | For | For | For | |||||
5 | Elect Susan Ivey | Mgmt | For | For | For | |||||
6 | Elect Thomas Johnson | Mgmt | For | For | For | |||||
7 | Elect John Pope | Mgmt | For | For | For | |||||
8 | Elect Michael Riordan | Mgmt | For | For | For | |||||
9 | Elect Oliver Sockwell | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding a Sustainable Procurement Report | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Political Expenditures | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Raytheon Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTN | CUSIP 755111507 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Vernon Clark | Mgmt | For | For | For | |||||
2 | Elect John Deutch | Mgmt | For | For | For | |||||
3 | Elect Stephen Hadley | Mgmt | For | For | For | |||||
4 | Elect Frederic Poses | Mgmt | For | For | For | |||||
5 | Elect Michael Ruettgers | Mgmt | For | For | For | |||||
6 | Elect Ronald Skates | Mgmt | For | For | For | |||||
7 | Elect William Spivey | Mgmt | For | For | For | |||||
8 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
9 | Elect William Swanson | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHldr | Against | Against | For | |||||
Royal Dutch Shell plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RDSB | CUSIP 780259206 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||||
5 | Elect Malcolm Brinded | Mgmt | For | For | For | |||||
6 | Elect Guy Elliott | Mgmt | For | For | For | |||||
7 | Elect Simon Henry | Mgmt | For | For | For | |||||
8 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||||
12 | Elect Jorma Ollila | Mgmt | For | For | For | |||||
13 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||||
14 | Elect Peter Voser | Mgmt | For | For | For | |||||
15 | Elect Hans Wijers | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Schlumberger Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLB | CUSIP 806857108 | 04/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philippe Camus | Mgmt | For | For | For | |||||
2 | Elect Peter Currie | Mgmt | For | For | For | |||||
3 | Elect Andrew Gould | Mgmt | For | For | For | |||||
4 | Elect Tony Isaac | Mgmt | For | For | For | |||||
5 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
7 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
8 | Elect Michael Marks | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Moler | Mgmt | For | For | For | |||||
10 | Elect Leo Reif | Mgmt | For | For | For | |||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
13 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||
14 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
18 | Amendements to Articles | Mgmt | For | For | For | |||||
19 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||||
20 | Ratification of Auditor | Mgmt | For | For | For | |||||
Seagate Technology Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STX | CUSIP G7945M107 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Luczo | Mgmt | For | For | For | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
3 | Elect Lydia Marshall | Mgmt | For | For | For | |||||
4 | Elect C.S. Park | Mgmt | For | For | For | |||||
5 | Elect Albert Pimentel | Mgmt | For | For | For | |||||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | |||||
7 | Elect John Thompson | Mgmt | For | For | For | |||||
8 | Elect Edward Zander | Mgmt | For | For | For | |||||
9 | Accounts and Reports | Mgmt | For | For | For | |||||
10 | Authority to Set Meeting Location | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Issuance of Treasury Shares | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
Smith International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SII | CUSIP 832110100 | 08/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2.1 | Elect James Gibbs | Mgmt | For | For | For | |||||
2.2 | Elect Duane Radtke | Mgmt | For | For | For | |||||
2.3 | Elect John Yearwood | Mgmt | For | For | For | |||||
3 | Amendment to the 1989 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Staples, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPLS | CUSIP 855030102 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||||
3 | Elect Mary Burton | Mgmt | For | For | For | |||||
4 | Elect Justin King | Mgmt | For | For | For | |||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
State Street Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
2 | Elect Peter Coym | Mgmt | For | For | For | |||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
5 | Elect David Gruber | Mgmt | For | For | For | |||||
6 | Elect Linda Hill | Mgmt | For | For | For | |||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||||
12 | Elect Gregory Summe | Mgmt | For | For | For | |||||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Steel Dynamics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STLD | CUSIP 858119100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith Busse | Mgmt | For | For | For | |||||
1.2 | Elect Mark Millett | Mgmt | For | For | For | |||||
1.3 | Elect Richard Teets, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect John Bates | Mgmt | For | For | For | |||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |||||
1.6 | Elect Paul Edgerley | Mgmt | For | For | For | |||||
1.7 | Elect Richard Freeland | Mgmt | For | For | For | |||||
1.8 | Elect Jürgen Kolb | Mgmt | For | For | For | |||||
1.9 | Elect James Marcuccilli | Mgmt | For | For | For | |||||
1.10 | Elect Joseph Ruffolo | Mgmt | For | For | For | |||||
1.11 | Elect Gabriel Shaheen | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Suntrust Banks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STI | CUSIP 867914103 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beall II | Mgmt | For | For | For | |||||
2 | Elect Alston Correll | Mgmt | For | For | For | |||||
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | |||||
4 | Elect Blake Garrett, Jr. | Mgmt | For | For | For | |||||
5 | Elect David Hughes | Mgmt | For | For | For | |||||
6 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||||
7 | Elect J. Hicks Lanier | Mgmt | For | For | For | |||||
8 | Elect Kyle Legg | Mgmt | For | For | For | |||||
9 | Elect William Linnenbringer | Mgmt | For | For | For | |||||
10 | Elect G. Gilmer Minor III | Mgmt | For | For | For | |||||
11 | Elect Frank Royal | Mgmt | For | For | For | |||||
12 | Elect Thomas Watjen | Mgmt | For | For | For | |||||
13 | Elect James Wells III | Mgmt | For | For | For | |||||
14 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||||
15 | Amendment to 2009 Stock Plan | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Target Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TGT | CUSIP 87612E106 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
2 | Elect Calvin Darden | Mgmt | For | For | For | |||||
3 | Elect Mary Dillon | Mgmt | For | For | For | |||||
4 | Elect James Johnson | Mgmt | For | For | For | |||||
5 | Elect Mary Minnick | Mgmt | For | For | For | |||||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
7 | Elect Derica Rice | Mgmt | For | For | For | |||||
8 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
9 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||||
10 | Elect John Stumpf | Mgmt | For | For | For | |||||
11 | Elect Solomon Trujillo | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||||
8 | Elect Ruth Simmons | Mgmt | For | For | For | |||||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
The AES Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AES | CUSIP 00130H105 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | |||||
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | |||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | |||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | |||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Allstate Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALL | CUSIP 020002101 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Robert Beyer | Mgmt | For | For | For | |||||
3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
4 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
5 | Elect Ronald LeMay | Mgmt | For | For | For | |||||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||||
7 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||||
8 | Elect Joshua Smith | Mgmt | For | For | For | |||||
9 | Elect Judith Sprieser | Mgmt | For | For | For | |||||
10 | Elect Mary Taylor | Mgmt | For | For | For | |||||
11 | Elect Thomas Wilson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
14 | Designation of Delaware Chancery Court as Forum for Derivative Actions | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Right to Act Written Consent | ShrHldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
The Bank of New York Mellon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BK | CUSIP 064058100 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ruth Bruch | Mgmt | For | For | For | |||||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
4 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
5 | Elect Robert Kelly | Mgmt | For | For | For | |||||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
7 | Elect Michael Kowalski | Mgmt | For | For | For | |||||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||||
9 | Elect Mark Nordenberg | Mgmt | For | For | For | |||||
10 | Elect Catherine Rein | Mgmt | For | For | For | |||||
11 | Elect William Richardson | Mgmt | For | For | For | |||||
12 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
13 | Elect John Surma | Mgmt | For | For | For | |||||
14 | Elect Wesley von Schack | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
18 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
The Chubb Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CB | CUSIP 171232101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zoe Baird | Mgmt | For | For | For | |||||
2 | Elect Sheila Burke | Mgmt | For | For | For | |||||
3 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Finnegan | Mgmt | For | For | For | |||||
5 | Elect Lawrence Kellner | Mgmt | For | For | For | |||||
6 | Elect Martin McGuinn | Mgmt | For | For | For | |||||
7 | Elect Lawrence Small | Mgmt | For | For | For | |||||
8 | Elect Jess Søderberg | Mgmt | For | For | For | |||||
9 | Elect Daniel Somers | Mgmt | For | For | For | |||||
10 | Elect James Zimmerman | Mgmt | For | For | For | |||||
11 | Elect Alfred Zollar | Mgmt | For | For | For | |||||
12 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
The Coca-Cola Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
4 | Elect Barry Diller | Mgmt | For | For | For | |||||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||||
8 | Elect Donald Keough | Mgmt | For | For | For | |||||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||||
12 | Elect James Robinson III | Mgmt | For | For | For | |||||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||||
14 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||||
15 | Elect James Williams | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | Against | Against | |||||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHldr | Against | Against | For | |||||
The Dow Chemical Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DOW | CUSIP 260543103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||||
3 | Elect James Bell | Mgmt | For | For | For | |||||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
6 | Elect Jennifer Granholm | Mgmt | For | For | For | |||||
7 | Elect John Hess | Mgmt | For | For | For | |||||
8 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
9 | Elect Paul Polman | Mgmt | For | For | For | |||||
10 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
11 | Elect James Ringler | Mgmt | For | Against | Against | |||||
12 | Elect Ruth Shaw | Mgmt | For | For | For | |||||
13 | Elect Paul Stern | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
The Estèe Lauder Companies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EL | CUSIP 518439104 | 11/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Aerin Lauder | Mgmt | For | Withhold | Against | |||||
1.2 | Elect William Lauder | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Lynn Forester de Rothschild | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Richard Parsons | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Richard Zannino | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the 2002 Share Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Goldman Sachs Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GS | CUSIP 38141G104 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||||
2 | Elect John Bryan | Mgmt | For | For | For | |||||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||||
4 | Elect Claes Dahlbäck | Mgmt | For | For | For | |||||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||||
6 | Elect William George | Mgmt | For | For | For | |||||
7 | Elect James Johnson | Mgmt | For | For | For | |||||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||||
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||||
10 | Elect James Schiro | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Compensation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
The Hartford Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||||
4 | Elect Liam McGee | Mgmt | For | For | For | |||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||||
6 | Elect Michael Morris | Mgmt | For | For | For | |||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The PNC Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNC | CUSIP 693475105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Berndt | Mgmt | For | Against | Against | |||||
2 | Elect Charles Bunch | Mgmt | For | Against | Against | |||||
3 | Elect Paul Chellgren | Mgmt | For | Against | Against | |||||
4 | Elect Kay James | Mgmt | For | Against | Against | |||||
5 | Elect Richard Kelson | Mgmt | For | Against | Against | |||||
6 | Elect Bruce Lindsay | Mgmt | For | Against | Against | |||||
7 | Elect Anthony Massaro | Mgmt | For | Against | Against | |||||
8 | Elect Jane Pepper | Mgmt | For | Against | Against | |||||
9 | Elect James Rohr | Mgmt | For | Against | Against | |||||
10 | Elect Donald Shepard | Mgmt | For | Against | Against | |||||
11 | Elect Lorene Steffes | Mgmt | For | Against | Against | |||||
12 | Elect Dennis Strigl | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Elect George Walls, Jr. | Mgmt | For | Against | Against | |||||
15 | Elect Helge Wehmeier | Mgmt | For | Against | Against | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Procter & Gamble Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
3 | Elect Scott Cook | Mgmt | For | For | For | |||||
4 | Elect Rajat Gupta | Mgmt | For | For | For | |||||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
8 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
9 | Elect Patricia Woertz | Mgmt | For | For | For | |||||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
The Walt Disney Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIS | CUSIP 254687106 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect John Bryson | Mgmt | For | For | For | |||||
3 | Elect John Chen | Mgmt | For | For | For | |||||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||||
5 | Elect Robert Iger | Mgmt | For | For | For | |||||
6 | Elect Steven Jobs | Mgmt | For | For | For | |||||
7 | Elect Fred Langhammer | Mgmt | For | For | For | |||||
8 | Elect Aylwin Lewis | Mgmt | For | For | For | |||||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||||
10 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
11 | Elect John Pepper, Jr. | Mgmt | For | For | For | |||||
12 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||||
13 | Elect Orin Smith | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding One Test Performance Assessment | ShrHldr | Against | Against | For | |||||
Time Warner Cable Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWC | CUSIP 88732J207 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carole Black | Mgmt | For | For | For | |||||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||||
4 | Elect David Chang | Mgmt | For | For | For | |||||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||||
6 | Elect Peter Haje | Mgmt | For | For | For | |||||
7 | Elect Donna James | Mgmt | For | For | For | |||||
8 | Elect Don Logan | Mgmt | For | For | For | |||||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||||
12 | Elect John Sununu | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Time Warner Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | Against | Against | |||||
2 | Elect William Barr | Mgmt | For | Against | Against | |||||
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |||||
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |||||
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |||||
6 | Elect Robert Clark | Mgmt | For | Against | Against | |||||
7 | Elect Mathias Döpfner | Mgmt | For | Against | Against | |||||
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |||||
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |||||
10 | Elect Michael Miles | Mgmt | For | Against | Against | |||||
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||||
12 | Elect Paul Wachter | Mgmt | For | Against | Against | |||||
13 | Elect Deborah Wright | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
Toll Brothers, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TOL | CUSIP 889478103 | 03/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Toll | Mgmt | For | For | For | |||||
1.2 | Elect Bruce Toll | Mgmt | For | For | For | |||||
1.3 | Elect Christine Garvey | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Total SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FP | CUSIP 89151E109 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Related Party Transactions | Mgmt | For | For | For | |||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
6 | Elect Patricia Barbizet | Mgmt | For | Against | Against | |||||
7 | Elect Paul Desmarais, Jr. | Mgmt | For | Against | Against | |||||
8 | Elect Claude Mandil | Mgmt | For | Against | Against | |||||
9 | Elect Marie-Christine Coisne | Mgmt | For | Against | Against | |||||
10 | Elect Barbara Kux | Mgmt | For | Against | Against | |||||
11 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Share Ownership Disclosure | ShrHldr | Against | Against | For | |||||
Transocean Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RIG | CUSIP H8817H100 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Transfer of Reserves | Mgmt | For | For | For | |||||
5 | Amendment to Par Value | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
8 | Board Size | Mgmt | For | For | For | |||||
9 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||||
10 | Elect Steve Lucas | Mgmt | For | For | For | |||||
11 | Elect Tan Ek Kia | Mgmt | For | For | For | |||||
12 | Elect Martin McNamara | Mgmt | For | For | For | |||||
13 | Elect Ian Strachan | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Travelers Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRV | CUSIP 89417E109 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan Beller | Mgmt | For | For | For | |||||
2 | Elect John Dasburg | Mgmt | For | For | For | |||||
3 | Elect Janet Dolan | Mgmt | For | For | For | |||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
5 | Elect Jay Fishman | Mgmt | For | For | For | |||||
6 | Elect Lawrence Graev | Mgmt | For | For | For | |||||
7 | Elect Patricia Higgins | Mgmt | For | For | For | |||||
8 | Elect Thomas Hodgson | Mgmt | For | For | For | |||||
9 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |||||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||||
11 | Elect Laurie Thomsen | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Tyco International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
3.7 | Elect John Krol | Mgmt | For | For | For | |||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
U.S. Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
USB | CUSIP 902973304 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||||
5 | Elect Richard Davis | Mgmt | For | For | For | |||||
6 | Elect Joel Johnson | Mgmt | For | For | For | |||||
7 | Elect Olivia Kirtley | Mgmt | For | For | For | |||||
8 | Elect Jerry Levin | Mgmt | For | For | For | |||||
9 | Elect David O'Maley | Mgmt | For | For | For | |||||
10 | Elect O'Dell Owens | Mgmt | For | For | For | |||||
11 | Elect Richard Reiten | Mgmt | For | For | For | |||||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
Unisys Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UIS | CUSIP 909214306 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | |||||
2 | Elect James Duderstadt | Mgmt | For | For | For | |||||
3 | Elect Henry Duques | Mgmt | For | For | For | |||||
4 | Elect Matthew Espe | Mgmt | For | For | For | |||||
5 | Elect Denise Fletcher | Mgmt | For | For | For | |||||
6 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
7 | Elect Charles McQuade | Mgmt | For | For | For | |||||
8 | Elect Paul Weaver | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
United Continental Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UAL | CUSIP 910047109 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kirbyjon Caldwell | Mgmt | For | For | For | |||||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect Jane Garvey | Mgmt | For | For | For | |||||
1.5 | Elect Walter Isaacson | Mgmt | For | For | For | |||||
1.6 | Elect Henry Meyer III | Mgmt | For | For | For | |||||
1.7 | Elect Oscar Munoz | Mgmt | For | For | For | |||||
1.8 | Elect James O'Connor | Mgmt | For | For | For | |||||
1.9 | Elect Laurence Simmons | Mgmt | For | For | For | |||||
1.10 | Elect Jeffery Smisek | Mgmt | For | For | For | |||||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.12 | Elect David Vitale | Mgmt | For | For | For | |||||
1.13 | Elect John Walker | Mgmt | For | For | For | |||||
1.14 | Elect Charles Yamarone | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
United States Steel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
X | CUSIP 912909108 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
1.2 | Elect Glenda McNeal | Mgmt | For | For | For | |||||
1.3 | Elect Graham Spanier | Mgmt | For | For | For | |||||
1.4 | Elect Patricia Tracey | Mgmt | For | For | For | |||||
1.5 | Elect John Engel | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
United Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Louis Chênevert | Mgmt | For | For | For | |||||
2 | Elect John Faraci | Mgmt | For | For | For | |||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
7 | Elect Charles Lee | Mgmt | For | For | For | |||||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
10 | Elect Richard Myers | Mgmt | For | For | For | |||||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
12 | Elect André Villeneuve | Mgmt | For | For | For | |||||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||||
Verizon Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VZ | CUSIP 92343V104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Carrión | Mgmt | For | For | For | |||||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||||
3 | Elect Robert Lane | Mgmt | For | For | For | |||||
4 | Elect Lowell McAdam | Mgmt | For | For | For | |||||
5 | Elect Sandra Moose | Mgmt | For | For | For | |||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
9 | Elect Hugh Price | Mgmt | For | For | For | |||||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||||
12 | Elect John Snow | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Vodafone Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VOD | CUSIP 92857W209 | 07/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect John R. H. Bond | Mgmt | For | For | For | |||||
3 | Elect John Buchanan | Mgmt | For | For | For | |||||
4 | Elect Vittorio Colao | Mgmt | For | For | For | |||||
5 | Elect Michel Combes | Mgmt | For | For | For | |||||
6 | Elect Andy Halford | Mgmt | For | For | For | |||||
7 | Elect Steve Pusey | Mgmt | For | For | For | |||||
8 | Elect Alan Jebson | Mgmt | For | For | For | |||||
9 | Elect Samuel Jonah | Mgmt | For | For | For | |||||
10 | Elect Nick Land | Mgmt | For | For | For | |||||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | |||||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||||
14 | Elect Philip Yea | Mgmt | For | For | For | |||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Adoption of New Articles | Mgmt | For | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
24 | Share Incentive Plan Renewal | Mgmt | For | For | For | |||||
Wal-Mart Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMT | CUSIP 931142103 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||||
2 | Elect James Breyer | Mgmt | For | For | For | |||||
3 | Elect M. Michele Burns | Mgmt | For | Against | Against | |||||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||||
7 | Elect Michael Duke | Mgmt | For | For | For | |||||
8 | Elect Gregory Penner | Mgmt | For | For | For | |||||
9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||||
11 | Elect Arne Sorenson | Mgmt | For | For | For | |||||
12 | Elect Jim Walton | Mgmt | For | For | For | |||||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
14 | Elect Christopher Williams | Mgmt | For | For | For | |||||
15 | Elect Linda Wolf | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Shareholder Proposal Regarding Adopting Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Supplier Sustainability Reports | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Climate Change Risk Report | ShrHldr | Against | Against | For | |||||
Weatherford International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFT | CUSIP H27013103 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of Financial Statements | Mgmt | For | For | For | |||||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
3 | Elect Bernard Duroc-Danner | Mgmt | For | For | For | |||||
4 | Elect Samuel Bodman III | Mgmt | For | For | For | |||||
5 | Elect Nicholas Brady | Mgmt | For | For | For | |||||
6 | Elect David Butters | Mgmt | For | For | For | |||||
7 | Elect William Macaulay | Mgmt | For | For | For | |||||
8 | Elect Robert Millard | Mgmt | For | For | For | |||||
9 | Elect Robert Moses, Jr. | Mgmt | For | For | For | |||||
10 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||||
11 | Elect Emyr Parry | Mgmt | For | For | For | |||||
12 | Elect Robert Rayne | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
WellPoint, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WLP | CUSIP 94973V107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Warren Jobe | Mgmt | For | For | For | |||||
3 | Elect William Mays | Mgmt | For | For | For | |||||
4 | Elect William Ryan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Elimination of Supermajority Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||||
8 | Amendments Removing Certain Restrictions on Ownership of Shares | Mgmt | For | For | For | |||||
9 | Amendments Deleting Certain Obsolete Provisions | Mgmt | For | For | For | |||||
10 | Amendments Deleting Certain Obsolete Provisions and Making Conforming Changes | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Conversion to Nonprofit Status | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Wells Fargo & Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFC | CUSIP 949746101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Baker II | Mgmt | For | For | For | |||||
2 | Elect John Chen | Mgmt | For | For | For | |||||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||||
4 | Elect Susan Engel | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect Donald James | Mgmt | For | For | For | |||||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
10 | Elect Philip Quigley | Mgmt | For | For | For | |||||
11 | Elect Judith Runstad | Mgmt | For | For | For | |||||
12 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
13 | Elect John Stumpf | Mgmt | For | For | For | |||||
14 | Elect Susan Swenson | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Wilmington Trust Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WL | CUSIP 971807102 | 03/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Wyndham Worldwide Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WYN | CUSIP 98310W108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Buckman | Mgmt | For | For | For | |||||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
XL Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XL | CUSIP G98290102 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Haag | Mgmt | For | For | For | |||||
2 | Elect Michael McGavick | Mgmt | For | For | For | |||||
3 | Elect Ellen Thrower | Mgmt | For | For | For | |||||
4 | Elect John Vereker | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Amendment to the 1991 Performance Incentive Program | Mgmt | For | For | For | |||||
Yokogawa Electric Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6841 | CINS J97272124 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | |||||
3 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||||
4 | Elect Hitoshi Nara | Mgmt | For | For | For | |||||
5 | Elect Satoru Kurosu | Mgmt | For | For | For | |||||
6 | Elect Takashi Nishijima | Mgmt | For | For | For | |||||
7 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | |||||
8 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||||
9 | Elect Mitsuto Urano | Mgmt | For | For | For | |||||
10 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||||
Registrant : | Putnam Variable Trust | |||||||||
Fund Name : | Putnam VT Growth Opportunities Fund | |||||||||
Date of fiscal year end: | 12/31/2010 | |||||||||
3M Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMM | CUSIP 88579Y101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||||
2 | Elect George Buckley | Mgmt | For | For | For | |||||
3 | Elect Vance Coffman | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect W. James Farrell | Mgmt | For | For | For | |||||
6 | Elect Herbert Henkel | Mgmt | For | For | For | |||||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||||
8 | Elect Robert Morrison | Mgmt | For | For | For | |||||
9 | Elect Aulana Peters | Mgmt | For | For | For | |||||
10 | Elect Robert Ulrich | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
ADTRAN, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADTN | CUSIP 00738A106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Stanton | Mgmt | For | For | For | |||||
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | |||||
1.3 | Elect Ross Ireland | Mgmt | For | For | For | |||||
1.4 | Elect William Marks | Mgmt | For | For | For | |||||
1.5 | Elect James Matthews | Mgmt | For | For | For | |||||
1.6 | Elect Balan Nair | Mgmt | For | For | For | |||||
1.7 | Elect Roy Nichols | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Variable Incentive Compensation Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
4 | Elect Molly Coye | Mgmt | For | For | For | |||||
5 | Elect Roger Farah | Mgmt | For | For | For | |||||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Aflac Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||||
2 | Elect John Shelby Amos II | Mgmt | For | Against | Against | |||||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||||
13 | Elect David Thompson | Mgmt | For | For | For | |||||
14 | Elect Robert Wright | Mgmt | For | For | For | |||||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
Agilent Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
A | CUSIP 00846U101 | 03/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Heidi Fields | Mgmt | For | For | For | |||||
2 | Elect David Lawrence | Mgmt | For | For | For | |||||
3 | Elect A. Barry Rand | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Agrium Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGU | CUSIP 008916108 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ralph Cunningham | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Russel Girling | Mgmt | For | For | For | |||||
1.3 | Elect Susan Henry | Mgmt | For | For | For | |||||
1.4 | Elect Russell Horner | Mgmt | For | For | For | |||||
1.5 | Elect David Lesar | Mgmt | For | For | For | |||||
1.6 | Elect John Lowe | Mgmt | For | For | For | |||||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | |||||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | |||||
1.9 | Elect Frank Proto | Mgmt | For | For | For | |||||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | |||||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
Albemarle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALB | CUSIP 012653101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect William Hernandez | Mgmt | For | For | For | |||||
1.3 | Elect R. William Ide III | Mgmt | For | For | For | |||||
1.4 | Elect Richard Morrill | Mgmt | For | For | For | |||||
1.5 | Elect Jim Nokes | Mgmt | For | For | For | |||||
1.6 | Elect Barry Perry | Mgmt | For | For | For | |||||
1.7 | Elect Mark Rohr | Mgmt | For | For | For | |||||
1.8 | Elect John Sherman, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Harriett Taggart | Mgmt | For | For | For | |||||
1.10 | Elect Anne Whittemore | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Alpha Natural Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANR | CUSIP 02076X102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Quillen | Mgmt | For | For | For | |||||
1.2 | Elect William Crowley, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Kevin Crutchfield | Mgmt | For | For | For | |||||
1.4 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Glenn Eisenberg | Mgmt | For | For | For | |||||
1.6 | Elect P. Michael Giftos | Mgmt | For | For | For | |||||
1.7 | Elect Joel Richards, III | Mgmt | For | For | For | |||||
1.8 | Elect James Roberts | Mgmt | For | For | For | |||||
1.9 | Elect Ted Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Pollution Report | ShrHldr | Against | Against | For | |||||
Alpha Natural Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANR | CUSIP 02076X102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
2 | Acquisition | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Amazon.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMZN | CUSIP 023135106 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||||
4 | Elect William Gordon | Mgmt | For | For | For | |||||
5 | Elect Alain Monié | Mgmt | For | For | For | |||||
6 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||||
7 | Elect Thomas Ryder | Mgmt | For | For | For | |||||
8 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
Amer Sports Oyj | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMEAS | CINS X01416118 | 03/10/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Finland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
12 | Board Size | Mgmt | For | TNA | N/A | |||||
13 | Election of Directors | Mgmt | For | TNA | N/A | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
American Tower Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMT | CUSIP 029912201 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Raymond Dolan | Mgmt | For | For | For | |||||
2 | Elect Ronald Dykes | Mgmt | For | For | For | |||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||||
5 | Elect JoAnn Reed | Mgmt | For | For | For | |||||
6 | Elect Pamela Reeve | Mgmt | For | For | For | |||||
7 | Elect David Sharbutt | Mgmt | For | For | For | |||||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |||||
9 | Elect Samme Thompson | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Anadarko Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APC | CUSIP 032511107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Butler, Jr. | Mgmt | For | For | For | |||||
2 | Elect Kevin Chilton | Mgmt | For | For | For | |||||
3 | Elect Luke Corbett | Mgmt | For | For | For | |||||
4 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||||
5 | Elect Preston Geren, III | Mgmt | For | For | For | |||||
6 | Elect John Gordon | Mgmt | For | For | For | |||||
7 | Elect James Hackett | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
11 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Apple Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAPL | CUSIP 037833100 | 02/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||||
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||||
1.7 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Assured Guaranty Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Francisco Borges | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Patrick Kenny | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robin Monro-Davies | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael O'Kane | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Howard Albert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |||||
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Bed Bath & Beyond Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBBY | CUSIP 075896100 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||||
3 | Elect Steven Temares | Mgmt | For | For | For | |||||
4 | Elect Dean Adler | Mgmt | For | For | For | |||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
BMC Software, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMC | CUSIP 055921100 | 07/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
3 | Elect Gary Bloom | Mgmt | For | For | For | |||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | |||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | |||||
6 | Elect Stephan James | Mgmt | For | For | For | |||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | |||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | |||||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Buckeye Technologies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BKI | CUSIP 118255108 | 11/04/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lewis Holland | Mgmt | For | For | For | |||||
1.2 | Elect Kristopher Matula | Mgmt | For | For | For | |||||
1.3 | Elect Virginia Wetherell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Carnival plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCL | CUSIP 143658300 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Micky Arison | Mgmt | For | For | For | |||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||||
6 | Elect Howard Frank | Mgmt | For | For | For | |||||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||||
8 | Elect Modesto Maidique | Mgmt | For | For | For | |||||
9 | Elect Sir John Parker | Mgmt | For | For | For | |||||
10 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||||
11 | Elect Stuart Subotnick | Mgmt | For | For | For | |||||
12 | Elect Laura Weil | Mgmt | For | For | For | |||||
13 | Elect Randall Weisenburger | Mgmt | For | For | For | |||||
14 | Elect Uzi Zucker | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Accounts and Reports | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Directors' Remuneration Report | Mgmt | For | Against | Against | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
24 | Stock Option Plan | Mgmt | For | For | For | |||||
CB Richard Ellis Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBG | CUSIP 12497T101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Blum | Mgmt | For | For | For | |||||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | |||||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
1.4 | Elect Michael Kantor | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | |||||
1.6 | Elect Jane Su | Mgmt | For | For | For | |||||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | |||||
1.8 | Elect Brett White | Mgmt | For | For | For | |||||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | |||||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Celanese Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CE | CUSIP 150870103 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Martin McGuinn | Mgmt | For | For | For | |||||
2 | Elect Daniel Sanders | Mgmt | For | For | For | |||||
3 | Elect John Wulff | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Celgene Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CELG | CUSIP 151020104 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||||
1.2 | Elect Michael Casey | Mgmt | For | For | For | |||||
1.3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
1.4 | Elect Rodman Drake | Mgmt | For | For | For | |||||
1.5 | Elect Michael Friedman | Mgmt | For | For | For | |||||
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For | |||||
1.7 | Elect James Loughlin | Mgmt | For | For | For | |||||
1.8 | Elect Ernest Mario | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||||
4 | Elect Larry Carter | Mgmt | For | For | For | |||||
5 | Elect John Chambers | Mgmt | For | For | For | |||||
6 | Elect Brian Halla | Mgmt | For | For | For | |||||
7 | Elect John Hennessy | Mgmt | For | For | For | |||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||||
10 | Elect Michael Powell | Mgmt | For | For | For | |||||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||||
12 | Elect Steven West | Mgmt | For | For | For | |||||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Restricting Sales to China | ShrHldr | Against | Against | For | |||||
CME Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CME | CUSIP 12572Q105 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Craig Donohue | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Timothy Bitsberger | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Jackie Clegg | Mgmt | For | Withhold | Against | |||||
1.4 | Elect James Donaldson | Mgmt | For | Withhold | Against | |||||
1.5 | Elect J. Dennis Hastert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect William Miller II | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Terry Savage | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Christopher Stewart | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Coca-Cola Enterprises Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 191219104 | 10/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Business Separation and Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Coca-Cola Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 19122T109 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Bennink | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Brock | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Calvin Darden | Mgmt | For | Withhold | Against | |||||
1.4 | Elect L. Phillip Humann | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Orrin Ingram II | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Donna James | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Thomas Johnson | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Suzanne Labarge | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Véronique Morali | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Garry Watts | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Curtis Welling | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Phoebe Wood | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
Colgate-Palmolive Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CL | CUSIP 194162103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Cahill | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
7 | Elect Delano Lewis | Mgmt | For | For | For | |||||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
9 | Elect Stephen Sadove | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
13 | Shareholder Proposal Regarding the Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Costco Wholesale Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COST | CUSIP 22160K105 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Susan Decker | Mgmt | For | For | For | |||||
1.2 | Elect Richard Libenson | Mgmt | For | For | For | |||||
1.3 | Elect John Meisenbach | Mgmt | For | For | For | |||||
1.4 | Elect Charles Munger | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Say When on Pay | Mgmt | 3 Years | 1 Year | Against | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Robert Brust | Mgmt | For | For | For | |||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Dendreon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNDN | CUSIP 24823Q107 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Brewer | Mgmt | For | For | For | |||||
1.2 | Elect Mitchell Gold | Mgmt | For | For | For | |||||
1.3 | Elect Pedro Granadillo | Mgmt | For | For | For | |||||
1.4 | Elect David Stump | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
DIRECTV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Eaton Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETN | CUSIP 278058102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George Barrett | Mgmt | For | For | For | |||||
2 | Elect Todd Bluedorn | Mgmt | For | For | For | |||||
3 | Elect Ned Lautenbach | Mgmt | For | For | For | |||||
4 | Elect Gregory Page | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29081M102 | 11/19/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Change of Company Name | Mgmt | N/A | For | N/A | |||||
2 | Amendment to Corporate Purpose | Mgmt | N/A | For | N/A | |||||
3 | Amend Article 34 | Mgmt | N/A | For | N/A | |||||
4 | Amend Article 41 | Mgmt | N/A | For | N/A | |||||
5 | Amend Article 44 | Mgmt | N/A | For | N/A | |||||
EMC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMC | CUSIP 268648102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Brown | Mgmt | For | For | For | |||||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||||
5 | Elect James DiStasio | Mgmt | For | For | For | |||||
6 | Elect John Egan | Mgmt | For | For | For | |||||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
8 | Elect Windle Priem | Mgmt | For | For | For | |||||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||||
10 | Elect David Strohm | Mgmt | For | For | For | |||||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||||
14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Emerson Electric Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Farr | Mgmt | For | For | For | |||||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||||
1.3 | Elect Charles Peters | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Prueher | Mgmt | For | For | For | |||||
1.5 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Express Scripts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESRX | CUSIP 302182100 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||||
2 | Elect Maura Breen | Mgmt | For | For | For | |||||
3 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||||
4 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||||
5 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||||
6 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||||
7 | Elect John Parker, Jr. | Mgmt | For | For | For | |||||
8 | Elect George Paz | Mgmt | For | For | For | |||||
9 | Elect Samuel Skinner | Mgmt | For | For | For | |||||
10 | Elect Seymour Sternberg | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to Bylaws to Permit Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
First Solar, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSLR | CUSIP 336433107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |||||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect James Nolan | Mgmt | For | For | For | |||||
1.5 | Elect William Post | Mgmt | For | For | For | |||||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |||||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |||||
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Report on Impacts of Immigration Reform | ShrHldr | Against | Against | For | |||||
Ford Motor Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CUSIP 345370860 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Richard Manoogian | Mgmt | For | For | For | |||||
10 | Elect Ellen Marram | Mgmt | For | For | For | |||||
11 | Elect Alan Mulally | Mgmt | For | For | For | |||||
12 | Elect Homer Neal | Mgmt | For | For | For | |||||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
14 | Elect John Thornton | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Freeport-McMoRan Copper & Gold, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
General Dynamics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GD | CUSIP 369550108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Barra | Mgmt | For | For | For | |||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||||
3 | Elect James Crown | Mgmt | For | For | For | |||||
4 | Elect William Fricks | Mgmt | For | For | For | |||||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||||
6 | Elect George Joulwan | Mgmt | For | For | For | |||||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||||
8 | Elect John Keane | Mgmt | For | For | For | |||||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||||
10 | Elect William Osborn | Mgmt | For | For | For | |||||
11 | Elect Robert Walmsley | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
General Mills, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GIS | CUSIP 370334104 | 09/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bradbury Anderson | Mgmt | For | For | For | |||||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||||
3 | Elect Paul Danos | Mgmt | For | For | For | |||||
4 | Elect William Esrey | Mgmt | For | For | For | |||||
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||||
7 | Elect Heidi Miller | Mgmt | For | For | For | |||||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||||
9 | Elect Steve Odland | Mgmt | For | For | For | |||||
10 | Elect Kendall Powell | Mgmt | For | For | For | |||||
11 | Elect Lois Quam | Mgmt | For | For | For | |||||
12 | Elect Michael Rose | Mgmt | For | For | For | |||||
13 | Elect Robert Ryan | Mgmt | For | For | For | |||||
14 | Elect Dorothy Terrell | Mgmt | For | For | For | |||||
15 | Executive Incentive Plan | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Goodrich Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GR | CUSIP 382388106 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Carolyn Corvi | Mgmt | For | For | For | |||||
1.2 | Elect Diane Creel | Mgmt | For | For | For | |||||
1.3 | Elect Harris DeLoach, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect James Griffith | Mgmt | For | For | For | |||||
1.5 | Elect William Holland | Mgmt | For | For | For | |||||
1.6 | Elect John Jumper | Mgmt | For | For | For | |||||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
1.8 | Elect Lloyd Newton | Mgmt | For | For | For | |||||
1.9 | Elect Alfred Rankin, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Equity Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Google Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GOOG | CUSIP 38259P508 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||||
1.7 | Elect Paul Otellini | Mgmt | For | For | For | |||||
1.8 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||||
GrafTech International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTI | CUSIP 384313102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Randy Carson | Mgmt | For | For | For | |||||
1.2 | Elect Mary Cranston | Mgmt | For | For | For | |||||
1.3 | Elect Harold Layman | Mgmt | For | For | For | |||||
1.4 | Elect Ferrell McClean | Mgmt | For | For | For | |||||
1.5 | Elect Nathan Milikowsky | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Michael Nahl | Mgmt | For | For | For | |||||
1.7 | Elect Steven Shawley | Mgmt | For | For | For | |||||
1.8 | Elect Craig Shular | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hanesbrands Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBI | CUSIP 410345102 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Harris Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRS | CUSIP 413875105 | 10/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Lance | Mgmt | For | For | For | |||||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | |||||
3 | Elect Terry Growcock | Mgmt | For | For | For | |||||
4 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
5 | Elect David Rickard | Mgmt | For | For | For | |||||
6 | Elect James Stoffel | Mgmt | For | For | For | |||||
7 | Elect Gregory Swienton | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Annual Incentive Plan | Mgmt | For | For | For | |||||
10 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
Hasbro, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAS | CUSIP 418056107 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
HealthSouth Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HLS | CUSIP 421924309 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Blechschmidt | Mgmt | For | For | For | |||||
1.2 | Elect John Chidsey | Mgmt | For | For | For | |||||
1.3 | Elect Donald Correll | Mgmt | For | For | For | |||||
1.4 | Elect Yvonne Curl | Mgmt | For | For | For | |||||
1.5 | Elect Charles Elson | Mgmt | For | For | For | |||||
1.6 | Elect Jay Grinney | Mgmt | For | For | For | |||||
1.7 | Elect Jon Hanson | Mgmt | For | For | For | |||||
1.8 | Elect Leo Higdon, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect John Maupin, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||||
Hertz Global Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTZ | CUSIP 42805T105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Durham | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Mark Frissora | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Wasserman | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Henry Wolf | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hess Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HES | CUSIP 42809H107 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edith Holiday | Mgmt | For | Against | Against | |||||
2 | Elect John Mullin, III | Mgmt | For | For | For | |||||
3 | Elect F. Borden Walker | Mgmt | For | For | For | |||||
4 | Elect Robert Wilson | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Amendment to the Performance Incentive Plan for Senior Officers | Mgmt | For | For | For | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Léo Apotheker | Mgmt | For | For | For | |||||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
7 | Elect John Hammergren | Mgmt | For | For | For | |||||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||||
11 | Elect Dominique Sénéquier | Mgmt | For | For | For | |||||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||||
Honeywell International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HON | CUSIP 438516106 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
9 | Elect George Paz | Mgmt | For | For | For | |||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Incentive Compensation Plan for Executive Employees | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Hospira, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSP | CUSIP 441060100 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Irving Bailey, II | Mgmt | For | For | For | |||||
2 | Elect F. Michael Ball | Mgmt | For | For | For | |||||
3 | Elect Jacque Sokolov | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement for Removal of Directors For Cause | Mgmt | For | For | For | |||||
5 | Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal | Mgmt | For | For | For | |||||
6 | Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Human Genome Sciences, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HGSI | CUSIP 444903108 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Danzig | Mgmt | For | For | For | |||||
1.2 | Elect Colin Goddard | Mgmt | For | For | For | |||||
1.3 | Elect Maxine Gowen | Mgmt | For | For | For | |||||
1.4 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||||
1.5 | Elect Argeris Karabelas | Mgmt | For | For | For | |||||
1.6 | Elect John LaMattina | Mgmt | For | For | For | |||||
1.7 | Elect Augustine Lawlor | Mgmt | For | For | For | |||||
1.8 | Elect George Morrow | Mgmt | For | For | For | |||||
1.9 | Elect Gregory Norden | Mgmt | For | For | For | |||||
1.10 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||||
1.11 | Elect Robert Young | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Huntsman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUN | CUSIP 447011107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jon Huntsman | Mgmt | For | For | For | |||||
1.2 | Elect Patrick Harker | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Illinois Tool Works Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITW | CUSIP 452308109 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Crown | Mgmt | For | For | For | |||||
2 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||||
3 | Elect Robert McCormack | Mgmt | For | Against | Against | |||||
4 | Elect Robert Morrison | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Elect David Smith, Jr. | Mgmt | For | For | For | |||||
7 | Elect David Speer | Mgmt | For | For | For | |||||
8 | Elect Pamela Strobel | Mgmt | For | For | For | |||||
9 | Elect Kevin Warren | Mgmt | For | For | For | |||||
10 | Elect Anré Williams | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Cash Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Ingersoll-Rand Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||||
2 | Elect John Bruton | Mgmt | For | For | For | |||||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||||
10 | Elect Richard Swift | Mgmt | For | For | For | |||||
11 | Elect Tony White | Mgmt | For | For | For | |||||
12 | Senior Executive Performance Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTC | CUSIP 458140100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
2 | Elect Susan Decker | Mgmt | For | For | For | |||||
3 | Elect John Donahoe | Mgmt | For | For | For | |||||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||||
6 | Elect James Plummer | Mgmt | For | For | For | |||||
7 | Elect David Pottruck | Mgmt | For | For | For | |||||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||||
10 | Elect David Yoffie | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Interpublic Group of Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPG | CUSIP 460690100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Reginald Brack | Mgmt | For | For | For | |||||
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||||
3 | Elect Jill Considine | Mgmt | For | For | For | |||||
4 | Elect Richard Goldstein | Mgmt | For | For | For | |||||
5 | Elect Mary Guilfoile | Mgmt | For | For | For | |||||
6 | Elect H. John Greeniaus | Mgmt | For | For | For | |||||
7 | Elect William Kerr | Mgmt | For | For | For | |||||
8 | Elect Michael Roth | Mgmt | For | For | For | |||||
9 | Elect David Thomas | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Invesco Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IVZ | CUSIP G491BT108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Rex Adams | Mgmt | For | For | For | |||||
2 | Elect John Banham | Mgmt | For | For | For | |||||
3 | Elect Denis Kessler | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | 2011 Global Equity Incentive Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Iridium Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IRDM | CUSIP 46269C102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Niehaus | Mgmt | For | For | For | |||||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | |||||
1.3 | Elect Scott Bok | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Canfield | Mgmt | For | For | For | |||||
1.5 | Elect Peter Dawkins | Mgmt | For | For | For | |||||
1.6 | Elect Matthew Desch | Mgmt | For | For | For | |||||
1.7 | Elect Terry Jones | Mgmt | For | For | For | |||||
1.8 | Elect Alvin Krongard | Mgmt | For | For | For | |||||
1.9 | Elect Steven Pfeiffer | Mgmt | For | For | For | |||||
1.10 | Elect Parker Rush | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
3 | Elect David Cote | Mgmt | For | For | For | |||||
4 | Elect James Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||||
7 | Elect William Gray, III | Mgmt | For | For | For | |||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
9 | Elect David Novak | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||||
Kansas City Southern | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KSU | CUSIP 485170302 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Henry Davis | Mgmt | For | For | For | |||||
1.2 | Elect Robert Druten | Mgmt | For | For | For | |||||
1.3 | Elect Rodney Slater | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Approval of Annual Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
KLA-Tencor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kohl's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KSS | CUSIP 500255104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||||
2 | Elect Steven Burd | Mgmt | For | For | For | |||||
3 | Elect John Herma | Mgmt | For | For | For | |||||
4 | Elect Dale Jones | Mgmt | For | For | For | |||||
5 | Elect William Kellogg | Mgmt | For | For | For | |||||
6 | Elect Kevin Mansell | Mgmt | For | For | For | |||||
7 | Elect Frank Sica | Mgmt | For | For | For | |||||
8 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||||
9 | Elect Stephanie Streeter | Mgmt | For | For | For | |||||
10 | Elect Nina Vaca | Mgmt | For | For | For | |||||
11 | Elect Stephen Watson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Elimination of Supermajority Requirement in Article V(f) | Mgmt | For | For | For | |||||
14 | Elimination of Supermajority Requirement in Article VI | Mgmt | For | For | For | |||||
15 | Annual Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||||
Las Vegas Sands Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LVS | CUSIP 517834107 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Forman | Mgmt | For | Withhold | Against | |||||
1.2 | Elect George Koo | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Irwin Siegel | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Lear Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LEA | CUSIP 521865204 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Capo | Mgmt | For | For | For | |||||
2 | Elect Curtis Clawson | Mgmt | For | For | For | |||||
3 | Elect Jonathan Foster | Mgmt | For | For | For | |||||
4 | Elect Conrad Mallett, Jr. | Mgmt | For | For | For | |||||
5 | Elect Robert Rossiter | Mgmt | For | For | For | |||||
6 | Elect Donald Runkle | Mgmt | For | For | For | |||||
7 | Elect Gregory Smith | Mgmt | For | For | For | |||||
8 | Elect Henry Wallace | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Linn Energy, LLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LINE | CUSIP 536020100 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Linn | Mgmt | For | For | For | |||||
1.2 | Elect Mark Ellis | Mgmt | For | For | For | |||||
1.3 | Elect George Alcorn | Mgmt | For | For | For | |||||
1.4 | Elect Terrence Jacobs | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Swoveland | Mgmt | For | For | For | |||||
1.6 | Elect Joseph McCoy | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Lowe's Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LOW | CUSIP 548661107 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||||
1.5 | Elect Dawn Hudson | Mgmt | For | For | For | |||||
1.6 | Elect Robert Johnson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
1.8 | Elect Richard Lochridge | Mgmt | For | For | For | |||||
1.9 | Elect Robert Niblock | Mgmt | For | For | For | |||||
1.10 | Elect Stephen Page | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
LPL Investment Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LPLA | CUSIP 50213H100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark Casady | Mgmt | For | Withhold | Against | |||||
1.2 | Elect James Putman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Richard Boyce | Mgmt | For | Withhold | Against | |||||
1.4 | Elect John Brennan | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Erik Ragatz | Mgmt | For | Withhold | Against | |||||
1.6 | Elect James Riepe | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Richard P. Schifter | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Jeffrey Stiefler | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Allen Thorpe | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
LyondellBasell Industries N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LYB | CUSIP N53745100 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagject Bindra | Mgmt | For | Against | Against | |||||
2 | Elect Milton Carroll | Mgmt | For | Against | Against | |||||
3 | Elect Rudy van der Meer | Mgmt | For | Against | Against | |||||
4 | Elect Robin Buchanan | Mgmt | For | Against | Against | |||||
5 | Elect Jacques Aigrain | Mgmt | For | Against | Against | |||||
6 | Approval of Annual Accounts | Mgmt | For | For | For | |||||
7 | Officer Liability/Indemnification | Mgmt | For | For | For | |||||
8 | Director Liability/Indemnification | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
12 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Elect Robert G. Gwin | Mgmt | For | Against | Against | |||||
Marvell Technology Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRVL | CUSIP G5876H105 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kuo Wei Chang | Mgmt | For | For | For | |||||
2 | Elect Juergen Gromer | Mgmt | For | For | For | |||||
3 | Elect Arturo Krueger | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Reduction in Share Premium Account | Mgmt | For | For | For | |||||
7 | Amendment to the 2007 Director Stock Incentive Plan | Mgmt | For | Against | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Marvell Technology Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRVL | CUSIP G5876H105 | 07/08/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ta-Lin Hsu | Mgmt | For | For | For | |||||
2 | Elect John Kassakian | Mgmt | For | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
4 | Amendment to Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||||
5 | Executive Performance Incentive Plan | Mgmt | For | For | For | |||||
6 | Amendment to the 1995 Stock Option Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
MasterCard Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MA | CUSIP 57636Q104 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Olivié | Mgmt | For | For | For | |||||
2 | Elect Rima Qureshi | Mgmt | For | For | For | |||||
3 | Elect Mark Schwartz | Mgmt | For | For | For | |||||
4 | Elect Jackson Tai | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
MasterCard Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MA | CUSIP 57636Q104 | 09/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
3 | Revise Requirements to Board Composition | Mgmt | For | For | For | |||||
4 | Revise Stock Ownership Limitations | Mgmt | For | For | For | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
6.1 | Elect Nancy Karch | Mgmt | For | For | For | |||||
6.2 | Elect José Reyes Lagunes | Mgmt | For | For | For | |||||
6.3 | Elect Edward Tian | Mgmt | For | Withhold | Against | |||||
6.4 | Elect Silvio Barzi | Mgmt | For | For | For | |||||
7 | Amendment to the Senior Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
McDonald's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCD | CUSIP 580135101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect Richard Lenny | Mgmt | For | For | For | |||||
3 | Elect Cary McMillan | Mgmt | For | For | For | |||||
4 | Elect Sheila Penrose | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders | Mgmt | For | For | For | |||||
10 | Elimination of Supermajority Requirement in Article Regarding the Removal of Directors | Mgmt | For | For | For | |||||
11 | Elimination of Supermajority Requirement in Article Regarding Shareholder Action | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
13 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Beverage Containers | ShrHldr | Against | Against | For | |||||
McKesson Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||||
3 | Elect John Hammergren | Mgmt | For | For | For | |||||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||||
7 | Elect David Lawrence | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||||
10 | Reapproval of Performance Goals Under the 2005 Stock Plan | Mgmt | For | For | For | |||||
11 | Reapproval of Performance Goals Under the 2005 Management Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Gates III | Mgmt | For | For | For | |||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||||
7 | Elect David Marquardt | Mgmt | For | For | For | |||||
8 | Elect Charles Noski | Mgmt | For | For | For | |||||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
MTU Aero Engines Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTX | CINS D5565H104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Increase in Authorized Capital II | Mgmt | For | For | For | |||||
10 | Increase in Authorized Capital III | Mgmt | For | For | For | |||||
National Oilwell Varco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOV | CUSIP 637071101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jefferey Smisek | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Newell Rubbermaid Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Nexen Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXY | CUSIP 65334H102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Berry | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Bertram | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Dennis Flanagan | Mgmt | For | Withhold | Against | |||||
1.4 | Elect S. Barry Jackson | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Kevin Jenkins | Mgmt | For | Withhold | Against | |||||
1.6 | Elect A. Anne McLellan | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Eric Newell | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Marvin Romanow | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Francis Saville | Mgmt | For | Withhold | Against | |||||
1.11 | Elect John Willson | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Victor Zaleschuk | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Amendment to Shareholder Rights' Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
NII Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NIHD | CUSIP 62913F201 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Herington | Mgmt | For | For | For | |||||
1.2 | Elect Rosendo Parra | Mgmt | For | For | For | |||||
1.3 | Elect John Risner | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Noble Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NBL | CUSIP 655044105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||||
3 | Elect Edward Cox | Mgmt | For | For | For | |||||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||||
8 | Elect Scott Urban | Mgmt | For | For | For | |||||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||||
Northrop Grumman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOC | CUSIP 666807102 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||||
9 | Elect Richard Myers | Mgmt | For | For | For | |||||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Novellus Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVLS | CUSIP 670008101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Hill | Mgmt | For | For | For | |||||
1.2 | Elect Neil Bonke | Mgmt | For | For | For | |||||
1.3 | Elect Youssef El-Mansy | Mgmt | For | For | For | |||||
1.4 | Elect Glen Possley | Mgmt | For | For | For | |||||
1.5 | Elect Ann Rhoads | Mgmt | For | For | For | |||||
1.6 | Elect Krishna Saraswat | Mgmt | For | For | For | |||||
1.7 | Elect William Spivey | Mgmt | For | For | For | |||||
1.8 | Elect Delbert Whitaker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
5 | Elect John Feick | Mgmt | For | For | For | |||||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
8 | Elect Ray Irani | Mgmt | For | For | For | |||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Office Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ODP | CUSIP 676220106 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Neil Austrian | Mgmt | For | Against | Against | |||||
2 | Elect Justin Bateman | Mgmt | For | Against | Against | |||||
3 | Elect Thomas Colligan | Mgmt | For | Against | Against | |||||
4 | Elect Marsha Evans | Mgmt | For | Against | Against | |||||
5 | Elect David Fuente | Mgmt | For | Against | Against | |||||
6 | Elect Brenda Gaines | Mgmt | For | Against | Against | |||||
7 | Elect Myra Hart | Mgmt | For | Against | Against | |||||
8 | Elect W. Scott Hedrick | Mgmt | For | Against | Against | |||||
9 | Elect Kathleen Mason | Mgmt | For | Against | Against | |||||
10 | Elect James Rubin | Mgmt | For | Against | Against | |||||
11 | Elect Raymond Svider | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Oil States International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OIS | CUSIP 678026105 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Christopher Seaver | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Swanson | Mgmt | For | For | For | |||||
1.3 | Elect Cindy Taylor | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Oracle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Executive Bonus Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Owens Corning | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OC | CUSIP 690742101 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
1.2 | Elect Ann Iverson | Mgmt | For | For | For | |||||
1.3 | Elect Joseph Neely | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Corporate Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Pall Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLL | CUSIP 696429307 | 12/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Amy Alving | Mgmt | For | For | For | |||||
2 | Elect Daniel Carroll, Jr. | Mgmt | For | For | For | |||||
3 | Elect Robert Coutts | Mgmt | For | For | For | |||||
4 | Elect Cheryl Grisé | Mgmt | For | For | For | |||||
5 | Elect Ronald Hoffman | Mgmt | For | For | For | |||||
6 | Elect Eric Krasnoff | Mgmt | For | For | For | |||||
7 | Elect Dennis Longstreet | Mgmt | For | For | For | |||||
8 | Elect Edwin Martin, Jr. | Mgmt | For | For | For | |||||
9 | Elect Katharine Plourde | Mgmt | For | For | For | |||||
10 | Elect Edward Snyder | Mgmt | For | For | For | |||||
11 | Elect Edward Travaglianti | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Allow Company to Deliver Proxy Materials via the Internet | Mgmt | For | For | For | |||||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Management Stock Purchase Plan | Mgmt | For | For | For | |||||
Parker-Hannifin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||||
1.5 | Elect Klaus-Peter Müller | Mgmt | For | For | For | |||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||||
1.9 | Elect Åke Svensson | Mgmt | For | For | For | |||||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | |||||
1.11 | Elect James Wainscott | Mgmt | For | For | For | |||||
1.12 | Elect Donald Washkewicz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Performance Bonus Plan | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||||
PepsiCo, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEP | CUSIP 713448108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Shona Brown | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||||
6 | Elect Alberto Ibargüen | Mgmt | For | For | For | |||||
7 | Elect Arthur Martinez | Mgmt | For | Against | Against | |||||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||||
10 | Elect James Schiro | Mgmt | For | For | For | |||||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||||
Petrohawk Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HK | CUSIP 716495106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Floyd Wilson | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Gary Merriman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robert Stone, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2004 Employee Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 01/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger by Absorption | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 04/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | For | |||||
2 | Merger by Absorption | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Capital Expenditure Budget | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Election of Directors | Mgmt | For | Against | Against | |||||
5 | Election of Chairman of the Board of Directors | Mgmt | For | For | For | |||||
6 | Election of Supervisory Council Members | Mgmt | For | For | For | |||||
7 | Remuneration Report | Mgmt | For | For | For | |||||
8 | Capitalization of Reserves | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 12/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger Agreement with Marlim Participações SA | Mgmt | For | For | For | |||||
2 | Merger Agreement with Nova Marlim Participações SA | Mgmt | For | For | For | |||||
3 | Ratification of Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Valuation Reports | Mgmt | For | For | For | |||||
5 | Merger by Absorption | Mgmt | For | For | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Harold Brown | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||||
9 | Elect Carlos Slim Helú | Mgmt | For | For | For | |||||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Ping An Insurance (Group) Company of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2318 | CINS Y69790106 | 11/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Adjustment on Independent Directors' Fees | Mgmt | For | Against | Against | |||||
3 | Means, Object of the Transaction and Parties to the Transaction | Mgmt | For | For | For | |||||
4 | Transaction Price and Basis of Pricing | Mgmt | For | For | For | |||||
5 | Vesting of Proit or Loss Arising from the Relevant Assets from the Base Date of Asset Pricing to the Completion Date | Mgmt | For | For | For | |||||
6 | Contract Obligations and Default Liabilities Under the Transfer of Ownership of the Relevant Assets | Mgmt | For | For | For | |||||
7 | Validity Period of the Resolution | Mgmt | For | For | For | |||||
8 | Share Subscription Agreement | Mgmt | For | For | For | |||||
9 | Profits Forecast Compensation Agreement | Mgmt | For | For | For | |||||
10 | Ratification of Board Acts | Mgmt | For | For | For | |||||
Polycom, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLCM | CUSIP 73172K104 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Miller | Mgmt | For | For | For | |||||
1.2 | Elect Betsy Atkins | Mgmt | For | For | For | |||||
1.3 | Elect David DeWalt | Mgmt | For | For | For | |||||
1.4 | Elect John Kelley, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||||
1.6 | Elect William Owens | Mgmt | For | For | For | |||||
1.7 | Elect Kevin Parker | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Precision Castparts Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCP | CUSIP 740189105 | 08/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Murphy | Mgmt | For | For | For | |||||
1.2 | Elect Steven Rothmeier | Mgmt | For | For | For | |||||
1.3 | Elect Richard Wambold | Mgmt | For | For | For | |||||
1.4 | Elect Timothy Wicks | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
priceline.com Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCLN | CUSIP 741503403 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||||
1.6 | Elect James Guyette | Mgmt | For | For | For | |||||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Prologis | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLD | CUSIP 743410102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Quest Diagnostics Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DGX | CUSIP 74834L100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Buehler | Mgmt | For | For | For | |||||
2 | Elect Daniel Stanzione | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
salesforce.com, inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRM | CUSIP 79466L302 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Benioff | Mgmt | For | For | For | |||||
2 | Elect Craig Conway | Mgmt | For | For | For | |||||
3 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Schlumberger Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLB | CUSIP 806857108 | 04/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philippe Camus | Mgmt | For | For | For | |||||
2 | Elect Peter Currie | Mgmt | For | For | For | |||||
3 | Elect Andrew Gould | Mgmt | For | For | For | |||||
4 | Elect Tony Isaac | Mgmt | For | For | For | |||||
5 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
7 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
8 | Elect Michael Marks | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Moler | Mgmt | For | For | For | |||||
10 | Elect Leo Reif | Mgmt | For | For | For | |||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
13 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||
14 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
18 | Amendements to Articles | Mgmt | For | For | For | |||||
19 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||||
20 | Ratification of Auditor | Mgmt | For | For | For | |||||
Seagate Technology Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STX | CUSIP G7945M107 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Luczo | Mgmt | For | For | For | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
3 | Elect Lydia Marshall | Mgmt | For | For | For | |||||
4 | Elect C.S. Park | Mgmt | For | For | For | |||||
5 | Elect Albert Pimentel | Mgmt | For | For | For | |||||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | |||||
7 | Elect John Thompson | Mgmt | For | For | For | |||||
8 | Elect Edward Zander | Mgmt | For | For | For | |||||
9 | Accounts and Reports | Mgmt | For | For | For | |||||
10 | Authority to Set Meeting Location | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Issuance of Treasury Shares | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
Sensata Technologies Holding N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ST | CUSIP N7902X106 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Wroe, Jr. or Mark Roskam | Mgmt | For | Against | Against | |||||
2 | Elect Ed Conrad or Mark Roskam | Mgmt | For | Against | Against | |||||
3 | Elect Paul Edgerley or Mark Roskam | Mgmt | For | Against | Against | |||||
4 | Elect Michael Jacobson or Mark Roskam | Mgmt | For | Against | Against | |||||
5 | Elect John Lewis or Mark Roskam | Mgmt | For | Against | Against | |||||
6 | Elect Seth Meisel or Mark Roskam | Mgmt | For | Against | Against | |||||
7 | Elect Charles Peffer or Mark Roskam | Mgmt | For | Against | Against | |||||
8 | Elect Michael Ward or Mark Roskam | Mgmt | For | Against | Against | |||||
9 | Elect Stephen Zide or Mark Roskam | Mgmt | For | Against | Against | |||||
10 | Elect Kirk Pond or Mark Roskam | Mgmt | For | Against | Against | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
St. Jude Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STJ | CUSIP 790849103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Devenuti | Mgmt | For | For | For | |||||
2 | Elect Thomas Garrett III | Mgmt | For | For | For | |||||
3 | Elect Wendy Yarno | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Starbucks Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBUX | CUSIP 855244109 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Schultz | Mgmt | For | Against | Against | |||||
2 | Elect William Bradley | Mgmt | For | Against | Against | |||||
3 | Elect Mellody Hobson | Mgmt | For | Against | Against | |||||
4 | Elect Kevin Johnson | Mgmt | For | Against | Against | |||||
5 | Elect Olden Lee | Mgmt | For | Against | Against | |||||
6 | Elect Sheryl Sandberg | Mgmt | For | Against | Against | |||||
7 | Elect James Shennan, Jr. | Mgmt | For | Against | Against | |||||
8 | Elect Javier Teruel | Mgmt | For | Against | Against | |||||
9 | Elect Myron Ullman III | Mgmt | For | Against | Against | |||||
10 | Elect Craig Weatherup | Mgmt | For | Against | Against | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Recycling Strategy For Beverage Containers | ShrHldr | Against | Against | For | |||||
State Street Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
2 | Elect Peter Coym | Mgmt | For | For | For | |||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
5 | Elect David Gruber | Mgmt | For | For | For | |||||
6 | Elect Linda Hill | Mgmt | For | For | For | |||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||||
12 | Elect Gregory Summe | Mgmt | For | For | For | |||||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Stryker Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYK | CUSIP 863667101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||||
1.7 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
1.8 | Elect William Parfet | Mgmt | For | For | For | |||||
1.9 | Elect Ronda Stryker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | 2011 Performance Incentive Award Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Swift Transportation Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWFT | CUSIP 87074U101 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Post | Mgmt | For | For | For | |||||
1.2 | Elect Jerry Moyes | Mgmt | For | For | For | |||||
1.3 | Elect Richard H. Dozer | Mgmt | For | For | For | |||||
1.4 | Elect David Vander Ploeg | Mgmt | For | For | For | |||||
1.5 | Elect Glenn Brown | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Synchronoss Technologies Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNCR | CUSIP 87157B103 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Hopkins | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Target Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TGT | CUSIP 87612E106 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
2 | Elect Calvin Darden | Mgmt | For | For | For | |||||
3 | Elect Mary Dillon | Mgmt | For | For | For | |||||
4 | Elect James Johnson | Mgmt | For | For | For | |||||
5 | Elect Mary Minnick | Mgmt | For | For | For | |||||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
7 | Elect Derica Rice | Mgmt | For | For | For | |||||
8 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
9 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||||
10 | Elect John Stumpf | Mgmt | For | For | For | |||||
11 | Elect Solomon Trujillo | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||||
Tech Data Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TECD | CUSIP 878237106 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Dutkowsky | Mgmt | For | For | For | |||||
2 | Elect Jeffery Howells | Mgmt | For | For | For | |||||
3 | Elect Savio Tung | Mgmt | For | For | For | |||||
4 | Elect David Upton | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Technip | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEC | CINS F90676101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Ratification of the Co-Option of Marie-Ange Debon | Mgmt | For | Against | Against | |||||
9 | Elect Thierry Pilenko | Mgmt | For | Against | Against | |||||
10 | Elect Olivier Appert | Mgmt | For | Against | Against | |||||
11 | Elect Pascal Colombani | Mgmt | For | Against | Against | |||||
12 | Elect John O'Leary | Mgmt | For | Against | Against | |||||
13 | Elect C. Maury Devine | Mgmt | For | Against | Against | |||||
14 | Elect Leticia Costa | Mgmt | For | Against | Against | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and/or Convertible Securities through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
20 | Authority to Issue Restricted Shares to Executives | Mgmt | For | For | For | |||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
22 | Authority to Grant Stock Options to Chairman/CEO and executives | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Teck Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCK | CUSIP 878742204 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ichiro Abe | Mgmt | For | For | For | |||||
1.2 | Elect Mayank Ashar | Mgmt | For | For | For | |||||
1.3 | Elect J. Brian Aune | Mgmt | For | For | For | |||||
1.4 | Elect Jalynn Bennett | Mgmt | For | For | For | |||||
1.5 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Felix Chee | Mgmt | For | For | For | |||||
1.7 | Elect Jack Cockwell | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Norman Keevil | Mgmt | For | For | For | |||||
1.9 | Elect Norman Keevil III | Mgmt | For | For | For | |||||
1.10 | Elect Takashi Kuriyama | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lindsay | Mgmt | For | For | For | |||||
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Warren Seyffert | Mgmt | For | For | For | |||||
1.14 | Elect Christopher Thompson | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||||
8 | Elect Ruth Simmons | Mgmt | For | For | For | |||||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
The AES Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AES | CUSIP 00130H105 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | |||||
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | |||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | |||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | |||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Coca-Cola Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
4 | Elect Barry Diller | Mgmt | For | For | For | |||||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||||
8 | Elect Donald Keough | Mgmt | For | For | For | |||||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||||
12 | Elect James Robinson III | Mgmt | For | For | For | |||||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||||
14 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||||
15 | Elect James Williams | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | Against | Against | |||||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHldr | Against | Against | For | |||||
The Hartford Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||||
4 | Elect Liam McGee | Mgmt | For | For | For | |||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||||
6 | Elect Michael Morris | Mgmt | For | For | For | |||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The PNC Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNC | CUSIP 693475105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Berndt | Mgmt | For | Against | Against | |||||
2 | Elect Charles Bunch | Mgmt | For | Against | Against | |||||
3 | Elect Paul Chellgren | Mgmt | For | Against | Against | |||||
4 | Elect Kay James | Mgmt | For | Against | Against | |||||
5 | Elect Richard Kelson | Mgmt | For | Against | Against | |||||
6 | Elect Bruce Lindsay | Mgmt | For | Against | Against | |||||
7 | Elect Anthony Massaro | Mgmt | For | Against | Against | |||||
8 | Elect Jane Pepper | Mgmt | For | Against | Against | |||||
9 | Elect James Rohr | Mgmt | For | Against | Against | |||||
10 | Elect Donald Shepard | Mgmt | For | Against | Against | |||||
11 | Elect Lorene Steffes | Mgmt | For | Against | Against | |||||
12 | Elect Dennis Strigl | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Elect George Walls, Jr. | Mgmt | For | Against | Against | |||||
15 | Elect Helge Wehmeier | Mgmt | For | Against | Against | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Procter & Gamble Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
3 | Elect Scott Cook | Mgmt | For | For | For | |||||
4 | Elect Rajat Gupta | Mgmt | For | For | For | |||||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
8 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
9 | Elect Patricia Woertz | Mgmt | For | For | For | |||||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
The Shaw Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHAW | CUSIP 820280105 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J.M. Bernhard, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect James Barker | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Capps | Mgmt | For | For | For | |||||
1.4 | Elect Daniel Hoffler | Mgmt | For | For | For | |||||
1.5 | Elect David Hoyle | Mgmt | For | For | For | |||||
1.6 | Elect Michael Mancuso | Mgmt | For | For | For | |||||
1.7 | Elect Albert McAlister | Mgmt | For | For | For | |||||
1.8 | Elect Stephen Tritch | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||||
The Walt Disney Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIS | CUSIP 254687106 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect John Bryson | Mgmt | For | For | For | |||||
3 | Elect John Chen | Mgmt | For | For | For | |||||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||||
5 | Elect Robert Iger | Mgmt | For | For | For | |||||
6 | Elect Steven Jobs | Mgmt | For | For | For | |||||
7 | Elect Fred Langhammer | Mgmt | For | For | For | |||||
8 | Elect Aylwin Lewis | Mgmt | For | For | For | |||||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||||
10 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
11 | Elect John Pepper, Jr. | Mgmt | For | For | For | |||||
12 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||||
13 | Elect Orin Smith | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding One Test Performance Assessment | ShrHldr | Against | Against | For | |||||
The Western Union Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WU | CUSIP 959802109 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hikmet Ersek | Mgmt | For | For | For | |||||
2 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
3 | Elect Linda Levinson | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Thermo Fisher Scientific Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TMO | CUSIP 883556102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Lynch | Mgmt | For | For | For | |||||
2 | Elect William Parrett | Mgmt | For | For | For | |||||
3 | Elect Michael Porter | Mgmt | For | For | For | |||||
4 | Elect Scott Sperling | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Time Warner Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | Against | Against | |||||
2 | Elect William Barr | Mgmt | For | Against | Against | |||||
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |||||
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |||||
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |||||
6 | Elect Robert Clark | Mgmt | For | Against | Against | |||||
7 | Elect Mathias Döpfner | Mgmt | For | Against | Against | |||||
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |||||
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |||||
10 | Elect Michael Miles | Mgmt | For | Against | Against | |||||
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||||
12 | Elect Paul Wachter | Mgmt | For | Against | Against | |||||
13 | Elect Deborah Wright | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
TJX Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TJX | CUSIP 872540109 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect José Alvarez | Mgmt | For | For | For | |||||
2 | Elect Alan Bennett | Mgmt | For | For | For | |||||
3 | Elect Bernard Cammarata | Mgmt | For | For | For | |||||
4 | Elect David Ching | Mgmt | For | For | For | |||||
5 | Elect Michael Hines | Mgmt | For | For | For | |||||
6 | Elect Amy Lane | Mgmt | For | For | For | |||||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
8 | Elect John O'Brien | Mgmt | For | For | For | |||||
9 | Elect Willow Shire | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Tyco Electronics Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEL | CUSIP H8912P106 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||||
2 | Elect Juergen Gromer | Mgmt | For | For | For | |||||
3 | Elect Robert Hernandez | Mgmt | For | For | For | |||||
4 | Elect Thomas Lynch | Mgmt | For | For | For | |||||
5 | Elect Daniel Phelan | Mgmt | For | For | For | |||||
6 | Elect Frederic Poses | Mgmt | For | For | For | |||||
7 | Elect Lawrence Smith | Mgmt | For | For | For | |||||
8 | Elect Paula Sneed | Mgmt | For | For | For | |||||
9 | Elect David Steiner | Mgmt | For | For | For | |||||
10 | Elect John Van Scoter | Mgmt | For | For | For | |||||
11 | 2010 Annual Report | Mgmt | For | For | For | |||||
12 | Statutory Financial Statements | Mgmt | For | For | For | |||||
13 | Consolidated Financial Statements | Mgmt | For | For | For | |||||
14 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | |||||
15 | Deloitte & Touche | Mgmt | For | For | For | |||||
16 | Deloitte AG, Zurich | Mgmt | For | For | For | |||||
17 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
20 | Dividend Payment/Reduction of Par Value | Mgmt | For | For | For | |||||
21 | Change in Company Name | Mgmt | For | For | For | |||||
22 | Renewal of Authorized Capital | Mgmt | For | For | For | |||||
23 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||||
24 | Share Repurchase Program | Mgmt | For | For | For | |||||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Tyco International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
3.7 | Elect John Krol | Mgmt | For | For | For | |||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
United Parcel Service, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UPS | CUSIP 911312106 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Michael Burns | Mgmt | For | For | For | |||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||||
6 | Elect William Johnson | Mgmt | For | For | For | |||||
7 | Elect Ann Livermore | Mgmt | For | For | For | |||||
8 | Elect Rudy Markham | Mgmt | For | For | For | |||||
9 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||||
10 | Elect John Thompson | Mgmt | For | For | For | |||||
11 | Elect Carol Tome | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
United Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Louis Chênevert | Mgmt | For | For | For | |||||
2 | Elect John Faraci | Mgmt | For | For | For | |||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
7 | Elect Charles Lee | Mgmt | For | For | For | |||||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
10 | Elect Richard Myers | Mgmt | For | For | For | |||||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
12 | Elect André Villeneuve | Mgmt | For | For | For | |||||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||||
Urban Outfitters, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URBN | CUSIP 917047102 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Antoian | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Joel Lawson III | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Glen Senk | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||||
VF Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VFC | CUSIP 918204108 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Juan de Bedout | Mgmt | For | For | For | |||||
1.2 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||||
1.3 | Elect Eric Wiseman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Warren Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WRES | CUSIP 93564A100 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Chet Borgida | Mgmt | For | For | For | |||||
1.2 | Elect Michael Quinlan | Mgmt | For | For | For | |||||
1.3 | Elect Norman Swanton | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT High Yield Fund | ||||||||
Date of fiscal year end: | 12/31/2010 | ||||||||
Alliance HealthCare Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIQ | CUSIP 018606202 | 05/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Neil Dimick | Mgmt | For | For | For | ||||
1.2 | Elect Paul Viviano | Mgmt | For | For | For | ||||
1.3 | Elect Curtis Lane | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Ameristar Casinos, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASCA | CUSIP 03070Q101 | 06/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Hodges | Mgmt | For | For | For | ||||
1.2 | Elect Luther Cochrane | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Avis Budget Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAR | CUSIP 053774105 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ronald Nelson | Mgmt | For | For | For | ||||
2 | Elect Mary Choksi | Mgmt | For | For | For | ||||
3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | ||||
4 | Elect Martin Edelman | Mgmt | For | Against | Against | ||||
5 | Elect John Hardy, Jr. | Mgmt | For | For | For | ||||
6 | Elect Lynn Krominga | Mgmt | For | For | For | ||||
7 | Elect Eduardo Mestre | Mgmt | For | For | For | ||||
8 | Elect F. Robert Salerno | Mgmt | For | For | For | ||||
9 | Elect Stender Sweeney | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Cincinnati Bell Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBB | CUSIP 171871106 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Phillip Cox | Mgmt | For | For | For | ||||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | ||||
3 | Elect John Cassidy | Mgmt | For | For | For | ||||
4 | Elect Jakki Haussler | Mgmt | For | For | For | ||||
5 | Elect Craig Maier | Mgmt | For | For | For | ||||
6 | Elect Alex Shumate | Mgmt | For | For | For | ||||
7 | Elect Lynn Wentworth | Mgmt | For | For | For | ||||
8 | Elect John Zrno | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
12 | 2011 Short-Term Incentive Plan | Mgmt | For | For | For | ||||
CIT Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CIT | CUSIP 125581801 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Thain | Mgmt | For | For | For | ||||
2 | Elect Michael J. Embler | Mgmt | For | For | For | ||||
3 | Elect William Freeman | Mgmt | For | For | For | ||||
4 | Elect David Moffet | Mgmt | For | For | For | ||||
5 | Elect R. Brad Oates | Mgmt | For | For | For | ||||
6 | Elect Marianne Parrs | Mgmt | For | For | For | ||||
7 | Elect Gerald Rosenfeld | Mgmt | For | For | For | ||||
8 | Elect John Ryan | Mgmt | For | For | For | ||||
9 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
10 | Elect Peter Tobin | Mgmt | For | For | For | ||||
11 | Elect Laura Unger | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Compton Petroleum Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMZ | CUSIP 204755AB8 | 09/14/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | A Resolution Of Noteholders (The Noteholders Arrangement Resolution ), The Full Text Of Which Is Set Out In Appendix A To The Accompanying Management Proxy Circular (The Circular ), Approving Among Other Things An Arrangement (The Arrangement ) Pursuant To Section 192 Of The Canada Business Corporations Act, Which Arrangement Is More Particularly Described In The Circular | Mgmt | For | For | For | ||||
CONSOL Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNX | CUSIP 20854P109 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.2 | Elect John Whitmire | Mgmt | For | For | For | ||||
1.3 | Elect Philip Baxter | Mgmt | For | For | For | ||||
1.4 | Elect James Altmeyer, Sr. | Mgmt | For | Withhold | Against | ||||
1.5 | Elect William Davis | Mgmt | For | For | For | ||||
1.6 | Elect Raj Gupta | Mgmt | For | For | For | ||||
1.7 | Elect Patricia Hammick | Mgmt | For | For | For | ||||
1.8 | Elect David Hardesty, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect John Mills | Mgmt | For | For | For | ||||
1.10 | Elect William Powell | Mgmt | For | For | For | ||||
1.11 | Elect Joseph Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | ||||
El Paso Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EP | CUSIP 28336L109 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Juan Braniff | Mgmt | For | For | For | ||||
2 | Elect David Crane | Mgmt | For | For | For | ||||
3 | Elect Douglas Foshee | Mgmt | For | For | For | ||||
4 | Elect Robert Goldman | Mgmt | For | For | For | ||||
5 | Elect Anthony Hall, Jr. | Mgmt | For | For | For | ||||
6 | Elect Thomas Hix | Mgmt | For | For | For | ||||
7 | Elect Ferrell McClean | Mgmt | For | For | For | ||||
8 | Elect Timothy Probert | Mgmt | For | For | For | ||||
9 | Elect Steven Shapiro | Mgmt | For | For | For | ||||
10 | Elect J. Michael Talbert | Mgmt | For | For | For | ||||
11 | Elect Robert Vagt | Mgmt | For | For | For | ||||
12 | Elect John Whitmire | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
FelCor Lodging Trust Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCH | CUSIP 31430F101 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Corcoran, Jr. | Mgmt | For | For | For | ||||
2 | Elect Robert Cotter | Mgmt | For | For | For | ||||
3 | Elect Thomas Hendrick | Mgmt | For | For | For | ||||
4 | Elect Mark Rozells | Mgmt | For | For | For | ||||
5 | Amendment to the 2005 Restricted Stock and Stock Option Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fortescue Metals Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FMG | CINS Q39360104 | 11/19/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Mark Barnaba | Mgmt | For | Against | Against | ||||
4 | Re-elect Geoff Brayshaw | Mgmt | For | Against | Against | ||||
5 | Re-elect Russell Scrimshaw | Mgmt | For | Against | Against | ||||
6 | Equity Grant (CEO Andrew Forrest) | Mgmt | For | For | For | ||||
7 | Equity Grant (Executive Director Russell Scrimshaw) | Mgmt | For | For | For | ||||
8 | Equity Grant (NED Graeme Rowley) | Mgmt | For | For | For | ||||
9 | Equity Grant (Executive Directors) | Mgmt | For | For | For | ||||
10 | Increase NEDs' Fee Cap | Mgmt | For | For | For | ||||
Freeport-McMoRan Copper & Gold, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | ||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Robert Day | Mgmt | For | For | For | ||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | ||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | ||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | ||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | ||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | ||||
1.10 | Elect James Moffett | Mgmt | For | For | For | ||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | ||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
General Motors Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GM | CUSIP 37045V100 | 06/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Akerson | Mgmt | For | Against | Against | ||||
2 | Elect David Bonderman | Mgmt | For | Against | Against | ||||
3 | Elect Erroll Davis, Jr. | Mgmt | For | Against | Against | ||||
4 | Elect Stephen Girsky | Mgmt | For | Against | Against | ||||
5 | Elect E. Neville Isdell | Mgmt | For | Against | Against | ||||
6 | Elect Robert Krebs | Mgmt | For | Against | Against | ||||
7 | Elect Philip Laskawy | Mgmt | For | Against | Against | ||||
8 | Elect Kathryn Marinello | Mgmt | For | Against | Against | ||||
9 | Elect Patricia Russo | Mgmt | For | Against | Against | ||||
10 | Elect Carol Stephenson | Mgmt | For | Against | Against | ||||
11 | Elect Cynthia Telles | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Interpublic Group of Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPG | CUSIP 460690100 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Reginald Brack | Mgmt | For | For | For | ||||
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | ||||
3 | Elect Jill Considine | Mgmt | For | For | For | ||||
4 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
5 | Elect Mary Guilfoile | Mgmt | For | For | For | ||||
6 | Elect H. John Greeniaus | Mgmt | For | For | For | ||||
7 | Elect William Kerr | Mgmt | For | For | For | ||||
8 | Elect Michael Roth | Mgmt | For | For | For | ||||
9 | Elect David Thomas | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Henry Shelton | Mgmt | For | For | For | ||||
1.2 | Elect Michael Strianese | Mgmt | For | For | For | ||||
1.3 | Elect John White | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
LyondellBasell Industries N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jagject Bindra | Mgmt | For | Against | Against | ||||
2 | Elect Milton Carroll | Mgmt | For | Against | Against | ||||
3 | Elect Rudy van der Meer | Mgmt | For | Against | Against | ||||
4 | Elect Robin Buchanan | Mgmt | For | Against | Against | ||||
5 | Elect Jacques Aigrain | Mgmt | For | Against | Against | ||||
6 | Approval of Annual Accounts | Mgmt | For | For | For | ||||
7 | Officer Liability/Indemnification | Mgmt | For | For | For | ||||
8 | Director Liability/Indemnification | Mgmt | For | For | For | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | ||||
11 | Amendments to Articles | Mgmt | For | For | For | ||||
12 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Elect Robert G. Gwin | Mgmt | For | Against | Against | ||||
Macy's, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
M | CUSIP 55616P104 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Bollenbach | Mgmt | For | For | For | ||||
1.2 | Elect Deirdre Connelly | Mgmt | For | For | For | ||||
1.3 | Elect Meyer Feldberg | Mgmt | For | For | For | ||||
1.4 | Elect Sara Levinson | Mgmt | For | For | For | ||||
1.5 | Elect Terry Lundgren | Mgmt | For | For | For | ||||
1.6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Pichler | Mgmt | For | For | For | ||||
1.8 | Elect Joyce Roché | Mgmt | For | For | For | ||||
1.9 | Elect Craig Weatherup | Mgmt | For | For | For | ||||
1.10 | Elect Marna Whittington | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
NII Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NIHD | CUSIP 62913F201 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Herington | Mgmt | For | For | For | ||||
1.2 | Elect Rosendo Parra | Mgmt | For | For | For | ||||
1.3 | Elect John Risner | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nortek Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTKS | CUSIP 656559309 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Bloomberg | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Cianciolo | Mgmt | For | For | For | ||||
1.3 | Elect James Hirshorn | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nortek Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTKS | CUSIP 656559309 | 11/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Coleman | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Keenan | Mgmt | For | For | For | ||||
1.3 | Elect J. David Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2009 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
Owens Corning | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OC | CUSIP 690742101 | 04/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gaston Caperton | Mgmt | For | For | For | ||||
1.2 | Elect Ann Iverson | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Neely | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Corporate Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Petrohawk Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HK | CUSIP 716495106 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Floyd Wilson | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Gary Merriman | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Stone, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the 2004 Employee Incentive Plan | Mgmt | For | Against | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Qwest Communications International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
Q | CUSIP 749121109 | 08/24/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Sealy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZZ | CUSIP 812139301 | 04/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Simon Brown | Mgmt | For | For | For | ||||
1.2 | Elect Deborah Ellinger | Mgmt | For | For | For | ||||
1.3 | Elect James Johnston | Mgmt | For | For | For | ||||
1.4 | Elect Gary Morin | Mgmt | For | For | For | ||||
1.5 | Elect Dean Nelson | Mgmt | For | For | For | ||||
1.6 | Elect Paul Norris | Mgmt | For | For | For | ||||
1.7 | Elect John Replogle | Mgmt | For | For | For | ||||
1.8 | Elect Richard Roedel | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Lawrence Rogers | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Spectrum Brands Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPB | CUSIP 84763R101 | 03/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Ambrecht | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Eugene Davis | Mgmt | For | Withhold | Against | ||||
1.3 | Elect David Lumley | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Robin Roger | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Approval of Incentive Bonus Agreements for Section 162(m) Purposes | Mgmt | For | For | For | ||||
6 | 2011 Omnibus Award Plan | Mgmt | For | For | For | ||||
Sprint Nextel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
S | CUSIP 852061100 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Bennett | Mgmt | For | Against | Against | ||||
2 | Elect Gordon Bethune | Mgmt | For | Against | Against | ||||
3 | Elect Larry Glasscock | Mgmt | For | Against | Against | ||||
4 | Elect James Hance, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect Daniel Hesse | Mgmt | For | Against | Against | ||||
6 | Elect Janet Hill | Mgmt | For | Against | Against | ||||
7 | Elect Frank Ianna | Mgmt | For | Against | Against | ||||
8 | Elect Sven-Christer Nilsson | Mgmt | For | Against | Against | ||||
9 | Elect William Nuti | Mgmt | For | Against | Against | ||||
10 | Elect Rodney O'Neal | Mgmt | For | Against | Against | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Simple Majority | ShrHldr | Against | For | Against | ||||
Terex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEX | CUSIP 880779103 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald DeFeo | Mgmt | For | For | For | ||||
1.2 | Elect G. Chris Andersen | Mgmt | For | For | For | ||||
1.3 | Elect Paula Cholmondeley | Mgmt | For | For | For | ||||
1.4 | Elect Don DeFosset | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Hansen | Mgmt | For | For | For | ||||
1.6 | Elect David Sachs | Mgmt | For | For | For | ||||
1.7 | Elect Oren Shaffer | Mgmt | For | For | For | ||||
1.8 | Elect David Wang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
The AES Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AES | CUSIP 00130H105 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | ||||
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | ||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | ||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | ||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | ||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | ||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | ||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
TRW Automotive Holdings Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRW | CUSIP 87264S106 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Francois Castaing | Mgmt | For | For | For | ||||
1.2 | Elect Michael Gambrell | Mgmt | For | For | For | ||||
1.3 | Elect Paul O'Neill | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Verso Paper Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRS | CUSIP 92531L108 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Ducey | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Scott Kleinman | Mgmt | For | Withhold | Against | ||||
1.3 | Elect David Sambur | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Visteon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VC | CUSIP 92839U305 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Duncan Cocroft | Mgmt | For | For | For | ||||
1.2 | Elect Philippe Guillemot | Mgmt | For | For | For | ||||
1.3 | Elect Herbert Henkel | Mgmt | For | For | For | ||||
1.4 | Elect Mark Hogan | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Jones | Mgmt | For | For | For | ||||
1.6 | Elect Karl Krapek | Mgmt | For | For | For | ||||
1.7 | Elect Timothy D. Leuliette | Mgmt | For | For | For | ||||
1.8 | Elect William Redmond, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Donald Stebbins | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Income Fund | ||||||||
Date of Fiscal Year End : | 12/31/2010 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT International Equity Fund | ||||||||
Date of fiscal year end: | 12/31/2010 | ||||||||
Ace Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Evan Greenberg | Mgmt | For | For | For | ||||
2 | Elect Leo Mullin | Mgmt | For | For | For | ||||
3 | Elect Olivier Steimer | Mgmt | For | For | For | ||||
4 | Elect Michael Connors | Mgmt | For | For | For | ||||
5 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | ||||
6 | Elect John Krol | Mgmt | For | For | For | ||||
7 | Approval of Annual Report | Mgmt | For | For | For | ||||
8 | Approval of Statutory Financial Statements | Mgmt | For | For | For | ||||
9 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||||
10 | Allocation of Disposable Profits | Mgmt | For | For | For | ||||
11 | Discharge of the Board of Directors | Mgmt | For | For | For | ||||
12 | Appointment of Auditor (Zurich) | Mgmt | For | For | For | ||||
13 | Appointment of Auditor (US) | Mgmt | For | For | For | ||||
14 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | ||||
15 | Approval of Dividends from Legal Reserves | Mgmt | For | For | For | ||||
16 | Advisory Votes on Executive Compensation | Mgmt | For | For | For | ||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | ||||
Actelion Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATLN | CINS H0032X135 | 05/05/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Shareholder Proposal Regarding Special Audit | ShrHldr | Against | TNA | N/A | ||||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
9 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
10 | Amendments to Articles Regarding Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
12 | Shareholder Proposal Regarding Board Size | ShrHldr | Against | TNA | N/A | ||||
13 | Shareholder Proposal Regarding Directors' Terms | ShrHldr | Against | TNA | N/A | ||||
14 | Shareholder Proposal Regarding Election/Removal of the Board Chairman by the General Meeting | ShrHldr | Against | TNA | N/A | ||||
15 | Shareholder Proposal Regarding Removal of Robert E. Cawthorn | ShrHldr | Against | TNA | N/A | ||||
16 | Shareholder Proposal Regarding Removal of Werner Henrich | ShrHldr | Against | TNA | N/A | ||||
17 | Shareholder Proposal Regarding Removal of Michael Jacobi | ShrHldr | Against | TNA | N/A | ||||
18 | Shareholder Proposal Regarding Removal of Armin Kessler | ShrHldr | Against | TNA | N/A | ||||
19 | Shareholder Proposal Regarding Removal of Jean Malo | ShrHldr | Against | TNA | N/A | ||||
20 | Re-elect Jean-Paul Clozel | Mgmt | For | TNA | N/A | ||||
21 | Re-elect Juhani Anttila | Mgmt | For | TNA | N/A | ||||
22 | Re-elect Carl Feldbaum | Mgmt | For | TNA | N/A | ||||
23 | Elect Jean-Pierre Garnier | Mgmt | For | TNA | N/A | ||||
24 | Elect Robert Bertolini | Mgmt | For | TNA | N/A | ||||
25 | Shareholder Proposal Regarding Election of James Shannon | ShrHldr | Against | TNA | N/A | ||||
26 | Shareholder Proposal Regarding Election of Peter Allen | ShrHldr | Against | TNA | N/A | ||||
27 | Shareholder Proposal Regarding Election of Anders Härfstrand | ShrHldr | Against | TNA | N/A | ||||
28 | Shareholder Proposal Regarding Election of Robert H.O. Hock | ShrHldr | Against | TNA | N/A | ||||
29 | Shareholder Proposal Regarding Election of Elmar Schnee | ShrHldr | Against | TNA | N/A | ||||
30 | Shareholder Proposal Regarding Election of Hans-Christian Semmler | ShrHldr | Against | TNA | N/A | ||||
31 | Shareholder Proposal Regarding Election of James Shannon as Chairman of the Board of Directors | ShrHldr | Against | TNA | N/A | ||||
32 | Election of Robert Cawthorn as Chairman of the Board of Directors | Mgmt | For | TNA | N/A | ||||
33 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph Cunningham | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Russel Girling | Mgmt | For | For | For | ||||
1.3 | Elect Susan Henry | Mgmt | For | For | For | ||||
1.4 | Elect Russell Horner | Mgmt | For | For | For | ||||
1.5 | Elect David Lesar | Mgmt | For | For | For | ||||
1.6 | Elect John Lowe | Mgmt | For | For | For | ||||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | ||||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | ||||
1.9 | Elect Frank Proto | Mgmt | For | For | For | ||||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
Air Asia Berhad | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIRASIA | CINS Y0029V101 | 06/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect Abdul Aziz bin Abu Bakar | Mgmt | For | Against | Against | ||||
5 | Elect Mohd Omar bin Mustapha | Mgmt | For | Against | Against | ||||
6 | Elect Sonny LEONG Khee Seong | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
Aisin Seiki Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7259 | CINS J00714105 | 06/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Kanshiroh Toyoda | Mgmt | For | For | For | ||||
3 | Elect Fumio Fujimori | Mgmt | For | For | For | ||||
4 | Elect Shunichi Nakamura | Mgmt | For | For | For | ||||
5 | Elect Masuji Arai | Mgmt | For | For | For | ||||
6 | Elect Toshikazu Nagura | Mgmt | For | For | For | ||||
7 | Elect Naofumi Fujie | Mgmt | For | For | For | ||||
8 | Elect Takashi Morita | Mgmt | For | For | For | ||||
9 | Elect Shizuo Shimanuki | Mgmt | For | For | For | ||||
10 | Elect Makoto Mitsuya | Mgmt | For | For | For | ||||
11 | Elect Toshiyuki Mizushima | Mgmt | For | For | For | ||||
12 | Elect Takashi Enomoto | Mgmt | For | For | For | ||||
13 | Elect Kazumi Usami | Mgmt | For | For | For | ||||
14 | Elect Yutaka Miyamoto | Mgmt | For | For | For | ||||
15 | Elect Toshiyuki Ishikawa | Mgmt | For | For | For | ||||
16 | Elect Takeshi Kawata | Mgmt | For | For | For | ||||
17 | Elect Tsutomu Ishikawa | Mgmt | For | For | For | ||||
18 | Elect Shinzoh Kobuki | Mgmt | For | For | For | ||||
19 | Elect Shinsuke Yagi | Mgmt | For | For | For | ||||
20 | Elect Toshihiro Gonda | Mgmt | For | Against | Against | ||||
21 | Bonus | Mgmt | For | For | For | ||||
22 | Stock Option Plan | Mgmt | For | For | For | ||||
Allianz SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALV | CINS D03080112 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Elect Franz Heiß | Mgmt | For | For | For | ||||
10 | Amendment to Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
11 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | ||||
12 | Corporate Restructuring | Mgmt | For | For | For | ||||
Anheuser-Busch Inbev SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABI | CINS B6399C107 | 04/26/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendment Regarding Date of Annual Meeting | Mgmt | For | TNA | N/A | ||||
4 | Amendment Regarding Executive Compensation | Mgmt | For | TNA | N/A | ||||
5 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
6 | Amend Article 24 | Mgmt | For | TNA | N/A | ||||
7 | Amend Article 25 | Mgmt | For | TNA | N/A | ||||
8 | Amend Article 26BIS | Mgmt | For | TNA | N/A | ||||
9 | Amend Article 28 | Mgmt | For | TNA | N/A | ||||
10 | Amend Article 30 | Mgmt | For | TNA | N/A | ||||
11 | Amend Article 36-BIS | Mgmt | For | TNA | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Disapplication of Preemptive Rights | Mgmt | For | TNA | N/A | ||||
15 | Authority to Issue Warrants | Mgmt | For | TNA | N/A | ||||
16 | Authority to Increase Capital with Regards to Issuance | Mgmt | For | TNA | N/A | ||||
17 | Authority to Issue Warrants to Independent Directors | Mgmt | For | TNA | N/A | ||||
18 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
23 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
24 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
26 | Elect Stéfan Descheemaeker | Mgmt | For | TNA | N/A | ||||
27 | Elect Paul Cornet de Ways Ruart | Mgmt | For | TNA | N/A | ||||
28 | Elect Kees Storm | Mgmt | For | TNA | N/A | ||||
29 | Elect Peter Harf | Mgmt | For | TNA | N/A | ||||
30 | Elect Olivier Goudet | Mgmt | For | TNA | N/A | ||||
31 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
32 | Approval of Equity Incentive Grants | Mgmt | For | TNA | N/A | ||||
33 | Approval of Change in Control Provision Relating to EMTN Program | Mgmt | For | TNA | N/A | ||||
34 | Change of Control Provision Relating to the US Dollar Notes | Mgmt | For | TNA | N/A | ||||
35 | Change of Control Provisions Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 | Mgmt | For | TNA | N/A | ||||
36 | Change of Control Provision Relating to the Canadian Dollar Notes Issued Via Private Placement | Mgmt | For | TNA | N/A | ||||
37 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | ||||
38 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Arkema SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AKE | CINS F0392W125 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Isabelle Kocher | Mgmt | For | For | For | ||||
9 | Elect François Enaud | Mgmt | For | For | For | ||||
10 | Elect Laurent Mignon | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
13 | Amendment to Article 10.1.3 | Mgmt | For | For | For | ||||
14 | Amendment to Article 8.2 | Mgmt | For | For | For | ||||
15 | Amendment to Article 16.5 | Mgmt | For | For | For | ||||
16 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
AXA S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXA | CINS F06106102 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Jean-Martin Folz | Mgmt | For | For | For | ||||
9 | Elect Giuseppe Mussari | Mgmt | For | For | For | ||||
10 | Elect Marcus Schenck | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities Through Private Placements; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
16 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | ||||
17 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
18 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
19 | Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
20 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by a Subsidiary | Mgmt | For | For | For | ||||
21 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
23 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | ||||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
28 | Amend Article 23 | Mgmt | For | For | For | ||||
29 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Banco Santander S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS E19790109 | 06/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Ana Patricia Botín-Sanz de Sautuola y O'Shea | Mgmt | For | Against | Against | ||||
5 | Elect Rodrigo Echenique Gordillo | Mgmt | For | Against | Against | ||||
6 | Elect Terence Burns | Mgmt | For | Against | Against | ||||
7 | Elect Antoine Bernheim | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Amend Articles 8, 11, 15, 16 and 18 | Mgmt | For | For | For | ||||
10 | Amend Articles 20, 24, 25, 26, 28, 30, 34, 35, 42, 53, 55, 59 and 61 | Mgmt | For | For | For | ||||
11 | Amend Articles 62 and 69 | Mgmt | For | For | For | ||||
12 | Amend Preamble and Article 2 | Mgmt | For | For | For | ||||
13 | Amend Articles 4, 5, 6 bis and 8 | Mgmt | For | For | For | ||||
14 | Amend Articles 12, 19 and 21 | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Scrip Dividend | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Scrip Dividend | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | For | For | ||||
22 | Performance Share Plan | Mgmt | For | For | For | ||||
23 | Deferred and Conditional Share Plan | Mgmt | For | For | For | ||||
24 | Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | ||||
25 | UK Employee Share Savings Plan | Mgmt | For | For | For | ||||
26 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
27 | Remuneration Report | Mgmt | For | For | For | ||||
Barclays plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BARC | CINS G08036124 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Alison Carnwath | Mgmt | For | For | For | ||||
4 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
5 | Elect Marcus Agius | Mgmt | For | For | For | ||||
6 | Elect David Booth | Mgmt | For | For | For | ||||
7 | Elect Sir Richard Broadbent | Mgmt | For | For | For | ||||
8 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
9 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | ||||
10 | Elect Simon Fraser | Mgmt | For | For | For | ||||
11 | Elect Reuben Jeffrey III | Mgmt | For | For | For | ||||
12 | Elect Sir Andrew Likierman | Mgmt | For | For | For | ||||
13 | Elect Christopher Lucas | Mgmt | For | For | For | ||||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
15 | Elect Sir John Sunderland | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Long Term Incentive Plan | Mgmt | For | For | For | ||||
24 | Amendment to the Barclays Group Share Value Plan | Mgmt | For | For | For | ||||
Basf SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAS | CINS D06216317 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Elect Anke Schäferkordt | Mgmt | For | For | For | ||||
10 | Supervisory Board Fees | Mgmt | For | For | For | ||||
11 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | ||||
12 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | ||||
BG Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CINS G1245Z108 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Fabio de Oliveira Barbosa | Mgmt | For | For | For | ||||
5 | Elect Caio Kock-Weser | Mgmt | For | For | For | ||||
6 | Elect Patrick Thomas | Mgmt | For | For | For | ||||
7 | Elect Peter Backhouse | Mgmt | For | For | For | ||||
8 | Elect Frank Chapman | Mgmt | For | For | For | ||||
9 | Elect Baroness Hogg | Mgmt | For | For | For | ||||
10 | Elect John Hood | Mgmt | For | For | For | ||||
11 | Elect Martin Houston | Mgmt | For | For | For | ||||
12 | Elect Sir David Manning | Mgmt | For | For | For | ||||
13 | Elect Mark Seligman | Mgmt | For | For | For | ||||
14 | Elect Philippe Varin | Mgmt | For | For | For | ||||
15 | Elect Sir Robert Wilson | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
BNP Paribas | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BNP | CINS F1058Q238 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Elect Jean-François Lepetit | Mgmt | For | Against | Against | ||||
10 | Elect Hélène Ploix | Mgmt | For | Against | Against | ||||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | ||||
12 | Elect Daniela Weber-Rey | Mgmt | For | Against | Against | ||||
13 | Elect Fields Wicker-Miurin | Mgmt | For | Against | Against | ||||
14 | Merger by Absorption of Banque de Bretagne | Mgmt | For | For | For | ||||
15 | Merger by Absorption of BNP Paribas International BV | Mgmt | For | For | For | ||||
16 | Merger by Absorption of Cerenicim | Mgmt | For | For | For | ||||
17 | Merger by absorption of SAS Noria | Mgmt | For | For | For | ||||
18 | Authority to Issue Restricted Stock | Mgmt | For | For | For | ||||
19 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Britvic plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BVIC | CINS G17387104 | 01/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Joanne Averiss | Mgmt | For | Against | Against | ||||
4 | Elect Gerald Corbett | Mgmt | For | Against | Against | ||||
5 | Elect John Gibney | Mgmt | For | Against | Against | ||||
6 | Elect Ben Gordon | Mgmt | For | Against | Against | ||||
7 | Elect Bob Ivell | Mgmt | For | Against | Against | ||||
8 | Elect Paul Moody | Mgmt | For | Against | Against | ||||
9 | Elect Michael Shallow | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
13 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Cairn Energy PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNE | CINS G17528251 | 10/07/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Divestiture | Mgmt | For | For | For | ||||
Centrica plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNA | CINS G2018Z143 | 05/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roger Carr | Mgmt | For | For | For | ||||
5 | Elect Sam Laidlaw | Mgmt | For | For | For | ||||
6 | Elect Helen Alexander | Mgmt | For | For | For | ||||
7 | Elect Phil Bentley | Mgmt | For | For | For | ||||
8 | Elect Margherita Della Valle | Mgmt | For | For | For | ||||
9 | Elect Mary Francis | Mgmt | For | For | For | ||||
10 | Elect Mark Hanafin | Mgmt | For | For | For | ||||
11 | Elect Nick Luff | Mgmt | For | For | For | ||||
12 | Elect Andrew Mackenzie | Mgmt | For | For | For | ||||
13 | Elect Ian Meakins | Mgmt | For | For | For | ||||
14 | Elect Paul Rayner | Mgmt | For | For | For | ||||
15 | Elect Chris Weston | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Final Financial Accounts | Mgmt | For | For | For | ||||
6 | Fixed Assets Investment Budget | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Appointment of Auditors and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Elect DONG Shi | Mgmt | For | Against | Against | ||||
10 | Purchase of Head Office Business Processing Centre | Mgmt | For | For | For | ||||
11 | 2010 Final Emoluments Distribution Plan | Mgmt | For | For | For | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 09/15/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect ZHANG Furong as Supervisor | Mgmt | For | For | For | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Mobile Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0941 | CINS Y14965100 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect XUE Taohai | Mgmt | For | Against | Against | ||||
6 | Elect HUANG Wenlin | Mgmt | For | Against | Against | ||||
7 | Elect XU Long | Mgmt | For | Against | Against | ||||
8 | Elect LO Ka Shui | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
China National Materials Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1893 | CINS Y15048104 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Financial Statements | Mgmt | For | For | For | ||||
6 | Profit Distribution Plan | Mgmt | For | For | For | ||||
7 | Application for Credity Facility | Mgmt | For | For | For | ||||
8 | Authority to Issue Unlisted and H Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
China National Materials Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1893 | CINS Y15048104 | 07/26/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect TAN Zhongming | Mgmt | For | Against | Against | ||||
2 | Elect ZHOU Yuxian | Mgmt | For | Against | Against | ||||
3 | Elect LI Xinhua | Mgmt | For | Against | Against | ||||
4 | Elect YU Shiliang | Mgmt | For | Against | Against | ||||
5 | Elect LIU Zhijiang | Mgmt | For | Against | Against | ||||
6 | Elect CHEN Xiaozhou | Mgmt | For | Against | Against | ||||
7 | Elect LEUNG Chong Shun | Mgmt | For | Against | Against | ||||
8 | Elect SHI Chungui | Mgmt | For | Against | Against | ||||
9 | Elect LU Zhengfei | Mgmt | For | Against | Against | ||||
10 | Elect WANG Shimin | Mgmt | For | Against | Against | ||||
11 | Elect ZHOU Zude | Mgmt | For | Against | Against | ||||
12 | Elect XU Weibing as Supervisor | Mgmt | For | For | For | ||||
13 | Elect ZHANG Renjie as Supervisor | Mgmt | For | For | For | ||||
14 | Elect WANG Jianguo as Supervisor | Mgmt | For | For | For | ||||
15 | Supervisors' Fees | Mgmt | For | For | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
China National Materials Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1893 | CINS Y15048104 | 10/22/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Adoption of Share Appreciation Rights Scheme | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Application for Credit Facility | Mgmt | For | For | For | ||||
China Power New Energy Development Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0735 | CINS G2157E109 | 03/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
4 | Issuance of Shares Under Special Mandate | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Power New Energy Development Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0735 | CINS G2157E109 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect WANG Hao | Mgmt | For | Against | Against | ||||
5 | Elect WONG Kwok Tai | Mgmt | For | Against | Against | ||||
6 | Authority to Appoint Additional Directors | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
12 | Refreshment of Share Option Scheme | Mgmt | For | Abstain | Against | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Power New Energy Development Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0735 | CINS G2157E109 | 10/08/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Acquisition | Mgmt | For | For | For | ||||
4 | Whitewash Waiver | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Resources Power Holdings Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0836 | CINS Y1503A100 | 06/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Elect SONG Lin | Mgmt | For | Against | Against | ||||
7 | Elect WANG Yu Jun | Mgmt | For | Against | Against | ||||
8 | Elect WANG Xiao Bin | Mgmt | For | Against | Against | ||||
9 | Elect ZHANG Shen Wen | Mgmt | For | Against | Against | ||||
10 | Elect LI She Tang | Mgmt | For | Against | Against | ||||
11 | Elect DU Wenmin | Mgmt | For | Against | Against | ||||
12 | Elect SHI Shanbo | Mgmt | For | Against | Against | ||||
13 | Elect WEI Bin | Mgmt | For | Against | Against | ||||
14 | Elect ZHANG Haipeng | Mgmt | For | Against | Against | ||||
15 | Elect CHEN Ji Min | Mgmt | For | Against | Against | ||||
16 | Elect Andrew MA Chiu-Cheung | Mgmt | For | Against | Against | ||||
17 | Directors' Fees | Mgmt | For | For | For | ||||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Shanshui Cement Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0691 | CINS G2116M101 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect ZHANG Bin | Mgmt | For | Against | Against | ||||
6 | Elect DONG Chengtian | Mgmt | For | Against | Against | ||||
7 | Elect WANG Yanmou | Mgmt | For | Against | Against | ||||
8 | Elect WANG Jian | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Windpower Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0182 | CINS G2115L112 | 06/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect Johnson KO Chun Shun | Mgmt | For | Against | Against | ||||
5 | Elect Jason CHAN Kam Kwan | Mgmt | For | Against | Against | ||||
6 | Elect Tony TSOI Tong Hoo | Mgmt | For | Against | Against | ||||
7 | Elect David WONG Yau Kar | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Refreshment of Share Option Scheme | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Abstain | Against | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Christian Dior SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDI | CINS F26334106 | 03/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Elect Bernard Arnault | Mgmt | For | Against | Against | ||||
9 | Elect Sidney Toledano | Mgmt | For | Against | Against | ||||
10 | Elect Pierre Godé | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares and/or Convertible Securities with Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
16 | Authority to Increase Capital Through Private Placement | Mgmt | For | Against | Against | ||||
17 | Authority to Set Offering Prices of Shares | Mgmt | For | Against | Against | ||||
18 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
19 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
21 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
22 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | ||||
23 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Craig Arnold | Mgmt | For | For | For | ||||
2 | Elect Robert Brust | Mgmt | For | For | For | ||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Richard Meelia | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | ||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Criteria CaixaCorp, S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRI | CINS E3641N103 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Scrip Dividend | Mgmt | For | For | For | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Scrip Dividend | Mgmt | For | For | For | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Scrip Dividend | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Amend Articles 4, 8, 10, 11, 13, 15, 18, 19, 20, 21, 34, 40, 44 and 49 | Mgmt | For | For | For | ||||
12 | Amend Articles 14, 17, 24, 31, 32, 45 and 46 | Mgmt | For | For | For | ||||
13 | Asset Swap | Mgmt | For | For | For | ||||
14 | Issuance of Shares to Caixa d'Estalvis | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Merger with Microbank; Amendments to Articles | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Spin-off of Assets and Liabilities of Microcredit Business Acquired from Microbank | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
22 | Report on Amendments to Board of Directors Regulations | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
25 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
26 | Board Size | Mgmt | For | For | For | ||||
27 | Elect Juan-José López Burniol | Mgmt | For | Against | Against | ||||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
29 | Authorization to Exercise Competing Activities | Mgmt | For | For | For | ||||
30 | Appointment of Auditor | Mgmt | For | For | For | ||||
31 | Remuneration Policy | Mgmt | For | Against | Against | ||||
32 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Deutsche Post AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPW | CINS D19225107 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||||
10 | Elect Werner Gatzer | Mgmt | For | For | For | ||||
11 | Elect Thomas Kunz | Mgmt | For | For | For | ||||
12 | Elect Elmar Toime | Mgmt | For | For | For | ||||
13 | Elect Katja Windt | Mgmt | For | For | For | ||||
14 | Elect Hero Brahms | Mgmt | For | For | For | ||||
Dongfeng Motor Group Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0489 | CINS Y21042109 | 10/11/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendments to Share Appreciation Right Scheme | Mgmt | For | Against | Against | ||||
4 | Elect XU Ping | Mgmt | For | Against | Against | ||||
5 | Elect LI Shaozhu | Mgmt | For | Against | Against | ||||
6 | Elect FAN Zhong | Mgmt | For | Against | Against | ||||
7 | Elect ZHOU Wenjie | Mgmt | For | Against | Against | ||||
8 | Elect ZHU Fushou | Mgmt | For | Against | Against | ||||
9 | Elect TONG Dongcheng | Mgmt | For | Against | Against | ||||
10 | Elect OUYANG Jie | Mgmt | For | Against | Against | ||||
11 | Elect LIU Weidong | Mgmt | For | Against | Against | ||||
12 | Elect ZHOU Qiang | Mgmt | For | Against | Against | ||||
13 | Elect SUN Shuyi | Mgmt | For | Against | Against | ||||
14 | Elect NG Lin-fung | Mgmt | For | Against | Against | ||||
15 | Elect YANG Xianzu | Mgmt | For | Against | Against | ||||
16 | Elect WEN Shiyang | Mgmt | For | For | For | ||||
17 | Elect DENG Mingran | Mgmt | For | For | For | ||||
18 | Elect MA Liangjie | Mgmt | For | For | For | ||||
19 | Elect REN Yong | Mgmt | For | For | For | ||||
20 | Elect LI Chunrong | Mgmt | For | For | For | ||||
21 | Elect CHEN Binbo | Mgmt | For | For | For | ||||
22 | Elect HUANG Gang | Mgmt | For | For | For | ||||
Fiat S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CINS T4210N122 | 03/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Fiat S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CINS T4210N122 | 09/14/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Demerger Plan | Mgmt | For | TNA | N/A | ||||
3 | Reduction of Share Repurchase Limit | Mgmt | For | TNA | N/A | ||||
First Solar, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FSLR | CUSIP 336433107 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | ||||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | ||||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | ||||
1.4 | Elect James Nolan | Mgmt | For | For | For | ||||
1.5 | Elect William Post | Mgmt | For | For | For | ||||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | ||||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | ||||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | ||||
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Report on Impacts of Immigration Reform | ShrHldr | Against | Against | For | ||||
Fortum Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FUM1V | CINS X2978Z118 | 03/31/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
11 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
12 | Supervisory Board Size | Mgmt | For | TNA | N/A | ||||
13 | Election of Supervisory Board | Mgmt | For | TNA | N/A | ||||
14 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
15 | Board Size | Mgmt | For | TNA | N/A | ||||
16 | Election of Directors | Mgmt | For | TNA | N/A | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
19 | Shareholder Proposal Regarding the Abolition of the Supervisory Board | ShrHldr | For | TNA | N/A | ||||
20 | Shareholder Proposal Regarding Nominating Committee | ShrHldr | For | TNA | N/A | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Fuji Media Holdings Incorporated (fka Fuji Television Network) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4676 | CINS J15477102 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Hisashi Hieda | Mgmt | For | For | For | ||||
4 | Elect Koh Toyoda | Mgmt | For | For | For | ||||
5 | Elect Hideaki Ohta | Mgmt | For | For | For | ||||
6 | Elect Shuji Kanoh | Mgmt | For | For | For | ||||
7 | Elect Kazunobu Iijima | Mgmt | For | For | For | ||||
8 | Elect Ryunosuke Endoh | Mgmt | For | For | For | ||||
9 | Elect Katsuaki Suzuki | Mgmt | For | For | For | ||||
10 | Elect Kohji Inaki | Mgmt | For | For | For | ||||
11 | Elect Isao Matsuoka | Mgmt | For | For | For | ||||
12 | Elect Akihiro Miki | Mgmt | For | For | For | ||||
13 | Elect Taizan Ishiguro | Mgmt | For | For | For | ||||
14 | Elect Masafumi Yokota | Mgmt | For | For | For | ||||
15 | Elect Kazuo Terasaki | Mgmt | For | For | For | ||||
16 | Elect Takehiko Kiyohara | Mgmt | For | For | For | ||||
17 | Elect Yuzaburoh Mogi | Mgmt | For | For | For | ||||
18 | Bonus | Mgmt | For | For | For | ||||
Gazprom | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Early Termination of Directors | Mgmt | For | For | For | ||||
2 | Elect Andrey Akimov | Mgmt | N/A | Abstain | N/A | ||||
3 | Elect Alexander Ananenkov | Mgmt | N/A | Abstain | N/A | ||||
4 | Elect Farit Gazizullin | Mgmt | N/A | Abstain | N/A | ||||
5 | Elect Elena Karpel | Mgmt | N/A | Abstain | N/A | ||||
6 | Elect Timur Kulibayev | Mgmt | N/A | Abstain | N/A | ||||
7 | Elect Viktor Martynov | Mgmt | N/A | Abstain | N/A | ||||
8 | Elect Vladimir Mau | Mgmt | N/A | Abstain | N/A | ||||
9 | Elect Alexey Miller | Mgmt | N/A | Abstain | N/A | ||||
10 | Elect Valery Musin | Mgmt | N/A | For | N/A | ||||
11 | Elect Mikhail Sereda | Mgmt | N/A | Abstain | N/A | ||||
12 | Elect Igor Yusufov | Mgmt | N/A | Abstain | N/A | ||||
13 | Elect Viktor Zubkov | Mgmt | N/A | Abstain | N/A | ||||
Gazprom | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | For | For | ||||
2 | Financial Statements | Mgmt | For | For | For | ||||
3 | Allocation of Profits | Mgmt | For | For | For | ||||
4 | Payment of Dividends | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Amendments to Charter | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | Against | Against | ||||
8 | Audit Commission Members' Fees | Mgmt | For | For | For | ||||
9 | Related Party Transactions | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Related Party Transactions | Mgmt | For | For | For | ||||
12 | Related Party Transactions | Mgmt | For | For | For | ||||
13 | Related Party Transactions | Mgmt | For | For | For | ||||
14 | Related Party Transactions | Mgmt | For | For | For | ||||
15 | Related Party Transactions | Mgmt | For | For | For | ||||
16 | Related Party Transactions | Mgmt | For | For | For | ||||
17 | Related Party Transactions | Mgmt | For | For | For | ||||
18 | Related Party Transactions | Mgmt | For | For | For | ||||
19 | Related Party Transactions | Mgmt | For | For | For | ||||
20 | Related Party Transactions | Mgmt | For | For | For | ||||
21 | Related Party Transactions | Mgmt | For | For | For | ||||
22 | Related Party Transactions | Mgmt | For | For | For | ||||
23 | Related Party Transactions | Mgmt | For | For | For | ||||
24 | Related Party Transactions | Mgmt | For | For | For | ||||
25 | Related Party Transactions | Mgmt | For | For | For | ||||
26 | Related Party Transactions | Mgmt | For | For | For | ||||
27 | Related Party Transactions | Mgmt | For | For | For | ||||
28 | Related Party Transactions | Mgmt | For | For | For | ||||
29 | Related Party Transactions | Mgmt | For | For | For | ||||
30 | Related Party Transactions | Mgmt | For | For | For | ||||
31 | Related Party Transactions | Mgmt | For | For | For | ||||
32 | Related Party Transactions | Mgmt | For | For | For | ||||
33 | Related Party Transactions | Mgmt | For | For | For | ||||
34 | Related Party Transactions | Mgmt | For | For | For | ||||
35 | Related Party Transactions | Mgmt | For | For | For | ||||
36 | Related Party Transactions | Mgmt | For | For | For | ||||
37 | Related Party Transactions | Mgmt | For | For | For | ||||
38 | Related Party Transactions | Mgmt | For | For | For | ||||
39 | Related Party Transactions | Mgmt | For | For | For | ||||
40 | Related Party Transactions | Mgmt | For | For | For | ||||
41 | Related Party Transactions | Mgmt | For | For | For | ||||
42 | Related Party Transactions | Mgmt | For | For | For | ||||
43 | Related Party Transactions | Mgmt | For | For | For | ||||
44 | Related Party Transactions | Mgmt | For | For | For | ||||
45 | Related Party Transactions | Mgmt | For | For | For | ||||
46 | Related Party Transactions | Mgmt | For | For | For | ||||
47 | Related Party Transactions | Mgmt | For | For | For | ||||
48 | Related Party Transactions | Mgmt | For | For | For | ||||
49 | Related Party Transactions | Mgmt | For | For | For | ||||
50 | Related Party Transactions | Mgmt | For | For | For | ||||
51 | Related Party Transactions | Mgmt | For | For | For | ||||
52 | Related Party Transactions | Mgmt | For | For | For | ||||
53 | Related Party Transactions | Mgmt | For | For | For | ||||
54 | Related Party Transactions | Mgmt | For | For | For | ||||
55 | Related Party Transactions | Mgmt | For | For | For | ||||
56 | Related Party Transactions | Mgmt | For | For | For | ||||
57 | Related Party Transactions | Mgmt | For | For | For | ||||
58 | Related Party Transactions | Mgmt | For | For | For | ||||
59 | Related Party Transactions | Mgmt | For | For | For | ||||
60 | Related Party Transactions | Mgmt | For | For | For | ||||
61 | Related Party Transactions | Mgmt | For | For | For | ||||
62 | Related Party Transactions | Mgmt | For | For | For | ||||
63 | Related Party Transactions | Mgmt | For | For | For | ||||
64 | Related Party Transactions | Mgmt | For | For | For | ||||
65 | Related Party Transactions | Mgmt | For | For | For | ||||
66 | Related Party Transactions | Mgmt | For | For | For | ||||
67 | Related Party Transactions | Mgmt | For | For | For | ||||
68 | Related Party Transactions | Mgmt | For | For | For | ||||
69 | Related Party Transactions | Mgmt | For | For | For | ||||
70 | Related Party Transactions | Mgmt | For | For | For | ||||
71 | Related Party Transactions | Mgmt | For | For | For | ||||
72 | Related Party Transactions | Mgmt | For | For | For | ||||
73 | Related Party Transactions | Mgmt | For | For | For | ||||
74 | Related Party Transactions | Mgmt | For | For | For | ||||
75 | Related Party Transactions | Mgmt | For | For | For | ||||
76 | Related Party Transactions | Mgmt | For | For | For | ||||
77 | Related Party Transactions | Mgmt | For | For | For | ||||
78 | Related Party Transactions | Mgmt | For | For | For | ||||
79 | Related Party Transactions | Mgmt | For | For | For | ||||
80 | Related Party Transactions | Mgmt | For | For | For | ||||
81 | Related Party Transactions | Mgmt | For | For | For | ||||
82 | Related Party Transactions | Mgmt | For | For | For | ||||
83 | Related Party Transactions | Mgmt | For | For | For | ||||
84 | Related Party Transactions | Mgmt | For | For | For | ||||
85 | Related Party Transactions | Mgmt | For | For | For | ||||
86 | Related Party Transactions | Mgmt | For | For | For | ||||
87 | Related Party Transactions | Mgmt | For | For | For | ||||
88 | Related Party Transactions | Mgmt | For | For | For | ||||
89 | Related Party Transactions | Mgmt | For | For | For | ||||
90 | Related Party Transactions | Mgmt | For | For | For | ||||
91 | Related Party Transactions | Mgmt | For | For | For | ||||
92 | Related Party Transactions | Mgmt | For | For | For | ||||
93 | Related Party Transactions | Mgmt | For | For | For | ||||
94 | Related Party Transactions | Mgmt | For | For | For | ||||
95 | Related Party Transactions | Mgmt | For | For | For | ||||
96 | Related Party Transactions | Mgmt | For | For | For | ||||
97 | Related Party Transactions | Mgmt | For | For | For | ||||
98 | Related Party Transactions | Mgmt | For | For | For | ||||
Gazprom | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Related Party Transactions | Mgmt | For | For | For | ||||
2 | Related Party Transactions | Mgmt | For | For | For | ||||
3 | Related Party Transactions | Mgmt | For | For | For | ||||
4 | Related Party Transactions | Mgmt | For | For | For | ||||
5 | Related Party Transactions | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Related Party Transactions | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Related Party Transactions | Mgmt | For | For | For | ||||
12 | Related Party Transactions | Mgmt | For | For | For | ||||
13 | Related Party Transactions | Mgmt | For | For | For | ||||
14 | Related Party Transactions | Mgmt | For | For | For | ||||
15 | Related Party Transactions | Mgmt | For | For | For | ||||
16 | Related Party Transactions | Mgmt | For | For | For | ||||
17 | Related Party Transactions | Mgmt | For | For | For | ||||
18 | Related Party Transactions | Mgmt | For | For | For | ||||
19 | Related Party Transactions | Mgmt | For | For | For | ||||
20 | Related Party Transactions | Mgmt | For | For | For | ||||
21 | Related Party Transactions | Mgmt | For | For | For | ||||
22 | Related Party Transactions | Mgmt | For | For | For | ||||
23 | Related Party Transactions | Mgmt | For | For | For | ||||
24 | Related Party Transactions | Mgmt | For | For | For | ||||
25 | Related Party Transactions | Mgmt | For | For | For | ||||
26 | Related Party Transactions | Mgmt | For | For | For | ||||
27 | Related Party Transactions | Mgmt | For | For | For | ||||
28 | Related Party Transactions | Mgmt | For | For | For | ||||
29 | Related Party Transactions | Mgmt | For | For | For | ||||
30 | Related Party Transactions | Mgmt | For | For | For | ||||
31 | Related Party Transactions | Mgmt | For | For | For | ||||
32 | Related Party Transactions | Mgmt | For | For | For | ||||
33 | Related Party Transactions | Mgmt | For | For | For | ||||
34 | Related Party Transactions | Mgmt | For | For | For | ||||
35 | Elect Andrey Akimov | Mgmt | N/A | Abstain | N/A | ||||
36 | Elect Alexander Ananenkov | Mgmt | N/A | Abstain | N/A | ||||
37 | Elect Farit Gazizullin | Mgmt | N/A | Abstain | N/A | ||||
38 | Elect Viktor Zubkov | Mgmt | N/A | Abstain | N/A | ||||
39 | Elect Elena Karpel | Mgmt | N/A | Abstain | N/A | ||||
40 | Elect Alexey Miller | Mgmt | N/A | Abstain | N/A | ||||
41 | Elect Valery Musin | Mgmt | N/A | For | N/A | ||||
42 | Elect Elvira Nabiullina | Mgmt | N/A | Abstain | N/A | ||||
43 | Elect Mikhail Sereda | Mgmt | N/A | Abstain | N/A | ||||
44 | Elect Sergey Shmatko | Mgmt | N/A | Abstain | N/A | ||||
45 | Elect Igor Yusufov | Mgmt | N/A | Abstain | N/A | ||||
46 | Elect Dmitry Arkhipov | Mgmt | N/A | For | N/A | ||||
47 | Elect Andrey Belobrov | Mgmt | N/A | For | N/A | ||||
48 | Elect Vadim Bikulov | Mgmt | N/A | Against | N/A | ||||
49 | Elect Aleksey Mironov | Mgmt | N/A | For | N/A | ||||
50 | Elect Lidiya Morozova | Mgmt | N/A | For | N/A | ||||
51 | Elect Anna Nesterova | Mgmt | N/A | For | N/A | ||||
52 | Elect Yury Nosov | Mgmt | N/A | Abstain | N/A | ||||
53 | Elect Karen Oganyan | Mgmt | N/A | For | N/A | ||||
54 | Elect Konstantin Pesotsky | Mgmt | N/A | For | N/A | ||||
55 | Elect Maria Tikhonova | Mgmt | N/A | For | N/A | ||||
56 | Elect Aleksandr Yugov | Mgmt | N/A | For | N/A | ||||
Grifols SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GRF | CINS E5706X124 | 05/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | ||||
7 | Amend Article 18 | Mgmt | For | For | For | ||||
8 | Amend Article 24 | Mgmt | For | For | For | ||||
9 | Elect Luis Isasi Fernández de Bobadilla | Mgmt | For | Against | Against | ||||
10 | Elect Thomas Glanzmann | Mgmt | For | Against | Against | ||||
11 | Board Size | Mgmt | For | Against | Against | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Henderson Land Development Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0012 | CINS Y31476107 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Augustine WONG Ho Ming | Mgmt | For | Against | Against | ||||
6 | Elect LEE Ka Kit | Mgmt | For | Against | Against | ||||
7 | Elect LEE Ka Shing | Mgmt | For | Against | Against | ||||
8 | Elect SUEN Kwok Lam | Mgmt | For | Against | Against | ||||
9 | Elect Patrick KWOK Ping Ho | Mgmt | For | Against | Against | ||||
10 | Elect Angelina LEE Pui Ling | Mgmt | For | Against | Against | ||||
11 | Elect WU King Cheong | Mgmt | For | Against | Against | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
17 | Amendments to Articles | Mgmt | For | For | For | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Hon Hai Precision Industry Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2317 | CINS Y36861105 | 06/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Authority to Increase Paid-in Capital | Mgmt | For | Against | Against | ||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
10 | Amendments to Articles | Mgmt | For | Against | Against | ||||
11 | Extraordinary Motions | Mgmt | For | Against | Against | ||||
Industrial & Commercial Bank Of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1398 | CINS ADPV10686 | 05/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Reports | Mgmt | For | For | For | ||||
4 | Supervisors' Reports | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Property Purchase | Mgmt | For | For | For | ||||
8 | Fixed Assets Investment Budget | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Elect ZHAO Lin as Supervisor | Mgmt | For | For | For | ||||
11 | 2010 Directors and Supervisors Remuneration | Mgmt | For | For | For | ||||
Industrial & Commercial Bank Of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1398 | CINS ADPV10686 | 09/21/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Other | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Types and Nominal Value of Securities to be Issued | Mgmt | For | For | For | ||||
3 | Proportion and Number of Shares to be Issued | Mgmt | For | For | For | ||||
4 | Subscription Price and the Basis for Price Determination | Mgmt | For | For | For | ||||
5 | Target Subscribers for the Rights Issue | Mgmt | For | For | For | ||||
6 | Amount and Use of Proceeds | Mgmt | For | For | For | ||||
7 | Effective Period of the Resolutions | Mgmt | For | For | For | ||||
8 | Authorization for the Rights Issue | Mgmt | For | For | For | ||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Industrial & Commercial Bank Of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1398 | CINS ADPV10686 | 09/21/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Types and Nominal Value of Securities to be Issued | Mgmt | For | For | For | ||||
4 | Proportion and Number of Shares to be Issued | Mgmt | For | For | For | ||||
5 | Subscription Price and the Basis for Price Determination | Mgmt | For | For | For | ||||
6 | Target Subscribers for the Rights Issue | Mgmt | For | For | For | ||||
7 | Amount and Use of Proceeds | Mgmt | For | For | For | ||||
8 | Effective Period of the Resolutions | Mgmt | For | For | For | ||||
9 | Authorization for the Rights Issue | Mgmt | For | For | For | ||||
10 | Distribution of Undistributed Profits | Mgmt | For | For | For | ||||
11 | Feasibility Analysis Report on Use of Proceeds | Mgmt | For | For | For | ||||
12 | Utilization Report on Use of Proceeds from Previous Issuance | Mgmt | For | For | For | ||||
13 | Directors' and Supervisors' Fees | Mgmt | For | For | For | ||||
14 | Elect XU Shanda | Mgmt | For | Against | Against | ||||
15 | Elect LI Xiaopeng | Mgmt | For | Against | Against | ||||
16 | Approve and consider the Report of Industrial and Commercial Bank of China Limited on Utilization of Proceeds from Previous Issuance [A Share Convertible Corporate Bonds] as set out in Appendix 1 to the supplemental circular of the Bank dated 7 SEP 2010 | Mgmt | For | For | For | ||||
ING Groep N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INGA | CINS N4578E413 | 05/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Executive Board Remuneration Policy | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Amendment to Articles A | Mgmt | For | Against | Against | ||||
12 | Amendment to Articles B | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Ratification of Executive Board Acts | Mgmt | For | For | For | ||||
15 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
16 | Elect Koos Timmermans | Mgmt | For | For | For | ||||
17 | Elect Peter Elverding | Mgmt | For | Against | Against | ||||
18 | Elect Henk Breukink | Mgmt | For | Against | Against | ||||
19 | Elect Sjoerd van Keulen | Mgmt | For | Against | Against | ||||
20 | Elect Joost Kuiper | Mgmt | For | Against | Against | ||||
21 | Elect Luc Vandewalle | Mgmt | For | Against | Against | ||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | ||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
25 | Authority to Repurchase Shares in Connection with a Merger | Mgmt | For | For | For | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
INPEX Corporation (fka INPEX Holdings Inc.) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1605 | CINS J2467E101 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yoshitsugu Takai | Mgmt | For | Against | Against | ||||
4 | Elect Haruhito Totsune | Mgmt | For | For | For | ||||
5 | Elect Kohji Sumiya | Mgmt | For | Against | Against | ||||
6 | Elect Hiroshi Satoh | Mgmt | For | Against | Against | ||||
7 | Elect Masaru Funai | Mgmt | For | For | For | ||||
8 | Bonus | Mgmt | For | For | For | ||||
International Power PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPR | CINS G4890M109 | 12/16/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of the Merger | Mgmt | For | For | For | ||||
2 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | ||||
Japan Tobacco Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2914 | CINS J27869106 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Hisao Tateishi | Mgmt | For | Against | Against | ||||
5 | Elect Gisuke Shiozawa | Mgmt | For | Against | Against | ||||
6 | Elect Kohichi Ueda | Mgmt | For | For | For | ||||
7 | Elect Yoshinori Imai | Mgmt | For | For | For | ||||
Kabel Deutschland Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KD8 | CINS D6424C104 | 10/20/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Compensation Policy | Mgmt | For | For | For | ||||
8 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
9 | Amendments to Articles | Mgmt | For | For | For | ||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRZ | CINS G52416107 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kieran Breen | Mgmt | For | Against | Against | ||||
4 | Elect Patrick Flahive | Mgmt | For | Against | Against | ||||
5 | Elect Denis Buckley | Mgmt | For | Against | Against | ||||
6 | Elect Gerry Behan | Mgmt | For | Against | Against | ||||
7 | Elect Denis Carroll | Mgmt | For | Against | Against | ||||
8 | Elect Michael Dowling | Mgmt | For | Against | Against | ||||
9 | Elect Michael Fleming | Mgmt | For | Against | Against | ||||
10 | Elect Noel Greene | Mgmt | For | Against | Against | ||||
11 | Elect Flor Healy | Mgmt | For | Against | Against | ||||
12 | Elect Kevin Kelly | Mgmt | For | Against | Against | ||||
13 | Elect Stan McCarthy | Mgmt | For | Against | Against | ||||
14 | Elect Brian Mehigan | Mgmt | For | Against | Against | ||||
15 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | ||||
16 | Elect Denis Wallis | Mgmt | For | Against | Against | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||||
18 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Kingfisher plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KGF | CINS G5256E441 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Pascal Cagni | Mgmt | For | For | For | ||||
5 | Elect Clare Chapman | Mgmt | For | For | For | ||||
6 | Elect Daniel Bernard | Mgmt | For | For | For | ||||
7 | Elect Andrew Bonfield | Mgmt | For | For | For | ||||
8 | Elect Ian Cheshire | Mgmt | For | For | For | ||||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | ||||
10 | Elect Janis Kong | Mgmt | For | For | For | ||||
11 | Elect John Nelson | Mgmt | For | For | For | ||||
12 | Elect Kevin O'Byrne | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Amendment to Performance Share Plan | Mgmt | For | For | For | ||||
Kyocera Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6971 | CINS J37479110 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Makoto Kawamura | Mgmt | For | For | For | ||||
4 | Elect Tetsuo Kuba | Mgmt | For | For | For | ||||
5 | Elect Tatsumi Maeda | Mgmt | For | For | For | ||||
6 | Elect Hisao Hisaki | Mgmt | For | For | For | ||||
7 | Elect Yasuyuki Yamamoto | Mgmt | For | For | For | ||||
8 | Elect Goroh Yamaguchi | Mgmt | For | For | For | ||||
9 | Elect Shohichi Aoki | Mgmt | For | For | For | ||||
10 | Elect Katsumi Komaguchi | Mgmt | For | For | For | ||||
11 | Elect Tsutomo Yamori | Mgmt | For | For | For | ||||
12 | Elect Yoshihito Ohta | Mgmt | For | For | For | ||||
13 | Elect Rodney Lanthorne | Mgmt | For | For | For | ||||
14 | Elect John Gilbertson | Mgmt | For | For | For | ||||
15 | Elect Yoshihiro Kano | Mgmt | For | Against | Against | ||||
Longtop Financial Technologies Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LFT | CUSIP 54318P108 | 03/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Yinhua Chen | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Yifeng Shen | Mgmt | For | Withhold | Against | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
Lonking Holdings (fka China Infrastructure Machinery Holdings) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
3339 | CINS G5636C107 | 10/15/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Bonus Share Issuance | Mgmt | For | For | For | ||||
3 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Metro AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MEO | CINS D53968125 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Compensation Policy | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Elect Peter Küpfer | Mgmt | For | For | For | ||||
10 | Elect Ann-Kristin Achleitner | Mgmt | For | For | For | ||||
Mitsubishi Electric Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6503 | CINS J43873116 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | ||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | ||||
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | ||||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | ||||
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | ||||
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | ||||
8 | Elect Hiroyoshi Sakuyama | Mgmt | For | Against | Against | ||||
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | ||||
10 | Elect Shunji Yanai | Mgmt | For | Against | Against | ||||
11 | Elect Mikio Sasaki | Mgmt | For | Against | Against | ||||
12 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | ||||
13 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | ||||
Mitsubishi Tanabe Pharma Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4508 | CINS J4448H104 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | ||||
5 | Elect Kuniaki Kaga | Mgmt | For | For | For | ||||
6 | Elect Kenichi Yanagisawa | Mgmt | For | For | For | ||||
7 | Elect Kenkichi Kosakai | Mgmt | For | For | For | ||||
8 | Elect Masayuki Mitsuka | Mgmt | For | For | For | ||||
9 | Elect Takashi Kobayashi | Mgmt | For | For | For | ||||
10 | Elect Shigehiko Hattori | Mgmt | For | For | For | ||||
11 | Elect Seishiroh Yoshioka | Mgmt | For | For | For | ||||
12 | Elect Kohichi Fujisawa | Mgmt | For | Against | Against | ||||
13 | Elect Masanao Iechika | Mgmt | For | For | For | ||||
14 | Elect Takashi Nishida | Mgmt | For | For | For | ||||
15 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
Mitsui & Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8031 | CINS J44690139 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shouei Utsuda | Mgmt | For | For | For | ||||
4 | Elect Masami Iijima | Mgmt | For | For | For | ||||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | ||||
6 | Elect Takao Ohmae | Mgmt | For | For | For | ||||
7 | Elect Masayoshi Komai | Mgmt | For | For | For | ||||
8 | Elect Fuminobu Kawashima | Mgmt | For | For | For | ||||
9 | Elect Daisuke Saiga | Mgmt | For | For | For | ||||
10 | Elect Johji Okada | Mgmt | For | For | For | ||||
11 | Elect Masayuki Kinoshita | Mgmt | For | For | For | ||||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | ||||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | ||||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | ||||
15 | Elect Toshirho Mutoh | Mgmt | For | For | For | ||||
16 | Elect Satoru Miura | Mgmt | For | For | For | ||||
17 | Elect Motonori Murakami | Mgmt | For | For | For | ||||
Mobile Telesystems OJSC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTSS | CUSIP 607409 | 06/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Approval of Meeting Procedure | Mgmt | For | For | For | ||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Elect Anton Abugov | Mgmt | For | Against | Against | ||||
6 | Elect Aleksey Buyanov | Mgmt | For | Against | Against | ||||
7 | Elect William Dunstone | Mgmt | For | For | For | ||||
8 | Elect Andrey Dubovskov | Mgmt | For | Against | Against | ||||
9 | Elect Felix Yevtoushenkov | Mgmt | For | Against | Against | ||||
10 | Elect Ron Sommer | Mgmt | For | Against | Against | ||||
11 | Elect Stanley Miller | Mgmt | For | For | For | ||||
12 | Elect Paul Ostling | Mgmt | For | For | For | ||||
13 | Elect Mikhail Shamolin | Mgmt | For | Against | Against | ||||
14 | Elect Natalya Demeshkina | Mgmt | For | For | For | ||||
15 | Elect Alexander Obermeister | Mgmt | For | For | For | ||||
16 | Elect Vassily Vassilievich Platoshin | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Amendments to Charter | Mgmt | For | For | For | ||||
19 | Related Party Transactions | Mgmt | For | For | For | ||||
MOBILE TELESYSTEMS OJSC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTSS | CUSIP 607409109 | 12/23/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Meeting Procedures | Mgmt | For | For | For | ||||
2 | Approve Restructuring of OJSC Telesystems Comstar- Consolidated, the CJSC Incorporated Telesystems, the CJSC Capital, the CJSC Communication statement, the CJSC Mobile Telesystems, CJSC Comstar-Direkt | Mgmt | For | For | For | ||||
3 | Merger by Absorption | Mgmt | For | For | For | ||||
4 | Merger by Absorption | Mgmt | For | For | For | ||||
5 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
6 | Amendments to Charter | Mgmt | For | For | For | ||||
MTU Aero Engines Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTX | CINS D5565H104 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Increase in Authorized Capital II | Mgmt | For | For | For | ||||
10 | Increase in Authorized Capital III | Mgmt | For | For | For | ||||
National Bank Of Canada | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NA | CUSIP 633067103 | 03/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lawrence Bloomberg | Mgmt | For | For | For | ||||
1.2 | Elect André Caillé | Mgmt | For | For | For | ||||
1.3 | Elect Gérard Coulombe | Mgmt | For | For | For | ||||
1.4 | Elect Bernard Cyr | Mgmt | For | For | For | ||||
1.5 | Elect Gillian Denham | Mgmt | For | For | For | ||||
1.6 | Elect Nicole Diamond-Gélinas | Mgmt | For | For | For | ||||
1.7 | Elect Jean Douville | Mgmt | For | For | For | ||||
1.8 | Elect Jean Gaulin | Mgmt | For | For | For | ||||
1.9 | Elect Paul Gobeil | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Jean Houde | Mgmt | For | For | For | ||||
1.11 | Elect Louise Laflamme | Mgmt | For | For | For | ||||
1.12 | Elect Roseann Runte | Mgmt | For | For | For | ||||
1.13 | Elect Marc Tellier | Mgmt | For | For | For | ||||
1.14 | Elect Pierre Thabet | Mgmt | For | For | For | ||||
1.15 | Elect Louis Vachon | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Pay Ratios | Mgmt | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Abolition of Subsidiaries and Branches in Tax Havens | Mgmt | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Additional Information on the Comparison of Compensation with Peers | Mgmt | Against | Against | For | ||||
Nexen Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXY | CUSIP 65334H102 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Berry | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Bertram | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Dennis Flanagan | Mgmt | For | Withhold | Against | ||||
1.4 | Elect S. Barry Jackson | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Kevin Jenkins | Mgmt | For | Withhold | Against | ||||
1.6 | Elect A. Anne McLellan | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Eric Newell | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Marvin Romanow | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Francis Saville | Mgmt | For | Withhold | Against | ||||
1.11 | Elect John Willson | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Victor Zaleschuk | Mgmt | For | Withhold | Against | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to Shareholder Rights' Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Nintendo Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7974 | CINS J51699106 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Satoru Iwata | Mgmt | For | For | For | ||||
4 | Elect Yoshihiro Mori | Mgmt | For | For | For | ||||
5 | Elect Shinji Hatano | Mgmt | For | For | For | ||||
6 | Elect Genyoh Takeda | Mgmt | For | For | For | ||||
7 | Elect Shigeru Miyamoto | Mgmt | For | For | For | ||||
8 | Elect Nobuo Nagai | Mgmt | For | For | For | ||||
9 | Elect Masaharu Matsumoto | Mgmt | For | For | For | ||||
10 | Elect Eiichi Suzuki | Mgmt | For | For | For | ||||
11 | Elect Tatsumi Kimishima | Mgmt | For | For | For | ||||
12 | Elect Kaoru Takemura | Mgmt | For | For | For | ||||
13 | Elect Ichiroh Nakaji | Mgmt | For | For | For | ||||
14 | Elect Naoki Mizutani | Mgmt | For | For | For | ||||
15 | Elect Katashi Ozaki | Mgmt | For | For | For | ||||
Nippon Telegraph And Telephone Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9432 | CINS J59396101 | 06/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shunsuke Amiya | Mgmt | For | For | For | ||||
4 | Elect Yoshitaka Makitani | Mgmt | For | For | For | ||||
5 | Elect Shigeru Iwamoto | Mgmt | For | For | For | ||||
6 | Elect Tohru Motobayashi | Mgmt | For | For | For | ||||
7 | Elect Michiko Tomonaga | Mgmt | For | For | For | ||||
Nissan Motor Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7201 | CINS J57160129 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Stock Option Plan | Mgmt | For | For | For | ||||
4 | Elect Carlos Ghosn | Mgmt | For | For | For | ||||
5 | Elect Toshiyuki Shiga | Mgmt | For | For | For | ||||
6 | Elect Hiroto Saikawa | Mgmt | For | For | For | ||||
7 | Elect Colin Dodge | Mgmt | For | For | For | ||||
8 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | ||||
9 | Elect Carlos Tavares | Mgmt | For | For | For | ||||
10 | Elect Hidetoshi Imazu | Mgmt | For | For | For | ||||
11 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | ||||
12 | Elect Katsumi Nakamura | Mgmt | For | For | For | ||||
NTT DoCoMo Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9437 | CINS J59399105 | 06/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Tsutomu Shindoh | Mgmt | For | For | For | ||||
5 | Elect Wataru Kagawa | Mgmt | For | For | For | ||||
6 | Elect Kazuhiro Yoshizawa | Mgmt | For | For | For | ||||
7 | Elect Shuroh Hoshizawa | Mgmt | For | Against | Against | ||||
8 | Elect Kyohichi Yoshizawa | Mgmt | For | Against | Against | ||||
9 | Elect Haruo Morosawa | Mgmt | For | For | For | ||||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | ||||
Orix Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8591 | CINS J61933123 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | ||||
4 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | ||||
5 | Elect Haruyuki Urata | Mgmt | For | Against | Against | ||||
6 | Elect Hiroaki Nishina | Mgmt | For | Against | Against | ||||
7 | Elect Kazuo Kojima | Mgmt | For | Against | Against | ||||
8 | Elect Yoshiyuki Yamaya | Mgmt | For | Against | Against | ||||
9 | Elect Tamio Umaki | Mgmt | For | Against | Against | ||||
10 | Elect Yoshinori Yokoyama | Mgmt | For | Against | Against | ||||
11 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | ||||
12 | Elect Takeshi Sasaki | Mgmt | For | Against | Against | ||||
13 | Elect Eiko Tsujiyama | Mgmt | For | Against | Against | ||||
14 | Elect Robert Feldman | Mgmt | For | Against | Against | ||||
15 | Elect Takeshi Niinami | Mgmt | For | Against | Against | ||||
Pandora A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNDORA | CINS K7681L102 | 04/08/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Report of the Board of Directors | Mgmt | For | TNA | N/A | ||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
6 | Directors' Fees for 2010 | Mgmt | For | TNA | N/A | ||||
7 | Directors' Fees for 2011 | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
10 | Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
11 | Amendment to Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
12 | Elect Allan Leighton | Mgmt | For | TNA | N/A | ||||
13 | Elect Torben Sørensen | Mgmt | For | TNA | N/A | ||||
14 | Elect Andrea Alvey | Mgmt | For | TNA | N/A | ||||
15 | Elect Marcello Bottoli | Mgmt | For | TNA | N/A | ||||
16 | Elect Sten Daugaard | Mgmt | For | TNA | N/A | ||||
17 | Elect Povl Christian Frigast | Mgmt | For | TNA | N/A | ||||
18 | Elect Erik Jensen | Mgmt | For | TNA | N/A | ||||
19 | Elect Erik Jensen | Mgmt | For | TNA | N/A | ||||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
21 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
PCD Stores (Group) Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0331 | CINS G6956E103 | 05/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Alfred CHAN Kai Tai | Mgmt | For | Against | Against | ||||
6 | Elect Edward TAN Han Kiat | Mgmt | For | Against | Against | ||||
7 | Elect Tony LAU Kim Yip | Mgmt | For | Against | Against | ||||
8 | Elect Randolph YU | Mgmt | For | Against | Against | ||||
9 | Elect Ainsley TAI | Mgmt | For | Against | Against | ||||
10 | Elect LI Chang Qing | Mgmt | For | Against | Against | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V101 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors | Mgmt | For | Against | Against | ||||
2 | Election of Supervisory Council Members | Mgmt | For | For | For | ||||
Ping An Insurance (Group) Company of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2318 | CINS Y69790106 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Directors' Reports | Mgmt | For | For | For | ||||
3 | Supervisors' Reports | Mgmt | For | For | For | ||||
4 | Annual Reports | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocations of Profits/ Dividends | Mgmt | For | For | For | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Elect Louis CHEUNG Chi Yan | Mgmt | For | Against | Against | ||||
9 | Elect Jackson WOO Ka Biu | Mgmt | For | Against | Against | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
Ping An Insurance (Group) Company of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2318 | CINS Y69790106 | 11/01/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Adjustment on Independent Directors' Fees | Mgmt | For | Against | Against | ||||
3 | Means, Object of the Transaction and Parties to the Transaction | Mgmt | For | For | For | ||||
4 | Transaction Price and Basis of Pricing | Mgmt | For | For | For | ||||
5 | Vesting of Proit or Loss Arising from the Relevant Assets from the Base Date of Asset Pricing to the Completion Date | Mgmt | For | For | For | ||||
6 | Contract Obligations and Default Liabilities Under the Transfer of Ownership of the Relevant Assets | Mgmt | For | For | For | ||||
7 | Validity Period of the Resolution | Mgmt | For | For | For | ||||
8 | Share Subscription Agreement | Mgmt | For | For | For | ||||
9 | Profits Forecast Compensation Agreement | Mgmt | For | For | For | ||||
10 | Ratification of Board Acts | Mgmt | For | For | For | ||||
Porsche Automobil Holding SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PAH3 | CINS D6240C122 | 11/30/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Rights Issue (Preferred Shares) | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Authority to Issue Convertible Debt Instruments (Preferred Shares) | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Increase in Conditional Capital (Preferred Shares) | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Increase in Authorized Capital (Preferred Shares) | Mgmt | For | For | For | ||||
Qantas Airways Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QAN | CINS Q77974105 | 10/29/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Leigh Clifford | Mgmt | For | For | For | ||||
3 | Re-elect Patricia Cross | Mgmt | For | For | For | ||||
4 | Re-elect Paul Rayner | Mgmt | For | For | For | ||||
5 | Equity Grant (CEO Alan Joyce) | Mgmt | For | For | For | ||||
6 | Remuneration Report | Mgmt | For | For | For | ||||
7 | Amendments to Constitution | Mgmt | For | For | For | ||||
Reckitt Benckiser Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RB | CINS G74079107 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Adrian Bellamy | Mgmt | For | Against | Against | ||||
5 | Elect Peter Harf | Mgmt | For | Against | Against | ||||
6 | Elect Bart Becht | Mgmt | For | Against | Against | ||||
7 | Elect Graham Mackay | Mgmt | For | Against | Against | ||||
8 | Elect Liz Doherty | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
15 | Amendments to Employee Share Plans | Mgmt | For | Abstain | Against | ||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS G75754104 | 04/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Tom Albanese | Mgmt | For | For | For | ||||
4 | Elect Robert Brown | Mgmt | For | For | For | ||||
5 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
6 | Elect Jan du Plessis | Mgmt | For | For | For | ||||
7 | Elect Guy Elliott | Mgmt | For | For | For | ||||
8 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
9 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
10 | Elect Richard Goodmanson | Mgmt | For | For | For | ||||
11 | Elect Andrew Gould | Mgmt | For | For | For | ||||
12 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
13 | Elect Paul Tellier | Mgmt | For | For | For | ||||
14 | Elect Samuel Walsh | Mgmt | For | For | For | ||||
15 | Elect Stephen Mayne | Mgmt | Against | Against | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Amendment to the Performance Share Plan | Mgmt | For | For | For | ||||
18 | Amendment to and Renewal of Share Ownership Plan | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Rossi Residencial S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RSID3 | CINS P8172J106 | 06/13/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Waiving of Requirements and Election of Victor Hugo dos Santos Pinto | Mgmt | For | TNA | N/A | ||||
3 | Rectification of Qualification of Renato Ribeiro Fortes Abucham | Mgmt | For | TNA | N/A | ||||
4 | Rectification of Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sankyo Company Limite (Games) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6417 | CINS J67844100 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shohhachi Ugawa | Mgmt | For | Against | Against | ||||
4 | Elect Toshiaki Ishiyama | Mgmt | For | Against | Against | ||||
5 | Elect Yoshiroh Sanada | Mgmt | For | For | For | ||||
6 | Elect Fumiyoshi Noda | Mgmt | For | For | For | ||||
7 | Retirement Allowances for Director(s) | Mgmt | For | For | For | ||||
Sanofi-Aventis | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Ratification of the Co-option of Carole Piwnica | Mgmt | For | Against | Against | ||||
10 | Elect Suet Fern Lee | Mgmt | For | Against | Against | ||||
11 | Elect Thierry Desmarest | Mgmt | For | Against | Against | ||||
12 | Elect Igor Landau | Mgmt | For | Against | Against | ||||
13 | Elect Gérard Van Kemmel | Mgmt | For | Against | Against | ||||
14 | Elect Serge Weinberg | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
26 | Amendment Regarding Board Size | Mgmt | For | For | For | ||||
27 | Amendment Regarding Age Limits | Mgmt | For | For | For | ||||
28 | Amendment Regarding Electronic Voting | Mgmt | For | For | For | ||||
29 | Amendment to Company Name | Mgmt | For | For | For | ||||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sberbank Rossii OAO | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBER | CINS X76318108 | 06/03/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | TNA | N/A | ||||
2 | Financial Statements | Mgmt | For | TNA | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
4 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Elect Herman Gref | Mgmt | For | TNA | N/A | ||||
7 | Elect Sergey Guriev | Mgmt | For | TNA | N/A | ||||
8 | Elect Mikhail E. Dmitriev | Mgmt | For | TNA | N/A | ||||
9 | Elect Bella Zlatkis | Mgmt | For | TNA | N/A | ||||
10 | Elect Nadezhda Ivanova | Mgmt | For | TNA | N/A | ||||
11 | Elect Sergey Ignatiev | Mgmt | For | TNA | N/A | ||||
12 | Elect Georgy Luntovsky | Mgmt | For | TNA | N/A | ||||
13 | Elect Mikhail Matovnikov | Mgmt | For | TNA | N/A | ||||
14 | Elect Vladimir Mau | Mgmt | For | TNA | N/A | ||||
15 | Elect Anna Popova | Mgmt | For | TNA | N/A | ||||
16 | Elect Alessandro Profumo | Mgmt | For | TNA | N/A | ||||
17 | Elect Alexey Savatyugin | Mgmt | For | TNA | N/A | ||||
18 | Elect Rair Simonyan | Mgmt | For | TNA | N/A | ||||
19 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | For | TNA | N/A | ||||
20 | Elect Valery Tkachenko | Mgmt | For | TNA | N/A | ||||
21 | Elect Alexey Ulyukaev | Mgmt | For | TNA | N/A | ||||
22 | Elect Sergei Shvetsov | Mgmt | For | TNA | N/A | ||||
23 | Elect Vladimir Volkov | Mgmt | For | TNA | N/A | ||||
24 | Elect Maxim Dolzhnikov | Mgmt | For | TNA | N/A | ||||
25 | Elect Lyudmila Zinina | Mgmt | For | TNA | N/A | ||||
26 | Elect Yulia Isakhanova | Mgmt | For | TNA | N/A | ||||
27 | Elect Dmitry Kondratenko | Mgmt | For | TNA | N/A | ||||
28 | Elect Alexei Minenko | Mgmt | For | TNA | N/A | ||||
29 | Elect Olga Polyakova | Mgmt | For | TNA | N/A | ||||
30 | Elect Herman Gref as Company's President | Mgmt | For | TNA | N/A | ||||
31 | Directors and Audit Commission Members' Fees | Mgmt | For | TNA | N/A | ||||
32 | Amendments to Charter | Mgmt | For | TNA | N/A | ||||
Schneider Electric SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SU | CINS F86921107 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Ratification of the Co-option of Anand Mahindra | Mgmt | For | Against | Against | ||||
9 | Elect Betsy Atkins | Mgmt | For | Against | Against | ||||
10 | Elect Jeong H. Kim | Mgmt | For | Against | Against | ||||
11 | Elect Dominique Sénéquier | Mgmt | For | Against | Against | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Amendment Regarding Director Age Limit | Mgmt | For | For | For | ||||
15 | Amendment Regarding Censors | Mgmt | For | For | For | ||||
16 | Stock Split | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
20 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital in Case of Exchange Offer or in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
23 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
24 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
25 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
26 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | ||||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
28 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Schroders plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SDR | CINS G7860B102 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Michael Dobson | Mgmt | For | Against | Against | ||||
5 | Elect Massimo Tosato | Mgmt | For | Against | Against | ||||
6 | Elect Andrew Beeson | Mgmt | For | Against | Against | ||||
7 | Elect Bruno Schroder | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
11 | Equity Compensation Plan | Mgmt | For | For | For | ||||
12 | Share Option Plan | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Shinhan Financial Group Co., Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
55550 | CINS Y7749X101 | 03/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect HAN Dong Woo | Mgmt | For | Against | Against | ||||
5 | Elect SEO Jin Won | Mgmt | For | Against | Against | ||||
6 | Elect KWON Tae Eun | Mgmt | For | Against | Against | ||||
7 | Elect KIM Ki Young | Mgmt | For | Against | Against | ||||
8 | Elect KIM Suk Won | Mgmt | For | Against | Against | ||||
9 | Elect NAM Koong Hoon | Mgmt | For | Against | Against | ||||
10 | Elect YOO Jae Geun | Mgmt | For | Against | Against | ||||
11 | Elect YOON Gye Sub | Mgmt | For | Against | Against | ||||
12 | Elect LEE Jung Il | Mgmt | For | Against | Against | ||||
13 | Elect HWANG Sun Tae | Mgmt | For | Against | Against | ||||
14 | Elect HIRAKAWA Haruki | Mgmt | For | Against | Against | ||||
15 | Elect Philippe Aguignier | Mgmt | For | Against | Against | ||||
16 | Elect KWON Tae Eun | Mgmt | For | For | For | ||||
17 | Elect KIM Suk Won | Mgmt | For | For | For | ||||
18 | Elect YOON Gye Sub | Mgmt | For | For | For | ||||
19 | Elect HWANG Sun Tae | Mgmt | For | For | For | ||||
Sinergiya OAO | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYNG | CINS X7844S107 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Annual Report | Mgmt | For | For | For | ||||
3 | Financial Statements | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Elect Alexander A. Mechetin | Mgmt | For | Abstain | Against | ||||
7 | Elect Sergei V. Molchanov | Mgmt | For | Abstain | Against | ||||
8 | Elect Nikolai V. Belokopytov | Mgmt | For | Abstain | Against | ||||
9 | Elect Dmitri Aleevski | Mgmt | For | For | For | ||||
10 | Elect Nikolai G. Malashenko | Mgmt | For | Abstain | Against | ||||
11 | Elect Sergei A. Kuptsov | Mgmt | For | Abstain | Against | ||||
12 | Elect Andrey A. Gomzyakov | Mgmt | For | For | For | ||||
13 | Elect Dmitri A. Timoshin | Mgmt | For | Abstain | Against | ||||
14 | Elect Grigori V. Vasilyenko | Mgmt | For | Abstain | Against | ||||
15 | Election of Audit Commission | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Amendments to Charter | Mgmt | For | Against | Against | ||||
Singapore Airlines Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C6L | CINS Y7992P128 | 07/27/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect David Gonski | Mgmt | For | Against | Against | ||||
4 | Elect James KOH Cher Siang | Mgmt | For | Against | Against | ||||
5 | Elect Christina Ong | Mgmt | For | Against | Against | ||||
6 | Elect Helmut Panke | Mgmt | For | Against | Against | ||||
7 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Authority to Grant Awards and Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Singapore Airlines Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C6L | CINS Y7992P128 | 07/27/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
2 | Related Party Transactions | Mgmt | For | For | For | ||||
Societe Generale A | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLE | CINS F43638141 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Form of Dividend Payment | Mgmt | For | For | For | ||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
8 | Elect Frédéric Oudéa | Mgmt | For | Against | Against | ||||
9 | Elect Anthony Wyand | Mgmt | For | Against | Against | ||||
10 | Elect Jean-Martin Folz | Mgmt | For | Against | Against | ||||
11 | Elect Kyra Hazou | Mgmt | For | Against | Against | ||||
12 | Elect Ana Maria Llopis Rivas | Mgmt | For | Against | Against | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Sohu.com Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SOHU | CUSIP 83408W103 | 07/02/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Roberts | Mgmt | For | For | For | ||||
1.2 | Elect Zhonghan Deng | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
Sumitomo Heavy Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6302 | CINS J77497113 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yoshio Hinoh | Mgmt | For | For | For | ||||
4 | Elect Yoshinobu Nakamura | Mgmt | For | For | For | ||||
5 | Elect Shinji Nishimura | Mgmt | For | For | For | ||||
6 | Elect Shunsuke Betsukawa | Mgmt | For | For | For | ||||
7 | Elect Yuji Takaishi | Mgmt | For | For | For | ||||
8 | Elect Hitoshi Kashimoto | Mgmt | For | For | For | ||||
9 | Elect Kensuke Shimizu | Mgmt | For | For | For | ||||
10 | Elect Mikio Ide | Mgmt | For | For | For | ||||
11 | Elect Kohhei Takase | Mgmt | For | For | For | ||||
12 | Elect Toshiaki Kakimoto | Mgmt | For | For | For | ||||
13 | Elect Shigeru Toyosumi | Mgmt | For | Against | Against | ||||
14 | Elect Hideo Kojima | Mgmt | For | For | For | ||||
15 | Elect Yukio Kinoshita | Mgmt | For | Against | Against | ||||
16 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
17 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Sumitomo Mitsui Financial Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8316 | CINS J7771X109 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masayuki Oku | Mgmt | For | For | For | ||||
4 | Elect Takeshi Kunibe | Mgmt | For | For | For | ||||
5 | Elect Tetsuya Kubo | Mgmt | For | For | For | ||||
6 | Elect Satoru Nakanishi | Mgmt | For | For | For | ||||
7 | Elect Kazuya Johno | Mgmt | For | For | For | ||||
8 | Elect Kohichi Danno | Mgmt | For | For | For | ||||
9 | Elect Yujiroh Itoh | Mgmt | For | For | For | ||||
10 | Elect Masahiro Fuchizaki | Mgmt | For | For | For | ||||
11 | Elect Shigeru Iwamoto | Mgmt | For | For | For | ||||
12 | Elect Kuniaki Nomura | Mgmt | For | For | For | ||||
13 | Elect Jun Mizoguchi | Mgmt | For | Against | Against | ||||
14 | Elect Shin Kawaguchi | Mgmt | For | Against | Against | ||||
Syngenta AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYNN | CINS H84140112 | 04/19/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Cancellation of Shares | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits | Mgmt | For | TNA | N/A | ||||
8 | Dividend Distribution from Reserves | Mgmt | For | TNA | N/A | ||||
9 | Elect Martin Taylor | Mgmt | For | TNA | N/A | ||||
10 | Elect Peter Thompson | Mgmt | For | TNA | N/A | ||||
11 | Elect Rolf Watter | Mgmt | For | TNA | N/A | ||||
12 | Elect Felix Weber | Mgmt | For | TNA | N/A | ||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
14 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Taiwan Semiconductor Manufacturing | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2330 | CINS Y84629107 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | ||||
7 | Approve Spin-off | Mgmt | For | For | For | ||||
8 | Elect Gregory C. Chow | Mgmt | For | Against | Against | ||||
9 | Elect Kok-Choo Chen | Mgmt | For | Against | Against | ||||
10 | Extraordinary motions | Mgmt | For | Against | Against | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Technip | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEC | CINS F90676101 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Ratification of the Co-Option of Marie-Ange Debon | Mgmt | For | Against | Against | ||||
9 | Elect Thierry Pilenko | Mgmt | For | Against | Against | ||||
10 | Elect Olivier Appert | Mgmt | For | Against | Against | ||||
11 | Elect Pascal Colombani | Mgmt | For | Against | Against | ||||
12 | Elect John O'Leary | Mgmt | For | Against | Against | ||||
13 | Elect C. Maury Devine | Mgmt | For | Against | Against | ||||
14 | Elect Leticia Costa | Mgmt | For | Against | Against | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
20 | Authority to Issue Restricted Shares to Executives | Mgmt | For | For | For | ||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
22 | Authority to Grant Stock Options to Chairman/CEO and executives | Mgmt | For | For | For | ||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Teck Resources Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCK | CUSIP 878742204 | 04/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ichiro Abe | Mgmt | For | For | For | ||||
1.2 | Elect Mayank Ashar | Mgmt | For | For | For | ||||
1.3 | Elect J. Brian Aune | Mgmt | For | For | For | ||||
1.4 | Elect Jalynn Bennett | Mgmt | For | For | For | ||||
1.5 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Felix Chee | Mgmt | For | For | For | ||||
1.7 | Elect Jack Cockwell | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Norman Keevil | Mgmt | For | For | For | ||||
1.9 | Elect Norman Keevil III | Mgmt | For | For | For | ||||
1.10 | Elect Takashi Kuriyama | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lindsay | Mgmt | For | For | For | ||||
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against | ||||
1.13 | Elect Warren Seyffert | Mgmt | For | For | For | ||||
1.14 | Elect Christopher Thompson | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Telecity Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCY | CINS G87403112 | 04/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect John Hughes | Mgmt | For | Against | Against | ||||
4 | Elect Michael Tobin | Mgmt | For | Against | Against | ||||
5 | Elect Brian McArthur-Muscroft | Mgmt | For | Against | Against | ||||
6 | Elect Simon Batey | Mgmt | For | Against | Against | ||||
7 | Elect Robert Morse | Mgmt | For | Against | Against | ||||
8 | Elect John O'Reilly | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | Abstain | Against | ||||
10 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Set General Meeting Notice at 14 Days | Mgmt | For | Against | Against | ||||
Telstra Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TLS | CINS Q8975N105 | 11/19/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nora Scheinkestel | Mgmt | For | For | For | ||||
2 | Remuneration report | Mgmt | For | For | For | ||||
3 | Adopt New Constitution | Mgmt | For | Against | Against | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Total SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FP | CINS F92124100 | 05/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Elect Patricia Barbizet | Mgmt | For | Against | Against | ||||
11 | Elect Paul Desmarais, Jr. | Mgmt | For | Against | Against | ||||
12 | Elect Claude Mandil | Mgmt | For | Against | Against | ||||
13 | Elect Marie-Christine Coisne | Mgmt | For | Against | Against | ||||
14 | Elect Barbara Kux | Mgmt | For | Against | Against | ||||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Share Ownership Disclosure | ShrHldr | Against | Abstain | N/A | ||||
Toyo Suisan Kaisha Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2875 | CINS 892306101 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Tadasu Tsutsumi | Mgmt | For | For | For | ||||
3 | Elect Mutsuhiko Oda | Mgmt | For | For | For | ||||
4 | Elect Kazuo Obata | Mgmt | For | For | For | ||||
5 | Elect Senichi Teshima | Mgmt | For | For | For | ||||
6 | Elect Kohji Yoshino | Mgmt | For | For | For | ||||
7 | Elect Eiji Kondoh | Mgmt | For | For | For | ||||
8 | Elect Hiroshi Yamauchi | Mgmt | For | For | For | ||||
9 | Elect Hiroyuki Minami | Mgmt | For | For | For | ||||
10 | Elect Kenji Sugawara | Mgmt | For | For | For | ||||
11 | Elect Atsumi Shimoi | Mgmt | For | For | For | ||||
12 | Elect Masaharu Oikawa | Mgmt | For | For | For | ||||
13 | Elect Tadashi Fujitani | Mgmt | For | For | For | ||||
14 | Elect Isao Yoshimura | Mgmt | For | For | For | ||||
15 | Elect Masanari Imamura | Mgmt | For | For | For | ||||
16 | Elect Kazuo Yamamoto | Mgmt | For | For | For | ||||
17 | Elect Hisao Ichijima | Mgmt | For | For | For | ||||
18 | Elect Osamu Iizuka | Mgmt | For | For | For | ||||
19 | Elect Noritaka Sumimoto | Mgmt | For | For | For | ||||
20 | Elect Tohru Yamashita | Mgmt | For | Against | Against | ||||
21 | Elect Akira Takara | Mgmt | For | For | For | ||||
22 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
23 | Bonus | Mgmt | For | For | For | ||||
Tullow Oil Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TLW | CINS G91235104 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Tutu Agyare | Mgmt | For | Against | Against | ||||
5 | Elect David Bamford | Mgmt | For | Against | Against | ||||
6 | Elect Graham Martin | Mgmt | For | Against | Against | ||||
7 | Elect Steven McTiernan | Mgmt | For | Against | Against | ||||
8 | Elect Patrick Plunkett | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Tullow Oil Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TLW | CINS G91235104 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendment to Performance Share Plan | Mgmt | For | Against | Against | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
3.7 | Elect John Krol | Mgmt | For | For | For | ||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | ||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | ||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | ||||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Uralkaliy OJSC (Uralkali) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
URKA | CINS 91688E206 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Meeting Procedure | Mgmt | For | For | For | ||||
2 | Annual Report | Mgmt | For | For | For | ||||
3 | Financial Statements | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Natalia Zhuravleva | Mgmt | For | For | For | ||||
6 | Elect Valery Lepehin | Mgmt | For | For | For | ||||
7 | Elect Alexandra Orlova | Mgmt | For | For | For | ||||
8 | Elect Natalya Prokopova | Mgmt | For | For | For | ||||
9 | Elect Elena Radaeva | Mgmt | For | For | For | ||||
10 | Appointment of Auditor (Russian Accounting Standards) | Mgmt | For | For | For | ||||
11 | Appointment of Auditor (International Financial Reporting Standards) | Mgmt | For | For | For | ||||
12 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
13 | Amendments to Board Regulations | Mgmt | For | For | For | ||||
14 | Amendments to Directors' Fees Regulations | Mgmt | For | For | For | ||||
15 | Termination of Membership in the All Russian Association of Privatized and Private Enterprises | Mgmt | For | For | For | ||||
16 | Termination of Membership in the Association of Fertilizer Producers | Mgmt | For | For | For | ||||
17 | Termination of Membership in the Association of Producers and Exporters of Potash and Salt | Mgmt | For | For | For | ||||
18 | Related Party Transactions | Mgmt | For | For | For | ||||
19 | Related Party Transactions | Mgmt | For | For | For | ||||
20 | Related Party Transactions | Mgmt | For | For | For | ||||
21 | Related Party Transactions | Mgmt | For | For | For | ||||
22 | Related Party Transactions | Mgmt | For | For | For | ||||
23 | Related Party Transactions | Mgmt | For | For | For | ||||
24 | Related Party Transactions | Mgmt | For | For | For | ||||
25 | Related Party Transactions | Mgmt | For | For | For | ||||
26 | Related Party Transactions | Mgmt | For | For | For | ||||
27 | Related Party Transactions | Mgmt | For | For | For | ||||
28 | Related Party Transactions | Mgmt | For | For | For | ||||
29 | Related Party Transactions | Mgmt | For | For | For | ||||
30 | Related Party Transactions | Mgmt | For | For | For | ||||
31 | Related Party Transactions | Mgmt | For | For | For | ||||
32 | Related Party Transactions | Mgmt | For | For | For | ||||
33 | Related Party Transactions | Mgmt | For | For | For | ||||
34 | Related Party Transactions | Mgmt | For | For | For | ||||
35 | Related Party Transactions | Mgmt | For | For | For | ||||
36 | Related Party Transactions | Mgmt | For | For | For | ||||
37 | Related Party Transactions | Mgmt | For | For | For | ||||
38 | Related Party Transactions | Mgmt | For | For | For | ||||
39 | Related Party Transactions | Mgmt | For | For | For | ||||
40 | Related Party Transactions | Mgmt | For | For | For | ||||
41 | Related Party Transactions | Mgmt | For | For | For | ||||
42 | Related Party Transactions | Mgmt | For | For | For | ||||
43 | Related Party Transactions | Mgmt | For | For | For | ||||
44 | Related Party Transactions | Mgmt | For | For | For | ||||
45 | Related Party Transactions | Mgmt | For | For | For | ||||
46 | Related Party Transactions | Mgmt | For | For | For | ||||
47 | Related Party Transactions | Mgmt | For | For | For | ||||
48 | Related Party Transactions | Mgmt | For | For | For | ||||
49 | Related Party Transactions | Mgmt | For | For | For | ||||
50 | Related Party Transactions | Mgmt | For | For | For | ||||
51 | Related Party Transactions | Mgmt | For | For | For | ||||
52 | Related Party Transactions | Mgmt | For | For | For | ||||
53 | Related Party Transactions | Mgmt | For | For | For | ||||
54 | Related Party Transactions | Mgmt | For | For | For | ||||
55 | Related Party Transactions | Mgmt | For | For | For | ||||
56 | Related Party Transactions | Mgmt | For | For | For | ||||
57 | Related Party Transactions | Mgmt | For | For | For | ||||
58 | Related Party Transactions | Mgmt | For | For | For | ||||
59 | Related Party Transactions | Mgmt | For | For | For | ||||
60 | Related Party Transactions | Mgmt | For | For | For | ||||
61 | Related Party Transactions | Mgmt | For | For | For | ||||
62 | Related Party Transactions | Mgmt | For | For | For | ||||
63 | Related Party Transactions | Mgmt | For | For | For | ||||
64 | Related Party Transactions | Mgmt | For | For | For | ||||
65 | Related Party Transactions | Mgmt | For | For | For | ||||
66 | Related Party Transactions | Mgmt | For | For | For | ||||
67 | Related Party Transactions | Mgmt | For | For | For | ||||
68 | Related Party Transactions | Mgmt | For | For | For | ||||
69 | Related Party Transactions | Mgmt | For | For | For | ||||
70 | Related Party Transactions | Mgmt | For | For | For | ||||
71 | Related Party Transactions | Mgmt | For | For | For | ||||
72 | Related Party Transactions | Mgmt | For | For | For | ||||
73 | Related Party Transactions | Mgmt | For | For | For | ||||
74 | Related Party Transactions | Mgmt | For | For | For | ||||
75 | Related Party Transactions | Mgmt | For | For | For | ||||
76 | Related Party Transactions | Mgmt | For | For | For | ||||
77 | Related Party Transactions | Mgmt | For | For | For | ||||
78 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
79 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
80 | Elect Vladislav Baumgertner | Mgmt | For | Abstain | Against | ||||
81 | Elect Alexander Voloshin | Mgmt | For | For | For | ||||
82 | Elect Pavel Grachev | Mgmt | For | Abstain | Against | ||||
83 | Elect Anna Kolonchina | Mgmt | For | Abstain | Against | ||||
84 | Elect Alexander Malakh | Mgmt | For | Abstain | Against | ||||
85 | Elect Robert Margetts | Mgmt | For | For | For | ||||
86 | Elect Alexander Mosionzhik | Mgmt | For | Abstain | Against | ||||
87 | Elect Alexander Nesis | Mgmt | For | Abstain | Against | ||||
88 | Elect Paul Ostling | Mgmt | For | Abstain | Against | ||||
Vedanta Resources PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VED | CINS G9328D100 | 07/28/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Naresh Chandra | Mgmt | For | For | For | ||||
5 | Elect Euan Macdonald | Mgmt | For | For | For | ||||
6 | Elect Aman Mehta | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Settle Convertible Bonds with Ordinary Shares | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
14 | Adoption of New Articles | Mgmt | For | For | For | ||||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | ||||
Vedanta Resources PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VED | CINS G9328D100 | 12/13/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Vinci | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CINS F5879X108 | 05/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Pascale Sourisse | Mgmt | For | Against | Against | ||||
8 | Elect Robert Castaigne | Mgmt | For | Against | Against | ||||
9 | Elect Jean-Bernard Lévy | Mgmt | For | Against | Against | ||||
10 | Elect Elisabeth Boyer | Mgmt | For | Against | Against | ||||
11 | Elect Gérard Duez | Mgmt | For | Against | Against | ||||
12 | Elect Jacques Francon | Mgmt | For | Against | Against | ||||
13 | Elect Bernhard Klemm | Mgmt | For | Against | Against | ||||
14 | Elect Bernard Chabalier | Mgmt | For | Against | Against | ||||
15 | Elect Jean-Luc Lebouil | Mgmt | For | Against | Against | ||||
16 | Elect Denis Marchal | Mgmt | For | Against | Against | ||||
17 | Elect Rolland Sabatier | Mgmt | For | Against | Against | ||||
18 | Elect Pascal Taccoen | Mgmt | For | Against | Against | ||||
19 | Elect Cosimo Lupo | Mgmt | For | Against | Against | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Related Party Transactions | Mgmt | For | For | For | ||||
22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
23 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
24 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
25 | Authority to Issue Convertible Bonds w/o Preemptive Rights | Mgmt | For | For | For | ||||
26 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
28 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
29 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
30 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | ||||
31 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
32 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Volvo AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOLV.A | CINS 928856301 | 04/06/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
15 | Board Size | Mgmt | For | TNA | N/A | ||||
16 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
17 | Election of Directors | Mgmt | For | TNA | N/A | ||||
18 | Nominating Committee | Mgmt | For | TNA | N/A | ||||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
20 | Shareholder Proposal Regarding Reclassification of Shares | ShrHldr | N/A | TNA | N/A | ||||
21 | Long-Term Share-Based Incentive Plan | Mgmt | For | TNA | N/A | ||||
22 | Transfer of Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Wm Morrison Supermarkets plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRW | CINS G62748119 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Ian Gibson | Mgmt | For | For | For | ||||
5 | Elect Dalton Philips | Mgmt | For | For | For | ||||
6 | Elect Richard Pennycook | Mgmt | For | For | For | ||||
7 | Elect Philip Cox | Mgmt | For | For | For | ||||
8 | Elect Penny Hughes | Mgmt | For | For | For | ||||
9 | Elect Nigel Robertson | Mgmt | For | For | For | ||||
10 | Elect Johanna Waterous | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 06/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Advisory Vote on Corporate Responsibility Report | Mgmt | For | For | For | ||||
4 | Amendment to Articles Regarding Annual Reelection of Directors | Mgmt | For | For | For | ||||
5 | Elect Ruigang Li | Mgmt | For | For | For | ||||
6 | Elect Sol Trujillo | Mgmt | For | For | For | ||||
7 | Elect Colin Day | Mgmt | For | For | For | ||||
8 | Elect Esther Dyson | Mgmt | For | For | For | ||||
9 | Elect Orit Gadiesh | Mgmt | For | For | For | ||||
10 | Elect Philip Lader | Mgmt | For | For | For | ||||
11 | Elect Stanley Morten | Mgmt | For | For | For | ||||
12 | Elect Koichiro Naganuma | Mgmt | For | Against | Against | ||||
13 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
14 | Elect John Quelch | Mgmt | For | For | For | ||||
15 | Elect Mark Read | Mgmt | For | For | For | ||||
16 | Elect Paul Richardson | Mgmt | For | For | For | ||||
17 | Elect Jeffrey Rosen | Mgmt | For | For | For | ||||
18 | Elect Timothy Shriver | Mgmt | For | For | For | ||||
19 | Elect Sir Martin Sorrell | Mgmt | For | For | For | ||||
20 | Elect Paul Spencer | Mgmt | For | For | For | ||||
21 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Directors' Fees | Mgmt | For | For | For | ||||
24 | Scrip Dividend | Mgmt | For | For | For | ||||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
WPP PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 11/24/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Defer 2004 Leadership Equity Acquisition Plan (LEAP) Awards (UK Portion) | Mgmt | For | For | For | ||||
2 | Authority to Defer 2004 LEAP Awards (US Portion) | Mgmt | For | For | For | ||||
3 | Authority to Defer 2004 LEAP Awards (UK Portion) | Mgmt | For | For | For | ||||
4 | Authority to Defer 2004 LEAP Awards | Mgmt | For | For | For | ||||
5 | Authority to Defer 2004 LEAP III Awards | Mgmt | For | For | For | ||||
6 | Authority to Defer Deferred Stock Unit Awards | Mgmt | For | For | For | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Mick Davis | Mgmt | For | Against | Against | ||||
5 | Elect Con Fauconnier | Mgmt | For | Against | Against | ||||
6 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | ||||
7 | Elect Peter Hooley | Mgmt | For | Against | Against | ||||
8 | Elect Claude Lamoureux | Mgmt | For | Against | Against | ||||
9 | Elect Trevor Reid | Mgmt | For | Against | Against | ||||
10 | Elect Sir Steve Robson | Mgmt | For | Against | Against | ||||
11 | Elect David Rough | Mgmt | For | Against | Against | ||||
12 | Elect Ian Strachan | Mgmt | For | Against | Against | ||||
13 | Elect Santiago Zaldumbide | Mgmt | For | Against | Against | ||||
14 | Elect John Bond | Mgmt | For | Against | Against | ||||
15 | Elect Aristotelis Mistakidis | Mgmt | For | Against | Against | ||||
16 | Elect Tor Peterson | Mgmt | For | Against | Against | ||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | Against | Against | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT International Growth Fund | ||||||||
Date of fiscal year end: | 12/31/2010 | ||||||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph Cunningham | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Russel Girling | Mgmt | For | For | For | ||||
1.3 | Elect Susan Henry | Mgmt | For | For | For | ||||
1.4 | Elect Russell Horner | Mgmt | For | For | For | ||||
1.5 | Elect David Lesar | Mgmt | For | For | For | ||||
1.6 | Elect John Lowe | Mgmt | For | For | For | ||||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | ||||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | ||||
1.9 | Elect Frank Proto | Mgmt | For | For | For | ||||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
AIA Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1299 | CINS Y002A1105 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect Edmund TSE Sze Wing | Mgmt | For | Against | Against | ||||
5 | Elect Mark Tucker | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares under the Restricted Share Unit Scheme | Mgmt | For | For | For | ||||
Anheuser-Busch Inbev SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABI | CINS B6399C107 | 04/26/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendment Regarding Date of Annual Meeting | Mgmt | For | TNA | N/A | ||||
4 | Amendment Regarding Executive Compensation | Mgmt | For | TNA | N/A | ||||
5 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
6 | Amend Article 24 | Mgmt | For | TNA | N/A | ||||
7 | Amend Article 25 | Mgmt | For | TNA | N/A | ||||
8 | Amend Article 26BIS | Mgmt | For | TNA | N/A | ||||
9 | Amend Article 28 | Mgmt | For | TNA | N/A | ||||
10 | Amend Article 30 | Mgmt | For | TNA | N/A | ||||
11 | Amend Article 36-BIS | Mgmt | For | TNA | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Disapplication of Preemptive Rights | Mgmt | For | TNA | N/A | ||||
15 | Authority to Issue Warrants | Mgmt | For | TNA | N/A | ||||
16 | Authority to Increase Capital with Regards to Issuance | Mgmt | For | TNA | N/A | ||||
17 | Authority to Issue Warrants to Independent Directors | Mgmt | For | TNA | N/A | ||||
18 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
23 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
24 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
26 | Elect Stéfan Descheemaeker | Mgmt | For | TNA | N/A | ||||
27 | Elect Paul Cornet de Ways Ruart | Mgmt | For | TNA | N/A | ||||
28 | Elect Kees Storm | Mgmt | For | TNA | N/A | ||||
29 | Elect Peter Harf | Mgmt | For | TNA | N/A | ||||
30 | Elect Olivier Goudet | Mgmt | For | TNA | N/A | ||||
31 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
32 | Approval of Equity Incentive Grants | Mgmt | For | TNA | N/A | ||||
33 | Approval of Change in Control Provision Relating to EMTN Program | Mgmt | For | TNA | N/A | ||||
34 | Change of Control Provision Relating to the US Dollar Notes | Mgmt | For | TNA | N/A | ||||
35 | Change of Control Provisions Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 | Mgmt | For | TNA | N/A | ||||
36 | Change of Control Provision Relating to the Canadian Dollar Notes Issued Via Private Placement | Mgmt | For | TNA | N/A | ||||
37 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | ||||
38 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Arkema SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AKE | CINS F0392W125 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Isabelle Kocher | Mgmt | For | For | For | ||||
9 | Elect François Enaud | Mgmt | For | For | For | ||||
10 | Elect Laurent Mignon | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
13 | Amendment to Article 10.1.3 | Mgmt | For | For | For | ||||
14 | Amendment to Article 8.2 | Mgmt | For | For | For | ||||
15 | Amendment to Article 16.5 | Mgmt | For | For | For | ||||
16 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Asahi Diamond Industrial Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6140 | CINS J02268100 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Susumu Kida | Mgmt | For | For | For | ||||
4 | Elect Kazuo Kawashima | Mgmt | For | For | For | ||||
5 | Elect Goroh Yamada | Mgmt | For | For | For | ||||
6 | Elect Sohji Horie | Mgmt | For | For | For | ||||
7 | Elect Yasuo Tomizuka | Mgmt | For | For | For | ||||
8 | Elect Kazuki Kataoka | Mgmt | For | For | For | ||||
9 | Elect LANG Ming-Shong | Mgmt | For | For | For | ||||
10 | Elect Takeo Okui | Mgmt | For | For | For | ||||
11 | Elect Kazuaki Taniguchi | Mgmt | For | For | For | ||||
12 | Elect Kazuo Kogawa | Mgmt | For | For | For | ||||
ASML Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASML | CINS N07059178 | 04/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
9 | Amendments to Articles | Mgmt | For | For | For | ||||
10 | Stock Option Grants to Employees | Mgmt | For | For | For | ||||
11 | Elect William Siegle | Mgmt | For | For | For | ||||
12 | Elect Josephus Westerburgen | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Supervisory Board Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Authority to Cancel Shares | Mgmt | For | For | For | ||||
22 | Authority to Cancel Additional Shares | Mgmt | For | For | For | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4503 | CINS J03393105 | 06/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yasuo Ishii | Mgmt | For | For | For | ||||
5 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
6 | Elect Shiroh Yasutake | Mgmt | For | For | For | ||||
7 | Elect Yasuyuki Takai | Mgmt | For | For | For | ||||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||||
9 | Elect Naoki Aikawa | Mgmt | For | For | For | ||||
10 | Elect Shigeo Aoyagi | Mgmt | For | Against | Against | ||||
11 | Elect Seigoh Kashii | Mgmt | For | Against | Against | ||||
12 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
13 | Bonus | Mgmt | For | For | For | ||||
14 | Stock Option Plan | Mgmt | For | Against | Against | ||||
Autonomy Corporation plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AU | CINS G0669T101 | 03/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Robert Webb | Mgmt | For | Against | Against | ||||
4 | Elect Jonathan Bloomer | Mgmt | For | Against | Against | ||||
5 | Elect Richard Gaunt | Mgmt | For | Against | Against | ||||
6 | Elect Sushovan Hussain | Mgmt | For | Against | Against | ||||
7 | Elect Frank Kelly | Mgmt | For | Against | Against | ||||
8 | Elect Michael Lynch | Mgmt | For | Against | Against | ||||
9 | Elect John McMonigall | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
AXA S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXA | CINS F06106102 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Jean-Martin Folz | Mgmt | For | For | For | ||||
9 | Elect Giuseppe Mussari | Mgmt | For | For | For | ||||
10 | Elect Marcus Schenck | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities Through Private Placements; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
16 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | ||||
17 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
18 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
19 | Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
20 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by a Subsidiary | Mgmt | For | For | For | ||||
21 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
23 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | ||||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
28 | Amend Article 23 | Mgmt | For | For | For | ||||
29 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Babcock International Group PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAB | CINS G0689Q152 | 07/08/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Archie Bethel | Mgmt | For | Against | Against | ||||
3 | Elect Kevin Thomas | Mgmt | For | Against | Against | ||||
4 | Elect Lord Alexander Hesketh | Mgmt | For | Against | Against | ||||
5 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
8 | Employee Share Ownership Plan Renewal | Mgmt | For | For | For | ||||
9 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Adoption of New Articles | Mgmt | For | For | For | ||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Bank of Baroda | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BOB | CINS Y06451119 | 03/29/2011 | Unvoted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Issue Shares w/o Preemptive Rights (Preferential Allotment to Promoters) | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Bank Of Baroda | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
532134 | CINS Y06451119 | 07/05/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
Barclays plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BARC | CINS G08036124 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Alison Carnwath | Mgmt | For | For | For | ||||
4 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
5 | Elect Marcus Agius | Mgmt | For | For | For | ||||
6 | Elect David Booth | Mgmt | For | For | For | ||||
7 | Elect Sir Richard Broadbent | Mgmt | For | For | For | ||||
8 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
9 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | ||||
10 | Elect Simon Fraser | Mgmt | For | For | For | ||||
11 | Elect Reuben Jeffrey III | Mgmt | For | For | For | ||||
12 | Elect Sir Andrew Likierman | Mgmt | For | For | For | ||||
13 | Elect Christopher Lucas | Mgmt | For | For | For | ||||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
15 | Elect Sir John Sunderland | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Long Term Incentive Plan | Mgmt | For | For | For | ||||
24 | Amendment to the Barclays Group Share Value Plan | Mgmt | For | For | For | ||||
Basf SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAS | CINS D06216317 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Elect Anke Schäferkordt | Mgmt | For | For | For | ||||
10 | Supervisory Board Fees | Mgmt | For | For | For | ||||
11 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | ||||
12 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | ||||
Bayerische Motoren Werke AG (BMW) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMW | CINS D12096109 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
9 | Compensation Policy | Mgmt | For | Against | Against | ||||
BBMG Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2009 | CINS Y076A3105 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Directors' Report | Mgmt | For | For | For | ||||
3 | Supervisors' Report | Mgmt | For | For | For | ||||
4 | Financial Statements | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Elect LI Xinhua | Mgmt | For | Against | Against | ||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Issue Debentures | Mgmt | For | For | For | ||||
BG Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CINS G1245Z108 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Fabio de Oliveira Barbosa | Mgmt | For | For | For | ||||
5 | Elect Caio Kock-Weser | Mgmt | For | For | For | ||||
6 | Elect Patrick Thomas | Mgmt | For | For | For | ||||
7 | Elect Peter Backhouse | Mgmt | For | For | For | ||||
8 | Elect Frank Chapman | Mgmt | For | For | For | ||||
9 | Elect Baroness Hogg | Mgmt | For | For | For | ||||
10 | Elect John Hood | Mgmt | For | For | For | ||||
11 | Elect Martin Houston | Mgmt | For | For | For | ||||
12 | Elect Sir David Manning | Mgmt | For | For | For | ||||
13 | Elect Mark Seligman | Mgmt | For | For | For | ||||
14 | Elect Philippe Varin | Mgmt | For | For | For | ||||
15 | Elect Sir Robert Wilson | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Biomerieux | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BIM | CINS F1149Y109 | 06/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Severance Package (Jean-Luc Bélingard) | Mgmt | For | For | For | ||||
8 | Related Party Transaction (Théra Conseil) | Mgmt | For | For | For | ||||
9 | Related Party Transaction (bioMérieux BV) | Mgmt | For | For | For | ||||
10 | Related Party Transactions (Previously Approved) | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
15 | Amendment to Article 13 | Mgmt | For | For | For | ||||
16 | Amendment to Article 19 | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
24 | Authority to Increase Capital as a Takeover Defense | Mgmt | For | Against | Against | ||||
25 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
BNP Paribas | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BNP | CINS F1058Q238 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Elect Jean-François Lepetit | Mgmt | For | Against | Against | ||||
10 | Elect Hélène Ploix | Mgmt | For | Against | Against | ||||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | ||||
12 | Elect Daniela Weber-Rey | Mgmt | For | Against | Against | ||||
13 | Elect Fields Wicker-Miurin | Mgmt | For | Against | Against | ||||
14 | Merger by Absorption of Banque de Bretagne | Mgmt | For | For | For | ||||
15 | Merger by Absorption of BNP Paribas International BV | Mgmt | For | For | For | ||||
16 | Merger by Absorption of Cerenicim | Mgmt | For | For | For | ||||
17 | Merger by Absorption of SAS Noria | Mgmt | For | For | For | ||||
18 | Merger by Absorption of SAS Noria | Mgmt | For | For | For | ||||
19 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Cairn Energy PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNE | CINS G17528251 | 10/07/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Divestiture | Mgmt | For | For | For | ||||
Canon Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7751 | CINS J05124144 | 03/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Fujio Mitarai | Mgmt | For | For | For | ||||
4 | Elect Tsuneji Uchida | Mgmt | For | For | For | ||||
5 | Elect Toshizo Tanaka | Mgmt | For | For | For | ||||
6 | Elect Toshiaki Ikoma | Mgmt | For | For | For | ||||
7 | Elect Kunio Watanabe | Mgmt | For | For | For | ||||
8 | Elect Yohroku Adachi | Mgmt | For | For | For | ||||
9 | Elect Yasuo Mitsuhashi | Mgmt | For | For | For | ||||
10 | Elect Tomonori Iwashita | Mgmt | For | For | For | ||||
11 | Elect Masahiro Ohsawa | Mgmt | For | For | For | ||||
12 | Elect Shigeyuki Matsumoto | Mgmt | For | For | For | ||||
13 | Elect Katsuichi Shimizu | Mgmt | For | For | For | ||||
14 | Elect Ryohichi Banba | Mgmt | For | For | For | ||||
15 | Elect Toshio Honma | Mgmt | For | For | For | ||||
16 | Elect Masaki Nakaoka | Mgmt | For | For | For | ||||
17 | Elect Haruhisa Honda | Mgmt | For | For | For | ||||
18 | Elect Hideki Ozawa | Mgmt | For | For | For | ||||
19 | Elect Masaya Maeda | Mgmt | For | For | For | ||||
20 | Elect Yasuhiro Tani | Mgmt | For | For | For | ||||
21 | Elect Makoto Araki | Mgmt | For | For | For | ||||
22 | Elect Tadashi Ohe | Mgmt | For | For | For | ||||
23 | Bonus | Mgmt | For | For | For | ||||
24 | Stock Option Plan | Mgmt | For | For | For | ||||
Carillion plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLLN | CINS G1900N101 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Director's Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Richard Adam | Mgmt | For | Against | Against | ||||
4 | Elect Richard Howson | Mgmt | For | Against | Against | ||||
5 | Elect David Maloney | Mgmt | For | Against | Against | ||||
6 | Elect John McDonough | Mgmt | For | Against | Against | ||||
7 | Elect Steven Mogford | Mgmt | For | Against | Against | ||||
8 | Elect Vanda Murray | Mgmt | For | Against | Against | ||||
9 | Elect Philip Rogerson | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | ||||
12 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authorisation of Political Donations | Mgmt | For | Abstain | Against | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Centrica plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNA | CINS G2018Z143 | 05/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roger Carr | Mgmt | For | For | For | ||||
5 | Elect Sam Laidlaw | Mgmt | For | For | For | ||||
6 | Elect Helen Alexander | Mgmt | For | For | For | ||||
7 | Elect Phil Bentley | Mgmt | For | For | For | ||||
8 | Elect Margherita Della Valle | Mgmt | For | For | For | ||||
9 | Elect Mary Francis | Mgmt | For | For | For | ||||
10 | Elect Mark Hanafin | Mgmt | For | For | For | ||||
11 | Elect Nick Luff | Mgmt | For | For | For | ||||
12 | Elect Andrew Mackenzie | Mgmt | For | For | For | ||||
13 | Elect Ian Meakins | Mgmt | For | For | For | ||||
14 | Elect Paul Rayner | Mgmt | For | For | For | ||||
15 | Elect Chris Weston | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Coal Energy Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1898 | CINS Y1434L100 | 09/03/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Use of Proceeds from Issuance of A Shares | Mgmt | For | For | For | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Final Financial Accounts | Mgmt | For | For | For | ||||
6 | Fixed Assets Investment Budget | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Appointment of Auditors and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Elect DONG Shi | Mgmt | For | Against | Against | ||||
10 | Purchase of Head Office Business Processing Centre | Mgmt | For | For | For | ||||
11 | 2010 Final Emoluments Distribution Plan | Mgmt | For | For | For | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 09/15/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect ZHANG Furong as Supervisor | Mgmt | For | For | For | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Green (Holdings) Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0904 | CINS G2107G105 | 10/12/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect KUNG Sze Wai | Mgmt | For | Against | Against | ||||
6 | Elect HU Ji Rong | Mgmt | For | Against | Against | ||||
7 | Elect ZHENG Baodong | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
China National Materials Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1893 | CINS Y15048104 | 07/26/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect TAN Zhongming | Mgmt | For | Against | Against | ||||
2 | Elect ZHOU Yuxian | Mgmt | For | Against | Against | ||||
3 | Elect LI Xinhua | Mgmt | For | Against | Against | ||||
4 | Elect YU Shiliang | Mgmt | For | Against | Against | ||||
5 | Elect LIU Zhijiang | Mgmt | For | Against | Against | ||||
6 | Elect CHEN Xiaozhou | Mgmt | For | Against | Against | ||||
7 | Elect LEUNG Chong Shun | Mgmt | For | Against | Against | ||||
8 | Elect SHI Chungui | Mgmt | For | Against | Against | ||||
9 | Elect LU Zhengfei | Mgmt | For | Against | Against | ||||
10 | Elect WANG Shimin | Mgmt | For | Against | Against | ||||
11 | Elect ZHOU Zude | Mgmt | For | Against | Against | ||||
12 | Elect XU Weibing as Supervisor | Mgmt | For | For | For | ||||
13 | Elect ZHANG Renjie as Supervisor | Mgmt | For | For | For | ||||
14 | Elect WANG Jianguo as Supervisor | Mgmt | For | For | For | ||||
15 | Supervisors' Fees | Mgmt | For | For | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
China National Materials Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1893 | CINS Y15048104 | 10/22/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Adoption of Share Appreciation Rights Scheme | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Application for Credit Facility | Mgmt | For | For | For | ||||
China Power New Energy Development Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0735 | CINS G2157E109 | 03/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
4 | Issuance of Shares Under Special Mandate | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Power New Energy Development Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0735 | CINS G2157E109 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect WANG Hao | Mgmt | For | Against | Against | ||||
5 | Elect WONG Kwok Tai | Mgmt | For | Against | Against | ||||
6 | Authority to Appoint Additional Directors | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
12 | Refreshment of Share Option Scheme | Mgmt | For | Abstain | Against | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Power New Energy Development Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0735 | CINS G2157E109 | 10/08/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Acquisition | Mgmt | For | For | For | ||||
4 | Whitewash Waiver | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Resources Power Holdings Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0836 | CINS Y1503A100 | 06/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Elect SONG Lin | Mgmt | For | Against | Against | ||||
7 | Elect WANG Yu Jun | Mgmt | For | Against | Against | ||||
8 | Elect WANG Xiao Bin | Mgmt | For | Against | Against | ||||
9 | Elect ZHANG Shen Wen | Mgmt | For | Against | Against | ||||
10 | Elect LI She Tang | Mgmt | For | Against | Against | ||||
11 | Elect DU Wenmin | Mgmt | For | Against | Against | ||||
12 | Elect SHI Shanbo | Mgmt | For | Against | Against | ||||
13 | Elect WEI Bin | Mgmt | For | Against | Against | ||||
14 | Elect ZHANG Haipeng | Mgmt | For | Against | Against | ||||
15 | Elect CHEN Ji Min | Mgmt | For | Against | Against | ||||
16 | Elect Andrew MA Chiu-Cheung | Mgmt | For | Against | Against | ||||
17 | Directors' Fees | Mgmt | For | For | For | ||||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Shanshui Cement Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0691 | CINS G2116M101 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect ZHANG Bin | Mgmt | For | Against | Against | ||||
6 | Elect DONG Chengtian | Mgmt | For | Against | Against | ||||
7 | Elect WANG Yanmou | Mgmt | For | Against | Against | ||||
8 | Elect WANG Jian | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Windpower Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0182 | CINS G2115L112 | 06/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect Johnson KO Chun Shun | Mgmt | For | Against | Against | ||||
5 | Elect Jason CHAN Kam Kwan | Mgmt | For | Against | Against | ||||
6 | Elect Tony TSOI Tong Hoo | Mgmt | For | Against | Against | ||||
7 | Elect David WONG Yau Kar | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Refreshment of Share Option Scheme | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Abstain | Against | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Christian Dior SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDI | CINS F26334106 | 03/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Elect Bernard Arnault | Mgmt | For | Against | Against | ||||
9 | Elect Sidney Toledano | Mgmt | For | Against | Against | ||||
10 | Elect Pierre Godé | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares and/or Convertible Securities w Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
16 | Authority to Increase Capital Through Private Placement | Mgmt | For | Against | Against | ||||
17 | Authority to Set Offering Prices of Shares | Mgmt | For | Against | Against | ||||
18 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
19 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
21 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
22 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | ||||
23 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Compagnie de Saint Gobain SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SGO | CINS F80343100 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Anne-Marie Idrac | Mgmt | For | Against | Against | ||||
8 | Elect Jacques Pestre | Mgmt | For | Against | Against | ||||
9 | Elect Olivia Qiu | Mgmt | For | Against | Against | ||||
10 | Elect Gérard Mestrallet | Mgmt | For | Against | Against | ||||
11 | Elect Denis Ranque | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares and/or Convertible Securities w/out Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
16 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
17 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
18 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
20 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | ||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Compass Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPG | CINS G23296182 | 02/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | ||||
5 | Elect Richard Cousins | Mgmt | For | For | For | ||||
6 | Elect Gary Green | Mgmt | For | For | For | ||||
7 | Elect Andrew Martin | Mgmt | For | For | For | ||||
8 | Elect Sir James Crosby | Mgmt | For | For | For | ||||
9 | Elect Steve Lucas | Mgmt | For | For | For | ||||
10 | Elect Susan Murray | Mgmt | For | For | For | ||||
11 | Elect Don Robert | Mgmt | For | For | For | ||||
12 | Elect Sir Ian Robinson | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Cookson Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CKSN | CINS G24108246 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Mike Butterworth | Mgmt | For | For | For | ||||
5 | Elect Jeff Harris | Mgmt | For | For | For | ||||
6 | Elect Jeffrey Hewitt | Mgmt | For | For | For | ||||
7 | Elect Peter Hill | Mgmt | For | For | For | ||||
8 | Elect Jan Oosterveld | Mgmt | For | For | For | ||||
9 | Elect Nick Salmon | Mgmt | For | For | For | ||||
10 | Elect John Sussens | Mgmt | For | For | For | ||||
11 | Elect Francois Wanecq | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Craig Arnold | Mgmt | For | For | For | ||||
2 | Elect Robert Brust | Mgmt | For | For | For | ||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Richard Meelia | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | ||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Criteria CaixaCorp, S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRI | CINS E3641N103 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Scrip Dividend | Mgmt | For | For | For | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Scrip Dividend | Mgmt | For | For | For | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Scrip Dividend | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Amend Articles 4, 8, 10, 11, 13, 15, 18, 19, 20, 21, 34, 40, 44 and 49 | Mgmt | For | For | For | ||||
12 | Amend Articles 14, 17, 24, 31, 32, 45 and 46 | Mgmt | For | For | For | ||||
13 | Asset Swap | Mgmt | For | For | For | ||||
14 | Issuance of Shares to Caixa d'Estalvis | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Merger with Microbank; Amendments to Articles | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Spin-off of Assets and Liabilities of Microcredit Business Acquired from Microbank | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
22 | Report on Amendments to Board of Directors Regulations | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
25 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
26 | Board Size | Mgmt | For | For | For | ||||
27 | Elect Juan-José López Burniol | Mgmt | For | Against | Against | ||||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
29 | Authorization to Exercise Competing Activities | Mgmt | For | For | For | ||||
30 | Appointment of Auditor | Mgmt | For | For | For | ||||
31 | Remuneration Policy | Mgmt | For | Against | Against | ||||
32 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Danske Bank A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DDB | CINS K22272114 | 03/29/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Participation in Winding-Up Scheme | Mgmt | For | TNA | N/A | ||||
7 | Wind-Up of the Company | Mgmt | N/A | TNA | N/A | ||||
8 | Board Size | Mgmt | For | TNA | N/A | ||||
9 | Elect Eivind Kolding | Mgmt | For | TNA | N/A | ||||
10 | Elect Ole Andersen | Mgmt | For | TNA | N/A | ||||
11 | Elect Michael Fairey | Mgmt | For | TNA | N/A | ||||
12 | Elect Peter Højland | Mgmt | For | TNA | N/A | ||||
13 | Elect Mats Jansson | Mgmt | For | TNA | N/A | ||||
14 | Elect Majken Schultz | Mgmt | For | TNA | N/A | ||||
15 | Elect Claus Vastrup | Mgmt | For | TNA | N/A | ||||
16 | Elect Niels Christiansen | Mgmt | For | TNA | N/A | ||||
17 | Shareholder Proposal Regarding Election of Egon Geertsen | ShrHldr | Abstain | TNA | N/A | ||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
19 | Amendment Regarding Attendance, Voting and Admission Cards | Mgmt | For | TNA | N/A | ||||
20 | Amendment Regarding Age Limits | Mgmt | For | TNA | N/A | ||||
21 | Amendment Regarding Committee Authority | Mgmt | For | TNA | N/A | ||||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
23 | Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
24 | Shareholder Proposal Regarding Voting Transparency | ShrHldr | Against | TNA | N/A | ||||
25 | Shareholder Proposal Regarding Allowing the Press to Attend, Photograph and Film the General Meeting | ShrHldr | Against | TNA | N/A | ||||
26 | Shareholder Proposal Regarding Board Share Ownership Requirements | ShrHldr | Against | TNA | N/A | ||||
27 | Shareholder Proposal Regarding Mandatory Board Resignation if the Company Loses 50% of its Share Capital | ShrHldr | Against | TNA | N/A | ||||
28 | Shareholder Proposal Regarding Moving IT Development from India to Denmark | ShrHldr | Against | TNA | N/A | ||||
Dendreon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNDN | CUSIP 24823Q107 | 06/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Brewer | Mgmt | For | For | For | ||||
1.2 | Elect Mitchell Gold | Mgmt | For | For | For | ||||
1.3 | Elect Pedro Granadillo | Mgmt | For | For | For | ||||
1.4 | Elect David Stump | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Deutsche Lufthansa AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LHA | CINS D1908N106 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Compensation Policy | Mgmt | For | For | For | ||||
8 | Ratification of Management Acts | Mgmt | For | For | For | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
10 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Appointment of Special Auditor | ShrHldr | Against | Against | For | ||||
DIRECTV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Dillon | Mgmt | For | For | For | ||||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | ||||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Dongfeng Motor Group Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0489 | CINS Y21042109 | 06/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Reports | Mgmt | For | For | For | ||||
4 | Supervisors' Reports | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Authority to Distribute Interim Dividends | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Directors' and Supervisors' Fees | Mgmt | For | For | For | ||||
10 | Authority to Give Guarantees | Mgmt | For | For | For | ||||
11 | Provision of Guarantee | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Amendments to Articles | Mgmt | For | For | For | ||||
Dongfeng Motor Group Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0489 | CINS Y21042109 | 10/11/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendments to Share Appreciation Right Scheme | Mgmt | For | Against | Against | ||||
4 | Elect XU Ping | Mgmt | For | Against | Against | ||||
5 | Elect LI Shaozhu | Mgmt | For | Against | Against | ||||
6 | Elect FAN Zhong | Mgmt | For | Against | Against | ||||
7 | Elect ZHOU Wenjie | Mgmt | For | Against | Against | ||||
8 | Elect ZHU Fushou | Mgmt | For | Against | Against | ||||
9 | Elect TONG Dongcheng | Mgmt | For | Against | Against | ||||
10 | Elect OUYANG Jie | Mgmt | For | Against | Against | ||||
11 | Elect LIU Weidong | Mgmt | For | Against | Against | ||||
12 | Elect ZHOU Qiang | Mgmt | For | Against | Against | ||||
13 | Elect SUN Shuyi | Mgmt | For | Against | Against | ||||
14 | Elect NG Lin-fung | Mgmt | For | Against | Against | ||||
15 | Elect YANG Xianzu | Mgmt | For | Against | Against | ||||
16 | Elect WEN Shiyang | Mgmt | For | For | For | ||||
17 | Elect DENG Mingran | Mgmt | For | For | For | ||||
18 | Elect MA Liangjie | Mgmt | For | For | For | ||||
19 | Elect REN Yong | Mgmt | For | For | For | ||||
20 | Elect LI Chunrong | Mgmt | For | For | For | ||||
21 | Elect CHEN Binbo | Mgmt | For | For | For | ||||
22 | Elect HUANG Gang | Mgmt | For | For | For | ||||
Easyjet PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EZJ | CINS G2915P107 | 12/10/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Relationship Agreement | Mgmt | For | For | For | ||||
2 | Amendments to Articles Regarding Relationship Agreement | Mgmt | For | For | For | ||||
Elpida Memory Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6665 | CINS J1354L103 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshitaka Kinoshita | Mgmt | For | For | For | ||||
3 | Elect Yasushi Takahashi | Mgmt | For | For | For | ||||
4 | Elect Takayuki Mashiko | Mgmt | For | Against | Against | ||||
5 | Elect Katsumi Sakurai | Mgmt | For | For | For | ||||
6 | Elect Masahiko Kanemura | Mgmt | For | For | For | ||||
7 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
8 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | ||||
9 | Retirement Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | ||||
Faurecia | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EO | CINS F3445A108 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Amendments to Article Regarding Director Term Length | Mgmt | For | For | For | ||||
5 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
6 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
7 | Accounts and Reports; Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
9 | Payment of dividend | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Elect Linda Newton | Mgmt | For | Against | Against | ||||
12 | Elect Jean-Claude Hanus | Mgmt | For | Against | Against | ||||
13 | Elect Thierry Peugeot | Mgmt | For | Against | Against | ||||
14 | Elect Philippe Varin | Mgmt | For | Against | Against | ||||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
16 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Fiat S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CINS T4210N122 | 03/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Fiat S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CINS T4210N122 | 09/14/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Demerger Plan | Mgmt | For | TNA | N/A | ||||
3 | Reduction of Share Repurchase Limit | Mgmt | For | TNA | N/A | ||||
First Solar, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FSLR | CUSIP 336433107 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | ||||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | ||||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | ||||
1.4 | Elect James Nolan | Mgmt | For | For | For | ||||
1.5 | Elect William Post | Mgmt | For | For | For | ||||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | ||||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | ||||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | ||||
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Report on Impacts of Immigration Reform | ShrHldr | Against | Against | For | ||||
Fortum Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FUM1V | CINS X2978Z118 | 03/31/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
11 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
12 | Supervisory Board Size | Mgmt | For | TNA | N/A | ||||
13 | Election of Supervisory Board | Mgmt | For | TNA | N/A | ||||
14 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
15 | Board Size | Mgmt | For | TNA | N/A | ||||
16 | Election of Directors | Mgmt | For | TNA | N/A | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
19 | Shareholder Proposal Regarding the Abolition of the Supervisory Board | ShrHldr | For | TNA | N/A | ||||
20 | Shareholder Proposal Regarding Nominating Committee | ShrHldr | For | TNA | N/A | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Gazprom | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Early Termination of Directors | Mgmt | For | For | For | ||||
2 | Elect Andrey Akimov | Mgmt | N/A | Abstain | N/A | ||||
3 | Elect Alexander Ananenkov | Mgmt | N/A | Abstain | N/A | ||||
4 | Elect Farit Gazizullin | Mgmt | N/A | Abstain | N/A | ||||
5 | Elect Elena Karpel | Mgmt | N/A | Abstain | N/A | ||||
6 | Elect Timur Kulibayev | Mgmt | N/A | Abstain | N/A | ||||
7 | Elect Viktor Martynov | Mgmt | N/A | Abstain | N/A | ||||
8 | Elect Vladimir Mau | Mgmt | N/A | Abstain | N/A | ||||
9 | Elect Alexey Miller | Mgmt | N/A | Abstain | N/A | ||||
10 | Elect Valery Musin | Mgmt | N/A | For | N/A | ||||
11 | Elect Mikhail Sereda | Mgmt | N/A | Abstain | N/A | ||||
12 | Elect Igor Yusufov | Mgmt | N/A | Abstain | N/A | ||||
13 | Elect Viktor Zubkov | Mgmt | N/A | Abstain | N/A | ||||
Gazprom | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | For | For | ||||
2 | Financial Statements | Mgmt | For | For | For | ||||
3 | Allocation of Profits | Mgmt | For | For | For | ||||
4 | Payment of Dividends | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Amendments to Charter | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | Against | Against | ||||
8 | Audit Commission Members' Fees | Mgmt | For | For | For | ||||
9 | Related Party Transactions | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Related Party Transactions | Mgmt | For | For | For | ||||
12 | Related Party Transactions | Mgmt | For | For | For | ||||
13 | Related Party Transactions | Mgmt | For | For | For | ||||
14 | Related Party Transactions | Mgmt | For | For | For | ||||
15 | Related Party Transactions | Mgmt | For | For | For | ||||
16 | Related Party Transactions | Mgmt | For | For | For | ||||
17 | Related Party Transactions | Mgmt | For | For | For | ||||
18 | Related Party Transactions | Mgmt | For | For | For | ||||
19 | Related Party Transactions | Mgmt | For | For | For | ||||
20 | Related Party Transactions | Mgmt | For | For | For | ||||
21 | Related Party Transactions | Mgmt | For | For | For | ||||
22 | Related Party Transactions | Mgmt | For | For | For | ||||
23 | Related Party Transactions | Mgmt | For | For | For | ||||
24 | Related Party Transactions | Mgmt | For | For | For | ||||
25 | Related Party Transactions | Mgmt | For | For | For | ||||
26 | Related Party Transactions | Mgmt | For | For | For | ||||
27 | Related Party Transactions | Mgmt | For | For | For | ||||
28 | Related Party Transactions | Mgmt | For | For | For | ||||
29 | Related Party Transactions | Mgmt | For | For | For | ||||
30 | Related Party Transactions | Mgmt | For | For | For | ||||
31 | Related Party Transactions | Mgmt | For | For | For | ||||
32 | Related Party Transactions | Mgmt | For | For | For | ||||
33 | Related Party Transactions | Mgmt | For | For | For | ||||
34 | Related Party Transactions | Mgmt | For | For | For | ||||
35 | Related Party Transactions | Mgmt | For | For | For | ||||
36 | Related Party Transactions | Mgmt | For | For | For | ||||
37 | Related Party Transactions | Mgmt | For | For | For | ||||
38 | Related Party Transactions | Mgmt | For | For | For | ||||
39 | Related Party Transactions | Mgmt | For | For | For | ||||
40 | Related Party Transactions | Mgmt | For | For | For | ||||
41 | Related Party Transactions | Mgmt | For | For | For | ||||
42 | Related Party Transactions | Mgmt | For | For | For | ||||
43 | Related Party Transactions | Mgmt | For | For | For | ||||
44 | Related Party Transactions | Mgmt | For | For | For | ||||
45 | Related Party Transactions | Mgmt | For | For | For | ||||
46 | Related Party Transactions | Mgmt | For | For | For | ||||
47 | Related Party Transactions | Mgmt | For | For | For | ||||
48 | Related Party Transactions | Mgmt | For | For | For | ||||
49 | Related Party Transactions | Mgmt | For | For | For | ||||
50 | Related Party Transactions | Mgmt | For | For | For | ||||
51 | Related Party Transactions | Mgmt | For | For | For | ||||
52 | Related Party Transactions | Mgmt | For | For | For | ||||
53 | Related Party Transactions | Mgmt | For | For | For | ||||
54 | Related Party Transactions | Mgmt | For | For | For | ||||
55 | Related Party Transactions | Mgmt | For | For | For | ||||
56 | Related Party Transactions | Mgmt | For | For | For | ||||
57 | Related Party Transactions | Mgmt | For | For | For | ||||
58 | Related Party Transactions | Mgmt | For | For | For | ||||
59 | Related Party Transactions | Mgmt | For | For | For | ||||
60 | Related Party Transactions | Mgmt | For | For | For | ||||
61 | Related Party Transactions | Mgmt | For | For | For | ||||
62 | Related Party Transactions | Mgmt | For | For | For | ||||
63 | Related Party Transactions | Mgmt | For | For | For | ||||
64 | Related Party Transactions | Mgmt | For | For | For | ||||
65 | Related Party Transactions | Mgmt | For | For | For | ||||
66 | Related Party Transactions | Mgmt | For | For | For | ||||
67 | Related Party Transactions | Mgmt | For | For | For | ||||
68 | Related Party Transactions | Mgmt | For | For | For | ||||
69 | Related Party Transactions | Mgmt | For | For | For | ||||
70 | Related Party Transactions | Mgmt | For | For | For | ||||
71 | Related Party Transactions | Mgmt | For | For | For | ||||
72 | Related Party Transactions | Mgmt | For | For | For | ||||
73 | Related Party Transactions | Mgmt | For | For | For | ||||
74 | Related Party Transactions | Mgmt | For | For | For | ||||
75 | Related Party Transactions | Mgmt | For | For | For | ||||
76 | Related Party Transactions | Mgmt | For | For | For | ||||
77 | Related Party Transactions | Mgmt | For | For | For | ||||
78 | Related Party Transactions | Mgmt | For | For | For | ||||
79 | Related Party Transactions | Mgmt | For | For | For | ||||
80 | Related Party Transactions | Mgmt | For | For | For | ||||
81 | Related Party Transactions | Mgmt | For | For | For | ||||
82 | Related Party Transactions | Mgmt | For | For | For | ||||
83 | Related Party Transactions | Mgmt | For | For | For | ||||
84 | Related Party Transactions | Mgmt | For | For | For | ||||
85 | Related Party Transactions | Mgmt | For | For | For | ||||
86 | Related Party Transactions | Mgmt | For | For | For | ||||
87 | Related Party Transactions | Mgmt | For | For | For | ||||
88 | Related Party Transactions | Mgmt | For | For | For | ||||
89 | Related Party Transactions | Mgmt | For | For | For | ||||
90 | Related Party Transactions | Mgmt | For | For | For | ||||
91 | Related Party Transactions | Mgmt | For | For | For | ||||
92 | Related Party Transactions | Mgmt | For | For | For | ||||
93 | Related Party Transactions | Mgmt | For | For | For | ||||
94 | Related Party Transactions | Mgmt | For | For | For | ||||
95 | Related Party Transactions | Mgmt | For | For | For | ||||
96 | Related Party Transactions | Mgmt | For | For | For | ||||
97 | Related Party Transactions | Mgmt | For | For | For | ||||
98 | Related Party Transactions | Mgmt | For | For | For | ||||
Gazprom | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Related Party Transactions | Mgmt | For | For | For | ||||
2 | Related Party Transactions | Mgmt | For | For | For | ||||
3 | Related Party Transactions | Mgmt | For | For | For | ||||
4 | Related Party Transactions | Mgmt | For | For | For | ||||
5 | Related Party Transactions | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Related Party Transactions | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Related Party Transactions | Mgmt | For | For | For | ||||
12 | Related Party Transactions | Mgmt | For | For | For | ||||
13 | Related Party Transactions | Mgmt | For | For | For | ||||
14 | Related Party Transactions | Mgmt | For | For | For | ||||
15 | Related Party Transactions | Mgmt | For | For | For | ||||
16 | Related Party Transactions | Mgmt | For | For | For | ||||
17 | Related Party Transactions | Mgmt | For | For | For | ||||
18 | Related Party Transactions | Mgmt | For | For | For | ||||
19 | Related Party Transactions | Mgmt | For | For | For | ||||
20 | Related Party Transactions | Mgmt | For | For | For | ||||
21 | Related Party Transactions | Mgmt | For | For | For | ||||
22 | Related Party Transactions | Mgmt | For | For | For | ||||
23 | Related Party Transactions | Mgmt | For | For | For | ||||
24 | Related Party Transactions | Mgmt | For | For | For | ||||
25 | Related Party Transactions | Mgmt | For | For | For | ||||
26 | Related Party Transactions | Mgmt | For | For | For | ||||
27 | Related Party Transactions | Mgmt | For | For | For | ||||
28 | Related Party Transactions | Mgmt | For | For | For | ||||
29 | Related Party Transactions | Mgmt | For | For | For | ||||
30 | Related Party Transactions | Mgmt | For | For | For | ||||
31 | Related Party Transactions | Mgmt | For | For | For | ||||
32 | Related Party Transactions | Mgmt | For | For | For | ||||
33 | Related Party Transactions | Mgmt | For | For | For | ||||
34 | Related Party Transactions | Mgmt | For | For | For | ||||
35 | Elect Andrey Akimov | Mgmt | N/A | Abstain | N/A | ||||
36 | Elect Alexander Ananenkov | Mgmt | N/A | Abstain | N/A | ||||
37 | Elect Farit Gazizullin | Mgmt | N/A | Abstain | N/A | ||||
38 | Elect Viktor Zubkov | Mgmt | N/A | Abstain | N/A | ||||
39 | Elect Elena Karpel | Mgmt | N/A | Abstain | N/A | ||||
40 | Elect Alexey Miller | Mgmt | N/A | Abstain | N/A | ||||
41 | Elect Valery Musin | Mgmt | N/A | For | N/A | ||||
42 | Elect Elvira Nabiullina | Mgmt | N/A | Abstain | N/A | ||||
43 | Elect Mikhail Sereda | Mgmt | N/A | Abstain | N/A | ||||
44 | Elect Sergey Shmatko | Mgmt | N/A | Abstain | N/A | ||||
45 | Elect Igor Yusufov | Mgmt | N/A | Abstain | N/A | ||||
46 | Elect Dmitry Arkhipov | Mgmt | N/A | For | N/A | ||||
47 | Elect Andrey Belobrov | Mgmt | N/A | For | N/A | ||||
48 | Elect Vadim Bikulov | Mgmt | N/A | Against | N/A | ||||
49 | Elect Aleksey Mironov | Mgmt | N/A | For | N/A | ||||
50 | Elect Lidiya Morozova | Mgmt | N/A | For | N/A | ||||
51 | Elect Anna Nesterova | Mgmt | N/A | For | N/A | ||||
52 | Elect Yury Nosov | Mgmt | N/A | Abstain | N/A | ||||
53 | Elect Karen Oganyan | Mgmt | N/A | For | N/A | ||||
54 | Elect Konstantin Pesotsky | Mgmt | N/A | For | N/A | ||||
55 | Elect Maria Tikhonova | Mgmt | N/A | For | N/A | ||||
56 | Elect Aleksandr Yugov | Mgmt | N/A | For | N/A | ||||
GB Auto S.A.E. (Ghabbour Auto) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AUTO | CINS M48217109 | 03/30/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Egypt | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Report of the Board | Mgmt | For | TNA | N/A | ||||
3 | Report of the Auditor | Mgmt | For | TNA | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Election of Directors | Mgmt | For | TNA | N/A | ||||
8 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | ||||
10 | Related Party Transactions | Mgmt | For | TNA | N/A | ||||
11 | Treatment of Affiliated Companies on the Balance Sheet | Mgmt | For | TNA | N/A | ||||
12 | Charitable Donations | Mgmt | Against | TNA | N/A | ||||
GB Auto S.A.E. (Ghabbour Auto) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AUTO | CINS M48217109 | 03/30/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Egypt | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Authority to Give Guarantees | Mgmt | For | TNA | N/A | ||||
3 | Authority to Make Investments | Mgmt | For | TNA | N/A | ||||
4 | Amendment to Bonus Scheme | Mgmt | For | TNA | N/A | ||||
5 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
GB Auto S.A.E. (Ghabbour Auto) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AUTO | CINS M48217109 | 11/03/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Egypt | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Authority to Give Guarantees | Mgmt | For | TNA | N/A | ||||
Gielda Papierow Wartosciowych w Warszawie S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPW | CINS X980AG100 | 02/28/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Poland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Opening | Mgmt | For | TNA | N/A | ||||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | ||||
5 | Agenda | Mgmt | For | TNA | N/A | ||||
6 | Election of Supervisory Board | Mgmt | For | TNA | N/A | ||||
7 | Closing | Mgmt | For | TNA | N/A | ||||
Gielda Papierow Wartosciowych w Warszawie S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPW | CINS X980AG100 | 06/27/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Poland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Opening of Meeting | Mgmt | For | TNA | N/A | ||||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | ||||
5 | Agenda | Mgmt | For | TNA | N/A | ||||
6 | Presentation of Management Board Report | Mgmt | For | TNA | N/A | ||||
7 | Presentation of Supervisory Board Report (Management) | Mgmt | For | TNA | N/A | ||||
8 | Presentation of Supervisory Board Report (Supervisory) | Mgmt | For | TNA | N/A | ||||
9 | Management Board Report | Mgmt | For | TNA | N/A | ||||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
12 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
13 | Ratification of Management Acts | Mgmt | For | TNA | N/A | ||||
14 | Supervisory Board Size | Mgmt | For | TNA | N/A | ||||
15 | Election of Supervisory Board | Mgmt | For | TNA | N/A | ||||
16 | Supervisory Board Fees | Mgmt | For | TNA | N/A | ||||
17 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
18 | Closing | Mgmt | For | TNA | N/A | ||||
Gielda Papierow Wartosciowych w Warszawie S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPW | CINS X980AG100 | 12/22/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Poland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Opening | Mgmt | For | TNA | N/A | ||||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | ||||
5 | Agenda | Mgmt | For | TNA | N/A | ||||
6 | Changes to Supervisory Board | Mgmt | For | TNA | N/A | ||||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
8 | Closing | Mgmt | For | TNA | N/A | ||||
GOME Electrical Appliances Holding Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0493 | CINS G3978C124 | 09/28/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Elect ZHU Jia | Mgmt | For | For | For | ||||
4 | Elect Ian Reynolds | Mgmt | For | For | For | ||||
5 | Elect WANG Li Hong | Mgmt | For | For | For | ||||
6 | Cancellation of General Mandate to Issue shares w/o Preemptive Rights | ShrHldr | Against | Against | For | ||||
7 | SHP Removal of CHEN Xiao | ShrHldr | Against | Against | For | ||||
8 | SHP Removal of SUN Yi Ding | ShrHldr | Against | Against | For | ||||
9 | SHP Elect of Dissident Shareholder Nominee ZOU Xiao Chun | ShrHldr | Against | Against | For | ||||
10 | SHP Elect of Dissident Shareholder Nominee HUANG Yan Hong | ShrHldr | Against | Against | For | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grifols SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GRF | CINS E5706X124 | 01/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Issuance of Non-Voting Shares for Acquisition of Talecris | Mgmt | For | Abstain | Against | ||||
2 | Election of Directors and Increase in Board Size | Mgmt | For | Against | Against | ||||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
4 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grifols SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GRF | CINS E5706X124 | 05/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | ||||
7 | Amend Article 18 | Mgmt | For | For | For | ||||
8 | Amend Article 24 | Mgmt | For | For | For | ||||
9 | Elect Luis Isasi Fernández de Bobadilla | Mgmt | For | Against | Against | ||||
10 | Elect Thomas Glanzmann | Mgmt | For | Against | Against | ||||
11 | Board Size | Mgmt | For | Against | Against | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Hewlett-Packard Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect Léo Apotheker | Mgmt | For | For | For | ||||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | ||||
4 | Elect Sari Baldauf | Mgmt | For | For | For | ||||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | ||||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
7 | Elect John Hammergren | Mgmt | For | For | For | ||||
8 | Elect Raymond Lane | Mgmt | For | For | For | ||||
9 | Elect Gary Reiner | Mgmt | For | For | For | ||||
10 | Elect Patricia Russo | Mgmt | For | For | For | ||||
11 | Elect Dominique Sénéquier | Mgmt | For | For | For | ||||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | ||||
13 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | ||||
Hitachi High-Technologies | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8036 | CINS J20416103 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hidehito Ohbayashi | Mgmt | For | Against | Against | ||||
2 | Elect Masao Hisada | Mgmt | For | Against | Against | ||||
3 | Elect Katsumi Mizuno | Mgmt | For | Against | Against | ||||
4 | Elect Hideyo Hayakawa | Mgmt | For | Against | Against | ||||
5 | Elect Toyoaki Nakamura | Mgmt | For | Against | Against | ||||
6 | Elect Ryuichi Kitayama | Mgmt | For | Against | Against | ||||
Hon Hai Precision Industry Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2317 | CINS Y36861105 | 06/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Authority to Increase Paid-in Capital | Mgmt | For | Against | Against | ||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
10 | Amendments to Articles | Mgmt | For | Against | Against | ||||
11 | Extraordinary Motions | Mgmt | For | Against | Against | ||||
HSBC Holdings plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSBA | CINS G4634U169 | 05/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Safra Catz | Mgmt | For | For | For | ||||
4 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||||
5 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | ||||
6 | Elect John Coombe | Mgmt | For | For | For | ||||
7 | Elect Rona Fairhead | Mgmt | For | For | For | ||||
8 | Elect Douglas Flint | Mgmt | For | For | For | ||||
9 | Elect Alexander Flockhart | Mgmt | For | For | For | ||||
10 | Elect Stuart Gulliver | Mgmt | For | For | For | ||||
11 | Elect James Hughes-Hallett | Mgmt | For | For | For | ||||
12 | Elect Sam Laidlaw | Mgmt | For | For | For | ||||
13 | Elect J. Rachel Lomax | Mgmt | For | For | For | ||||
14 | Elect Iain Mackay | Mgmt | For | For | For | ||||
15 | Elect Gwyn Morgan | Mgmt | For | Against | Against | ||||
16 | Elect Narayana Murthy | Mgmt | For | For | For | ||||
17 | Elect Simon Robertson | Mgmt | For | For | For | ||||
18 | Elect John Thornton | Mgmt | For | For | For | ||||
19 | Elect Sir Brian Williamson | Mgmt | For | For | For | ||||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Share Plan 2011 | Mgmt | For | Against | Against | ||||
24 | Directors' Fees | Mgmt | For | For | For | ||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Hyundai Department Store | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
69960 | CINS Y38306109 | 03/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||||
4 | Election of Audit Committee Memebrs (Slate) | Mgmt | For | For | For | ||||
5 | Directors' Fees | Mgmt | For | For | For | ||||
Hyundai Engineering & Construction Co., Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
000720 | CINS Y38382100 | 03/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | Abstain | Against | ||||
4 | Resignation of LEE Seung Ryul | Mgmt | For | Abstain | Against | ||||
5 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||||
6 | Election of Audit Committee Members (Slate) | Mgmt | For | Abstain | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
Imperial Tobacco Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IMT | CINS G4721W102 | 02/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Ken Burnett | Mgmt | For | For | For | ||||
5 | Elect Alison Cooper | Mgmt | For | For | For | ||||
6 | Elect Robert Dyrbus | Mgmt | For | For | For | ||||
7 | Elect Michael Herlihy | Mgmt | For | For | For | ||||
8 | Elect Pierre Jungels | Mgmt | For | For | For | ||||
9 | Elect Susan Murray | Mgmt | For | For | For | ||||
10 | Elect Iain Napier | Mgmt | For | For | For | ||||
11 | Elect Berge Setrakian | Mgmt | For | Against | Against | ||||
12 | Elect Mark Williamson | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Extension of French Sharesave Plan | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
21 | Adoption of New Articles | Mgmt | For | For | For | ||||
ING Groep N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INGA | CINS N4578E413 | 05/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Executive Board Remuneration Policy | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Amendment to Articles A | Mgmt | For | Against | Against | ||||
12 | Amendment to Articles B | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Ratification of Executive Board Acts | Mgmt | For | For | For | ||||
15 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
16 | Elect Koos Timmermans | Mgmt | For | For | For | ||||
17 | Elect Peter Elverding | Mgmt | For | Against | Against | ||||
18 | Elect Henk Breukink | Mgmt | For | Against | Against | ||||
19 | Elect Sjoerd van Keulen | Mgmt | For | Against | Against | ||||
20 | Elect Joost Kuiper | Mgmt | For | Against | Against | ||||
21 | Elect Luc Vandewalle | Mgmt | For | Against | Against | ||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | ||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
25 | Authority to Repurchase Shares in Connection with a Merger | Mgmt | For | For | For | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
INPEX Corporation (fka INPEX Holdings Inc.) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1605 | CINS J2467E101 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yoshitsugu Takai | Mgmt | For | Against | Against | ||||
4 | Elect Haruhito Totsune | Mgmt | For | For | For | ||||
5 | Elect Kohji Sumiya | Mgmt | For | Against | Against | ||||
6 | Elect Hiroshi Satoh | Mgmt | For | Against | Against | ||||
7 | Elect Masaru Funai | Mgmt | For | For | For | ||||
8 | Bonus | Mgmt | For | For | For | ||||
Japan Tobacco Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2914 | CINS J27869106 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Hisao Tateishi | Mgmt | For | Against | Against | ||||
5 | Elect Gisuke Shiozawa | Mgmt | For | Against | Against | ||||
6 | Elect Kohichi Ueda | Mgmt | For | For | For | ||||
7 | Elect Yoshinori Imai | Mgmt | For | For | For | ||||
JB Hi-Fi Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JBH | CINS Q5029L101 | 10/13/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Re-elect James King | Mgmt | For | Against | Against | ||||
5 | Re-elect Greg Richards | Mgmt | For | Against | Against | ||||
6 | Equity Grant (CEO Terry Smart) | Mgmt | For | For | For | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | ||||
2 | Elect Stephen Burke | Mgmt | For | For | For | ||||
3 | Elect David Cote | Mgmt | For | For | For | ||||
4 | Elect James Crown | Mgmt | For | For | For | ||||
5 | Elect James Dimon | Mgmt | For | For | For | ||||
6 | Elect Ellen Futter | Mgmt | For | For | For | ||||
7 | Elect William Gray, III | Mgmt | For | For | For | ||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | ||||
9 | Elect David Novak | Mgmt | For | For | For | ||||
10 | Elect Lee Raymond | Mgmt | For | For | For | ||||
11 | Elect William Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | ||||
JSR Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4185 | CINS J2856K106 | 06/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Yoshinori Yoshida | Mgmt | For | For | For | ||||
5 | Elect Mitsunobu Koshiba | Mgmt | For | For | For | ||||
6 | Elect Masaki Hirose | Mgmt | For | For | For | ||||
7 | Elect Hozumi Satoh | Mgmt | For | For | For | ||||
8 | Elect Takuya Gotoh | Mgmt | For | For | For | ||||
9 | Elect Michio Kariya | Mgmt | For | For | For | ||||
10 | Election of Alternate Statutory Auditor(s) | Mgmt | For | Against | Against | ||||
11 | Bonus | Mgmt | For | For | For | ||||
Julius Baer Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAER | CINS H4414N103 | 04/07/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Transfer of Reserves | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Reserves for Share Repurchase Program | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
9 | Elect Peter Küpfer | Mgmt | For | TNA | N/A | ||||
10 | Elect Charles Stonehill | Mgmt | For | TNA | N/A | ||||
11 | Elect Heinrich Baumann | Mgmt | For | TNA | N/A | ||||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Jusung Engineering Co., Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
36930 | CINS Y4478R108 | 03/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect LIM Young Jin | Mgmt | For | Against | Against | ||||
3 | Elect KANG Jong Geun | Mgmt | For | Against | Against | ||||
4 | Elect KIM Chil Doo | Mgmt | For | Against | Against | ||||
5 | Elect KO Dae Hong | Mgmt | For | Against | Against | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
7 | Corporate Auditors' Fees | Mgmt | For | For | For | ||||
8 | Stock Option Grant | Mgmt | For | For | For | ||||
Kabel Deutschland Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KD8 | CINS D6424C104 | 10/20/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Compensation Policy | Mgmt | For | For | For | ||||
8 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
9 | Amendments to Articles | Mgmt | For | For | For | ||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRZ | CINS G52416107 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kieran Breen | Mgmt | For | Against | Against | ||||
4 | Elect Patrick Flahive | Mgmt | For | Against | Against | ||||
5 | Elect Denis Buckley | Mgmt | For | Against | Against | ||||
6 | Elect Gerry Behan | Mgmt | For | Against | Against | ||||
7 | Elect Denis Carroll | Mgmt | For | Against | Against | ||||
8 | Elect Michael Dowling | Mgmt | For | Against | Against | ||||
9 | Elect Michael Fleming | Mgmt | For | Against | Against | ||||
10 | Elect Noel Greene | Mgmt | For | Against | Against | ||||
11 | Elect Flor Healy | Mgmt | For | Against | Against | ||||
12 | Elect Kevin Kelly | Mgmt | For | Against | Against | ||||
13 | Elect Stan McCarthy | Mgmt | For | Against | Against | ||||
14 | Elect Brian Mehigan | Mgmt | For | Against | Against | ||||
15 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | ||||
16 | Elect Denis Wallis | Mgmt | For | Against | Against | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||||
18 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Kia Motors Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
000270 | CINS Y47601102 | 03/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Directors (Slate) | Mgmt | For | For | For | ||||
3 | Election of Audit Committee Members | Mgmt | For | For | For | ||||
4 | Directors' Fees | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Kingfisher plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KGF | CINS G5256E441 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Pascal Cagni | Mgmt | For | For | For | ||||
5 | Elect Clare Chapman | Mgmt | For | For | For | ||||
6 | Elect Daniel Bernard | Mgmt | For | For | For | ||||
7 | Elect Andrew Bonfield | Mgmt | For | For | For | ||||
8 | Elect Ian Cheshire | Mgmt | For | For | For | ||||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | ||||
10 | Elect Janis Kong | Mgmt | For | For | For | ||||
11 | Elect John Nelson | Mgmt | For | For | For | ||||
12 | Elect Kevin O'Byrne | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Amendment to Performance Share Plan | Mgmt | For | For | For | ||||
Kuoni Reisen Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KUNN | CINS H47075108 | 04/20/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
6 | Compensation Report | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Distribution of Dividend from Reserves | Mgmt | For | TNA | N/A | ||||
9 | Transfer of Reserves | Mgmt | For | TNA | N/A | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
11 | Increase in Authorized Capital (for Acquisition of Gullivers Travel Associates) | Mgmt | For | TNA | N/A | ||||
12 | Elect Heinz Karrer | Mgmt | For | TNA | N/A | ||||
13 | Elect John Lindquist | Mgmt | For | TNA | N/A | ||||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Kyocera Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6971 | CINS J37479110 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Makoto Kawamura | Mgmt | For | For | For | ||||
4 | Elect Tetsuo Kuba | Mgmt | For | For | For | ||||
5 | Elect Tatsumi Maeda | Mgmt | For | For | For | ||||
6 | Elect Hisao Hisaki | Mgmt | For | For | For | ||||
7 | Elect Yasuyuki Yamamoto | Mgmt | For | For | For | ||||
8 | Elect Goroh Yamaguchi | Mgmt | For | For | For | ||||
9 | Elect Shohichi Aoki | Mgmt | For | For | For | ||||
10 | Elect Katsumi Komaguchi | Mgmt | For | For | For | ||||
11 | Elect Tsutomo Yamori | Mgmt | For | For | For | ||||
12 | Elect Yoshihito Ohta | Mgmt | For | For | For | ||||
13 | Elect Rodney Lanthorne | Mgmt | For | For | For | ||||
14 | Elect John Gilbertson | Mgmt | For | For | For | ||||
15 | Elect Yoshihiro Kano | Mgmt | For | Against | Against | ||||
Longtop Financial Technologies Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LFT | CUSIP 54318P108 | 03/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Yinhua Chen | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Yifeng Shen | Mgmt | For | Withhold | Against | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
Lonking Holdings (fka China Infrastructure Machinery Holdings) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
3339 | CINS G5636C107 | 10/15/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Bonus Share Issuance | Mgmt | For | For | For | ||||
3 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Metro AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MEO | CINS D53968125 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Compensation Policy | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Elect Peter Küpfer | Mgmt | For | For | For | ||||
10 | Elect Ann-Kristin Achleitner | Mgmt | For | For | For | ||||
Mitsubishi Electric Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6503 | CINS J43873116 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | ||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | ||||
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | ||||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | ||||
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | ||||
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | ||||
8 | Elect Hiroyoshi Sakuyama | Mgmt | For | Against | Against | ||||
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | ||||
10 | Elect Shunji Yanai | Mgmt | For | Against | Against | ||||
11 | Elect Mikio Sasaki | Mgmt | For | Against | Against | ||||
12 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | ||||
13 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | ||||
Mitsubishi Tanabe Pharma Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4508 | CINS J4448H104 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | ||||
5 | Elect Kuniaki Kaga | Mgmt | For | For | For | ||||
6 | Elect Kenichi Yanagisawa | Mgmt | For | For | For | ||||
7 | Elect Kenkichi Kosakai | Mgmt | For | For | For | ||||
8 | Elect Masayuki Mitsuka | Mgmt | For | For | For | ||||
9 | Elect Takashi Kobayashi | Mgmt | For | For | For | ||||
10 | Elect Shigehiko Hattori | Mgmt | For | For | For | ||||
11 | Elect Seishiroh Yoshioka | Mgmt | For | For | For | ||||
12 | Elect Kohichi Fujisawa | Mgmt | For | Against | Against | ||||
13 | Elect Masanao Iechika | Mgmt | For | For | For | ||||
14 | Elect Takashi Nishida | Mgmt | For | For | For | ||||
15 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
Mitsui & Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8031 | CINS J44690139 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shouei Utsuda | Mgmt | For | For | For | ||||
4 | Elect Masami Iijima | Mgmt | For | For | For | ||||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | ||||
6 | Elect Takao Ohmae | Mgmt | For | For | For | ||||
7 | Elect Masayoshi Komai | Mgmt | For | For | For | ||||
8 | Elect Fuminobu Kawashima | Mgmt | For | For | For | ||||
9 | Elect Daisuke Saiga | Mgmt | For | For | For | ||||
10 | Elect Johji Okada | Mgmt | For | For | For | ||||
11 | Elect Masayuki Kinoshita | Mgmt | For | For | For | ||||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | ||||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | ||||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | ||||
15 | Elect Toshirho Mutoh | Mgmt | For | For | For | ||||
16 | Elect Satoru Miura | Mgmt | For | For | For | ||||
17 | Elect Motonori Murakami | Mgmt | For | For | For | ||||
MOBILE TELESYSTEMS OJSC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTSS | CUSIP 607409109 | 12/23/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Meeting Procedures | Mgmt | For | For | For | ||||
2 | Approve Restructuring of OJSC Telesystems Comstar- Consolidated, the CJSC Incorporated Telesystems, the CJSC Capital, the CJSC Communication statement, the CJSC Mobile Telesystems, CJSC Comstar-Direkt | Mgmt | For | For | For | ||||
3 | Merger by Absorption | Mgmt | For | For | For | ||||
4 | Merger by Absorption | Mgmt | For | For | For | ||||
5 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
6 | Amendments to Charter | Mgmt | For | For | For | ||||
MTU Aero Engines Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTX | CINS D5565H104 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Increase in Authorized Capital II | Mgmt | For | For | For | ||||
10 | Increase in Authorized Capital III | Mgmt | For | For | For | ||||
Nestle S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NESN | CINS H57312649 | 04/14/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Compensation Report | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | ||||
9 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | ||||
10 | Elect Rolf Hänggi | Mgmt | For | TNA | N/A | ||||
11 | Elect Jean-Pierre Meyers | Mgmt | For | TNA | N/A | ||||
12 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | ||||
13 | Elect Beat Hess | Mgmt | For | TNA | N/A | ||||
14 | Elect Ann Veneman | Mgmt | For | TNA | N/A | ||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
16 | Cancellation of Shares and Reduction of Share Capital | Mgmt | For | TNA | N/A | ||||
Nexen Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXY | CUSIP 65334H102 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Berry | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Bertram | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Dennis Flanagan | Mgmt | For | Withhold | Against | ||||
1.4 | Elect S. Barry Jackson | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Kevin Jenkins | Mgmt | For | Withhold | Against | ||||
1.6 | Elect A. Anne McLellan | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Eric Newell | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Marvin Romanow | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Francis Saville | Mgmt | For | Withhold | Against | ||||
1.11 | Elect John Willson | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Victor Zaleschuk | Mgmt | For | Withhold | Against | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to Shareholder Rights' Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Nintendo Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7974 | CINS J51699106 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Satoru Iwata | Mgmt | For | For | For | ||||
4 | Elect Yoshihiro Mori | Mgmt | For | For | For | ||||
5 | Elect Shinji Hatano | Mgmt | For | For | For | ||||
6 | Elect Genyoh Takeda | Mgmt | For | For | For | ||||
7 | Elect Shigeru Miyamoto | Mgmt | For | For | For | ||||
8 | Elect Nobuo Nagai | Mgmt | For | For | For | ||||
9 | Elect Masaharu Matsumoto | Mgmt | For | For | For | ||||
10 | Elect Eiichi Suzuki | Mgmt | For | For | For | ||||
11 | Elect Tatsumi Kimishima | Mgmt | For | For | For | ||||
12 | Elect Kaoru Takemura | Mgmt | For | For | For | ||||
13 | Elect Ichiroh Nakaji | Mgmt | For | For | For | ||||
14 | Elect Naoki Mizutani | Mgmt | For | For | For | ||||
15 | Elect Katashi Ozaki | Mgmt | For | For | For | ||||
Nippon Shinyaku Co Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4516 | CINS J55784102 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Shigenobu Maekawa | Mgmt | For | For | For | ||||
3 | Elect Kazuo Fukushima | Mgmt | For | For | For | ||||
4 | Elect Hiroshi Adachi | Mgmt | For | For | For | ||||
5 | Elect Yoshiroh Yura | Mgmt | For | For | For | ||||
6 | Elect Tsugio Tanaka | Mgmt | For | For | For | ||||
7 | Elect Akira Matsuura | Mgmt | For | For | For | ||||
8 | Elect Tetsuyasu Yuno | Mgmt | For | For | For | ||||
9 | Elect Yoshishige Suzuma | Mgmt | For | For | For | ||||
Nippon Telegraph And Telephone Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9432 | CINS J59396101 | 06/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shunsuke Amiya | Mgmt | For | For | For | ||||
4 | Elect Yoshitaka Makitani | Mgmt | For | For | For | ||||
5 | Elect Shigeru Iwamoto | Mgmt | For | For | For | ||||
6 | Elect Tohru Motobayashi | Mgmt | For | For | For | ||||
7 | Elect Michiko Tomonaga | Mgmt | For | For | For | ||||
Nissan Motor Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7201 | CINS J57160129 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Stock Option Plan | Mgmt | For | For | For | ||||
4 | Elect Carlos Ghosn | Mgmt | For | For | For | ||||
5 | Elect Toshiyuki Shiga | Mgmt | For | For | For | ||||
6 | Elect Hiroto Saikawa | Mgmt | For | For | For | ||||
7 | Elect Colin Dodge | Mgmt | For | For | For | ||||
8 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | ||||
9 | Elect Carlos Tavares | Mgmt | For | For | For | ||||
10 | Elect Hidetoshi Imazu | Mgmt | For | For | For | ||||
11 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | ||||
12 | Elect Katsumi Nakamura | Mgmt | For | For | For | ||||
NTT DoCoMo Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9437 | CINS J59399105 | 06/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Tsutomu Shindoh | Mgmt | For | For | For | ||||
5 | Elect Wataru Kagawa | Mgmt | For | For | For | ||||
6 | Elect Kazuhiro Yoshizawa | Mgmt | For | For | For | ||||
7 | Elect Shuroh Hoshizawa | Mgmt | For | Against | Against | ||||
8 | Elect Kyohichi Yoshizawa | Mgmt | For | Against | Against | ||||
9 | Elect Haruo Morosawa | Mgmt | For | For | For | ||||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | ||||
Orascom Construction Industries | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OCIC | CINS M7525D108 | 09/20/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Egypt | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Authority to Issue Bond | Mgmt | For | TNA | N/A | ||||
3 | Public and Private Issuance of Bond | Mgmt | For | TNA | N/A | ||||
4 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
5 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Orix Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8591 | CINS J61933123 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | ||||
4 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | ||||
5 | Elect Haruyuki Urata | Mgmt | For | Against | Against | ||||
6 | Elect Hiroaki Nishina | Mgmt | For | Against | Against | ||||
7 | Elect Kazuo Kojima | Mgmt | For | Against | Against | ||||
8 | Elect Yoshiyuki Yamaya | Mgmt | For | Against | Against | ||||
9 | Elect Tamio Umaki | Mgmt | For | Against | Against | ||||
10 | Elect Yoshinori Yokoyama | Mgmt | For | Against | Against | ||||
11 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | ||||
12 | Elect Takeshi Sasaki | Mgmt | For | Against | Against | ||||
13 | Elect Eiko Tsujiyama | Mgmt | For | Against | Against | ||||
14 | Elect Robert Feldman | Mgmt | For | Against | Against | ||||
15 | Elect Takeshi Niinami | Mgmt | For | Against | Against | ||||
Pandora A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNDORA | CINS K7681L102 | 04/08/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Report of the Board of Directors | Mgmt | For | TNA | N/A | ||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
6 | Directors' Fees for 2010 | Mgmt | For | TNA | N/A | ||||
7 | Directors' Fees for 2011 | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
10 | Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
11 | Amendment to Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
12 | Elect Allan Leighton | Mgmt | For | TNA | N/A | ||||
13 | Elect Torben Sørensen | Mgmt | For | TNA | N/A | ||||
14 | Elect Andrea Alvey | Mgmt | For | TNA | N/A | ||||
15 | Elect Marcello Bottoli | Mgmt | For | TNA | N/A | ||||
16 | Elect Sten Daugaard | Mgmt | For | TNA | N/A | ||||
17 | Elect Povl Christian Frigast | Mgmt | For | TNA | N/A | ||||
18 | Elect Erik Jensen | Mgmt | For | TNA | N/A | ||||
19 | Elect Nikolaj Vejlsgaard | Mgmt | For | TNA | N/A | ||||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
21 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Parkson Holdings Berhad | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACB | CINS Y6706L100 | 11/23/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect William Cheng | Mgmt | For | Against | Against | ||||
5 | Elect Folk YOONG Jee | Mgmt | For | Against | Against | ||||
6 | Elect CHENG Sin Yeng | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Related Party Transactions | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Amendments to Articles | Mgmt | For | Abstain | Against | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Persimmon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSN | CINS G70202109 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Mike Farley | Mgmt | For | For | For | ||||
5 | Elect Mike Killoran | Mgmt | For | For | For | ||||
6 | Elect Jeff Fairburn | Mgmt | For | For | For | ||||
7 | Elect Nicholas Wrigley | Mgmt | For | For | For | ||||
8 | Elect David Thompson | Mgmt | For | For | For | ||||
9 | Elect Neil Davidson | Mgmt | For | For | For | ||||
10 | Elect Richard Pennycook | Mgmt | For | For | For | ||||
11 | Elect Jonathan Davie | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V101 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors | Mgmt | For | Against | Against | ||||
2 | Election of Supervisory Council Members | Mgmt | For | For | For | ||||
Ping An Insurance (Group) Company of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2318 | CINS Y69790106 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Directors' Reports | Mgmt | For | For | For | ||||
3 | Supervisors' Reports | Mgmt | For | For | For | ||||
4 | Annual Reports | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocations of Profits/ Dividends | Mgmt | For | For | For | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Elect Louis CHEUNG Chi Yan | Mgmt | For | Against | Against | ||||
9 | Elect Jackson WOO Ka Biu | Mgmt | For | Against | Against | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
Ping An Insurance (Group) Company of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2318 | CINS Y69790106 | 11/01/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Adjustment on Independent Directors' Fees | Mgmt | For | Against | Against | ||||
3 | Means, Object of the Transaction and Parties to the Transaction | Mgmt | For | For | For | ||||
4 | Transaction Price and Basis of Pricing | Mgmt | For | For | For | ||||
5 | Vesting of Proit or Loss Arising from the Relevant Assets from the Base Date of Asset Pricing to the Completion Date | Mgmt | For | For | For | ||||
6 | Contract Obligations and Default Liabilities Under the Transfer of Ownership of the Relevant Assets | Mgmt | For | For | For | ||||
7 | Validity Period of the Resolution | Mgmt | For | For | For | ||||
8 | Share Subscription Agreement | Mgmt | For | For | For | ||||
9 | Profits Forecast Compensation Agreement | Mgmt | For | For | For | ||||
10 | Ratification of Board Acts | Mgmt | For | For | For | ||||
Porsche Automobil Holding SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PAH3 | CINS D6240C122 | 11/30/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Rights Issue (Preferred Shares) | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Authority to Issue Convertible Debt Instruments (Preferred Shares) | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Increase in Conditional Capital (Preferred Shares) | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Increase in Authorized Capital (Preferred Shares) | Mgmt | For | For | For | ||||
PPR SA (Pinault-Printemps-La Redoute) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PP | CINS F7440G127 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Supplementary Retirement Benefits (Jean-François Palus) | Mgmt | For | Against | Against | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
11 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares and/or Convertible Shares w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
14 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
16 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
17 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
18 | Authority to Issue Warrants | Mgmt | For | For | For | ||||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CINS G72899100 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Howard Davies | Mgmt | For | For | For | ||||
5 | Elect John Foley | Mgmt | For | For | For | ||||
6 | Elect Paul Manduca | Mgmt | For | For | For | ||||
7 | Elect Michael Wells | Mgmt | For | For | For | ||||
8 | Elect Keki Dadiseth | Mgmt | For | Against | Against | ||||
9 | Elect Rob Devey | Mgmt | For | For | For | ||||
10 | Elect Michael Garrett | Mgmt | For | For | For | ||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
12 | Elect Bridget Macaskill | Mgmt | For | For | For | ||||
13 | Elect Harvey McGrath | Mgmt | For | For | For | ||||
14 | Elect Michael McLintock | Mgmt | For | For | For | ||||
15 | Elect Nic Nicandrou | Mgmt | For | For | For | ||||
16 | Elect Kathleen O'Donovan | Mgmt | For | For | For | ||||
17 | Elect Barry Stowe | Mgmt | For | For | For | ||||
18 | Elect Tidjane Thiam | Mgmt | For | For | For | ||||
19 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
20 | Appointment of Auditor | Mgmt | For | For | For | ||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
27 | Authority to Set General Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
28 | Amendment to International SAYE Scheme | Mgmt | For | For | For | ||||
29 | Amendment to Irish SAYE Scheme | Mgmt | For | For | For | ||||
Qantas Airways Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QAN | CINS Q77974105 | 10/29/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Leigh Clifford | Mgmt | For | For | For | ||||
3 | Re-elect Patricia Cross | Mgmt | For | For | For | ||||
4 | Re-elect Paul Rayner | Mgmt | For | For | For | ||||
5 | Equity Grant (CEO Alan Joyce) | Mgmt | For | For | For | ||||
6 | Remuneration Report | Mgmt | For | For | For | ||||
7 | Amendments to Constitution | Mgmt | For | For | For | ||||
Reckitt Benckiser Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RB | CINS G74079107 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Adrian Bellamy | Mgmt | For | Against | Against | ||||
5 | Elect Peter Harf | Mgmt | For | Against | Against | ||||
6 | Elect Bart Becht | Mgmt | For | Against | Against | ||||
7 | Elect Graham Mackay | Mgmt | For | Against | Against | ||||
8 | Elect Liz Doherty | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
15 | Amendments to Employee Share Plans | Mgmt | For | Abstain | Against | ||||
Reed Elsevier Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
REL | CINS G74570121 | 04/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
6 | Elect Adrian Hennah | Mgmt | For | For | For | ||||
7 | Elect Mark Armour | Mgmt | For | For | For | ||||
8 | Elect Mark Elliott | Mgmt | For | For | For | ||||
9 | Elect Erik Engstrom | Mgmt | For | For | For | ||||
10 | Elect Anthony Habgood | Mgmt | For | For | For | ||||
11 | Elect Lisa Hook | Mgmt | For | For | For | ||||
12 | Elect Robert Polet | Mgmt | For | For | For | ||||
13 | Elect David Reid | Mgmt | For | Against | Against | ||||
14 | Elect Ben van der Veer | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Rheinmetall AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RHM | CINS D65111102 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Compensation Policy | Mgmt | For | For | For | ||||
9 | Election of Supervisory Board Members | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
Rio Tinto Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS Q81437107 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect Tom Albanese | Mgmt | For | For | For | ||||
4 | Re-elect Robert Brown | Mgmt | For | For | For | ||||
5 | Re-elect Vivienne Cox | Mgmt | For | For | For | ||||
6 | Re-elect Jan du Plessis | Mgmt | For | For | For | ||||
7 | Re-elect Guy Elliott | Mgmt | For | For | For | ||||
8 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
9 | Re-elect Ann Godbehere | Mgmt | For | For | For | ||||
10 | Re-elect Richard Goodmanson | Mgmt | For | For | For | ||||
11 | Re-elect Andrew Gould | Mgmt | For | For | For | ||||
12 | Re-elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
13 | Re-elect Paul Tellier | Mgmt | For | For | For | ||||
14 | Re-elect Samuel Walsh | Mgmt | For | For | For | ||||
15 | Elect Stephen Mayne | Mgmt | Against | Against | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Amend the Performance Share Plan | Mgmt | For | For | For | ||||
18 | Renew Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Rossi Residencial S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RSID3 | CINS P8172J106 | 04/15/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Authority to Issue Debentures | Mgmt | For | TNA | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Amend Article 5 | Mgmt | For | TNA | N/A | ||||
5 | Amend Article 6 | Mgmt | For | TNA | N/A | ||||
6 | Amendment to the Restricted Stock Option Plan | Mgmt | For | TNA | N/A | ||||
7 | Amendments to the Stock Option Plan | Mgmt | For | TNA | N/A | ||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Rossi Residencial S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RSID3 | CINS P8172J106 | 04/29/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Profit Sharing | Mgmt | For | TNA | N/A | ||||
7 | Election of Directors | Mgmt | For | TNA | N/A | ||||
8 | Election of Supervisory Council | Mgmt | For | TNA | N/A | ||||
9 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
Rossi Residencial S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RSID3 | CINS P8172J106 | 06/13/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Waiving of Requirements and Election of Victor Hugo dos Santos Pinto | Mgmt | For | TNA | N/A | ||||
3 | Rectification of Qualification of Renato Ribeiro Fortes Abucham | Mgmt | For | TNA | N/A | ||||
4 | Rectification of Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Safran SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAF | CINS F4035A557 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports; Ratification of Management Board and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Amendment to Governing Structure | Mgmt | For | For | For | ||||
10 | Adoption of New Articles | Mgmt | For | For | For | ||||
11 | Amendment Regarding Cap on Voting Rights | Mgmt | For | For | For | ||||
12 | Elect Jean-Paul Herteman | Mgmt | For | Against | Against | ||||
13 | Elect Francis Mer | Mgmt | For | Against | Against | ||||
14 | Elect Giovanni Bisignani | Mgmt | For | Against | Against | ||||
15 | Elect Jean-Lou Chameau | Mgmt | For | Against | Against | ||||
16 | Elect Odile Desforges | Mgmt | For | Against | Against | ||||
17 | Elect Jean-Marc Forneri | Mgmt | For | Against | Against | ||||
18 | Elect Xavier Lagarde | Mgmt | For | Against | Against | ||||
19 | Elect Michel Lucas | Mgmt | For | Against | Against | ||||
20 | Elect Elisabeth Lulin | Mgmt | For | Against | Against | ||||
21 | Election of Representatives of the State | Mgmt | For | Against | Against | ||||
22 | Elect Christian Halary | Mgmt | For | Against | Against | ||||
23 | Elect Marc Aubry | Mgmt | For | Against | Against | ||||
24 | Elect Caroline Grégoire-Sainte Marie as Censor | Mgmt | For | For | For | ||||
25 | Directors' Fees | Mgmt | For | For | For | ||||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
27 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
28 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
29 | Authority to Increase capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
30 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
31 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
32 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||||
33 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
34 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
35 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
36 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
37 | Global Ceiling on Increases in Capital and Debt Issuances | Mgmt | For | For | For | ||||
38 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
39 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
40 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | ||||
41 | Shareholder Proposal Regarding Representatives of Employee Shareholders | ShrHldr | For | For | For | ||||
42 | Shareholder Proposal Regarding Employee Representation | ShrHldr | Against | Against | For | ||||
43 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
44 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Samsung Electronics Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5930 | CINS Y74718100 | 03/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Directors' Fees | Mgmt | For | Against | Against | ||||
Samsung Heavy Industries Co., Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
10140 | CINS Y7474M106 | 03/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||||
3 | Election of Audit Committee Member: CHOI Hang Soon | Mgmt | For | For | For | ||||
4 | Directors' Fees | Mgmt | For | For | For | ||||
SanDisk Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Marks | Mgmt | For | For | For | ||||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | ||||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | ||||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | ||||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Sanofi-Aventis | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Ratification of the Co-option of Carole Piwnica | Mgmt | For | Against | Against | ||||
10 | Elect Suet Fern Lee | Mgmt | For | Against | Against | ||||
11 | Elect Thierry Desmarest | Mgmt | For | Against | Against | ||||
12 | Elect Igor Landau | Mgmt | For | Against | Against | ||||
13 | Elect Gérard Van Kemmel | Mgmt | For | Against | Against | ||||
14 | Elect Serge Weinberg | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
26 | Amendment Regarding Board Size | Mgmt | For | For | For | ||||
27 | Amendment Regarding Age Limits | Mgmt | For | For | For | ||||
28 | Amendment Regarding Electronic Voting | Mgmt | For | For | For | ||||
29 | Amendment to Company Name | Mgmt | For | For | For | ||||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sap AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAP | CINS D66992104 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Cancellation of Conditional Capital VI | Mgmt | For | For | For | ||||
10 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | ||||
11 | Intra-company Control Agreements | Mgmt | For | For | For | ||||
Sberbank Rossii OAO | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBER | CINS X76318108 | 06/03/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | TNA | N/A | ||||
2 | Financial Statements | Mgmt | For | TNA | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
4 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Elect Herman Gref | Mgmt | For | TNA | N/A | ||||
7 | Elect Sergey Guriev | Mgmt | For | TNA | N/A | ||||
8 | Elect Mikhail E. Dmitriev | Mgmt | For | TNA | N/A | ||||
9 | Elect Bella Zlatkis | Mgmt | For | TNA | N/A | ||||
10 | Elect Nadezhda Ivanova | Mgmt | For | TNA | N/A | ||||
11 | Elect Sergey Ignatiev | Mgmt | For | TNA | N/A | ||||
12 | Elect Georgy Luntovsky | Mgmt | For | TNA | N/A | ||||
13 | Elect Mikhail Matovnikov | Mgmt | For | TNA | N/A | ||||
14 | Elect Vladimir Mau | Mgmt | For | TNA | N/A | ||||
15 | Elect Anna Popova | Mgmt | For | TNA | N/A | ||||
16 | Elect Alessandro Profumo | Mgmt | For | TNA | N/A | ||||
17 | Elect Alexey Savatyugin | Mgmt | For | TNA | N/A | ||||
18 | Elect Rair Simonyan | Mgmt | For | TNA | N/A | ||||
19 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | For | TNA | N/A | ||||
20 | Elect Valery Tkachenko | Mgmt | For | TNA | N/A | ||||
21 | Elect Alexey Ulyukaev | Mgmt | For | TNA | N/A | ||||
22 | Elect Sergei Shvetsov | Mgmt | For | TNA | N/A | ||||
23 | Elect Vladimir Volkov | Mgmt | For | TNA | N/A | ||||
24 | Elect Maxim Dolzhnikov | Mgmt | For | TNA | N/A | ||||
25 | Elect Lyudmila Zinina | Mgmt | For | TNA | N/A | ||||
26 | Elect Yulia Isakhanova | Mgmt | For | TNA | N/A | ||||
27 | Elect Dmitry Kondratenko | Mgmt | For | TNA | N/A | ||||
28 | Elect Alexei Minenko | Mgmt | For | TNA | N/A | ||||
29 | Elect Olga Polyakova | Mgmt | For | TNA | N/A | ||||
30 | Elect Herman Gref as Company's President | Mgmt | For | TNA | N/A | ||||
31 | Directors and Audit Commission Members' Fees | Mgmt | For | TNA | N/A | ||||
32 | Amendments to Charter | Mgmt | For | TNA | N/A | ||||
Schneider Electric SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SU | CINS F86921107 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Ratification of the Co-option of Anand Mahindra | Mgmt | For | Against | Against | ||||
9 | Elect Betsy Atkins | Mgmt | For | Against | Against | ||||
10 | Elect Jeong H. Kim | Mgmt | For | Against | Against | ||||
11 | Elect Dominique Sénéquier | Mgmt | For | Against | Against | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Amendment Regarding Director Age Limit | Mgmt | For | For | For | ||||
15 | Amendment Regarding Censors | Mgmt | For | For | For | ||||
16 | Stock Split | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
20 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital in Case of Exchange Offer or in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
23 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
24 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
25 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
26 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | ||||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
28 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Shanda Games Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GAME | CUSIP 81941U105 | 10/22/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors | Mgmt | For | Against | Against | ||||
2 | Elect Tianqiao Chen | Mgmt | For | Against | Against | ||||
3 | Elect Danian Chen | Mgmt | For | Against | Against | ||||
4 | Elect Lai Xing Cai | Mgmt | For | Against | Against | ||||
5 | Elect Andy Lin | Mgmt | For | Against | Against | ||||
6 | Elect Heng Wing Chan | Mgmt | For | Against | Against | ||||
7 | Elect Grace Wu | Mgmt | For | Against | Against | ||||
8 | Amendment to 2008 Equity Compensation Plan | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
Siemens AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIE | CINS D69671218 | 01/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Compensation Policy | Mgmt | For | For | For | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||||
12 | Increase in Authorized Capital for Employee Share Purchase Plan | Mgmt | For | For | For | ||||
13 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
14 | Intra-company Contracts | Mgmt | For | For | For | ||||
15 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Amendments to Corporate Purpose | ShrHldr | Against | Against | For | ||||
Sinergiya OAO | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYNG | CINS X7844S107 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Annual Report | Mgmt | For | For | For | ||||
3 | Financial Statements | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Elect Alexander A. Mechetin | Mgmt | For | Abstain | Against | ||||
7 | Elect Sergei V. Molchanov | Mgmt | For | Abstain | Against | ||||
8 | Elect Nikolai V. Belokopytov | Mgmt | For | Abstain | Against | ||||
9 | Elect Dmitri Aleevski | Mgmt | For | For | For | ||||
10 | Elect Nikolai G. Malashenko | Mgmt | For | Abstain | Against | ||||
11 | Elect Sergei A. Kuptsov | Mgmt | For | Abstain | Against | ||||
12 | Elect Andrey A. Gomzyakov | Mgmt | For | For | For | ||||
13 | Elect Dmitri A. Timoshin | Mgmt | For | Abstain | Against | ||||
14 | Elect Grigori V. Vasilyenko | Mgmt | For | Abstain | Against | ||||
15 | Election of Audit Commission | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Amendments to Charter | Mgmt | For | Against | Against | ||||
Sinovac Biotech Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SVA | CUSIP P8696W104 | 07/15/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
4 | Technical Amendments to the Bylaws | Mgmt | For | For | For | ||||
5 | Amendment to the Bylaws to Reduce Quorum Requirements | Mgmt | For | Against | Against | ||||
6 | Adoption of Supermajority Voting Requirement | Mgmt | For | Against | Against | ||||
Skyworth Digital Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0751 | CINS G8181C100 | 09/07/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Frederick LEUNG Chi Ching | Mgmt | For | Against | Against | ||||
6 | Elect YANG Dongwen | Mgmt | For | Against | Against | ||||
7 | Elect LU Rongchang | Mgmt | For | Against | Against | ||||
8 | Elect Stephen SO Hon Cheung | Mgmt | For | Against | Against | ||||
9 | Elect Katherine CHAN Wai Kay | Mgmt | For | Against | Against | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
12 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sohu.com Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SOHU | CUSIP 83408W103 | 07/02/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Roberts | Mgmt | For | For | For | ||||
1.2 | Elect Zhonghan Deng | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
Standard Chartered plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STAN | CINS G84228157 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Steve Bertamini | Mgmt | For | For | For | ||||
5 | Elect Jaspal Bindra | Mgmt | For | For | For | ||||
6 | Elect Richard Delbridge | Mgmt | For | For | For | ||||
7 | Elect Jamie Dundas | Mgmt | For | For | For | ||||
8 | Elect Valerie Gooding | Mgmt | For | For | For | ||||
9 | Elect HAN Seung-Soo | Mgmt | For | For | For | ||||
10 | Elect Simon Lowth | Mgmt | For | For | For | ||||
11 | Elect Rudy Markham | Mgmt | For | For | For | ||||
12 | Elect Ruth Markland | Mgmt | For | For | For | ||||
13 | Elect Richard Meddings | Mgmt | For | For | For | ||||
14 | Elect John Paynter | Mgmt | For | For | For | ||||
15 | Elect John Peace | Mgmt | For | For | For | ||||
16 | Elect Michael Rees | Mgmt | For | For | For | ||||
17 | Elect Peter Sands | Mgmt | For | For | For | ||||
18 | Elect Paul Skinner | Mgmt | For | For | For | ||||
19 | Elect Oliver Stocken | Mgmt | For | For | For | ||||
20 | Appointment of Auditor | Mgmt | For | For | For | ||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
25 | 2011 Share Plan | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||||
28 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | ||||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sumitomo Heavy Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6302 | CINS J77497113 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yoshio Hinoh | Mgmt | For | For | For | ||||
4 | Elect Yoshinobu Nakamura | Mgmt | For | For | For | ||||
5 | Elect Shinji Nishimura | Mgmt | For | For | For | ||||
6 | Elect Shunsuke Betsukawa | Mgmt | For | For | For | ||||
7 | Elect Yuji Takaishi | Mgmt | For | For | For | ||||
8 | Elect Hitoshi Kashimoto | Mgmt | For | For | For | ||||
9 | Elect Kensuke Shimizu | Mgmt | For | For | For | ||||
10 | Elect Mikio Ide | Mgmt | For | For | For | ||||
11 | Elect Kohhei Takase | Mgmt | For | For | For | ||||
12 | Elect Toshiaki Kakimoto | Mgmt | For | For | For | ||||
13 | Elect Shigeru Toyosumi | Mgmt | For | Against | Against | ||||
14 | Elect Hideo Kojima | Mgmt | For | For | For | ||||
15 | Elect Yukio Kinoshita | Mgmt | For | Against | Against | ||||
16 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
17 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Syngenta AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYNN | CINS H84140112 | 04/19/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Cancellation of Shares | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits | Mgmt | For | TNA | N/A | ||||
8 | Dividend Distribution from Reserves | Mgmt | For | TNA | N/A | ||||
9 | Elect Martin Taylor | Mgmt | For | TNA | N/A | ||||
10 | Elect Peter Thompson | Mgmt | For | TNA | N/A | ||||
11 | Elect Rolf Watter | Mgmt | For | TNA | N/A | ||||
12 | Elect Felix Weber | Mgmt | For | TNA | N/A | ||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
14 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Technip | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEC | CINS F90676101 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Ratification of the Co-Option of Marie-Ange Debon | Mgmt | For | Against | Against | ||||
9 | Elect Thierry Pilenko | Mgmt | For | Against | Against | ||||
10 | Elect Olivier Appert | Mgmt | For | Against | Against | ||||
11 | Elect Pascal Colombani | Mgmt | For | Against | Against | ||||
12 | Elect John O'Leary | Mgmt | For | Against | Against | ||||
13 | Elect C. Maury Devine | Mgmt | For | Against | Against | ||||
14 | Elect Leticia Costa | Mgmt | For | Against | Against | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
20 | Authority to Issue Restricted Shares to Executives | Mgmt | For | For | For | ||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
22 | Authority to Grant Stock Options to Chairman/CEO and executives | Mgmt | For | For | For | ||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Teck Resources Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCK | CUSIP 878742204 | 04/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ichiro Abe | Mgmt | For | For | For | ||||
1.2 | Elect Mayank Ashar | Mgmt | For | For | For | ||||
1.3 | Elect J. Brian Aune | Mgmt | For | For | For | ||||
1.4 | Elect Jalynn Bennett | Mgmt | For | For | For | ||||
1.5 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Felix Chee | Mgmt | For | For | For | ||||
1.7 | Elect Jack Cockwell | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Norman Keevil | Mgmt | For | For | For | ||||
1.9 | Elect Norman Keevil III | Mgmt | For | For | For | ||||
1.10 | Elect Takashi Kuriyama | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lindsay | Mgmt | For | For | For | ||||
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against | ||||
1.13 | Elect Warren Seyffert | Mgmt | For | For | For | ||||
1.14 | Elect Christopher Thompson | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Telecity Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCY | CINS G87403112 | 04/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect John Hughes | Mgmt | For | Against | Against | ||||
4 | Elect Michael Tobin | Mgmt | For | Against | Against | ||||
5 | Elect Brian McArthur-Muscroft | Mgmt | For | Against | Against | ||||
6 | Elect Simon Batey | Mgmt | For | Against | Against | ||||
7 | Elect Robert Morse | Mgmt | For | Against | Against | ||||
8 | Elect John O'Reilly | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | Abstain | Against | ||||
10 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Set General Meeting Notice at 14 Days | Mgmt | For | Against | Against | ||||
Telenet Group Holding NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TNET | CINS B89957110 | 04/27/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Ratify Franck Donk | Mgmt | For | TNA | N/A | ||||
10 | Ratify Duco Sickinghe | Mgmt | For | TNA | N/A | ||||
11 | Ratify Alex Brabers | Mgmt | For | TNA | N/A | ||||
12 | Ratify Andre Sarens | Mgmt | For | TNA | N/A | ||||
13 | Ratify Julien De Wilde | Mgmt | For | TNA | N/A | ||||
14 | Ratify Friso Van Oran Je-Nassau | Mgmt | For | TNA | N/A | ||||
15 | Ratify Michel Delloye | Mgmt | For | TNA | N/A | ||||
16 | Ratify Charles Bracken | Mgmt | For | TNA | N/A | ||||
17 | Ratify Shane O Neill | Mgmt | For | TNA | N/A | ||||
18 | Ratify Jim Ryan | Mgmt | For | TNA | N/A | ||||
19 | Ratify Gene Musselman | Mgmt | For | TNA | N/A | ||||
20 | Ratify Bernie Dvorak | Mgmt | For | TNA | N/A | ||||
21 | Ratify Ruth Pirie | Mgmt | For | TNA | N/A | ||||
22 | Ratify Niall Curran | Mgmt | For | TNA | N/A | ||||
23 | Ratify Diderik Karsten | Mgmt | For | TNA | N/A | ||||
24 | Ratify Manuel Kohnstamm | Mgmt | For | TNA | N/A | ||||
25 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
26 | Elect Balan Nair | Mgmt | For | TNA | N/A | ||||
27 | Elect Jim Ryan | Mgmt | For | TNA | N/A | ||||
28 | Elect Manuel Kohnstamm | Mgmt | For | TNA | N/A | ||||
29 | Elect Diederik Karsten | Mgmt | For | TNA | N/A | ||||
30 | Elect Ruth Elisabeth Pirie | Mgmt | For | TNA | N/A | ||||
31 | Elect Niall Curran | Mgmt | For | TNA | N/A | ||||
32 | Elect Julien De Wilde | Mgmt | For | TNA | N/A | ||||
33 | Elect Alex Brabers | Mgmt | For | TNA | N/A | ||||
34 | Elect Frank Donck | Mgmt | For | TNA | N/A | ||||
35 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
36 | Amendment Regarding Executive Compensation | Mgmt | For | TNA | N/A | ||||
37 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
38 | Reduction in Par Value; Capital Repayment | Mgmt | For | TNA | N/A | ||||
39 | Amendments to Terms of Options | Mgmt | For | TNA | N/A | ||||
40 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
41 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
Tsrc Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2103 | CINS Y84690109 | 06/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Non-Compete Restrictions for Directors | Mgmt | For | For | For | ||||
7 | Amendments to Articles | Mgmt | For | For | For | ||||
8 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | ||||
9 | Extraordinary motions | Mgmt | For | Against | Against | ||||
Tui Travel Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TT | CINS G9127H104 | 02/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | ||||
5 | Elect Michael Hodgkinson | Mgmt | For | Against | Against | ||||
6 | Elect Peter Long | Mgmt | For | Against | Against | ||||
7 | Elect William Waggott | Mgmt | For | Against | Against | ||||
8 | Elect Volker Böttcher | Mgmt | For | Against | Against | ||||
9 | Elect Johan Lundgren | Mgmt | For | Against | Against | ||||
10 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | ||||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | ||||
12 | Elect Clare Chapman | Mgmt | For | Against | Against | ||||
13 | Elect William Dalton | Mgmt | For | Against | Against | ||||
14 | Elect Jeremy Hicks | Mgmt | Abstain | Against | Against | ||||
15 | Elect Giles Thorley | Mgmt | Abstain | Against | Against | ||||
16 | Elect Harold Sher | Mgmt | For | Against | Against | ||||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | ||||
18 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | ||||
19 | Elect Horst Baier | Mgmt | For | Against | Against | ||||
20 | Appointment of Auditor | Mgmt | For | For | For | ||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
31 | Adoption of New Articles | Mgmt | For | For | For | ||||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Tui Travel Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TT | CINS G9127H104 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of the Magic Life Acquisition | Mgmt | For | Abstain | Against | ||||
Tullow Oil Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TLW | CINS G91235104 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Tutu Agyare | Mgmt | For | Against | Against | ||||
5 | Elect David Bamford | Mgmt | For | Against | Against | ||||
6 | Elect Graham Martin | Mgmt | For | Against | Against | ||||
7 | Elect Steven McTiernan | Mgmt | For | Against | Against | ||||
8 | Elect Patrick Plunkett | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Tullow Oil Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TLW | CINS G91235104 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendment to Performance Share Plan | Mgmt | For | Against | Against | ||||
Turk Hava Yollari As | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
THYAO | CINS M8926R100 | 04/08/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Turkey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Opening | Mgmt | For | TNA | N/A | ||||
3 | Minutes | Mgmt | For | TNA | N/A | ||||
4 | Reports | Mgmt | For | TNA | N/A | ||||
5 | Accounts | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board and Statutory Auditors' Acts | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Charitable Donations | Mgmt | For | TNA | N/A | ||||
9 | Report on Guarantees | Mgmt | For | TNA | N/A | ||||
10 | Election of Directors | Mgmt | For | TNA | N/A | ||||
11 | Election of Statutory Auditors | Mgmt | For | TNA | N/A | ||||
12 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
13 | Closing | Mgmt | For | TNA | N/A | ||||
Uralkaliy OJSC (Uralkali) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
URKA | CINS X9519W108 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Meeting Procedure | Mgmt | For | For | For | ||||
2 | Annual Report | Mgmt | For | For | For | ||||
3 | Financial Statements | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Election of Audit Commission | Mgmt | For | For | For | ||||
6 | Appointment of Auditor (Russian Accounting Standards) | Mgmt | For | For | For | ||||
7 | Appointment of Auditor (International Financial Reporting Standards) | Mgmt | For | For | For | ||||
8 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
9 | Amendments to Board Regulations | Mgmt | For | For | For | ||||
10 | Amendments to Directors' Fees Regulations | Mgmt | For | For | For | ||||
11 | Termination of Membership in the All Russian Association of Privatized and Private Enterprises | Mgmt | For | For | For | ||||
12 | Termination of Membership in the Association of Fertilizer Producers | Mgmt | For | For | For | ||||
13 | Termination of Membership in the Association of Producers and Exporters of Potash and Salt | Mgmt | For | For | For | ||||
14 | Related Party Transactions | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Elect Vladislav Baumgertner | Mgmt | For | Abstain | Against | ||||
17 | Elect Alexander Voloshin | Mgmt | For | For | For | ||||
18 | Elect Pavel Grachev | Mgmt | For | Abstain | Against | ||||
19 | Elect Anna Kolonchina | Mgmt | For | Abstain | Against | ||||
20 | Elect Alexander Malakh | Mgmt | For | Abstain | Against | ||||
21 | Elect Robert Margetts | Mgmt | For | For | For | ||||
22 | Elect Alexander Mosionzhik | Mgmt | For | Abstain | Against | ||||
23 | Elect Alexander Nesis | Mgmt | For | Abstain | Against | ||||
24 | Elect Paul Ostling | Mgmt | For | Abstain | Against | ||||
Vale SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VALE5 | CUSIP 91912E204 | 04/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends and Capital Expenditure Budget | Mgmt | For | For | For | ||||
3 | Election of Directors | Mgmt | For | Against | Against | ||||
4 | Election of Supervisory Council | Mgmt | For | For | For | ||||
5 | Remuneration Policy | Mgmt | For | For | For | ||||
6 | Capitalization of Reserves | Mgmt | For | For | For | ||||
Vallourec | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VK | CINS F95922104 | 06/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Form of Dividend Payment | Mgmt | For | For | For | ||||
8 | Ratification of the Co-option of Pascale Chargrasse | Mgmt | For | For | For | ||||
9 | Elect Pascale Chargrasse | Mgmt | For | Against | Against | ||||
10 | Elect Jean-Paul Parayre | Mgmt | For | Against | Against | ||||
11 | Elect Patrick Boissier | Mgmt | For | Against | Against | ||||
12 | Elect Anne-Marie Idrac | Mgmt | For | Against | Against | ||||
13 | Elect François Henrot as Censor | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
17 | Authority to Issue Capital and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
18 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||||
19 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital In Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
22 | Authority for Subsidiaries to Issue Securities Convertible into Company Shares | Mgmt | For | For | For | ||||
23 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
24 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
25 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
26 | Authority to Increase Capital for Foreign Employees | Mgmt | For | For | For | ||||
27 | Authority to Increase Capital for Foreign Employees as an Alternative to Employee Savings Plan | Mgmt | For | For | For | ||||
28 | Authority to Issue Restricted Shares Under Savings Plans | Mgmt | For | For | For | ||||
29 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
30 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
31 | Amendment Regarding Supervisory Board Member Term Length | Mgmt | For | For | For | ||||
32 | Amendment Regarding Employee Representation | Mgmt | For | For | For | ||||
33 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Vedanta Resources PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VED | CINS G9328D100 | 07/28/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Naresh Chandra | Mgmt | For | For | For | ||||
5 | Elect Euan Macdonald | Mgmt | For | For | For | ||||
6 | Elect Aman Mehta | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Settle Convertible Bonds with Ordinary Shares | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
14 | Adoption of New Articles | Mgmt | For | For | For | ||||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | ||||
Vedanta Resources PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VED | CINS G9328D100 | 12/13/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Volvo AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOLV.A | CINS 928856301 | 04/06/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
15 | Board Size | Mgmt | For | TNA | N/A | ||||
16 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
17 | Election of Directors | Mgmt | For | TNA | N/A | ||||
18 | Nominating Committee | Mgmt | For | TNA | N/A | ||||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
20 | Shareholder Proposal Regarding Reclassification of Shares | ShrHldr | N/A | TNA | N/A | ||||
21 | Long-Term Share-Based Incentive Plan | Mgmt | For | TNA | N/A | ||||
22 | Transfer of Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Weichai Power Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2338 | CINS Y9531A109 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Annual Report | Mgmt | For | For | For | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Final Financial Report | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Declare Interim Dividends | Mgmt | For | For | For | ||||
10 | Connected Transaction with Beiqi Futian Motor Company Limited | Mgmt | For | Abstain | Against | ||||
11 | Connected Transaction with Shantui Engineering Machinery Company Limited | Mgmt | For | Abstain | Against | ||||
12 | Connected Transaction between Shaanxi Heavy Duty Motor Company and Chutian Engineering Machinery Company Limited | Mgmt | For | Abstain | Against | ||||
13 | Amendments to Articles | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
Wm Morrison Supermarkets plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRW | CINS G62748119 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Ian Gibson | Mgmt | For | For | For | ||||
5 | Elect Dalton Philips | Mgmt | For | For | For | ||||
6 | Elect Richard Pennycook | Mgmt | For | For | For | ||||
7 | Elect Philip Cox | Mgmt | For | For | For | ||||
8 | Elect Penny Hughes | Mgmt | For | For | For | ||||
9 | Elect Nigel Robertson | Mgmt | For | For | For | ||||
10 | Elect Johanna Waterous | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Woongjin Energy Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
103130 | CINS Y9692L100 | 03/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | Abstain | Against | ||||
3 | Stock Option Grant | Mgmt | For | For | For | ||||
4 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||||
5 | Directors' Fees | Mgmt | For | For | For | ||||
6 | Corporate Auditor's Fees | Mgmt | For | For | For | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 06/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Advisory Vote on Corporate Responsibility Report | Mgmt | For | For | For | ||||
4 | Amendment to Articles Regarding Annual Reelection of Directors | Mgmt | For | For | For | ||||
5 | Elect Ruigang Li | Mgmt | For | For | For | ||||
6 | Elect Sol Trujillo | Mgmt | For | For | For | ||||
7 | Elect Colin Day | Mgmt | For | For | For | ||||
8 | Elect Esther Dyson | Mgmt | For | For | For | ||||
9 | Elect Orit Gadiesh | Mgmt | For | For | For | ||||
10 | Elect Philip Lader | Mgmt | For | For | For | ||||
11 | Elect Stanley Morten | Mgmt | For | For | For | ||||
12 | Elect Koichiro Naganuma | Mgmt | For | Against | Against | ||||
13 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
14 | Elect John Quelch | Mgmt | For | For | For | ||||
15 | Elect Mark Read | Mgmt | For | For | For | ||||
16 | Elect Paul Richardson | Mgmt | For | For | For | ||||
17 | Elect Jeffrey Rosen | Mgmt | For | For | For | ||||
18 | Elect Timothy Shriver | Mgmt | For | For | For | ||||
19 | Elect Sir Martin Sorrell | Mgmt | For | For | For | ||||
20 | Elect Paul Spencer | Mgmt | For | For | For | ||||
21 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Directors' Fees | Mgmt | For | For | For | ||||
24 | Scrip Dividend | Mgmt | For | For | For | ||||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
WPP PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 11/24/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Defer 2004 Leadership Equity Acquisition Plan (LEAP) Awards (UK Portion) | Mgmt | For | For | For | ||||
2 | Authority to Defer 2004 LEAP Awards (US Portion) | Mgmt | For | For | For | ||||
3 | Authority to Defer 2004 LEAP Awards (UK Portion) | Mgmt | For | For | For | ||||
4 | Authority to Defer 2004 LEAP Awards | Mgmt | For | For | For | ||||
5 | Authority to Defer 2004 LEAP III Awards | Mgmt | For | For | For | ||||
6 | Authority to Defer Deferred Stock Unit Awards | Mgmt | For | For | For | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Mick Davis | Mgmt | For | Against | Against | ||||
5 | Elect Con Fauconnier | Mgmt | For | Against | Against | ||||
6 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | ||||
7 | Elect Peter Hooley | Mgmt | For | Against | Against | ||||
8 | Elect Claude Lamoureux | Mgmt | For | Against | Against | ||||
9 | Elect Trevor Reid | Mgmt | For | Against | Against | ||||
10 | Elect Sir Steve Robson | Mgmt | For | Against | Against | ||||
11 | Elect David Rough | Mgmt | For | Against | Against | ||||
12 | Elect Ian Strachan | Mgmt | For | Against | Against | ||||
13 | Elect Santiago Zaldumbide | Mgmt | For | Against | Against | ||||
14 | Elect John Bond | Mgmt | For | Against | Against | ||||
15 | Elect Aristotelis Mistakidis | Mgmt | For | Against | Against | ||||
16 | Elect Tor Peterson | Mgmt | For | Against | Against | ||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | Against | Against | ||||
Yokogawa Electric Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6841 | CINS J97272124 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | ||||
3 | Elect Shuzoh Kaihori | Mgmt | For | For | For | ||||
4 | Elect Hitoshi Nara | Mgmt | For | For | For | ||||
5 | Elect Satoru Kurosu | Mgmt | For | For | For | ||||
6 | Elect Takashi Nishijima | Mgmt | For | For | For | ||||
7 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | ||||
8 | Elect Nobuo Katsumata | Mgmt | For | For | For | ||||
9 | Elect Mitsuto Urano | Mgmt | For | For | For | ||||
10 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Registrant : | Putnam Variable Trust | |||||||||
Fund Name : | Putnam VT International Value Fund | |||||||||
Date of fiscal year end: | 12/31/2010 | |||||||||
Ace Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACE | CUSIP H0023R105 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
2 | Elect Leo Mullin | Mgmt | For | For | For | |||||
3 | Elect Olivier Steimer | Mgmt | For | For | For | |||||
4 | Elect Michael Connors | Mgmt | For | For | For | |||||
5 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||||
6 | Elect John Krol | Mgmt | For | For | For | |||||
7 | Approval of Annual Report | Mgmt | For | For | For | |||||
8 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
9 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
10 | Allocation of Disposable Profits | Mgmt | For | For | For | |||||
11 | Discharge of the Board of Directors | Mgmt | For | For | For | |||||
12 | Appointment of Auditor (Zurich) | Mgmt | For | For | For | |||||
13 | Appointment of Auditor (US) | Mgmt | For | For | For | |||||
14 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||||
15 | Approval of Dividends from Legal Reserves | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
Ajinomoto Company Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2802 | CINS J00882126 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Norio Yamaguchi | Mgmt | For | For | For | |||||
5 | Elect Masatoshi Itoh | Mgmt | For | For | For | |||||
6 | Elect Yutaka Kunimoto | Mgmt | For | For | For | |||||
7 | Elect Keiichi Yokoyama | Mgmt | For | For | For | |||||
8 | Elect Takashi Nagamachi | Mgmt | For | For | For | |||||
9 | Elect Tamotsu Iwamoto | Mgmt | For | For | For | |||||
10 | Elect Tomoya Yoshizumi | Mgmt | For | For | For | |||||
11 | Elect Keisuke Nagai | Mgmt | For | For | For | |||||
12 | Elect Hiroyuki Miyake | Mgmt | For | For | For | |||||
13 | Elect Yohichiroh Togashi | Mgmt | For | For | For | |||||
14 | Elect Hiromichi Ohno | Mgmt | For | For | For | |||||
15 | Elect Kohji Igarashi | Mgmt | For | For | For | |||||
16 | Elect Shohzoh Hashimoto | Mgmt | For | For | For | |||||
17 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||||
Allianz SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALV | CINS D03080112 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
9 | Elect Franz Heiß | Mgmt | For | For | For | |||||
10 | Amendment to Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
11 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | |||||
12 | Corporate Restructuring | Mgmt | For | For | For | |||||
Altek Corp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3059 | CINS Y0094P104 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||||
10 | Elect Alex HSIA | Mgmt | For | For | For | |||||
11 | Elect James HUANG | Mgmt | For | For | For | |||||
12 | Elect Jaime TANG | Mgmt | For | For | For | |||||
13 | Elect Tim LIOU (Supervisor) | Mgmt | For | For | For | |||||
14 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||||
15 | Extraordinary Motions | Mgmt | For | Against | Against | |||||
Anheuser-Busch Inbev SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABI | CINS B6399C107 | 04/26/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendment Regarding Date of Annual Meeting | Mgmt | For | TNA | N/A | |||||
4 | Amendment Regarding Executive Compensation | Mgmt | For | TNA | N/A | |||||
5 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
6 | Amend Article 24 | Mgmt | For | TNA | N/A | |||||
7 | Amend Article 25 | Mgmt | For | TNA | N/A | |||||
8 | Amend Article 26BIS | Mgmt | For | TNA | N/A | |||||
9 | Amend Article 28 | Mgmt | For | TNA | N/A | |||||
10 | Amend Article 30 | Mgmt | For | TNA | N/A | |||||
11 | Amend Article 36-BIS | Mgmt | For | TNA | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Disapplication of Preemptive Rights | Mgmt | For | TNA | N/A | |||||
15 | Authority to Issue Warrants | Mgmt | For | TNA | N/A | |||||
16 | Authority to Increase Capital with Regards to Issuance | Mgmt | For | TNA | N/A | |||||
17 | Authority to Issue Warrants to Independent Directors | Mgmt | For | TNA | N/A | |||||
18 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
22 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
23 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
24 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
26 | Elect Stéfan Descheemaeker | Mgmt | For | TNA | N/A | |||||
27 | Elect Paul Cornet de Ways Ruart | Mgmt | For | TNA | N/A | |||||
28 | Elect Kees Storm | Mgmt | For | TNA | N/A | |||||
29 | Elect Peter Harf | Mgmt | For | TNA | N/A | |||||
30 | Elect Olivier Goudet | Mgmt | For | TNA | N/A | |||||
31 | Remuneration Report | Mgmt | For | TNA | N/A | |||||
32 | Approval of Equity Incentive Grants | Mgmt | For | TNA | N/A | |||||
33 | Approval of Change in Control Provision Relating to EMTN Program | Mgmt | For | TNA | N/A | |||||
34 | Change of Control Provision Relating to the US Dollar Notes | Mgmt | For | TNA | N/A | |||||
35 | Change of Control Provisions Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 | Mgmt | For | TNA | N/A | |||||
36 | Change of Control Provision Relating to the Canadian Dollar Notes Issued Via Private Placement | Mgmt | For | TNA | N/A | |||||
37 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||||
38 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Arkema SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AKE | CINS F0392W125 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Elect Isabelle Kocher | Mgmt | For | For | For | |||||
9 | Elect François Enaud | Mgmt | For | For | For | |||||
10 | Elect Laurent Mignon | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
13 | Amendment to Article 10.1.3 | Mgmt | For | For | For | |||||
14 | Amendment to Article 8.2 | Mgmt | For | For | For | |||||
15 | Amendment to Article 16.5 | Mgmt | For | For | For | |||||
16 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Astellas Pharma Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4503 | CINS J03393105 | 06/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||||
4 | Elect Yasuo Ishii | Mgmt | For | For | For | |||||
5 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||||
6 | Elect Shiroh Yasutake | Mgmt | For | For | For | |||||
7 | Elect Yasuyuki Takai | Mgmt | For | For | For | |||||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||||
9 | Elect Naoki Aikawa | Mgmt | For | For | For | |||||
10 | Elect Shigeo Aoyagi | Mgmt | For | Against | Against | |||||
11 | Elect Seigoh Kashii | Mgmt | For | Against | Against | |||||
12 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
13 | Bonus | Mgmt | For | For | For | |||||
14 | Stock Option Plan | Mgmt | For | Against | Against | |||||
Asustek Computer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2357 | CINS Y04327105 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||||
8 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||||
9 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | |||||
10 | Elect SHIH Tsung-Tang | Mgmt | For | Against | Against | |||||
11 | Elect TSENG Chiang-Sheng | Mgmt | For | Against | Against | |||||
12 | Elect SHEN Cheng-Lai | Mgmt | For | Against | Against | |||||
13 | Elect HUNG Hung-Chang | Mgmt | For | Against | Against | |||||
14 | Elect CHEN Yen-Cheng | Mgmt | For | Against | Against | |||||
15 | Elect HSU Hsien-Yuen | Mgmt | For | Against | Against | |||||
16 | Elect HSIEH Min-Chieh | Mgmt | For | Against | Against | |||||
17 | Elect YANG Tze-Kaing (Supervisor) | Mgmt | For | Against | Against | |||||
18 | Elect CHENG Chung-Jen (Supervisor) | Mgmt | For | Against | Against | |||||
19 | Elect YANG Long-Hui (Supervisor) | Mgmt | For | Against | Against | |||||
20 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | |||||
21 | Extraordinary Motions | Mgmt | For | Against | Against | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
AXA S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXA | CINS F06106102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Elect Jean-Martin Folz | Mgmt | For | For | For | |||||
9 | Elect Giuseppe Mussari | Mgmt | For | For | For | |||||
10 | Elect Marcus Schenck | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares and/or Convertible Securities Through Private Placements; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
16 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||||
17 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
18 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||||
19 | Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||||
20 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by a Subsidiary | Mgmt | For | For | For | |||||
21 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||||
23 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | |||||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
28 | Amend Article 23 | Mgmt | For | For | For | |||||
29 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Banco Santander S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAN | CINS E19790109 | 06/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Ana Patricia Botín-Sanz de Sautuola y O'Shea | Mgmt | For | Against | Against | |||||
5 | Elect Rodrigo Echenique Gordillo | Mgmt | For | Against | Against | |||||
6 | Elect Terence Burns | Mgmt | For | Against | Against | |||||
7 | Elect Antoine Bernheim | Mgmt | For | Against | Against | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Amend Articles 8, 11, 15, 16 and 18 | Mgmt | For | For | For | |||||
10 | Amend Articles 20, 24, 25, 26, 28, 30, 34, 35, 42, 53, 55, 59 and 61 | Mgmt | For | For | For | |||||
11 | Amend Articles 62 and 69 | Mgmt | For | For | For | |||||
12 | Amend Preamble and Article 2 | Mgmt | For | For | For | |||||
13 | Amend Articles 4, 5, 6 bis and 8 | Mgmt | For | For | For | |||||
14 | Amend Articles 12, 19 and 21 | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Scrip Dividend | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Scrip Dividend | Mgmt | For | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | For | For | |||||
22 | Performance Share Plan | Mgmt | For | For | For | |||||
23 | Deferred and Conditional Share Plan | Mgmt | For | For | For | |||||
24 | Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | |||||
25 | UK Employee Share Savings Plan | Mgmt | For | For | For | |||||
26 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
27 | Remuneration Report | Mgmt | For | For | For | |||||
Barclays plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BARC | CINS G08036124 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Alison Carnwath | Mgmt | For | For | For | |||||
4 | Elect Dambisa Moyo | Mgmt | For | For | For | |||||
5 | Elect Marcus Agius | Mgmt | For | For | For | |||||
6 | Elect David Booth | Mgmt | For | For | For | |||||
7 | Elect Sir Richard Broadbent | Mgmt | For | For | For | |||||
8 | Elect Fulvio Conti | Mgmt | For | For | For | |||||
9 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | |||||
10 | Elect Simon Fraser | Mgmt | For | For | For | |||||
11 | Elect Reuben Jeffrey III | Mgmt | For | For | For | |||||
12 | Elect Sir Andrew Likierman | Mgmt | For | For | For | |||||
13 | Elect Christopher Lucas | Mgmt | For | For | For | |||||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | |||||
15 | Elect Sir John Sunderland | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
23 | Long Term Incentive Plan | Mgmt | For | For | For | |||||
24 | Amendment to the Barclays Group Share Value Plan | Mgmt | For | For | For | |||||
Basf SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAS | CINS D06216317 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Elect Anke Schäferkordt | Mgmt | For | For | For | |||||
10 | Supervisory Board Fees | Mgmt | For | For | For | |||||
11 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | |||||
12 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | |||||
Bayerische Motoren Werke AG (BMW) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMW | CINS D12096109 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | Against | Against | |||||
9 | Compensation Policy | Mgmt | For | Against | Against | |||||
BBMG Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2009 | CINS Y076A3105 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Financial Statements | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
7 | Elect LI Xinhua | Mgmt | For | Against | Against | |||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Issue Debentures | Mgmt | For | For | For | |||||
BCE Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BCE | CUSIP 05534B760 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barry Allen | Mgmt | For | For | For | |||||
1.2 | Elect André Bérard | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Ronald Brenneman | Mgmt | For | For | For | |||||
1.4 | Elect Sophie Brochu | Mgmt | For | For | For | |||||
1.5 | Elect Robert Brown | Mgmt | For | For | For | |||||
1.6 | Elect George Cope | Mgmt | For | For | For | |||||
1.7 | Elect Anthony Fell | Mgmt | For | For | For | |||||
1.8 | Elect Edward Lumley | Mgmt | For | For | For | |||||
1.9 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Robert Simmonds | Mgmt | For | For | For | |||||
1.11 | Elect Carole Taylor | Mgmt | For | For | For | |||||
1.12 | Elect Paul Weiss | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Critical Mass of Women on Board | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Pay Ratios | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Additional Information on the Comparison of Compensation with Peers | ShrHldr | Against | Against | For | |||||
BG Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BG | CINS G1245Z108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Fabio de Oliveira Barbosa | Mgmt | For | For | For | |||||
5 | Elect Caio Kock-Weser | Mgmt | For | For | For | |||||
6 | Elect Patrick Thomas | Mgmt | For | For | For | |||||
7 | Elect Peter Backhouse | Mgmt | For | For | For | |||||
8 | Elect Frank Chapman | Mgmt | For | For | For | |||||
9 | Elect Baroness Hogg | Mgmt | For | For | For | |||||
10 | Elect John Hood | Mgmt | For | For | For | |||||
11 | Elect Martin Houston | Mgmt | For | For | For | |||||
12 | Elect Sir David Manning | Mgmt | For | For | For | |||||
13 | Elect Mark Seligman | Mgmt | For | For | For | |||||
14 | Elect Philippe Varin | Mgmt | For | For | For | |||||
15 | Elect Sir Robert Wilson | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Biomerieux | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BIM | CINS F1149Y109 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Severance Package (Jean-Luc Bélingard) | Mgmt | For | For | For | |||||
8 | Related Party Transaction (Théra Conseil) | Mgmt | For | For | For | |||||
9 | Related Party Transaction (bioMérieux BV) | Mgmt | For | For | For | |||||
10 | Related Party Transactions (Previously Approved) | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
15 | Amendment to Article 13 | Mgmt | For | For | For | |||||
16 | Amendment to Article 19 | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
24 | Authority to Increase Capital as a Takeover Defense | Mgmt | For | Against | Against | |||||
25 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
BNP Paribas | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BNP | CINS F1058Q238 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
9 | Elect Jean-François Lepetit | Mgmt | For | Against | Against | |||||
10 | Elect Hélène Ploix | Mgmt | For | Against | Against | |||||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | |||||
12 | Elect Daniela Weber-Rey | Mgmt | For | Against | Against | |||||
13 | Elect Fields Wicker-Miurin | Mgmt | For | Against | Against | |||||
14 | Merger by Absorption of Banque de Bretagne | Mgmt | For | For | For | |||||
15 | Merger by Absorption of BNP Paribas International BV | Mgmt | For | For | For | |||||
16 | Merger by Absorption of Cerenicim | Mgmt | For | For | For | |||||
17 | Merger by absorption of SAS Noria | Mgmt | For | For | For | |||||
18 | Authority to Issue Restricted Stock | Mgmt | For | For | For | |||||
19 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
BP plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BP | CINS G12793108 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Paul Anderson | Mgmt | For | For | For | |||||
4 | Elect Antony Burgmans | Mgmt | For | For | For | |||||
5 | Elect Cynthia Carroll | Mgmt | For | For | For | |||||
6 | Elect Sir William Castell | Mgmt | For | For | For | |||||
7 | Elect Iain Conn | Mgmt | For | For | For | |||||
8 | Elect George David | Mgmt | For | For | For | |||||
9 | Elect Ian Davis | Mgmt | For | For | For | |||||
10 | Elect Robert Dudley | Mgmt | For | For | For | |||||
11 | Elect Byron Grote | Mgmt | For | For | For | |||||
12 | Elect Frank Bowman | Mgmt | For | For | For | |||||
13 | Elect Brendan Nelson | Mgmt | For | For | For | |||||
14 | Elect Phuthuma Nhleko | Mgmt | For | For | For | |||||
15 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
22 | Renewal of the BP ShareMatch Plan | Mgmt | For | For | For | |||||
23 | Renewal of the BP Sharesave UK Plan | Mgmt | For | For | For | |||||
Britvic plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BVIC | CINS G17387104 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Joanne Averiss | Mgmt | For | Against | Against | |||||
4 | Elect Gerald Corbett | Mgmt | For | Against | Against | |||||
5 | Elect John Gibney | Mgmt | For | Against | Against | |||||
6 | Elect Ben Gordon | Mgmt | For | Against | Against | |||||
7 | Elect Bob Ivell | Mgmt | For | Against | Against | |||||
8 | Elect Paul Moody | Mgmt | For | Against | Against | |||||
9 | Elect Michael Shallow | Mgmt | For | Against | Against | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
12 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Canon Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7751 | CINS J05124144 | 03/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Fujio Mitarai | Mgmt | For | For | For | |||||
4 | Elect Tsuneji Uchida | Mgmt | For | For | For | |||||
5 | Elect Toshizo Tanaka | Mgmt | For | For | For | |||||
6 | Elect Toshiaki Ikoma | Mgmt | For | For | For | |||||
7 | Elect Kunio Watanabe | Mgmt | For | For | For | |||||
8 | Elect Yohroku Adachi | Mgmt | For | For | For | |||||
9 | Elect Yasuo Mitsuhashi | Mgmt | For | For | For | |||||
10 | Elect Tomonori Iwashita | Mgmt | For | For | For | |||||
11 | Elect Masahiro Ohsawa | Mgmt | For | For | For | |||||
12 | Elect Shigeyuki Matsumoto | Mgmt | For | For | For | |||||
13 | Elect Katsuichi Shimizu | Mgmt | For | For | For | |||||
14 | Elect Ryohichi Banba | Mgmt | For | For | For | |||||
15 | Elect Toshio Honma | Mgmt | For | For | For | |||||
16 | Elect Masaki Nakaoka | Mgmt | For | For | For | |||||
17 | Elect Haruhisa Honda | Mgmt | For | For | For | |||||
18 | Elect Hideki Ozawa | Mgmt | For | For | For | |||||
19 | Elect Masaya Maeda | Mgmt | For | For | For | |||||
20 | Elect Yasuhiro Tani | Mgmt | For | For | For | |||||
21 | Elect Makoto Araki | Mgmt | For | For | For | |||||
22 | Elect Tadashi Ohe | Mgmt | For | For | For | |||||
23 | Bonus | Mgmt | For | For | For | |||||
24 | Stock Option Plan | Mgmt | For | For | For | |||||
Carillion plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLLN | CINS G1900N101 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Director's Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Richard Adam | Mgmt | For | Against | Against | |||||
4 | Elect Richard Howson | Mgmt | For | Against | Against | |||||
5 | Elect David Maloney | Mgmt | For | Against | Against | |||||
6 | Elect John McDonough | Mgmt | For | Against | Against | |||||
7 | Elect Steven Mogford | Mgmt | For | Against | Against | |||||
8 | Elect Vanda Murray | Mgmt | For | Against | Against | |||||
9 | Elect Philip Rogerson | Mgmt | For | Against | Against | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||||
12 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authorisation of Political Donations | Mgmt | For | Abstain | Against | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Centrica plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNA | CINS G2018Z143 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Roger Carr | Mgmt | For | For | For | |||||
5 | Elect Sam Laidlaw | Mgmt | For | For | For | |||||
6 | Elect Helen Alexander | Mgmt | For | For | For | |||||
7 | Elect Phil Bentley | Mgmt | For | For | For | |||||
8 | Elect Margherita Della Valle | Mgmt | For | For | For | |||||
9 | Elect Mary Francis | Mgmt | For | For | For | |||||
10 | Elect Mark Hanafin | Mgmt | For | For | For | |||||
11 | Elect Nick Luff | Mgmt | For | For | For | |||||
12 | Elect Andrew Mackenzie | Mgmt | For | For | For | |||||
13 | Elect Ian Meakins | Mgmt | For | For | For | |||||
14 | Elect Paul Rayner | Mgmt | For | For | For | |||||
15 | Elect Chris Weston | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting at 14 Days | Mgmt | For | Against | Against | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
CEZ, a.s. (Ceske Energeticke Zavody) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAACEZ | CINS X2337V121 | 11/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Czech Republic | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Opening; Election of Presiding Chairman and Individuals to Check Minutes | Mgmt | For | For | For | |||||
2 | Co-Option of Board Members; Shareholder Proposal Regarding Removal and Election of Board Members | ShrHldr | N/A | Against | N/A | |||||
3 | Co-Option of Audit Committee Members; Shareholder Proposal Regarding Audit Committee Composition | ShrHldr | N/A | Against | N/A | |||||
4 | Supervisory Board Members' Contracts | Mgmt | For | For | For | |||||
5 | Closing | Mgmt | For | For | For | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
CFS Retail Property Trust (fka CFS Gandel Retail Trust) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CFX | CINS Q22625208 | 03/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Ratify Placement of Securities | Mgmt | For | For | For | |||||
China Construction Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0939 | CINS Y1397N101 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Final Financial Accounts | Mgmt | For | For | For | |||||
6 | Fixed Assets Investment Budget | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditors and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Elect DONG Shi | Mgmt | For | Against | Against | |||||
10 | Purchase of Head Office Business Processing Centre | Mgmt | For | For | For | |||||
11 | 2010 Final Emoluments Distribution Plan | Mgmt | For | For | For | |||||
China Construction Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0939 | CINS Y1397N101 | 09/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect ZHANG Furong as Supervisor | Mgmt | For | For | For | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Mobile Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0941 | CINS Y14965100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect XUE Taohai | Mgmt | For | Against | Against | |||||
6 | Elect HUANG Wenlin | Mgmt | For | Against | Against | |||||
7 | Elect XU Long | Mgmt | For | Against | Against | |||||
8 | Elect LO Ka Shui | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
China Shanshui Cement Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0691 | CINS G2116M101 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect ZHANG Bin | Mgmt | For | Against | Against | |||||
6 | Elect DONG Chengtian | Mgmt | For | Against | Against | |||||
7 | Elect WANG Yanmou | Mgmt | For | Against | Against | |||||
8 | Elect WANG Jian | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Windpower Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0182 | CINS G2115L112 | 06/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect Johnson KO Chun Shun | Mgmt | For | Against | Against | |||||
5 | Elect Jason CHAN Kam Kwan | Mgmt | For | Against | Against | |||||
6 | Elect Tony TSOI Tong Hoo | Mgmt | For | Against | Against | |||||
7 | Elect David WONG Yau Kar | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Refreshment of Share Option Scheme | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Abstain | Against | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Cobham plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COB | CINS G41440143 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Michael Wareing | Mgmt | For | For | For | |||||
5 | Elect Marcus Beresford | Mgmt | For | For | For | |||||
6 | Elect John Devaney | Mgmt | For | For | For | |||||
7 | Elect Michael Hagee | Mgmt | For | For | For | |||||
8 | Elect John Patterson | Mgmt | For | For | For | |||||
9 | Elect Mark Ronald | Mgmt | For | For | For | |||||
10 | Elect Andy Stevens | Mgmt | For | For | For | |||||
11 | Elect Warren Tucker | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Criteria CaixaCorp, S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRI | CINS E3641N103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Scrip Dividend | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Scrip Dividend | Mgmt | For | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Scrip Dividend | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Amend Articles 4, 8, 10, 11, 13, 15, 18, 19, 20, 21, 34, 40, 44 and 49 | Mgmt | For | For | For | |||||
12 | Amend Articles 14, 17, 24, 31, 32, 45 and 46 | Mgmt | For | For | For | |||||
13 | Asset Swap | Mgmt | For | For | For | |||||
14 | Issuance of Shares to Caixa d'Estalvis | Mgmt | For | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Merger with Microbank; Amendments to Articles | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Spin-off of Assets and Liabilities of Microcredit Business Acquired from Microbank | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||||
22 | Report on Amendments to Board of Directors Regulations | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
25 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
26 | Board Size | Mgmt | For | For | For | |||||
27 | Elect Juan-José López Burniol | Mgmt | For | Against | Against | |||||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
29 | Authorization to Exercise Competing Activities | Mgmt | For | For | For | |||||
30 | Appointment of Auditor | Mgmt | For | For | For | |||||
31 | Remuneration Policy | Mgmt | For | Against | Against | |||||
32 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Danske Bank A/S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DDB | CINS K22272114 | 03/29/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Denmark | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Participation in Winding-Up Scheme | Mgmt | For | TNA | N/A | |||||
7 | Wind-Up of the Company | Mgmt | N/A | TNA | N/A | |||||
8 | Board Size | Mgmt | For | TNA | N/A | |||||
9 | Elect Eivind Kolding | Mgmt | For | TNA | N/A | |||||
10 | Elect Ole Andersen | Mgmt | For | TNA | N/A | |||||
11 | Elect Michael Fairey | Mgmt | For | TNA | N/A | |||||
12 | Elect Peter Højland | Mgmt | For | TNA | N/A | |||||
13 | Elect Mats Jansson | Mgmt | For | TNA | N/A | |||||
14 | Elect Majken Schultz | Mgmt | For | TNA | N/A | |||||
15 | Elect Claus Vastrup | Mgmt | For | TNA | N/A | |||||
16 | Elect Niels Christiansen | Mgmt | For | TNA | N/A | |||||
17 | Shareholder Proposal Regarding Election of Egon Geertsen | ShrHldr | Abstain | TNA | N/A | |||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
19 | Amendment Regarding Attendance, Voting and Admission Cards | Mgmt | For | TNA | N/A | |||||
20 | Amendment Regarding Age Limits | Mgmt | For | TNA | N/A | |||||
21 | Amendment Regarding Committee Authority | Mgmt | For | TNA | N/A | |||||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
23 | Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
24 | Shareholder Proposal Regarding Voting Transparency | ShrHldr | Against | TNA | N/A | |||||
25 | Shareholder Proposal Regarding Allowing the Press to Attend, Photograph and Film the General Meeting | ShrHldr | Against | TNA | N/A | |||||
26 | Shareholder Proposal Regarding Board Share Ownership Requirements | ShrHldr | Against | TNA | N/A | |||||
27 | Shareholder Proposal Regarding Mandatory Board Resignation if the Company Loses 50% of its Share Capital | ShrHldr | Against | TNA | N/A | |||||
28 | Shareholder Proposal Regarding Moving IT Development from India to Denmark | ShrHldr | Against | TNA | N/A | |||||
Deutsche Post AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DPW | CINS D19225107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||||
10 | Elect Werner Gatzer | Mgmt | For | For | For | |||||
11 | Elect Thomas Kunz | Mgmt | For | For | For | |||||
12 | Elect Elmar Toime | Mgmt | For | For | For | |||||
13 | Elect Katja Windt | Mgmt | For | For | For | |||||
14 | Elect Hero Brahms | Mgmt | For | For | For | |||||
Dexus Property Group (fka DB RREEF Trust) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DXS | CINS Q3190P100 | 10/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Ratify Stewart Ewen as a Director | Mgmt | For | For | For | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
Edenred SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EDEN | CINS F3192L109 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
5 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions With Accor SA | Mgmt | For | For | For | |||||
8 | Amendments to Employment Contract of (Jacques Stern) | Mgmt | For | For | For | |||||
9 | Severance Package (Jacques Stern) | Mgmt | For | For | For | |||||
10 | Unemployment Benefits (Jacques Stern) | Mgmt | For | For | For | |||||
11 | Health Insurance Benefits (Jacques Stern) | Mgmt | For | For | For | |||||
12 | Supplementary Retirement Benefits (Jacques Stern) | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Fiat S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CINS T4210N122 | 03/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Fiat S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CINS T4210N122 | 09/14/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Demerger Plan | Mgmt | For | TNA | N/A | |||||
3 | Reduction of Share Repurchase Limit | Mgmt | For | TNA | N/A | |||||
Fortum Oyj | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FUM1V | CINS X2978Z118 | 03/31/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Finland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
11 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||||
12 | Supervisory Board Size | Mgmt | For | TNA | N/A | |||||
13 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||||
14 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
15 | Board Size | Mgmt | For | TNA | N/A | |||||
16 | Election of Directors | Mgmt | For | TNA | N/A | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
19 | Shareholder Proposal Regarding the Abolition of the Supervisory Board | ShrHldr | For | TNA | N/A | |||||
20 | Shareholder Proposal Regarding Nominating Committee | ShrHldr | For | TNA | N/A | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
GDF Suez (fka Gaz de France) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GSZ | CINS F42768105 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Elect Albert Frère | Mgmt | For | Against | Against | |||||
11 | Elect Edmond Alphandéry | Mgmt | For | Against | Against | |||||
12 | Elect Aldo Cardoso | Mgmt | For | Against | Against | |||||
13 | Elect René Carron | Mgmt | For | Against | Against | |||||
14 | Elect Thierry de Rudder | Mgmt | For | Against | Against | |||||
15 | Elect Françoise Malrieu | Mgmt | For | Against | Against | |||||
16 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||||
17 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
18 | Authority to Increase Capital Under Employee Savings Plan for Overseas Employees | Mgmt | For | For | For | |||||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
20 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
21 | Shareholder Proposal Regarding Allocation of Profits/Dividends | ShrHldr | Against | Against | For | |||||
Grupo Comercial Chedraui SAB de CV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHDRAUIB | CINS P4612W104 | 08/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Mexico | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||||
2 | Creation of Share Repurchase Reserve | Mgmt | For | For | For | |||||
3 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||||
4 | Indemnification of Directors/Officers | Mgmt | For | Against | Against | |||||
5 | Indemnification of Directors/Officers | Mgmt | For | Against | Against | |||||
6 | Election of Director | Mgmt | For | Against | Against | |||||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
Guangdong Investment Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0270 | CINS Y2929L100 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect ZHANG Hui | Mgmt | For | Against | Against | |||||
6 | Elect TSANG Hon Nam | Mgmt | For | Against | Against | |||||
7 | Elect Daniel FUNG | Mgmt | For | Against | Against | |||||
8 | Elect WU Jianguo | Mgmt | For | Against | Against | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
HeidelbergCement AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HEI | CINS D31709104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratify Bernd Scheifele | Mgmt | For | For | For | |||||
7 | Ratify Dominik von Achten | Mgmt | For | For | For | |||||
8 | Ratify Daniel Gauthier | Mgmt | For | For | For | |||||
9 | Ratify Andreas Kern | Mgmt | For | For | For | |||||
10 | Ratify Lorenz Naeger | Mgmt | For | For | For | |||||
11 | Ratify Albert Scheuer | Mgmt | For | For | For | |||||
12 | Ratify Fritz-Juergen Heckmann | Mgmt | For | For | For | |||||
13 | Ratify Heinz Schmitt | Mgmt | For | For | For | |||||
14 | Ratify Robert Feiger | Mgmt | For | For | For | |||||
15 | Ratify Josef Heumann | Mgmt | For | For | For | |||||
16 | Ratify Max Dietrich Kley | Mgmt | For | For | For | |||||
17 | Ratify Hans Georg Kraut | Mgmt | For | For | For | |||||
18 | Ratify Herbert Luetkesstratkoetter | Mgmt | For | For | For | |||||
19 | Ratify Ludwig Merckle | Mgmt | For | For | For | |||||
20 | Ratify Tobias Merckle | Mgmt | For | For | For | |||||
21 | Ratify Alan James Murray | Mgmt | For | For | For | |||||
22 | Ratify Werner Schraeder | Mgmt | For | For | For | |||||
23 | Ratify Frank-Dirk Steininger | Mgmt | For | For | For | |||||
24 | Appointment of Auditor | Mgmt | For | For | For | |||||
25 | Compensation Policy | Mgmt | For | For | For | |||||
Henderson Land Development Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0012 | CINS Y31476107 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Augustine WONG Ho Ming | Mgmt | For | Against | Against | |||||
6 | Elect LEE Ka Kit | Mgmt | For | Against | Against | |||||
7 | Elect LEE Ka Shing | Mgmt | For | Against | Against | |||||
8 | Elect SUEN Kwok Lam | Mgmt | For | Against | Against | |||||
9 | Elect Patrick KWOK Ping Ho | Mgmt | For | Against | Against | |||||
10 | Elect Angelina LEE Pui Ling | Mgmt | For | Against | Against | |||||
11 | Elect WU King Cheong | Mgmt | For | Against | Against | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
17 | Amendments to Articles | Mgmt | For | For | For | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
HSBC Holdings plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSBA | CINS G4634U169 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Safra Catz | Mgmt | For | For | For | |||||
4 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||||
5 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | |||||
6 | Elect John Coombe | Mgmt | For | For | For | |||||
7 | Elect Rona Fairhead | Mgmt | For | For | For | |||||
8 | Elect Douglas Flint | Mgmt | For | For | For | |||||
9 | Elect Alexander Flockhart | Mgmt | For | For | For | |||||
10 | Elect Stuart Gulliver | Mgmt | For | For | For | |||||
11 | Elect James Hughes-Hallett | Mgmt | For | For | For | |||||
12 | Elect Sam Laidlaw | Mgmt | For | For | For | |||||
13 | Elect J. Rachel Lomax | Mgmt | For | For | For | |||||
14 | Elect Iain Mackay | Mgmt | For | For | For | |||||
15 | Elect Gwyn Morgan | Mgmt | For | Against | Against | |||||
16 | Elect Narayana Murthy | Mgmt | For | For | For | |||||
17 | Elect Simon Robertson | Mgmt | For | For | For | |||||
18 | Elect John Thornton | Mgmt | For | For | For | |||||
19 | Elect Sir Brian Williamson | Mgmt | For | For | For | |||||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Share Plan 2011 | Mgmt | For | Against | Against | |||||
24 | Directors' Fees | Mgmt | For | For | For | |||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Industrial & Commercial Bank Of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1398 | CINS ADPV10686 | 05/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Reports | Mgmt | For | For | For | |||||
4 | Supervisors' Reports | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Property Purchase | Mgmt | For | For | For | |||||
8 | Fixed Assets Investment Budget | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Elect ZHAO Lin as Supervisor | Mgmt | For | For | For | |||||
11 | 2010 Directors and Supervisors Remuneration | Mgmt | For | For | For | |||||
ING Groep N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INGA | CINS N4578E413 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Executive Board Remuneration Policy | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Amendment to Articles A | Mgmt | For | Against | Against | |||||
12 | Amendment to Articles B | Mgmt | For | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Ratification of Executive Board Acts | Mgmt | For | For | For | |||||
15 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
16 | Elect Koos Timmermans | Mgmt | For | For | For | |||||
17 | Elect Peter Elverding | Mgmt | For | Against | Against | |||||
18 | Elect Henk Breukink | Mgmt | For | Against | Against | |||||
19 | Elect Sjoerd van Keulen | Mgmt | For | Against | Against | |||||
20 | Elect Joost Kuiper | Mgmt | For | Against | Against | |||||
21 | Elect Luc Vandewalle | Mgmt | For | Against | Against | |||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | |||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
25 | Authority to Repurchase Shares in Connection with a Merger | Mgmt | For | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
INPEX Corporation (fka INPEX Holdings Inc.) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1605 | CINS J2467E101 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Yoshitsugu Takai | Mgmt | For | Against | Against | |||||
4 | Elect Haruhito Totsune | Mgmt | For | For | For | |||||
5 | Elect Kohji Sumiya | Mgmt | For | Against | Against | |||||
6 | Elect Hiroshi Satoh | Mgmt | For | Against | Against | |||||
7 | Elect Masaru Funai | Mgmt | For | For | For | |||||
8 | Bonus | Mgmt | For | For | For | |||||
International Power plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPR | CINS G4890M109 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Dirk Beeuwsaert | Mgmt | For | Against | Against | |||||
3 | Elect Sir Neville Simms | Mgmt | For | Against | Against | |||||
4 | Elect Bernard Attali | Mgmt | For | Against | Against | |||||
5 | Elect Anthony Isaac | Mgmt | For | Against | Against | |||||
6 | Elect David Weston | Mgmt | For | Against | Against | |||||
7 | Elect Sir Rob Young | Mgmt | For | Against | Against | |||||
8 | Elect Michael Zaoui | Mgmt | For | Against | Against | |||||
9 | Elect Gérard Mestrallet | Mgmt | For | Against | Against | |||||
10 | Elect Jean-François Cirelli | Mgmt | For | Against | Against | |||||
11 | Elect Gérard Lamarche | Mgmt | For | Against | Against | |||||
12 | Elect Philip Cox | Mgmt | For | Against | Against | |||||
13 | Elect Mark Williamson | Mgmt | For | Against | Against | |||||
14 | Elect Guy Richelle | Mgmt | For | Against | Against | |||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Increase Non-Exeuctive Directors' Fee Cap | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Japan Tobacco Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2914 | CINS J27869106 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Hisao Tateishi | Mgmt | For | Against | Against | |||||
5 | Elect Gisuke Shiozawa | Mgmt | For | Against | Against | |||||
6 | Elect Kohichi Ueda | Mgmt | For | For | For | |||||
7 | Elect Yoshinori Imai | Mgmt | For | For | For | |||||
JB Hi-Fi Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JBH | CINS Q5029L101 | 10/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Remuneration Report | Mgmt | For | For | For | |||||
4 | Re-elect James King | Mgmt | For | Against | Against | |||||
5 | Re-elect Greg Richards | Mgmt | For | Against | Against | |||||
6 | Equity Grant (CEO Terry Smart) | Mgmt | For | For | For | |||||
JSR Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4185 | CINS J2856K106 | 06/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Yoshinori Yoshida | Mgmt | For | For | For | |||||
5 | Elect Mitsunobu Koshiba | Mgmt | For | For | For | |||||
6 | Elect Masaki Hirose | Mgmt | For | For | For | |||||
7 | Elect Hozumi Satoh | Mgmt | For | For | For | |||||
8 | Elect Takuya Gotoh | Mgmt | For | For | For | |||||
9 | Elect Michio Kariya | Mgmt | For | For | For | |||||
10 | Election of Alternate Statutory Auditor(s) | Mgmt | For | Against | Against | |||||
11 | Bonus | Mgmt | For | For | For | |||||
Kabel Deutschland Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KD8 | CINS D6424C104 | 10/20/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Compensation Policy | Mgmt | For | For | For | |||||
8 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
9 | Amendments to Articles | Mgmt | For | For | For | |||||
Kerry Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KRZ | CINS G52416107 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Ireland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Kieran Breen | Mgmt | For | Against | Against | |||||
4 | Elect Patrick Flahive | Mgmt | For | Against | Against | |||||
5 | Elect Denis Buckley | Mgmt | For | Against | Against | |||||
6 | Elect Gerry Behan | Mgmt | For | Against | Against | |||||
7 | Elect Denis Carroll | Mgmt | For | Against | Against | |||||
8 | Elect Michael Dowling | Mgmt | For | Against | Against | |||||
9 | Elect Michael Fleming | Mgmt | For | Against | Against | |||||
10 | Elect Noel Greene | Mgmt | For | Against | Against | |||||
11 | Elect Flor Healy | Mgmt | For | Against | Against | |||||
12 | Elect Kevin Kelly | Mgmt | For | Against | Against | |||||
13 | Elect Stan McCarthy | Mgmt | For | Against | Against | |||||
14 | Elect Brian Mehigan | Mgmt | For | Against | Against | |||||
15 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | |||||
16 | Elect Denis Wallis | Mgmt | For | Against | Against | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||||
18 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
LG Corp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3550 | CINS Y52755108 | 03/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect CHO Jun Ho | Mgmt | For | Against | Against | |||||
3 | Directors' Fees | Mgmt | For | For | For | |||||
LS Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6260 | CINS Y5274S109 | 03/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||||
3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Miraca Holdings | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4544 | CINS J4352B101 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hiromasa Suzuki | Mgmt | For | For | For | |||||
2 | Elect Shinji Ogawa | Mgmt | For | For | For | |||||
3 | Elect Takeshi Koyama | Mgmt | For | For | For | |||||
4 | Elect Shiroh Kudoh | Mgmt | For | For | For | |||||
5 | Elect Naoji Yui | Mgmt | For | For | For | |||||
6 | Elect Nobumichi Hattori | Mgmt | For | For | For | |||||
7 | Elect Yasunori Kanako | Mgmt | For | For | For | |||||
8 | Elect Hisatsugu Nonaka | Mgmt | For | For | For | |||||
9 | Elect Naoki Iguchi | Mgmt | For | For | For | |||||
10 | Stock Option Plan | Mgmt | For | For | For | |||||
Mitsubishi Electric Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6503 | CINS J43873116 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | |||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | |||||
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | |||||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | |||||
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | |||||
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | |||||
8 | Elect Hiroyoshi Sakuyama | Mgmt | For | Against | Against | |||||
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | |||||
10 | Elect Shunji Yanai | Mgmt | For | Against | Against | |||||
11 | Elect Mikio Sasaki | Mgmt | For | Against | Against | |||||
12 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | |||||
13 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | |||||
Mitsubishi Estate Co Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8802 | CINS J43916113 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Keiji Kimura | Mgmt | For | For | For | |||||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||||
5 | Elect Nobuyuki Iizuka | Mgmt | For | For | For | |||||
6 | Elect Hiroshi Danno | Mgmt | For | For | For | |||||
7 | Elect Masaaki Kohno | Mgmt | For | For | For | |||||
8 | Elect Hiroyoshi Itoh | Mgmt | For | For | For | |||||
9 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | |||||
10 | Elect Takao Yagihashi | Mgmt | For | For | For | |||||
11 | Elect Joh Katou | Mgmt | For | For | For | |||||
12 | Elect Shiroh Fujisawa | Mgmt | For | For | For | |||||
13 | Elect Isao Matsuhashi | Mgmt | For | For | For | |||||
14 | Elect Yasumasa Gomi | Mgmt | For | For | For | |||||
15 | Elect Yasumasa Gomi | Mgmt | For | For | For | |||||
16 | Elect Shu Tomioka | Mgmt | For | For | For | |||||
17 | Elect Akio Utsumi | Mgmt | For | Against | Against | |||||
Mitsubishi Tanabe Pharma Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4508 | CINS J4448H104 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | |||||
5 | Elect Kuniaki Kaga | Mgmt | For | For | For | |||||
6 | Elect Kenichi Yanagisawa | Mgmt | For | For | For | |||||
7 | Elect Kenkichi Kosakai | Mgmt | For | For | For | |||||
8 | Elect Masayuki Mitsuka | Mgmt | For | For | For | |||||
9 | Elect Takashi Kobayashi | Mgmt | For | For | For | |||||
10 | Elect Shigehiko Hattori | Mgmt | For | For | For | |||||
11 | Elect Seishiroh Yoshioka | Mgmt | For | For | For | |||||
12 | Elect Kohichi Fujisawa | Mgmt | For | Against | Against | |||||
13 | Elect Masanao Iechika | Mgmt | For | For | For | |||||
14 | Elect Takashi Nishida | Mgmt | For | For | For | |||||
15 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
Mitsubishi UFJ Financial Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8306 | CINS J44497105 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Takamune Okihara | Mgmt | For | For | For | |||||
4 | Elect Kinya Okauchi | Mgmt | For | For | For | |||||
5 | Elect Katsunori Nagayasu | Mgmt | For | For | For | |||||
6 | Elect Tatsuo Tanaka | Mgmt | For | For | For | |||||
7 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||||
8 | Elect Taihei Yuki | Mgmt | For | For | For | |||||
9 | Elect Ichiroh Hamakawa | Mgmt | For | For | For | |||||
10 | Elect Masao Hasegawa | Mgmt | For | For | For | |||||
11 | Elect Toshiroh Toyoizumi | Mgmt | For | For | For | |||||
12 | Elect Shunsuke Teraoka | Mgmt | For | For | For | |||||
13 | Elect Tatsuo Wakabayashi | Mgmt | For | For | For | |||||
14 | Elect Takashi Oyamada | Mgmt | For | For | For | |||||
15 | Elect Hiroyuki Noguchi | Mgmt | For | For | For | |||||
16 | Elect Ryuji Araki | Mgmt | For | For | For | |||||
17 | Elect Kazuhiro Watanabe | Mgmt | For | For | For | |||||
18 | Elect Takuma Ohtoshi | Mgmt | For | For | For | |||||
19 | Elect Takehiko Nemoto | Mgmt | For | For | For | |||||
Mitsui & Co Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8031 | CINS J44690139 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Shouei Utsuda | Mgmt | For | For | For | |||||
4 | Elect Masami Iijima | Mgmt | For | For | For | |||||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | |||||
6 | Elect Takao Ohmae | Mgmt | For | For | For | |||||
7 | Elect Masayoshi Komai | Mgmt | For | For | For | |||||
8 | Elect Fuminobu Kawashima | Mgmt | For | For | For | |||||
9 | Elect Daisuke Saiga | Mgmt | For | For | For | |||||
10 | Elect Johji Okada | Mgmt | For | For | For | |||||
11 | Elect Masayuki Kinoshita | Mgmt | For | For | For | |||||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | |||||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | |||||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | |||||
15 | Elect Toshirho Mutoh | Mgmt | For | For | For | |||||
16 | Elect Satoru Miura | Mgmt | For | For | For | |||||
17 | Elect Motonori Murakami | Mgmt | For | For | For | |||||
Myer Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MYR | CINS Q64865100 | 11/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Hay | Mgmt | For | For | For | |||||
2 | Re-elect Anne Brennan | Mgmt | For | For | For | |||||
3 | Re-elect Tom Flood | Mgmt | For | For | For | |||||
4 | Remuneration Report | Mgmt | For | For | For | |||||
National Australia Bank Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NAB | CINS Q65336119 | 12/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Re-elect Patricia Cross | Mgmt | For | For | For | |||||
3 | Re-elect Daniel Gilbert | Mgmt | For | For | For | |||||
4 | Re-elect Jillian Segal | Mgmt | For | For | For | |||||
5 | Re-elect Malcolm Williamson | Mgmt | For | For | For | |||||
6 | Elect Anthony Yuen | Mgmt | For | For | For | |||||
7 | Remuneration Report | Mgmt | For | For | For | |||||
8 | Equity Grant (CEO Cameron Clyne) | Mgmt | For | For | For | |||||
9 | Equity Grant (Executive Director of Finance Mark Joiner) | Mgmt | For | For | For | |||||
10 | Equity Grant (Group Deputy CEO Michael Ullmer) | Mgmt | For | For | For | |||||
11 | Approve Termination Payments to a Former Employee | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Approve Selective Buy-back of 2008 Stapled Securities | Mgmt | For | For | For | |||||
14 | Approve Selective Capital Reduction of 2008 Stapled Securities | Mgmt | For | For | For | |||||
15 | Approve Selective Buy-back of 2009 Stapled Securities | Mgmt | For | For | For | |||||
16 | Approve Selective Capital Reduction of 2009 Stapled Securities | Mgmt | For | For | For | |||||
National Bank Of Canada | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NA | CUSIP 633067103 | 03/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lawrence Bloomberg | Mgmt | For | For | For | |||||
1.2 | Elect André Caillé | Mgmt | For | For | For | |||||
1.3 | Elect Gérard Coulombe | Mgmt | For | For | For | |||||
1.4 | Elect Bernard Cyr | Mgmt | For | For | For | |||||
1.5 | Elect Gillian Denham | Mgmt | For | For | For | |||||
1.6 | Elect Nicole Diamond-Gélinas | Mgmt | For | For | For | |||||
1.7 | Elect Jean Douville | Mgmt | For | For | For | |||||
1.8 | Elect Jean Gaulin | Mgmt | For | For | For | |||||
1.9 | Elect Paul Gobeil | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Jean Houde | Mgmt | For | For | For | |||||
1.11 | Elect Louise Laflamme | Mgmt | For | For | For | |||||
1.12 | Elect Roseann Runte | Mgmt | For | For | For | |||||
1.13 | Elect Marc Tellier | Mgmt | For | For | For | |||||
1.14 | Elect Pierre Thabet | Mgmt | For | For | For | |||||
1.15 | Elect Louis Vachon | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Pay Ratios | Mgmt | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Abolition of Subsidiaries and Branches in Tax Havens | Mgmt | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Additional Information on the Comparison of Compensation with Peers | Mgmt | Against | Against | For | |||||
National Bank of Greece | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETE | CINS X56533114 | 11/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Greece | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Repurchase Preferred Shares | Mgmt | For | Against | Against | |||||
2 | Election of Directors | Mgmt | For | Against | Against | |||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Nexen Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXY | CUSIP 65334H102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Berry | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Bertram | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Dennis Flanagan | Mgmt | For | Withhold | Against | |||||
1.4 | Elect S. Barry Jackson | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Kevin Jenkins | Mgmt | For | Withhold | Against | |||||
1.6 | Elect A. Anne McLellan | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Eric Newell | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Marvin Romanow | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Francis Saville | Mgmt | For | Withhold | Against | |||||
1.11 | Elect John Willson | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Victor Zaleschuk | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Amendment to Shareholder Rights' Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Nintendo Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7974 | CINS J51699106 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Satoru Iwata | Mgmt | For | For | For | |||||
4 | Elect Yoshihiro Mori | Mgmt | For | For | For | |||||
5 | Elect Shinji Hatano | Mgmt | For | For | For | |||||
6 | Elect Genyoh Takeda | Mgmt | For | For | For | |||||
7 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||||
8 | Elect Nobuo Nagai | Mgmt | For | For | For | |||||
9 | Elect Masaharu Matsumoto | Mgmt | For | For | For | |||||
10 | Elect Eiichi Suzuki | Mgmt | For | For | For | |||||
11 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||||
12 | Elect Kaoru Takemura | Mgmt | For | For | For | |||||
13 | Elect Ichiroh Nakaji | Mgmt | For | For | For | |||||
14 | Elect Naoki Mizutani | Mgmt | For | For | For | |||||
15 | Elect Katashi Ozaki | Mgmt | For | For | For | |||||
Nippon Telegraph And Telephone Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9432 | CINS J59396101 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Shunsuke Amiya | Mgmt | For | For | For | |||||
4 | Elect Yoshitaka Makitani | Mgmt | For | For | For | |||||
5 | Elect Shigeru Iwamoto | Mgmt | For | For | For | |||||
6 | Elect Tohru Motobayashi | Mgmt | For | For | For | |||||
7 | Elect Michiko Tomonaga | Mgmt | For | For | For | |||||
Nissan Motor Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7201 | CINS J57160129 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Stock Option Plan | Mgmt | For | For | For | |||||
4 | Elect Carlos Ghosn | Mgmt | For | For | For | |||||
5 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||||
6 | Elect Hiroto Saikawa | Mgmt | For | For | For | |||||
7 | Elect Colin Dodge | Mgmt | For | For | For | |||||
8 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | |||||
9 | Elect Carlos Tavares | Mgmt | For | For | For | |||||
10 | Elect Hidetoshi Imazu | Mgmt | For | For | For | |||||
11 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | |||||
12 | Elect Katsumi Nakamura | Mgmt | For | For | For | |||||
Nitto Denko Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6988 | CINS J58472119 | 06/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Bonus | Mgmt | For | For | For | |||||
4 | Elect Yukio Nagira | Mgmt | For | For | For | |||||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | |||||
6 | Elect Yasuo Ninomiya | Mgmt | For | For | For | |||||
7 | Elect Kenji Matsumoto | Mgmt | For | For | For | |||||
8 | Elect Hideo Takasaki | Mgmt | For | For | For | |||||
9 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | |||||
10 | Elect Toshihiko Omote | Mgmt | For | For | For | |||||
11 | Elect Tohru Takeuchi | Mgmt | For | For | For | |||||
12 | Elect Yohichiroh Furuse | Mgmt | For | For | For | |||||
13 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | |||||
14 | Elect Masakazu Toyoda | Mgmt | For | For | For | |||||
15 | Stock option Plan | Mgmt | For | Against | Against | |||||
Nokia Oyj | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOK1V | CINS X61873133 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Finland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Accounts and Reports | Mgmt | For | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | For | |||||
12 | Board Size | Mgmt | For | For | For | |||||
13 | Election of Directors | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Stock Option Program 2011 | Mgmt | For | For | For | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Novartis AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOVN | CINS H5820Q150 | 02/22/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Ratification of Management and Board Acts | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Compensation Policy | Mgmt | For | TNA | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Re-elect Ann Fudge | Mgmt | For | TNA | N/A | |||||
9 | Re-elect Pierre Landolt | Mgmt | For | TNA | N/A | |||||
10 | Re-elect Ulrich Lehner | Mgmt | For | TNA | N/A | |||||
11 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
13 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||
Novartis AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOVN | CINS H5820Q150 | 04/08/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Approval of Merger Agreement | Mgmt | For | TNA | N/A | |||||
4 | Approval of Share Issuance | Mgmt | For | TNA | N/A | |||||
5 | Additional and/or Counter-Proposals | Mgmt | For | TNA | N/A | |||||
NTT DoCoMo Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9437 | CINS J59399105 | 06/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Tsutomu Shindoh | Mgmt | For | For | For | |||||
5 | Elect Wataru Kagawa | Mgmt | For | For | For | |||||
6 | Elect Kazuhiro Yoshizawa | Mgmt | For | For | For | |||||
7 | Elect Shuroh Hoshizawa | Mgmt | For | Against | Against | |||||
8 | Elect Kyohichi Yoshizawa | Mgmt | For | Against | Against | |||||
9 | Elect Haruo Morosawa | Mgmt | For | For | For | |||||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||||
Orix Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8591 | CINS J61933123 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | |||||
4 | Elect Makoto Inoue | Mgmt | For | Against | Against | |||||
5 | Elect Haruyuki Urata | Mgmt | For | Against | Against | |||||
6 | Elect Hiroaki Nishina | Mgmt | For | Against | Against | |||||
7 | Elect Kazuo Kojima | Mgmt | For | Against | Against | |||||
8 | Elect Yoshiyuki Yamaya | Mgmt | For | Against | Against | |||||
9 | Elect Tamio Umaki | Mgmt | For | Against | Against | |||||
10 | Elect Yoshinori Yokoyama | Mgmt | For | Against | Against | |||||
11 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | |||||
12 | Elect Takeshi Sasaki | Mgmt | For | Against | Against | |||||
13 | Elect Eiko Tsujiyama | Mgmt | For | Against | Against | |||||
14 | Elect Robert Feldman | Mgmt | For | Against | Against | |||||
15 | Elect Takeshi Niinami | Mgmt | For | Against | Against | |||||
Pandora A/S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNDORA | CINS K7681L102 | 04/08/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Denmark | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Report of the Board of Directors | Mgmt | For | TNA | N/A | |||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
6 | Directors' Fees for 2010 | Mgmt | For | TNA | N/A | |||||
7 | Directors' Fees for 2011 | Mgmt | For | TNA | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
9 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
10 | Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
11 | Amendment to Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
12 | Elect Allan Leighton | Mgmt | For | TNA | N/A | |||||
13 | Elect Torben Sørensen | Mgmt | For | TNA | N/A | |||||
14 | Elect Andrea Alvey | Mgmt | For | TNA | N/A | |||||
15 | Elect Marcello Bottoli | Mgmt | For | TNA | N/A | |||||
16 | Elect Sten Daugaard | Mgmt | For | TNA | N/A | |||||
17 | Elect Povl Christian Frigast | Mgmt | For | TNA | N/A | |||||
18 | Elect Erik Jensen | Mgmt | For | TNA | N/A | |||||
19 | Elect Nikolaj Vejlsgaard | Mgmt | For | TNA | N/A | |||||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
21 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||
PCD Stores (Group) Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0331 | CINS G6956E103 | 05/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Alfred CHAN Kai Tai | Mgmt | For | Against | Against | |||||
6 | Elect Edward TAN Han Kiat | Mgmt | For | Against | Against | |||||
7 | Elect Tony LAU Kim Yip | Mgmt | For | Against | Against | |||||
8 | Elect Randolph YU | Mgmt | For | Against | Against | |||||
9 | Elect Ainsley TAI | Mgmt | For | Against | Against | |||||
10 | Elect LI Chang Qing | Mgmt | For | Against | Against | |||||
11 | Directors' Fees | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
Persimmon plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSN | CINS G70202109 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Mike Farley | Mgmt | For | For | For | |||||
5 | Elect Mike Killoran | Mgmt | For | For | For | |||||
6 | Elect Jeff Fairburn | Mgmt | For | For | For | |||||
7 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||||
8 | Elect David Thompson | Mgmt | For | For | For | |||||
9 | Elect Neil Davidson | Mgmt | For | For | For | |||||
10 | Elect Richard Pennycook | Mgmt | For | For | For | |||||
11 | Elect Jonathan Davie | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 01/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger by Absorption | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 04/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | For | |||||
2 | Merger by Absorption | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Capital Expenditure Budget | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Election of Directors | Mgmt | For | Against | Against | |||||
5 | Election of Chairman of the Board of Directors | Mgmt | For | For | For | |||||
6 | Election of Supervisory Council Members | Mgmt | For | For | For | |||||
7 | Remuneration Report | Mgmt | For | For | For | |||||
8 | Capitalization of Reserves | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 08/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Ratification of Nomination of Appraiser for Treasury Notes | Mgmt | For | For | For | |||||
2 | Valuation Method of Treasury Notes | Mgmt | For | For | For | |||||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 12/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger Agreement with Marlim Participações SA | Mgmt | For | For | For | |||||
2 | Merger Agreement with Nova Marlim Participações SA | Mgmt | For | For | For | |||||
3 | Ratification of Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Valuation Reports | Mgmt | For | For | For | |||||
5 | Merger by Absorption | Mgmt | For | For | For | |||||
Porsche Automobil Holding SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PAH3 | CINS D6240C122 | 11/30/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Rights Issue (Preferred Shares) | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Authority to Issue Convertible Debt Instruments (Preferred Shares) | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Increase in Conditional Capital (Preferred Shares) | Mgmt | For | For | For | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Increase in Authorized Capital (Preferred Shares) | Mgmt | For | For | For | |||||
PPR SA (Pinault-Printemps-La Redoute) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PP | CINS F7440G127 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Supplementary Retirement Benefits (Jean-François Palus) | Mgmt | For | Against | Against | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
9 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
11 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares and/or Convertible Shares w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
14 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
16 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||
17 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
18 | Authority to Issue Warrants | Mgmt | For | For | For | |||||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Prudential plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CINS G72899100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Howard Davies | Mgmt | For | For | For | |||||
5 | Elect John Foley | Mgmt | For | For | For | |||||
6 | Elect Paul Manduca | Mgmt | For | For | For | |||||
7 | Elect Michael Wells | Mgmt | For | For | For | |||||
8 | Elect Keki Dadiseth | Mgmt | For | Against | Against | |||||
9 | Elect Rob Devey | Mgmt | For | For | For | |||||
10 | Elect Michael Garrett | Mgmt | For | For | For | |||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||||
12 | Elect Bridget Macaskill | Mgmt | For | For | For | |||||
13 | Elect Harvey McGrath | Mgmt | For | For | For | |||||
14 | Elect Michael McLintock | Mgmt | For | For | For | |||||
15 | Elect Nic Nicandrou | Mgmt | For | For | For | |||||
16 | Elect Kathleen O'Donovan | Mgmt | For | For | For | |||||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||||
18 | Elect Tidjane Thiam | Mgmt | For | For | For | |||||
19 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | For | |||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
27 | Authority to Set General Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
28 | Amendment to International SAYE Scheme | Mgmt | For | For | For | |||||
29 | Amendment to Irish SAYE Scheme | Mgmt | For | For | For | |||||
Qantas Airways Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QAN | CINS Q77974105 | 10/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Re-elect Leigh Clifford | Mgmt | For | For | For | |||||
3 | Re-elect Patricia Cross | Mgmt | For | For | For | |||||
4 | Re-elect Paul Rayner | Mgmt | For | For | For | |||||
5 | Equity Grant (CEO Alan Joyce) | Mgmt | For | For | For | |||||
6 | Remuneration Report | Mgmt | For | For | For | |||||
7 | Amendments to Constitution | Mgmt | For | For | For | |||||
Reckitt Benckiser Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RB | CINS G74079107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Adrian Bellamy | Mgmt | For | Against | Against | |||||
5 | Elect Peter Harf | Mgmt | For | Against | Against | |||||
6 | Elect Bart Becht | Mgmt | For | Against | Against | |||||
7 | Elect Graham Mackay | Mgmt | For | Against | Against | |||||
8 | Elect Liz Doherty | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
15 | Amendments to Employee Share Plans | Mgmt | For | Abstain | Against | |||||
Rio Tinto plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RIO | CINS G75754104 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Tom Albanese | Mgmt | For | For | For | |||||
4 | Elect Robert Brown | Mgmt | For | For | For | |||||
5 | Elect Vivienne Cox | Mgmt | For | For | For | |||||
6 | Elect Jan du Plessis | Mgmt | For | For | For | |||||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||||
8 | Elect Michael Fitzpatrick | Mgmt | For | For | For | |||||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||||
10 | Elect Richard Goodmanson | Mgmt | For | For | For | |||||
11 | Elect Andrew Gould | Mgmt | For | For | For | |||||
12 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||||
13 | Elect Paul Tellier | Mgmt | For | For | For | |||||
14 | Elect Samuel Walsh | Mgmt | For | For | For | |||||
15 | Elect Stephen Mayne | Mgmt | Against | Against | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
17 | Amendment to the Performance Share Plan | Mgmt | For | For | For | |||||
18 | Amendment to and Renewal of Share Ownership Plan | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Rohm Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6963 | CINS J65328122 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Satoshi Sawamura | Mgmt | For | For | For | |||||
4 | Elect Hidemi Takasu | Mgmt | For | For | For | |||||
5 | Elect Takahisa Yamaha | Mgmt | For | For | For | |||||
6 | Elect Eiichi Sasayama | Mgmt | For | For | For | |||||
7 | Elect Tadanobu Fujiwara | Mgmt | For | For | For | |||||
8 | Elect Toshiki Takano | Mgmt | For | For | For | |||||
9 | Elect Masahiko Yamazaki | Mgmt | For | For | For | |||||
10 | Elect Hachiroh Kawamoto | Mgmt | For | For | For | |||||
11 | Elect Kohichi Nishioka | Mgmt | For | For | For | |||||
Royal Dutch Shell Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RDSB | CINS G7690A118 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||||
5 | Elect Malcolm Brinded | Mgmt | For | For | For | |||||
6 | Elect Guy Elliott | Mgmt | For | For | For | |||||
7 | Elect Simon Henry | Mgmt | For | For | For | |||||
8 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||||
12 | Elect Jorma Ollila | Mgmt | For | For | For | |||||
13 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||||
14 | Elect Peter Voser | Mgmt | For | For | For | |||||
15 | Elect Hans Wijers | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
25 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Sanofi-Aventis | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAN | CINS F5548N101 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Ratification of the Co-option of Carole Piwnica | Mgmt | For | Against | Against | |||||
10 | Elect Suet Fern Lee | Mgmt | For | Against | Against | |||||
11 | Elect Thierry Desmarest | Mgmt | For | Against | Against | |||||
12 | Elect Igor Landau | Mgmt | For | Against | Against | |||||
13 | Elect Gérard Van Kemmel | Mgmt | For | Against | Against | |||||
14 | Elect Serge Weinberg | Mgmt | For | Against | Against | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
26 | Amendment Regarding Board Size | Mgmt | For | For | For | |||||
27 | Amendment Regarding Age Limits | Mgmt | For | For | For | |||||
28 | Amendment Regarding Electronic Voting | Mgmt | For | For | For | |||||
29 | Amendment to Company Name | Mgmt | For | For | For | |||||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
SCOR S.E. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCR | CINS F15561677 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Related Party Transactions | Mgmt | For | For | For | |||||
7 | Elect Gérard Andreck | Mgmt | For | For | For | |||||
8 | Elect Peter Eckert | Mgmt | For | For | For | |||||
9 | Elect Charles Gave | Mgmt | For | For | For | |||||
10 | Elect Denis Kessler | Mgmt | For | For | For | |||||
11 | Elect Daniel Lebègue | Mgmt | For | For | For | |||||
12 | Elect Guillaume Sarkozy | Mgmt | For | For | For | |||||
13 | Elect Luc Rougé | Mgmt | For | For | For | |||||
14 | Elect Guylaine Saucier | Mgmt | For | For | For | |||||
15 | Elect Jean-Claude Seys | Mgmt | For | For | For | |||||
16 | Elect Claude Tendil | Mgmt | For | Against | Against | |||||
17 | Elect Daniel Valot | Mgmt | For | For | For | |||||
18 | Elect Georges Chodron de Courcel as Censor | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
21 | Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
24 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
25 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||||
27 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
28 | Authority to Issue Warrants for the Benefit of Underwriters | Mgmt | For | For | For | |||||
29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
30 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
31 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
32 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
33 | Global Ceiling on Increases in Capital and Debt Issuances | Mgmt | For | For | For | |||||
34 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Siemens AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIE | CINS D69671218 | 01/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Compensation Policy | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||||
12 | Increase in Authorized Capital for Employee Share Purchase Plan | Mgmt | For | For | For | |||||
13 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
14 | Intra-company Contracts | Mgmt | For | For | For | |||||
15 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Amendments to Corporate Purpose | ShrHldr | Against | Against | For | |||||
Singapore Airlines Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C6L | CINS Y7992P128 | 07/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect David Gonski | Mgmt | For | Against | Against | |||||
4 | Elect James KOH Cher Siang | Mgmt | For | Against | Against | |||||
5 | Elect Christina Ong | Mgmt | For | Against | Against | |||||
6 | Elect Helmut Panke | Mgmt | For | Against | Against | |||||
7 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Authority to Grant Awards and Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Singapore Airlines Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C6L | CINS Y7992P128 | 07/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
2 | Related Party Transactions | Mgmt | For | For | For | |||||
Sinovac Biotech Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SVA | CUSIP P8696W104 | 07/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors | Mgmt | For | For | For | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Technical Amendments to the Bylaws | Mgmt | For | For | For | |||||
5 | Amendment to the Bylaws to Reduce Quorum Requirements | Mgmt | For | Against | Against | |||||
6 | Adoption of Supermajority Voting Requirement | Mgmt | For | Against | Against | |||||
Smiths Group PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SMIN | CINS G82401111 | 11/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Bruno Angelici | Mgmt | For | Against | Against | |||||
5 | Elect Peter Turner | Mgmt | For | Against | Against | |||||
6 | Elect Donald Brydon | Mgmt | For | Against | Against | |||||
7 | Elect Philip Bowman | Mgmt | For | Against | Against | |||||
8 | Elect David Challen | Mgmt | For | Against | Against | |||||
9 | Elect Stuart Chambers | Mgmt | For | Against | Against | |||||
10 | Elect Anne Quinn | Mgmt | For | Against | Against | |||||
11 | Elect Sir Kevin Tebbit | Mgmt | For | Against | Against | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
19 | 2010 Value Sharing Plan | Mgmt | For | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Societe Generale A | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GLE | CINS F43638141 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Form of Dividend Payment | Mgmt | For | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
8 | Elect Frédéric Oudéa | Mgmt | For | Against | Against | |||||
9 | Elect Anthony Wyand | Mgmt | For | Against | Against | |||||
10 | Elect Jean-Martin Folz | Mgmt | For | Against | Against | |||||
11 | Elect Kyra Hazou | Mgmt | For | Against | Against | |||||
12 | Elect Ana Maria Llopis Rivas | Mgmt | For | Against | Against | |||||
13 | Directors' Fees | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
SOHO China Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0410 | CINS G82600100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Marita PAN ZHANG Xin | Mgmt | For | Against | Against | |||||
6 | Elect Victor CHA Mou Zing | Mgmt | For | Against | Against | |||||
7 | Elect TONG Ching Mau | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
Statoil ASA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STL | CINS R8413J103 | 05/19/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Norway | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||||
5 | Notice of Meeting and Agenda | Mgmt | For | TNA | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||||
8 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
9 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
10 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
11 | Corporate Assembly Fees | Mgmt | For | TNA | N/A | |||||
12 | Election of Nominating Committee Member | Mgmt | For | TNA | N/A | |||||
13 | Nominating Committee Fees | Mgmt | For | TNA | N/A | |||||
14 | Authority to Repurchase Shares Pursuant to Share Savings Plan | Mgmt | For | TNA | N/A | |||||
15 | Authority to Repurchase Shares for Cancellation | Mgmt | For | TNA | N/A | |||||
16 | Amendments to Marketing Instructions | Mgmt | For | TNA | N/A | |||||
17 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
18 | Nomination Committee Guidelines | Mgmt | For | TNA | N/A | |||||
19 | Shareholder Proposal Regarding Withdrawal from Canadian Oil Sands | ShrHldr | Against | TNA | N/A | |||||
Sumitomo Mitsui Financial Group Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8316 | CINS J7771X109 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Masayuki Oku | Mgmt | For | For | For | |||||
4 | Elect Takeshi Kunibe | Mgmt | For | For | For | |||||
5 | Elect Tetsuya Kubo | Mgmt | For | For | For | |||||
6 | Elect Satoru Nakanishi | Mgmt | For | For | For | |||||
7 | Elect Kazuya Johno | Mgmt | For | For | For | |||||
8 | Elect Kohichi Danno | Mgmt | For | For | For | |||||
9 | Elect Yujiroh Itoh | Mgmt | For | For | For | |||||
10 | Elect Masahiro Fuchizaki | Mgmt | For | For | For | |||||
11 | Elect Shigeru Iwamoto | Mgmt | For | For | For | |||||
12 | Elect Kuniaki Nomura | Mgmt | For | For | For | |||||
13 | Elect Jun Mizoguchi | Mgmt | For | Against | Against | |||||
14 | Elect Shin Kawaguchi | Mgmt | For | Against | Against | |||||
Syngenta AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYNN | CINS H84140112 | 04/19/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
6 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits | Mgmt | For | TNA | N/A | |||||
8 | Dividend Distribution from Reserves | Mgmt | For | TNA | N/A | |||||
9 | Elect Martin Taylor | Mgmt | For | TNA | N/A | |||||
10 | Elect Peter Thompson | Mgmt | For | TNA | N/A | |||||
11 | Elect Rolf Watter | Mgmt | For | TNA | N/A | |||||
12 | Elect Felix Weber | Mgmt | For | TNA | N/A | |||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
14 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||
Technip | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEC | CINS F90676101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Ratification of the Co-Option of Marie-Ange Debon | Mgmt | For | Against | Against | |||||
9 | Elect Thierry Pilenko | Mgmt | For | Against | Against | |||||
10 | Elect Olivier Appert | Mgmt | For | Against | Against | |||||
11 | Elect Pascal Colombani | Mgmt | For | Against | Against | |||||
12 | Elect John O'Leary | Mgmt | For | Against | Against | |||||
13 | Elect C. Maury Devine | Mgmt | For | Against | Against | |||||
14 | Elect Leticia Costa | Mgmt | For | Against | Against | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and/or Convertible Securities through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
20 | Authority to Issue Restricted Shares to Executives | Mgmt | For | For | For | |||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
22 | Authority to Grant Stock Options to Chairman/CEO and executives | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Teck Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCK | CUSIP 878742204 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ichiro Abe | Mgmt | For | For | For | |||||
1.2 | Elect Mayank Ashar | Mgmt | For | For | For | |||||
1.3 | Elect J. Brian Aune | Mgmt | For | For | For | |||||
1.4 | Elect Jalynn Bennett | Mgmt | For | For | For | |||||
1.5 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Felix Chee | Mgmt | For | For | For | |||||
1.7 | Elect Jack Cockwell | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Norman Keevil | Mgmt | For | For | For | |||||
1.9 | Elect Norman Keevil III | Mgmt | For | For | For | |||||
1.10 | Elect Takashi Kuriyama | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lindsay | Mgmt | For | For | For | |||||
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Warren Seyffert | Mgmt | For | For | For | |||||
1.14 | Elect Christopher Thompson | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
TNT NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TNT | CINS N86672107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Elect Mary Harris | Mgmt | For | For | For | |||||
14 | Elect Wim Kok | Mgmt | For | For | For | |||||
15 | Elect T. Menssen | Mgmt | For | For | For | |||||
16 | Elect M.A.M. Boersma | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Amendments to Articles | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
24 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
TNT NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TNT | CINS N86672107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Demerger | Mgmt | For | For | For | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Tokyo Gas Co Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9531 | CINS J87000105 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | |||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | |||||
6 | Elect Toshiyuki Kanisawa | Mgmt | For | For | For | |||||
7 | Elect Tsutomuu Ohya | Mgmt | For | For | For | |||||
8 | Elect Michiaki Hirose | Mgmt | For | For | For | |||||
9 | Elect Mikio Itazawa | Mgmt | For | For | For | |||||
10 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||||
11 | Elect Katsuhiko Honda | Mgmt | For | For | For | |||||
12 | Elect Yukio Satoh | Mgmt | For | For | For | |||||
13 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||||
14 | Elect Manabu Fukumoto | Mgmt | For | For | For | |||||
Total SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FP | CINS F92124100 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Elect Patricia Barbizet | Mgmt | For | Against | Against | |||||
11 | Elect Paul Desmarais, Jr. | Mgmt | For | Against | Against | |||||
12 | Elect Claude Mandil | Mgmt | For | Against | Against | |||||
13 | Elect Marie-Christine Coisne | Mgmt | For | Against | Against | |||||
14 | Elect Barbara Kux | Mgmt | For | Against | Against | |||||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Share Ownership Disclosure | ShrHldr | Against | Abstain | Against | |||||
Toyo Suisan Kaisha Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2875 | CINS 892306101 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Tadasu Tsutsumi | Mgmt | For | For | For | |||||
3 | Elect Mutsuhiko Oda | Mgmt | For | For | For | |||||
4 | Elect Kazuo Obata | Mgmt | For | For | For | |||||
5 | Elect Senichi Teshima | Mgmt | For | For | For | |||||
6 | Elect Kohji Yoshino | Mgmt | For | For | For | |||||
7 | Elect Eiji Kondoh | Mgmt | For | For | For | |||||
8 | Elect Hiroshi Yamauchi | Mgmt | For | For | For | |||||
9 | Elect Hiroyuki Minami | Mgmt | For | For | For | |||||
10 | Elect Kenji Sugawara | Mgmt | For | For | For | |||||
11 | Elect Atsumi Shimoi | Mgmt | For | For | For | |||||
12 | Elect Masaharu Oikawa | Mgmt | For | For | For | |||||
13 | Elect Tadashi Fujitani | Mgmt | For | For | For | |||||
14 | Elect Isao Yoshimura | Mgmt | For | For | For | |||||
15 | Elect Masanari Imamura | Mgmt | For | For | For | |||||
16 | Elect Kazuo Yamamoto | Mgmt | For | For | For | |||||
17 | Elect Hisao Ichijima | Mgmt | For | For | For | |||||
18 | Elect Osamu Iizuka | Mgmt | For | For | For | |||||
19 | Elect Noritaka Sumimoto | Mgmt | For | For | For | |||||
20 | Elect Tohru Yamashita | Mgmt | For | Against | Against | |||||
21 | Elect Akira Takara | Mgmt | For | For | For | |||||
22 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
23 | Bonus | Mgmt | For | For | For | |||||
Tui Travel Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TT | CINS G9127H104 | 02/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | |||||
5 | Elect Michael Hodgkinson | Mgmt | For | Against | Against | |||||
6 | Elect Peter Long | Mgmt | For | Against | Against | |||||
7 | Elect William Waggott | Mgmt | For | Against | Against | |||||
8 | Elect Volker Böttcher | Mgmt | For | Against | Against | |||||
9 | Elect Johan Lundgren | Mgmt | For | Against | Against | |||||
10 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | |||||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | |||||
12 | Elect Clare Chapman | Mgmt | For | Against | Against | |||||
13 | Elect William Dalton | Mgmt | For | Against | Against | |||||
14 | Elect Jeremy Hicks | Mgmt | Abstain | Against | Against | |||||
15 | Elect Giles Thorley | Mgmt | Abstain | Against | Against | |||||
16 | Elect Harold Sher | Mgmt | For | Against | Against | |||||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | |||||
18 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||||
19 | Elect Horst Baier | Mgmt | For | Against | Against | |||||
20 | Appointment of Auditor | Mgmt | For | For | For | |||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
31 | Adoption of New Articles | Mgmt | For | For | For | |||||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Umicore NV/SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UMI | CINS B95505168 | 03/23/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Amend Article 16 | Mgmt | For | TNA | N/A | |||||
8 | Amend Article 17 | Mgmt | For | TNA | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Amend Article 18 | Mgmt | For | TNA | N/A | |||||
13 | Amend Article 19 | Mgmt | For | TNA | N/A | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Authority to Amend Articles | Mgmt | For | TNA | N/A | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Uralkaliy OJSC (Uralkali) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URKA | CINS X9519W108 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Meeting Procedure | Mgmt | For | For | For | |||||
2 | Annual Report | Mgmt | For | For | For | |||||
3 | Financial Statements | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Election of Audit Commission | Mgmt | For | For | For | |||||
6 | Appointment of Auditor (Russian Accounting Standards) | Mgmt | For | For | For | |||||
7 | Appointment of Auditor (International Financial Reporting Standards) | Mgmt | For | For | For | |||||
8 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||||
9 | Amendments to Board Regulations | Mgmt | For | For | For | |||||
10 | Amendments to Directors' Fees Regulations | Mgmt | For | For | For | |||||
11 | Termination of Membership in the All Russian Association of Privatized and Private Enterprises | Mgmt | For | For | For | |||||
12 | Termination of Membership in the Association of Fertilizer Producers | Mgmt | For | For | For | |||||
13 | Termination of Membership in the Association of Producers and Exporters of Potash and Salt | Mgmt | For | For | For | |||||
14 | Related Party Transactions | Mgmt | For | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Elect Vladislav Baumgertner | Mgmt | For | Abstain | Against | |||||
17 | Elect Alexander Voloshin | Mgmt | For | For | For | |||||
18 | Elect Pavel Grachev | Mgmt | For | Abstain | Against | |||||
19 | Elect Anna Kolonchina | Mgmt | For | Abstain | Against | |||||
20 | Elect Alexander Malakh | Mgmt | For | Abstain | Against | |||||
21 | Elect Robert Margetts | Mgmt | For | For | For | |||||
22 | Elect Alexander Mosionzhik | Mgmt | For | Abstain | Against | |||||
23 | Elect Alexander Nesis | Mgmt | For | Abstain | Against | |||||
24 | Elect Paul Ostling | Mgmt | For | Abstain | Against | |||||
Vinci | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DG | CINS F5879X108 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Elect Pascale Sourisse | Mgmt | For | Against | Against | |||||
8 | Elect Robert Castaigne | Mgmt | For | Against | Against | |||||
9 | Elect Jean-Bernard Lévy | Mgmt | For | Against | Against | |||||
10 | Elect Elisabeth Boyer | Mgmt | For | Against | Against | |||||
11 | Elect Gérard Duez | Mgmt | For | Against | Against | |||||
12 | Elect Jacques Francon | Mgmt | For | Against | Against | |||||
13 | Elect Bernhard Klemm | Mgmt | For | Against | Against | |||||
14 | Elect Bernard Chabalier | Mgmt | For | Against | Against | |||||
15 | Elect Jean-Luc Lebouil | Mgmt | For | Against | Against | |||||
16 | Elect Denis Marchal | Mgmt | For | Against | Against | |||||
17 | Elect Rolland Sabatier | Mgmt | For | Against | Against | |||||
18 | Elect Pascal Taccoen | Mgmt | For | Against | Against | |||||
19 | Elect Cosimo Lupo | Mgmt | For | Against | Against | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Related Party Transactions | Mgmt | For | For | For | |||||
22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
24 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||||
25 | Authority to Issue Convertible Bonds w/o Preemptive Rights | Mgmt | For | For | For | |||||
26 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||||
27 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
28 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||||
29 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||||
30 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | |||||
31 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
32 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Virgin Media Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VMED | CUSIP 92769L101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Chiddix | Mgmt | For | Withhold | Against | |||||
1.2 | Elect William Huff | Mgmt | For | For | For | |||||
1.3 | Elect James Mooney | Mgmt | For | For | For | |||||
1.4 | Elect John Rigsby | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Vodafone Group PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VOD | CINS G93882135 | 07/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect John R. H. Bond | Mgmt | For | For | For | |||||
3 | Elect John Buchanan | Mgmt | For | For | For | |||||
4 | Elect Vittorio Colao | Mgmt | For | For | For | |||||
5 | Elect Michel Combes | Mgmt | For | For | For | |||||
6 | Elect Andy Halford | Mgmt | For | For | For | |||||
7 | Elect Steve Pusey | Mgmt | For | For | For | |||||
8 | Elect Alan Jebson | Mgmt | For | For | For | |||||
9 | Elect Samuel Jonah | Mgmt | For | For | For | |||||
10 | Elect Nick Land | Mgmt | For | For | For | |||||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | |||||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||||
14 | Elect Philip Yea | Mgmt | For | For | For | |||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Adoption of New Articles | Mgmt | For | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
24 | Share Incentive Plan Renewal | Mgmt | For | For | For | |||||
WPP Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WPP | CINS G9787K108 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Jersey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Advisory Vote on Corporate Responsibility Report | Mgmt | For | For | For | |||||
4 | Amendment to Articles Regarding Annual Reelection of Directors | Mgmt | For | For | For | |||||
5 | Elect Ruigang Li | Mgmt | For | For | For | |||||
6 | Elect Sol Trujillo | Mgmt | For | For | For | |||||
7 | Elect Colin Day | Mgmt | For | For | For | |||||
8 | Elect Esther Dyson | Mgmt | For | For | For | |||||
9 | Elect Orit Gadiesh | Mgmt | For | For | For | |||||
10 | Elect Philip Lader | Mgmt | For | For | For | |||||
11 | Elect Stanley Morten | Mgmt | For | For | For | |||||
12 | Elect Koichiro Naganuma | Mgmt | For | Against | Against | |||||
13 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
14 | Elect John Quelch | Mgmt | For | For | For | |||||
15 | Elect Mark Read | Mgmt | For | For | For | |||||
16 | Elect Paul Richardson | Mgmt | For | For | For | |||||
17 | Elect Jeffrey Rosen | Mgmt | For | For | For | |||||
18 | Elect Timothy Shriver | Mgmt | For | For | For | |||||
19 | Elect Sir Martin Sorrell | Mgmt | For | For | For | |||||
20 | Elect Paul Spencer | Mgmt | For | For | For | |||||
21 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
23 | Directors' Fees | Mgmt | For | For | For | |||||
24 | Scrip Dividend | Mgmt | For | For | For | |||||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
WPP PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WPP | CINS G9787K108 | 11/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Jersey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Defer 2004 Leadership Equity Acquisition Plan (LEAP) Awards (UK Portion) | Mgmt | For | For | For | |||||
2 | Authority to Defer 2004 LEAP Awards (US Portion) | Mgmt | For | For | For | |||||
3 | Authority to Defer 2004 LEAP Awards (UK Portion) | Mgmt | For | For | For | |||||
4 | Authority to Defer 2004 LEAP Awards | Mgmt | For | For | For | |||||
5 | Authority to Defer 2004 LEAP III Awards | Mgmt | For | For | For | |||||
6 | Authority to Defer Deferred Stock Unit Awards | Mgmt | For | For | For | |||||
Xinjiang Goldwind Science & Technology Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2208 | CINS Y97237112 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Report on Use of Proceeds from Previous Fund Raising Activities | Mgmt | For | For | For | |||||
8 | Change in Use of Proceeds from Issuance of Shares | Mgmt | For | For | For | |||||
9 | Annual Report | Mgmt | For | For | For | |||||
10 | Application for Credit Facilities | Mgmt | For | Against | Against | |||||
11 | Provision of Guarantee | Mgmt | For | Against | Against | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Aggregate Principal Amount | Mgmt | For | For | For | |||||
14 | Maturity | Mgmt | For | For | For | |||||
15 | Interest Rate | Mgmt | For | For | For | |||||
16 | Use of proceeds | Mgmt | For | For | For | |||||
17 | Authorisation | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Application for Credit Facility to Three Gorges Finance Company Limited | Mgmt | For | Against | Against | |||||
20 | Application for Credit Facility | Mgmt | For | Against | Against | |||||
21 | Directors' Fees | Mgmt | For | For | For | |||||
22 | Amendments to Articles | Mgmt | For | For | For | |||||
23 | Rules for External Investment Management | Mgmt | For | For | For | |||||
24 | Elect Kelvin WONG | Mgmt | For | Against | Against | |||||
Xstrata Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XTA | CINS G9826T102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Mick Davis | Mgmt | For | Against | Against | |||||
5 | Elect Con Fauconnier | Mgmt | For | Against | Against | |||||
6 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | |||||
7 | Elect Peter Hooley | Mgmt | For | Against | Against | |||||
8 | Elect Claude Lamoureux | Mgmt | For | Against | Against | |||||
9 | Elect Trevor Reid | Mgmt | For | Against | Against | |||||
10 | Elect Sir Steve Robson | Mgmt | For | Against | Against | |||||
11 | Elect David Rough | Mgmt | For | Against | Against | |||||
12 | Elect Ian Strachan | Mgmt | For | Against | Against | |||||
13 | Elect Santiago Zaldumbide | Mgmt | For | Against | Against | |||||
14 | Elect John Bond | Mgmt | For | Against | Against | |||||
15 | Elect Aristotelis Mistakidis | Mgmt | For | Against | Against | |||||
16 | Elect Tor Peterson | Mgmt | For | Against | Against | |||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | Against | Against | |||||
Registrant : | Putnam Variable Trust | |||||||||
Fund Name : | Putnam VT Investors Fund | |||||||||
Date of fiscal year end: | 12/31/2010 | |||||||||
Abbott Laboratories | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABT | CUSIP 002824100 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||||
1.6 | Elect Phebe Novakovic | Mgmt | For | For | For | |||||
1.7 | Elect William Osborn | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.10 | Elect Miles White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
Accenture PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACN | CUSIP G1151C101 | 02/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Charles Giancarlo | Mgmt | For | For | For | |||||
3 | Elect Dennis Hightower | Mgmt | For | For | For | |||||
4 | Elect Blythe McGarvie | Mgmt | For | For | For | |||||
5 | Elect Mark Moody-Stuart | Mgmt | For | For | For | |||||
6 | Elect Pierre Nanterme | Mgmt | For | For | For | |||||
7 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
10 | Authorization to Hold the 2012 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||||
Ace Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACE | CUSIP H0023R105 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
2 | Elect Leo Mullin | Mgmt | For | For | For | |||||
3 | Elect Olivier Steimer | Mgmt | For | For | For | |||||
4 | Elect Michael Connors | Mgmt | For | For | For | |||||
5 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||||
6 | Elect John Krol | Mgmt | For | For | For | |||||
7 | Approval of Annual Report | Mgmt | For | For | For | |||||
8 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
9 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
10 | Allocation of Disposable Profits | Mgmt | For | For | For | |||||
11 | Discharge of the Board of Directors | Mgmt | For | For | For | |||||
12 | Appointment of Auditor (Zurich) | Mgmt | For | For | For | |||||
13 | Appointment of Auditor (US) | Mgmt | For | For | For | |||||
14 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||||
15 | Approval of Dividends from Legal Reserves | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
Adobe Systems Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADBE | CUSIP 00724F101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Burgess | Mgmt | For | For | For | |||||
2 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||||
3 | Elect Robert Sedgewick | Mgmt | For | For | For | |||||
4 | Elect John Warnock | Mgmt | For | For | For | |||||
5 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | 2011 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
4 | Elect Molly Coye | Mgmt | For | For | For | |||||
5 | Elect Roger Farah | Mgmt | For | For | For | |||||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Aflac Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||||
2 | Elect John Shelby Amos II | Mgmt | For | Against | Against | |||||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||||
13 | Elect David Thompson | Mgmt | For | For | For | |||||
14 | Elect Robert Wright | Mgmt | For | For | For | |||||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
AGCO Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGCO | CUSIP 001084102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wolfgang Deml | Mgmt | For | For | For | |||||
2 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | |||||
3 | Elect Gerald Johanneson | Mgmt | For | For | For | |||||
4 | Elect Thomas LaSorda | Mgmt | For | For | For | |||||
5 | Elect George Minnich | Mgmt | For | For | For | |||||
6 | Elect Martin Richenhagen | Mgmt | For | For | For | |||||
7 | Elect Daniel Ustian | Mgmt | For | For | For | |||||
8 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Agilent Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
A | CUSIP 00846U101 | 03/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Heidi Fields | Mgmt | For | For | For | |||||
2 | Elect David Lawrence | Mgmt | For | For | For | |||||
3 | Elect A. Barry Rand | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Albemarle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALB | CUSIP 012653101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect William Hernandez | Mgmt | For | For | For | |||||
1.3 | Elect R. William Ide III | Mgmt | For | For | For | |||||
1.4 | Elect Richard Morrill | Mgmt | For | For | For | |||||
1.5 | Elect Jim Nokes | Mgmt | For | For | For | |||||
1.6 | Elect Barry Perry | Mgmt | For | For | For | |||||
1.7 | Elect Mark Rohr | Mgmt | For | For | For | |||||
1.8 | Elect John Sherman, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Harriett Taggart | Mgmt | For | For | For | |||||
1.10 | Elect Anne Whittemore | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Alliance Data Systems Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADS | CUSIP 018581108 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Roger Ballou | Mgmt | For | For | For | |||||
1.3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alpha Natural Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANR | CUSIP 02076X102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Quillen | Mgmt | For | For | For | |||||
1.2 | Elect William Crowley, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Kevin Crutchfield | Mgmt | For | For | For | |||||
1.4 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Glenn Eisenberg | Mgmt | For | For | For | |||||
1.6 | Elect P. Michael Giftos | Mgmt | For | For | For | |||||
1.7 | Elect Joel Richards, III | Mgmt | For | For | For | |||||
1.8 | Elect James Roberts | Mgmt | For | For | For | |||||
1.9 | Elect Ted Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Pollution Report | ShrHldr | Against | Against | For | |||||
Alpha Natural Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANR | CUSIP 02076X102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
2 | Acquisition | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Altera Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALTR | CUSIP 021441100 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Daane | Mgmt | For | For | For | |||||
2 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For | |||||
3 | Elect Kevin McGarity | Mgmt | For | For | For | |||||
4 | Elect T. Michael Nevens | Mgmt | For | For | For | |||||
5 | Elect Krish Prabhu | Mgmt | For | For | For | |||||
6 | Elect John Shoemaker | Mgmt | For | For | For | |||||
7 | Elect Susan Wang | Mgmt | For | For | For | |||||
8 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
9 | Amendment to the 1987 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
10 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
11 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ameren Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEE | CUSIP 023608102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||||
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||||
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |||||
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | |||||
1.5 | Elect James Johnson | Mgmt | For | For | For | |||||
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | |||||
1.7 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
1.8 | Elect Thomas Voss | Mgmt | For | For | For | |||||
1.9 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
1.10 | Elect Jack Woodard | Mgmt | For | For | For | |||||
2 | Amendment to Articles of Incorporation Regarding Liability of Directors | Mgmt | For | For | For | |||||
3 | Re-Approval of Performance Goals Under the 2006 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | Against | For | |||||
Ameriprise Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMP | CUSIP 03076C106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Siri Marshall | Mgmt | For | For | For | |||||
2 | Elect W. Walker Lewis | Mgmt | For | For | For | |||||
3 | Elect William Turner | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
AMGEN Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMGN | CUSIP 031162100 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Baltimore | Mgmt | For | Against | Against | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | Against | Against | |||||
3 | Elect François de Carbonnel | Mgmt | For | Against | Against | |||||
4 | Elect Vance Coffman | Mgmt | For | Against | Against | |||||
5 | Elect Rebecca Henderson | Mgmt | For | Against | Against | |||||
6 | Elect Frank Herringer | Mgmt | For | Against | Against | |||||
7 | Elect Gilbert Omenn | Mgmt | For | Against | Against | |||||
8 | Elect Judith Pelham | Mgmt | For | Against | Against | |||||
9 | Elect J. Paul Reason | Mgmt | For | Against | Against | |||||
10 | Elect Leonard Schaeffer | Mgmt | For | Against | Against | |||||
11 | Elect Kevin Sharer | Mgmt | For | Against | Against | |||||
12 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
AnnTaylor Stores Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANN | CUSIP 035623107 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dale Hilpert | Mgmt | For | For | For | |||||
2 | Elect Ronald Hovsepian | Mgmt | For | For | For | |||||
3 | Elect Linda Huett | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Apple Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAPL | CUSIP 037833100 | 02/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||||
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||||
1.7 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Applied Materials, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMAT | CUSIP 038222105 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Forrest | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Iannotti | Mgmt | For | For | For | |||||
1.4 | Elect Susan James | Mgmt | For | For | For | |||||
1.5 | Elect Alexander Karsner | Mgmt | For | For | For | |||||
1.6 | Elect Gerhard Parker | Mgmt | For | For | For | |||||
1.7 | Elect Dennis Powell | Mgmt | For | For | For | |||||
1.8 | Elect Willem Roelandts | Mgmt | For | For | For | |||||
1.9 | Elect James Rogers | Mgmt | For | For | For | |||||
1.10 | Elect Michael Splinter | Mgmt | For | For | For | |||||
1.11 | Elect Robert Swan | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Assurant, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIZ | CUSIP 04621X108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Elaine Rosen | Mgmt | For | For | For | |||||
2 | Elect Howard Carver | Mgmt | For | For | For | |||||
3 | Elect Juan Cento | Mgmt | For | For | For | |||||
4 | Elect Lawrence Jackson | Mgmt | For | For | For | |||||
5 | Elect David Kelso | Mgmt | For | For | For | |||||
6 | Elect Charles Koch | Mgmt | For | For | For | |||||
7 | Elect H. Carroll Mackin | Mgmt | For | For | For | |||||
8 | Elect Robert Pollock | Mgmt | For | For | For | |||||
9 | Elect John Swainson | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
AT&T Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
T | CUSIP 00206R102 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||||
4 | Elect James Blanchard | Mgmt | For | For | For | |||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
6 | Elect James Kelly | Mgmt | For | For | For | |||||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||||
8 | Elect Lynn Martin | Mgmt | For | For | For | |||||
9 | Elect John McCoy | Mgmt | For | For | For | |||||
10 | Elect Joyce Roché | Mgmt | For | For | For | |||||
11 | Elect Matthew Rose | Mgmt | For | For | For | |||||
12 | Elect Laura Tyson | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Autodesk, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADSK | CUSIP 052769106 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carl Bass | Mgmt | For | For | For | |||||
2 | Elect Crawford Beveridge | Mgmt | For | For | For | |||||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||||
4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||||
5 | Elect Sean Maloney | Mgmt | For | For | For | |||||
6 | Elect Mary McDowell | Mgmt | For | For | For | |||||
7 | Elect Lorrie Norrington | Mgmt | For | For | For | |||||
8 | Elect Charles Robel | Mgmt | For | For | For | |||||
9 | Elect Steven West | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Autoliv, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALV | CUSIP 052800109 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Carlson | Mgmt | For | For | For | |||||
1.2 | Elect Lars Nyberg | Mgmt | For | For | For | |||||
1.3 | Elect James Ringler | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Avery Dennison Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVY | CUSIP 053611109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Barker | Mgmt | For | For | For | |||||
2 | Elect Ken Hicks | Mgmt | For | For | For | |||||
3 | Elect Debra Reed | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
Avis Budget Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAR | CUSIP 053774105 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
2 | Elect Mary Choksi | Mgmt | For | For | For | |||||
3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||||
4 | Elect Martin Edelman | Mgmt | For | Against | Against | |||||
5 | Elect John Hardy, Jr. | Mgmt | For | For | For | |||||
6 | Elect Lynn Krominga | Mgmt | For | For | For | |||||
7 | Elect Eduardo Mestre | Mgmt | For | For | For | |||||
8 | Elect F. Robert Salerno | Mgmt | For | For | For | |||||
9 | Elect Stender Sweeney | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Bank of America Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAC | CUSIP 060505104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||||
2 | Elect Susan Bies | Mgmt | For | For | For | |||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||||
9 | Elect Thomas May | Mgmt | For | For | For | |||||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||||
11 | Elect Donald Powell | Mgmt | For | For | For | |||||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
13 | Elect Robert Scully | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHldr | Against | Against | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Bed Bath & Beyond Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBBY | CUSIP 075896100 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||||
3 | Elect Steven Temares | Mgmt | For | For | For | |||||
4 | Elect Dean Adler | Mgmt | For | For | For | |||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Berkshire Hathaway Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRK.A | CUSIP 084670702 | 04/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||||
1.2 | Elect Charles Munger | Mgmt | For | For | For | |||||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | |||||
1.5 | Elect Susan Decker | Mgmt | For | For | For | |||||
1.6 | Elect William Gates III | Mgmt | For | For | For | |||||
1.7 | Elect David Gottesman | Mgmt | For | For | For | |||||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||||
1.9 | Elect Donald Keough | Mgmt | For | For | For | |||||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |||||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | |||||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
Best Buy Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBY | CUSIP 086516101 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald James | Mgmt | For | For | For | |||||
1.2 | Elect Sanjay Khosla | Mgmt | For | For | For | |||||
1.3 | Elect George Mikan III | Mgmt | For | For | For | |||||
1.4 | Elect Matthew Paull | Mgmt | For | For | For | |||||
1.5 | Elect Richard Schulze | Mgmt | For | For | For | |||||
1.6 | Elect Hatim Tyabji | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||||
4 | Amendment to the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||||
5 | Executive Short-term Incentive Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
BlackRock, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BLK | CUSIP 09247X101 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Murry Gerber | Mgmt | For | For | For | |||||
1.2 | Elect James Grosfeld | Mgmt | For | For | For | |||||
1.3 | Elect Sir Deryck Maughan | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Montag | Mgmt | For | For | For | |||||
1.5 | Elect Linda Gosden Robinson | Mgmt | For | For | For | |||||
1.6 | Elect John Varley | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Campus Crest Communities Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCG | CUSIP 13466Y105 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ted Rollins | Mgmt | For | For | For | |||||
1.2 | Elect Michael Hartnett | Mgmt | For | For | For | |||||
1.3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||||
1.4 | Elect Richard Kahlbaugh | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Denis McGlynn | Mgmt | For | For | For | |||||
1.6 | Elect William Popeo | Mgmt | For | For | For | |||||
1.7 | Elect Daniel Simmons | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Capital One Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COF | CUSIP 14040H105 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patrick Gross | Mgmt | For | Against | Against | |||||
2 | Elect Ann Hackett | Mgmt | For | For | For | |||||
3 | Elect Pierre Leroy | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Cardinal Health, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAH | CUSIP 14149Y108 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Colleen Arnold | Mgmt | For | For | For | |||||
2 | Elect George Barrett | Mgmt | For | For | For | |||||
3 | Elect Glenn Britt | Mgmt | For | For | For | |||||
4 | Elect Carrie Cox | Mgmt | For | For | For | |||||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||||
6 | Elect Bruce Downey | Mgmt | For | For | For | |||||
7 | Elect John Finn | Mgmt | For | For | For | |||||
8 | Elect Gregory Kenny | Mgmt | For | For | For | |||||
9 | Elect James Mongan | Mgmt | For | For | For | |||||
10 | Elect Richard Notebaert | Mgmt | For | For | For | |||||
11 | Elect David Raisbeck | Mgmt | For | For | For | |||||
12 | Elect Jean Spaulding | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to Code of Regulations | Mgmt | For | Against | Against | |||||
15 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Caterpillar Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAT | CUSIP 149123101 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Calhoun | Mgmt | For | For | For | |||||
1.2 | Elect Daniel Dickinson | Mgmt | For | For | For | |||||
1.3 | Elect Eugene Fife | Mgmt | For | For | For | |||||
1.4 | Elect Juan Gallardo | Mgmt | For | For | For | |||||
1.5 | Elect David Goode | Mgmt | For | For | For | |||||
1.6 | Elect Jesse Greene, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Peter Magowan | Mgmt | For | For | For | |||||
1.8 | Elect Dennis Muilenburg | Mgmt | For | For | For | |||||
1.9 | Elect Douglas Oberhelman | Mgmt | For | For | For | |||||
1.10 | Elect William Osborn | Mgmt | For | For | For | |||||
1.11 | Elect Charles Powell | Mgmt | For | For | For | |||||
1.12 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||||
1.13 | Elect Susan Schwab | Mgmt | For | For | For | |||||
1.14 | Elect Joshua Smith | Mgmt | For | For | For | |||||
1.15 | Elect Miles White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | For | Against | |||||
CBL & Associates Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBL | CUSIP 124830100 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Lebovitz | Mgmt | For | For | For | |||||
1.2 | Elect Gary Bryenton | Mgmt | For | For | For | |||||
1.3 | Elect Gary Nay | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Celgene Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CELG | CUSIP 151020104 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||||
1.2 | Elect Michael Casey | Mgmt | For | For | For | |||||
1.3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
1.4 | Elect Rodman Drake | Mgmt | For | For | For | |||||
1.5 | Elect Michael Friedman | Mgmt | For | For | For | |||||
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For | |||||
1.7 | Elect James Loughlin | Mgmt | For | For | For | |||||
1.8 | Elect Ernest Mario | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Check Point Software Technologies Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHKP | CUSIP M22465104 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gil Shwed | Mgmt | For | For | For | |||||
1.2 | Elect Marius Nacht | Mgmt | For | For | For | |||||
1.3 | Elect Jerry Ungerman | Mgmt | For | For | For | |||||
1.4 | Elect Dan Propper | Mgmt | For | For | For | |||||
1.5 | Elect David Rubner | Mgmt | For | For | For | |||||
1.6 | Elect Tal Shavit | Mgmt | For | For | For | |||||
2 | Election of Directors | Mgmt | For | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Approval of Compensation for the Company's Chairman and CEO, Gil Shwed | Mgmt | For | For | For | |||||
Chevron Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVX | CUSIP 166764100 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||||
2 | Elect Robert Denham | Mgmt | For | For | For | |||||
3 | Elect Robert Eaton | Mgmt | For | For | For | |||||
4 | Elect Chuck Hagel | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect George Kirkland | Mgmt | For | For | For | |||||
7 | Elect Donald Rice | Mgmt | For | For | For | |||||
8 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
9 | Elect Charles Shoemate | Mgmt | For | For | For | |||||
10 | Elect John Stumpf | Mgmt | For | For | For | |||||
11 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
12 | Elect Carl Ware | Mgmt | For | For | For | |||||
13 | Elect John Watson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | |||||
CIGNA Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CI | CUSIP 125509109 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roman Martinez IV | Mgmt | For | For | For | |||||
2 | Elect Carol Wait | Mgmt | For | For | For | |||||
3 | Elect William Zollars | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Cimarex Energy Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XEC | CUSIP 171798101 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Hentschel | Mgmt | For | For | For | |||||
2 | Elect F. H. Merelli | Mgmt | For | For | For | |||||
3 | Elect L. Paul Teague | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||||
4 | Elect Larry Carter | Mgmt | For | For | For | |||||
5 | Elect John Chambers | Mgmt | For | For | For | |||||
6 | Elect Brian Halla | Mgmt | For | For | For | |||||
7 | Elect John Hennessy | Mgmt | For | For | For | |||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||||
10 | Elect Michael Powell | Mgmt | For | For | For | |||||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||||
12 | Elect Steven West | Mgmt | For | For | For | |||||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Restricting Sales to China | ShrHldr | Against | Against | For | |||||
Citigroup Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C | CUSIP 172967101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect Timothy Collins | Mgmt | For | For | For | |||||
3 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||||
4 | Elect Robert Joss | Mgmt | For | For | For | |||||
5 | Elect Michael O'Neill | Mgmt | For | For | For | |||||
6 | Elect Vikram Pandit | Mgmt | For | For | For | |||||
7 | Elect Richard Parsons | Mgmt | For | For | For | |||||
8 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||||
9 | Elect Judith Rodin | Mgmt | For | For | For | |||||
10 | Elect Robert Ryan | Mgmt | For | For | For | |||||
11 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
12 | Elect Diana Taylor | Mgmt | For | For | For | |||||
13 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||||
14 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
17 | 2011 Executive Performance Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Reverse Stock Split Extension | Mgmt | For | For | For | |||||
21 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Risk Management Report | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
CME Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CME | CUSIP 12572Q105 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Craig Donohue | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Timothy Bitsberger | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Jackie Clegg | Mgmt | For | Withhold | Against | |||||
1.4 | Elect James Donaldson | Mgmt | For | Withhold | Against | |||||
1.5 | Elect J. Dennis Hastert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect William Miller II | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Terry Savage | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Christopher Stewart | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Coca-Cola Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 19122T109 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Bennink | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Brock | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Calvin Darden | Mgmt | For | Withhold | Against | |||||
1.4 | Elect L. Phillip Humann | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Orrin Ingram II | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Donna James | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Thomas Johnson | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Suzanne Labarge | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Véronique Morali | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Garry Watts | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Curtis Welling | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Phoebe Wood | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
Colgate-Palmolive Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CL | CUSIP 194162103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | For | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Cahill | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
7 | Elect Delano Lewis | Mgmt | For | For | For | |||||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
9 | Elect Stephen Sadove | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
13 | Shareholder Proposal Regarding the Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Comcast Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMCSA | CUSIP 20030N101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth Bacon | Mgmt | For | For | For | |||||
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||||
1.4 | Elect Edward Breen | Mgmt | For | For | For | |||||
1.5 | Elect Joseph Collins | Mgmt | For | For | For | |||||
1.6 | Elect J. Michael Cook | Mgmt | For | For | For | |||||
1.7 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
1.8 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||||
1.9 | Elect Eduardo Mestre | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |||||
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |||||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | For | For | |||||
5 | Amendment to the 2003 Stock Option Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
ConocoPhillips | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COP | CUSIP 20825C104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
7 | Elect James Mulva | Mgmt | For | For | For | |||||
8 | Elect Robert Niblock | Mgmt | For | For | For | |||||
9 | Elect Harald Norvik | Mgmt | For | For | For | |||||
10 | Elect William Reilly | Mgmt | For | For | For | |||||
11 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||||
12 | Elect Kathryn Turner | Mgmt | For | For | For | |||||
13 | Elect William Wade, Jr. | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding the Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||||
Coventry Health Care, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVH | CUSIP 222862104 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joel Ackerman | Mgmt | For | Against | Against | |||||
2 | Elect Lawrence Kugelman | Mgmt | For | Against | Against | |||||
3 | Elect Michael Stocker | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
CSX Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSX | CUSIP 126408103 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donna Alvarado | Mgmt | For | For | For | |||||
2 | Elect John Breaux | Mgmt | For | For | For | |||||
3 | Elect Pamela Carter | Mgmt | For | For | For | |||||
4 | Elect Steven Halverson | Mgmt | For | For | For | |||||
5 | Elect Edward Kelly, III | Mgmt | For | For | For | |||||
6 | Elect Gilbert Lamphere | Mgmt | For | For | For | |||||
7 | Elect John McPherson | Mgmt | For | For | For | |||||
8 | Elect Timothy O'Toole | Mgmt | For | For | For | |||||
9 | Elect David Ratcliffe | Mgmt | For | For | For | |||||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||||
11 | Elect Michael Ward | Mgmt | For | For | For | |||||
12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For | |||||
13 | Elect J. Steven Whisler | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Cubist Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBST | CUSIP 229678107 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Martin Rosenberg | Mgmt | For | For | For | |||||
1.2 | Elect Matthew Singleton | Mgmt | For | For | For | |||||
1.3 | Elect Michael Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
CVS Caremark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVS | CUSIP 126650100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||||
3 | Elect David Dorman | Mgmt | For | For | For | |||||
4 | Elect Anne Finucane | Mgmt | For | For | For | |||||
5 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||||
6 | Elect Marian Heard | Mgmt | For | For | For | |||||
7 | Elect Larry Merlo | Mgmt | For | For | For | |||||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||||
9 | Elect Terrence Murray | Mgmt | For | For | For | |||||
10 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||||
11 | Elect Richard Swift | Mgmt | For | For | For | |||||
12 | Elect Tony White | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Political Contributions or Expenditure | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Darden Restaurants, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DRI | CUSIP 237194105 | 09/14/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Leonard Berry | Mgmt | For | For | For | |||||
1.2 | Elect Odie Donald | Mgmt | For | For | For | |||||
1.3 | Elect Christopher Fraleigh | Mgmt | For | For | For | |||||
1.4 | Elect Victoria Harker | Mgmt | For | For | For | |||||
1.5 | Elect David Hughes | Mgmt | For | For | For | |||||
1.6 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect William Lewis, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Connie Mack III | Mgmt | For | For | For | |||||
1.9 | Elect Andrew Madsen | Mgmt | For | For | For | |||||
1.10 | Elect Clarence Otis Jr. | Mgmt | For | For | For | |||||
1.11 | Elect Michael Rose | Mgmt | For | For | For | |||||
1.12 | Elect Maria Sastre | Mgmt | For | For | For | |||||
2 | Amendment to the 2002 Stock incentive Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dendreon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNDN | CUSIP 24823Q107 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Brewer | Mgmt | For | For | For | |||||
1.2 | Elect Mitchell Gold | Mgmt | For | For | For | |||||
1.3 | Elect Pedro Granadillo | Mgmt | For | For | For | |||||
1.4 | Elect David Stump | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Devon Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DVN | CUSIP 25179M103 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Henry | Mgmt | For | For | For | |||||
1.2 | Elect John Hill | Mgmt | For | For | For | |||||
1.3 | Elect Michael Kanovsky | Mgmt | For | For | For | |||||
1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | |||||
1.6 | Elect Duane Radtke | Mgmt | For | For | For | |||||
1.7 | Elect Mary Ricciardello | Mgmt | For | For | For | |||||
1.8 | Elect John Richels | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
5 | Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
DIRECTV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Discover Financial Services | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DFS | CUSIP 254709108 | 04/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |||||
2 | Elect Mary Bush | Mgmt | For | For | For | |||||
3 | Elect Gregory Case | Mgmt | For | For | For | |||||
4 | Elect Robert Devlin | Mgmt | For | For | For | |||||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |||||
6 | Elect Richard Lenny | Mgmt | For | For | For | |||||
7 | Elect Thomas Maheras | Mgmt | For | For | For | |||||
8 | Elect Michael Moskow | Mgmt | For | For | For | |||||
9 | Elect David Nelms | Mgmt | For | For | For | |||||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Amendment to the 2007 Directors' Compensation Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dr Pepper Snapple Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DPS | CUSIP 26138E109 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joyce Roché | Mgmt | For | For | For | |||||
2 | Elect Wayne Sanders | Mgmt | For | For | For | |||||
3 | Elect Jack Stahl | Mgmt | For | For | For | |||||
4 | Elect Larry Young | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
E. I. du Pont de Nemours and Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DD | CUSIP 263534109 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Brown | Mgmt | For | For | For | |||||
2 | Elect Robert Brown | Mgmt | For | For | For | |||||
3 | Elect Bertrand Collomb | Mgmt | For | For | For | |||||
4 | Elect Curtis Crawford | Mgmt | For | For | For | |||||
5 | Elect Alexander Cutler | Mgmt | For | For | For | |||||
6 | Elect Eleuthère Du Pont | Mgmt | For | For | For | |||||
7 | Elect Marillyn Hewson | Mgmt | For | For | For | |||||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||||
9 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
10 | Elect William Reilly | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Genetically Engineered Organisms | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Comparison Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
Eaton Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETN | CUSIP 278058102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George Barrett | Mgmt | For | For | For | |||||
2 | Elect Todd Bluedorn | Mgmt | For | For | For | |||||
3 | Elect Ned Lautenbach | Mgmt | For | For | For | |||||
4 | Elect Gregory Page | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Edison International | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EIX | CUSIP 281020107 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||||
2 | Elect Vanessa Chang | Mgmt | For | For | For | |||||
3 | Elect France Córdova | Mgmt | For | For | For | |||||
4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||||
5 | Elect Charles Curtis | Mgmt | For | For | For | |||||
6 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
7 | Elect Luis Nogales | Mgmt | For | For | For | |||||
8 | Elect Ronald Olson | Mgmt | For | For | For | |||||
9 | Elect James Rosser | Mgmt | For | For | For | |||||
10 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||||
11 | Elect Thomas Sutton | Mgmt | For | For | For | |||||
12 | Elect Brett White | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||||
EMC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMC | CUSIP 268648102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Brown | Mgmt | For | For | For | |||||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||||
5 | Elect James DiStasio | Mgmt | For | For | For | |||||
6 | Elect John Egan | Mgmt | For | For | For | |||||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
8 | Elect Windle Priem | Mgmt | For | For | For | |||||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||||
10 | Elect David Strohm | Mgmt | For | For | For | |||||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||||
14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Emerson Electric Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Farr | Mgmt | For | For | For | |||||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||||
1.3 | Elect Charles Peters | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Prueher | Mgmt | For | For | For | |||||
1.5 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Energizer Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENR | CUSIP 29266R108 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ward Klein | Mgmt | For | For | For | |||||
2 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||||
3 | Elect John Roberts | Mgmt | For | For | For | |||||
4 | Amendment to the 2009 Incentive Stock Plan | Mgmt | For | For | For | |||||
5 | Executive Officer Bonus Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Entergy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETR | CUSIP 29364G103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | |||||
2 | Elect Gary Edwards | Mgmt | For | For | For | |||||
3 | Elect Alexis Herman | Mgmt | For | For | For | |||||
4 | Elect Donald Hintz | Mgmt | For | For | For | |||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | |||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | |||||
8 | Elect Stewart Myers | Mgmt | For | For | For | |||||
9 | Elect William Percy, II | Mgmt | For | For | For | |||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | |||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | 2011 Equity Ownership and Long Term Cash Incentive Plan | Mgmt | For | For | For | |||||
Exxon Mobil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XOM | CUSIP 30231G102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||||
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
1.6 | Elect William George | Mgmt | For | For | For | |||||
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Sexual Orientation and Gender identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Human Right to Water | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Greenhouse Gas Emission Goals | ShrHldr | Against | Against | For | |||||
First Solar, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSLR | CUSIP 336433107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |||||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect James Nolan | Mgmt | For | For | For | |||||
1.5 | Elect William Post | Mgmt | For | For | For | |||||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |||||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |||||
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Report on Impacts of Immigration Reform | ShrHldr | Against | Against | For | |||||
Ford Motor Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CUSIP 345370860 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Richard Manoogian | Mgmt | For | For | For | |||||
10 | Elect Ellen Marram | Mgmt | For | For | For | |||||
11 | Elect Alan Mulally | Mgmt | For | For | For | |||||
12 | Elect Homer Neal | Mgmt | For | For | For | |||||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
14 | Elect John Thornton | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Fossil, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FOSL | CUSIP 349882100 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Elaine Agather | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey Boyer | Mgmt | For | For | For | |||||
1.3 | Elect Kosta Kartsotis | Mgmt | For | For | For | |||||
1.4 | Elect Elysia Ragusa | Mgmt | For | For | For | |||||
1.5 | Elect Jal Shroff | Mgmt | For | For | For | |||||
1.6 | Elect James Skinner | Mgmt | For | For | For | |||||
1.7 | Elect Michael Steinberg | Mgmt | For | For | For | |||||
1.8 | Elect Donald Stone | Mgmt | For | For | For | |||||
1.9 | Elect James Zimmerman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Freeport-McMoRan Copper & Gold, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Gartner, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IT | CUSIP 366651107 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Bingle | Mgmt | For | For | For | |||||
2 | Elect Richard Bressler | Mgmt | For | For | For | |||||
3 | Elect Karen Dykstra | Mgmt | For | For | For | |||||
4 | Elect Russell Fradin | Mgmt | For | For | For | |||||
5 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | |||||
6 | Elect William Grabe | Mgmt | For | For | For | |||||
7 | Elect Eugene Hall | Mgmt | For | For | For | |||||
8 | Elect Stephen Pagliuca | Mgmt | For | For | For | |||||
9 | Elect James Smith | Mgmt | For | For | For | |||||
10 | Elect Jeffrey Ubben | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
13 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
General Dynamics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GD | CUSIP 369550108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Barra | Mgmt | For | For | For | |||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||||
3 | Elect James Crown | Mgmt | For | For | For | |||||
4 | Elect William Fricks | Mgmt | For | For | For | |||||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||||
6 | Elect George Joulwan | Mgmt | For | For | For | |||||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||||
8 | Elect John Keane | Mgmt | For | For | For | |||||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||||
10 | Elect William Osborn | Mgmt | For | For | For | |||||
11 | Elect Robert Walmsley | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
General Electric Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GE | CUSIP 369604103 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||||
8 | Elect Robert Lane | Mgmt | For | For | For | |||||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||||
11 | Elect James Mulva | Mgmt | For | For | For | |||||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||||
13 | Elect Roger Penske | Mgmt | For | For | For | |||||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||||
15 | Elect James Tisch | Mgmt | For | For | For | |||||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Shareholder Proposal Cumulative Voting | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
General Motors Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GM | CUSIP 37045V100 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Akerson | Mgmt | For | Against | Against | |||||
2 | Elect David Bonderman | Mgmt | For | Against | Against | |||||
3 | Elect Erroll Davis, Jr. | Mgmt | For | Against | Against | |||||
4 | Elect Stephen Girsky | Mgmt | For | Against | Against | |||||
5 | Elect E. Neville Isdell | Mgmt | For | Against | Against | |||||
6 | Elect Robert Krebs | Mgmt | For | Against | Against | |||||
7 | Elect Philip Laskawy | Mgmt | For | Against | Against | |||||
8 | Elect Kathryn Marinello | Mgmt | For | Against | Against | |||||
9 | Elect Patricia Russo | Mgmt | For | Against | Against | |||||
10 | Elect Carol Stephenson | Mgmt | For | Against | Against | |||||
11 | Elect Cynthia Telles | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Google Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GOOG | CUSIP 38259P508 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||||
1.7 | Elect Paul Otellini | Mgmt | For | For | For | |||||
1.8 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||||
Hanesbrands Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBI | CUSIP 410345102 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Harris Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRS | CUSIP 413875105 | 10/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Lance | Mgmt | For | For | For | |||||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | |||||
3 | Elect Terry Growcock | Mgmt | For | For | For | |||||
4 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
5 | Elect David Rickard | Mgmt | For | For | For | |||||
6 | Elect James Stoffel | Mgmt | For | For | For | |||||
7 | Elect Gregory Swienton | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Annual Incentive Plan | Mgmt | For | For | For | |||||
10 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
Hasbro, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAS | CUSIP 418056107 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
HCP, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCP | CUSIP 40414L109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Flaherty III | Mgmt | For | For | For | |||||
2 | Elect Christine Garvey | Mgmt | For | For | For | |||||
3 | Elect David Henry | Mgmt | For | For | For | |||||
4 | Elect Lauralee Martin | Mgmt | For | For | For | |||||
5 | Elect Michael McKee | Mgmt | For | For | For | |||||
6 | Elect Peter Rhein | Mgmt | For | For | For | |||||
7 | Elect Kenneth Roath | Mgmt | For | For | For | |||||
8 | Elect Richard Rosenberg | Mgmt | For | For | For | |||||
9 | Elect Joseph Sullivan | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
HealthSouth Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HLS | CUSIP 421924309 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Blechschmidt | Mgmt | For | For | For | |||||
1.2 | Elect John Chidsey | Mgmt | For | For | For | |||||
1.3 | Elect Donald Correll | Mgmt | For | For | For | |||||
1.4 | Elect Yvonne Curl | Mgmt | For | For | For | |||||
1.5 | Elect Charles Elson | Mgmt | For | For | For | |||||
1.6 | Elect Jay Grinney | Mgmt | For | For | For | |||||
1.7 | Elect Jon Hanson | Mgmt | For | For | For | |||||
1.8 | Elect Leo Higdon, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect John Maupin, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Léo Apotheker | Mgmt | For | For | For | |||||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
7 | Elect John Hammergren | Mgmt | For | For | For | |||||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||||
11 | Elect Dominique Sénéquier | Mgmt | For | For | For | |||||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||||
Honeywell International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HON | CUSIP 438516106 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
9 | Elect George Paz | Mgmt | For | For | For | |||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Incentive Compensation Plan for Executive Employees | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Huntsman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUN | CUSIP 447011107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jon Huntsman | Mgmt | For | For | For | |||||
1.2 | Elect Patrick Harker | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Illinois Tool Works Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITW | CUSIP 452308109 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Crown | Mgmt | For | For | For | |||||
2 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||||
3 | Elect Robert McCormack | Mgmt | For | Against | Against | |||||
4 | Elect Robert Morrison | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Elect David Smith, Jr. | Mgmt | For | For | For | |||||
7 | Elect David Speer | Mgmt | For | For | For | |||||
8 | Elect Pamela Strobel | Mgmt | For | For | For | |||||
9 | Elect Kevin Warren | Mgmt | For | For | For | |||||
10 | Elect Anré Williams | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Cash Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Ingersoll-Rand Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||||
2 | Elect John Bruton | Mgmt | For | For | For | |||||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||||
10 | Elect Richard Swift | Mgmt | For | For | For | |||||
11 | Elect Tony White | Mgmt | For | For | For | |||||
12 | Senior Executive Performance Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTC | CUSIP 458140100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
2 | Elect Susan Decker | Mgmt | For | For | For | |||||
3 | Elect John Donahoe | Mgmt | For | For | For | |||||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||||
6 | Elect James Plummer | Mgmt | For | For | For | |||||
7 | Elect David Pottruck | Mgmt | For | For | For | |||||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||||
10 | Elect David Yoffie | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
International Business Machines Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBM | CUSIP 459200101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect William Brody | Mgmt | For | For | For | |||||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
8 | Elect James Owens | Mgmt | For | For | For | |||||
9 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
10 | Elect Joan Spero | Mgmt | For | For | For | |||||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||||
12 | Elect Lorenzo Héctor Zambrano Treviño | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
International Paper Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IP | CUSIP 460146103 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Bronczek | Mgmt | For | For | For | |||||
2 | Elect Ahmet Dördüncü | Mgmt | For | For | For | |||||
3 | Elect Lynn Elsenhans | Mgmt | For | For | For | |||||
4 | Elect John Faraci | Mgmt | For | For | For | |||||
5 | Elect Samir Gibara | Mgmt | For | For | For | |||||
6 | Elect Stacey Mobley | Mgmt | For | For | For | |||||
7 | Elect John Townsend III | Mgmt | For | For | For | |||||
8 | Elect John Turner | Mgmt | For | For | For | |||||
9 | Elect William Walter | Mgmt | For | For | For | |||||
10 | Elect Alberto Weisser | Mgmt | For | For | For | |||||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Interpublic Group of Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPG | CUSIP 460690100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Reginald Brack | Mgmt | For | For | For | |||||
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||||
3 | Elect Jill Considine | Mgmt | For | For | For | |||||
4 | Elect Richard Goldstein | Mgmt | For | For | For | |||||
5 | Elect Mary Guilfoile | Mgmt | For | For | For | |||||
6 | Elect H. John Greeniaus | Mgmt | For | For | For | |||||
7 | Elect William Kerr | Mgmt | For | For | For | |||||
8 | Elect Michael Roth | Mgmt | For | For | For | |||||
9 | Elect David Thomas | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Iridium Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IRDM | CUSIP 46269C102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Niehaus | Mgmt | For | For | For | |||||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | |||||
1.3 | Elect Scott Bok | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Canfield | Mgmt | For | For | For | |||||
1.5 | Elect Peter Dawkins | Mgmt | For | For | For | |||||
1.6 | Elect Matthew Desch | Mgmt | For | For | For | |||||
1.7 | Elect Terry Jones | Mgmt | For | For | For | |||||
1.8 | Elect Alvin Krongard | Mgmt | For | For | For | |||||
1.9 | Elect Steven Pfeiffer | Mgmt | For | For | For | |||||
1.10 | Elect Parker Rush | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Johnson & Johnson | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JNJ | CUSIP 478160104 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||||
2 | Elect James Cullen | Mgmt | For | For | For | |||||
3 | Elect Ian Davis | Mgmt | For | For | For | |||||
4 | Elect Michael Johns | Mgmt | For | For | For | |||||
5 | Elect Susan Lindquist | Mgmt | For | For | For | |||||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
7 | Elect Leo Mullin | Mgmt | For | For | For | |||||
8 | Elect William Perez | Mgmt | For | For | For | |||||
9 | Elect Charles Prince | Mgmt | For | For | For | |||||
10 | Elect David Satcher | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Policy on Health Status Discrimination | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
3 | Elect David Cote | Mgmt | For | For | For | |||||
4 | Elect James Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||||
7 | Elect William Gray, III | Mgmt | For | For | For | |||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
9 | Elect David Novak | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||||
Kansas City Southern | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KSU | CUSIP 485170302 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Henry Davis | Mgmt | For | For | For | |||||
1.2 | Elect Robert Druten | Mgmt | For | For | For | |||||
1.3 | Elect Rodney Slater | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Approval of Annual Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
KBR, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KBR | CUSIP 48242W106 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Huff | Mgmt | For | For | For | |||||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | |||||
1.3 | Elect Richard Slater | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
Kimberly-Clark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KMB | CUSIP 494368103 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Alm | Mgmt | For | For | For | |||||
2 | Elect John Bergstrom | Mgmt | For | For | For | |||||
3 | Elect Abelardo Bru | Mgmt | For | For | For | |||||
4 | Elect Robert Decherd | Mgmt | For | For | For | |||||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||||
6 | Elect Mae Jemison | Mgmt | For | For | For | |||||
7 | Elect James Jenness | Mgmt | For | For | For | |||||
8 | Elect Nancy Karch | Mgmt | For | For | For | |||||
9 | Elect Ian Read | Mgmt | For | For | For | |||||
10 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
11 | Elect Marc Shapiro | Mgmt | For | For | For | |||||
12 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Outside Directors' Compensation Plan | Mgmt | For | For | For | |||||
15 | 2011 Equity Participation Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
KLA-Tencor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
L-3 Communications Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LLL | CUSIP 502424104 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Henry Shelton | Mgmt | For | For | For | |||||
1.2 | Elect Michael Strianese | Mgmt | For | For | For | |||||
1.3 | Elect John White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Las Vegas Sands Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LVS | CUSIP 517834107 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Forman | Mgmt | For | Withhold | Against | |||||
1.2 | Elect George Koo | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Irwin Siegel | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Lear Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LEA | CUSIP 521865204 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Capo | Mgmt | For | For | For | |||||
2 | Elect Curtis Clawson | Mgmt | For | For | For | |||||
3 | Elect Jonathan Foster | Mgmt | For | For | For | |||||
4 | Elect Conrad Mallett, Jr. | Mgmt | For | For | For | |||||
5 | Elect Robert Rossiter | Mgmt | For | For | For | |||||
6 | Elect Donald Runkle | Mgmt | For | For | For | |||||
7 | Elect Gregory Smith | Mgmt | For | For | For | |||||
8 | Elect Henry Wallace | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Limited Brands, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LTD | CUSIP 532716107 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donna James | Mgmt | For | For | For | |||||
2 | Elect Jeffrey Miro | Mgmt | For | For | For | |||||
3 | Elect Raymond Zimmerman | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | 2011 Stock Option Performance and Incentive Plan | Mgmt | For | For | For | |||||
6 | 2011 Cash Incentive Compensation Performance Plan | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
Lincare Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LNCR | CUSIP 532791100 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Byrnes | Mgmt | For | For | For | |||||
1.2 | Elect Stuart Altman | Mgmt | For | For | For | |||||
1.3 | Elect Chester Black | Mgmt | For | For | For | |||||
1.4 | Elect Angela Bryant | Mgmt | For | For | For | |||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |||||
1.6 | Elect William Miller III | Mgmt | For | For | For | |||||
1.7 | Elect Ellen Zane | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Linn Energy, LLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LINE | CUSIP 536020100 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Linn | Mgmt | For | For | For | |||||
1.2 | Elect Mark Ellis | Mgmt | For | For | For | |||||
1.3 | Elect George Alcorn | Mgmt | For | For | For | |||||
1.4 | Elect Terrence Jacobs | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Swoveland | Mgmt | For | For | For | |||||
1.6 | Elect Joseph McCoy | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Lowe's Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LOW | CUSIP 548661107 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||||
1.5 | Elect Dawn Hudson | Mgmt | For | For | For | |||||
1.6 | Elect Robert Johnson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
1.8 | Elect Richard Lochridge | Mgmt | For | For | For | |||||
1.9 | Elect Robert Niblock | Mgmt | For | For | For | |||||
1.10 | Elect Stephen Page | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
LyondellBasell Industries N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LYB | CUSIP N53745100 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagject Bindra | Mgmt | For | Against | Against | |||||
2 | Elect Milton Carroll | Mgmt | For | Against | Against | |||||
3 | Elect Rudy van der Meer | Mgmt | For | Against | Against | |||||
4 | Elect Robin Buchanan | Mgmt | For | Against | Against | |||||
5 | Elect Jacques Aigrain | Mgmt | For | Against | Against | |||||
6 | Approval of Annual Accounts | Mgmt | For | For | For | |||||
7 | Officer Liability/Indemnification | Mgmt | For | For | For | |||||
8 | Director Liability/Indemnification | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
12 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Elect Robert G. Gwin | Mgmt | For | Against | Against | |||||
Marathon Oil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRO | CUSIP 565849106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | |||||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | |||||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | |||||
4 | Elect David Daberko | Mgmt | For | Against | Against | |||||
5 | Elect William Davis, III | Mgmt | For | Against | Against | |||||
6 | Elect Shirley Jackson | Mgmt | For | Against | Against | |||||
7 | Elect Philip Lader | Mgmt | For | Against | Against | |||||
8 | Elect Charles Lee | Mgmt | For | Against | Against | |||||
9 | Elect Michael Phelps | Mgmt | For | Against | Against | |||||
10 | Elect Dennis Reilley | Mgmt | For | Against | Against | |||||
11 | Elect Seth Schofield | Mgmt | For | Against | Against | |||||
12 | Elect John Snow | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
MasterCard Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MA | CUSIP 57636Q104 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Olivié | Mgmt | For | For | For | |||||
2 | Elect Rima Qureshi | Mgmt | For | For | For | |||||
3 | Elect Mark Schwartz | Mgmt | For | For | For | |||||
4 | Elect Jackson Tai | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
MBIA Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MBI | CUSIP 55262C100 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joseph Brown | Mgmt | For | For | For | |||||
2 | Elect David Coulter | Mgmt | For | For | For | |||||
3 | Elect Claire Gaudiani | Mgmt | For | For | For | |||||
4 | Elect Steven Gilbert | Mgmt | For | For | For | |||||
5 | Elect Daniel Kearney | Mgmt | For | For | For | |||||
6 | Elect Kewsong Lee | Mgmt | For | For | For | |||||
7 | Elect Charles Rinehart | Mgmt | For | For | For | |||||
8 | Elect Theodore Shasta | Mgmt | For | For | For | |||||
9 | Elect Richard Vaughan | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
McDonald's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCD | CUSIP 580135101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect Richard Lenny | Mgmt | For | For | For | |||||
3 | Elect Cary McMillan | Mgmt | For | For | For | |||||
4 | Elect Sheila Penrose | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders | Mgmt | For | For | For | |||||
10 | Elimination of Supermajority Requirement in Article Regarding the Removal of Directors | Mgmt | For | For | For | |||||
11 | Elimination of Supermajority Requirement in Article Regarding Shareholder Action | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
13 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Beverage Containers | ShrHldr | Against | Against | For | |||||
McKesson Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||||
3 | Elect John Hammergren | Mgmt | For | For | For | |||||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||||
7 | Elect David Lawrence | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||||
10 | Reapproval of Performance Goals Under the 2005 Stock Plan | Mgmt | For | For | For | |||||
11 | Reapproval of Performance Goals Under the 2005 Management Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
MeadWestvaco Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MWV | CUSIP 583334107 | 04/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Campbell | Mgmt | For | For | For | |||||
2 | Elect Thomas Cole, Jr. | Mgmt | For | For | For | |||||
3 | Elect James Kaiser | Mgmt | For | For | For | |||||
4 | Elect Richard Kelson | Mgmt | For | For | For | |||||
5 | Elect James Kilts | Mgmt | For | For | For | |||||
6 | Elect Susan Kropf | Mgmt | For | For | For | |||||
7 | Elect Douglas Luke | Mgmt | For | For | For | |||||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||||
9 | Elect Robert McCormack | Mgmt | For | For | For | |||||
10 | Elect Timothy Powers | Mgmt | For | For | For | |||||
11 | Elect Jane Warner | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Medtronic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||||
1.4 | Elect William Hawkins | Mgmt | For | For | For | |||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
MetLife, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MET | CUSIP 59156R108 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Kandarian | Mgmt | For | For | For | |||||
1.2 | Elect Sylvia Mathews Burwell | Mgmt | For | For | For | |||||
1.3 | Elect Eduardo Castro-Wright | Mgmt | For | For | For | |||||
1.4 | Elect Cheryl Grisé | Mgmt | For | For | For | |||||
1.5 | Elect Lulu Wang | Mgmt | For | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Micron Technology, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MU | CUSIP 595112103 | 12/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Appleton | Mgmt | For | For | For | |||||
2 | Elect Teruaki Aoki | Mgmt | For | For | For | |||||
3 | Elect James Bagley | Mgmt | For | For | For | |||||
4 | Elect Robert Bailey | Mgmt | For | For | For | |||||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||||
6 | Elect Lawrence Mondry | Mgmt | For | For | For | |||||
7 | Elect Robert Switz | Mgmt | For | For | For | |||||
8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Gates III | Mgmt | For | For | For | |||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||||
7 | Elect David Marquardt | Mgmt | For | For | For | |||||
8 | Elect Charles Noski | Mgmt | For | For | For | |||||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
Morgan Stanley | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MS | CUSIP 617446448 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||||
3 | Elect Howard Davies | Mgmt | For | For | For | |||||
4 | Elect James Gorman | Mgmt | For | For | For | |||||
5 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
7 | Elect John Mack | Mgmt | For | For | For | |||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
9 | Elect Hutham Olayan | Mgmt | For | For | For | |||||
10 | Elect James Owens | Mgmt | For | For | For | |||||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Mosaic Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MOS | CUSIP 61945A107 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Recapitalization and Spin-off | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Motorola Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSI | CUSIP 620076307 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Brown | Mgmt | For | For | For | |||||
2 | Elect William Bratton | Mgmt | For | For | For | |||||
3 | Elect David Dorman | Mgmt | For | For | For | |||||
4 | Elect Michael Hayden | Mgmt | For | For | For | |||||
5 | Elect Vincent Intrieri | Mgmt | For | Against | Against | |||||
6 | Elect Judy Lewent | Mgmt | For | For | For | |||||
7 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
8 | Elect John White | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Amendment to the Omnibus Incentive Plan of 2006 | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Review of Global Human Rights Standards | ShrHldr | Against | Against | For | |||||
Motorola, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MOT | CUSIP 620076109 | 11/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reverse Stock Split | Mgmt | For | For | For | |||||
2 | Amendment to Certificate of Incorporation to Effect Reverse Stock Split | Mgmt | For | For | For | |||||
Nalco Holding Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NLC | CUSIP 62985Q101 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Douglas Pertz | Mgmt | For | For | For | |||||
1.2 | Elect Daniel Sanders | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
National Oilwell Varco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOV | CUSIP 637071101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jefferey Smisek | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Newell Rubbermaid Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Noble Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NBL | CUSIP 655044105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||||
3 | Elect Edward Cox | Mgmt | For | For | For | |||||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||||
8 | Elect Scott Urban | Mgmt | For | For | For | |||||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||||
Nokia Oyj | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOK1V | CUSIP 654902204 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Board Size | Mgmt | For | For | For | |||||
6.1 | Elect Stephen Elop | Mgmt | For | For | For | |||||
6.2 | Elect Bengt Holmström | Mgmt | For | For | For | |||||
6.3 | Elect Henning Kagermann | Mgmt | For | Withhold | Against | |||||
6.4 | Elect Per Karlsson | Mgmt | For | For | For | |||||
6.5 | Elect Jouko Karvinen | Mgmt | For | For | For | |||||
6.6 | Elect Finn Helge Lund | Mgmt | For | For | For | |||||
6.7 | Elect Isabel Marey-Semper | Mgmt | For | For | For | |||||
6.8 | Elect Jorma Ollila | Mgmt | For | For | For | |||||
6.9 | Elect Marjorie Scardino | Mgmt | For | For | For | |||||
6.10 | Elect Risto Siilasmaa | Mgmt | For | For | For | |||||
6.11 | Elect Kari Stadigh | Mgmt | For | For | For | |||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Stock Option Program 2011 | Mgmt | For | For | For | |||||
Northrop Grumman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOC | CUSIP 666807102 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||||
9 | Elect Richard Myers | Mgmt | For | For | For | |||||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Novartis AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOVN | CUSIP 66987V109 | 02/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Management and Board Acts | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Compensation Policy | Mgmt | For | For | For | |||||
5 | Re-elect Ann Fudge | Mgmt | For | For | For | |||||
6 | Re-elect Pierre Landolt | Mgmt | For | For | For | |||||
7 | Re-elect Ulrich Lehner | Mgmt | For | Against | Against | |||||
8 | Elect Enrico Vanni | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Novartis AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOVN | CUSIP 66987V109 | 04/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of Merger Agreement | Mgmt | For | For | For | |||||
2 | Approval of Share Issuance | Mgmt | For | For | For | |||||
3 | Additional and/or Counter-Proposals | Mgmt | For | Against | Against | |||||
Novellus Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVLS | CUSIP 670008101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Hill | Mgmt | For | For | For | |||||
1.2 | Elect Neil Bonke | Mgmt | For | For | For | |||||
1.3 | Elect Youssef El-Mansy | Mgmt | For | For | For | |||||
1.4 | Elect Glen Possley | Mgmt | For | For | For | |||||
1.5 | Elect Ann Rhoads | Mgmt | For | For | For | |||||
1.6 | Elect Krishna Saraswat | Mgmt | For | For | For | |||||
1.7 | Elect William Spivey | Mgmt | For | For | For | |||||
1.8 | Elect Delbert Whitaker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
NV Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVE | CUSIP 67073Y106 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Glenn Christenson | Mgmt | For | For | For | |||||
1.3 | Elect Brian Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect John O'Reilly | Mgmt | For | For | For | |||||
1.5 | Elect Philip Satre | Mgmt | For | For | For | |||||
1.6 | Elect Michael Yackira | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Executive Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections | Mgmt | For | For | For | |||||
6 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in theFair Price Provisions | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
5 | Elect John Feick | Mgmt | For | For | For | |||||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
8 | Elect Ray Irani | Mgmt | For | For | For | |||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Oceaneering International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OII | CUSIP 675232102 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect T. Jay Collins | Mgmt | For | For | For | |||||
1.2 | Elect D. Michael Hughes | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
OfficeMax Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMX | CUSIP 67622P101 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Bryant | Mgmt | For | For | For | |||||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||||
4 | Elect William Montgoris | Mgmt | For | For | For | |||||
5 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||||
6 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||||
7 | Elect David Szymanski | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Omnicom Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMC | CUSIP 681919106 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Wren | Mgmt | For | For | For | |||||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||||
3 | Elect Alan Batkin | Mgmt | For | For | For | |||||
4 | Elect Robert Clark | Mgmt | For | For | For | |||||
5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||||
6 | Elect Errol Cook | Mgmt | For | For | For | |||||
7 | Elect Susan Denison | Mgmt | For | For | For | |||||
8 | Elect Michael Henning | Mgmt | For | For | For | |||||
9 | Elect John Murphy | Mgmt | For | For | For | |||||
10 | Elect John Purcell | Mgmt | For | For | For | |||||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
12 | Elect Gary Roubos | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Restoration of Written Consent | Mgmt | For | For | For | |||||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Oracle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Executive Bonus Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Parker-Hannifin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||||
1.5 | Elect Klaus-Peter Müller | Mgmt | For | For | For | |||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||||
1.9 | Elect Åke Svensson | Mgmt | For | For | For | |||||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | |||||
1.11 | Elect James Wainscott | Mgmt | For | For | For | |||||
1.12 | Elect Donald Washkewicz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Performance Bonus Plan | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||||
PepsiCo, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEP | CUSIP 713448108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Shona Brown | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||||
6 | Elect Alberto Ibargüen | Mgmt | For | For | For | |||||
7 | Elect Arthur Martinez | Mgmt | For | Against | Against | |||||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||||
10 | Elect James Schiro | Mgmt | For | For | For | |||||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||||
Pfizer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||||
2 | Elect Michael Brown | Mgmt | For | For | For | |||||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect James Kilts | Mgmt | For | For | For | |||||
9 | Elect George Lorch | Mgmt | For | For | For | |||||
10 | Elect John Mascotte | Mgmt | For | For | For | |||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
12 | Elect Ian Read | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Harold Brown | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||||
9 | Elect Carlos Slim Helú | Mgmt | For | For | For | |||||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Plains Exploration & Production Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PXP | CUSIP 726505100 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Flores | Mgmt | For | For | For | |||||
2 | Elect Isaac Arnold, Jr. | Mgmt | For | For | For | |||||
3 | Elect Alan Buckwalter, III | Mgmt | For | For | For | |||||
4 | Elect Jerry Dees | Mgmt | For | For | For | |||||
5 | Elect Tom Delimitros | Mgmt | For | For | For | |||||
6 | Elect Thomas Fry, III | Mgmt | For | For | For | |||||
7 | Elect Charles Groat | Mgmt | For | For | For | |||||
8 | Elect John Lollar | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
PPG Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPG | CUSIP 693506107 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||||
1.2 | Elect Hugh Grant | Mgmt | For | For | For | |||||
1.3 | Elect Michele Hooper | Mgmt | For | For | For | |||||
1.4 | Elect Robert Mehrabian | Mgmt | For | For | For | |||||
2 | Reapproval of Performance Goals Under the 2006 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2006 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Environmental Accountability Report | ShrHldr | Against | Against | For | |||||
Precision Castparts Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCP | CUSIP 740189105 | 08/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Murphy | Mgmt | For | For | For | |||||
1.2 | Elect Steven Rothmeier | Mgmt | For | For | For | |||||
1.3 | Elect Richard Wambold | Mgmt | For | For | For | |||||
1.4 | Elect Timothy Wicks | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Prudential Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CUSIP 744320102 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | |||||
2 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | |||||
5 | Elect James Cullen | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Mark Grier | Mgmt | For | For | For | |||||
8 | Elect Constance Horner | Mgmt | For | For | For | |||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||||
10 | Elect Karl Krapek | Mgmt | For | For | For | |||||
11 | Elect Christine Poon | Mgmt | For | For | For | |||||
12 | Elect John Strangfeld | Mgmt | For | For | For | |||||
13 | Elect James Unruh | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Qwest Communications International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
Q | CUSIP 749121109 | 08/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Raytheon Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTN | CUSIP 755111507 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Vernon Clark | Mgmt | For | For | For | |||||
2 | Elect John Deutch | Mgmt | For | For | For | |||||
3 | Elect Stephen Hadley | Mgmt | For | For | For | |||||
4 | Elect Frederic Poses | Mgmt | For | For | For | |||||
5 | Elect Michael Ruettgers | Mgmt | For | For | For | |||||
6 | Elect Ronald Skates | Mgmt | For | For | For | |||||
7 | Elect William Spivey | Mgmt | For | For | For | |||||
8 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
9 | Elect William Swanson | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHldr | Against | Against | For | |||||
RenaissanceRe Holdings, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RNR | CUSIP G7496G103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Bushnell | Mgmt | For | For | For | |||||
1.2 | Elect James Gibbons | Mgmt | For | For | For | |||||
1.3 | Elect Jean Hamilton | Mgmt | For | For | For | |||||
1.4 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
Rock-Tenn Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RKT | CUSIP 772739207 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Ross Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROST | CUSIP 778296103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Orban | Mgmt | For | For | For | |||||
1.2 | Elect Donald Seiler | Mgmt | For | For | For | |||||
2 | Reapproval of the Incentive Compensation Plan | Mgmt | For | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ryder System, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
R | CUSIP 783549108 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Beard | Mgmt | For | For | For | |||||
2 | Elect L. Patrick Hassey | Mgmt | For | For | For | |||||
3 | Elect Lynn Martin | Mgmt | For | For | For | |||||
4 | Elect Hansel Tookes II | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Safeway Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWY | CUSIP 786514208 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Burd | Mgmt | For | For | For | |||||
2 | Elect Janet Grove | Mgmt | For | For | For | |||||
3 | Elect Mohan Gyani | Mgmt | For | For | For | |||||
4 | Elect Paul Hazen | Mgmt | For | For | For | |||||
5 | Elect Frank Herringer | Mgmt | For | For | For | |||||
6 | Elect Kenneth Oder | Mgmt | For | For | For | |||||
7 | Elect T. Gary Rogers | Mgmt | For | For | For | |||||
8 | Elect Arun Sarin | Mgmt | For | For | For | |||||
9 | Elect Michael Shannon | Mgmt | For | For | For | |||||
10 | Elect William Tauscher | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | 2011 Equity and Incentive Award Plan | Mgmt | For | For | For | |||||
14 | Re-approval of the 2001 Operating Performance Bonus Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
Safran SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAF | CINS F4035A557 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports; Ratification of Management Board and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||
9 | Amendment to Governing Structure | Mgmt | For | For | For | |||||
10 | Adoption of New Articles | Mgmt | For | For | For | |||||
11 | Amendment Regarding Cap on Voting Rights | Mgmt | For | For | For | |||||
12 | Elect Jean-Paul Herteman | Mgmt | For | Against | Against | |||||
13 | Elect Francis Mer | Mgmt | For | Against | Against | |||||
14 | Elect Giovanni Bisignani | Mgmt | For | Against | Against | |||||
15 | Elect Jean-Lou Chameau | Mgmt | For | Against | Against | |||||
16 | Elect Odile Desforges | Mgmt | For | Against | Against | |||||
17 | Elect Jean-Marc Forneri | Mgmt | For | Against | Against | |||||
18 | Elect Xavier Lagarde | Mgmt | For | Against | Against | |||||
19 | Elect Michel Lucas | Mgmt | For | Against | Against | |||||
20 | Elect Elisabeth Lulin | Mgmt | For | Against | Against | |||||
21 | Election of Representatives of the State | Mgmt | For | Against | Against | |||||
22 | Elect Christian Halary | Mgmt | For | Against | Against | |||||
23 | Elect Marc Aubry | Mgmt | For | Against | Against | |||||
24 | Elect Caroline Grégoire-Sainte Marie as Censor | Mgmt | For | For | For | |||||
25 | Directors' Fees | Mgmt | For | For | For | |||||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
27 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
28 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
29 | Authority to Increase capital in Case of Exchange Offer | Mgmt | For | For | For | |||||
30 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
31 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
32 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||||
33 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||
34 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
35 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||||
36 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
37 | Global Ceiling on Increases in Capital and Debt Issuances | Mgmt | For | For | For | |||||
38 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
39 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
40 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||||
41 | Shareholder Proposal Regarding Representatives of Employee Shareholders | ShrHldr | For | For | For | |||||
42 | Shareholder Proposal Regarding Employee Representation | ShrHldr | Against | Against | For | |||||
43 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
44 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Sara Lee Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLE | CUSIP 803111103 | 10/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Christopher Begley | Mgmt | For | For | For | |||||
2 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
3 | Elect Virgis Colbert | Mgmt | For | For | For | |||||
4 | Elect James Crown | Mgmt | For | For | For | |||||
5 | Elect Laurette Koellner | Mgmt | For | For | For | |||||
6 | Elect Cornelis van Lede | Mgmt | For | For | For | |||||
7 | Elect John McAdam | Mgmt | For | For | For | |||||
8 | Elect Ian Prosser | Mgmt | For | For | For | |||||
9 | Elect Norman Sorensen | Mgmt | For | For | For | |||||
10 | Elect Jeffrey Ubben | Mgmt | For | For | For | |||||
11 | Elect Jonathan Ward | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Schlumberger Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLB | CUSIP 806857108 | 04/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philippe Camus | Mgmt | For | For | For | |||||
2 | Elect Peter Currie | Mgmt | For | For | For | |||||
3 | Elect Andrew Gould | Mgmt | For | For | For | |||||
4 | Elect Tony Isaac | Mgmt | For | For | For | |||||
5 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
7 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
8 | Elect Michael Marks | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Moler | Mgmt | For | For | For | |||||
10 | Elect Leo Reif | Mgmt | For | For | For | |||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
13 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||
14 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
18 | Amendements to Articles | Mgmt | For | For | For | |||||
19 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||||
20 | Ratification of Auditor | Mgmt | For | For | For | |||||
Scorpio Tankers Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STNG | CUSIP Y7542C106 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Emanuele Lauro | Mgmt | For | For | For | |||||
1.2 | Elect Ademaro Lanzara | Mgmt | For | For | For | |||||
2 | Termination of Administrative Services Agreement | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Seadrill Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SDRL | CUSIP G7945E105 | 09/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Fredriksen | Mgmt | For | Against | Against | |||||
2 | Elect Tor Olav Trøim | Mgmt | For | Against | Against | |||||
3 | Elect Kate Blankenship | Mgmt | For | Against | Against | |||||
4 | Elect Kjell Jacobsen | Mgmt | For | Against | Against | |||||
5 | Elect Kathrine Fredriksen | Mgmt | For | Against | Against | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
Seagate Technology Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STX | CUSIP G7945M107 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Luczo | Mgmt | For | For | For | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
3 | Elect Lydia Marshall | Mgmt | For | For | For | |||||
4 | Elect C.S. Park | Mgmt | For | For | For | |||||
5 | Elect Albert Pimentel | Mgmt | For | For | For | |||||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | |||||
7 | Elect John Thompson | Mgmt | For | For | For | |||||
8 | Elect Edward Zander | Mgmt | For | For | For | |||||
9 | Accounts and Reports | Mgmt | For | For | For | |||||
10 | Authority to Set Meeting Location | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Issuance of Treasury Shares | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
Sealed Air Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SEE | CUSIP 81211K100 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hank Brown | Mgmt | For | For | For | |||||
2 | Elect Michael Chu | Mgmt | For | For | For | |||||
3 | Elect Lawrence Codey | Mgmt | For | For | For | |||||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||||
5 | Elect T. J. Dermot Dunphy | Mgmt | For | For | For | |||||
6 | Elect William Hickey | Mgmt | For | For | For | |||||
7 | Elect Jacqueline Kosecoff | Mgmt | For | For | For | |||||
8 | Elect Kenneth Manning | Mgmt | For | Against | Against | |||||
9 | Elect William Marino | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Amendment to the 2005 Contingent Stock Plan | Mgmt | For | For | For | |||||
13 | Amendment to the 2002 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Sensata Technologies Holding N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ST | CUSIP N7902X106 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Wroe, Jr. or Mark Roskam | Mgmt | For | Against | Against | |||||
2 | Elect Ed Conrad or Mark Roskam | Mgmt | For | Against | Against | |||||
3 | Elect Paul Edgerley or Mark Roskam | Mgmt | For | Against | Against | |||||
4 | Elect Michael Jacobson or Mark Roskam | Mgmt | For | Against | Against | |||||
5 | Elect John Lewis or Mark Roskam | Mgmt | For | Against | Against | |||||
6 | Elect Seth Meisel or Mark Roskam | Mgmt | For | Against | Against | |||||
7 | Elect Charles Peffer or Mark Roskam | Mgmt | For | Against | Against | |||||
8 | Elect Michael Ward or Mark Roskam | Mgmt | For | Against | Against | |||||
9 | Elect Stephen Zide or Mark Roskam | Mgmt | For | Against | Against | |||||
10 | Elect Kirk Pond or Mark Roskam | Mgmt | For | Against | Against | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Signet Jewelers Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIG | CUSIP G81276100 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elect Sir Malcolm Williamson | Mgmt | For | For | For | |||||
3 | Elect Michael Barnes | Mgmt | For | For | For | |||||
4 | Elect Robert Blanchard | Mgmt | For | For | For | |||||
5 | Elect Dale Hilpert | Mgmt | For | For | For | |||||
6 | Elect Russell Walls | Mgmt | For | For | For | |||||
7 | Elect Marianne Parrs | Mgmt | For | For | For | |||||
8 | Elect Thomas Plaskett | Mgmt | For | For | For | |||||
9 | Elect Sir Malcolm Williamson | Mgmt | For | For | For | |||||
10 | Elect Michael Barnes | Mgmt | For | For | For | |||||
11 | Elect Robert Blanchard | Mgmt | For | For | For | |||||
12 | Elect Dale Hilpert | Mgmt | For | For | For | |||||
13 | Elect Russell Walls | Mgmt | For | For | For | |||||
14 | Elect Marianne Parrs | Mgmt | For | For | For | |||||
15 | Elect Thomas Plaskett | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Annual Performance Bonus Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Smith International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SII | CUSIP 832110100 | 08/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2.1 | Elect James Gibbs | Mgmt | For | For | For | |||||
2.2 | Elect Duane Radtke | Mgmt | For | For | For | |||||
2.3 | Elect John Yearwood | Mgmt | For | For | For | |||||
3 | Amendment to the 1989 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Somaxon Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOMX | CUSIP 834453102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Hale | Mgmt | For | For | For | |||||
1.2 | Elect Michael Eagle | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
St. Jude Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STJ | CUSIP 790849103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Devenuti | Mgmt | For | For | For | |||||
2 | Elect Thomas Garrett III | Mgmt | For | For | For | |||||
3 | Elect Wendy Yarno | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Abstain | For | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
State Street Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
2 | Elect Peter Coym | Mgmt | For | For | For | |||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
5 | Elect David Gruber | Mgmt | For | For | For | |||||
6 | Elect Linda Hill | Mgmt | For | For | For | |||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||||
12 | Elect Gregory Summe | Mgmt | For | For | For | |||||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Suntrust Banks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STI | CUSIP 867914103 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beall II | Mgmt | For | For | For | |||||
2 | Elect Alston Correll | Mgmt | For | For | For | |||||
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | |||||
4 | Elect Blake Garrett, Jr. | Mgmt | For | For | For | |||||
5 | Elect David Hughes | Mgmt | For | For | For | |||||
6 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||||
7 | Elect J. Hicks Lanier | Mgmt | For | For | For | |||||
8 | Elect Kyle Legg | Mgmt | For | For | For | |||||
9 | Elect William Linnenbringer | Mgmt | For | For | For | |||||
10 | Elect G. Gilmer Minor III | Mgmt | For | For | For | |||||
11 | Elect Frank Royal | Mgmt | For | For | For | |||||
12 | Elect Thomas Watjen | Mgmt | For | For | For | |||||
13 | Elect James Wells III | Mgmt | For | For | For | |||||
14 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||||
15 | Amendment to 2009 Stock Plan | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Target Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TGT | CUSIP 87612E106 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
2 | Elect Calvin Darden | Mgmt | For | For | For | |||||
3 | Elect Mary Dillon | Mgmt | For | For | For | |||||
4 | Elect James Johnson | Mgmt | For | For | For | |||||
5 | Elect Mary Minnick | Mgmt | For | For | For | |||||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
7 | Elect Derica Rice | Mgmt | For | For | For | |||||
8 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
9 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||||
10 | Elect John Stumpf | Mgmt | For | For | For | |||||
11 | Elect Solomon Trujillo | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||||
Teck Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCK | CUSIP 878742204 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ichiro Abe | Mgmt | For | For | For | |||||
1.2 | Elect Mayank Ashar | Mgmt | For | For | For | |||||
1.3 | Elect J. Brian Aune | Mgmt | For | For | For | |||||
1.4 | Elect Jalynn Bennett | Mgmt | For | For | For | |||||
1.5 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Felix Chee | Mgmt | For | For | For | |||||
1.7 | Elect Jack Cockwell | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Norman Keevil | Mgmt | For | For | For | |||||
1.9 | Elect Norman Keevil III | Mgmt | For | For | For | |||||
1.10 | Elect Takashi Kuriyama | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lindsay | Mgmt | For | For | For | |||||
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Warren Seyffert | Mgmt | For | For | For | |||||
1.14 | Elect Christopher Thompson | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Terreno Realty Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRNO | CUSIP 88146M101 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect W. Blake Baird | Mgmt | For | For | For | |||||
1.2 | Elect Michael Coke | Mgmt | For | For | For | |||||
1.3 | Elect LeRoy Carlson | Mgmt | For | For | For | |||||
1.4 | Elect Peter Merlone | Mgmt | For | For | For | |||||
1.5 | Elect Douglas Pasquale | Mgmt | For | For | For | |||||
1.6 | Elect Dennis Polk | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||||
8 | Elect Ruth Simmons | Mgmt | For | For | For | |||||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
The AES Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AES | CUSIP 00130H105 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | |||||
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | |||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | |||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | |||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Coca-Cola Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
4 | Elect Barry Diller | Mgmt | For | For | For | |||||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||||
8 | Elect Donald Keough | Mgmt | For | For | For | |||||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||||
12 | Elect James Robinson III | Mgmt | For | For | For | |||||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||||
14 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||||
15 | Elect James Williams | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | Against | Against | |||||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHldr | Against | Against | For | |||||
The Dow Chemical Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DOW | CUSIP 260543103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||||
3 | Elect James Bell | Mgmt | For | For | For | |||||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
6 | Elect Jennifer Granholm | Mgmt | For | For | For | |||||
7 | Elect John Hess | Mgmt | For | For | For | |||||
8 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
9 | Elect Paul Polman | Mgmt | For | For | For | |||||
10 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
11 | Elect James Ringler | Mgmt | For | Against | Against | |||||
12 | Elect Ruth Shaw | Mgmt | For | For | For | |||||
13 | Elect Paul Stern | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
The Estèe Lauder Companies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EL | CUSIP 518439104 | 11/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Aerin Lauder | Mgmt | For | Withhold | Against | |||||
1.2 | Elect William Lauder | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Lynn Forester de Rothschild | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Richard Parsons | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Richard Zannino | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the 2002 Share Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Goldman Sachs Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GS | CUSIP 38141G104 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||||
2 | Elect John Bryan | Mgmt | For | For | For | |||||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||||
4 | Elect Claes Dahlbäck | Mgmt | For | For | For | |||||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||||
6 | Elect William George | Mgmt | For | For | For | |||||
7 | Elect James Johnson | Mgmt | For | For | For | |||||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||||
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||||
10 | Elect James Schiro | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Compensation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
The Hartford Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||||
4 | Elect Liam McGee | Mgmt | For | For | For | |||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||||
6 | Elect Michael Morris | Mgmt | For | For | For | |||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Hershey Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSY | CUSIP 427866108 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Pamela Arway | Mgmt | For | For | For | |||||
1.2 | Elect Robert Cavanaugh | Mgmt | For | For | For | |||||
1.3 | Elect Charles Davis | Mgmt | For | For | For | |||||
1.4 | Elect James Mead | Mgmt | For | For | For | |||||
1.5 | Elect James Nevels | Mgmt | For | For | For | |||||
1.6 | Elect Anthony Palmer | Mgmt | For | For | For | |||||
1.7 | Elect Thomas Ridge | Mgmt | For | For | For | |||||
1.8 | Elect David Shedlarz | Mgmt | For | For | For | |||||
1.9 | Elect David West | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||||
The McGraw-Hill Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MHP | CUSIP 580645109 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Pedro Aspe | Mgmt | For | For | For | |||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||||
3 | Elect Douglas Daft | Mgmt | For | For | For | |||||
4 | Elect Willaim Green | Mgmt | For | For | For | |||||
5 | Elect Linda Lorimer | Mgmt | For | For | For | |||||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
7 | Elect Robert McGraw | Mgmt | For | For | For | |||||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | |||||
10 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||||
11 | Elect Kurt Schmoke | Mgmt | For | For | For | |||||
12 | Elect Sidney Taurel | Mgmt | For | For | For | |||||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
The PNC Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNC | CUSIP 693475105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Berndt | Mgmt | For | Against | Against | |||||
2 | Elect Charles Bunch | Mgmt | For | Against | Against | |||||
3 | Elect Paul Chellgren | Mgmt | For | Against | Against | |||||
4 | Elect Kay James | Mgmt | For | Against | Against | |||||
5 | Elect Richard Kelson | Mgmt | For | Against | Against | |||||
6 | Elect Bruce Lindsay | Mgmt | For | Against | Against | |||||
7 | Elect Anthony Massaro | Mgmt | For | Against | Against | |||||
8 | Elect Jane Pepper | Mgmt | For | Against | Against | |||||
9 | Elect James Rohr | Mgmt | For | Against | Against | |||||
10 | Elect Donald Shepard | Mgmt | For | Against | Against | |||||
11 | Elect Lorene Steffes | Mgmt | For | Against | Against | |||||
12 | Elect Dennis Strigl | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Elect George Walls, Jr. | Mgmt | For | Against | Against | |||||
15 | Elect Helge Wehmeier | Mgmt | For | Against | Against | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Procter & Gamble Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
3 | Elect Scott Cook | Mgmt | For | For | For | |||||
4 | Elect Rajat Gupta | Mgmt | For | For | For | |||||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
8 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
9 | Elect Patricia Woertz | Mgmt | For | For | For | |||||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
The Shaw Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHAW | CUSIP 820280105 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J.M. Bernhard, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect James Barker | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Capps | Mgmt | For | For | For | |||||
1.4 | Elect Daniel Hoffler | Mgmt | For | For | For | |||||
1.5 | Elect David Hoyle | Mgmt | For | For | For | |||||
1.6 | Elect Michael Mancuso | Mgmt | For | For | For | |||||
1.7 | Elect Albert McAlister | Mgmt | For | For | For | |||||
1.8 | Elect Stephen Tritch | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||||
The Timken Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TKR | CUSIP 887389104 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Ballbach | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Phillip Cox | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Ward Timken, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Walt Disney Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIS | CUSIP 254687106 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect John Bryson | Mgmt | For | For | For | |||||
3 | Elect John Chen | Mgmt | For | For | For | |||||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||||
5 | Elect Robert Iger | Mgmt | For | For | For | |||||
6 | Elect Steven Jobs | Mgmt | For | For | For | |||||
7 | Elect Fred Langhammer | Mgmt | For | For | For | |||||
8 | Elect Aylwin Lewis | Mgmt | For | For | For | |||||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||||
10 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
11 | Elect John Pepper, Jr. | Mgmt | For | For | For | |||||
12 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||||
13 | Elect Orin Smith | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding One Test Performance Assessment | ShrHldr | Against | Against | For | |||||
The Western Union Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WU | CUSIP 959802109 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hikmet Ersek | Mgmt | For | For | For | |||||
2 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
3 | Elect Linda Levinson | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Time Warner Cable Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWC | CUSIP 88732J207 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carole Black | Mgmt | For | For | For | |||||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||||
4 | Elect David Chang | Mgmt | For | For | For | |||||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||||
6 | Elect Peter Haje | Mgmt | For | For | For | |||||
7 | Elect Donna James | Mgmt | For | For | For | |||||
8 | Elect Don Logan | Mgmt | For | For | For | |||||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||||
12 | Elect John Sununu | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Time Warner Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | Against | Against | |||||
2 | Elect William Barr | Mgmt | For | Against | Against | |||||
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |||||
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |||||
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |||||
6 | Elect Robert Clark | Mgmt | For | Against | Against | |||||
7 | Elect Mathias Döpfner | Mgmt | For | Against | Against | |||||
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |||||
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |||||
10 | Elect Michael Miles | Mgmt | For | Against | Against | |||||
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||||
12 | Elect Paul Wachter | Mgmt | For | Against | Against | |||||
13 | Elect Deborah Wright | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
Transocean Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RIG | CUSIP H8817H100 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Transfer of Reserves | Mgmt | For | For | For | |||||
5 | Amendment to Par Value | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
8 | Board Size | Mgmt | For | For | For | |||||
9 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||||
10 | Elect Steve Lucas | Mgmt | For | For | For | |||||
11 | Elect Tan Ek Kia | Mgmt | For | For | For | |||||
12 | Elect Martin McNamara | Mgmt | For | For | For | |||||
13 | Elect Ian Strachan | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Travelers Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRV | CUSIP 89417E109 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan Beller | Mgmt | For | For | For | |||||
2 | Elect John Dasburg | Mgmt | For | For | For | |||||
3 | Elect Janet Dolan | Mgmt | For | For | For | |||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
5 | Elect Jay Fishman | Mgmt | For | For | For | |||||
6 | Elect Lawrence Graev | Mgmt | For | For | For | |||||
7 | Elect Patricia Higgins | Mgmt | For | For | For | |||||
8 | Elect Thomas Hodgson | Mgmt | For | For | For | |||||
9 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |||||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||||
11 | Elect Laurie Thomsen | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
TRW Automotive Holdings Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRW | CUSIP 87264S106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Francois Castaing | Mgmt | For | For | For | |||||
1.2 | Elect Michael Gambrell | Mgmt | For | For | For | |||||
1.3 | Elect Paul O'Neill | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Tyco International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
3.7 | Elect John Krol | Mgmt | For | For | For | |||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
UAL Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UAUA | CUSIP 902549807 | 09/17/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Amend Certificate of Incorporation | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Union Pacific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNP | CUSIP 907818108 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||||
2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||||
3 | Elect Thomas Donohue | Mgmt | For | For | For | |||||
4 | Elect Archie Dunham | Mgmt | For | For | For | |||||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||||
6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
7 | Elect Michael McCarthy | Mgmt | For | For | For | |||||
8 | Elect Michael McConnell | Mgmt | For | For | For | |||||
9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||||
10 | Elect Steven Rogel | Mgmt | For | For | For | |||||
11 | Elect José Villarreal | Mgmt | For | For | For | |||||
12 | Elect James Young | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Actions adversely affecting preferred stock | Mgmt | For | For | For | |||||
17 | Removal of directors | Mgmt | For | For | For | |||||
18 | Changing the authorized amount of capital stock. | Mgmt | For | For | For | |||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Abstain | N/A | |||||
Unisys Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UIS | CUSIP 909214306 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | |||||
2 | Elect James Duderstadt | Mgmt | For | For | For | |||||
3 | Elect Henry Duques | Mgmt | For | For | For | |||||
4 | Elect Matthew Espe | Mgmt | For | For | For | |||||
5 | Elect Denise Fletcher | Mgmt | For | For | For | |||||
6 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
7 | Elect Charles McQuade | Mgmt | For | For | For | |||||
8 | Elect Paul Weaver | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
United Continental Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UAL | CUSIP 910047109 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kirbyjon Caldwell | Mgmt | For | For | For | |||||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect Jane Garvey | Mgmt | For | For | For | |||||
1.5 | Elect Walter Isaacson | Mgmt | For | For | For | |||||
1.6 | Elect Henry Meyer III | Mgmt | For | For | For | |||||
1.7 | Elect Oscar Munoz | Mgmt | For | For | For | |||||
1.8 | Elect James O'Connor | Mgmt | For | For | For | |||||
1.9 | Elect Laurence Simmons | Mgmt | For | For | For | |||||
1.10 | Elect Jeffery Smisek | Mgmt | For | For | For | |||||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.12 | Elect David Vitale | Mgmt | For | For | For | |||||
1.13 | Elect John Walker | Mgmt | For | For | For | |||||
1.14 | Elect Charles Yamarone | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
United Parcel Service, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UPS | CUSIP 911312106 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Michael Burns | Mgmt | For | For | For | |||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||||
6 | Elect William Johnson | Mgmt | For | For | For | |||||
7 | Elect Ann Livermore | Mgmt | For | For | For | |||||
8 | Elect Rudy Markham | Mgmt | For | For | For | |||||
9 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||||
10 | Elect John Thompson | Mgmt | For | For | For | |||||
11 | Elect Carol Tome | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
United Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Louis Chênevert | Mgmt | For | For | For | |||||
2 | Elect John Faraci | Mgmt | For | For | For | |||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
7 | Elect Charles Lee | Mgmt | For | For | For | |||||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
10 | Elect Richard Myers | Mgmt | For | For | For | |||||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
12 | Elect André Villeneuve | Mgmt | For | For | For | |||||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||||
UnitedHealth Group Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNH | CUSIP 91324P102 | 05/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Ballard, Jr. | Mgmt | For | For | For | |||||
2 | Elect Richard Burke | Mgmt | For | For | For | |||||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||||
6 | Elect Rodger Lawson | Mgmt | For | For | For | |||||
7 | Elect Douglas Leatherdale | Mgmt | For | For | For | |||||
8 | Elect Glenn Renwick | Mgmt | For | For | For | |||||
9 | Elect Kenneth Shine | Mgmt | For | For | For | |||||
10 | Elect Gail Wilensky | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | 2011 Incentive Stock Plan | Mgmt | For | For | For | |||||
14 | Amendment to the 1993 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Verizon Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VZ | CUSIP 92343V104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Carrión | Mgmt | For | For | For | |||||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||||
3 | Elect Robert Lane | Mgmt | For | For | For | |||||
4 | Elect Lowell McAdam | Mgmt | For | For | For | |||||
5 | Elect Sandra Moose | Mgmt | For | For | For | |||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
9 | Elect Hugh Price | Mgmt | For | For | For | |||||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||||
12 | Elect John Snow | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
VF Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VFC | CUSIP 918204108 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Juan de Bedout | Mgmt | For | For | For | |||||
1.2 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||||
1.3 | Elect Eric Wiseman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Wal-Mart Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMT | CUSIP 931142103 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||||
2 | Elect James Breyer | Mgmt | For | For | For | |||||
3 | Elect M. Michele Burns | Mgmt | For | Against | Against | |||||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||||
7 | Elect Michael Duke | Mgmt | For | For | For | |||||
8 | Elect Gregory Penner | Mgmt | For | For | For | |||||
9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||||
11 | Elect Arne Sorenson | Mgmt | For | For | For | |||||
12 | Elect Jim Walton | Mgmt | For | For | For | |||||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
14 | Elect Christopher Williams | Mgmt | For | For | For | |||||
15 | Elect Linda Wolf | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Shareholder Proposal Regarding Adopting Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Supplier Sustainability Reports | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Climate Change Risk Report | ShrHldr | Against | Against | For | |||||
Walter Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WLT | CUSIP 93317Q105 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Howard Clark, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Jerry Kolb | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Kriegshauser | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Leonard | Mgmt | For | For | For | |||||
1.5 | Elect Bernard Rethore | Mgmt | For | For | For | |||||
1.6 | Elect Michael Tokarz | Mgmt | For | Withhold | Against | |||||
1.7 | Elect A.J. Wagner | Mgmt | For | For | For | |||||
1.8 | Elect David Beatty | Mgmt | For | For | For | |||||
1.9 | Elect Keith Calder | Mgmt | For | For | For | |||||
1.10 | Elect Graham Mascall | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Weatherford International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFT | CUSIP H27013103 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of Financial Statements | Mgmt | For | For | For | |||||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
3 | Elect Bernard Duroc-Danner | Mgmt | For | For | For | |||||
4 | Elect Samuel Bodman III | Mgmt | For | For | For | |||||
5 | Elect Nicholas Brady | Mgmt | For | For | For | |||||
6 | Elect David Butters | Mgmt | For | For | For | |||||
7 | Elect William Macaulay | Mgmt | For | For | For | |||||
8 | Elect Robert Millard | Mgmt | For | For | For | |||||
9 | Elect Robert Moses, Jr. | Mgmt | For | For | For | |||||
10 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||||
11 | Elect Emyr Parry | Mgmt | For | For | For | |||||
12 | Elect Robert Rayne | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
WellPoint, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WLP | CUSIP 94973V107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Warren Jobe | Mgmt | For | For | For | |||||
3 | Elect William Mays | Mgmt | For | For | For | |||||
4 | Elect William Ryan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Elimination of Supermajority Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||||
8 | Amendments Removing Certain Restrictions on Ownership of Shares | Mgmt | For | For | For | |||||
9 | Amendments Deleting Certain Obsolete Provisions | Mgmt | For | For | For | |||||
10 | Amendments Deleting Certain Obsolete Provisions and Making Conforming Changes | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Conversion to Nonprofit Status | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Wells Fargo & Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFC | CUSIP 949746101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Baker II | Mgmt | For | For | For | |||||
2 | Elect John Chen | Mgmt | For | For | For | |||||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||||
4 | Elect Susan Engel | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect Donald James | Mgmt | For | For | For | |||||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
10 | Elect Philip Quigley | Mgmt | For | For | For | |||||
11 | Elect Judith Runstad | Mgmt | For | For | For | |||||
12 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
13 | Elect John Stumpf | Mgmt | For | For | For | |||||
14 | Elect Susan Swenson | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Weyerhaeuser Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WY | CUSIP 962166104 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wayne Murdy | Mgmt | For | For | For | |||||
2 | Elect John Kieckhefer | Mgmt | For | For | For | |||||
3 | Elect Charles Williamson | Mgmt | For | For | For | |||||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Wyndham Worldwide Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WYN | CUSIP 98310W108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Buckman | Mgmt | For | For | For | |||||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
XL Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XL | CUSIP G98290102 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Haag | Mgmt | For | For | For | |||||
2 | Elect Michael McGavick | Mgmt | For | For | For | |||||
3 | Elect Ellen Thrower | Mgmt | For | For | For | |||||
4 | Elect John Vereker | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Amendment to the 1991 Performance Incentive Program | Mgmt | For | For | For | |||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Money Market Fund | ||||||||
Date of Fiscal Year End : | 12/31/2010 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Multi-Cap Growth Fund* | |||||||
Date of fiscal year end: | 12/31/2010 | |||||||
*Prior to September 1, 2010, Putnam Multi-Cap Growth Fund was known as Putnam VT New Opportunities Fund. | ||||||||
3M Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMM | CUSIP 88579Y101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||||
2 | Elect George Buckley | Mgmt | For | For | For | |||||
3 | Elect Vance Coffman | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect W. James Farrell | Mgmt | For | For | For | |||||
6 | Elect Herbert Henkel | Mgmt | For | For | For | |||||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||||
8 | Elect Robert Morrison | Mgmt | For | For | For | |||||
9 | Elect Aulana Peters | Mgmt | For | For | For | |||||
10 | Elect Robert Ulrich | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Adobe Systems Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADBE | CUSIP 00724F101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Burgess | Mgmt | For | For | For | |||||
2 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||||
3 | Elect Robert Sedgewick | Mgmt | For | For | For | |||||
4 | Elect John Warnock | Mgmt | For | For | For | |||||
5 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | 2011 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
ADTRAN, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADTN | CUSIP 00738A106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Stanton | Mgmt | For | For | For | |||||
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | |||||
1.3 | Elect Ross Ireland | Mgmt | For | For | For | |||||
1.4 | Elect William Marks | Mgmt | For | For | For | |||||
1.5 | Elect James Matthews | Mgmt | For | For | For | |||||
1.6 | Elect Balan Nair | Mgmt | For | For | For | |||||
1.7 | Elect Roy Nichols | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Variable Incentive Compensation Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
4 | Elect Molly Coye | Mgmt | For | For | For | |||||
5 | Elect Roger Farah | Mgmt | For | For | For | |||||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Aflac Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||||
2 | Elect John Shelby Amos II | Mgmt | For | Against | Against | |||||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||||
13 | Elect David Thompson | Mgmt | For | For | For | |||||
14 | Elect Robert Wright | Mgmt | For | For | For | |||||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
AGCO Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGCO | CUSIP 001084102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wolfgang Deml | Mgmt | For | For | For | |||||
2 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | |||||
3 | Elect Gerald Johanneson | Mgmt | For | For | For | |||||
4 | Elect Thomas LaSorda | Mgmt | For | For | For | |||||
5 | Elect George Minnich | Mgmt | For | For | For | |||||
6 | Elect Martin Richenhagen | Mgmt | For | For | For | |||||
7 | Elect Daniel Ustian | Mgmt | For | For | For | |||||
8 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Agilent Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
A | CUSIP 00846U101 | 03/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Heidi Fields | Mgmt | For | For | For | |||||
2 | Elect David Lawrence | Mgmt | For | For | For | |||||
3 | Elect A. Barry Rand | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Agrium Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGU | CUSIP 008916108 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ralph Cunningham | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Russel Girling | Mgmt | For | For | For | |||||
1.3 | Elect Susan Henry | Mgmt | For | For | For | |||||
1.4 | Elect Russell Horner | Mgmt | For | For | For | |||||
1.5 | Elect David Lesar | Mgmt | For | For | For | |||||
1.6 | Elect John Lowe | Mgmt | For | For | For | |||||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | |||||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | |||||
1.9 | Elect Frank Proto | Mgmt | For | For | For | |||||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | |||||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
Albemarle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALB | CUSIP 012653101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect William Hernandez | Mgmt | For | For | For | |||||
1.3 | Elect R. William Ide III | Mgmt | For | For | For | |||||
1.4 | Elect Richard Morrill | Mgmt | For | For | For | |||||
1.5 | Elect Jim Nokes | Mgmt | For | For | For | |||||
1.6 | Elect Barry Perry | Mgmt | For | For | For | |||||
1.7 | Elect Mark Rohr | Mgmt | For | For | For | |||||
1.8 | Elect John Sherman, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Harriett Taggart | Mgmt | For | For | For | |||||
1.10 | Elect Anne Whittemore | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Alexion Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALXN | CUSIP 015351109 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Leonard Bell | Mgmt | For | For | For | |||||
1.2 | Elect Max Link | Mgmt | For | For | For | |||||
1.3 | Elect William Keller | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Madri | Mgmt | For | For | For | |||||
1.5 | Elect Larry Mathis | Mgmt | For | For | For | |||||
1.6 | Elect R. Douglas Norby | Mgmt | For | For | For | |||||
1.7 | Elect Alvin Parven | Mgmt | For | For | For | |||||
1.8 | Elect Andreas Rummelt | Mgmt | For | For | For | |||||
1.9 | Elect Ann Veneman | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Alpha Natural Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANR | CUSIP 02076X102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Quillen | Mgmt | For | For | For | |||||
1.2 | Elect William Crowley, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Kevin Crutchfield | Mgmt | For | For | For | |||||
1.4 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Glenn Eisenberg | Mgmt | For | For | For | |||||
1.6 | Elect P. Michael Giftos | Mgmt | For | For | For | |||||
1.7 | Elect Joel Richards, III | Mgmt | For | For | For | |||||
1.8 | Elect James Roberts | Mgmt | For | For | For | |||||
1.9 | Elect Ted Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Pollution Report | ShrHldr | Against | Against | For | |||||
Alpha Natural Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANR | CUSIP 02076X102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
2 | Acquisition | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Amazon.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMZN | CUSIP 023135106 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||||
4 | Elect William Gordon | Mgmt | For | For | For | |||||
5 | Elect Alain Monié | Mgmt | For | For | For | |||||
6 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||||
7 | Elect Thomas Ryder | Mgmt | For | For | For | |||||
8 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
American Tower Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMT | CUSIP 029912201 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Raymond Dolan | Mgmt | For | For | For | |||||
2 | Elect Ronald Dykes | Mgmt | For | For | For | |||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||||
5 | Elect JoAnn Reed | Mgmt | For | For | For | |||||
6 | Elect Pamela Reeve | Mgmt | For | For | For | |||||
7 | Elect David Sharbutt | Mgmt | For | For | For | |||||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |||||
9 | Elect Samme Thompson | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Amylin Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMLN | CUSIP 032346108 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Adrian Adams | Mgmt | For | For | For | |||||
1.2 | Elect Teresa Beck | Mgmt | For | For | For | |||||
1.3 | Elect M. Kathleen Behrens | Mgmt | For | For | For | |||||
1.4 | Elect Daniel Bradbury | Mgmt | For | For | For | |||||
1.5 | Elect Paul Clark | Mgmt | For | For | For | |||||
1.6 | Elect Paulo Costa | Mgmt | For | For | For | |||||
1.7 | Elect Alexander Denner | Mgmt | For | For | For | |||||
1.8 | Elect Karin Eastham | Mgmt | For | For | For | |||||
1.9 | Elect James Gavin III | Mgmt | For | For | For | |||||
1.10 | Elect Jay Skyler | Mgmt | For | For | For | |||||
1.11 | Elect Joseph Sullivan | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Anadarko Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APC | CUSIP 032511107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Butler, Jr. | Mgmt | For | For | For | |||||
2 | Elect Kevin Chilton | Mgmt | For | For | For | |||||
3 | Elect Luke Corbett | Mgmt | For | For | For | |||||
4 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||||
5 | Elect Preston Geren, III | Mgmt | For | For | For | |||||
6 | Elect John Gordon | Mgmt | For | For | For | |||||
7 | Elect James Hackett | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
11 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Apple Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAPL | CUSIP 037833100 | 02/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||||
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||||
1.7 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
ARUBA NETWORKS, INC. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARUN | CUSIP 043176106 | 12/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dominic Orr | Mgmt | For | For | For | |||||
1.2 | Elect Keerti Melkote | Mgmt | For | For | For | |||||
1.3 | Elect Bernard Guidon | Mgmt | For | For | For | |||||
1.4 | Elect Emmanuel Hernandez | Mgmt | For | For | For | |||||
1.5 | Elect Michael Kourey | Mgmt | For | For | For | |||||
1.6 | Elect Douglas Leone | Mgmt | For | For | For | |||||
1.7 | Elect Willem Roelandts | Mgmt | For | For | For | |||||
1.8 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Assurant, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIZ | CUSIP 04621X108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Elaine Rosen | Mgmt | For | For | For | |||||
2 | Elect Howard Carver | Mgmt | For | For | For | |||||
3 | Elect Juan Cento | Mgmt | For | For | For | |||||
4 | Elect Lawrence Jackson | Mgmt | For | For | For | |||||
5 | Elect David Kelso | Mgmt | For | For | For | |||||
6 | Elect Charles Koch | Mgmt | For | For | For | |||||
7 | Elect H. Carroll Mackin | Mgmt | For | For | For | |||||
8 | Elect Robert Pollock | Mgmt | For | For | For | |||||
9 | Elect John Swainson | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Assured Guaranty Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Francisco Borges | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Patrick Kenny | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robin Monro-Davies | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael O'Kane | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Howard Albert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |||||
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||||
Autoliv, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALV | CUSIP 052800109 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Carlson | Mgmt | For | For | For | |||||
1.2 | Elect Lars Nyberg | Mgmt | For | For | For | |||||
1.3 | Elect James Ringler | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Bed Bath & Beyond Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBBY | CUSIP 075896100 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||||
3 | Elect Steven Temares | Mgmt | For | For | For | |||||
4 | Elect Dean Adler | Mgmt | For | For | For | |||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Biomarin Pharmaceutical Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMRN | CUSIP 09061G101 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jean-Jacques Bienaimé | Mgmt | For | For | For | |||||
1.2 | Elect Michael Grey | Mgmt | For | For | For | |||||
1.3 | Elect Elaine Heron | Mgmt | For | For | For | |||||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | |||||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | |||||
1.6 | Elect Richard Meier | Mgmt | For | For | For | |||||
1.7 | Elect Alan Lewis | Mgmt | For | For | For | |||||
1.8 | Elect William Young | Mgmt | For | For | For | |||||
1.9 | Elect Kenneth Bate | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
BMC Software, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMC | CUSIP 055921100 | 07/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
3 | Elect Gary Bloom | Mgmt | For | For | For | |||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | |||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | |||||
6 | Elect Stephan James | Mgmt | For | For | For | |||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | |||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | |||||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Brigham Exploration Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BEXP | CUSIP 109178103 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ben Brigham | Mgmt | For | For | For | |||||
1.2 | Elect David Brigham | Mgmt | For | For | For | |||||
1.3 | Elect Harold Carter | Mgmt | For | For | For | |||||
1.4 | Elect Stephen Hurley | Mgmt | For | For | For | |||||
1.5 | Elect Stephen Reynolds | Mgmt | For | For | For | |||||
1.6 | Elect Hobart Smith | Mgmt | For | For | For | |||||
1.7 | Elect Scott Tinker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Amendment to the 1997 Director Stock Option Plan | Mgmt | For | Against | Against | |||||
6 | Approval of Equity Grants to Non-Employee Directors | Mgmt | For | Against | Against | |||||
Bruker Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRKR | CUSIP 116794108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Fesik | Mgmt | For | For | For | |||||
1.2 | Elect Dirk Laukien | Mgmt | For | For | For | |||||
1.3 | Elect Richard Stein | Mgmt | For | For | For | |||||
1.4 | Elect Charles Wagner, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Bernhard Wangler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Bucyrus International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BUCY | CUSIP 118759109 | 01/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Carnival plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCL | CUSIP 143658300 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Micky Arison | Mgmt | For | For | For | |||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||||
6 | Elect Howard Frank | Mgmt | For | For | For | |||||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||||
8 | Elect Modesto Maidique | Mgmt | For | For | For | |||||
9 | Elect Sir John Parker | Mgmt | For | For | For | |||||
10 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||||
11 | Elect Stuart Subotnick | Mgmt | For | For | For | |||||
12 | Elect Laura Weil | Mgmt | For | For | For | |||||
13 | Elect Randall Weisenburger | Mgmt | For | For | For | |||||
14 | Elect Uzi Zucker | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Accounts and Reports | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Directors' Remuneration Report | Mgmt | For | Against | Against | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
24 | Stock Option Plan | Mgmt | For | For | For | |||||
CB Richard Ellis Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBG | CUSIP 12497T101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Blum | Mgmt | For | For | For | |||||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | |||||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
1.4 | Elect Michael Kantor | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | |||||
1.6 | Elect Jane Su | Mgmt | For | For | For | |||||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | |||||
1.8 | Elect Brett White | Mgmt | For | For | For | |||||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | |||||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Celanese Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CE | CUSIP 150870103 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Martin McGuinn | Mgmt | For | For | For | |||||
2 | Elect Daniel Sanders | Mgmt | For | For | For | |||||
3 | Elect John Wulff | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Celgene Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CELG | CUSIP 151020104 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||||
1.2 | Elect Michael Casey | Mgmt | For | For | For | |||||
1.3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
1.4 | Elect Rodman Drake | Mgmt | For | For | For | |||||
1.5 | Elect Michael Friedman | Mgmt | For | For | For | |||||
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For | |||||
1.7 | Elect James Loughlin | Mgmt | For | For | For | |||||
1.8 | Elect Ernest Mario | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Cerner Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CERN | CUSIP 156782104 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Denis Cortese | Mgmt | For | For | For | |||||
2 | Elect John Danforth | Mgmt | For | For | For | |||||
3 | Elect Neal Patterson | Mgmt | For | For | For | |||||
4 | Elect William Zollars | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | 2011 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||||
9 | Amendment to the Associate Stock Purchase Plan | Mgmt | For | For | For | |||||
10 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
11 | Amendment to Authorized Preferred Stock | Mgmt | For | Against | Against | |||||
CF Industries Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CF | CUSIP 125269100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
1.2 | Elect Wallace Creek | Mgmt | For | For | For | |||||
1.3 | Elect William Davisson | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kuhbach | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Check Point Software Technologies Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHKP | CUSIP M22465104 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gil Shwed | Mgmt | For | For | For | |||||
1.2 | Elect Marius Nacht | Mgmt | For | For | For | |||||
1.3 | Elect Jerry Ungerman | Mgmt | For | For | For | |||||
1.4 | Elect Dan Propper | Mgmt | For | For | For | |||||
1.5 | Elect David Rubner | Mgmt | For | For | For | |||||
1.6 | Elect Tal Shavit | Mgmt | For | For | For | |||||
2 | Election of Directors | Mgmt | For | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Approval of Compensation for the Company's Chairman and CEO, Gil Shwed | Mgmt | For | For | For | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||||
4 | Elect Larry Carter | Mgmt | For | For | For | |||||
5 | Elect John Chambers | Mgmt | For | For | For | |||||
6 | Elect Brian Halla | Mgmt | For | For | For | |||||
7 | Elect John Hennessy | Mgmt | For | For | For | |||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||||
10 | Elect Michael Powell | Mgmt | For | For | For | |||||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||||
12 | Elect Steven West | Mgmt | For | For | For | |||||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Restricting Sales to China | ShrHldr | Against | Against | For | |||||
Cliffs Natural Resources Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLF | CUSIP 18683K101 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
2 | Elect Susan Cunningham | Mgmt | For | For | For | |||||
3 | Elect Barry Eldridge | Mgmt | For | For | For | |||||
4 | Elect Andrés Ricardo Gluski Weilert | Mgmt | For | For | For | |||||
5 | Elect Susan Green | Mgmt | For | For | For | |||||
6 | Elect Janice Henry | Mgmt | For | For | For | |||||
7 | Elect James Kirsch | Mgmt | For | For | For | |||||
8 | Elect Francis McAllister | Mgmt | For | For | For | |||||
9 | Elect Roger Phillips | Mgmt | For | For | For | |||||
10 | Elect Richard Riederer | Mgmt | For | For | For | |||||
11 | Elect Richard Ross | Mgmt | For | For | For | |||||
12 | Elect Alan Schwartz | Mgmt | For | For | For | |||||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
CME Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CME | CUSIP 12572Q105 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Craig Donohue | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Timothy Bitsberger | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Jackie Clegg | Mgmt | For | Withhold | Against | |||||
1.4 | Elect James Donaldson | Mgmt | For | Withhold | Against | |||||
1.5 | Elect J. Dennis Hastert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect William Miller II | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Terry Savage | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Christopher Stewart | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Coach, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COH | CUSIP 189754104 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |||||
1.5 | Elect Irene Miller | Mgmt | For | For | For | |||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||||
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Cessation of Fur Use in Products | ShrHldr | Against | Against | For | |||||
Coca-Cola Enterprises Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 191219104 | 10/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Business Separation and Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Coca-Cola Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 19122T109 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Bennink | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Brock | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Calvin Darden | Mgmt | For | Withhold | Against | |||||
1.4 | Elect L. Phillip Humann | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Orrin Ingram II | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Donna James | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Thomas Johnson | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Suzanne Labarge | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Véronique Morali | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Garry Watts | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Curtis Welling | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Phoebe Wood | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
Cognizant Technology Solutions Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTSH | CUSIP 192446102 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Howe | Mgmt | For | For | For | |||||
2 | Elect Robert Weissman | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
6 | Amendment to the Certificate of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | |||||
7 | Amendment to the Bylaws to Reduce Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Colgate-Palmolive Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CL | CUSIP 194162103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Cahill | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
7 | Elect Delano Lewis | Mgmt | For | For | For | |||||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
9 | Elect Stephen Sadove | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
13 | Shareholder Proposal Regarding the Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Corn Products International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPO | CUSIP 219023108 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Almeida | Mgmt | For | For | For | |||||
1.2 | Elect Gregory Kenny | Mgmt | For | For | For | |||||
1.3 | Elect James Ringler | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Costco Wholesale Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COST | CUSIP 22160K105 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Susan Decker | Mgmt | For | For | For | |||||
1.2 | Elect Richard Libenson | Mgmt | For | For | For | |||||
1.3 | Elect John Meisenbach | Mgmt | For | For | For | |||||
1.4 | Elect Charles Munger | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Say When on Pay | Mgmt | 3 Years | 1 Year | Against | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Robert Brust | Mgmt | For | For | For | |||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Cubist Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBST | CUSIP 229678107 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Martin Rosenberg | Mgmt | For | For | For | |||||
1.2 | Elect Matthew Singleton | Mgmt | For | For | For | |||||
1.3 | Elect Michael Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cummins Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMI | CUSIP 231021106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Theodore Solso | Mgmt | For | For | For | |||||
2 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||||
3 | Elect William Miller | Mgmt | For | For | For | |||||
4 | Elect Alexis Herman | Mgmt | For | For | For | |||||
5 | Elect Georgia Nelson | Mgmt | For | For | For | |||||
6 | Elect Carl Ware | Mgmt | For | For | For | |||||
7 | Elect Robert Herdman | Mgmt | For | For | For | |||||
8 | Elect Robert Bernhard | Mgmt | For | For | For | |||||
9 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | |||||
10 | Elect Stephen Dobbs | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cytec Industries Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CYT | CUSIP 232820100 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Anthony Fernandes | Mgmt | For | For | For | |||||
2 | Elect Jerry Satrum | Mgmt | For | For | For | |||||
3 | Elect Raymond Sharpe | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
5 | Amendment to the 1993 Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Delta Air Lines, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DALRQ | CUSIP 247361702 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
2 | Elect Edward Bastian | Mgmt | For | For | For | |||||
3 | Elect Roy Bostock | Mgmt | For | For | For | |||||
4 | Elect John Brinzo | Mgmt | For | For | For | |||||
5 | Elect Daniel Carp | Mgmt | For | For | For | |||||
6 | Elect John Engler | Mgmt | For | For | For | |||||
7 | Elect Mickey Foret | Mgmt | For | For | For | |||||
8 | Elect David Goode | Mgmt | For | For | For | |||||
9 | Elect Paula Reynolds | Mgmt | For | For | For | |||||
10 | Elect Kenneth Rogers | Mgmt | For | For | For | |||||
11 | Elect Kenneth Woodrow | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
Dendreon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNDN | CUSIP 24823Q107 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Brewer | Mgmt | For | For | For | |||||
1.2 | Elect Mitchell Gold | Mgmt | For | For | For | |||||
1.3 | Elect Pedro Granadillo | Mgmt | For | For | For | |||||
1.4 | Elect David Stump | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Dick's Sporting Goods Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DKS | CUSIP 253393102 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Stack | Mgmt | For | For | For | |||||
1.2 | Elect Lawrence Schorr | Mgmt | For | For | For | |||||
1.3 | Elect Jacqualyn Fouse | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
DIRECTV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Dolby Laboratories, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLB | CUSIP 25659T107 | 02/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | |||||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | |||||
1.3 | Elect David Dolby | Mgmt | For | For | For | |||||
1.4 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Ted Hall | Mgmt | For | For | For | |||||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | |||||
1.7 | Elect Sanford Robertson | Mgmt | For | For | For | |||||
1.8 | Elect Roger Siboni | Mgmt | For | For | For | |||||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | |||||
2 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dril-Quip, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DRQ | CUSIP 262037104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Walker | Mgmt | For | For | For | |||||
1.2 | Elect John Lovoi | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Eaton Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETN | CUSIP 278058102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George Barrett | Mgmt | For | For | For | |||||
2 | Elect Todd Bluedorn | Mgmt | For | For | For | |||||
3 | Elect Ned Lautenbach | Mgmt | For | For | For | |||||
4 | Elect Gregory Page | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Elan Corporation, plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELN | CUSIP 284131208 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Robert Ingram | Mgmt | For | Against | Against | |||||
3 | Elect Giles Kerr | Mgmt | For | Against | Against | |||||
4 | Elect Kieran McGowan | Mgmt | For | Against | Against | |||||
5 | Elect Kyran McLaughlin | Mgmt | For | Against | Against | |||||
6 | Elect Dennis Selkoe | Mgmt | For | Against | Against | |||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Elster Group SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELT | CUSIP 290348101 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3 | Ratification of Managing Directors' Acts | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Amendments to Articles Regarding Term Length | Mgmt | For | For | For | |||||
6 | Election of Directors | Mgmt | For | Against | Against | |||||
7 | Corporate Restructuring | Mgmt | For | For | For | |||||
8 | Profit-and-Loss Transfer Agreement with Elster International GmbH | Mgmt | For | For | For | |||||
9 | Profit-and-Loss Transfer Agreement with Elster Asia GmbH | Mgmt | For | For | For | |||||
10 | Amendments to Articles | Mgmt | For | For | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29081M102 | 11/19/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Change of Company Name | Mgmt | N/A | For | N/A | |||||
2 | Amendment to Corporate Purpose | Mgmt | N/A | For | N/A | |||||
3 | Amend Article 34 | Mgmt | N/A | For | N/A | |||||
4 | Amend Article 41 | Mgmt | N/A | For | N/A | |||||
5 | Amend Article 44 | Mgmt | N/A | For | N/A | |||||
EMC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMC | CUSIP 268648102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Brown | Mgmt | For | For | For | |||||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||||
5 | Elect James DiStasio | Mgmt | For | For | For | |||||
6 | Elect John Egan | Mgmt | For | For | For | |||||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
8 | Elect Windle Priem | Mgmt | For | For | For | |||||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||||
10 | Elect David Strohm | Mgmt | For | For | For | |||||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||||
14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Emerson Electric Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Farr | Mgmt | For | For | For | |||||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||||
1.3 | Elect Charles Peters | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Prueher | Mgmt | For | For | For | |||||
1.5 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Express Scripts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESRX | CUSIP 302182100 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||||
2 | Elect Maura Breen | Mgmt | For | For | For | |||||
3 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||||
4 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||||
5 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||||
6 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||||
7 | Elect John Parker, Jr. | Mgmt | For | For | For | |||||
8 | Elect George Paz | Mgmt | For | For | For | |||||
9 | Elect Samuel Skinner | Mgmt | For | For | For | |||||
10 | Elect Seymour Sternberg | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to Bylaws to Permit Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
First Solar, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSLR | CUSIP 336433107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |||||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect James Nolan | Mgmt | For | For | For | |||||
1.5 | Elect William Post | Mgmt | For | For | For | |||||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |||||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |||||
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Report on Impacts of Immigration Reform | ShrHldr | Against | Against | For | |||||
Ford Motor Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CUSIP 345370860 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Richard Manoogian | Mgmt | For | For | For | |||||
10 | Elect Ellen Marram | Mgmt | For | For | For | |||||
11 | Elect Alan Mulally | Mgmt | For | For | For | |||||
12 | Elect Homer Neal | Mgmt | For | For | For | |||||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
14 | Elect John Thornton | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Fortune Brands, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FO | CUSIP 349631101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Goldstein | Mgmt | For | For | For | |||||
2 | Elect Pierre Leroy | Mgmt | For | For | For | |||||
3 | Elect David Mackay | Mgmt | For | For | For | |||||
4 | Elect Anne Tatlock | Mgmt | For | For | For | |||||
5 | Elect Norman Wesley | Mgmt | For | For | For | |||||
6 | Elect Peter Wilson | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
11 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Freeport-McMoRan Copper & Gold, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
General Dynamics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GD | CUSIP 369550108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Barra | Mgmt | For | For | For | |||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||||
3 | Elect James Crown | Mgmt | For | For | For | |||||
4 | Elect William Fricks | Mgmt | For | For | For | |||||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||||
6 | Elect George Joulwan | Mgmt | For | For | For | |||||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||||
8 | Elect John Keane | Mgmt | For | For | For | |||||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||||
10 | Elect William Osborn | Mgmt | For | For | For | |||||
11 | Elect Robert Walmsley | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
General Mills, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GIS | CUSIP 370334104 | 09/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bradbury Anderson | Mgmt | For | For | For | |||||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||||
3 | Elect Paul Danos | Mgmt | For | For | For | |||||
4 | Elect William Esrey | Mgmt | For | For | For | |||||
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||||
7 | Elect Heidi Miller | Mgmt | For | For | For | |||||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||||
9 | Elect Steve Odland | Mgmt | For | For | For | |||||
10 | Elect Kendall Powell | Mgmt | For | For | For | |||||
11 | Elect Lois Quam | Mgmt | For | For | For | |||||
12 | Elect Michael Rose | Mgmt | For | For | For | |||||
13 | Elect Robert Ryan | Mgmt | For | For | For | |||||
14 | Elect Dorothy Terrell | Mgmt | For | For | For | |||||
15 | Executive Incentive Plan | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Goodrich Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GR | CUSIP 382388106 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Carolyn Corvi | Mgmt | For | For | For | |||||
1.2 | Elect Diane Creel | Mgmt | For | For | For | |||||
1.3 | Elect Harris DeLoach, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect James Griffith | Mgmt | For | For | For | |||||
1.5 | Elect William Holland | Mgmt | For | For | For | |||||
1.6 | Elect John Jumper | Mgmt | For | For | For | |||||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
1.8 | Elect Lloyd Newton | Mgmt | For | For | For | |||||
1.9 | Elect Alfred Rankin, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Equity Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Google Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GOOG | CUSIP 38259P508 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||||
1.7 | Elect Paul Otellini | Mgmt | For | For | For | |||||
1.8 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||||
GrafTech International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTI | CUSIP 384313102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Randy Carson | Mgmt | For | For | For | |||||
1.2 | Elect Mary Cranston | Mgmt | For | For | For | |||||
1.3 | Elect Harold Layman | Mgmt | For | For | For | |||||
1.4 | Elect Ferrell McClean | Mgmt | For | For | For | |||||
1.5 | Elect Nathan Milikowsky | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Michael Nahl | Mgmt | For | For | For | |||||
1.7 | Elect Steven Shawley | Mgmt | For | For | For | |||||
1.8 | Elect Craig Shular | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Green Dot Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GDOT | CUSIP 39304D102 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ross Kendell | Mgmt | For | For | For | |||||
1.2 | Elect William Ott | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hanesbrands Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBI | CUSIP 410345102 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hansen Natural Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HANS | CUSIP 411310105 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Rodney Sacks | Mgmt | For | For | For | |||||
1.2 | Elect Hilton Schlosberg | Mgmt | For | For | For | |||||
1.3 | Elect Norman Epstein | Mgmt | For | For | For | |||||
1.4 | Elect Benjamin Polk | Mgmt | For | For | For | |||||
1.5 | Elect Sydney Selati | Mgmt | For | For | For | |||||
1.6 | Elect Harold Taber, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Mark Vidergauz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Hasbro, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAS | CUSIP 418056107 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
HealthSouth Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HLS | CUSIP 421924309 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Blechschmidt | Mgmt | For | For | For | |||||
1.2 | Elect John Chidsey | Mgmt | For | For | For | |||||
1.3 | Elect Donald Correll | Mgmt | For | For | For | |||||
1.4 | Elect Yvonne Curl | Mgmt | For | For | For | |||||
1.5 | Elect Charles Elson | Mgmt | For | For | For | |||||
1.6 | Elect Jay Grinney | Mgmt | For | For | For | |||||
1.7 | Elect Jon Hanson | Mgmt | For | For | For | |||||
1.8 | Elect Leo Higdon, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect John Maupin, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||||
Hertz Global Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTZ | CUSIP 42805T105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Durham | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Mark Frissora | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Wasserman | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Henry Wolf | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Léo Apotheker | Mgmt | For | For | For | |||||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
7 | Elect John Hammergren | Mgmt | For | For | For | |||||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||||
11 | Elect Dominique Sénéquier | Mgmt | For | For | For | |||||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||||
Honeywell International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HON | CUSIP 438516106 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
9 | Elect George Paz | Mgmt | For | For | For | |||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Incentive Compensation Plan for Executive Employees | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Hospira, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSP | CUSIP 441060100 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Irving Bailey, II | Mgmt | For | For | For | |||||
2 | Elect F. Michael Ball | Mgmt | For | For | For | |||||
3 | Elect Jacque Sokolov | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement for Removal of Directors For Cause | Mgmt | For | For | For | |||||
5 | Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal | Mgmt | For | For | For | |||||
6 | Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Human Genome Sciences, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HGSI | CUSIP 444903108 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Danzig | Mgmt | For | For | For | |||||
1.2 | Elect Colin Goddard | Mgmt | For | For | For | |||||
1.3 | Elect Maxine Gowen | Mgmt | For | For | For | |||||
1.4 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||||
1.5 | Elect Argeris Karabelas | Mgmt | For | For | For | |||||
1.6 | Elect John LaMattina | Mgmt | For | For | For | |||||
1.7 | Elect Augustine Lawlor | Mgmt | For | For | For | |||||
1.8 | Elect George Morrow | Mgmt | For | For | For | |||||
1.9 | Elect Gregory Norden | Mgmt | For | For | For | |||||
1.10 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||||
1.11 | Elect Robert Young | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Huntsman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUN | CUSIP 447011107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jon Huntsman | Mgmt | For | For | For | |||||
1.2 | Elect Patrick Harker | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Iconix Brand Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ICON | CUSIP 451055107 | 08/19/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Neil Cole | Mgmt | For | For | For | |||||
1.2 | Elect Barry Emanuel | Mgmt | For | For | For | |||||
1.3 | Elect Steven Mendelow | Mgmt | For | For | For | |||||
1.4 | Elect Drew Cohen | Mgmt | For | For | For | |||||
1.5 | Elect F. Peter Cuneo | Mgmt | For | For | For | |||||
1.6 | Elect Mark Friedman | Mgmt | For | For | For | |||||
1.7 | Elect James Marcum | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ingersoll-Rand Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||||
2 | Elect John Bruton | Mgmt | For | For | For | |||||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||||
10 | Elect Richard Swift | Mgmt | For | For | For | |||||
11 | Elect Tony White | Mgmt | For | For | For | |||||
12 | Senior Executive Performance Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTC | CUSIP 458140100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
2 | Elect Susan Decker | Mgmt | For | For | For | |||||
3 | Elect John Donahoe | Mgmt | For | For | For | |||||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||||
6 | Elect James Plummer | Mgmt | For | For | For | |||||
7 | Elect David Pottruck | Mgmt | For | For | For | |||||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||||
10 | Elect David Yoffie | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
IntercontinentalExchange, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ICE | CUSIP 45865V100 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Crisp | Mgmt | For | For | For | |||||
2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||||
3 | Elect Judd Gregg | Mgmt | For | For | For | |||||
4 | Elect Fred Hatfield | Mgmt | For | For | For | |||||
5 | Elect Terrence Martell | Mgmt | For | For | For | |||||
6 | Elect Callum McCarthy | Mgmt | For | For | For | |||||
7 | Elect Robert Reid | Mgmt | For | For | For | |||||
8 | Elect Frederic Salerno | Mgmt | For | For | For | |||||
9 | Elect Jeffrey Sprecher | Mgmt | For | For | For | |||||
10 | Elect Judith Sprieser | Mgmt | For | For | For | |||||
11 | Elect Vincent Tese | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Interpublic Group of Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPG | CUSIP 460690100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Reginald Brack | Mgmt | For | For | For | |||||
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||||
3 | Elect Jill Considine | Mgmt | For | For | For | |||||
4 | Elect Richard Goldstein | Mgmt | For | For | For | |||||
5 | Elect Mary Guilfoile | Mgmt | For | For | For | |||||
6 | Elect H. John Greeniaus | Mgmt | For | For | For | |||||
7 | Elect William Kerr | Mgmt | For | For | For | |||||
8 | Elect Michael Roth | Mgmt | For | For | For | |||||
9 | Elect David Thomas | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Invesco Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IVZ | CUSIP G491BT108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Rex Adams | Mgmt | For | For | For | |||||
2 | Elect John Banham | Mgmt | For | For | For | |||||
3 | Elect Denis Kessler | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | 2011 Global Equity Incentive Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Iridium Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IRDM | CUSIP 46269C102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Niehaus | Mgmt | For | For | For | |||||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | |||||
1.3 | Elect Scott Bok | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Canfield | Mgmt | For | For | For | |||||
1.5 | Elect Peter Dawkins | Mgmt | For | For | For | |||||
1.6 | Elect Matthew Desch | Mgmt | For | For | For | |||||
1.7 | Elect Terry Jones | Mgmt | For | For | For | |||||
1.8 | Elect Alvin Krongard | Mgmt | For | For | For | |||||
1.9 | Elect Steven Pfeiffer | Mgmt | For | For | For | |||||
1.10 | Elect Parker Rush | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Jabil Circuit, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JBL | CUSIP 466313103 | 01/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mel Lavitt | Mgmt | For | For | For | |||||
1.2 | Elect Timothy Main | Mgmt | For | For | For | |||||
1.3 | Elect William Morean | Mgmt | For | For | For | |||||
1.4 | Elect Lawrence Murphy | Mgmt | For | For | For | |||||
1.5 | Elect Frank Newman | Mgmt | For | For | For | |||||
1.6 | Elect Steven Raymund | Mgmt | For | For | For | |||||
1.7 | Elect Thomas Sansone | Mgmt | For | For | For | |||||
1.8 | Elect David Stout | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
4 | Short-Term Incentive Plan | Mgmt | For | Against | Against | |||||
5 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
3 | Elect David Cote | Mgmt | For | For | For | |||||
4 | Elect James Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||||
7 | Elect William Gray, III | Mgmt | For | For | For | |||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
9 | Elect David Novak | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||||
Kansas City Southern | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KSU | CUSIP 485170302 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Henry Davis | Mgmt | For | For | For | |||||
1.2 | Elect Robert Druten | Mgmt | For | For | For | |||||
1.3 | Elect Rodney Slater | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Approval of Annual Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
KLA-Tencor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kohl's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KSS | CUSIP 500255104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||||
2 | Elect Steven Burd | Mgmt | For | For | For | |||||
3 | Elect John Herma | Mgmt | For | For | For | |||||
4 | Elect Dale Jones | Mgmt | For | For | For | |||||
5 | Elect William Kellogg | Mgmt | For | For | For | |||||
6 | Elect Kevin Mansell | Mgmt | For | For | For | |||||
7 | Elect Frank Sica | Mgmt | For | For | For | |||||
8 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||||
9 | Elect Stephanie Streeter | Mgmt | For | For | For | |||||
10 | Elect Nina Vaca | Mgmt | For | For | For | |||||
11 | Elect Stephen Watson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Elimination of Supermajority Requirement in Article V(f) | Mgmt | For | For | For | |||||
14 | Elimination of Supermajority Requirement in Article VI | Mgmt | For | For | For | |||||
15 | Annual Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||||
L-3 Communications Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LLL | CUSIP 502424104 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Henry Shelton | Mgmt | For | For | For | |||||
1.2 | Elect Michael Strianese | Mgmt | For | For | For | |||||
1.3 | Elect John White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Lam Research Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LRCX | CUSIP 512807108 | 11/04/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Bagley | Mgmt | For | For | For | |||||
1.2 | Elect David Arscott | Mgmt | For | For | For | |||||
1.3 | Elect Robert Berdahl | Mgmt | For | For | For | |||||
1.4 | Elect Eric Brandt | Mgmt | For | For | For | |||||
1.5 | Elect Grant Inman | Mgmt | For | For | For | |||||
1.6 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.7 | Elect Stephen Newberry | Mgmt | For | For | For | |||||
2 | Amendments to the 2004 Executive Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Las Vegas Sands Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LVS | CUSIP 517834107 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Forman | Mgmt | For | Withhold | Against | |||||
1.2 | Elect George Koo | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Irwin Siegel | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Lear Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LEA | CUSIP 521865204 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Capo | Mgmt | For | For | For | |||||
2 | Elect Curtis Clawson | Mgmt | For | For | For | |||||
3 | Elect Jonathan Foster | Mgmt | For | For | For | |||||
4 | Elect Conrad Mallett, Jr. | Mgmt | For | For | For | |||||
5 | Elect Robert Rossiter | Mgmt | For | For | For | |||||
6 | Elect Donald Runkle | Mgmt | For | For | For | |||||
7 | Elect Gregory Smith | Mgmt | For | For | For | |||||
8 | Elect Henry Wallace | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Lincare Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LNCR | CUSIP 532791100 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Byrnes | Mgmt | For | For | For | |||||
1.2 | Elect Stuart Altman | Mgmt | For | For | For | |||||
1.3 | Elect Chester Black | Mgmt | For | For | For | |||||
1.4 | Elect Angela Bryant | Mgmt | For | For | For | |||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |||||
1.6 | Elect William Miller III | Mgmt | For | For | For | |||||
1.7 | Elect Ellen Zane | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Lincoln Electric Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LECO | CUSIP 533900106 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Gunning | Mgmt | For | Withhold | Against | |||||
1.2 | Elect G. Russell Lincoln | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Christopher Mapes | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Hellene Runtagh | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2006 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||||
Linn Energy, LLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LINE | CUSIP 536020100 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Linn | Mgmt | For | For | For | |||||
1.2 | Elect Mark Ellis | Mgmt | For | For | For | |||||
1.3 | Elect George Alcorn | Mgmt | For | For | For | |||||
1.4 | Elect Terrence Jacobs | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Swoveland | Mgmt | For | For | For | |||||
1.6 | Elect Joseph McCoy | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
LPL Investment Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LPLA | CUSIP 50213H100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark Casady | Mgmt | For | Withhold | Against | |||||
1.2 | Elect James Putman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Richard Boyce | Mgmt | For | Withhold | Against | |||||
1.4 | Elect John Brennan | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Erik Ragatz | Mgmt | For | Withhold | Against | |||||
1.6 | Elect James Riepe | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Richard P. Schifter | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Jeffrey Stiefler | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Allen Thorpe | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
LyondellBasell Industries N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LYB | CUSIP N53745100 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagject Bindra | Mgmt | For | Against | Against | |||||
2 | Elect Milton Carroll | Mgmt | For | Against | Against | |||||
3 | Elect Rudy van der Meer | Mgmt | For | Against | Against | |||||
4 | Elect Robin Buchanan | Mgmt | For | Against | Against | |||||
5 | Elect Jacques Aigrain | Mgmt | For | Against | Against | |||||
6 | Approval of Annual Accounts | Mgmt | For | For | For | |||||
7 | Officer Liability/Indemnification | Mgmt | For | For | For | |||||
8 | Director Liability/Indemnification | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
12 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Elect Robert G. Gwin | Mgmt | For | Against | Against | |||||
Marvell Technology Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRVL | CUSIP G5876H105 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kuo Wei Chang | Mgmt | For | For | For | |||||
2 | Elect Juergen Gromer | Mgmt | For | For | For | |||||
3 | Elect Arturo Krueger | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Reduction in Share Premium Account | Mgmt | For | For | For | |||||
7 | Amendment to the 2007 Director Stock Incentive Plan | Mgmt | For | Against | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Marvell Technology Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRVL | CUSIP G5876H105 | 07/08/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ta-Lin Hsu | Mgmt | For | For | For | |||||
2 | Elect John Kassakian | Mgmt | For | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
4 | Amendment to Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||||
5 | Executive Performance Incentive Plan | Mgmt | For | For | For | |||||
6 | Amendment to the 1995 Stock Option Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Masco Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MAS | CUSIP 574599106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Verne Istock | Mgmt | For | For | For | |||||
2 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||||
3 | Elect Timothy Wadhams | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
MasterCard Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MA | CUSIP 57636Q104 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Olivié | Mgmt | For | For | For | |||||
2 | Elect Rima Qureshi | Mgmt | For | For | For | |||||
3 | Elect Mark Schwartz | Mgmt | For | For | For | |||||
4 | Elect Jackson Tai | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
MasterCard Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MA | CUSIP 57636Q104 | 09/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
3 | Revise Requirements to Board Composition | Mgmt | For | For | For | |||||
4 | Revise Stock Ownership Limitations | Mgmt | For | For | For | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
6.1 | Elect Nancy Karch | Mgmt | For | For | For | |||||
6.2 | Elect José Reyes Lagunes | Mgmt | For | For | For | |||||
6.3 | Elect Edward Tian | Mgmt | For | Withhold | Against | |||||
6.4 | Elect Silvio Barzi | Mgmt | For | For | For | |||||
7 | Amendment to the Senior Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
McKesson Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||||
3 | Elect John Hammergren | Mgmt | For | For | For | |||||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||||
7 | Elect David Lawrence | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||||
10 | Reapproval of Performance Goals Under the 2005 Stock Plan | Mgmt | For | For | For | |||||
11 | Reapproval of Performance Goals Under the 2005 Management Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
Medtronic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||||
1.4 | Elect William Hawkins | Mgmt | For | For | For | |||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Gates III | Mgmt | For | For | For | |||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||||
7 | Elect David Marquardt | Mgmt | For | For | For | |||||
8 | Elect Charles Noski | Mgmt | For | For | For | |||||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
MTU Aero Engines Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTX | CINS D5565H104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Increase in Authorized Capital II | Mgmt | For | For | For | |||||
10 | Increase in Authorized Capital III | Mgmt | For | For | For | |||||
National Oilwell Varco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOV | CUSIP 637071101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jefferey Smisek | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Newell Rubbermaid Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Nexen Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXY | CUSIP 65334H102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Berry | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Bertram | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Dennis Flanagan | Mgmt | For | Withhold | Against | |||||
1.4 | Elect S. Barry Jackson | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Kevin Jenkins | Mgmt | For | Withhold | Against | |||||
1.6 | Elect A. Anne McLellan | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Eric Newell | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Marvin Romanow | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Francis Saville | Mgmt | For | Withhold | Against | |||||
1.11 | Elect John Willson | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Victor Zaleschuk | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Amendment to Shareholder Rights' Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
NII Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NIHD | CUSIP 62913F201 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Herington | Mgmt | For | For | For | |||||
1.2 | Elect Rosendo Parra | Mgmt | For | For | For | |||||
1.3 | Elect John Risner | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Nintendo Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7974 | CINS J51699106 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Satoru Iwata | Mgmt | For | For | For | |||||
4 | Elect Yoshihiro Mori | Mgmt | For | For | For | |||||
5 | Elect Shinji Hatano | Mgmt | For | For | For | |||||
6 | Elect Genyoh Takeda | Mgmt | For | For | For | |||||
7 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||||
8 | Elect Nobuo Nagai | Mgmt | For | For | For | |||||
9 | Elect Masaharu Matsumoto | Mgmt | For | For | For | |||||
10 | Elect Eiichi Suzuki | Mgmt | For | For | For | |||||
11 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||||
12 | Elect Kaoru Takemura | Mgmt | For | For | For | |||||
13 | Elect Ichiroh Nakaji | Mgmt | For | For | For | |||||
14 | Elect Naoki Mizutani | Mgmt | For | For | For | |||||
15 | Elect Katashi Ozaki | Mgmt | For | For | For | |||||
Noble Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NBL | CUSIP 655044105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||||
3 | Elect Edward Cox | Mgmt | For | For | For | |||||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||||
8 | Elect Scott Urban | Mgmt | For | For | For | |||||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||||
Nordstrom, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JWN | CUSIP 655664100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Phyllis Campbell | Mgmt | For | For | For | |||||
2 | Elect Michelle Ebanks | Mgmt | For | For | For | |||||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
4 | Elect Robert Miller | Mgmt | For | For | For | |||||
5 | Elect Blake Nordstrom | Mgmt | For | For | For | |||||
6 | Elect Erik Nordstrom | Mgmt | For | For | For | |||||
7 | Elect Peter Nordstrom | Mgmt | For | For | For | |||||
8 | Elect Philip Satre | Mgmt | For | For | For | |||||
9 | Elect Felicia Thornton | Mgmt | For | For | For | |||||
10 | Elect B. Kevin Turner | Mgmt | For | For | For | |||||
11 | Elect Robert Walter | Mgmt | For | For | For | |||||
12 | Elect Alison Winter | Mgmt | For | For | For | |||||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Northrop Grumman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOC | CUSIP 666807102 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||||
9 | Elect Richard Myers | Mgmt | For | For | For | |||||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Novellus Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVLS | CUSIP 670008101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Hill | Mgmt | For | For | For | |||||
1.2 | Elect Neil Bonke | Mgmt | For | For | For | |||||
1.3 | Elect Youssef El-Mansy | Mgmt | For | For | For | |||||
1.4 | Elect Glen Possley | Mgmt | For | For | For | |||||
1.5 | Elect Ann Rhoads | Mgmt | For | For | For | |||||
1.6 | Elect Krishna Saraswat | Mgmt | For | For | For | |||||
1.7 | Elect William Spivey | Mgmt | For | For | For | |||||
1.8 | Elect Delbert Whitaker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
5 | Elect John Feick | Mgmt | For | For | For | |||||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
8 | Elect Ray Irani | Mgmt | For | For | For | |||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Office Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ODP | CUSIP 676220106 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Neil Austrian | Mgmt | For | Against | Against | |||||
2 | Elect Justin Bateman | Mgmt | For | Against | Against | |||||
3 | Elect Thomas Colligan | Mgmt | For | Against | Against | |||||
4 | Elect Marsha Evans | Mgmt | For | Against | Against | |||||
5 | Elect David Fuente | Mgmt | For | Against | Against | |||||
6 | Elect Brenda Gaines | Mgmt | For | Against | Against | |||||
7 | Elect Myra Hart | Mgmt | For | Against | Against | |||||
8 | Elect W. Scott Hedrick | Mgmt | For | Against | Against | |||||
9 | Elect Kathleen Mason | Mgmt | For | Against | Against | |||||
10 | Elect James Rubin | Mgmt | For | Against | Against | |||||
11 | Elect Raymond Svider | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Oil States International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OIS | CUSIP 678026105 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Christopher Seaver | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Swanson | Mgmt | For | For | For | |||||
1.3 | Elect Cindy Taylor | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Oracle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Executive Bonus Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Owens Corning | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OC | CUSIP 690742101 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
1.2 | Elect Ann Iverson | Mgmt | For | For | For | |||||
1.3 | Elect Joseph Neely | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Corporate Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Panera Bread Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNRA | CUSIP 69840W108 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Shaich | Mgmt | For | For | For | |||||
1.2 | Elect Fred Foulkes | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Parker-Hannifin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||||
1.5 | Elect Klaus-Peter Müller | Mgmt | For | For | For | |||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||||
1.9 | Elect Åke Svensson | Mgmt | For | For | For | |||||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | |||||
1.11 | Elect James Wainscott | Mgmt | For | For | For | |||||
1.12 | Elect Donald Washkewicz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Performance Bonus Plan | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||||
Petrohawk Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HK | CUSIP 716495106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Floyd Wilson | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Gary Merriman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robert Stone, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2004 Employee Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Harold Brown | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||||
9 | Elect Carlos Slim Helú | Mgmt | For | For | For | |||||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Polycom, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLCM | CUSIP 73172K104 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Miller | Mgmt | For | For | For | |||||
1.2 | Elect Betsy Atkins | Mgmt | For | For | For | |||||
1.3 | Elect David DeWalt | Mgmt | For | For | For | |||||
1.4 | Elect John Kelley, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||||
1.6 | Elect William Owens | Mgmt | For | For | For | |||||
1.7 | Elect Kevin Parker | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Precision Castparts Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCP | CUSIP 740189105 | 08/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Murphy | Mgmt | For | For | For | |||||
1.2 | Elect Steven Rothmeier | Mgmt | For | For | For | |||||
1.3 | Elect Richard Wambold | Mgmt | For | For | For | |||||
1.4 | Elect Timothy Wicks | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
priceline.com Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCLN | CUSIP 741503403 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||||
1.6 | Elect James Guyette | Mgmt | For | For | For | |||||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
QEP Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QEP | CUSIP 74733V100 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith Rattie | Mgmt | For | Withhold | Against | |||||
1.2 | Elect David Trice | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Quest Diagnostics Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DGX | CUSIP 74834L100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Buehler | Mgmt | For | For | For | |||||
2 | Elect Daniel Stanzione | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
salesforce.com, inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRM | CUSIP 79466L302 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Benioff | Mgmt | For | For | For | |||||
2 | Elect Craig Conway | Mgmt | For | For | For | |||||
3 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Schlumberger Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLB | CUSIP 806857108 | 04/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philippe Camus | Mgmt | For | For | For | |||||
2 | Elect Peter Currie | Mgmt | For | For | For | |||||
3 | Elect Andrew Gould | Mgmt | For | For | For | |||||
4 | Elect Tony Isaac | Mgmt | For | For | For | |||||
5 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
7 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
8 | Elect Michael Marks | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Moler | Mgmt | For | For | For | |||||
10 | Elect Leo Reif | Mgmt | For | For | For | |||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
13 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||
14 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
18 | Amendements to Articles | Mgmt | For | For | For | |||||
19 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||||
20 | Ratification of Auditor | Mgmt | For | For | For | |||||
Seagate Technology Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STX | CUSIP G7945M107 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Luczo | Mgmt | For | For | For | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
3 | Elect Lydia Marshall | Mgmt | For | For | For | |||||
4 | Elect C.S. Park | Mgmt | For | For | For | |||||
5 | Elect Albert Pimentel | Mgmt | For | For | For | |||||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | |||||
7 | Elect John Thompson | Mgmt | For | For | For | |||||
8 | Elect Edward Zander | Mgmt | For | For | For | |||||
9 | Accounts and Reports | Mgmt | For | For | For | |||||
10 | Authority to Set Meeting Location | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Issuance of Treasury Shares | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
Sensata Technologies Holding N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ST | CUSIP N7902X106 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Wroe, Jr. or Mark Roskam | Mgmt | For | Against | Against | |||||
2 | Elect Ed Conrad or Mark Roskam | Mgmt | For | Against | Against | |||||
3 | Elect Paul Edgerley or Mark Roskam | Mgmt | For | Against | Against | |||||
4 | Elect Michael Jacobson or Mark Roskam | Mgmt | For | Against | Against | |||||
5 | Elect John Lewis or Mark Roskam | Mgmt | For | Against | Against | |||||
6 | Elect Seth Meisel or Mark Roskam | Mgmt | For | Against | Against | |||||
7 | Elect Charles Peffer or Mark Roskam | Mgmt | For | Against | Against | |||||
8 | Elect Michael Ward or Mark Roskam | Mgmt | For | Against | Against | |||||
9 | Elect Stephen Zide or Mark Roskam | Mgmt | For | Against | Against | |||||
10 | Elect Kirk Pond or Mark Roskam | Mgmt | For | Against | Against | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Signet Jewelers Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIG | CUSIP G81276100 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elect Sir Malcolm Williamson | Mgmt | For | For | For | |||||
3 | Elect Michael Barnes | Mgmt | For | For | For | |||||
4 | Elect Robert Blanchard | Mgmt | For | For | For | |||||
5 | Elect Dale Hilpert | Mgmt | For | For | For | |||||
6 | Elect Russell Walls | Mgmt | For | For | For | |||||
7 | Elect Marianne Parrs | Mgmt | For | For | For | |||||
8 | Elect Thomas Plaskett | Mgmt | For | For | For | |||||
9 | Elect Sir Malcolm Williamson | Mgmt | For | For | For | |||||
10 | Elect Michael Barnes | Mgmt | For | For | For | |||||
11 | Elect Robert Blanchard | Mgmt | For | For | For | |||||
12 | Elect Dale Hilpert | Mgmt | For | For | For | |||||
13 | Elect Russell Walls | Mgmt | For | For | For | |||||
14 | Elect Marianne Parrs | Mgmt | For | For | For | |||||
15 | Elect Thomas Plaskett | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Annual Performance Bonus Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
St. Jude Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STJ | CUSIP 790849103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Devenuti | Mgmt | For | For | For | |||||
2 | Elect Thomas Garrett III | Mgmt | For | For | For | |||||
3 | Elect Wendy Yarno | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Abstain | For | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Starbucks Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBUX | CUSIP 855244109 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Schultz | Mgmt | For | Against | Against | |||||
2 | Elect William Bradley | Mgmt | For | Against | Against | |||||
3 | Elect Mellody Hobson | Mgmt | For | Against | Against | |||||
4 | Elect Kevin Johnson | Mgmt | For | Against | Against | |||||
5 | Elect Olden Lee | Mgmt | For | Against | Against | |||||
6 | Elect Sheryl Sandberg | Mgmt | For | Against | Against | |||||
7 | Elect James Shennan, Jr. | Mgmt | For | Against | Against | |||||
8 | Elect Javier Teruel | Mgmt | For | Against | Against | |||||
9 | Elect Myron Ullman III | Mgmt | For | Against | Against | |||||
10 | Elect Craig Weatherup | Mgmt | For | Against | Against | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS | ShrHldr | Against | Against | For | |||||
State Street Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
2 | Elect Peter Coym | Mgmt | For | For | For | |||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
5 | Elect David Gruber | Mgmt | For | For | For | |||||
6 | Elect Linda Hill | Mgmt | For | For | For | |||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||||
12 | Elect Gregory Summe | Mgmt | For | For | For | |||||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Steven Madden, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHOO | CUSIP 556269108 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Rosenfeld | Mgmt | For | For | For | |||||
1.2 | Elect John Madden | Mgmt | For | For | For | |||||
1.3 | Elect Peter Migliorini | Mgmt | For | For | For | |||||
1.4 | Elect Richard Randall | Mgmt | For | For | For | |||||
1.5 | Elect Ravi Sachdev | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Schwartz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Stryker Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYK | CUSIP 863667101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||||
1.7 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
1.8 | Elect William Parfet | Mgmt | For | For | For | |||||
1.9 | Elect Ronda Stryker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | 2011 Performance Incentive Award Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
SVB Financial Group | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIVB | CUSIP 78486Q101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Greg Becker | Mgmt | For | For | For | |||||
1.2 | Elect Eric Benhamou | Mgmt | For | For | For | |||||
1.3 | Elect David Clapper | Mgmt | For | For | For | |||||
1.4 | Elect Roger Dunbar | Mgmt | For | For | For | |||||
1.5 | Elect Joel Friedman | Mgmt | For | For | For | |||||
1.6 | Elect G. Felda Hardymon | Mgmt | For | For | For | |||||
1.7 | Elect Alex Hart | Mgmt | For | For | For | |||||
1.8 | Elect C. Richard Kramlich | Mgmt | For | For | For | |||||
1.9 | Elect Lata Krishnan | Mgmt | For | For | For | |||||
1.10 | Elect Kate Mitchell | Mgmt | For | For | For | |||||
1.11 | Elect John Robinson | Mgmt | For | For | For | |||||
1.12 | Elect Kyung Yoon | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Swift Transportation Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWFT | CUSIP 87074U101 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Post | Mgmt | For | For | For | |||||
1.2 | Elect Jerry Moyes | Mgmt | For | For | For | |||||
1.3 | Elect Richard H. Dozer | Mgmt | For | For | For | |||||
1.4 | Elect David Vander Ploeg | Mgmt | For | For | For | |||||
1.5 | Elect Glenn Brown | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
SXC Health Solutions Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SXCI | CUSIP 78505P100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark Thierer | Mgmt | For | For | For | |||||
1.2 | Elect Steven Colser | Mgmt | For | For | For | |||||
1.3 | Elect Terrence Burke | Mgmt | For | For | For | |||||
1.4 | Elect William Davis | Mgmt | For | For | For | |||||
1.5 | Elect Philip Reddon | Mgmt | For | For | For | |||||
1.6 | Elect Curtis Thorne | Mgmt | For | For | For | |||||
1.7 | Elect Anthony Masso | Mgmt | For | For | For | |||||
2 | Amendment to the Amended and Restated Bylaws to Increase the Quorum Requirement for Shareholder's Meetings | Mgmt | For | For | For | |||||
3 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Synchronoss Technologies Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNCR | CUSIP 87157B103 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Hopkins | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Technip | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEC | CINS F90676101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Ratification of the Co-Option of Marie-Ange Debon | Mgmt | For | Against | Against | |||||
9 | Elect Thierry Pilenko | Mgmt | For | Against | Against | |||||
10 | Elect Olivier Appert | Mgmt | For | Against | Against | |||||
11 | Elect Pascal Colombani | Mgmt | For | Against | Against | |||||
12 | Elect John O'Leary | Mgmt | For | Against | Against | |||||
13 | Elect C. Maury Devine | Mgmt | For | Against | Against | |||||
14 | Elect Leticia Costa | Mgmt | For | Against | Against | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and/or Convertible Securities through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
20 | Authority to Issue Restricted Shares to Executives | Mgmt | For | For | For | |||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
22 | Authority to Grant Stock Options to Chairman/CEO and executives | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Teck Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCK | CUSIP 878742204 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ichiro Abe | Mgmt | For | For | For | |||||
1.2 | Elect Mayank Ashar | Mgmt | For | For | For | |||||
1.3 | Elect J. Brian Aune | Mgmt | For | For | For | |||||
1.4 | Elect Jalynn Bennett | Mgmt | For | For | For | |||||
1.5 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Felix Chee | Mgmt | For | For | For | |||||
1.7 | Elect Jack Cockwell | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Norman Keevil | Mgmt | For | For | For | |||||
1.9 | Elect Norman Keevil III | Mgmt | For | For | For | |||||
1.10 | Elect Takashi Kuriyama | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lindsay | Mgmt | For | For | For | |||||
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Warren Seyffert | Mgmt | For | For | For | |||||
1.14 | Elect Christopher Thompson | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||||
8 | Elect Ruth Simmons | Mgmt | For | For | For | |||||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
The AES Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AES | CUSIP 00130H105 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | |||||
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | |||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | |||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | |||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Coca-Cola Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
4 | Elect Barry Diller | Mgmt | For | For | For | |||||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||||
8 | Elect Donald Keough | Mgmt | For | For | For | |||||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||||
12 | Elect James Robinson III | Mgmt | For | For | For | |||||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||||
14 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||||
15 | Elect James Williams | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | Against | Against | |||||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHldr | Against | Against | For | |||||
The Hartford Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||||
4 | Elect Liam McGee | Mgmt | For | For | For | |||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||||
6 | Elect Michael Morris | Mgmt | For | For | For | |||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The PNC Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNC | CUSIP 693475105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Berndt | Mgmt | For | Against | Against | |||||
2 | Elect Charles Bunch | Mgmt | For | Against | Against | |||||
3 | Elect Paul Chellgren | Mgmt | For | Against | Against | |||||
4 | Elect Kay James | Mgmt | For | Against | Against | |||||
5 | Elect Richard Kelson | Mgmt | For | Against | Against | |||||
6 | Elect Bruce Lindsay | Mgmt | For | Against | Against | |||||
7 | Elect Anthony Massaro | Mgmt | For | Against | Against | |||||
8 | Elect Jane Pepper | Mgmt | For | Against | Against | |||||
9 | Elect James Rohr | Mgmt | For | Against | Against | |||||
10 | Elect Donald Shepard | Mgmt | For | Against | Against | |||||
11 | Elect Lorene Steffes | Mgmt | For | Against | Against | |||||
12 | Elect Dennis Strigl | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Elect George Walls, Jr. | Mgmt | For | Against | Against | |||||
15 | Elect Helge Wehmeier | Mgmt | For | Against | Against | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Procter & Gamble Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
3 | Elect Scott Cook | Mgmt | For | For | For | |||||
4 | Elect Rajat Gupta | Mgmt | For | For | For | |||||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
8 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
9 | Elect Patricia Woertz | Mgmt | For | For | For | |||||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
The Shaw Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHAW | CUSIP 820280105 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J.M. Bernhard, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect James Barker | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Capps | Mgmt | For | For | For | |||||
1.4 | Elect Daniel Hoffler | Mgmt | For | For | For | |||||
1.5 | Elect David Hoyle | Mgmt | For | For | For | |||||
1.6 | Elect Michael Mancuso | Mgmt | For | For | For | |||||
1.7 | Elect Albert McAlister | Mgmt | For | For | For | |||||
1.8 | Elect Stephen Tritch | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||||
The Timken Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TKR | CUSIP 887389104 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Ballbach | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Phillip Cox | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Ward Timken, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Walt Disney Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIS | CUSIP 254687106 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect John Bryson | Mgmt | For | For | For | |||||
3 | Elect John Chen | Mgmt | For | For | For | |||||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||||
5 | Elect Robert Iger | Mgmt | For | For | For | |||||
6 | Elect Steven Jobs | Mgmt | For | For | For | |||||
7 | Elect Fred Langhammer | Mgmt | For | For | For | |||||
8 | Elect Aylwin Lewis | Mgmt | For | For | For | |||||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||||
10 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
11 | Elect John Pepper, Jr. | Mgmt | For | For | For | |||||
12 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||||
13 | Elect Orin Smith | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding One Test Performance Assessment | ShrHldr | Against | Against | For | |||||
The Western Union Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WU | CUSIP 959802109 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hikmet Ersek | Mgmt | For | For | For | |||||
2 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
3 | Elect Linda Levinson | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Thermo Fisher Scientific Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TMO | CUSIP 883556102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Lynch | Mgmt | For | For | For | |||||
2 | Elect William Parrett | Mgmt | For | For | For | |||||
3 | Elect Michael Porter | Mgmt | For | For | For | |||||
4 | Elect Scott Sperling | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Time Warner Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | Against | Against | |||||
2 | Elect William Barr | Mgmt | For | Against | Against | |||||
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |||||
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |||||
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |||||
6 | Elect Robert Clark | Mgmt | For | Against | Against | |||||
7 | Elect Mathias Döpfner | Mgmt | For | Against | Against | |||||
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |||||
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |||||
10 | Elect Michael Miles | Mgmt | For | Against | Against | |||||
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||||
12 | Elect Paul Wachter | Mgmt | For | Against | Against | |||||
13 | Elect Deborah Wright | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
TJX Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TJX | CUSIP 872540109 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect José Alvarez | Mgmt | For | For | For | |||||
2 | Elect Alan Bennett | Mgmt | For | For | For | |||||
3 | Elect Bernard Cammarata | Mgmt | For | For | For | |||||
4 | Elect David Ching | Mgmt | For | For | For | |||||
5 | Elect Michael Hines | Mgmt | For | For | For | |||||
6 | Elect Amy Lane | Mgmt | For | For | For | |||||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
8 | Elect John O'Brien | Mgmt | For | For | For | |||||
9 | Elect Willow Shire | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Transdigm Group Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TDG | CUSIP 893641100 | 03/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sean Hennessy | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Peacock | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Trimble Navigation Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRMB | CUSIP 896239100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Berglund | Mgmt | For | For | For | |||||
1.2 | Elect John Goodrich | Mgmt | For | For | For | |||||
1.3 | Elect William Hart | Mgmt | For | For | For | |||||
1.4 | Elect Merit Janow | Mgmt | For | For | For | |||||
1.5 | Elect Ulf Johansson | Mgmt | For | For | For | |||||
1.6 | Elect Bradford Parkinson | Mgmt | For | For | For | |||||
1.7 | Elect Mark Peek | Mgmt | For | For | For | |||||
1.8 | Elect Nickolas Vande Steeg | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Unisys Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UIS | CUSIP 909214306 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | |||||
2 | Elect James Duderstadt | Mgmt | For | For | For | |||||
3 | Elect Henry Duques | Mgmt | For | For | For | |||||
4 | Elect Matthew Espe | Mgmt | For | For | For | |||||
5 | Elect Denise Fletcher | Mgmt | For | For | For | |||||
6 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
7 | Elect Charles McQuade | Mgmt | For | For | For | |||||
8 | Elect Paul Weaver | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
United Parcel Service, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UPS | CUSIP 911312106 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Michael Burns | Mgmt | For | For | For | |||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||||
6 | Elect William Johnson | Mgmt | For | For | For | |||||
7 | Elect Ann Livermore | Mgmt | For | For | For | |||||
8 | Elect Rudy Markham | Mgmt | For | For | For | |||||
9 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||||
10 | Elect John Thompson | Mgmt | For | For | For | |||||
11 | Elect Carol Tome | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
United Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Louis Chênevert | Mgmt | For | For | For | |||||
2 | Elect John Faraci | Mgmt | For | For | For | |||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
7 | Elect Charles Lee | Mgmt | For | For | For | |||||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
10 | Elect Richard Myers | Mgmt | For | For | For | |||||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
12 | Elect André Villeneuve | Mgmt | For | For | For | |||||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||||
Urban Outfitters, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URBN | CUSIP 917047102 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Antoian | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Joel Lawson III | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Glen Senk | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||||
VeriSign, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VRSN | CUSIP 92343E102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect D. James Bidzos | Mgmt | For | For | For | |||||
2 | Elect William Chenevich | Mgmt | For | For | For | |||||
3 | Elect Kathleen Cote | Mgmt | For | For | For | |||||
4 | Elect Mark McLaughlin | Mgmt | For | For | For | |||||
5 | Elect Roger Moore | Mgmt | For | For | For | |||||
6 | Elect John Roach | Mgmt | For | For | For | |||||
7 | Elect Louis Simpson | Mgmt | For | For | For | |||||
8 | Elect Timothy Tomlinson | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Visa Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
V | CUSIP 92826C839 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
3.1 | Elect Gary Coughlan | Mgmt | For | For | For | |||||
3.2 | Elect Mary Cranston | Mgmt | For | For | For | |||||
3.3 | Elect Francisco Javier Fernández-Carbajal | Mgmt | For | For | For | |||||
3.4 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
3.5 | Elect Cathy Minehan | Mgmt | For | For | For | |||||
3.6 | Elect Suzanne Johnson | Mgmt | For | For | For | |||||
3.7 | Elect David Pang | Mgmt | For | For | For | |||||
3.8 | Elect Joseph Saunders | Mgmt | For | For | For | |||||
3.9 | Elect William Shanahan | Mgmt | For | For | For | |||||
3.10 | Elect John Swainson | Mgmt | For | For | For | |||||
3.11 | Elect Suzanne Johnson | Mgmt | For | For | For | |||||
3.12 | Elect Joseph Saunders | Mgmt | For | For | For | |||||
3.13 | Elect John Swainson | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
6 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
VMware, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VMW | CUSIP 928563402 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Renee James | Mgmt | For | Against | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Walter Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WLT | CUSIP 93317Q105 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Howard Clark, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Jerry Kolb | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Kriegshauser | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Leonard | Mgmt | For | For | For | |||||
1.5 | Elect Bernard Rethore | Mgmt | For | For | For | |||||
1.6 | Elect Michael Tokarz | Mgmt | For | Withhold | Against | |||||
1.7 | Elect A.J. Wagner | Mgmt | For | For | For | |||||
1.8 | Elect David Beatty | Mgmt | For | For | For | |||||
1.9 | Elect Keith Calder | Mgmt | For | For | For | |||||
1.10 | Elect Graham Mascall | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Warren Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WRES | CUSIP 93564A100 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Chet Borgida | Mgmt | For | For | For | |||||
1.2 | Elect Michael Quinlan | Mgmt | For | For | For | |||||
1.3 | Elect Norman Swanton | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
WebMD Health Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WBMD | CUSIP 94770V102 | 10/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kevin Cameron | Mgmt | For | For | For | |||||
1.2 | Elect Wayne Gattinella | Mgmt | For | For | For | |||||
1.3 | Elect Abdool Moossa | Mgmt | For | For | For | |||||
1.4 | Elect Stanley Trotman, Jr. | Mgmt | For | For | For | |||||
2 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Wesco International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WCC | CUSIP 95082P105 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Miles, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect John Morgan | Mgmt | For | For | For | |||||
1.3 | Elect James L. Singleton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Wyndham Worldwide Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WYN | CUSIP 98310W108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Buckman | Mgmt | For | For | For | |||||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Xerox Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XRX | CUSIP 984121103 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glenn Britt | Mgmt | For | For | For | |||||
2 | Elect Ursula Burns | Mgmt | For | For | For | |||||
3 | Elect Richard Harrington | Mgmt | For | For | For | |||||
4 | Elect William Hunter | Mgmt | For | For | For | |||||
5 | Elect Robert Keegan | Mgmt | For | For | For | |||||
6 | Elect Robert McDonald | Mgmt | For | For | For | |||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
8 | Elect Charles Prince | Mgmt | For | For | For | |||||
9 | Elect Ann Reese | Mgmt | For | For | For | |||||
10 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Multi-Cap Value Fund* | |||||||
Date of fiscal year end: | 12/31/2010 | |||||||
*Prior to September 1, 2010, Putnam VT Multi-Cap Value Fund was known as Putnam VT Mid Cap Value Fund. | ||||||||
Acco Brands Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABD | CUSIP 00081T108 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Bayly | Mgmt | For | For | For | |||||
1.2 | Elect Kathleen Dvorak | Mgmt | For | For | For | |||||
1.3 | Elect G. Thomas Hargrove | Mgmt | For | For | For | |||||
1.4 | Elect Robert Jenkins | Mgmt | For | For | For | |||||
1.5 | Elect Robert Keller | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Kroeger | Mgmt | For | For | For | |||||
1.7 | Elect Michael Norkus | Mgmt | For | For | For | |||||
1.8 | Elect Sheila Talton | Mgmt | For | For | For | |||||
1.9 | Elect Norman Wesley | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2005 Incentive Plan | Mgmt | For | Against | Against | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
4 | Elect Molly Coye | Mgmt | For | For | For | |||||
5 | Elect Roger Farah | Mgmt | For | For | For | |||||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Aflac Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||||
2 | Elect John Shelby Amos II | Mgmt | For | Against | Against | |||||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||||
13 | Elect David Thompson | Mgmt | For | For | For | |||||
14 | Elect Robert Wright | Mgmt | For | For | For | |||||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
Akorn, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AKRX | CUSIP 009728106 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Kapoor | Mgmt | For | For | For | |||||
1.2 | Elect Ronald Johnson | Mgmt | For | For | For | |||||
1.3 | Elect Brian Tambi | Mgmt | For | For | For | |||||
1.4 | Elect Steven Meyer | Mgmt | For | For | For | |||||
1.5 | Elect Alan Weinstein | Mgmt | For | For | For | |||||
1.6 | Elect Kenneth Abramowitz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Alpha Natural Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANR | CUSIP 02076X102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Quillen | Mgmt | For | For | For | |||||
1.2 | Elect William Crowley, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Kevin Crutchfield | Mgmt | For | For | For | |||||
1.4 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Glenn Eisenberg | Mgmt | For | For | For | |||||
1.6 | Elect P. Michael Giftos | Mgmt | For | For | For | |||||
1.7 | Elect Joel Richards, III | Mgmt | For | For | For | |||||
1.8 | Elect James Roberts | Mgmt | For | For | For | |||||
1.9 | Elect Ted Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Pollution Report | ShrHldr | Against | Against | For | |||||
Alpha Natural Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANR | CUSIP 02076X102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
2 | Acquisition | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Ameriprise Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMP | CUSIP 03076C106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Siri Marshall | Mgmt | For | For | For | |||||
2 | Elect W. Walker Lewis | Mgmt | For | For | For | |||||
3 | Elect William Turner | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
AmerisourceBergen Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABC | CUSIP 03073E105 | 02/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Cotros | Mgmt | For | For | For | |||||
2 | Elect Jane Henney | Mgmt | For | For | For | |||||
3 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
8 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
AMETEK, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AME | CUSIP 031100100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Anthony Conti | Mgmt | For | For | For | |||||
1.2 | Elect Frank Hermance | Mgmt | For | For | For | |||||
2 | 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Apache Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APA | CUSIP 037411105 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect G. Steven Farris | Mgmt | For | For | For | |||||
2 | Elect Randolph Ferlic | Mgmt | For | For | For | |||||
3 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Kocur | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | |||||
10 | 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||||
Arris Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARRS | CUSIP 04269Q100 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alex Best | Mgmt | For | For | For | |||||
1.2 | Elect Harry Bosco | Mgmt | For | For | For | |||||
1.3 | Elect James Chiddix | Mgmt | For | For | For | |||||
1.4 | Elect John Craig | Mgmt | For | For | For | |||||
1.5 | Elect Matthew Kearney | Mgmt | For | For | For | |||||
1.6 | Elect William Lambert | Mgmt | For | For | For | |||||
1.7 | Elect John Petty | Mgmt | For | For | For | |||||
1.8 | Elect Robert Stanzione | Mgmt | For | For | For | |||||
1.9 | Elect Debora Wilson | Mgmt | For | For | For | |||||
1.10 | Elect David Woodle | Mgmt | For | For | For | |||||
2 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Assured Guaranty Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Francisco Borges | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Patrick Kenny | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robin Monro-Davies | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael O'Kane | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Howard Albert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |||||
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||||
Autoliv, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALV | CUSIP 052800109 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Carlson | Mgmt | For | For | For | |||||
1.2 | Elect Lars Nyberg | Mgmt | For | For | For | |||||
1.3 | Elect James Ringler | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Avis Budget Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAR | CUSIP 053774105 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
2 | Elect Mary Choksi | Mgmt | For | For | For | |||||
3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||||
4 | Elect Martin Edelman | Mgmt | For | Against | Against | |||||
5 | Elect John Hardy, Jr. | Mgmt | For | For | For | |||||
6 | Elect Lynn Krominga | Mgmt | For | For | For | |||||
7 | Elect Eduardo Mestre | Mgmt | For | For | For | |||||
8 | Elect F. Robert Salerno | Mgmt | For | For | For | |||||
9 | Elect Stender Sweeney | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Bank of America Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAC | CUSIP 060505104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||||
2 | Elect Susan Bies | Mgmt | For | For | For | |||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||||
9 | Elect Thomas May | Mgmt | For | For | For | |||||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||||
11 | Elect Donald Powell | Mgmt | For | For | For | |||||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
13 | Elect Robert Scully | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHldr | Against | Against | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
BE Aerospace, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BEAV | CUSIP 073302101 | 07/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jim Cowart | Mgmt | For | For | For | |||||
1.2 | Elect Arthur Wegner | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 1994 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Bed Bath & Beyond Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBBY | CUSIP 075896100 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||||
3 | Elect Steven Temares | Mgmt | For | For | For | |||||
4 | Elect Dean Adler | Mgmt | For | For | For | |||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Boston Scientific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BSX | CUSIP 101137107 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Katharine Bartlett | Mgmt | For | For | For | |||||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | |||||
3 | Elect Nelda Connors | Mgmt | For | For | For | |||||
4 | Elect J. Raymond Elliott | Mgmt | For | For | For | |||||
5 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
6 | Elect Ernest Mario | Mgmt | For | For | For | |||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
8 | Elect Pete Nicholas | Mgmt | For | For | For | |||||
9 | Elect Uwe Reinhardt | Mgmt | For | For | For | |||||
10 | Elect John Sununu | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | 2006 Global Employee Stock Ownership Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cabot Oil & Gas Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COG | CUSIP 127097103 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dan Dinges | Mgmt | For | For | For | |||||
2 | Elect James Gibbs | Mgmt | For | For | For | |||||
3 | Elect William Vititoe | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Capitol Federal Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CFFN | CUSIP 14057J101 | 02/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Johnson | Mgmt | For | For | For | |||||
1.2 | Elect Michael McCoy | Mgmt | For | For | For | |||||
1.3 | Elect Marilyn Ward | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Career Education Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CECO | CUSIP 141665109 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis Chookaszian | Mgmt | For | For | For | |||||
1.2 | Elect David Devonshire | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Gross | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Gregory Jackson | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Lally | Mgmt | For | For | For | |||||
1.6 | Elect Steven Lesnik | Mgmt | For | For | For | |||||
1.7 | Elect Gary McCullough | Mgmt | For | For | For | |||||
1.8 | Elect Leslie Thornton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
CB Richard Ellis Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBG | CUSIP 12497T101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Blum | Mgmt | For | For | For | |||||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | |||||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
1.4 | Elect Michael Kantor | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | |||||
1.6 | Elect Jane Su | Mgmt | For | For | For | |||||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | |||||
1.8 | Elect Brett White | Mgmt | For | For | For | |||||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | |||||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Church & Dwight Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHD | CUSIP 171340102 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect José Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect James Craigie | Mgmt | For | For | For | |||||
1.3 | Elect Rosina Dixon | Mgmt | For | For | For | |||||
1.4 | Elect Robert LeBlanc | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Comerica Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMA | CUSIP 200340107 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roger Cregg | Mgmt | For | For | For | |||||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||||
3 | Elect Alfred Piergallini | Mgmt | For | For | For | |||||
4 | Elect Nina Vaca | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | 2011 Management Incentive Plan | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Coventry Health Care, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVH | CUSIP 222862104 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joel Ackerman | Mgmt | For | Against | Against | |||||
2 | Elect Lawrence Kugelman | Mgmt | For | Against | Against | |||||
3 | Elect Michael Stocker | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Robert Brust | Mgmt | For | For | For | |||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Cymer, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CYMI | CUSIP 232572107 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Abbe | Mgmt | For | For | For | |||||
1.2 | Elect Robert Akins | Mgmt | For | For | For | |||||
1.3 | Elect Edward Braun | Mgmt | For | For | For | |||||
1.4 | Elect Michael Gaulke | Mgmt | For | For | For | |||||
1.5 | Elect William Oldham | Mgmt | For | For | For | |||||
1.6 | Elect Eric Ruttenberg | Mgmt | For | For | For | |||||
1.7 | Elect Peter Simone | Mgmt | For | For | For | |||||
1.8 | Elect Young Sohn | Mgmt | For | For | For | |||||
1.9 | Elect Jon Tompkins | Mgmt | For | For | For | |||||
2 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Depomed, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DEPO | CUSIP 249908104 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Staple | Mgmt | For | For | For | |||||
1.2 | Elect G. Steven Burrill | Mgmt | For | For | For | |||||
1.3 | Elect Karen Dawes | Mgmt | For | For | For | |||||
1.4 | Elect James Schoeneck | Mgmt | For | For | For | |||||
1.5 | Elect Craig Smith | Mgmt | For | For | For | |||||
1.6 | Elect Julian Stern | Mgmt | For | For | For | |||||
1.7 | Elect David Zenoff | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Discover Financial Services | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DFS | CUSIP 254709108 | 04/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |||||
2 | Elect Mary Bush | Mgmt | For | For | For | |||||
3 | Elect Gregory Case | Mgmt | For | For | For | |||||
4 | Elect Robert Devlin | Mgmt | For | For | For | |||||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |||||
6 | Elect Richard Lenny | Mgmt | For | For | For | |||||
7 | Elect Thomas Maheras | Mgmt | For | For | For | |||||
8 | Elect Michael Moskow | Mgmt | For | For | For | |||||
9 | Elect David Nelms | Mgmt | For | For | For | |||||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Amendment to the 2007 Directors' Compensation Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dollar General Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DG | CUSIP 256677105 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raj Agrawal | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Warren Bryant | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Michael Calbert | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Richard Dreiling | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Adrian Jones | Mgmt | For | Withhold | Against | |||||
1.6 | Elect William Rhodes III | Mgmt | For | Withhold | Against | |||||
1.7 | Elect David Rickard | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dollar Thrifty Automotive Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTG | CUSIP 256743105 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Capo | Mgmt | For | For | For | |||||
1.2 | Elect Maryann Keller | Mgmt | For | For | For | |||||
1.3 | Elect Edward Lumley | Mgmt | For | For | For | |||||
1.4 | Elect Richard Neu | Mgmt | For | For | For | |||||
1.5 | Elect John Pope | Mgmt | For | For | For | |||||
1.6 | Elect Scott Thompson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Domino's Pizza, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DPZ | CUSIP 25754A201 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Vernon Hamilton | Mgmt | For | For | For | |||||
2 | Elect Andrew Balson | Mgmt | For | For | For | |||||
3 | Amendment to the Employee Stock Payroll Deduction Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
DTE Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTE | CUSIP 233331107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lillian Bauder | Mgmt | For | For | For | |||||
1.2 | Elect W. Frank Fountain, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Mark Murray | Mgmt | For | For | For | |||||
1.4 | Elect Josue Robles, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect James Vandenberghe | Mgmt | For | For | For | |||||
1.6 | Elect David Brandon | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Elan Corporation, plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELN | CUSIP 284131208 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Robert Ingram | Mgmt | For | Against | Against | |||||
3 | Elect Giles Kerr | Mgmt | For | Against | Against | |||||
4 | Elect Kieran McGowan | Mgmt | For | Against | Against | |||||
5 | Elect Kyran McLaughlin | Mgmt | For | Against | Against | |||||
6 | Elect Dennis Selkoe | Mgmt | For | Against | Against | |||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29082A107 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | Against | Against | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Election of Directors | Mgmt | For | Against | Against | |||||
5 | Election of Supervisory Council | Mgmt | For | For | For | |||||
6 | Remuneration Policy | Mgmt | For | Against | Against | |||||
7 | Supervisory Council's Fees | Mgmt | For | For | For | |||||
Employers Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EIG | CUSIP 292218104 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Kolesar | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Dirks | Mgmt | For | For | For | |||||
1.3 | Elect Richard Blakey | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ford Motor Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CUSIP 345370860 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Richard Manoogian | Mgmt | For | For | For | |||||
10 | Elect Ellen Marram | Mgmt | For | For | For | |||||
11 | Elect Alan Mulally | Mgmt | For | For | For | |||||
12 | Elect Homer Neal | Mgmt | For | For | For | |||||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
14 | Elect John Thornton | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Freeport-McMoRan Copper & Gold, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Gardner Denver, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GDI | CUSIP 365558105 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Donald Barger, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Raymond Hipp | Mgmt | For | For | For | |||||
1.3 | Elect David Petratis | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Genco Shipping & Trading Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GNK | CUSIP Y2685T107 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Georgiopoulos | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Kaplan | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Great Plains Energy Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GXP | CUSIP 391164100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Bodde | Mgmt | For | For | For | |||||
1.2 | Elect Michael Chesser | Mgmt | For | For | For | |||||
1.3 | Elect William Downey | Mgmt | For | For | For | |||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | |||||
1.6 | Elect James Mitchell | Mgmt | For | For | For | |||||
1.7 | Elect William Nelson | Mgmt | For | For | For | |||||
1.8 | Elect John Sherman | Mgmt | For | For | For | |||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | |||||
1.10 | Elect Robert West | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hanesbrands Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBI | CUSIP 410345102 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
HCC Insurance Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCC | CUSIP 404132102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Judy Bozeman | Mgmt | For | For | For | |||||
1.2 | Elect Frank Bramanti | Mgmt | For | For | For | |||||
1.3 | Elect Walter Duer | Mgmt | For | For | For | |||||
1.4 | Elect James Flagg | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||||
1.6 | Elect Leslie Heisz | Mgmt | For | For | For | |||||
1.7 | Elect Deborah Midanek | Mgmt | For | For | For | |||||
1.8 | Elect John Molbeck, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect James Oesterreicher | Mgmt | For | For | For | |||||
1.10 | Elect Robert Rosholt | Mgmt | For | For | For | |||||
1.11 | Elect Christopher Williams | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Healthcare Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCSG | CUSIP 421906108 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel McCartney | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Joseph McCartney | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robert Frome | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Robert Moss | Mgmt | For | Withhold | Against | |||||
1.5 | Elect John Briggs | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Dino Ottaviano | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Theodore Wahl | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Michael McBryan | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Diane Casey | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Helix Energy Solutions Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HLX | CUSIP 42330P107 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Nancy Quinn | Mgmt | For | For | For | |||||
1.2 | Elect William Transier | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Hertz Global Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTZ | CUSIP 42805T105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Durham | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Mark Frissora | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Wasserman | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Henry Wolf | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Léo Apotheker | Mgmt | For | For | For | |||||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
7 | Elect John Hammergren | Mgmt | For | For | For | |||||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||||
11 | Elect Dominique Sénéquier | Mgmt | For | For | For | |||||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||||
Host Hotels & Resorts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HST | CUSIP 44107P104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Baylis | Mgmt | For | For | For | |||||
2 | Elect Willard Brittain, Jr. | Mgmt | For | For | For | |||||
3 | Elect Terence Golden | Mgmt | For | For | For | |||||
4 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||||
5 | Elect Richard Marriott | Mgmt | For | For | For | |||||
6 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
7 | Elect Gordon Smith | Mgmt | For | For | For | |||||
8 | Elect W. Edward Walter | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Humana Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUM | CUSIP 444859102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Frank D'Amelio | Mgmt | For | For | For | |||||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||||
3 | Elect Kurt Hilzinger | Mgmt | For | For | For | |||||
4 | Elect David Jones Jr. | Mgmt | For | For | For | |||||
5 | Elect Michael McCallister | Mgmt | For | For | For | |||||
6 | Elect William McDonald | Mgmt | For | For | For | |||||
7 | Elect William Mitchell | Mgmt | For | For | For | |||||
8 | Elect David Nash | Mgmt | For | For | For | |||||
9 | Elect James O'Brien | Mgmt | For | For | For | |||||
10 | Elect Marissa Peterson | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Huntington Bancshares Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBAN | CUSIP 446150104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Don Casto III | Mgmt | For | For | For | |||||
1.2 | Elect Ann Crane | Mgmt | For | For | For | |||||
1.3 | Elect Steven Elliot | Mgmt | For | For | For | |||||
1.4 | Elect Michael Endres | Mgmt | For | For | For | |||||
1.5 | Elect John Gerlach, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect D. James Hilliker | Mgmt | For | For | For | |||||
1.7 | Elect David Lauer | Mgmt | For | For | For | |||||
1.8 | Elect Jonathan Levy | Mgmt | For | For | For | |||||
1.9 | Elect Gerard Mastroianni | Mgmt | For | For | For | |||||
1.10 | Elect Richard Neu | Mgmt | For | For | For | |||||
1.11 | Elect David Porteous | Mgmt | For | For | For | |||||
1.12 | Elect Kathleen Ransier | Mgmt | For | For | For | |||||
1.13 | Elect William Robertson | Mgmt | For | For | For | |||||
1.14 | Elect Stephen Steinour | Mgmt | For | For | For | |||||
2 | Amendment to the Management Incentive Plan for Covered Employees | Mgmt | For | For | For | |||||
3 | Supplemental Stock Purchase and Tax Savings Plan and Trust | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Huntsman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUN | CUSIP 447011107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jon Huntsman | Mgmt | For | For | For | |||||
1.2 | Elect Patrick Harker | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ingersoll-Rand Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||||
2 | Elect John Bruton | Mgmt | For | For | For | |||||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||||
10 | Elect Richard Swift | Mgmt | For | For | For | |||||
11 | Elect Tony White | Mgmt | For | For | For | |||||
12 | Senior Executive Performance Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Jabil Circuit, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JBL | CUSIP 466313103 | 01/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mel Lavitt | Mgmt | For | For | For | |||||
1.2 | Elect Timothy Main | Mgmt | For | For | For | |||||
1.3 | Elect William Morean | Mgmt | For | For | For | |||||
1.4 | Elect Lawrence Murphy | Mgmt | For | For | For | |||||
1.5 | Elect Frank Newman | Mgmt | For | For | For | |||||
1.6 | Elect Steven Raymund | Mgmt | For | For | For | |||||
1.7 | Elect Thomas Sansone | Mgmt | For | For | For | |||||
1.8 | Elect David Stout | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
4 | Short-Term Incentive Plan | Mgmt | For | Against | Against | |||||
5 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
James River Coal Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JRCC | CUSIP 470355207 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alan Crown | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Jazz Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JAZZ | CUSIP 472147107 | 05/24/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Berns | Mgmt | For | TNA | N/A | |||||
1.2 | Elect Bryan Cressey | Mgmt | For | TNA | N/A | |||||
1.3 | Elect Patrick Enright | Mgmt | For | TNA | N/A | |||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | TNA | N/A | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | TNA | N/A | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
3 | Elect David Cote | Mgmt | For | For | For | |||||
4 | Elect James Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||||
7 | Elect William Gray, III | Mgmt | For | For | For | |||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
9 | Elect David Novak | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||||
K-Swiss Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KSWS | CUSIP 482686102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Fine | Mgmt | For | For | For | |||||
1.2 | Elect Mark Louie | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Lincare Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LNCR | CUSIP 532791100 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Byrnes | Mgmt | For | For | For | |||||
1.2 | Elect Stuart Altman | Mgmt | For | For | For | |||||
1.3 | Elect Chester Black | Mgmt | For | For | For | |||||
1.4 | Elect Angela Bryant | Mgmt | For | For | For | |||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |||||
1.6 | Elect William Miller III | Mgmt | For | For | For | |||||
1.7 | Elect Ellen Zane | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Louisiana-Pacific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LPX | CUSIP 546347105 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect E. Gary Cook | Mgmt | For | For | For | |||||
1.2 | Elect Kurt Landgraf | Mgmt | For | For | For | |||||
1.3 | Elect John Weaver | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
LyondellBasell Industries N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LYB | CUSIP N53745100 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagject Bindra | Mgmt | For | Against | Against | |||||
2 | Elect Milton Carroll | Mgmt | For | Against | Against | |||||
3 | Elect Rudy van der Meer | Mgmt | For | Against | Against | |||||
4 | Elect Robin Buchanan | Mgmt | For | Against | Against | |||||
5 | Elect Jacques Aigrain | Mgmt | For | Against | Against | |||||
6 | Approval of Annual Accounts | Mgmt | For | For | For | |||||
7 | Officer Liability/Indemnification | Mgmt | For | For | For | |||||
8 | Director Liability/Indemnification | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
12 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Elect Robert G. Gwin | Mgmt | For | Against | Against | |||||
Marsh & McLennan Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMC | CUSIP 571748102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zachary Carter | Mgmt | For | For | For | |||||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3 | Elect Oscar Fanjul | Mgmt | For | For | For | |||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | |||||
6 | Elect Steven Mills | Mgmt | For | For | For | |||||
7 | Elect Bruce Nolop | Mgmt | For | For | For | |||||
8 | Elect Marc Oken | Mgmt | For | For | For | |||||
9 | Elect Morton Schapiro | Mgmt | For | For | For | |||||
10 | Elect Adele Simmons | Mgmt | For | For | For | |||||
11 | Elect Lloyd Yates | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Incentive and Stock Award Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Mattel, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MAT | CUSIP 577081102 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Dolan | Mgmt | For | For | For | |||||
2 | Elect Robert Eckert | Mgmt | For | For | For | |||||
3 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
4 | Elect Tully Friedman | Mgmt | For | For | For | |||||
5 | Elect Dominic Ng | Mgmt | For | For | For | |||||
6 | Elect Vasant Prabhu | Mgmt | For | For | For | |||||
7 | Elect Andrea Rich | Mgmt | For | For | For | |||||
8 | Elect Dean Scarborough | Mgmt | For | For | For | |||||
9 | Elect Christopher Sinclair | Mgmt | For | For | For | |||||
10 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||||
11 | Elect Kathy White | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Amendment to the Bylaws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Mead Johnson Nutrition Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MJN | CUSIP 582839106 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Golsby | Mgmt | For | For | For | |||||
1.2 | Elect Steven Altschuler | Mgmt | For | For | For | |||||
1.3 | Elect Howard Bernick | Mgmt | For | For | For | |||||
1.4 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
1.5 | Elect Anna Catalano | Mgmt | For | For | For | |||||
1.6 | Elect Celeste Clark | Mgmt | For | For | For | |||||
1.7 | Elect James Cornelius | Mgmt | For | For | For | |||||
1.8 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||||
1.9 | Elect Elliott Sigal | Mgmt | For | For | For | |||||
1.10 | Elect Robert Singer | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Mednax, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MD | CUSIP 58502B106 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Cesar Alvarez | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Waldemar Carlo | Mgmt | For | For | For | |||||
1.3 | Elect Michael Fernandez | Mgmt | For | For | For | |||||
1.4 | Elect Roger Freeman | Mgmt | For | For | For | |||||
1.5 | Elect Paul Gabos | Mgmt | For | For | For | |||||
1.6 | Elect Dany Garcia | Mgmt | For | For | For | |||||
1.7 | Elect Pascal Goldschmidt | Mgmt | For | For | For | |||||
1.8 | Elect Manuel Kadre | Mgmt | For | For | For | |||||
1.9 | Elect Roger Medel | Mgmt | For | For | For | |||||
1.10 | Elect Donna Shalala | Mgmt | For | For | For | |||||
1.11 | Elect Enrique Sosa | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Merit Medical Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMSI | CUSIP 589889104 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Ellis | Mgmt | For | For | For | |||||
1.2 | Elect Kent Stanger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
MGIC Investment Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTG | CUSIP 552848103 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Jastrow II | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Daniel Kearney | Mgmt | For | For | For | |||||
1.3 | Elect Donald Nicolaisen | Mgmt | For | Withhold | Against | |||||
2 | Ratification of the Placement of Mark Zandi into a Class Whose Term Continues Past the Annual Meeting | Mgmt | For | For | For | |||||
3 | Ratification of the Placement of Bruce Koepfgen into a Class Whose Term Continues Past the Annual Meeting | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
National Fuel Gas Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NFG | CUSIP 636180101 | 03/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Brady | Mgmt | For | For | For | |||||
1.2 | Elect Rolland Kidder | Mgmt | For | For | For | |||||
1.3 | Elect Frederic Salerno | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
National Oilwell Varco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOV | CUSIP 637071101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jefferey Smisek | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Newell Rubbermaid Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
5 | Elect John Feick | Mgmt | For | For | For | |||||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
8 | Elect Ray Irani | Mgmt | For | For | For | |||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
OfficeMax Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMX | CUSIP 67622P101 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Bryant | Mgmt | For | For | For | |||||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||||
4 | Elect William Montgoris | Mgmt | For | For | For | |||||
5 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||||
6 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||||
7 | Elect David Szymanski | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
People's United Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PBCT | CUSIP 712704105 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Barnes | Mgmt | For | For | For | |||||
1.2 | Elect Collin Baron | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Richard Hoyt | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Petrohawk Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HK | CUSIP 716495106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Floyd Wilson | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Gary Merriman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robert Stone, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2004 Employee Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pfizer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||||
2 | Elect Michael Brown | Mgmt | For | For | For | |||||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect James Kilts | Mgmt | For | For | For | |||||
9 | Elect George Lorch | Mgmt | For | For | For | |||||
10 | Elect John Mascotte | Mgmt | For | For | For | |||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
12 | Elect Ian Read | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
Pioneer Natural Resources Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PXD | CUSIP 723787107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edison Buchanan | Mgmt | For | For | For | |||||
1.2 | Elect R. Hartwell Gardner | Mgmt | For | For | For | |||||
1.3 | Elect Jim Watson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Polycom, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLCM | CUSIP 73172K104 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Miller | Mgmt | For | For | For | |||||
1.2 | Elect Betsy Atkins | Mgmt | For | For | For | |||||
1.3 | Elect David DeWalt | Mgmt | For | For | For | |||||
1.4 | Elect John Kelley, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||||
1.6 | Elect William Owens | Mgmt | For | For | For | |||||
1.7 | Elect Kevin Parker | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Popular, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BPOP | CUSIP 733174106 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maria Ferré | Mgmt | For | For | For | |||||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||||
3 | Elect William Teuber, Jr. | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
QEP Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QEP | CUSIP 74733V100 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith Rattie | Mgmt | For | Withhold | Against | |||||
1.2 | Elect David Trice | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Quest Diagnostics Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DGX | CUSIP 74834L100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Buehler | Mgmt | For | For | For | |||||
2 | Elect Daniel Stanzione | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Select Comfort Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCSS | CUSIP 81616X103 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kathy Nedorostek | Mgmt | For | For | For | |||||
1.2 | Elect Michael Peel | Mgmt | For | For | For | |||||
1.3 | Elect Jean-Michel Valette | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Silgan Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLGN | CUSIP 827048109 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect D. Greg Horrigan | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Alden | Mgmt | For | Withhold | Against | |||||
2 | Senior Executive Performance Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Silicon Graphics International Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SGI | CUSIP 82706L108 | 12/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark Barrenechea | Mgmt | For | For | For | |||||
1.2 | Elect Michael Hagee | Mgmt | For | For | For | |||||
1.3 | Elect Charles Boesenberg | Mgmt | For | For | For | |||||
1.4 | Elect Gary Griffiths | Mgmt | For | For | For | |||||
1.5 | Elect Hagi Schwartz | Mgmt | For | For | For | |||||
1.6 | Elect Ronald Verdoorn | Mgmt | For | For | For | |||||
1.7 | Elect Douglas King | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Southwestern Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWN | CUSIP 845467109 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For | |||||
2 | Elect Robert Howard | Mgmt | For | For | For | |||||
3 | Elect Greg Kerley | Mgmt | For | For | For | |||||
4 | Elect Harold Korell | Mgmt | For | For | For | |||||
5 | Elect Vello Kuuskraa | Mgmt | For | For | For | |||||
6 | Elect Kenneth Mourton | Mgmt | For | For | For | |||||
7 | Elect Steven Mueller | Mgmt | For | For | For | |||||
8 | Elect Charles Scharlau | Mgmt | For | For | For | |||||
9 | Elect Alan Stevens | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Amendment to the Bylaws to Reduce the Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
St. Jude Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STJ | CUSIP 790849103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Devenuti | Mgmt | For | For | For | |||||
2 | Elect Thomas Garrett III | Mgmt | For | For | For | |||||
3 | Elect Wendy Yarno | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Abstain | For | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Staples, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPLS | CUSIP 855030102 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||||
3 | Elect Mary Burton | Mgmt | For | For | For | |||||
4 | Elect Justin King | Mgmt | For | For | For | |||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Sunrise Senior Living, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SRZ | CUSIP 86768K106 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Glyn Aeppel | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Thomas Donohue | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Harlan | Mgmt | For | For | For | |||||
1.4 | Elect Paul Klaassen | Mgmt | For | For | For | |||||
1.5 | Elect Lynn Krominga | Mgmt | For | Withhold | Against | |||||
1.6 | Elect William Little | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Mark Ordan | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Suntrust Banks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STI | CUSIP 867914103 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beall II | Mgmt | For | For | For | |||||
2 | Elect Alston Correll | Mgmt | For | For | For | |||||
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | |||||
4 | Elect Blake Garrett, Jr. | Mgmt | For | For | For | |||||
5 | Elect David Hughes | Mgmt | For | For | For | |||||
6 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||||
7 | Elect J. Hicks Lanier | Mgmt | For | For | For | |||||
8 | Elect Kyle Legg | Mgmt | For | For | For | |||||
9 | Elect William Linnenbringer | Mgmt | For | For | For | |||||
10 | Elect G. Gilmer Minor III | Mgmt | For | For | For | |||||
11 | Elect Frank Royal | Mgmt | For | For | For | |||||
12 | Elect Thomas Watjen | Mgmt | For | For | For | |||||
13 | Elect James Wells III | Mgmt | For | For | For | |||||
14 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||||
15 | Amendment to 2009 Stock Plan | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
SVB Financial Group | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIVB | CUSIP 78486Q101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Greg Becker | Mgmt | For | For | For | |||||
1.2 | Elect Eric Benhamou | Mgmt | For | For | For | |||||
1.3 | Elect David Clapper | Mgmt | For | For | For | |||||
1.4 | Elect Roger Dunbar | Mgmt | For | For | For | |||||
1.5 | Elect Joel Friedman | Mgmt | For | For | For | |||||
1.6 | Elect G. Felda Hardymon | Mgmt | For | For | For | |||||
1.7 | Elect Alex Hart | Mgmt | For | For | For | |||||
1.8 | Elect C. Richard Kramlich | Mgmt | For | For | For | |||||
1.9 | Elect Lata Krishnan | Mgmt | For | For | For | |||||
1.10 | Elect Kate Mitchell | Mgmt | For | For | For | |||||
1.11 | Elect John Robinson | Mgmt | For | For | For | |||||
1.12 | Elect Kyung Yoon | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Swift Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SFY | CUSIP 870738101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Deanna Cannon | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Lanier | Mgmt | For | For | For | |||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | |||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Talbots Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TLB | CUSIP 874161102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Marjorie Bowen | Mgmt | For | For | For | |||||
1.2 | Elect John Gleeson | Mgmt | For | For | For | |||||
1.3 | Elect Andrew Madsen | Mgmt | For | For | For | |||||
1.4 | Elect Gary Pfeiffer | Mgmt | For | For | For | |||||
1.5 | Elect Trudy Sullivan | Mgmt | For | For | For | |||||
1.6 | Elect Susan Swain | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Tellabs, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TLAB | CUSIP 879664100 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Frank Ianna | Mgmt | For | For | For | |||||
2 | Elect Stephanie Marshall | Mgmt | For | For | For | |||||
3 | Elect William Souders | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
The Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TBBK | CUSIP 05969A105 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
2 | Elect Daniel Cohen | Mgmt | For | For | For | |||||
3 | Elect Walter Beach | Mgmt | For | For | For | |||||
4 | Elect Michael Bradley | Mgmt | For | For | For | |||||
5 | Elect Matthew Cohn | Mgmt | For | For | For | |||||
6 | Elect Leon Huff | Mgmt | For | For | For | |||||
7 | Elect William Lamb | Mgmt | For | For | For | |||||
8 | Elect Frank Mastrangelo | Mgmt | For | For | For | |||||
9 | Elect James McEntee, III | Mgmt | For | For | For | |||||
10 | Elect Linda Schaeffer | Mgmt | For | For | For | |||||
11 | Elect Joan Specter | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Stock Option and Equity Plan of 2011 | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Cooper Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COO | CUSIP 216648402 | 03/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect A.Thomas Bender | Mgmt | For | For | For | |||||
2 | Elect Michael Kalkstein | Mgmt | For | For | For | |||||
3 | Elect Jody Lindell | Mgmt | For | For | For | |||||
4 | Elect Donald Press | Mgmt | For | For | For | |||||
5 | Elect Steven Rosenberg | Mgmt | For | For | For | |||||
6 | Elect Allan Rubenstein | Mgmt | For | For | For | |||||
7 | Elect Robert Weiss | Mgmt | For | For | For | |||||
8 | Elect Stanley Zinberg | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
11 | Amendment to the 2006 Directors' Plan | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Hanover Insurance Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
THG | CUSIP 410867105 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Brennan | Mgmt | For | For | For | |||||
2 | Elect David Gallitano | Mgmt | For | For | For | |||||
3 | Elect Wendell Knox | Mgmt | For | For | For | |||||
4 | Elect Robert Murray | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Hartford Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||||
4 | Elect Liam McGee | Mgmt | For | For | For | |||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||||
6 | Elect Michael Morris | Mgmt | For | For | For | |||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Timberland Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TBL | CUSIP 887100105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sidney Swartz | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey Swartz | Mgmt | For | For | For | |||||
1.3 | Elect Catherine Buggeln | Mgmt | For | For | For | |||||
1.4 | Elect Andre Hawaux | Mgmt | For | For | For | |||||
1.5 | Elect Kenneth Lombard | Mgmt | For | For | For | |||||
1.6 | Elect Edward Moneypenny | Mgmt | For | For | For | |||||
1.7 | Elect Peter Moore | Mgmt | For | For | For | |||||
1.8 | Elect Bill Shore | Mgmt | For | For | For | |||||
1.9 | Elect Terdema Ussery II | Mgmt | For | For | For | |||||
1.10 | Elect Carden Welsh | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
TJX Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TJX | CUSIP 872540109 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect José Alvarez | Mgmt | For | For | For | |||||
2 | Elect Alan Bennett | Mgmt | For | For | For | |||||
3 | Elect Bernard Cammarata | Mgmt | For | For | For | |||||
4 | Elect David Ching | Mgmt | For | For | For | |||||
5 | Elect Michael Hines | Mgmt | For | For | For | |||||
6 | Elect Amy Lane | Mgmt | For | For | For | |||||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
8 | Elect John O'Brien | Mgmt | For | For | For | |||||
9 | Elect Willow Shire | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Tyco International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
3.7 | Elect John Krol | Mgmt | For | For | For | |||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Unisys Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UIS | CUSIP 909214306 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | |||||
2 | Elect James Duderstadt | Mgmt | For | For | For | |||||
3 | Elect Henry Duques | Mgmt | For | For | For | |||||
4 | Elect Matthew Espe | Mgmt | For | For | For | |||||
5 | Elect Denise Fletcher | Mgmt | For | For | For | |||||
6 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
7 | Elect Charles McQuade | Mgmt | For | For | For | |||||
8 | Elect Paul Weaver | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
United Continental Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UAL | CUSIP 910047109 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kirbyjon Caldwell | Mgmt | For | For | For | |||||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect Jane Garvey | Mgmt | For | For | For | |||||
1.5 | Elect Walter Isaacson | Mgmt | For | For | For | |||||
1.6 | Elect Henry Meyer III | Mgmt | For | For | For | |||||
1.7 | Elect Oscar Munoz | Mgmt | For | For | For | |||||
1.8 | Elect James O'Connor | Mgmt | For | For | For | |||||
1.9 | Elect Laurence Simmons | Mgmt | For | For | For | |||||
1.10 | Elect Jeffery Smisek | Mgmt | For | For | For | |||||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.12 | Elect David Vitale | Mgmt | For | For | For | |||||
1.13 | Elect John Walker | Mgmt | For | For | For | |||||
1.14 | Elect Charles Yamarone | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
United States Steel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
X | CUSIP 912909108 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
1.2 | Elect Glenda McNeal | Mgmt | For | For | For | |||||
1.3 | Elect Graham Spanier | Mgmt | For | For | For | |||||
1.4 | Elect Patricia Tracey | Mgmt | For | For | For | |||||
1.5 | Elect John Engel | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Urban Outfitters, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URBN | CUSIP 917047102 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Antoian | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Joel Lawson III | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Glen Senk | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||||
USG Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
USG | CUSIP 903293405 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gretchen Haggerty | Mgmt | For | For | For | |||||
1.2 | Elect Richard Lavin | Mgmt | For | For | For | |||||
1.3 | Elect Marvin Lesser | Mgmt | For | Withhold | Against | |||||
1.4 | Elect James Metcalf | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
ViroPharma Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VPHM | CUSIP 928241108 | 05/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Leone | Mgmt | For | For | For | |||||
1.2 | Elect Vincent Milano | Mgmt | For | For | For | |||||
1.3 | Elect Howard Pien | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Webster Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WBS | CUSIP 947890109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Crawford | Mgmt | For | For | For | |||||
1.2 | Elect C. Michael Jacobi | Mgmt | For | For | For | |||||
1.3 | Elect Karen Osar | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Wesco International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WCC | CUSIP 95082P105 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Miles, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect John Morgan | Mgmt | For | For | For | |||||
1.3 | Elect James L. Singleton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Xerox Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XRX | CUSIP 984121103 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glenn Britt | Mgmt | For | For | For | |||||
2 | Elect Ursula Burns | Mgmt | For | For | For | |||||
3 | Elect Richard Harrington | Mgmt | For | For | For | |||||
4 | Elect William Hunter | Mgmt | For | For | For | |||||
5 | Elect Robert Keegan | Mgmt | For | For | For | |||||
6 | Elect Robert McDonald | Mgmt | For | For | For | |||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
8 | Elect Charles Prince | Mgmt | For | For | For | |||||
9 | Elect Ann Reese | Mgmt | For | For | For | |||||
10 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
XL Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XL | CUSIP G98290102 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Haag | Mgmt | For | For | For | |||||
2 | Elect Michael McGavick | Mgmt | For | For | For | |||||
3 | Elect Ellen Thrower | Mgmt | For | For | For | |||||
4 | Elect John Vereker | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Amendment to the 1991 Performance Incentive Program | Mgmt | For | For | For | |||||
Registrant : | Putnam Variable Trust | |||||||||
Fund Name : | Putnam VT Research Fund | |||||||||
Date of fiscal year end: | 12/31/2010 | |||||||||
Abbott Laboratories | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABT | CUSIP 002824100 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||||
1.6 | Elect Phebe Novakovic | Mgmt | For | For | For | |||||
1.7 | Elect William Osborn | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.10 | Elect Miles White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
Ace Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACE | CUSIP H0023R105 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
2 | Elect Leo Mullin | Mgmt | For | For | For | |||||
3 | Elect Olivier Steimer | Mgmt | For | For | For | |||||
4 | Elect Michael Connors | Mgmt | For | For | For | |||||
5 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||||
6 | Elect John Krol | Mgmt | For | For | For | |||||
7 | Approval of Annual Report | Mgmt | For | For | For | |||||
8 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
9 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
10 | Allocation of Disposable Profits | Mgmt | For | For | For | |||||
11 | Discharge of the Board of Directors | Mgmt | For | For | For | |||||
12 | Appointment of Auditor (Zurich) | Mgmt | For | For | For | |||||
13 | Appointment of Auditor (US) | Mgmt | For | For | For | |||||
14 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||||
15 | Approval of Dividends from Legal Reserves | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
Adobe Systems Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADBE | CUSIP 00724F101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Burgess | Mgmt | For | For | For | |||||
2 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||||
3 | Elect Robert Sedgewick | Mgmt | For | For | For | |||||
4 | Elect John Warnock | Mgmt | For | For | For | |||||
5 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | 2011 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
4 | Elect Molly Coye | Mgmt | For | For | For | |||||
5 | Elect Roger Farah | Mgmt | For | For | For | |||||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Aflac Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||||
2 | Elect John Shelby Amos II | Mgmt | For | Against | Against | |||||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||||
13 | Elect David Thompson | Mgmt | For | For | For | |||||
14 | Elect Robert Wright | Mgmt | For | For | For | |||||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
Agilent Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
A | CUSIP 00846U101 | 03/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Heidi Fields | Mgmt | For | For | For | |||||
2 | Elect David Lawrence | Mgmt | For | For | For | |||||
3 | Elect A. Barry Rand | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Air Products and Chemicals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APD | CUSIP 009158106 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Chadwick Deaton | Mgmt | For | For | For | |||||
1.2 | Elect Michael Donahue | Mgmt | For | For | For | |||||
1.3 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||||
1.4 | Elect Lawrence Smith | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Approval of the Annual Incentive Plan | Mgmt | For | For | For | |||||
Akamai Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AKAM | CUSIP 00971T101 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||||
2 | Elect David Kenny | Mgmt | For | For | For | |||||
3 | Elect Peter Kight | Mgmt | For | For | For | |||||
4 | Elect Frederic Salerno | Mgmt | For | For | For | |||||
5 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Albemarle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALB | CUSIP 012653101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect William Hernandez | Mgmt | For | For | For | |||||
1.3 | Elect R. William Ide III | Mgmt | For | For | For | |||||
1.4 | Elect Richard Morrill | Mgmt | For | For | For | |||||
1.5 | Elect Jim Nokes | Mgmt | For | For | For | |||||
1.6 | Elect Barry Perry | Mgmt | For | For | For | |||||
1.7 | Elect Mark Rohr | Mgmt | For | For | For | |||||
1.8 | Elect John Sherman, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Harriett Taggart | Mgmt | For | For | For | |||||
1.10 | Elect Anne Whittemore | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Alliance Data Systems Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADS | CUSIP 018581108 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Roger Ballou | Mgmt | For | For | For | |||||
1.3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Amazon.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMZN | CUSIP 023135106 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||||
4 | Elect William Gordon | Mgmt | For | For | For | |||||
5 | Elect Alain Monié | Mgmt | For | For | For | |||||
6 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||||
7 | Elect Thomas Ryder | Mgmt | For | For | For | |||||
8 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
Ameren Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEE | CUSIP 023608102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||||
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||||
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |||||
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | |||||
1.5 | Elect James Johnson | Mgmt | For | For | For | |||||
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | |||||
1.7 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
1.8 | Elect Thomas Voss | Mgmt | For | For | For | |||||
1.9 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
1.10 | Elect Jack Woodard | Mgmt | For | For | For | |||||
2 | Amendment to Articles of Incorporation Regarding Liability of Directors | Mgmt | For | For | For | |||||
3 | Re-Approval of Performance Goals Under the 2006 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | Against | For | |||||
American Capital Agency Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGNC | CUSIP 02503X105 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Morris Davis | Mgmt | For | For | For | |||||
1.2 | Elect Randy Dobbs | Mgmt | For | For | For | |||||
1.3 | Elect Larry Harvey | Mgmt | For | For | For | |||||
1.4 | Elect Alvin Puryear | Mgmt | For | For | For | |||||
1.5 | Elect Malon Wilkus | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
American Express Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXP | CUSIP 025816109 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Akerson | Mgmt | For | For | For | |||||
1.2 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||||
1.3 | Elect Ursula Burns | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
1.5 | Elect Peter Chernin | Mgmt | For | For | For | |||||
1.6 | Elect Theodore Leonsis | Mgmt | For | For | For | |||||
1.7 | Elect Jan Leschly | Mgmt | For | For | For | |||||
1.8 | Elect Richard Levin | Mgmt | For | For | For | |||||
1.9 | Elect Richard McGinn | Mgmt | For | For | For | |||||
1.10 | Elect Edward Miller | Mgmt | For | For | For | |||||
1.11 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.12 | Elect Robert Walter | Mgmt | For | For | For | |||||
1.13 | Elect Ronald Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
6 | Sharehoholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Ameriprise Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMP | CUSIP 03076C106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Siri Marshall | Mgmt | For | For | For | |||||
2 | Elect W. Walker Lewis | Mgmt | For | For | For | |||||
3 | Elect William Turner | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
AmerisourceBergen Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABC | CUSIP 03073E105 | 02/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Cotros | Mgmt | For | For | For | |||||
2 | Elect Jane Henney | Mgmt | For | For | For | |||||
3 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
8 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
AMGEN Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMGN | CUSIP 031162100 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Baltimore | Mgmt | For | Against | Against | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | Against | Against | |||||
3 | Elect François de Carbonnel | Mgmt | For | Against | Against | |||||
4 | Elect Vance Coffman | Mgmt | For | Against | Against | |||||
5 | Elect Rebecca Henderson | Mgmt | For | Against | Against | |||||
6 | Elect Frank Herringer | Mgmt | For | Against | Against | |||||
7 | Elect Gilbert Omenn | Mgmt | For | Against | Against | |||||
8 | Elect Judith Pelham | Mgmt | For | Against | Against | |||||
9 | Elect J. Paul Reason | Mgmt | For | Against | Against | |||||
10 | Elect Leonard Schaeffer | Mgmt | For | Against | Against | |||||
11 | Elect Kevin Sharer | Mgmt | For | Against | Against | |||||
12 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
Aon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AON | CUSIP 037389103 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lester Knight | Mgmt | For | Against | Against | |||||
2 | Elect Gregory Case | Mgmt | For | Against | Against | |||||
3 | Elect Fulvio Conti | Mgmt | For | Against | Against | |||||
4 | Elect Cheryl Francis | Mgmt | For | Against | Against | |||||
5 | Elect Judson Green | Mgmt | For | Against | Against | |||||
6 | Elect Edgar Jannotta | Mgmt | For | Against | Against | |||||
7 | Elect Jan Kalff | Mgmt | For | Against | Against | |||||
8 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||||
9 | Elect R. Eden Martin | Mgmt | For | Against | Against | |||||
10 | Elect Andrew McKenna | Mgmt | For | Against | Against | |||||
11 | Elect Robert Morrison | Mgmt | For | Against | Against | |||||
12 | Elect Richard Myers | Mgmt | For | Against | Against | |||||
13 | Elect Richard Notebaert | Mgmt | For | Against | Against | |||||
14 | Elect John Rogers, Jr. | Mgmt | For | Against | Against | |||||
15 | Elect Gloria Santona | Mgmt | For | Against | Against | |||||
16 | Elect Carolyn Woo | Mgmt | For | Against | Against | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | 2011 Incentive Plan | Mgmt | For | Against | Against | |||||
21 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Apache Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APA | CUSIP 037411105 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect G. Steven Farris | Mgmt | For | For | For | |||||
2 | Elect Randolph Ferlic | Mgmt | For | For | For | |||||
3 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Kocur | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | |||||
10 | 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||||
Apple Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAPL | CUSIP 037833100 | 02/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||||
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||||
1.7 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Archer-Daniels-Midland Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADM | CUSIP 039483102 | 11/04/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George Buckley | Mgmt | For | For | For | |||||
2 | Elect Mollie Carter | Mgmt | For | For | For | |||||
3 | Elect Pierre Dufour | Mgmt | For | For | For | |||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||||
5 | Elect Victoria Haynes | Mgmt | For | For | For | |||||
6 | Elect Antonio Maciel Neto | Mgmt | For | For | For | |||||
7 | Elect Patrick Moore | Mgmt | For | For | For | |||||
8 | Elect Thomas O'Neill | Mgmt | For | For | For | |||||
9 | Elect Kelvin Westbrook | Mgmt | For | For | For | |||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Prohibiting Corporate Political Spending | ShrHldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Assurant, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIZ | CUSIP 04621X108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Elaine Rosen | Mgmt | For | For | For | |||||
2 | Elect Howard Carver | Mgmt | For | For | For | |||||
3 | Elect Juan Cento | Mgmt | For | For | For | |||||
4 | Elect Lawrence Jackson | Mgmt | For | For | For | |||||
5 | Elect David Kelso | Mgmt | For | For | For | |||||
6 | Elect Charles Koch | Mgmt | For | For | For | |||||
7 | Elect H. Carroll Mackin | Mgmt | For | For | For | |||||
8 | Elect Robert Pollock | Mgmt | For | For | For | |||||
9 | Elect John Swainson | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Assured Guaranty Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Francisco Borges | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Patrick Kenny | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robin Monro-Davies | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael O'Kane | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Howard Albert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |||||
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||||
AT&T Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
T | CUSIP 00206R102 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||||
4 | Elect James Blanchard | Mgmt | For | For | For | |||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
6 | Elect James Kelly | Mgmt | For | For | For | |||||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||||
8 | Elect Lynn Martin | Mgmt | For | For | For | |||||
9 | Elect John McCoy | Mgmt | For | For | For | |||||
10 | Elect Joyce Roché | Mgmt | For | For | For | |||||
11 | Elect Matthew Rose | Mgmt | For | For | For | |||||
12 | Elect Laura Tyson | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Automatic Data Processing, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADP | CUSIP 053015103 | 11/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | |||||
1.2 | Elect Leslie Brun | Mgmt | For | For | For | |||||
1.3 | Elect Gary Butler | Mgmt | For | For | For | |||||
1.4 | Elect Leon Cooperman | Mgmt | For | For | For | |||||
1.5 | Elect Eric Fast | Mgmt | For | For | For | |||||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | |||||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||||
1.8 | Elect John Jones | Mgmt | For | For | For | |||||
1.9 | Elect Sharon Rowlands | Mgmt | For | For | For | |||||
1.10 | Elect Enrique Salem | Mgmt | For | For | For | |||||
1.11 | Elect Gregory Summe | Mgmt | For | For | For | |||||
2 | Amendment to the Employees' Savings-Stock Purchase Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Auxilium Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AUXL | CUSIP 05334D107 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Rolf Classon | Mgmt | For | For | For | |||||
1.2 | Elect Al Altomari | Mgmt | For | For | For | |||||
1.3 | Elect Armando Anido | Mgmt | For | For | For | |||||
1.4 | Elect Peter Brandt | Mgmt | For | For | For | |||||
1.5 | Elect Oliver Fetzer | Mgmt | For | For | For | |||||
1.6 | Elect Paul Friedman | Mgmt | For | For | For | |||||
1.7 | Elect Renato Fuchs | Mgmt | For | For | For | |||||
1.8 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | |||||
1.9 | Elect William McKee | Mgmt | For | For | For | |||||
2 | Amendment to the 2004 Equity Compensation Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Bank of America Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAC | CUSIP 060505104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||||
2 | Elect Susan Bies | Mgmt | For | For | For | |||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||||
9 | Elect Thomas May | Mgmt | For | For | For | |||||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||||
11 | Elect Donald Powell | Mgmt | For | For | For | |||||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
13 | Elect Robert Scully | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHldr | Against | Against | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
BB&T Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBT | CUSIP 054937107 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Allison, IV | Mgmt | For | For | For | |||||
1.2 | Elect Jennifer Banner | Mgmt | For | For | For | |||||
1.3 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Anna Cablik | Mgmt | For | For | For | |||||
1.5 | Elect Ronald Deal | Mgmt | For | For | For | |||||
1.6 | Elect J. Littleton Glover, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Jane Helm | Mgmt | For | For | For | |||||
1.8 | Elect John Howe, III | Mgmt | For | For | For | |||||
1.9 | Elect Kelly King | Mgmt | For | For | For | |||||
1.10 | Elect Valeria Lynch Lee | Mgmt | For | For | For | |||||
1.11 | Elect J. Holmes Morrison | Mgmt | For | For | For | |||||
1.12 | Elect Nido Qubein | Mgmt | For | For | For | |||||
1.13 | Elect Thomas Skains | Mgmt | For | For | For | |||||
1.14 | Elect Thomas Thompson | Mgmt | For | For | For | |||||
1.15 | Elect Stephen Williams | Mgmt | For | For | For | |||||
2 | Amendment to the short-term incentive plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Becton, Dickinson and Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BDX | CUSIP 075887109 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Basil Anderson | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Henry Becton, Jr. | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Edward DeGraan | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Claire Fraser-Liggett | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Christopher Jones | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Marshall Larsen | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Edward Ludwig | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Adel Mahmoud | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Gary Mecklenburg | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Cathy Minehan | Mgmt | For | Withhold | Against | |||||
1.11 | Elect James Orr | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Willard Overlock, Jr. | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Bertram Scott | Mgmt | For | Withhold | Against | |||||
1.14 | Elect Alfred Sommer | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||||
Bed Bath & Beyond Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBBY | CUSIP 075896100 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||||
3 | Elect Steven Temares | Mgmt | For | For | For | |||||
4 | Elect Dean Adler | Mgmt | For | For | For | |||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Berkshire Hathaway Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRK.A | CUSIP 084670702 | 04/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||||
1.2 | Elect Charles Munger | Mgmt | For | For | For | |||||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | |||||
1.5 | Elect Susan Decker | Mgmt | For | For | For | |||||
1.6 | Elect William Gates III | Mgmt | For | For | For | |||||
1.7 | Elect David Gottesman | Mgmt | For | For | For | |||||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||||
1.9 | Elect Donald Keough | Mgmt | For | For | For | |||||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |||||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | |||||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
Best Buy Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBY | CUSIP 086516101 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald James | Mgmt | For | For | For | |||||
1.2 | Elect Sanjay Khosla | Mgmt | For | For | For | |||||
1.3 | Elect George Mikan III | Mgmt | For | For | For | |||||
1.4 | Elect Matthew Paull | Mgmt | For | For | For | |||||
1.5 | Elect Richard Schulze | Mgmt | For | For | For | |||||
1.6 | Elect Hatim Tyabji | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||||
4 | Amendment to the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||||
5 | Executive Short-term Incentive Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
BlackRock, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BLK | CUSIP 09247X101 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Murry Gerber | Mgmt | For | For | For | |||||
1.2 | Elect James Grosfeld | Mgmt | For | For | For | |||||
1.3 | Elect Sir Deryck Maughan | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Montag | Mgmt | For | For | For | |||||
1.5 | Elect Linda Gosden Robinson | Mgmt | For | For | For | |||||
1.6 | Elect John Varley | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
BMC Software, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMC | CUSIP 055921100 | 07/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
3 | Elect Gary Bloom | Mgmt | For | For | For | |||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | |||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | |||||
6 | Elect Stephan James | Mgmt | For | For | For | |||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | |||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | |||||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Boston Scientific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BSX | CUSIP 101137107 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Katharine Bartlett | Mgmt | For | For | For | |||||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | |||||
3 | Elect Nelda Connors | Mgmt | For | For | For | |||||
4 | Elect J. Raymond Elliott | Mgmt | For | For | For | |||||
5 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
6 | Elect Ernest Mario | Mgmt | For | For | For | |||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
8 | Elect Pete Nicholas | Mgmt | For | For | For | |||||
9 | Elect Uwe Reinhardt | Mgmt | For | For | For | |||||
10 | Elect John Sununu | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | 2006 Global Employee Stock Ownership Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
CA, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CA | CUSIP 12673P105 | 07/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Raymond Bromark | Mgmt | For | For | For | |||||
2 | Elect Gary Fernandes | Mgmt | For | For | For | |||||
3 | Elect Kay Koplovitz | Mgmt | For | For | For | |||||
4 | Elect Christopher Lofgren | Mgmt | For | For | For | |||||
5 | Elect William McCracken | Mgmt | For | For | For | |||||
6 | Elect Richard Sulpizio | Mgmt | For | For | For | |||||
7 | Elect Laura Unger | Mgmt | For | For | For | |||||
8 | Elect Arthur Weinbach | Mgmt | For | For | For | |||||
9 | Elect Ron Zambonini | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
11 | Adoption of Stockholder Protection Rights Agreement | Mgmt | For | Against | Against | |||||
12 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||||
Capital One Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COF | CUSIP 14040H105 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patrick Gross | Mgmt | For | Against | Against | |||||
2 | Elect Ann Hackett | Mgmt | For | For | For | |||||
3 | Elect Pierre Leroy | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Career Education Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CECO | CUSIP 141665109 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis Chookaszian | Mgmt | For | For | For | |||||
1.2 | Elect David Devonshire | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Gross | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Gregory Jackson | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Lally | Mgmt | For | For | For | |||||
1.6 | Elect Steven Lesnik | Mgmt | For | For | For | |||||
1.7 | Elect Gary McCullough | Mgmt | For | For | For | |||||
1.8 | Elect Leslie Thornton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Caterpillar Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAT | CUSIP 149123101 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Calhoun | Mgmt | For | For | For | |||||
1.2 | Elect Daniel Dickinson | Mgmt | For | For | For | |||||
1.3 | Elect Eugene Fife | Mgmt | For | For | For | |||||
1.4 | Elect Juan Gallardo | Mgmt | For | For | For | |||||
1.5 | Elect David Goode | Mgmt | For | For | For | |||||
1.6 | Elect Jesse Greene, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Peter Magowan | Mgmt | For | For | For | |||||
1.8 | Elect Dennis Muilenburg | Mgmt | For | For | For | |||||
1.9 | Elect Douglas Oberhelman | Mgmt | For | For | For | |||||
1.10 | Elect William Osborn | Mgmt | For | For | For | |||||
1.11 | Elect Charles Powell | Mgmt | For | For | For | |||||
1.12 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||||
1.13 | Elect Susan Schwab | Mgmt | For | For | For | |||||
1.14 | Elect Joshua Smith | Mgmt | For | For | For | |||||
1.15 | Elect Miles White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | For | Against | |||||
Celanese Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CE | CUSIP 150870103 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Martin McGuinn | Mgmt | For | For | For | |||||
2 | Elect Daniel Sanders | Mgmt | For | For | For | |||||
3 | Elect John Wulff | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Celgene Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CELG | CUSIP 151020104 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||||
1.2 | Elect Michael Casey | Mgmt | For | For | For | |||||
1.3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
1.4 | Elect Rodman Drake | Mgmt | For | For | For | |||||
1.5 | Elect Michael Friedman | Mgmt | For | For | For | |||||
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For | |||||
1.7 | Elect James Loughlin | Mgmt | For | For | For | |||||
1.8 | Elect Ernest Mario | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
CF Industries Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CF | CUSIP 125269100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
1.2 | Elect Wallace Creek | Mgmt | For | For | For | |||||
1.3 | Elect William Davisson | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kuhbach | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Chevron Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVX | CUSIP 166764100 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||||
2 | Elect Robert Denham | Mgmt | For | For | For | |||||
3 | Elect Robert Eaton | Mgmt | For | For | For | |||||
4 | Elect Chuck Hagel | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect George Kirkland | Mgmt | For | For | For | |||||
7 | Elect Donald Rice | Mgmt | For | For | For | |||||
8 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
9 | Elect Charles Shoemate | Mgmt | For | For | For | |||||
10 | Elect John Stumpf | Mgmt | For | For | For | |||||
11 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
12 | Elect Carl Ware | Mgmt | For | For | For | |||||
13 | Elect John Watson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | |||||
CIGNA Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CI | CUSIP 125509109 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roman Martinez IV | Mgmt | For | For | For | |||||
2 | Elect Carol Wait | Mgmt | For | For | For | |||||
3 | Elect William Zollars | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||||
4 | Elect Larry Carter | Mgmt | For | For | For | |||||
5 | Elect John Chambers | Mgmt | For | For | For | |||||
6 | Elect Brian Halla | Mgmt | For | For | For | |||||
7 | Elect John Hennessy | Mgmt | For | For | For | |||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||||
10 | Elect Michael Powell | Mgmt | For | For | For | |||||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||||
12 | Elect Steven West | Mgmt | For | For | For | |||||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Restricting Sales to China | ShrHldr | Against | Against | For | |||||
Citigroup Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C | CUSIP 172967101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect Timothy Collins | Mgmt | For | For | For | |||||
3 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||||
4 | Elect Robert Joss | Mgmt | For | For | For | |||||
5 | Elect Michael O'Neill | Mgmt | For | For | For | |||||
6 | Elect Vikram Pandit | Mgmt | For | For | For | |||||
7 | Elect Richard Parsons | Mgmt | For | For | For | |||||
8 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||||
9 | Elect Judith Rodin | Mgmt | For | For | For | |||||
10 | Elect Robert Ryan | Mgmt | For | For | For | |||||
11 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
12 | Elect Diana Taylor | Mgmt | For | For | For | |||||
13 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||||
14 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
17 | 2011 Executive Performance Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Reverse Stock Split Extension | Mgmt | For | For | For | |||||
21 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Risk Management Report | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Citrix Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTXS | CUSIP 177376100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Murray Demo | Mgmt | For | For | For | |||||
2 | Elect Asiff Hirji | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Reapproval of Performance Goals Under the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Cliffs Natural Resources Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLF | CUSIP 18683K101 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
2 | Elect Susan Cunningham | Mgmt | For | For | For | |||||
3 | Elect Barry Eldridge | Mgmt | For | For | For | |||||
4 | Elect Andrés Ricardo Gluski Weilert | Mgmt | For | For | For | |||||
5 | Elect Susan Green | Mgmt | For | For | For | |||||
6 | Elect Janice Henry | Mgmt | For | For | For | |||||
7 | Elect James Kirsch | Mgmt | For | For | For | |||||
8 | Elect Francis McAllister | Mgmt | For | For | For | |||||
9 | Elect Roger Phillips | Mgmt | For | For | For | |||||
10 | Elect Richard Riederer | Mgmt | For | For | For | |||||
11 | Elect Richard Ross | Mgmt | For | For | For | |||||
12 | Elect Alan Schwartz | Mgmt | For | For | For | |||||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
CME Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CME | CUSIP 12572Q105 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Craig Donohue | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Timothy Bitsberger | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Jackie Clegg | Mgmt | For | Withhold | Against | |||||
1.4 | Elect James Donaldson | Mgmt | For | Withhold | Against | |||||
1.5 | Elect J. Dennis Hastert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect William Miller II | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Terry Savage | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Christopher Stewart | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Coach, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COH | CUSIP 189754104 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |||||
1.5 | Elect Irene Miller | Mgmt | For | For | For | |||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||||
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Cessation of Fur Use in Products | ShrHldr | Against | Against | For | |||||
Coca-Cola Enterprises Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 191219104 | 10/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Business Separation and Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Coca-Cola Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 19122T109 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Bennink | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Brock | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Calvin Darden | Mgmt | For | Withhold | Against | |||||
1.4 | Elect L. Phillip Humann | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Orrin Ingram II | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Donna James | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Thomas Johnson | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Suzanne Labarge | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Véronique Morali | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Garry Watts | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Curtis Welling | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Phoebe Wood | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
Cognizant Technology Solutions Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTSH | CUSIP 192446102 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Howe | Mgmt | For | For | For | |||||
2 | Elect Robert Weissman | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
6 | Amendment to the Certificate of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | |||||
7 | Amendment to the Bylaws to Reduce Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Colgate-Palmolive Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CL | CUSIP 194162103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Cahill | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
7 | Elect Delano Lewis | Mgmt | For | For | For | |||||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
9 | Elect Stephen Sadove | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
13 | Shareholder Proposal Regarding the Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Comcast Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMCSA | CUSIP 20030N101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth Bacon | Mgmt | For | For | For | |||||
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||||
1.4 | Elect Edward Breen | Mgmt | For | For | For | |||||
1.5 | Elect Joseph Collins | Mgmt | For | For | For | |||||
1.6 | Elect J. Michael Cook | Mgmt | For | For | For | |||||
1.7 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
1.8 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||||
1.9 | Elect Eduardo Mestre | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |||||
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |||||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | For | For | |||||
5 | Amendment to the 2003 Stock Option Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Comerica Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMA | CUSIP 200340107 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roger Cregg | Mgmt | For | For | For | |||||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||||
3 | Elect Alfred Piergallini | Mgmt | For | For | For | |||||
4 | Elect Nina Vaca | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | 2011 Management Incentive Plan | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Complete Genomics Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GNOM | CUSIP 20454K104 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Carl Gordon | Mgmt | For | For | For | |||||
1.2 | Elect Lewis Shuster | Mgmt | For | For | For | |||||
1.3 | Elect Charles Waite, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Computer Sciences Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSC | CUSIP 205363104 | 08/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Irving Bailey, II | Mgmt | For | For | For | |||||
1.2 | Elect David Barram | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Baum | Mgmt | For | For | For | |||||
1.4 | Elect Rodney Chase | Mgmt | For | For | For | |||||
1.5 | Elect Judith Haberkorn | Mgmt | For | For | For | |||||
1.6 | Elect Michael Laphen | Mgmt | For | For | For | |||||
1.7 | Elect F. Warren McFarlan | Mgmt | For | For | For | |||||
1.8 | Elect Chong Sup Park | Mgmt | For | For | For | |||||
1.9 | Elect Thomas Patrick | Mgmt | For | For | For | |||||
2 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
4 | 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Compuware Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPWR | CUSIP 205638109 | 08/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis Archer | Mgmt | For | For | For | |||||
1.2 | Elect Gurminder Bedi | Mgmt | For | For | For | |||||
1.3 | Elect William Grabe | Mgmt | For | For | For | |||||
1.4 | Elect William Halling | Mgmt | For | For | For | |||||
1.5 | Elect Peter Karmanos, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Faye Alexander Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Glenda Price | Mgmt | For | For | For | |||||
1.8 | Elect Robert Paul | Mgmt | For | For | For | |||||
1.9 | Elect W. James Prowse | Mgmt | For | For | For | |||||
1.10 | Elect G. Scott Romney | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Ralph Szygenda | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
CONSOL Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNX | CUSIP 20854P109 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||||
1.2 | Elect John Whitmire | Mgmt | For | For | For | |||||
1.3 | Elect Philip Baxter | Mgmt | For | For | For | |||||
1.4 | Elect James Altmeyer, Sr. | Mgmt | For | Withhold | Against | |||||
1.5 | Elect William Davis | Mgmt | For | For | For | |||||
1.6 | Elect Raj Gupta | Mgmt | For | For | For | |||||
1.7 | Elect Patricia Hammick | Mgmt | For | For | For | |||||
1.8 | Elect David Hardesty, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect John Mills | Mgmt | For | For | For | |||||
1.10 | Elect William Powell | Mgmt | For | For | For | |||||
1.11 | Elect Joseph Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
Corning Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GLW | CUSIP 219350105 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Seely Brown | Mgmt | For | For | For | |||||
2 | Elect John Canning Jr. | Mgmt | For | For | For | |||||
3 | Elect Gordon Gund | Mgmt | For | For | For | |||||
4 | Elect Kurt Landgraf | Mgmt | For | For | For | |||||
5 | Elect H. Onno Ruding | Mgmt | For | For | For | |||||
6 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Costco Wholesale Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COST | CUSIP 22160K105 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Susan Decker | Mgmt | For | For | For | |||||
1.2 | Elect Richard Libenson | Mgmt | For | For | For | |||||
1.3 | Elect John Meisenbach | Mgmt | For | For | For | |||||
1.4 | Elect Charles Munger | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Say When on Pay | Mgmt | 3 Years | 1 Year | Against | |||||
Coventry Health Care, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVH | CUSIP 222862104 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joel Ackerman | Mgmt | For | Against | Against | |||||
2 | Elect Lawrence Kugelman | Mgmt | For | Against | Against | |||||
3 | Elect Michael Stocker | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Robert Brust | Mgmt | For | For | For | |||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Crown Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCK | CUSIP 228368106 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jenne Britell | Mgmt | For | For | For | |||||
1.2 | Elect John Conway | Mgmt | For | For | For | |||||
1.3 | Elect Arnold Donald | Mgmt | For | For | For | |||||
1.4 | Elect William Little | Mgmt | For | For | For | |||||
1.5 | Elect Hans Loliger | Mgmt | For | For | For | |||||
1.6 | Elect James Miller | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Josef Muller | Mgmt | For | For | For | |||||
1.8 | Elect Thomas Ralph | Mgmt | For | For | For | |||||
1.9 | Elect Hugues du Rouret | Mgmt | For | For | For | |||||
1.10 | Elect Jim Turner | Mgmt | For | For | For | |||||
1.11 | Elect William Urkiel | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendment to the 2006 Stock-Based Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Cummins Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMI | CUSIP 231021106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Theodore Solso | Mgmt | For | For | For | |||||
2 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||||
3 | Elect William Miller | Mgmt | For | For | For | |||||
4 | Elect Alexis Herman | Mgmt | For | For | For | |||||
5 | Elect Georgia Nelson | Mgmt | For | For | For | |||||
6 | Elect Carl Ware | Mgmt | For | For | For | |||||
7 | Elect Robert Herdman | Mgmt | For | For | For | |||||
8 | Elect Robert Bernhard | Mgmt | For | For | For | |||||
9 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | |||||
10 | Elect Stephen Dobbs | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
CVS Caremark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVS | CUSIP 126650100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||||
3 | Elect David Dorman | Mgmt | For | For | For | |||||
4 | Elect Anne Finucane | Mgmt | For | For | For | |||||
5 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||||
6 | Elect Marian Heard | Mgmt | For | For | For | |||||
7 | Elect Larry Merlo | Mgmt | For | For | For | |||||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||||
9 | Elect Terrence Murray | Mgmt | For | For | For | |||||
10 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||||
11 | Elect Richard Swift | Mgmt | For | For | For | |||||
12 | Elect Tony White | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Political Contributions or Expenditure | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Deere & Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DE | CUSIP 244199105 | 02/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
2 | Elect Dipak Jain | Mgmt | For | For | For | |||||
3 | Elect Joachim Milberg | Mgmt | For | For | For | |||||
4 | Elect Richard Myers | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Delta Air Lines, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DALRQ | CUSIP 247361702 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
2 | Elect Edward Bastian | Mgmt | For | For | For | |||||
3 | Elect Roy Bostock | Mgmt | For | For | For | |||||
4 | Elect John Brinzo | Mgmt | For | For | For | |||||
5 | Elect Daniel Carp | Mgmt | For | For | For | |||||
6 | Elect John Engler | Mgmt | For | For | For | |||||
7 | Elect Mickey Foret | Mgmt | For | For | For | |||||
8 | Elect David Goode | Mgmt | For | For | For | |||||
9 | Elect Paula Reynolds | Mgmt | For | For | For | |||||
10 | Elect Kenneth Rogers | Mgmt | For | For | For | |||||
11 | Elect Kenneth Woodrow | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
Dendreon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNDN | CUSIP 24823Q107 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Brewer | Mgmt | For | For | For | |||||
1.2 | Elect Mitchell Gold | Mgmt | For | For | For | |||||
1.3 | Elect Pedro Granadillo | Mgmt | For | For | For | |||||
1.4 | Elect David Stump | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Digital Realty Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLR | CUSIP 253868103 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Magnuson | Mgmt | For | For | For | |||||
1.2 | Elect Michael Foust | Mgmt | For | For | For | |||||
1.3 | Elect Laurence Chapman | Mgmt | For | For | For | |||||
1.4 | Elect Kathleen Earley | Mgmt | For | For | For | |||||
1.5 | Elect Ruann Ernst | Mgmt | For | For | For | |||||
1.6 | Elect Dennis Singleton | Mgmt | For | For | For | |||||
1.7 | Elect Robert Zerbst | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
DIRECTV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Discover Financial Services | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DFS | CUSIP 254709108 | 04/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |||||
2 | Elect Mary Bush | Mgmt | For | For | For | |||||
3 | Elect Gregory Case | Mgmt | For | For | For | |||||
4 | Elect Robert Devlin | Mgmt | For | For | For | |||||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |||||
6 | Elect Richard Lenny | Mgmt | For | For | For | |||||
7 | Elect Thomas Maheras | Mgmt | For | For | For | |||||
8 | Elect Michael Moskow | Mgmt | For | For | For | |||||
9 | Elect David Nelms | Mgmt | For | For | For | |||||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Amendment to the 2007 Directors' Compensation Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dollar General Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DG | CUSIP 256677105 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raj Agrawal | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Warren Bryant | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Michael Calbert | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Richard Dreiling | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Adrian Jones | Mgmt | For | Withhold | Against | |||||
1.6 | Elect William Rhodes III | Mgmt | For | Withhold | Against | |||||
1.7 | Elect David Rickard | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
E. I. du Pont de Nemours and Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DD | CUSIP 263534109 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Brown | Mgmt | For | For | For | |||||
2 | Elect Robert Brown | Mgmt | For | For | For | |||||
3 | Elect Bertrand Collomb | Mgmt | For | For | For | |||||
4 | Elect Curtis Crawford | Mgmt | For | For | For | |||||
5 | Elect Alexander Cutler | Mgmt | For | For | For | |||||
6 | Elect Eleuthère Du Pont | Mgmt | For | For | For | |||||
7 | Elect Marillyn Hewson | Mgmt | For | For | For | |||||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||||
9 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
10 | Elect William Reilly | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Genetically Engineered Organisms | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Comparison Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
Eaton Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETN | CUSIP 278058102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George Barrett | Mgmt | For | For | For | |||||
2 | Elect Todd Bluedorn | Mgmt | For | For | For | |||||
3 | Elect Ned Lautenbach | Mgmt | For | For | For | |||||
4 | Elect Gregory Page | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Edison International | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EIX | CUSIP 281020107 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||||
2 | Elect Vanessa Chang | Mgmt | For | For | For | |||||
3 | Elect France Córdova | Mgmt | For | For | For | |||||
4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||||
5 | Elect Charles Curtis | Mgmt | For | For | For | |||||
6 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
7 | Elect Luis Nogales | Mgmt | For | For | For | |||||
8 | Elect Ronald Olson | Mgmt | For | For | For | |||||
9 | Elect James Rosser | Mgmt | For | For | For | |||||
10 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||||
11 | Elect Thomas Sutton | Mgmt | For | For | For | |||||
12 | Elect Brett White | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||||
Electronic Arts Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ERTS | CUSIP 285512109 | 08/05/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leonard Coleman | Mgmt | For | For | For | |||||
2 | Elect Jeffrey Huber | Mgmt | For | For | For | |||||
3 | Elect Gary Kusin | Mgmt | For | For | For | |||||
4 | Elect Geraldine Laybourne | Mgmt | For | For | For | |||||
5 | Elect Gregory Maffei | Mgmt | For | For | For | |||||
6 | Elect Vivek Paul | Mgmt | For | For | For | |||||
7 | Elect Lawrence Probst III | Mgmt | For | For | For | |||||
8 | Elect John Riccitiello | Mgmt | For | For | For | |||||
9 | Elect Richard Simonson | Mgmt | For | For | For | |||||
10 | Elect Linda Srere | Mgmt | For | For | For | |||||
11 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
12 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29082A107 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | Against | Against | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Election of Directors | Mgmt | For | Against | Against | |||||
5 | Election of Supervisory Council | Mgmt | For | For | For | |||||
6 | Remuneration Policy | Mgmt | For | Against | Against | |||||
7 | Supervisory Council's Fees | Mgmt | For | For | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29081M102 | 11/19/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Change of Company Name | Mgmt | For | For | For | |||||
2 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||||
3 | Amend Article 34 | Mgmt | For | For | For | |||||
4 | Amend Article 41 | Mgmt | For | For | For | |||||
5 | Amend Article 44 | Mgmt | For | For | For | |||||
EMC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMC | CUSIP 268648102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Brown | Mgmt | For | For | For | |||||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||||
5 | Elect James DiStasio | Mgmt | For | For | For | |||||
6 | Elect John Egan | Mgmt | For | For | For | |||||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
8 | Elect Windle Priem | Mgmt | For | For | For | |||||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||||
10 | Elect David Strohm | Mgmt | For | For | For | |||||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||||
14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Emerson Electric Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Farr | Mgmt | For | For | For | |||||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||||
1.3 | Elect Charles Peters | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Prueher | Mgmt | For | For | For | |||||
1.5 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Energizer Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENR | CUSIP 29266R108 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ward Klein | Mgmt | For | For | For | |||||
2 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||||
3 | Elect John Roberts | Mgmt | For | For | For | |||||
4 | Amendment to the 2009 Incentive Stock Plan | Mgmt | For | For | For | |||||
5 | Executive Officer Bonus Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Entergy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETR | CUSIP 29364G103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | |||||
2 | Elect Gary Edwards | Mgmt | For | For | For | |||||
3 | Elect Alexis Herman | Mgmt | For | For | For | |||||
4 | Elect Donald Hintz | Mgmt | For | For | For | |||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | |||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | |||||
8 | Elect Stewart Myers | Mgmt | For | For | For | |||||
9 | Elect William Percy, II | Mgmt | For | For | For | |||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | |||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | 2011 Equity Ownership and Long Term Cash Incentive Plan | Mgmt | For | For | For | |||||
Equity Residential | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EQR | CUSIP 29476L107 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Charles Atwood | Mgmt | For | For | For | |||||
1.3 | Elect Linda Bynoe | Mgmt | For | For | For | |||||
1.4 | Elect Bradley Keywell | Mgmt | For | For | For | |||||
1.5 | Elect John Neal | Mgmt | For | For | For | |||||
1.6 | Elect David Neithercut | Mgmt | For | For | For | |||||
1.7 | Elect Mark Shapiro | Mgmt | For | For | For | |||||
1.8 | Elect Gerald Spector | Mgmt | For | For | For | |||||
1.9 | Elect B. Joseph White | Mgmt | For | For | For | |||||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Share Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
Express Scripts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESRX | CUSIP 302182100 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||||
2 | Elect Maura Breen | Mgmt | For | For | For | |||||
3 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||||
4 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||||
5 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||||
6 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||||
7 | Elect John Parker, Jr. | Mgmt | For | For | For | |||||
8 | Elect George Paz | Mgmt | For | For | For | |||||
9 | Elect Samuel Skinner | Mgmt | For | For | For | |||||
10 | Elect Seymour Sternberg | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to Bylaws to Permit Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Exxon Mobil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XOM | CUSIP 30231G102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||||
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
1.6 | Elect William George | Mgmt | For | For | For | |||||
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Sexual Orientation and Gender identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Human Right to Water | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Greenhouse Gas Emission Goals | ShrHldr | Against | Against | For | |||||
FedEx Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FDX | CUSIP 31428X106 | 09/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | For | For | |||||
2 | Elect John Edwardson | Mgmt | For | For | For | |||||
3 | Elect J.R. Hyde, III | Mgmt | For | For | For | |||||
4 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
5 | Elect Steven Loranger | Mgmt | For | For | For | |||||
6 | Elect Gary Loveman | Mgmt | For | For | For | |||||
7 | Elect Susan Schwab | Mgmt | For | For | For | |||||
8 | Elect Frederick Smith | Mgmt | For | For | For | |||||
9 | Elect Joshua Smith | Mgmt | For | For | For | |||||
10 | Elect David Steiner | Mgmt | For | For | For | |||||
11 | Elect Paul Walsh | Mgmt | For | For | For | |||||
12 | 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||||
Fidelity National Information Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FIS | CUSIP 31620M106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Hunt | Mgmt | For | For | For | |||||
2 | Elect Richard Massey | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Annual Incentive Plan | Mgmt | For | Against | Against | |||||
Fifth Third Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FITB | CUSIP 316773100 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | |||||
1.2 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Emerson Brumback | Mgmt | For | For | For | |||||
1.4 | Elect James Hackett | Mgmt | For | For | For | |||||
1.5 | Elect Gary Heminger | Mgmt | For | For | For | |||||
1.6 | Elect Jewell Hoover | Mgmt | For | For | For | |||||
1.7 | Elect William Isaac | Mgmt | For | For | For | |||||
1.8 | Elect Kevin Kabat | Mgmt | For | For | For | |||||
1.9 | Elect Mitchel Livingston | Mgmt | For | For | For | |||||
1.10 | Elect Hendrick Meijer | Mgmt | For | For | For | |||||
1.11 | Elect John Schiff, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Marsha Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
First Horizon National Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FHN | CUSIP 320517105 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Carter | Mgmt | For | For | For | |||||
2 | Elect John Compton | Mgmt | For | For | For | |||||
3 | Elect Mark Emkes | Mgmt | For | For | For | |||||
4 | Elect Vicky Gregg | Mgmt | For | For | For | |||||
5 | Elect James Haslam III | Mgmt | For | For | For | |||||
6 | Elect D. Bryan Jordan | Mgmt | For | For | For | |||||
7 | Elect R. Brad Martin | Mgmt | For | For | For | |||||
8 | Elect Vicki Palmer | Mgmt | For | For | For | |||||
9 | Elect Colin Reed | Mgmt | For | For | For | |||||
10 | Elect Michael Rose | Mgmt | For | For | For | |||||
11 | Elect William Sansom | Mgmt | For | For | For | |||||
12 | Elect Luke Yancy III | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
First Solar, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSLR | CUSIP 336433107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |||||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect James Nolan | Mgmt | For | For | For | |||||
1.5 | Elect William Post | Mgmt | For | For | For | |||||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |||||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |||||
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Report on Impacts of Immigration Reform | ShrHldr | Against | Against | For | |||||
Fiserv, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FISV | CUSIP 337738108 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Donald Dillon | Mgmt | For | For | For | |||||
1.2 | Elect Denis O'Leary | Mgmt | For | For | For | |||||
1.3 | Elect Glenn Renwick | Mgmt | For | For | For | |||||
1.4 | Elect Carl Stern | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fluor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FLR | CUSIP 343412102 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Fluor | Mgmt | For | For | For | |||||
2 | Elect Joseph Prueher | Mgmt | For | For | For | |||||
3 | Elect Suzanne Woolsey | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
FMC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FMC | CUSIP 302491303 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edward Mooney | Mgmt | For | For | For | |||||
2 | Elect Enrique Sosa | Mgmt | For | For | For | |||||
3 | Elect Vincent Volpe Jr. | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Ford Motor Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CUSIP 345370860 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Richard Manoogian | Mgmt | For | For | For | |||||
10 | Elect Ellen Marram | Mgmt | For | For | For | |||||
11 | Elect Alan Mulally | Mgmt | For | For | For | |||||
12 | Elect Homer Neal | Mgmt | For | For | For | |||||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
14 | Elect John Thornton | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Franklin Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BEN | CUSIP 354613101 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Samuel Armacost | Mgmt | For | For | For | |||||
2 | Elect Charles Crocker | Mgmt | For | For | For | |||||
3 | Elect Joseph Hardiman | Mgmt | For | For | For | |||||
4 | Elect Charles Johnson | Mgmt | For | For | For | |||||
5 | Elect Gregory Johnson | Mgmt | For | For | For | |||||
6 | Elect Rupert Johnson, Jr. | Mgmt | For | For | For | |||||
7 | Elect Mark Pigott | Mgmt | For | For | For | |||||
8 | Elect Chutta Ratnathicam | Mgmt | For | For | For | |||||
9 | Elect Peter Sacerdote | Mgmt | For | For | For | |||||
10 | Elect Laura Stein | Mgmt | For | For | For | |||||
11 | Elect Anne Tatlock | Mgmt | For | For | For | |||||
12 | Elect Geoffrey Yang | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2002 Universal Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Freeport-McMoRan Copper & Gold, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Fresenius Medical Care AG & Co. KGaA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FME | CUSIP 358029106 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of General Partner Acts | Mgmt | For | For | For | |||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
5 | Compensation Policy | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Elect Gerd Krick | Mgmt | For | For | For | |||||
8 | Elect Dieter Schenk | Mgmt | For | For | For | |||||
9 | Elect Bernd Fahrholz | Mgmt | For | For | For | |||||
10 | Elect Walter Weisman | Mgmt | For | For | For | |||||
11 | Elect William Johnston | Mgmt | For | For | For | |||||
12 | Elect Rolf Classon | Mgmt | For | For | For | |||||
13 | Supervisory Board Members' Fees | Mgmt | For | Against | Against | |||||
14 | Stock Option Plan 2011; Cancellation of Conditional Capital | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Transaction of Other Business or Shareholder Countermotions | Mgmt | Non-Voting | Against | N/A | |||||
Gannett Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GCI | CUSIP 364730101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Cody | Mgmt | For | For | For | |||||
1.2 | Elect Craig Dubow | Mgmt | For | For | For | |||||
1.3 | Elect Howard Elias | Mgmt | For | For | For | |||||
1.4 | Elect Arthur Harper | Mgmt | For | For | For | |||||
1.5 | Elect John Louis | Mgmt | For | For | For | |||||
1.6 | Elect Marjorie Magner | Mgmt | For | For | For | |||||
1.7 | Elect Scott McCune | Mgmt | For | For | For | |||||
1.8 | Elect Duncan McFarland | Mgmt | For | For | For | |||||
1.9 | Elect Neal Shapiro | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
General Dynamics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GD | CUSIP 369550108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Barra | Mgmt | For | For | For | |||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||||
3 | Elect James Crown | Mgmt | For | For | For | |||||
4 | Elect William Fricks | Mgmt | For | For | For | |||||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||||
6 | Elect George Joulwan | Mgmt | For | For | For | |||||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||||
8 | Elect John Keane | Mgmt | For | For | For | |||||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||||
10 | Elect William Osborn | Mgmt | For | For | For | |||||
11 | Elect Robert Walmsley | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
General Electric Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GE | CUSIP 369604103 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||||
8 | Elect Robert Lane | Mgmt | For | For | For | |||||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||||
11 | Elect James Mulva | Mgmt | For | For | For | |||||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||||
13 | Elect Roger Penske | Mgmt | For | For | For | |||||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||||
15 | Elect James Tisch | Mgmt | For | For | For | |||||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Shareholder Proposal Cumulative Voting | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
Genuine Parts Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPC | CUSIP 372460105 | 04/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mary Bullock | Mgmt | For | For | For | |||||
1.2 | Elect Jean Douville | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Gallagher | Mgmt | For | For | For | |||||
1.4 | Elect George Guynn | Mgmt | For | For | For | |||||
1.5 | Elect John Holder | Mgmt | For | For | For | |||||
1.6 | Elect John Johns | Mgmt | For | For | For | |||||
1.7 | Elect Michael Johns | Mgmt | For | For | For | |||||
1.8 | Elect J. Hicks Lanier | Mgmt | For | For | For | |||||
1.9 | Elect Robert Loudermilk, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect Wendy Needham | Mgmt | For | For | For | |||||
1.11 | Elect Jerry Nix | Mgmt | For | For | For | |||||
1.12 | Elect Gary Rollins | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Google Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GOOG | CUSIP 38259P508 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||||
1.7 | Elect Paul Otellini | Mgmt | For | For | For | |||||
1.8 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||||
GrafTech International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTI | CUSIP 384313102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Randy Carson | Mgmt | For | For | For | |||||
1.2 | Elect Mary Cranston | Mgmt | For | For | For | |||||
1.3 | Elect Harold Layman | Mgmt | For | For | For | |||||
1.4 | Elect Ferrell McClean | Mgmt | For | For | For | |||||
1.5 | Elect Nathan Milikowsky | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Michael Nahl | Mgmt | For | For | For | |||||
1.7 | Elect Steven Shawley | Mgmt | For | For | For | |||||
1.8 | Elect Craig Shular | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Great Plains Energy Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GXP | CUSIP 391164100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Bodde | Mgmt | For | For | For | |||||
1.2 | Elect Michael Chesser | Mgmt | For | For | For | |||||
1.3 | Elect William Downey | Mgmt | For | For | For | |||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | |||||
1.6 | Elect James Mitchell | Mgmt | For | For | For | |||||
1.7 | Elect William Nelson | Mgmt | For | For | For | |||||
1.8 | Elect John Sherman | Mgmt | For | For | For | |||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | |||||
1.10 | Elect Robert West | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hanesbrands Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBI | CUSIP 410345102 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hansen Natural Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HANS | CUSIP 411310105 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Rodney Sacks | Mgmt | For | For | For | |||||
1.2 | Elect Hilton Schlosberg | Mgmt | For | For | For | |||||
1.3 | Elect Norman Epstein | Mgmt | For | For | For | |||||
1.4 | Elect Benjamin Polk | Mgmt | For | For | For | |||||
1.5 | Elect Sydney Selati | Mgmt | For | For | For | |||||
1.6 | Elect Harold Taber, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Mark Vidergauz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Harris Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRS | CUSIP 413875105 | 10/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Lance | Mgmt | For | For | For | |||||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | |||||
3 | Elect Terry Growcock | Mgmt | For | For | For | |||||
4 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
5 | Elect David Rickard | Mgmt | For | For | For | |||||
6 | Elect James Stoffel | Mgmt | For | For | For | |||||
7 | Elect Gregory Swienton | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Annual Incentive Plan | Mgmt | For | For | For | |||||
10 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
Hasbro, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAS | CUSIP 418056107 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
HCP, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCP | CUSIP 40414L109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Flaherty III | Mgmt | For | For | For | |||||
2 | Elect Christine Garvey | Mgmt | For | For | For | |||||
3 | Elect David Henry | Mgmt | For | For | For | |||||
4 | Elect Lauralee Martin | Mgmt | For | For | For | |||||
5 | Elect Michael McKee | Mgmt | For | For | For | |||||
6 | Elect Peter Rhein | Mgmt | For | For | For | |||||
7 | Elect Kenneth Roath | Mgmt | For | For | For | |||||
8 | Elect Richard Rosenberg | Mgmt | For | For | For | |||||
9 | Elect Joseph Sullivan | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hertz Global Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTZ | CUSIP 42805T105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Durham | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Mark Frissora | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Wasserman | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Henry Wolf | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Léo Apotheker | Mgmt | For | For | For | |||||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
7 | Elect John Hammergren | Mgmt | For | For | For | |||||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||||
11 | Elect Dominique Sénéquier | Mgmt | For | For | For | |||||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||||
Honeywell International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HON | CUSIP 438516106 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
9 | Elect George Paz | Mgmt | For | For | For | |||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Incentive Compensation Plan for Executive Employees | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Hospira, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSP | CUSIP 441060100 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Irving Bailey, II | Mgmt | For | For | For | |||||
2 | Elect F. Michael Ball | Mgmt | For | For | For | |||||
3 | Elect Jacque Sokolov | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement for Removal of Directors For Cause | Mgmt | For | For | For | |||||
5 | Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal | Mgmt | For | For | For | |||||
6 | Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hudson City Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCBK | CUSIP 443683107 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald Hermance, Jr. | Mgmt | For | For | For | |||||
2 | Elect William Bardel | Mgmt | For | For | For | |||||
3 | Elect Scott Belair | Mgmt | For | For | For | |||||
4 | Elect Cornelius Golding | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Huntington Bancshares Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBAN | CUSIP 446150104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Don Casto III | Mgmt | For | For | For | |||||
1.2 | Elect Ann Crane | Mgmt | For | For | For | |||||
1.3 | Elect Steven Elliot | Mgmt | For | For | For | |||||
1.4 | Elect Michael Endres | Mgmt | For | For | For | |||||
1.5 | Elect John Gerlach, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect D. James Hilliker | Mgmt | For | For | For | |||||
1.7 | Elect David Lauer | Mgmt | For | For | For | |||||
1.8 | Elect Jonathan Levy | Mgmt | For | For | For | |||||
1.9 | Elect Gerard Mastroianni | Mgmt | For | For | For | |||||
1.10 | Elect Richard Neu | Mgmt | For | For | For | |||||
1.11 | Elect David Porteous | Mgmt | For | For | For | |||||
1.12 | Elect Kathleen Ransier | Mgmt | For | For | For | |||||
1.13 | Elect William Robertson | Mgmt | For | For | For | |||||
1.14 | Elect Stephen Steinour | Mgmt | For | For | For | |||||
2 | Amendment to the Management Incentive Plan for Covered Employees | Mgmt | For | For | For | |||||
3 | Supplemental Stock Purchase and Tax Savings Plan and Trust | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Huntsman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUN | CUSIP 447011107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jon Huntsman | Mgmt | For | For | For | |||||
1.2 | Elect Patrick Harker | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Illinois Tool Works Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITW | CUSIP 452308109 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Crown | Mgmt | For | For | For | |||||
2 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||||
3 | Elect Robert McCormack | Mgmt | For | Against | Against | |||||
4 | Elect Robert Morrison | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Elect David Smith, Jr. | Mgmt | For | For | For | |||||
7 | Elect David Speer | Mgmt | For | For | For | |||||
8 | Elect Pamela Strobel | Mgmt | For | For | For | |||||
9 | Elect Kevin Warren | Mgmt | For | For | For | |||||
10 | Elect Anré Williams | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Cash Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Ingersoll-Rand Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||||
2 | Elect John Bruton | Mgmt | For | For | For | |||||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||||
10 | Elect Richard Swift | Mgmt | For | For | For | |||||
11 | Elect Tony White | Mgmt | For | For | For | |||||
12 | Senior Executive Performance Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTC | CUSIP 458140100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
2 | Elect Susan Decker | Mgmt | For | For | For | |||||
3 | Elect John Donahoe | Mgmt | For | For | For | |||||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||||
6 | Elect James Plummer | Mgmt | For | For | For | |||||
7 | Elect David Pottruck | Mgmt | For | For | For | |||||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||||
10 | Elect David Yoffie | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
IntercontinentalExchange, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ICE | CUSIP 45865V100 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Crisp | Mgmt | For | For | For | |||||
2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||||
3 | Elect Judd Gregg | Mgmt | For | For | For | |||||
4 | Elect Fred Hatfield | Mgmt | For | For | For | |||||
5 | Elect Terrence Martell | Mgmt | For | For | For | |||||
6 | Elect Callum McCarthy | Mgmt | For | For | For | |||||
7 | Elect Robert Reid | Mgmt | For | For | For | |||||
8 | Elect Frederic Salerno | Mgmt | For | For | For | |||||
9 | Elect Jeffrey Sprecher | Mgmt | For | For | For | |||||
10 | Elect Judith Sprieser | Mgmt | For | For | For | |||||
11 | Elect Vincent Tese | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
International Business Machines Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBM | CUSIP 459200101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect William Brody | Mgmt | For | For | For | |||||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
8 | Elect James Owens | Mgmt | For | For | For | |||||
9 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
10 | Elect Joan Spero | Mgmt | For | For | For | |||||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||||
12 | Elect Lorenzo Héctor Zambrano Treviño | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
International Paper Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IP | CUSIP 460146103 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Bronczek | Mgmt | For | For | For | |||||
2 | Elect Ahmet Dördüncü | Mgmt | For | For | For | |||||
3 | Elect Lynn Elsenhans | Mgmt | For | For | For | |||||
4 | Elect John Faraci | Mgmt | For | For | For | |||||
5 | Elect Samir Gibara | Mgmt | For | For | For | |||||
6 | Elect Stacey Mobley | Mgmt | For | For | For | |||||
7 | Elect John Townsend III | Mgmt | For | For | For | |||||
8 | Elect John Turner | Mgmt | For | For | For | |||||
9 | Elect William Walter | Mgmt | For | For | For | |||||
10 | Elect Alberto Weisser | Mgmt | For | For | For | |||||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Interpublic Group of Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPG | CUSIP 460690100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Reginald Brack | Mgmt | For | For | For | |||||
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||||
3 | Elect Jill Considine | Mgmt | For | For | For | |||||
4 | Elect Richard Goldstein | Mgmt | For | For | For | |||||
5 | Elect Mary Guilfoile | Mgmt | For | For | For | |||||
6 | Elect H. John Greeniaus | Mgmt | For | For | For | |||||
7 | Elect William Kerr | Mgmt | For | For | For | |||||
8 | Elect Michael Roth | Mgmt | For | For | For | |||||
9 | Elect David Thomas | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Intuit Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTU | CUSIP 461202103 | 01/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Batchelder | Mgmt | For | For | For | |||||
2 | Elect Christopher Brody | Mgmt | For | For | For | |||||
3 | Elect William Campbell | Mgmt | For | For | For | |||||
4 | Elect Scott Cook | Mgmt | For | For | For | |||||
5 | Elect Diane Greene | Mgmt | For | For | For | |||||
6 | Elect Michael Hallman | Mgmt | For | For | For | |||||
7 | Elect Edward Kangas | Mgmt | For | For | For | |||||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
9 | Elect Dennis Powell | Mgmt | For | For | For | |||||
10 | Elect Brad Smith | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Intuitive Surgical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ISRG | CUSIP 46120E602 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Floyd Loop | Mgmt | For | For | For | |||||
2 | Elect George Stalk Jr. | Mgmt | For | For | For | |||||
3 | Elect Craig Barratt | Mgmt | For | For | For | |||||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Invesco Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IVZ | CUSIP G491BT108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Rex Adams | Mgmt | For | For | For | |||||
2 | Elect John Banham | Mgmt | For | For | For | |||||
3 | Elect Denis Kessler | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | 2011 Global Equity Incentive Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Invesco Mortgage Capital Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IVR | CUSIP 46131B100 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect G. Mark Armour | Mgmt | For | For | For | |||||
2 | Elect James Balloun | Mgmt | For | For | For | |||||
3 | Elect John Day | Mgmt | For | For | For | |||||
4 | Elect Karen Kelley | Mgmt | For | For | For | |||||
5 | Elect Neil Williams | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Johnson & Johnson | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JNJ | CUSIP 478160104 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||||
2 | Elect James Cullen | Mgmt | For | For | For | |||||
3 | Elect Ian Davis | Mgmt | For | For | For | |||||
4 | Elect Michael Johns | Mgmt | For | For | For | |||||
5 | Elect Susan Lindquist | Mgmt | For | For | For | |||||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
7 | Elect Leo Mullin | Mgmt | For | For | For | |||||
8 | Elect William Perez | Mgmt | For | For | For | |||||
9 | Elect Charles Prince | Mgmt | For | For | For | |||||
10 | Elect David Satcher | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Policy on Health Status Discrimination | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
Johnson Controls, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JCI | CUSIP 478366107 | 01/26/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Natalie Black | Mgmt | For | TNA | N/A | |||||
1.2 | Elect Robert Cornog | Mgmt | For | TNA | N/A | |||||
1.3 | Elect William Lacy | Mgmt | For | TNA | N/A | |||||
1.4 | Elect Stephen Roell | Mgmt | For | TNA | N/A | |||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | TNA | N/A | |||||
4 | Amendment to the Annual Incentive Performance Plan | Mgmt | For | TNA | N/A | |||||
5 | Amendment to the Long-Term Incentive Performance Plan | Mgmt | For | TNA | N/A | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | TNA | N/A | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
3 | Elect David Cote | Mgmt | For | For | For | |||||
4 | Elect James Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||||
7 | Elect William Gray, III | Mgmt | For | For | For | |||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
9 | Elect David Novak | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||||
KBR, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KBR | CUSIP 48242W106 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Huff | Mgmt | For | For | For | |||||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | |||||
1.3 | Elect Richard Slater | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
Keycorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KEY | CUSIP 493267108 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
1.3 | Elect Carol Cartwright | Mgmt | For | For | For | |||||
1.4 | Elect Alexander Cutler | Mgmt | For | For | For | |||||
1.5 | Elect H. James Dallas | Mgmt | For | For | For | |||||
1.6 | Elect Elizabeth Gile | Mgmt | For | For | For | |||||
1.7 | Elect Ruth Ann Gillis | Mgmt | For | For | For | |||||
1.8 | Elect Kristen Manos | Mgmt | For | For | For | |||||
1.9 | Elect Beth Mooney | Mgmt | For | For | For | |||||
1.10 | Elect Bill Sanford | Mgmt | For | For | For | |||||
1.11 | Elect Barbara Snyder | Mgmt | For | For | For | |||||
1.12 | Elect Edward Stack | Mgmt | For | For | For | |||||
1.13 | Elect Thomas Stevens | Mgmt | For | For | For | |||||
2 | 2011 Annual Performance Plan | Mgmt | For | For | For | |||||
3 | Amendment to Remove Supermajority Requirement | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
KLA-Tencor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kohl's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KSS | CUSIP 500255104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||||
2 | Elect Steven Burd | Mgmt | For | For | For | |||||
3 | Elect John Herma | Mgmt | For | For | For | |||||
4 | Elect Dale Jones | Mgmt | For | For | For | |||||
5 | Elect William Kellogg | Mgmt | For | For | For | |||||
6 | Elect Kevin Mansell | Mgmt | For | For | For | |||||
7 | Elect Frank Sica | Mgmt | For | For | For | |||||
8 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||||
9 | Elect Stephanie Streeter | Mgmt | For | For | For | |||||
10 | Elect Nina Vaca | Mgmt | For | For | For | |||||
11 | Elect Stephen Watson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Elimination of Supermajority Requirement in Article V(f) | Mgmt | For | For | For | |||||
14 | Elimination of Supermajority Requirement in Article VI | Mgmt | For | For | For | |||||
15 | Annual Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||||
L-3 Communications Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LLL | CUSIP 502424104 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Henry Shelton | Mgmt | For | For | For | |||||
1.2 | Elect Michael Strianese | Mgmt | For | For | For | |||||
1.3 | Elect John White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Las Vegas Sands Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LVS | CUSIP 517834107 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Forman | Mgmt | For | Withhold | Against | |||||
1.2 | Elect George Koo | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Irwin Siegel | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Life Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LIFE | CUSIP 53217V109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Balakrishnan Iyer | Mgmt | For | Against | Against | |||||
2 | Elect Gregory Lucier | Mgmt | For | For | For | |||||
3 | Elect Ronald Matricaria | Mgmt | For | For | For | |||||
4 | Elect David U'Prichard | Mgmt | For | For | For | |||||
5 | Elect William Longfield | Mgmt | For | For | For | |||||
6 | Elect Ora Pescovitz | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
8 | Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
Limited Brands, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LTD | CUSIP 532716107 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donna James | Mgmt | For | For | For | |||||
2 | Elect Jeffrey Miro | Mgmt | For | For | For | |||||
3 | Elect Raymond Zimmerman | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | 2011 Stock Option Performance and Incentive Plan | Mgmt | For | For | For | |||||
6 | 2011 Cash Incentive Compensation Performance Plan | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
Lowe's Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LOW | CUSIP 548661107 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||||
1.5 | Elect Dawn Hudson | Mgmt | For | For | For | |||||
1.6 | Elect Robert Johnson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
1.8 | Elect Richard Lochridge | Mgmt | For | For | For | |||||
1.9 | Elect Robert Niblock | Mgmt | For | For | For | |||||
1.10 | Elect Stephen Page | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
LyondellBasell Industries N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LYB | CUSIP N53745100 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagject Bindra | Mgmt | For | Against | Against | |||||
2 | Elect Milton Carroll | Mgmt | For | Against | Against | |||||
3 | Elect Rudy van der Meer | Mgmt | For | Against | Against | |||||
4 | Elect Robin Buchanan | Mgmt | For | Against | Against | |||||
5 | Elect Jacques Aigrain | Mgmt | For | Against | Against | |||||
6 | Approval of Annual Accounts | Mgmt | For | For | For | |||||
7 | Officer Liability/Indemnification | Mgmt | For | For | For | |||||
8 | Director Liability/Indemnification | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
12 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Elect Robert G. Gwin | Mgmt | For | Against | Against | |||||
M&T Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTB | CUSIP 55261F104 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brent Baird | Mgmt | For | For | For | |||||
1.2 | Elect Robert Bennett | Mgmt | For | For | For | |||||
1.3 | Elect C. Angela Bontempo | Mgmt | For | For | For | |||||
1.4 | Elect Robert Brady | Mgmt | For | For | For | |||||
1.5 | Elect Michael Buckley | Mgmt | For | For | For | |||||
1.6 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | |||||
1.7 | Elect Mark Czarnecki | Mgmt | For | For | For | |||||
1.8 | Elect Gary Geisel | Mgmt | For | For | For | |||||
1.9 | Elect Patrick Hodgson | Mgmt | For | For | For | |||||
1.10 | Elect Richard King | Mgmt | For | For | For | |||||
1.11 | Elect Jorge Pereira | Mgmt | For | For | For | |||||
1.12 | Elect Michael Pinto | Mgmt | For | For | For | |||||
1.13 | Elect Melinda Rich | Mgmt | For | For | For | |||||
1.14 | Elect Robert Sadler, Jr. | Mgmt | For | For | For | |||||
1.15 | Elect Herbert Washington | Mgmt | For | For | For | |||||
1.16 | Elect Robert Wilmers | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Macy's, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
M | CUSIP 55616P104 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||||
1.2 | Elect Deirdre Connelly | Mgmt | For | For | For | |||||
1.3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||||
1.4 | Elect Sara Levinson | Mgmt | For | For | For | |||||
1.5 | Elect Terry Lundgren | Mgmt | For | For | For | |||||
1.6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Pichler | Mgmt | For | For | For | |||||
1.8 | Elect Joyce Roché | Mgmt | For | For | For | |||||
1.9 | Elect Craig Weatherup | Mgmt | For | For | For | |||||
1.10 | Elect Marna Whittington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Marathon Oil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRO | CUSIP 565849106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | |||||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | |||||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | |||||
4 | Elect David Daberko | Mgmt | For | Against | Against | |||||
5 | Elect William Davis, III | Mgmt | For | Against | Against | |||||
6 | Elect Shirley Jackson | Mgmt | For | Against | Against | |||||
7 | Elect Philip Lader | Mgmt | For | Against | Against | |||||
8 | Elect Charles Lee | Mgmt | For | Against | Against | |||||
9 | Elect Michael Phelps | Mgmt | For | Against | Against | |||||
10 | Elect Dennis Reilley | Mgmt | For | Against | Against | |||||
11 | Elect Seth Schofield | Mgmt | For | Against | Against | |||||
12 | Elect John Snow | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
Marsh & McLennan Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMC | CUSIP 571748102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zachary Carter | Mgmt | For | For | For | |||||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3 | Elect Oscar Fanjul | Mgmt | For | For | For | |||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | |||||
6 | Elect Steven Mills | Mgmt | For | For | For | |||||
7 | Elect Bruce Nolop | Mgmt | For | For | For | |||||
8 | Elect Marc Oken | Mgmt | For | For | For | |||||
9 | Elect Morton Schapiro | Mgmt | For | For | For | |||||
10 | Elect Adele Simmons | Mgmt | For | For | For | |||||
11 | Elect Lloyd Yates | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Incentive and Stock Award Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
MasterCard Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MA | CUSIP 57636Q104 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Olivié | Mgmt | For | For | For | |||||
2 | Elect Rima Qureshi | Mgmt | For | For | For | |||||
3 | Elect Mark Schwartz | Mgmt | For | For | For | |||||
4 | Elect Jackson Tai | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
MasterCard Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MA | CUSIP 57636Q104 | 09/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
3 | Revise Requirements to Board Composition | Mgmt | For | For | For | |||||
4 | Revise Stock Ownership Limitations | Mgmt | For | For | For | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
6.1 | Elect Nancy Karch | Mgmt | For | For | For | |||||
6.2 | Elect José Reyes Lagunes | Mgmt | For | For | For | |||||
6.3 | Elect Edward Tian | Mgmt | For | Withhold | Against | |||||
6.4 | Elect Silvio Barzi | Mgmt | For | For | For | |||||
7 | Amendment to the Senior Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
MBIA Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MBI | CUSIP 55262C100 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joseph Brown | Mgmt | For | For | For | |||||
2 | Elect David Coulter | Mgmt | For | For | For | |||||
3 | Elect Claire Gaudiani | Mgmt | For | For | For | |||||
4 | Elect Steven Gilbert | Mgmt | For | For | For | |||||
5 | Elect Daniel Kearney | Mgmt | For | For | For | |||||
6 | Elect Kewsong Lee | Mgmt | For | For | For | |||||
7 | Elect Charles Rinehart | Mgmt | For | For | For | |||||
8 | Elect Theodore Shasta | Mgmt | For | For | For | |||||
9 | Elect Richard Vaughan | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
McDonald's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCD | CUSIP 580135101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect Richard Lenny | Mgmt | For | For | For | |||||
3 | Elect Cary McMillan | Mgmt | For | For | For | |||||
4 | Elect Sheila Penrose | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders | Mgmt | For | For | For | |||||
10 | Elimination of Supermajority Requirement in Article Regarding the Removal of Directors | Mgmt | For | For | For | |||||
11 | Elimination of Supermajority Requirement in Article Regarding Shareholder Action | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
13 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Beverage Containers | ShrHldr | Against | Against | For | |||||
McKesson Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||||
3 | Elect John Hammergren | Mgmt | For | For | For | |||||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||||
7 | Elect David Lawrence | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||||
10 | Reapproval of Performance Goals Under the 2005 Stock Plan | Mgmt | For | For | For | |||||
11 | Reapproval of Performance Goals Under the 2005 Management Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
Mead Johnson Nutrition Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MJN | CUSIP 582839106 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Golsby | Mgmt | For | For | For | |||||
1.2 | Elect Steven Altschuler | Mgmt | For | For | For | |||||
1.3 | Elect Howard Bernick | Mgmt | For | For | For | |||||
1.4 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
1.5 | Elect Anna Catalano | Mgmt | For | For | For | |||||
1.6 | Elect Celeste Clark | Mgmt | For | For | For | |||||
1.7 | Elect James Cornelius | Mgmt | For | For | For | |||||
1.8 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||||
1.9 | Elect Elliott Sigal | Mgmt | For | For | For | |||||
1.10 | Elect Robert Singer | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Medtronic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||||
1.4 | Elect William Hawkins | Mgmt | For | For | For | |||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Merck & Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRK | CUSIP 58933Y105 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||||
3 | Elect Richard Clark | Mgmt | For | For | For | |||||
4 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
5 | Elect Thomas Glocer | Mgmt | For | For | For | |||||
6 | Elect Steven Goldstone | Mgmt | For | For | For | |||||
7 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||||
8 | Elect Harry Jacobson | Mgmt | For | For | For | |||||
9 | Elect William Kelley | Mgmt | For | For | For | |||||
10 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
11 | Elect Rochelle Lazarus | Mgmt | For | Against | Against | |||||
12 | Elect Carlos Represas | Mgmt | For | For | For | |||||
13 | Elect Patricia Russo | Mgmt | For | For | For | |||||
14 | Elect Thomas Shenk | Mgmt | For | For | For | |||||
15 | Elect Anne Tatlock | Mgmt | For | For | For | |||||
16 | Elect Craig Thompson | Mgmt | For | For | For | |||||
17 | Elect Wendell Weeks | Mgmt | For | For | For | |||||
18 | Elect Peter Wendell | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
21 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
MetLife, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MET | CUSIP 59156R108 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Kandarian | Mgmt | For | For | For | |||||
1.2 | Elect Sylvia Mathews Burwell | Mgmt | For | For | For | |||||
1.3 | Elect Eduardo Castro-Wright | Mgmt | For | For | For | |||||
1.4 | Elect Cheryl Grisé | Mgmt | For | For | For | |||||
1.5 | Elect Lulu Wang | Mgmt | For | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
MFA Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFA | CUSIP 55272X102 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Blank | Mgmt | For | For | For | |||||
1.2 | Elect William Gorin | Mgmt | For | For | For | |||||
2 | Increase of Authorized Capital Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
MGIC Investment Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTG | CUSIP 552848103 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Jastrow II | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Daniel Kearney | Mgmt | For | For | For | |||||
1.3 | Elect Donald Nicolaisen | Mgmt | For | Withhold | Against | |||||
2 | Ratification of the Placement of Mark Zandi into a Class Whose Term Continues Past the Annual Meeting | Mgmt | For | For | For | |||||
3 | Ratification of the Placement of Bruce Koepfgen into a Class Whose Term Continues Past the Annual Meeting | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Gates III | Mgmt | For | For | For | |||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||||
7 | Elect David Marquardt | Mgmt | For | For | For | |||||
8 | Elect Charles Noski | Mgmt | For | For | For | |||||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
Monsanto Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MON | CUSIP 61166W101 | 01/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Laura Ipsen | Mgmt | For | For | For | |||||
2 | Elect William Parfet | Mgmt | For | For | For | |||||
3 | Elect George Poste | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Reapproval of Performance Goals under the Annual Incentive Plan for Covered Executives | Mgmt | For | For | For | |||||
Monster Worldwide, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MWW | CUSIP 611742107 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Salvatore Iannuzzi | Mgmt | For | For | For | |||||
2 | Elect John Gaulding | Mgmt | For | For | For | |||||
3 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For | |||||
4 | Elect Cynthia McCague | Mgmt | For | For | For | |||||
5 | Elect Jeffrey Rayport | Mgmt | For | For | For | |||||
6 | Elect Roberto Tunioli | Mgmt | For | For | For | |||||
7 | Elect Timothy Yates | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Moody's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCO | CUSIP 615369105 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Glauber | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
6 | Elect Jorge Bermudez | Mgmt | For | For | For | |||||
Morgan Stanley | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MS | CUSIP 617446448 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||||
3 | Elect Howard Davies | Mgmt | For | For | For | |||||
4 | Elect James Gorman | Mgmt | For | For | For | |||||
5 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
7 | Elect John Mack | Mgmt | For | For | For | |||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
9 | Elect Hutham Olayan | Mgmt | For | For | For | |||||
10 | Elect James Owens | Mgmt | For | For | For | |||||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Motorola, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MOT | CUSIP 620076109 | 11/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reverse Stock Split | Mgmt | For | For | For | |||||
2 | Amendment to Certificate of Incorporation to Effect Reverse Stock Split | Mgmt | For | For | For | |||||
National Oilwell Varco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOV | CUSIP 637071101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jefferey Smisek | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
NetApp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NTAP | CUSIP 64110D104 | 08/31/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffry Allen | Mgmt | For | For | For | |||||
1.2 | Elect Alan Earhart | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Held | Mgmt | For | For | For | |||||
1.5 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
1.6 | Elect T. Michael Nevens | Mgmt | For | For | For | |||||
1.7 | Elect George Shaheen | Mgmt | For | For | For | |||||
1.8 | Elect Robert Wall | Mgmt | For | For | For | |||||
1.9 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | For | For | |||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Newell Rubbermaid Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Newmont Mining Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEM | CUSIP 651639106 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glen Barton | Mgmt | For | For | For | |||||
2 | Elect Vincent Calarco | Mgmt | For | For | For | |||||
3 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
4 | Elect Noreen Doyle | Mgmt | For | For | For | |||||
5 | Elect Veronica Hagen | Mgmt | For | For | For | |||||
6 | Elect Michael Hamson | Mgmt | For | For | For | |||||
7 | Elect Richard O'Brien | Mgmt | For | For | For | |||||
8 | Elect John Prescott | Mgmt | For | For | For | |||||
9 | Elect Donald Roth | Mgmt | For | For | For | |||||
10 | Elect Simon Thompson | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Noble Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NBL | CUSIP 655044105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||||
3 | Elect Edward Cox | Mgmt | For | For | For | |||||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||||
8 | Elect Scott Urban | Mgmt | For | For | For | |||||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||||
Nordstrom, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JWN | CUSIP 655664100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Phyllis Campbell | Mgmt | For | For | For | |||||
2 | Elect Michelle Ebanks | Mgmt | For | For | For | |||||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
4 | Elect Robert Miller | Mgmt | For | For | For | |||||
5 | Elect Blake Nordstrom | Mgmt | For | For | For | |||||
6 | Elect Erik Nordstrom | Mgmt | For | For | For | |||||
7 | Elect Peter Nordstrom | Mgmt | For | For | For | |||||
8 | Elect Philip Satre | Mgmt | For | For | For | |||||
9 | Elect Felicia Thornton | Mgmt | For | For | For | |||||
10 | Elect B. Kevin Turner | Mgmt | For | For | For | |||||
11 | Elect Robert Walter | Mgmt | For | For | For | |||||
12 | Elect Alison Winter | Mgmt | For | For | For | |||||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Northern Trust Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NTRS | CUSIP 665859104 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Linda Bynoe | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Nicholas Chabraja | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Susan Crown | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Dipak Jain | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Robert Lane | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert McCormack | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Edward Mooney | Mgmt | For | Withhold | Against | |||||
1.8 | Elect John Rowe | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Martin Slark | Mgmt | For | Withhold | Against | |||||
1.10 | Elect David Smith, Jr. | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Enrique Sosa | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Charles Tribbett III | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Frederick Waddell | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Northrop Grumman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOC | CUSIP 666807102 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||||
9 | Elect Richard Myers | Mgmt | For | For | For | |||||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Novellus Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVLS | CUSIP 670008101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Hill | Mgmt | For | For | For | |||||
1.2 | Elect Neil Bonke | Mgmt | For | For | For | |||||
1.3 | Elect Youssef El-Mansy | Mgmt | For | For | For | |||||
1.4 | Elect Glen Possley | Mgmt | For | For | For | |||||
1.5 | Elect Ann Rhoads | Mgmt | For | For | For | |||||
1.6 | Elect Krishna Saraswat | Mgmt | For | For | For | |||||
1.7 | Elect William Spivey | Mgmt | For | For | For | |||||
1.8 | Elect Delbert Whitaker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Nucor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NUE | CUSIP 670346105 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Browning | Mgmt | For | For | For | |||||
1.2 | Elect Victoria Haynes | Mgmt | For | For | For | |||||
1.3 | Elect Christopher Kearney | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
NV Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVE | CUSIP 67073Y106 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Glenn Christenson | Mgmt | For | For | For | |||||
1.3 | Elect Brian Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect John O'Reilly | Mgmt | For | For | For | |||||
1.5 | Elect Philip Satre | Mgmt | For | For | For | |||||
1.6 | Elect Michael Yackira | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Executive Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections | Mgmt | For | For | For | |||||
6 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in theFair Price Provisions | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
NYSE Euronext | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NYX | CUSIP 629491101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect André Bergen | Mgmt | For | For | For | |||||
2 | Elect Ellyn Brown | Mgmt | For | For | For | |||||
3 | Elect Marshall Carter | Mgmt | For | For | For | |||||
4 | Elect Dominique Cerutti | Mgmt | For | For | For | |||||
5 | Elect Patricia Cloherty | Mgmt | For | For | For | |||||
6 | Elect George Cox | Mgmt | For | For | For | |||||
7 | Elect Sylvain Hefes | Mgmt | For | For | For | |||||
8 | Elect Jan-Michiel Hessels | Mgmt | For | For | For | |||||
9 | Elect Duncan McFarland | Mgmt | For | For | For | |||||
10 | Elect James McNulty | Mgmt | For | For | For | |||||
11 | Elect Duncan Niederauer | Mgmt | For | For | For | |||||
12 | Elect Ricardo Espírito Santo Salgado | Mgmt | For | For | For | |||||
13 | Elect Robert Scott | Mgmt | For | For | For | |||||
14 | Elect Jackson Tai | Mgmt | For | For | For | |||||
15 | Elect Rijnhard van Tets | Mgmt | For | For | For | |||||
16 | Elect Brian Williamson | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Amendment to Supermajority Requirement | Mgmt | For | Abstain | Against | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
O'Reilly Automotive, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORLY | CUSIP 67103H107 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David O'Reilly | Mgmt | For | For | For | |||||
2 | Elect Jay Burchfield | Mgmt | For | For | For | |||||
3 | Elect Paul Lederer | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
5 | Elect John Feick | Mgmt | For | For | For | |||||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
8 | Elect Ray Irani | Mgmt | For | For | For | |||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Office Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ODP | CUSIP 676220106 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Neil Austrian | Mgmt | For | Against | Against | |||||
2 | Elect Justin Bateman | Mgmt | For | Against | Against | |||||
3 | Elect Thomas Colligan | Mgmt | For | Against | Against | |||||
4 | Elect Marsha Evans | Mgmt | For | Against | Against | |||||
5 | Elect David Fuente | Mgmt | For | Against | Against | |||||
6 | Elect Brenda Gaines | Mgmt | For | Against | Against | |||||
7 | Elect Myra Hart | Mgmt | For | Against | Against | |||||
8 | Elect W. Scott Hedrick | Mgmt | For | Against | Against | |||||
9 | Elect Kathleen Mason | Mgmt | For | Against | Against | |||||
10 | Elect James Rubin | Mgmt | For | Against | Against | |||||
11 | Elect Raymond Svider | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
OfficeMax Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMX | CUSIP 67622P101 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Bryant | Mgmt | For | For | For | |||||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||||
4 | Elect William Montgoris | Mgmt | For | For | For | |||||
5 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||||
6 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||||
7 | Elect David Szymanski | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Oracle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Executive Bonus Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Owens Corning | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OC | CUSIP 690742101 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
1.2 | Elect Ann Iverson | Mgmt | For | For | For | |||||
1.3 | Elect Joseph Neely | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Corporate Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Parker-Hannifin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||||
1.5 | Elect Klaus-Peter Müller | Mgmt | For | For | For | |||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||||
1.9 | Elect Åke Svensson | Mgmt | For | For | For | |||||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | |||||
1.11 | Elect James Wainscott | Mgmt | For | For | For | |||||
1.12 | Elect Donald Washkewicz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Performance Bonus Plan | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||||
Patriot Coal Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCX | CUSIP 70336T104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Joe Adorjan | Mgmt | For | For | For | |||||
1.2 | Elect Janiece Longoria | Mgmt | For | For | For | |||||
1.3 | Elect Michael Scharf | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Paychex, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PAYX | CUSIP 704326107 | 10/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||||
2 | Elect David Flaschen | Mgmt | For | For | For | |||||
3 | Elect Grant Inman | Mgmt | For | For | For | |||||
4 | Elect Pamela Joseph | Mgmt | For | For | For | |||||
5 | Elect Joseph Tucci | Mgmt | For | For | For | |||||
6 | Elect Joseph Velli | Mgmt | For | For | For | |||||
7 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pennymac Mortgage Investment Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PMT | CUSIP 70931T103 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joel Marcus | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Stacey Stewart | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Mark Wiedman | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
People's United Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PBCT | CUSIP 712704105 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Barnes | Mgmt | For | For | For | |||||
1.2 | Elect Collin Baron | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Richard Hoyt | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
PepsiCo, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEP | CUSIP 713448108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Shona Brown | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||||
6 | Elect Alberto Ibargüen | Mgmt | For | For | For | |||||
7 | Elect Arthur Martinez | Mgmt | For | Against | Against | |||||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||||
10 | Elect James Schiro | Mgmt | For | For | For | |||||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||||
Petrohawk Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HK | CUSIP 716495106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Floyd Wilson | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Gary Merriman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robert Stone, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2004 Employee Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pfizer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||||
2 | Elect Michael Brown | Mgmt | For | For | For | |||||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect James Kilts | Mgmt | For | For | For | |||||
9 | Elect George Lorch | Mgmt | For | For | For | |||||
10 | Elect John Mascotte | Mgmt | For | For | For | |||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
12 | Elect Ian Read | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
PG&E Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCG | CUSIP 69331C108 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Andrews | Mgmt | For | For | For | |||||
2 | Elect Lewis Chew | Mgmt | For | For | For | |||||
3 | Elect C. Lee Cox | Mgmt | For | For | For | |||||
4 | Elect Peter Darbee | Mgmt | For | For | For | |||||
5 | Elect Maryellen Herringer | Mgmt | For | For | For | |||||
6 | Elect Roger Kimmel | Mgmt | For | For | For | |||||
7 | Elect Richard Meserve | Mgmt | For | For | For | |||||
8 | Elect Forrest Miller | Mgmt | For | For | For | |||||
9 | Elect Rosendo Parra | Mgmt | For | For | For | |||||
10 | Elect Barbara Rambo | Mgmt | For | For | For | |||||
11 | Elect Barry Williams | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Harold Brown | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||||
9 | Elect Carlos Slim Helú | Mgmt | For | For | For | |||||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Popular, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BPOP | CUSIP 733174106 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maria Ferré | Mgmt | For | For | For | |||||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||||
3 | Elect William Teuber, Jr. | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
PPG Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPG | CUSIP 693506107 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||||
1.2 | Elect Hugh Grant | Mgmt | For | For | For | |||||
1.3 | Elect Michele Hooper | Mgmt | For | For | For | |||||
1.4 | Elect Robert Mehrabian | Mgmt | For | For | For | |||||
2 | Reapproval of Performance Goals Under the 2006 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2006 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Environmental Accountability Report | ShrHldr | Against | Against | For | |||||
PPL Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPL | CUSIP 69351T106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Frederick Bernthal | Mgmt | For | For | For | |||||
1.2 | Elect John Conway | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Steven Elliot | Mgmt | For | For | For | |||||
1.4 | Elect Louise Goeser | Mgmt | For | For | For | |||||
1.5 | Elect Stuart Graham | Mgmt | For | For | For | |||||
1.6 | Elect Stuart Heydt | Mgmt | For | For | For | |||||
1.7 | Elect James Miller | Mgmt | For | For | For | |||||
1.8 | Elect Craig Rogerson | Mgmt | For | For | For | |||||
1.9 | Elect Natica von Althann | Mgmt | For | For | For | |||||
1.10 | Elect Keith Williamson | Mgmt | For | For | For | |||||
2 | Short-term Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Precision Castparts Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCP | CUSIP 740189105 | 08/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Murphy | Mgmt | For | For | For | |||||
1.2 | Elect Steven Rothmeier | Mgmt | For | For | For | |||||
1.3 | Elect Richard Wambold | Mgmt | For | For | For | |||||
1.4 | Elect Timothy Wicks | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
priceline.com Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCLN | CUSIP 741503403 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||||
1.6 | Elect James Guyette | Mgmt | For | For | For | |||||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Prologis | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLD | CUSIP 743410102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Prudential Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CUSIP 744320102 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | |||||
2 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | |||||
5 | Elect James Cullen | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Mark Grier | Mgmt | For | For | For | |||||
8 | Elect Constance Horner | Mgmt | For | For | For | |||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||||
10 | Elect Karl Krapek | Mgmt | For | For | For | |||||
11 | Elect Christine Poon | Mgmt | For | For | For | |||||
12 | Elect John Strangfeld | Mgmt | For | For | For | |||||
13 | Elect James Unruh | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
QLogic Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QLGC | CUSIP 747277101 | 08/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect H.K. Desai | Mgmt | For | For | For | |||||
2 | Elect Joel Birnbaum | Mgmt | For | For | For | |||||
3 | Elect James Fiebiger | Mgmt | For | For | For | |||||
4 | Elect Balakrishnan Iyer | Mgmt | For | Against | Against | |||||
5 | Elect Kathryn Lewis | Mgmt | For | For | For | |||||
6 | Elect George Wells | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Quest Diagnostics Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DGX | CUSIP 74834L100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Buehler | Mgmt | For | For | For | |||||
2 | Elect Daniel Stanzione | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Qwest Communications International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
Q | CUSIP 749121109 | 08/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Raytheon Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTN | CUSIP 755111507 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Vernon Clark | Mgmt | For | For | For | |||||
2 | Elect John Deutch | Mgmt | For | For | For | |||||
3 | Elect Stephen Hadley | Mgmt | For | For | For | |||||
4 | Elect Frederic Poses | Mgmt | For | For | For | |||||
5 | Elect Michael Ruettgers | Mgmt | For | For | For | |||||
6 | Elect Ronald Skates | Mgmt | For | For | For | |||||
7 | Elect William Spivey | Mgmt | For | For | For | |||||
8 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
9 | Elect William Swanson | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHldr | Against | Against | For | |||||
Red Hat, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RHT | CUSIP 756577102 | 08/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Clarke | Mgmt | For | For | For | |||||
2 | Elect Henry Shelton | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Regions Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RF | CUSIP 7591EP100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Samuel Bartholomew, Jr. | Mgmt | For | For | For | |||||
2 | Elect George Bryan | Mgmt | For | For | For | |||||
3 | Elect Carolyn Hogan Byrd | Mgmt | For | For | For | |||||
4 | Elect David Cooper, Sr. | Mgmt | For | For | For | |||||
5 | Elect Earnest Deavenport, Jr. | Mgmt | For | For | For | |||||
6 | Elect Don DeFosset | Mgmt | For | For | For | |||||
7 | Elect Eric Fast | Mgmt | For | For | For | |||||
8 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||||
9 | Elect Charles McCrary | Mgmt | For | For | For | |||||
10 | Elect James Malone | Mgmt | For | For | For | |||||
11 | Elect Susan Matlock | Mgmt | For | For | For | |||||
12 | Elect John Maupin, Jr. | Mgmt | For | For | For | |||||
13 | Elect John Roberts | Mgmt | For | For | For | |||||
14 | Elect Lee Styslinger III | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Robert Half International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RHI | CUSIP 770323103 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Edward Gibbons | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Barbara Novogradac | Mgmt | For | For | For | |||||
1.5 | Elect Robert Pace | Mgmt | For | For | For | |||||
1.6 | Elect Fredrick Richman | Mgmt | For | For | For | |||||
1.7 | Elect M. Keith Waddell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Rock-Tenn Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RKT | CUSIP 772739207 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
salesforce.com, inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRM | CUSIP 79466L302 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Benioff | Mgmt | For | For | For | |||||
2 | Elect Craig Conway | Mgmt | For | For | For | |||||
3 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Schlumberger Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLB | CUSIP 806857108 | 04/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philippe Camus | Mgmt | For | For | For | |||||
2 | Elect Peter Currie | Mgmt | For | For | For | |||||
3 | Elect Andrew Gould | Mgmt | For | For | For | |||||
4 | Elect Tony Isaac | Mgmt | For | For | For | |||||
5 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
7 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
8 | Elect Michael Marks | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Moler | Mgmt | For | For | For | |||||
10 | Elect Leo Reif | Mgmt | For | For | For | |||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
13 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||
14 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
18 | Amendements to Articles | Mgmt | For | For | For | |||||
19 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||||
20 | Ratification of Auditor | Mgmt | For | For | For | |||||
Seagate Technology Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STX | CUSIP G7945M107 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Luczo | Mgmt | For | For | For | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
3 | Elect Lydia Marshall | Mgmt | For | For | For | |||||
4 | Elect C.S. Park | Mgmt | For | For | For | |||||
5 | Elect Albert Pimentel | Mgmt | For | For | For | |||||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | |||||
7 | Elect John Thompson | Mgmt | For | For | For | |||||
8 | Elect Edward Zander | Mgmt | For | For | For | |||||
9 | Accounts and Reports | Mgmt | For | For | For | |||||
10 | Authority to Set Meeting Location | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Issuance of Treasury Shares | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
Simon Property Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPG | CUSIP 828806109 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Melvyn Bergstein | Mgmt | For | For | For | |||||
2 | Elect Linda Bynoe | Mgmt | For | For | For | |||||
3 | Elect Larry Glasscock | Mgmt | For | For | For | |||||
4 | Elect Karen Horn | Mgmt | For | For | For | |||||
5 | Elect Allan Hubbard | Mgmt | For | For | For | |||||
6 | Elect Reuben Leibowitz | Mgmt | For | For | For | |||||
7 | Elect Daniel Smith | Mgmt | For | For | For | |||||
8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
SLM Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLM | CUSIP 78442P106 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Bates | Mgmt | For | For | For | |||||
2 | Elect William Diefenderfer III | Mgmt | For | For | For | |||||
3 | Elect Diane Gilleland | Mgmt | For | For | For | |||||
4 | Elect Earl Goode | Mgmt | For | For | For | |||||
5 | Elect Ronald Hunt | Mgmt | For | For | For | |||||
6 | Elect Albert Lord | Mgmt | For | For | For | |||||
7 | Elect Michael Martin | Mgmt | For | For | For | |||||
8 | Elect Barry Munitz | Mgmt | For | For | For | |||||
9 | Elect Howard Newman | Mgmt | For | For | For | |||||
10 | Elect A. Alexander Porter, Jr. | Mgmt | For | For | For | |||||
11 | Elect Frank Puleo | Mgmt | For | For | For | |||||
12 | Elect Wolfgang Schoellkopf | Mgmt | For | For | For | |||||
13 | Elect Steven Shapiro | Mgmt | For | For | For | |||||
14 | Elect J. Terry Strange | Mgmt | For | For | For | |||||
15 | Elect Anthony Terracciano | Mgmt | For | For | For | |||||
16 | Elect Barry Williams | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
Smith International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SII | CUSIP 832110100 | 08/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2.1 | Elect James Gibbs | Mgmt | For | For | For | |||||
2.2 | Elect Duane Radtke | Mgmt | For | For | For | |||||
2.3 | Elect John Yearwood | Mgmt | For | For | For | |||||
3 | Amendment to the 1989 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Smurfit-Stone Container Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SSCC | CUSIP 83272A104 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
St. Jude Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STJ | CUSIP 790849103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Devenuti | Mgmt | For | For | For | |||||
2 | Elect Thomas Garrett III | Mgmt | For | For | For | |||||
3 | Elect Wendy Yarno | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Abstain | For | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Staples, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPLS | CUSIP 855030102 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||||
3 | Elect Mary Burton | Mgmt | For | For | For | |||||
4 | Elect Justin King | Mgmt | For | For | For | |||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
State Street Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
2 | Elect Peter Coym | Mgmt | For | For | For | |||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
5 | Elect David Gruber | Mgmt | For | For | For | |||||
6 | Elect Linda Hill | Mgmt | For | For | For | |||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||||
12 | Elect Gregory Summe | Mgmt | For | For | For | |||||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Stryker Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYK | CUSIP 863667101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||||
1.7 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
1.8 | Elect William Parfet | Mgmt | For | For | For | |||||
1.9 | Elect Ronda Stryker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | 2011 Performance Incentive Award Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Suntrust Banks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STI | CUSIP 867914103 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beall II | Mgmt | For | For | For | |||||
2 | Elect Alston Correll | Mgmt | For | For | For | |||||
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | |||||
4 | Elect Blake Garrett, Jr. | Mgmt | For | For | For | |||||
5 | Elect David Hughes | Mgmt | For | For | For | |||||
6 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||||
7 | Elect J. Hicks Lanier | Mgmt | For | For | For | |||||
8 | Elect Kyle Legg | Mgmt | For | For | For | |||||
9 | Elect William Linnenbringer | Mgmt | For | For | For | |||||
10 | Elect G. Gilmer Minor III | Mgmt | For | For | For | |||||
11 | Elect Frank Royal | Mgmt | For | For | For | |||||
12 | Elect Thomas Watjen | Mgmt | For | For | For | |||||
13 | Elect James Wells III | Mgmt | For | For | For | |||||
14 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||||
15 | Amendment to 2009 Stock Plan | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Symantec Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYMC | CUSIP 871503108 | 09/20/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
2 | Elect Michael Brown | Mgmt | For | For | For | |||||
3 | Elect William Coleman, III | Mgmt | For | For | For | |||||
4 | Elect Franck Dangeard | Mgmt | For | For | For | |||||
5 | Elect Geraldine Laybourne | Mgmt | For | For | For | |||||
6 | Elect David Mahoney | Mgmt | For | For | For | |||||
7 | Elect Robert Miller | Mgmt | For | For | For | |||||
8 | Elect Enrique Salem | Mgmt | For | For | For | |||||
9 | Elect Daniel Schulman | Mgmt | For | For | For | |||||
10 | Elect John Thompson | Mgmt | For | For | For | |||||
11 | Elect V. Paul Unruh | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||||
14 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
T. Rowe Price Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TROW | CUSIP 74144T108 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edward C. Bernard | Mgmt | For | For | For | |||||
2 | Elect James T. Brady | Mgmt | For | For | For | |||||
3 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
4 | Elect Donald B. Hebb, Jr. | Mgmt | For | For | For | |||||
5 | Elect James A.C. Kennedy | Mgmt | For | For | For | |||||
6 | Elect Robert F. MacLellan | Mgmt | For | For | For | |||||
7 | Elect Brian C. Rogers | Mgmt | For | For | For | |||||
8 | Elect Dr. Alfred Sommer | Mgmt | For | For | For | |||||
9 | Elect Dwight S. Taylor | Mgmt | For | For | For | |||||
10 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Target Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TGT | CUSIP 87612E106 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
2 | Elect Calvin Darden | Mgmt | For | For | For | |||||
3 | Elect Mary Dillon | Mgmt | For | For | For | |||||
4 | Elect James Johnson | Mgmt | For | For | For | |||||
5 | Elect Mary Minnick | Mgmt | For | For | For | |||||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
7 | Elect Derica Rice | Mgmt | For | For | For | |||||
8 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
9 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||||
10 | Elect John Stumpf | Mgmt | For | For | For | |||||
11 | Elect Solomon Trujillo | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||||
Teradata Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TDC | CUSIP 88076W103103 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nancy E. Cooper | Mgmt | For | Against | Against | |||||
2 | Elect David E. Kepler | Mgmt | For | Against | Against | |||||
3 | Elect William S. Stavropoulos | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||||
8 | Elect Ruth Simmons | Mgmt | For | For | For | |||||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
The AES Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AES | CUSIP 00130H105 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | |||||
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | |||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | |||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | |||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Allstate Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALL | CUSIP 020002101 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Robert Beyer | Mgmt | For | For | For | |||||
3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
4 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
5 | Elect Ronald LeMay | Mgmt | For | For | For | |||||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||||
7 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||||
8 | Elect Joshua Smith | Mgmt | For | For | For | |||||
9 | Elect Judith Sprieser | Mgmt | For | For | For | |||||
10 | Elect Mary Taylor | Mgmt | For | For | For | |||||
11 | Elect Thomas Wilson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
14 | Designation of Delaware Chancery Court as Forum for Derivative Actions | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Right to Act Written Consent | ShrHldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
The Bank of New York Mellon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BK | CUSIP 064058100 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ruth Bruch | Mgmt | For | For | For | |||||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
4 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
5 | Elect Robert Kelly | Mgmt | For | For | For | |||||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
7 | Elect Michael Kowalski | Mgmt | For | For | For | |||||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||||
9 | Elect Mark Nordenberg | Mgmt | For | For | For | |||||
10 | Elect Catherine Rein | Mgmt | For | For | For | |||||
11 | Elect William Richardson | Mgmt | For | For | For | |||||
12 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
13 | Elect John Surma | Mgmt | For | For | For | |||||
14 | Elect Wesley von Schack | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
18 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
The Charles Schwab Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCHW | CUSIP 808513105 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Frank Herringer | Mgmt | For | For | For | |||||
2 | Elect Stephen McLin | Mgmt | For | For | For | |||||
3 | Elect Charles Schwab | Mgmt | For | For | For | |||||
4 | Elect Roger Walther | Mgmt | For | For | For | |||||
5 | Elect Robert Wilson | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
10 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Abstain | For | Against | |||||
The Chubb Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CB | CUSIP 171232101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zoe Baird | Mgmt | For | For | For | |||||
2 | Elect Sheila Burke | Mgmt | For | For | For | |||||
3 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Finnegan | Mgmt | For | For | For | |||||
5 | Elect Lawrence Kellner | Mgmt | For | For | For | |||||
6 | Elect Martin McGuinn | Mgmt | For | For | For | |||||
7 | Elect Lawrence Small | Mgmt | For | For | For | |||||
8 | Elect Jess Søderberg | Mgmt | For | For | For | |||||
9 | Elect Daniel Somers | Mgmt | For | For | For | |||||
10 | Elect James Zimmerman | Mgmt | For | For | For | |||||
11 | Elect Alfred Zollar | Mgmt | For | For | For | |||||
12 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
The Coca-Cola Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
4 | Elect Barry Diller | Mgmt | For | For | For | |||||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||||
8 | Elect Donald Keough | Mgmt | For | For | For | |||||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||||
12 | Elect James Robinson III | Mgmt | For | For | For | |||||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||||
14 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||||
15 | Elect James Williams | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | Against | Against | |||||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHldr | Against | Against | For | |||||
The Dow Chemical Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DOW | CUSIP 260543103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||||
3 | Elect James Bell | Mgmt | For | For | For | |||||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
6 | Elect Jennifer Granholm | Mgmt | For | For | For | |||||
7 | Elect John Hess | Mgmt | For | For | For | |||||
8 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
9 | Elect Paul Polman | Mgmt | For | For | For | |||||
10 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
11 | Elect James Ringler | Mgmt | For | Against | Against | |||||
12 | Elect Ruth Shaw | Mgmt | For | For | For | |||||
13 | Elect Paul Stern | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
The Dun & Bradstreet Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNB | CUSIP 26483E100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Elect Michael Winkler | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Amendment to the Covered Employee Incentive Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
The Estèe Lauder Companies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EL | CUSIP 518439104 | 11/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Aerin Lauder | Mgmt | For | Withhold | Against | |||||
1.2 | Elect William Lauder | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Lynn Forester de Rothschild | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Richard Parsons | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Richard Zannino | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the 2002 Share Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Goldman Sachs Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GS | CUSIP 38141G104 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||||
2 | Elect John Bryan | Mgmt | For | For | For | |||||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||||
4 | Elect Claes Dahlbäck | Mgmt | For | For | For | |||||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||||
6 | Elect William George | Mgmt | For | For | For | |||||
7 | Elect James Johnson | Mgmt | For | For | For | |||||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||||
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||||
10 | Elect James Schiro | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Compensation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
The Hartford Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||||
4 | Elect Liam McGee | Mgmt | For | For | For | |||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||||
6 | Elect Michael Morris | Mgmt | For | For | For | |||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Hershey Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSY | CUSIP 427866108 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Pamela Arway | Mgmt | For | For | For | |||||
1.2 | Elect Robert Cavanaugh | Mgmt | For | For | For | |||||
1.3 | Elect Charles Davis | Mgmt | For | For | For | |||||
1.4 | Elect James Mead | Mgmt | For | For | For | |||||
1.5 | Elect James Nevels | Mgmt | For | For | For | |||||
1.6 | Elect Anthony Palmer | Mgmt | For | For | For | |||||
1.7 | Elect Thomas Ridge | Mgmt | For | For | For | |||||
1.8 | Elect David Shedlarz | Mgmt | For | For | For | |||||
1.9 | Elect David West | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||||
The NASDAQ OMX Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NDAQ | CUSIP 631103108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Urban Bäckström | Mgmt | For | For | For | |||||
2 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||||
3 | Elect Michael Casey | Mgmt | For | For | For | |||||
4 | Elect Börje Ekholm | Mgmt | For | For | For | |||||
5 | Elect Lon Gorman | Mgmt | For | For | For | |||||
6 | Elect Robert Greifeld | Mgmt | For | For | For | |||||
7 | Elect Glenn Hutchins | Mgmt | For | For | For | |||||
8 | Elect Birgitta Kantola | Mgmt | For | For | For | |||||
9 | Elect Essa Kazim | Mgmt | For | For | For | |||||
10 | Elect John Markese | Mgmt | For | For | For | |||||
11 | Elect Hans Nielsen | Mgmt | For | For | For | |||||
12 | Elect Thomas O'Neill | Mgmt | For | For | For | |||||
13 | Elect James Riepe | Mgmt | For | For | For | |||||
14 | Elect Michael Splinter | Mgmt | For | For | For | |||||
15 | Elect Lars Wedenborn | Mgmt | For | For | For | |||||
16 | Elect Deborah Wince-Smith | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
The PNC Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNC | CUSIP 693475105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Berndt | Mgmt | For | Against | Against | |||||
2 | Elect Charles Bunch | Mgmt | For | Against | Against | |||||
3 | Elect Paul Chellgren | Mgmt | For | Against | Against | |||||
4 | Elect Kay James | Mgmt | For | Against | Against | |||||
5 | Elect Richard Kelson | Mgmt | For | Against | Against | |||||
6 | Elect Bruce Lindsay | Mgmt | For | Against | Against | |||||
7 | Elect Anthony Massaro | Mgmt | For | Against | Against | |||||
8 | Elect Jane Pepper | Mgmt | For | Against | Against | |||||
9 | Elect James Rohr | Mgmt | For | Against | Against | |||||
10 | Elect Donald Shepard | Mgmt | For | Against | Against | |||||
11 | Elect Lorene Steffes | Mgmt | For | Against | Against | |||||
12 | Elect Dennis Strigl | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Elect George Walls, Jr. | Mgmt | For | Against | Against | |||||
15 | Elect Helge Wehmeier | Mgmt | For | Against | Against | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Procter & Gamble Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
3 | Elect Scott Cook | Mgmt | For | For | For | |||||
4 | Elect Rajat Gupta | Mgmt | For | For | For | |||||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
8 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
9 | Elect Patricia Woertz | Mgmt | For | For | For | |||||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
The Progressive Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PGR | CUSIP 743315103 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stuart Burgdoerfer | Mgmt | For | For | For | |||||
2 | Elect Charles Davis | Mgmt | For | For | For | |||||
3 | Amendment to Code of Regulations | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Shaw Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHAW | CUSIP 820280105 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J.M. Bernhard, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect James Barker | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Capps | Mgmt | For | For | For | |||||
1.4 | Elect Daniel Hoffler | Mgmt | For | For | For | |||||
1.5 | Elect David Hoyle | Mgmt | For | For | For | |||||
1.6 | Elect Michael Mancuso | Mgmt | For | For | For | |||||
1.7 | Elect Albert McAlister | Mgmt | For | For | For | |||||
1.8 | Elect Stephen Tritch | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||||
The Walt Disney Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIS | CUSIP 254687106 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect John Bryson | Mgmt | For | For | For | |||||
3 | Elect John Chen | Mgmt | For | For | For | |||||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||||
5 | Elect Robert Iger | Mgmt | For | For | For | |||||
6 | Elect Steven Jobs | Mgmt | For | For | For | |||||
7 | Elect Fred Langhammer | Mgmt | For | For | For | |||||
8 | Elect Aylwin Lewis | Mgmt | For | For | For | |||||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||||
10 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
11 | Elect John Pepper, Jr. | Mgmt | For | For | For | |||||
12 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||||
13 | Elect Orin Smith | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding One Test Performance Assessment | ShrHldr | Against | Against | For | |||||
The Western Union Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WU | CUSIP 959802109 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hikmet Ersek | Mgmt | For | For | For | |||||
2 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
3 | Elect Linda Levinson | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Thermo Fisher Scientific Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TMO | CUSIP 883556102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Lynch | Mgmt | For | For | For | |||||
2 | Elect William Parrett | Mgmt | For | For | For | |||||
3 | Elect Michael Porter | Mgmt | For | For | For | |||||
4 | Elect Scott Sperling | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Time Warner Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | Against | Against | |||||
2 | Elect William Barr | Mgmt | For | Against | Against | |||||
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |||||
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |||||
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |||||
6 | Elect Robert Clark | Mgmt | For | Against | Against | |||||
7 | Elect Mathias Döpfner | Mgmt | For | Against | Against | |||||
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |||||
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |||||
10 | Elect Michael Miles | Mgmt | For | Against | Against | |||||
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||||
12 | Elect Paul Wachter | Mgmt | For | Against | Against | |||||
13 | Elect Deborah Wright | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
TJX Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TJX | CUSIP 872540109 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect José Alvarez | Mgmt | For | For | For | |||||
2 | Elect Alan Bennett | Mgmt | For | For | For | |||||
3 | Elect Bernard Cammarata | Mgmt | For | For | For | |||||
4 | Elect David Ching | Mgmt | For | For | For | |||||
5 | Elect Michael Hines | Mgmt | For | For | For | |||||
6 | Elect Amy Lane | Mgmt | For | For | For | |||||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
8 | Elect John O'Brien | Mgmt | For | For | For | |||||
9 | Elect Willow Shire | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Tyco International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
3.7 | Elect John Krol | Mgmt | For | For | For | |||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
U.S. Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
USB | CUSIP 902973304 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||||
5 | Elect Richard Davis | Mgmt | For | For | For | |||||
6 | Elect Joel Johnson | Mgmt | For | For | For | |||||
7 | Elect Olivia Kirtley | Mgmt | For | For | For | |||||
8 | Elect Jerry Levin | Mgmt | For | For | For | |||||
9 | Elect David O'Maley | Mgmt | For | For | For | |||||
10 | Elect O'Dell Owens | Mgmt | For | For | For | |||||
11 | Elect Richard Reiten | Mgmt | For | For | For | |||||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
United Continental Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UAL | CUSIP 910047109 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kirbyjon Caldwell | Mgmt | For | For | For | |||||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect Jane Garvey | Mgmt | For | For | For | |||||
1.5 | Elect Walter Isaacson | Mgmt | For | For | For | |||||
1.6 | Elect Henry Meyer III | Mgmt | For | For | For | |||||
1.7 | Elect Oscar Munoz | Mgmt | For | For | For | |||||
1.8 | Elect James O'Connor | Mgmt | For | For | For | |||||
1.9 | Elect Laurence Simmons | Mgmt | For | For | For | |||||
1.10 | Elect Jeffery Smisek | Mgmt | For | For | For | |||||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.12 | Elect David Vitale | Mgmt | For | For | For | |||||
1.13 | Elect John Walker | Mgmt | For | For | For | |||||
1.14 | Elect Charles Yamarone | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
United Parcel Service, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UPS | CUSIP 911312106 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Michael Burns | Mgmt | For | For | For | |||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||||
6 | Elect William Johnson | Mgmt | For | For | For | |||||
7 | Elect Ann Livermore | Mgmt | For | For | For | |||||
8 | Elect Rudy Markham | Mgmt | For | For | For | |||||
9 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||||
10 | Elect John Thompson | Mgmt | For | For | For | |||||
11 | Elect Carol Tome | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
United Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Louis Chênevert | Mgmt | For | For | For | |||||
2 | Elect John Faraci | Mgmt | For | For | For | |||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
7 | Elect Charles Lee | Mgmt | For | For | For | |||||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
10 | Elect Richard Myers | Mgmt | For | For | For | |||||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
12 | Elect André Villeneuve | Mgmt | For | For | For | |||||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||||
Urban Outfitters, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URBN | CUSIP 917047102 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Antoian | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Joel Lawson III | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Glen Senk | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||||
US Airways Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LCC | CUSIP 90341W108 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bruce Lakefield | Mgmt | For | For | For | |||||
2 | Elect W. Douglas Parker | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | 2011 Incentive Award Plan | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
Verizon Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VZ | CUSIP 92343V104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Carrión | Mgmt | For | For | For | |||||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||||
3 | Elect Robert Lane | Mgmt | For | For | For | |||||
4 | Elect Lowell McAdam | Mgmt | For | For | For | |||||
5 | Elect Sandra Moose | Mgmt | For | For | For | |||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
9 | Elect Hugh Price | Mgmt | For | For | For | |||||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||||
12 | Elect John Snow | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Visa Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
V | CUSIP 92826C839 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
3.1 | Elect Gary Coughlan | Mgmt | For | For | For | |||||
3.2 | Elect Mary Cranston | Mgmt | For | For | For | |||||
3.3 | Elect Francisco Javier Fernández-Carbajal | Mgmt | For | For | For | |||||
3.4 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
3.5 | Elect Cathy Minehan | Mgmt | For | For | For | |||||
3.6 | Elect Suzanne Johnson | Mgmt | For | For | For | |||||
3.7 | Elect David Pang | Mgmt | For | For | For | |||||
3.8 | Elect Joseph Saunders | Mgmt | For | For | For | |||||
3.9 | Elect William Shanahan | Mgmt | For | For | For | |||||
3.10 | Elect John Swainson | Mgmt | For | For | For | |||||
3.11 | Elect Suzanne Johnson | Mgmt | For | For | For | |||||
3.12 | Elect Joseph Saunders | Mgmt | For | For | For | |||||
3.13 | Elect John Swainson | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
6 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Wal-Mart Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMT | CUSIP 931142103 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||||
2 | Elect James Breyer | Mgmt | For | For | For | |||||
3 | Elect M. Michele Burns | Mgmt | For | Against | Against | |||||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||||
7 | Elect Michael Duke | Mgmt | For | For | For | |||||
8 | Elect Gregory Penner | Mgmt | For | For | For | |||||
9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||||
11 | Elect Arne Sorenson | Mgmt | For | For | For | |||||
12 | Elect Jim Walton | Mgmt | For | For | For | |||||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
14 | Elect Christopher Williams | Mgmt | For | For | For | |||||
15 | Elect Linda Wolf | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Shareholder Proposal Regarding Adopting Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Supplier Sustainability Reports | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Climate Change Risk Report | ShrHldr | Against | Against | For | |||||
Walgreen Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WAG | CUSIP 931422109 | 01/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David J. Brailer | Mgmt | For | For | For | |||||
2 | Elect Steven Davis | Mgmt | For | For | For | |||||
3 | Elect William Foote | Mgmt | For | For | For | |||||
4 | Elect Mark Frissora | Mgmt | For | For | For | |||||
5 | Elect Ginger Graham | Mgmt | For | For | For | |||||
6 | Elect Alan McNally | Mgmt | For | For | For | |||||
7 | Elect Nancy Schlichting | Mgmt | For | For | For | |||||
8 | Elect David Schwartz | Mgmt | For | For | For | |||||
9 | Elect Alejandro Silva | Mgmt | For | For | For | |||||
10 | Elect James Skinner | Mgmt | For | For | For | |||||
11 | Elect Gregory Wasson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Revision to the Purpose Clause | Mgmt | For | For | For | |||||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
15 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
WellPoint, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WLP | CUSIP 94973V107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Warren Jobe | Mgmt | For | For | For | |||||
3 | Elect William Mays | Mgmt | For | For | For | |||||
4 | Elect William Ryan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Elimination of Supermajority Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||||
8 | Amendments Removing Certain Restrictions on Ownership of Shares | Mgmt | For | For | For | |||||
9 | Amendments Deleting Certain Obsolete Provisions | Mgmt | For | For | For | |||||
10 | Amendments Deleting Certain Obsolete Provisions and Making Conforming Changes | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Conversion to Nonprofit Status | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Wells Fargo & Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFC | CUSIP 949746101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Baker II | Mgmt | For | For | For | |||||
2 | Elect John Chen | Mgmt | For | For | For | |||||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||||
4 | Elect Susan Engel | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect Donald James | Mgmt | For | For | For | |||||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
10 | Elect Philip Quigley | Mgmt | For | For | For | |||||
11 | Elect Judith Runstad | Mgmt | For | For | For | |||||
12 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
13 | Elect John Stumpf | Mgmt | For | For | For | |||||
14 | Elect Susan Swenson | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Wyndham Worldwide Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WYN | CUSIP 98310W108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Buckman | Mgmt | For | For | For | |||||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Xerox Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XRX | CUSIP 984121103 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glenn Britt | Mgmt | For | For | For | |||||
2 | Elect Ursula Burns | Mgmt | For | For | For | |||||
3 | Elect Richard Harrington | Mgmt | For | For | For | |||||
4 | Elect William Hunter | Mgmt | For | For | For | |||||
5 | Elect Robert Keegan | Mgmt | For | For | For | |||||
6 | Elect Robert McDonald | Mgmt | For | For | For | |||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
8 | Elect Charles Prince | Mgmt | For | For | For | |||||
9 | Elect Ann Reese | Mgmt | For | For | For | |||||
10 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
XL Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XL | CUSIP G98290102 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Haag | Mgmt | For | For | For | |||||
2 | Elect Michael McGavick | Mgmt | For | For | For | |||||
3 | Elect Ellen Thrower | Mgmt | For | For | For | |||||
4 | Elect John Vereker | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Amendment to the 1991 Performance Incentive Program | Mgmt | For | For | For | |||||
Yahoo! Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
YHOO | CUSIP 984332106 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect Roy Bostock | Mgmt | For | For | For | |||||
3 | Elect Patti Hart | Mgmt | For | For | For | |||||
4 | Elect Susan James | Mgmt | For | For | For | |||||
5 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||||
6 | Elect David Kenny | Mgmt | For | For | For | |||||
7 | Elect Arthur Kern | Mgmt | For | For | For | |||||
8 | Elect Brad Smith | Mgmt | For | For | For | |||||
9 | Elect Gary Wilson | Mgmt | For | For | For | |||||
10 | Elect Jerry Yang | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Human Rights in China | ShrHldr | Against | Against | For | |||||
Zions Bancorporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZION | CUSIP 989701107 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jerry Atkin | Mgmt | For | For | For | |||||
2 | Elect Roger Porter | Mgmt | For | For | For | |||||
3 | Elect Stephen Quinn | Mgmt | For | For | For | |||||
4 | Elect L. E. Simmons | Mgmt | For | For | For | |||||
5 | Elect Shelley Thomas Williams | Mgmt | For | For | For | |||||
6 | Elect Steven Wheelwright | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||||
Registrant : | Putnam Variable Trust | |||||||||
Fund Name : | Putnam VT Small Cap Value Fund | |||||||||
Date of fiscal year end: | 12/31/2010 | |||||||||
A. Schulman, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHLM | CUSIP 808194104 | 12/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Eugene Allspach | Mgmt | For | For | For | |||||
1.2 | Elect Gregory Barmore | Mgmt | For | For | For | |||||
1.3 | Elect David Birney | Mgmt | For | For | For | |||||
1.4 | Elect Howard Curd | Mgmt | For | For | For | |||||
1.5 | Elect Joseph Gingo | Mgmt | For | For | For | |||||
1.6 | Elect Michael McManus, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Lee Meyer | Mgmt | For | For | For | |||||
1.8 | Elect James Mitarotonda | Mgmt | For | For | For | |||||
1.9 | Elect Ernest Novak, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect Irvin Reid | Mgmt | For | For | For | |||||
1.11 | Elect John Yasinsky | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Value Creation Rewards Plan | Mgmt | For | For | For | |||||
Aaron's, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAN | CUSIP 002535300 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect R. Charles Loudermilk, Sr. | Mgmt | For | For | For | |||||
1.2 | Elect Ronald Allen | Mgmt | For | For | For | |||||
1.3 | Elect Ray Robinson | Mgmt | For | For | For | |||||
1.4 | Elect John Portman, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Aaron's, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAN | CUSIP 002535201 | 12/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elimination of Dual-Class Stock | Mgmt | For | For | For | |||||
2 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Acco Brands Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABD | CUSIP 00081T108 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Bayly | Mgmt | For | For | For | |||||
1.2 | Elect Kathleen Dvorak | Mgmt | For | For | For | |||||
1.3 | Elect G. Thomas Hargrove | Mgmt | For | For | For | |||||
1.4 | Elect Robert Jenkins | Mgmt | For | For | For | |||||
1.5 | Elect Robert Keller | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Kroeger | Mgmt | For | For | For | |||||
1.7 | Elect Michael Norkus | Mgmt | For | For | For | |||||
1.8 | Elect Sheila Talton | Mgmt | For | For | For | |||||
1.9 | Elect Norman Wesley | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2005 Incentive Plan | Mgmt | For | Against | Against | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Addus HomeCare Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADUS | CUSIP 006739106 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Geringer | Mgmt | For | For | For | |||||
1.2 | Elect Wayne Lowell | Mgmt | For | For | For | |||||
1.3 | Elect W. Andrew Wright III | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Addus HomeCare Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADUS | CUSIP 006739106 | 07/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark Heaney | Mgmt | For | For | For | |||||
1.2 | Elect Simon Bachleda | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alliance Data Systems Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADS | CUSIP 018581108 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Roger Ballou | Mgmt | For | For | For | |||||
1.3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Allied World Assurance Company Holdings, Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AWH | CUSIP H01531104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Patterson | Mgmt | For | For | For | |||||
2 | Elect Samuel Weinhoff | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Approval of Loss Carry Forward for the Year Ended December 31, 2010 | Mgmt | For | For | For | |||||
7 | Approval of Dividend in the Form of a Par Value Reduction | Mgmt | For | For | For | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Statuatory Auditor | Mgmt | For | For | For | |||||
10 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||||
Allied World Assurance Company Holdings, Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AWH | CUSIP G0219G203 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reincorporation | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
American Axle & Manufacturing Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXL | CUSIP 024061103 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Dauch | Mgmt | For | For | For | |||||
1.2 | Elect Richard Dauch | Mgmt | For | For | For | |||||
1.3 | Elect William Miller II | Mgmt | For | For | For | |||||
1.4 | Elect Larry Switzer | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
American Capital, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACAS | CUSIP 02503Y103 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Baskin | Mgmt | For | For | For | |||||
2 | Elect Neil Hahl | Mgmt | For | For | For | |||||
3 | Elect Philip Harper | Mgmt | For | For | For | |||||
4 | Elect John Koskinen | Mgmt | For | For | For | |||||
5 | Elect Stan Lundine | Mgmt | For | For | For | |||||
6 | Elect Kenneth Peterson, Jr. | Mgmt | For | For | For | |||||
7 | Elect Alvin Puryear | Mgmt | For | For | For | |||||
8 | Elect Malon Wilkus | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
American Equity Investment Life Holding Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEL | CUSIP 025676206 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joyce Chapman | Mgmt | For | For | For | |||||
1.2 | Elect James Gerlach | Mgmt | For | For | For | |||||
1.3 | Elect Robert Howe | Mgmt | For | For | For | |||||
1.4 | Elect Debra Richardson | Mgmt | For | For | For | |||||
1.5 | Elect Gerald Neugent | Mgmt | For | For | For | |||||
1.6 | Elect David Mulcahy | Mgmt | For | For | For | |||||
2 | 2011 Director Stock Option Plan | Mgmt | For | For | For | |||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Issuance of Common Stock | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Amsurg Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMSG | CUSIP 03232P405 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Henry Herr | Mgmt | For | For | For | |||||
1.2 | Elect Christopher Holden | Mgmt | For | For | For | |||||
1.3 | Elect Kevin Lavender | Mgmt | For | For | For | |||||
1.4 | Elect Ken McDonald | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Applied Industrial Technologies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIT | CUSIP 03820C105 | 10/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Bares | Mgmt | For | For | For | |||||
1.2 | Elect L. Thomas Hiltz | Mgmt | For | For | For | |||||
1.3 | Elect Edith Kelly-Green | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Arch Capital Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACGL | CUSIP G0450A105 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kewsong Lee | Mgmt | For | For | For | |||||
1.2 | Elect Brian Posner | Mgmt | For | For | For | |||||
1.3 | Elect John Vollaro | Mgmt | For | For | For | |||||
1.4 | Elect Robert Works | Mgmt | For | For | For | |||||
1.5 | Elect William Beveridge | Mgmt | For | For | For | |||||
1.6 | Elect Dennis Brand | Mgmt | For | For | For | |||||
1.7 | Elect Knud Christensen | Mgmt | For | For | For | |||||
1.8 | Elect Graham B.R. Collis | Mgmt | For | For | For | |||||
1.9 | Elect William Cooney | Mgmt | For | For | For | |||||
1.10 | Elect Stephen Fogarty | Mgmt | For | For | For | |||||
1.11 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | |||||
1.12 | Elect Rutger H.W. Funnekottler | Mgmt | For | For | For | |||||
1.13 | Elect Marc Grandissan | Mgmt | For | For | For | |||||
1.14 | Elect Michael A. Green | Mgmt | For | For | For | |||||
1.15 | Elect John C.R. Hele | Mgmt | For | For | For | |||||
1.16 | Elect David Hipken | Mgmt | For | For | For | |||||
1.17 | Elect W. Preston Hutchings | Mgmt | For | For | For | |||||
1.18 | Elect Constantine Iordanou | Mgmt | For | For | For | |||||
1.19 | Elect Wolbert Kamphuijs | Mgmt | For | For | For | |||||
1.20 | Elect Michael Kier | Mgmt | For | For | For | |||||
1.21 | Elect Mark Lyons | Mgmt | For | For | For | |||||
1.22 | Elect Adam Matteson | Mgmt | For | For | For | |||||
1.23 | Elect David McElroy | Mgmt | For | For | For | |||||
1.24 | Elect Martin Nilsen | Mgmt | For | For | For | |||||
1.25 | Elect Nicolas Papadopoulo | Mgmt | For | For | For | |||||
1.26 | Elect Michael Quinn | Mgmt | For | For | For | |||||
1.27 | Elect Maamoun Rajeh | Mgmt | For | For | For | |||||
1.28 | Elect Paul Robotham | Mgmt | For | For | For | |||||
1.29 | Elect Sarah Scheuer | Mgmt | For | For | For | |||||
1.30 | Elect Budhi Singh | Mgmt | For | For | For | |||||
1.31 | Elect Helmut Sohler | Mgmt | For | For | For | |||||
1.32 | Elect Julian Stroud | Mgmt | For | For | For | |||||
1.33 | Elect Angus Watson | Mgmt | For | For | For | |||||
1.34 | Elect James Weatherstone | Mgmt | For | For | For | |||||
2 | Stock Split | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
ArvinMeritor, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARM | CUSIP 043353101 | 01/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Rhonda Brooks | Mgmt | For | For | For | |||||
1.3 | Elect Steven Rothmeier | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Company Name Change | Mgmt | For | For | For | |||||
Assured Guaranty Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Francisco Borges | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Patrick Kenny | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robin Monro-Davies | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael O'Kane | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Howard Albert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |||||
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||||
Avista Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVA | CUSIP 05379B107 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Racicot | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Article Amendments to Eliminate Classification of the Board | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
BE Aerospace, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BEAV | CUSIP 073302101 | 07/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jim Cowart | Mgmt | For | For | For | |||||
1.2 | Elect Arthur Wegner | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 1994 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Berkshire Hills Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BHLB | CUSIP 084680107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Daly | Mgmt | For | For | For | |||||
1.2 | Elect Susan Hill | Mgmt | For | For | For | |||||
1.3 | Elect Cornelius Mahoney | Mgmt | For | For | For | |||||
1.4 | Elect Catherine Miller | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Berkshire Hills Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BHLB | CUSIP 084680107 | 06/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Brookline Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRKL | CUSIP 11373M107 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Wilde | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | 2011 Restricted Stock Plan | Mgmt | For | For | For | |||||
Buckeye Technologies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BKI | CUSIP 118255108 | 11/04/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lewis Holland | Mgmt | For | For | For | |||||
1.2 | Elect Kristopher Matula | Mgmt | For | For | For | |||||
1.3 | Elect Virginia Wetherell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cabot Oil & Gas Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COG | CUSIP 127097103 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dan Dinges | Mgmt | For | For | For | |||||
2 | Elect James Gibbs | Mgmt | For | For | For | |||||
3 | Elect William Vititoe | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Campus Crest Communities Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCG | CUSIP 13466Y105 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ted Rollins | Mgmt | For | For | For | |||||
1.2 | Elect Michael Hartnett | Mgmt | For | For | For | |||||
1.3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||||
1.4 | Elect Richard Kahlbaugh | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Denis McGlynn | Mgmt | For | For | For | |||||
1.6 | Elect William Popeo | Mgmt | For | For | For | |||||
1.7 | Elect Daniel Simmons | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Capitol Federal Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CFFN | CUSIP 14057J101 | 02/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Johnson | Mgmt | For | For | For | |||||
1.2 | Elect Michael McCoy | Mgmt | For | For | For | |||||
1.3 | Elect Marilyn Ward | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cascade Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CASC | CUSIP 147195101 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Nickerson | Mgmt | For | For | For | |||||
1.2 | Elect Robert Warren, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Henry Wessinger, II | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Short Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Amendment to the Stock Appreciation Rights and Restricted Stock Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Charming Shoppes, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHRS | CUSIP 161133103 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Arnaud Ajdler | Mgmt | For | For | For | |||||
1.2 | Elect Michael Appel | Mgmt | For | For | For | |||||
1.3 | Elect Richard Bennet, III | Mgmt | For | For | For | |||||
1.4 | Elect Michael Blitzer | Mgmt | For | For | For | |||||
1.5 | Elect Michael Goldstein | Mgmt | For | For | For | |||||
1.6 | Elect Katherine Hudson | Mgmt | For | For | For | |||||
1.7 | Elect Bruce Klatsky | Mgmt | For | For | For | |||||
1.8 | Elect Paula Price | Mgmt | For | For | For | |||||
1.9 | Elect Anthony Romano | Mgmt | For | For | For | |||||
1.10 | Elect Alan Rosskamm | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Chimera Investment Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CIM | CUSIP 16934Q109 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Donlin | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Mark Abrams | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Gerard Creagh | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Chiquita Brands International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CQB | CUSIP 170032809 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||||
1.2 | Elect Kerrii Anderson | Mgmt | For | For | For | |||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect William Camp | Mgmt | For | For | For | |||||
1.5 | Elect Clare Hasler-Lewis | Mgmt | For | For | For | |||||
1.6 | Elect Jaime Serra | Mgmt | For | For | For | |||||
1.7 | Elect Jeffrey Simmons | Mgmt | For | For | For | |||||
1.8 | Elect Steven Stanbrook | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ciber, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBR | CUSIP 17163B102 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Kurtz | Mgmt | For | For | For | |||||
1.2 | Elect Kurt Lauk | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Amendment to the 2004 Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cirrus Logic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRUS | CUSIP 172755100 | 07/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Hackworth | Mgmt | For | For | For | |||||
1.2 | Elect John Carter | Mgmt | For | For | For | |||||
1.3 | Elect Timothy Dehine | Mgmt | For | For | For | |||||
1.4 | Elect D. James Guzy | Mgmt | For | For | For | |||||
1.5 | Elect Jason Rhode | Mgmt | For | For | For | |||||
1.6 | Elect William Sherman | Mgmt | For | For | For | |||||
1.7 | Elect Robert Smith | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
CMS Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMS | CUSIP 125896100 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Merribel Ayres | Mgmt | For | For | For | |||||
1.2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Ewing | Mgmt | For | For | For | |||||
1.4 | Elect Richard Gabrys | Mgmt | For | For | For | |||||
1.5 | Elect David Joos | Mgmt | For | For | For | |||||
1.6 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Michael Monahan | Mgmt | For | For | For | |||||
1.8 | Elect John Russell | Mgmt | For | For | For | |||||
1.9 | Elect Kenneth Way | Mgmt | For | For | For | |||||
1.10 | Elect John Yasinsky | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Coal Risk Report | ShrHldr | Against | Against | For | |||||
Cogent Communications Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCOI | CUSIP 19239V302 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dave Schaeffer | Mgmt | For | For | For | |||||
1.2 | Elect Steven Brooks | Mgmt | For | For | For | |||||
1.3 | Elect Erel Margalit | Mgmt | For | For | For | |||||
1.4 | Elect Timothy Weingarten | Mgmt | For | For | For | |||||
1.5 | Elect Richard Liebhaber | Mgmt | For | For | For | |||||
1.6 | Elect D. Blake Bath | Mgmt | For | For | For | |||||
1.7 | Elect Marc Montagner | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Cogent, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COGT | CUSIP 19239Y108 | 08/02/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ming Hsieh | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Bolger | Mgmt | For | Withhold | Against | |||||
1.3 | Elect John Stenbit | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Kenneth Thornton | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Collective Brands, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSS | CUSIP 19421W100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Moran | Mgmt | For | For | For | |||||
1.2 | Elect Matthew Ouimet | Mgmt | For | For | For | |||||
1.3 | Elect Matthew Rubel | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Commercial Vehicle Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVGI | CUSIP 202608105 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Bovee | Mgmt | For | For | For | |||||
1.2 | Elect Mervin Dunn | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Core-Mark Holding Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CORE | CUSIP 218681104 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Allen | Mgmt | For | For | For | |||||
2 | Elect Stuart Booth | Mgmt | For | For | For | |||||
3 | Elect Gary Colter | Mgmt | For | For | For | |||||
4 | Elect L. William Krause | Mgmt | For | For | For | |||||
5 | Elect Harvey Tepner | Mgmt | For | For | For | |||||
6 | Elect Randolph Thornton | Mgmt | For | For | For | |||||
7 | Elect J. Michael Walsh | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cowen Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COWN | CUSIP 223622101 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
CSG Systems International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSGS | CUSIP 126349109 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Cooper | Mgmt | For | For | For | |||||
1.2 | Elect John Hughes | Mgmt | For | For | For | |||||
1.3 | Elect Bernard Reznicek | Mgmt | For | For | For | |||||
1.4 | Elect Donald Smith | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Approval of the Performance Bonus Program | Mgmt | For | For | For | |||||
5 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
6 | Amendment to the 1996 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cutera, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CUTR | CUSIP 232109108 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kevin Connors | Mgmt | For | Withhold | Against | |||||
1.2 | Elect David Gollnick | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Deluxe Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLX | CUSIP 248019101 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Baldwin | Mgmt | For | For | For | |||||
1.2 | Elect Charles Haggerty | Mgmt | For | For | For | |||||
1.3 | Elect Don McGrath | Mgmt | For | For | For | |||||
1.4 | Elect Cheryl McKissack | Mgmt | For | For | For | |||||
1.5 | Elect Neil Metviner | Mgmt | For | For | For | |||||
1.6 | Elect Stephen Nachtsheim | Mgmt | For | For | For | |||||
1.7 | Elect Mary O'Dwyer | Mgmt | For | For | For | |||||
1.8 | Elect Martyn Redgrave | Mgmt | For | For | For | |||||
1.9 | Elect Lee Schram | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Denny's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DENN | CUSIP 24869P104 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregg Dedrick | Mgmt | For | For | For | |||||
2 | Elect Brenda Lauderback | Mgmt | For | For | For | |||||
3 | Elect Robert Marks | Mgmt | For | For | For | |||||
4 | Elect John Miller | Mgmt | For | For | For | |||||
5 | Elect Louis Neeb | Mgmt | For | For | For | |||||
6 | Elect Donald Robinson | Mgmt | For | For | For | |||||
7 | Elect Donald Shepherd | Mgmt | For | For | For | |||||
8 | Elect Debra Smithart-Oglesby | Mgmt | For | For | For | |||||
9 | Elect Laysha Ward | Mgmt | For | For | For | |||||
10 | Elect F. Mark Wolfinger | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
DineEquity, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIN | CUSIP 254423106 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Gordon | Mgmt | For | For | For | |||||
1.2 | Elect Larry Kay | Mgmt | For | For | For | |||||
1.3 | Elect Julia Stewart | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Domino's Pizza, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DPZ | CUSIP 25754A201 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Vernon Hamilton | Mgmt | For | For | For | |||||
2 | Elect Andrew Balson | Mgmt | For | For | For | |||||
3 | Amendment to the Employee Stock Payroll Deduction Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Duff & Phelps Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DUF | CUSIP 26433B107 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Noah Gottdiener | Mgmt | For | For | For | |||||
1.2 | Elect Robert Belke | Mgmt | For | For | For | |||||
1.3 | Elect Peter Calamari | Mgmt | For | For | For | |||||
1.4 | Elect William Carapezzi | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Harvey Krueger | Mgmt | For | For | For | |||||
1.6 | Elect Sander Levy | Mgmt | For | For | For | |||||
1.7 | Elect Jeffrey Lovell | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
DXP Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DXPE | CUSIP 233377407 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Little | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Timothy Halter | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Kenneth Miller | Mgmt | For | Withhold | Against | |||||
2 | Amendment to Authorized Preferred Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
EarthLink, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELNK | CUSIP 270321102 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
3.1 | Elect Susan Bowick | Mgmt | For | For | For | |||||
3.2 | Elect Nathanial Davis | Mgmt | For | For | For | |||||
3.3 | Elect S. Marce Fuller | Mgmt | For | For | For | |||||
3.4 | Elect Rolla P. Huff | Mgmt | For | For | For | |||||
3.5 | Elect David Koretz | Mgmt | For | For | For | |||||
3.6 | Elect Thomas Wheeler | Mgmt | For | For | For | |||||
3.7 | Elect M. Wayne Wisehart | Mgmt | For | For | For | |||||
3.8 | Elect Nathanial Davis | Mgmt | For | For | For | |||||
3.9 | Elect Rolla P. Huff | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | 2011 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Electro Scientific Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESIO | CUSIP 285229100 | 08/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Frederick Ball | Mgmt | For | For | For | |||||
1.2 | Elect Nicholas Konidaris | Mgmt | For | For | For | |||||
1.3 | Elect Robert Walker | Mgmt | For | For | For | |||||
1.4 | Elect David Nierenberg | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Emcor Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EME | CUSIP 29084Q100 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Bershad | Mgmt | For | For | For | |||||
1.2 | Elect David Brown | Mgmt | For | For | For | |||||
1.3 | Elect Larry Bump | Mgmt | For | For | For | |||||
1.4 | Elect Albert Fried, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Anthony Guzzi | Mgmt | For | For | For | |||||
1.6 | Elect Richard Hamm, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect David Laidley | Mgmt | For | For | For | |||||
1.8 | Elect Frank MacInnis | Mgmt | For | For | For | |||||
1.9 | Elect Jerry Ryan | Mgmt | For | For | For | |||||
1.10 | Elect Michael Yonker | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Employers Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EIG | CUSIP 292218104 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Kolesar | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Dirks | Mgmt | For | For | For | |||||
1.3 | Elect Richard Blakey | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Energen Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EGN | CUSIP 29265N108 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Dewey | Mgmt | For | For | For | |||||
1.2 | Elect James McManus II | Mgmt | For | For | For | |||||
1.3 | Elect David Wilson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
EnerSys | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENS | CUSIP 29275Y102 | 07/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Craig | Mgmt | For | For | For | |||||
1.2 | Elect Howard Hoffen | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Joseph Muscari | Mgmt | For | For | For | |||||
2 | 2010 Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ennis Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EBF | CUSIP 293389102 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Frank Bracken | Mgmt | For | For | For | |||||
1.2 | Elect Keith Walters | Mgmt | For | For | For | |||||
1.3 | Elect Irshad Ahmad | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Entertainment Properties Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EPR | CUSIP 29380T105 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Brain | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Druten | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
ESSA Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESSA | CUSIP 29667D104 | 03/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Henning | Mgmt | For | For | For | |||||
1.2 | Elect Frederick Kutteroff | Mgmt | For | For | For | |||||
1.3 | Elect Elizabeth Weekes | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Exide Technologies | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XIDE | CUSIP 302051206 | 09/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Herbert Aspbury | Mgmt | For | For | For | |||||
1.2 | Elect James Bolch | Mgmt | For | For | For | |||||
1.3 | Elect Michael D'Appolonia | Mgmt | For | For | For | |||||
1.4 | Elect David Ferguson | Mgmt | For | For | For | |||||
1.5 | Elect John O'Higgins | Mgmt | For | For | For | |||||
1.6 | Elect Dominic Pileggi | Mgmt | For | For | For | |||||
1.7 | Elect John Reilly | Mgmt | For | For | For | |||||
1.8 | Elect Michael Ressner | Mgmt | For | For | For | |||||
1.9 | Elect Carroll Wetzel, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Express, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXPR | CUSIP 30219E103 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Dominik | Mgmt | For | For | For | |||||
1.2 | Elect Sam Duncan | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
First Citizens BancShares, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCNCA | CUSIP 31946M103 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Alexander, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Carmen Holding Ames | Mgmt | For | For | For | |||||
1.3 | Elect Victor Bell III | Mgmt | For | For | For | |||||
1.4 | Elect George Broadrick | Mgmt | For | For | For | |||||
1.5 | Elect Hope Connell | Mgmt | For | For | For | |||||
1.6 | Elect H. M. Craig III | Mgmt | For | For | For | |||||
1.7 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Daniel Heavner | Mgmt | For | For | For | |||||
1.9 | Elect Frank Holding | Mgmt | For | For | For | |||||
1.10 | Elect Frank Holding, Jr. | Mgmt | For | For | For | |||||
1.11 | Elect Lucius Jones | Mgmt | For | For | For | |||||
1.12 | Elect Robert Mason, IV | Mgmt | For | For | For | |||||
1.13 | Elect Robert Newcomb | Mgmt | For | For | For | |||||
1.14 | Elect James Parker | Mgmt | For | For | For | |||||
1.15 | Elect Ralph Shelton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
First Financial Bancorp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FFBC | CUSIP 320209109 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Barker | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Claude Davis | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Susan Knust | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Maribeth Rahe | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Cynthia Booth | Mgmt | For | Withhold | Against | |||||
2 | Amendment to Articles of Incorporation to Repeal Classified Board | Mgmt | For | For | For | |||||
3 | Amendment to Regulations to Repeal Classified Board | Mgmt | For | For | For | |||||
4 | Key Executive Short Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
First of Long Island Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FLIC | CUSIP 320734106 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Howard Hogan, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect John Lane | Mgmt | For | For | For | |||||
1.3 | Elect Milbrey Taylor | Mgmt | For | For | For | |||||
1.4 | Elect Walter Teagle, III | Mgmt | For | For | For | |||||
1.5 | Elect Michael Vittorio | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
GAIN Capital Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GCAP | CUSIP 36268W100 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Quick | Mgmt | For | For | For | |||||
1.2 | Elect Glenn Stevens | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Bevilacqua | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
General Cable Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BGC | CUSIP 369300108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gregory Kenny | Mgmt | For | For | For | |||||
1.2 | Elect Charles McClure, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Prevost | Mgmt | For | For | For | |||||
1.4 | Elect Robert Smialek | Mgmt | For | For | For | |||||
1.5 | Elect John Welsh, III | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Gordmans Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GMAN | CUSIP 38269P100 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Gordman | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Stewart Kasen | Mgmt | For | Withhold | Against | |||||
1.3 | Elect James Shea | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2010 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Grand Canyon Education Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LOPE | CUSIP 38526M106 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brent Richardson | Mgmt | For | For | For | |||||
1.2 | Elect Brian Mueller | Mgmt | For | For | For | |||||
1.3 | Elect Christopher Richardson | Mgmt | For | For | For | |||||
1.4 | Elect Chad Heath | Mgmt | For | For | For | |||||
1.5 | Elect D. Mark Dorman | Mgmt | For | For | For | |||||
1.6 | Elect David Johnson | Mgmt | For | For | For | |||||
1.7 | Elect Jack Henry | Mgmt | For | For | For | |||||
1.8 | Elect Gerald Colangelo | Mgmt | For | For | For | |||||
2 | Annual Cash Incentive Plan | Mgmt | For | For | For | |||||
3 | Approval of the Section 162(m) Limits of the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Great Plains Energy Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GXP | CUSIP 391164100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Bodde | Mgmt | For | For | For | |||||
1.2 | Elect Michael Chesser | Mgmt | For | For | For | |||||
1.3 | Elect William Downey | Mgmt | For | For | For | |||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | |||||
1.6 | Elect James Mitchell | Mgmt | For | For | For | |||||
1.7 | Elect William Nelson | Mgmt | For | For | For | |||||
1.8 | Elect John Sherman | Mgmt | For | For | For | |||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | |||||
1.10 | Elect Robert West | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
H&E Equipment Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HEES | CUSIP 404030108 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary Bagley | Mgmt | For | For | For | |||||
1.2 | Elect John Engquist | Mgmt | For | For | For | |||||
1.3 | Elect Paul Arnold | Mgmt | For | For | For | |||||
1.4 | Elect Bruce Bruckmann | Mgmt | For | For | For | |||||
1.5 | Elect Patrick Edsell | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Galligan III | Mgmt | For | For | For | |||||
1.7 | Elect Lawrence Karlson | Mgmt | For | For | For | |||||
1.8 | Elect John Sawyer | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Haverty Furniture Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HVT | CUSIP 419596101 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Glover | Mgmt | For | For | For | |||||
1.2 | Elect Rawson Haverty, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect L. Phillip Humann | Mgmt | For | For | For | |||||
1.4 | Elect Mylle Mangum | Mgmt | For | For | For | |||||
1.5 | Elect Frank McGaughey III | Mgmt | For | For | For | |||||
1.6 | Elect Clarence Smith | Mgmt | For | For | For | |||||
1.7 | Elect Al Trujillo | Mgmt | For | For | For | |||||
1.8 | Elect Terence McGuirk | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Vicki Palmer | Mgmt | For | For | For | |||||
1.10 | Elect Fred Schuermann | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
HCC Insurance Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCC | CUSIP 404132102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Judy Bozeman | Mgmt | For | For | For | |||||
1.2 | Elect Frank Bramanti | Mgmt | For | For | For | |||||
1.3 | Elect Walter Duer | Mgmt | For | For | For | |||||
1.4 | Elect James Flagg | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||||
1.6 | Elect Leslie Heisz | Mgmt | For | For | For | |||||
1.7 | Elect Deborah Midanek | Mgmt | For | For | For | |||||
1.8 | Elect John Molbeck, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect James Oesterreicher | Mgmt | For | For | For | |||||
1.10 | Elect Robert Rosholt | Mgmt | For | For | For | |||||
1.11 | Elect Christopher Williams | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Health Management Associates, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HMA | CUSIP 421933102 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Schoen | Mgmt | For | For | For | |||||
1.2 | Elect Gary Newsome | Mgmt | For | For | For | |||||
1.3 | Elect Kent Dauten | Mgmt | For | For | For | |||||
1.4 | Elect Donald Kiernan | Mgmt | For | For | For | |||||
1.5 | Elect Robert Knox | Mgmt | For | For | For | |||||
1.6 | Elect William Mayberry | Mgmt | For | For | For | |||||
1.7 | Elect Vicki O'Meara | Mgmt | For | For | For | |||||
1.8 | Elect William Steere, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Randolph Westerfield | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Helix Energy Solutions Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HLX | CUSIP 42330P107 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Nancy Quinn | Mgmt | For | For | For | |||||
1.2 | Elect William Transier | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Hercules Technology Growth Capital, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTGC | CUSIP 427096508 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Badavas | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Joseph Chow | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |||||
6 | Approval to Issue Debt Convertible into Shares at a Conversion Price Below Net Asset Value | Mgmt | For | For | For | |||||
7 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
Horace Mann Educators Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HMN | CUSIP 440327104 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Futrell | Mgmt | For | For | For | |||||
2 | Elect Stephen Hasenmiller | Mgmt | For | For | For | |||||
3 | Elect Peter Heckman | Mgmt | For | For | For | |||||
4 | Elect Ronald Helow | Mgmt | For | For | For | |||||
5 | Elect Gabriel Shaheen | Mgmt | For | For | For | |||||
6 | Elect Roger Steinbecker | Mgmt | For | For | For | |||||
7 | Elect Robert Stricker | Mgmt | For | For | For | |||||
8 | Elect Charles Wright | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Horizon Technology Finance Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRZN | CUSIP 44045A102 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Swanson | Mgmt | For | Withhold | Against | |||||
1.2 | Elect James Bottiglieri | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Authorization to Offer and Sell Shares of Common Stock Below Net Asset Value | Mgmt | For | Against | Against | |||||
Horsehead Holding Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZINC | CUSIP 440694305 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John van Roden, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Jack Shilling | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||||
Iconix Brand Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ICON | CUSIP 451055107 | 08/19/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Neil Cole | Mgmt | For | For | For | |||||
1.2 | Elect Barry Emanuel | Mgmt | For | For | For | |||||
1.3 | Elect Steven Mendelow | Mgmt | For | For | For | |||||
1.4 | Elect Drew Cohen | Mgmt | For | For | For | |||||
1.5 | Elect F. Peter Cuneo | Mgmt | For | For | For | |||||
1.6 | Elect Mark Friedman | Mgmt | For | For | For | |||||
1.7 | Elect James Marcum | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Infinity Property and Casualty Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPCC | CUSIP 45665Q103 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Teresa Canida | Mgmt | For | For | For | |||||
1.2 | Elect Jorge Castro | Mgmt | For | For | For | |||||
1.3 | Elect James Gober | Mgmt | For | For | For | |||||
1.4 | Elect Harold Layman | Mgmt | For | For | For | |||||
1.5 | Elect Drayton Nabers, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Samuel Simon | Mgmt | For | For | For | |||||
1.7 | Elect Roger Smith | Mgmt | For | For | For | |||||
1.8 | Elect W. Stancil Starnes | Mgmt | For | For | For | |||||
1.9 | Elect Gregory Thomas | Mgmt | For | For | For | |||||
1.10 | Elect Samuel Weinhoff | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Innophos Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPHS | CUSIP 45774N108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | |||||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | |||||
1.3 | Elect Randolph Gress | Mgmt | For | For | For | |||||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | |||||
1.5 | Elect Karen Osar | Mgmt | For | For | For | |||||
1.6 | Elect John Steitz | Mgmt | For | For | For | |||||
1.7 | Elect Stephen Zide | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Innovative Solutions and Support, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ISSC | CUSIP 45769N105 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Mionis | Mgmt | For | For | For | |||||
1.2 | Elect Glen Bressner | Mgmt | For | For | For | |||||
1.3 | Elect Robert Mittelstaedt, Jr. | Mgmt | For | For | For | |||||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
ISTA Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ISTA | CUSIP 45031X204 | 12/06/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Hutt | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Benjamin McGraw III | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Andrew Perlman | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
James River Coal Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JRCC | CUSIP 470355207 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alan Crown | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kenneth Cole Productions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KCP | CUSIP 193294105 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Cole | Mgmt | For | For | For | |||||
1.2 | Elect Michael Blitzer | Mgmt | For | For | For | |||||
1.3 | Elect Martin Franklin | Mgmt | For | For | For | |||||
1.4 | Elect Robert Grayson | Mgmt | For | For | For | |||||
1.5 | Elect Denis Kelly | Mgmt | For | For | For | |||||
1.6 | Elect Philip Peller | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Koppers Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KOP | CUSIP 50060P106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Cynthia Baldwin | Mgmt | For | For | For | |||||
1.2 | Elect Albert Neupaver | Mgmt | For | For | For | |||||
1.3 | Elect Walter Turner | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lakeland Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LKFN | CUSIP 511656100 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bartels, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Hiatt | Mgmt | For | For | For | |||||
1.3 | Elect Michael Kubacki | Mgmt | For | For | For | |||||
1.4 | Elect Steven Ross | Mgmt | For | For | For | |||||
1.5 | Elect M. Scott Welch | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
LaSalle Hotel Properties | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LHO | CUSIP 517942108 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Barnello | Mgmt | For | For | For | |||||
1.2 | Elect Donald Washburn | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Lithia Motors, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LAD | CUSIP 536797103 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sidney DeBoer | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Becker | Mgmt | For | For | For | |||||
1.3 | Elect Susan Cain | Mgmt | For | For | For | |||||
1.4 | Elect Bryan DeBoer | Mgmt | For | For | For | |||||
1.5 | Elect William Young | Mgmt | For | For | For | |||||
2 | Discretionary Support Services Variable Performance Compensation Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2003 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Louisiana-Pacific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LPX | CUSIP 546347105 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect E. Gary Cook | Mgmt | For | For | For | |||||
1.2 | Elect Kurt Landgraf | Mgmt | For | For | For | |||||
1.3 | Elect John Weaver | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
M/I Homes, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MHO | CUSIP 55305B101 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Alutto | Mgmt | For | For | For | |||||
1.2 | Elect Phillip Creek | Mgmt | For | For | For | |||||
1.3 | Elect Norman Traeger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Metro Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
METR | CUSIP 59161R101 | 07/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary Nalbandian | Mgmt | For | For | For | |||||
1.2 | Elect James Adair | Mgmt | For | For | For | |||||
1.3 | Elect John Cardello | Mgmt | For | For | For | |||||
1.4 | Elect Douglas Gelder | Mgmt | For | For | For | |||||
1.5 | Elect Alan Hassman | Mgmt | For | For | For | |||||
1.6 | Elect Michael Serluco | Mgmt | For | For | For | |||||
1.7 | Elect Howell Mette | Mgmt | For | For | For | |||||
1.8 | Elect Samir Srouji | Mgmt | For | For | For | |||||
2 | Director Stock Option Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2006 Employee Stock Option Plan | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Metro Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
METR | CUSIP 59161R101 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary Nalbandian | Mgmt | For | For | For | |||||
1.2 | Elect James Adair | Mgmt | For | For | For | |||||
1.3 | Elect John Cardello | Mgmt | For | For | For | |||||
1.4 | Elect Douglas Gelder | Mgmt | For | For | For | |||||
1.5 | Elect Alan Hassman | Mgmt | For | For | For | |||||
1.6 | Elect Michael Serluco | Mgmt | For | For | For | |||||
1.7 | Elect Howell Mette | Mgmt | For | For | For | |||||
1.8 | Elect Samir Srouji | Mgmt | For | For | For | |||||
2 | Amendment to Supermajority Requirement | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
MFA Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFA | CUSIP 55272X102 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Blank | Mgmt | For | For | For | |||||
1.2 | Elect William Gorin | Mgmt | For | For | For | |||||
2 | Increase of Authorized Capital Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
MIPS Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MIPS | CUSIP 604567107 | 11/11/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Coleman | Mgmt | For | For | For | |||||
1.2 | Elect William Kelly | Mgmt | For | For | For | |||||
1.3 | Elect Sandeep Vij | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Modine Manufacturing Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MOD | CUSIP 607828100 | 07/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Burke | Mgmt | For | For | For | |||||
2 | Elect Charles Cooley | Mgmt | For | For | For | |||||
3 | Elect Gary Neale | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Multi-Fineline Electronix, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFLX | CUSIP 62541B101 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect KHAW Kheng Joo | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Linda Lim | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Sam Yau | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
NACCO Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NC | CUSIP 629579103 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Owsley Brown II | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Dennis LaBarre | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Richard de Osborne | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Alfred Rankin, Jr. | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Michael Shannon | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Britton Taplin | Mgmt | For | Withhold | Against | |||||
1.7 | Elect David Taplin | Mgmt | For | Withhold | Against | |||||
1.8 | Elect John Turben | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Eugene Wong | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the Non-Employee Directors' Equity Compensation Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
NCI Building Systems, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NCS | CUSIP 628852204 | 02/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Norman Chambers | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Kathleen Affeldt | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Nathan Sleeper | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
NetGear, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NTGR | CUSIP 64111Q104 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Patrick Lo | Mgmt | For | For | For | |||||
1.2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||||
1.3 | Elect Ralph Faison | Mgmt | For | For | For | |||||
1.4 | Elect A. Timothy Godwin | Mgmt | For | For | For | |||||
1.5 | Elect Jef Graham | Mgmt | For | For | For | |||||
1.6 | Elect Linwood Lacy, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Gregory Rossmann | Mgmt | For | For | For | |||||
1.8 | Elect Julie Shimer | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
New York & Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWY | CUSIP 649295102 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bodil Arlander | Mgmt | For | For | For | |||||
1.2 | Elect Jill Beraud | Mgmt | For | For | For | |||||
1.3 | Elect David Edwab | Mgmt | For | For | For | |||||
1.4 | Elect John Howard | Mgmt | For | For | For | |||||
1.5 | Elect Louis Lipschitz | Mgmt | For | For | For | |||||
1.6 | Elect Edward Moneypenny | Mgmt | For | For | For | |||||
1.7 | Elect Grace Nichols | Mgmt | For | For | For | |||||
1.8 | Elect Michelle Pearlman | Mgmt | For | For | For | |||||
1.9 | Elect Richard Perkal | Mgmt | For | For | For | |||||
1.10 | Elect Arthur Reiner | Mgmt | For | For | For | |||||
1.11 | Elect Gregory Scott | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Newell Rubbermaid Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
NewStar Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEWS | CUSIP 65251F105 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Bralver | Mgmt | For | For | For | |||||
1.2 | Elect T. Kimball Brooker, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Timothy Conway | Mgmt | For | For | For | |||||
1.4 | Elect Bradley Cooper | Mgmt | For | For | For | |||||
1.5 | Elect Brian Fallon | Mgmt | For | For | For | |||||
1.6 | Elect Frank Noonan | Mgmt | For | For | For | |||||
1.7 | Elect Maureen O'Hara | Mgmt | For | For | For | |||||
1.8 | Elect Peter Schmidt-Fellner | Mgmt | For | For | For | |||||
1.9 | Elect Richard Thornburgh | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Nova Measuring Instruments Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVMI | CUSIP M7516K103 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Ratification of Auditor | Mgmt | For | For | For | |||||
2 | Adoption of Classified Board and Other Amendments to the Articles of Association | Mgmt | For | Against | Against | |||||
3 | Elect Michael Brunstein | Mgmt | For | Against | Against | |||||
4 | Elect Alon Dumanis | Mgmt | For | Against | Against | |||||
5 | Elect Avi Cohen | Mgmt | For | Against | Against | |||||
6 | Elect Dan Falk | Mgmt | For | Against | Against | |||||
7 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||||
8 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||||
NTELOS Holdings Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NTLS | CUSIP 67020Q107 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Timothy Biltz | Mgmt | For | For | For | |||||
1.2 | Elect Steven Felsher | Mgmt | For | For | For | |||||
1.3 | Elect Robert Guth | Mgmt | For | For | For | |||||
1.4 | Elect Daniel Heneghan | Mgmt | For | For | For | |||||
1.5 | Elect Michael Huber | Mgmt | For | For | For | |||||
1.6 | Elect James Hyde | Mgmt | For | For | For | |||||
1.7 | Elect Julia North | Mgmt | For | For | For | |||||
1.8 | Elect Jerry Vaughn | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
5 | Reverse Stock Split | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
NV Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVE | CUSIP 67073Y106 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Glenn Christenson | Mgmt | For | For | For | |||||
1.3 | Elect Brian Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect John O'Reilly | Mgmt | For | For | For | |||||
1.5 | Elect Philip Satre | Mgmt | For | For | For | |||||
1.6 | Elect Michael Yackira | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Executive Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections | Mgmt | For | For | For | |||||
6 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in theFair Price Provisions | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
OfficeMax Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMX | CUSIP 67622P101 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Bryant | Mgmt | For | For | For | |||||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||||
4 | Elect William Montgoris | Mgmt | For | For | For | |||||
5 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||||
6 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||||
7 | Elect David Szymanski | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Om Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMG | CUSIP 670872100 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Reidy | Mgmt | For | For | For | |||||
1.2 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
Omnova Solutions Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMN | CUSIP 682129101 | 03/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Merriman, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect William Seelbach | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
One Liberty Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OLP | CUSIP 682406103 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Biederman | Mgmt | For | For | For | |||||
1.2 | Elect James Burns | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Callan, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Louis Karol | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Oplink Communications, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OPLK | CUSIP 68375Q403 | 11/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Liu | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Orion Marine Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORN | CUSIP 68628V308 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Amonett | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Oritani Financial Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORIT | CUSIP 68633D103 | 11/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Nicholas Antonaccio | Mgmt | For | For | For | |||||
1.2 | Elect Kevin Lynch | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
PacWest Bancorp Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PACW | CUSIP 695263103 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark Baker | Mgmt | For | For | For | |||||
1.2 | Elect Craig Carlson | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Dunn | Mgmt | For | For | For | |||||
1.4 | Elect John Eggemeyer | Mgmt | For | For | For | |||||
1.5 | Elect Barry Fitzpatrick | Mgmt | For | For | For | |||||
1.6 | Elect George Langley | Mgmt | For | For | For | |||||
1.7 | Elect Susan Lester | Mgmt | For | For | For | |||||
1.8 | Elect Timothy Matz | Mgmt | For | For | For | |||||
1.9 | Elect Arnold Messer | Mgmt | For | For | For | |||||
1.10 | Elect Daniel Platt | Mgmt | For | For | For | |||||
1.11 | Elect John Rose | Mgmt | For | For | For | |||||
1.12 | Elect Robert Stine | Mgmt | For | For | For | |||||
1.13 | Elect Matthew Wagner | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Palomar Medical Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PMTI | CUSIP 697529303 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Caruso | Mgmt | For | For | For | |||||
1.2 | Elect Jeanne Cohane | Mgmt | For | For | For | |||||
1.3 | Elect Nicholas Economou | Mgmt | For | For | For | |||||
1.4 | Elect James Martin | Mgmt | For | For | For | |||||
1.5 | Elect A. Neil Pappalardo | Mgmt | For | For | For | |||||
1.6 | Elect Louis Valente | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Perry Ellis International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PERY | CUSIP 288853104 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Natoli | Mgmt | For | For | For | |||||
1.2 | Elect Eduardo Sardiña | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | 2011 Management Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
5 | Amendment to the 2005 Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
PetroQuest Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PQ | CUSIP 716748108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Goodson | Mgmt | For | For | For | |||||
1.2 | Elect William Rucks, IV | Mgmt | For | For | For | |||||
1.3 | Elect E. Wayne Nordberg | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael Finch | Mgmt | For | For | For | |||||
1.5 | Elect W. J. Gordon, III | Mgmt | For | For | For | |||||
1.6 | Elect Charles Mitchell, II | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Phillips-Van Heusen Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PVH | CUSIP 718592108 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mary Baglivo | Mgmt | For | For | For | |||||
1.2 | Elect Emanuel Chirico | Mgmt | For | For | For | |||||
1.3 | Elect Juan Figuereo | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Fuller | Mgmt | For | For | For | |||||
1.5 | Elect Fred Gehring | Mgmt | For | For | For | |||||
1.6 | Elect Margaret Jenkins | Mgmt | For | For | For | |||||
1.7 | Elect David Landau | Mgmt | For | For | For | |||||
1.8 | Elect Bruce Maggin | Mgmt | For | For | For | |||||
1.9 | Elect V. James Marino | Mgmt | For | For | For | |||||
1.10 | Elect Henry Nasella | Mgmt | For | For | For | |||||
1.11 | Elect Rita Rodriguez | Mgmt | For | For | For | |||||
1.12 | Elect Craig Rydin | Mgmt | For | For | For | |||||
1.13 | Elect Christian Stahl | Mgmt | For | For | For | |||||
2 | Company Name Change | Mgmt | For | For | For | |||||
3 | 2006 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pier 1 Imports, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PIR | CUSIP 720279108 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Claire Babrowski | Mgmt | For | For | For | |||||
2 | Elect John Burgoyne | Mgmt | For | For | For | |||||
3 | Elect Hamish Dodds | Mgmt | For | For | For | |||||
4 | Elect Michael Ferrari | Mgmt | For | For | For | |||||
5 | Elect Brendan Hoffman | Mgmt | For | For | For | |||||
6 | Elect Terry London | Mgmt | For | For | For | |||||
7 | Elect Alexander Smith | Mgmt | For | For | For | |||||
8 | Elect Cece Smith | Mgmt | For | For | For | |||||
9 | Reapproval of Performance Goals Under the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pioneer Drilling Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PDC | CUSIP 723655106 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dean Burkhardt | Mgmt | For | For | For | |||||
1.2 | Elect Scott Urban | Mgmt | For | For | For | |||||
2 | Amendment to the 2007 Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
PolyOne Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
POL | CUSIP 73179P106 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Douglas Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Carol Cartwright | Mgmt | For | For | For | |||||
1.3 | Elect Richard Fearon | Mgmt | For | For | For | |||||
1.4 | Elect Gordon Harnett | Mgmt | For | For | For | |||||
1.5 | Elect Richard Lorraine | Mgmt | For | For | For | |||||
1.6 | Elect Edward Mooney | Mgmt | For | For | For | |||||
1.7 | Elect Stephen Newlin | Mgmt | For | For | For | |||||
1.8 | Elect William Powell | Mgmt | For | For | For | |||||
1.9 | Elect Farah Walters | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Popular, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BPOP | CUSIP 733174106 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maria Ferré | Mgmt | For | For | For | |||||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||||
3 | Elect William Teuber, Jr. | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Provident Financial Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFS | CUSIP 74386T105 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Laura Brooks | Mgmt | For | For | For | |||||
1.2 | Elect Terence Gallagher | Mgmt | For | For | For | |||||
1.3 | Elect Carlos Hernandez | Mgmt | For | For | For | |||||
1.4 | Elect Katharine Laud | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Provident New York Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PBNY | CUSIP 744028101 | 02/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis Coyle | Mgmt | For | For | For | |||||
1.2 | Elect Victoria Kossover | Mgmt | For | For | For | |||||
1.3 | Elect Burt Steinberg | Mgmt | For | For | For | |||||
1.4 | Elect George Strayton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
PS Business Parks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSB | CUSIP 69360J107 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Havner, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Joseph Russell, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect R. Wesley Burns | Mgmt | For | For | For | |||||
1.4 | Elect Jennifer Dunbar | Mgmt | For | For | For | |||||
1.5 | Elect Arthur Friedman | Mgmt | For | For | For | |||||
1.6 | Elect James Kropp | Mgmt | For | For | For | |||||
1.7 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||||
1.8 | Elect Michael McGee | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Quantum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QTM | CUSIP 747906204 | 08/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Auvil III | Mgmt | For | For | For | |||||
1.2 | Elect Richard Belluzzo | Mgmt | For | For | For | |||||
1.3 | Elect Michael Brown | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Buchsbaum | Mgmt | For | For | For | |||||
1.5 | Elect Edward Esber, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Elizabeth Fetter | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Marengi | Mgmt | For | For | For | |||||
1.8 | Elect Dennis Wolf | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Questcor Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOR | CUSIP 74835Y101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Don Bailey | Mgmt | For | For | For | |||||
1.2 | Elect Michael Blutt | Mgmt | For | For | For | |||||
1.3 | Elect Neal Bradsher | Mgmt | For | For | For | |||||
1.4 | Elect Stephen Farrell | Mgmt | For | For | For | |||||
1.5 | Elect Louis Silverman | Mgmt | For | For | For | |||||
1.6 | Elect Virgil Thompson | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2006 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||||
5 | Amendment to the 2003 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Railamerica, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RA | CUSIP 750753402 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Adams, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Paul Goodwin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Reinsurance Group of America, Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RGA | CUSIP 759351604 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Danahy | Mgmt | For | For | For | |||||
1.2 | Elect Arnoud Boot | Mgmt | For | For | For | |||||
1.3 | Elect J. Cliff Eason | Mgmt | For | For | For | |||||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the Flexible Stock Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Rex Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REXX | CUSIP 761565100 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lance Shaner | Mgmt | For | For | For | |||||
1.2 | Elect Daniel Churay | Mgmt | For | For | For | |||||
1.3 | Elect John Lombardi | Mgmt | For | For | For | |||||
1.4 | Elect John Higbee | Mgmt | For | For | For | |||||
1.5 | Elect Eric Mattson | Mgmt | For | For | For | |||||
1.6 | Elect John Zak | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Rosetta Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROSE | CUSIP 777779307 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Beckler | Mgmt | For | For | For | |||||
1.2 | Elect Matthew Fitzgerald | Mgmt | For | For | For | |||||
1.3 | Elect Philip Frederickson | Mgmt | For | For | For | |||||
1.4 | Elect D. Henry Houston | Mgmt | For | For | For | |||||
1.5 | Elect Randy Limbacher | Mgmt | For | For | For | |||||
1.6 | Elect Josiah Low III | Mgmt | For | For | For | |||||
1.7 | Elect Donald Patteson, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
RPM International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RPM | CUSIP 749685103 | 10/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Daberko | Mgmt | For | Withhold | Against | |||||
1.2 | Elect William Papenbrock | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Frank Sullivan | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Thomas Sullivan | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ruddick Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RDK | CUSIP 781258108 | 02/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Belk | Mgmt | For | For | For | |||||
1.2 | Elect John Cato | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Dickson | Mgmt | For | For | For | |||||
1.4 | Elect James Hynes | Mgmt | For | For | For | |||||
1.5 | Elect Anna Nelson | Mgmt | For | For | For | |||||
1.6 | Elect Bailey Patrick | Mgmt | For | For | For | |||||
1.7 | Elect Robert Spilman, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Harold Stowe | Mgmt | For | For | For | |||||
1.9 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||||
1.10 | Elect William Warden, Jr. | Mgmt | For | For | For | |||||
2 | 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Sanderson Farms, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAFM | CUSIP 800013104 | 02/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lampkin Butts | Mgmt | For | For | For | |||||
1.2 | Elect Beverly Hogan | Mgmt | For | For | For | |||||
1.3 | Elect Phil Livingston | Mgmt | For | For | For | |||||
1.4 | Elect Charles Ritter, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Joe Sanderson, Jr. | Mgmt | For | For | For | |||||
2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
School Specialty, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCHS | CUSIP 807863105 | 08/17/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect A. Jacqueline Dout | Mgmt | For | For | For | |||||
1.2 | Elect Terry Lay | Mgmt | For | For | For | |||||
1.3 | Elect Herbert Trucksess, III | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Scorpio Tankers Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STNG | CUSIP Y7542C106 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Emanuele Lauro | Mgmt | For | For | For | |||||
1.2 | Elect Ademaro Lanzara | Mgmt | For | For | For | |||||
2 | Termination of Administrative Services Agreement | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
SkyWest, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SKYW | CUSIP 830879102 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jerry Atkin | Mgmt | For | For | For | |||||
1.2 | Elect J. Ralph Atkin | Mgmt | For | For | For | |||||
1.3 | Elect Margaret Billson | Mgmt | For | For | For | |||||
1.4 | Elect Ian Cumming | Mgmt | For | For | For | |||||
1.5 | Elect Henry Eyring | Mgmt | For | For | For | |||||
1.6 | Elect Robert Sarver | Mgmt | For | For | For | |||||
1.7 | Elect Steven Udvar-Hazy | Mgmt | For | For | For | |||||
1.8 | Elect James Welch | Mgmt | For | For | For | |||||
1.9 | Elect Michael Young | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
SM Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SM | CUSIP 78454L100 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Barbara Baumann | Mgmt | For | For | For | |||||
2 | Elect Anthony Best | Mgmt | For | For | For | |||||
3 | Elect Larry Bickle | Mgmt | For | For | For | |||||
4 | Elect Stephen Brand | Mgmt | For | For | For | |||||
5 | Elect William Gardiner | Mgmt | For | For | For | |||||
6 | Elect Julio Quintana | Mgmt | For | For | For | |||||
7 | Elect John Seidl | Mgmt | For | For | For | |||||
8 | Elect William Sullivan | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
SMART Modular Technologies (WWH), Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SMOD | CUSIP G82245104 | 01/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Iain MacKenzie | Mgmt | For | For | For | |||||
1.2 | Elect Ajay Shah | Mgmt | For | For | For | |||||
1.3 | Elect Kimberly Alexy | Mgmt | For | For | For | |||||
1.4 | Elect Dennis McKenna | Mgmt | For | For | For | |||||
1.5 | Elect Harry McKinney | Mgmt | For | For | For | |||||
1.6 | Elect Mukesh Patel | Mgmt | For | For | For | |||||
1.7 | Elect Thomas Weatherford | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Smith Micro Software, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SMSI | CUSIP 832154108 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Smith, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect William Keiper | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Solta Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLTM | CUSIP 83438K103 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Knowlton | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Linda Graebner | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Southwest Gas Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWX | CUSIP 844895102 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Boughner | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Chestnut | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Comer | Mgmt | For | For | For | |||||
1.4 | Elect LeRoy Hanneman, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Michael Maffie | Mgmt | For | For | For | |||||
1.6 | Elect Anne Mariucci | Mgmt | For | For | For | |||||
1.7 | Elect Michael Melarkey | Mgmt | For | For | For | |||||
1.8 | Elect Jeffrey Shaw | Mgmt | For | For | For | |||||
1.9 | Elect A. Randall Thoman | Mgmt | For | For | For | |||||
1.10 | Elect Thomas Thomas | Mgmt | For | For | For | |||||
1.11 | Elect Terrence Wright | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Spartan Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPTN | CUSIP 846822104 | 08/11/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Craig Sturken | Mgmt | For | For | For | |||||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||||
1.3 | Elect Frederick Morganthall II | Mgmt | For | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Amendment to Supermajority Requirement | Mgmt | For | For | For | |||||
4 | Amendment to Articles of Incorporation | Mgmt | For | For | For | |||||
5 | Executive Cash Incentive Plan of 2010 | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Spectrum Brands Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPB | CUSIP 84763R101 | 03/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Ambrecht | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Eugene Davis | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Lumley | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Robin Roger | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Approval of Incentive Bonus Agreements for Section 162(m) Purposes | Mgmt | For | For | For | |||||
6 | 2011 Omnibus Award Plan | Mgmt | For | For | For | |||||
Stage Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SSI | CUSIP 85254C305 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan Barocas | Mgmt | For | For | For | |||||
2 | Elect Michael Glazer | Mgmt | For | For | For | |||||
3 | Elect Gabrielle Greene | Mgmt | For | For | For | |||||
4 | Elect Andrew Hall | Mgmt | For | For | For | |||||
5 | Elect Earl Hesterberg, Jr. | Mgmt | For | For | For | |||||
6 | Elect William Montgoris | Mgmt | For | For | For | |||||
7 | Elect David Schwartz | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
Stamps.com Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STMP | CUSIP 852857200 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth McBride | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Steven Madden, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHOO | CUSIP 556269108 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Rosenfeld | Mgmt | For | For | For | |||||
1.2 | Elect John Madden | Mgmt | For | For | For | |||||
1.3 | Elect Peter Migliorini | Mgmt | For | For | For | |||||
1.4 | Elect Richard Randall | Mgmt | For | For | For | |||||
1.5 | Elect Ravi Sachdev | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Schwartz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Stoneridge, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SRI | CUSIP 86183P102 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Corey | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey Draime | Mgmt | For | For | For | |||||
1.3 | Elect Douglas Jacobs | Mgmt | For | For | For | |||||
1.4 | Elect Ira Kaplan | Mgmt | For | For | For | |||||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||||
1.6 | Elect William Lasky | Mgmt | For | For | For | |||||
1.7 | Elect Paul Schlather | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||||
SVB Financial Group | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIVB | CUSIP 78486Q101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Greg Becker | Mgmt | For | For | For | |||||
1.2 | Elect Eric Benhamou | Mgmt | For | For | For | |||||
1.3 | Elect David Clapper | Mgmt | For | For | For | |||||
1.4 | Elect Roger Dunbar | Mgmt | For | For | For | |||||
1.5 | Elect Joel Friedman | Mgmt | For | For | For | |||||
1.6 | Elect G. Felda Hardymon | Mgmt | For | For | For | |||||
1.7 | Elect Alex Hart | Mgmt | For | For | For | |||||
1.8 | Elect C. Richard Kramlich | Mgmt | For | For | For | |||||
1.9 | Elect Lata Krishnan | Mgmt | For | For | For | |||||
1.10 | Elect Kate Mitchell | Mgmt | For | For | For | |||||
1.11 | Elect John Robinson | Mgmt | For | For | For | |||||
1.12 | Elect Kyung Yoon | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Swift Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SFY | CUSIP 870738101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Deanna Cannon | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Lanier | Mgmt | For | For | For | |||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | |||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Swift Transportation Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWFT | CUSIP 87074U101 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Post | Mgmt | For | For | For | |||||
1.2 | Elect Jerry Moyes | Mgmt | For | For | For | |||||
1.3 | Elect Richard H. Dozer | Mgmt | For | For | For | |||||
1.4 | Elect David Vander Ploeg | Mgmt | For | For | For | |||||
1.5 | Elect Glenn Brown | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
SWS Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWS | CUSIP 78503N107 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Don Buchholz | Mgmt | For | For | For | |||||
1.2 | Elect Robert Buchholz | Mgmt | For | For | For | |||||
1.3 | Elect Brodie Cobb | Mgmt | For | For | For | |||||
1.4 | Elect I.D. Flores III | Mgmt | For | For | For | |||||
1.5 | Elect Larry Jobe | Mgmt | For | For | For | |||||
1.6 | Elect Frederick Meyer | Mgmt | For | For | For | |||||
1.7 | Elect Mike Moses | Mgmt | For | For | For | |||||
1.8 | Elect James Ross | Mgmt | For | For | For | |||||
1.9 | Elect Joel Williams III | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Syneron Medical Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELOS | CUSIP M87245102 | 03/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Appointment of Auditor | Mgmt | For | For | For | |||||
2 | Elect Shimon Eckhouse | Mgmt | For | For | For | |||||
3 | Elect External Director Michael Anghel | Mgmt | For | Against | Against | |||||
4 | Elect External Director Dan Suesskind | Mgmt | For | For | For | |||||
5 | Directors' Fees | Mgmt | For | For | For | |||||
6 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||||
Taubman Centers, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCO | CUSIP 876664103 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Taubman | Mgmt | For | For | For | |||||
1.2 | Elect Lisa Payne | Mgmt | For | For | For | |||||
1.3 | Elect William Parfet | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
TeleCommunication Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TSYS | CUSIP 87929J103 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Brandt, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Jon Kutler | Mgmt | For | For | For | |||||
1.3 | Elect A. Reza Jafari | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Telenav, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TNAV | CUSIP 879455103 | 12/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Samuel Chen | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Hon Jane Chiu | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TBBK | CUSIP 05969A105 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
2 | Elect Daniel Cohen | Mgmt | For | For | For | |||||
3 | Elect Walter Beach | Mgmt | For | For | For | |||||
4 | Elect Michael Bradley | Mgmt | For | For | For | |||||
5 | Elect Matthew Cohn | Mgmt | For | For | For | |||||
6 | Elect Leon Huff | Mgmt | For | For | For | |||||
7 | Elect William Lamb | Mgmt | For | For | For | |||||
8 | Elect Frank Mastrangelo | Mgmt | For | For | For | |||||
9 | Elect James McEntee, III | Mgmt | For | For | For | |||||
10 | Elect Linda Schaeffer | Mgmt | For | For | For | |||||
11 | Elect Joan Specter | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Stock Option and Equity Plan of 2011 | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Dress Barn, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DBRN | CUSIP 261570105 | 12/17/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reorganization | Mgmt | For | For | For | |||||
2.1 | Elect Elliot Jaffe | Mgmt | For | For | For | |||||
2.2 | Elect Michael Rayden | Mgmt | For | For | For | |||||
3 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Ensign Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENSG | CUSIP 29358P101 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Roy Christensen | Mgmt | For | For | For | |||||
1.2 | Elect John Nackel | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
The Hanover Insurance Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
THG | CUSIP 410867105 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Brennan | Mgmt | For | For | For | |||||
2 | Elect David Gallitano | Mgmt | For | For | For | |||||
3 | Elect Wendell Knox | Mgmt | For | For | For | |||||
4 | Elect Robert Murray | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Providence Service Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRSC | CUSIP 743815102 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Warren Rustand | Mgmt | For | For | For | |||||
2 | Reapproval of the Materials Terms of the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Tidewater Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TDW | CUSIP 886423102 | 07/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | |||||
1.2 | Elect James Day | Mgmt | For | For | For | |||||
1.3 | Elect Richard du Moulin | Mgmt | For | For | For | |||||
1.4 | Elect Morris Foster | Mgmt | For | For | For | |||||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||||
1.6 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Netherland | Mgmt | For | For | For | |||||
1.8 | Elect Richard Pattarozzi | Mgmt | For | For | For | |||||
1.9 | Elect Nicholas Sutton | Mgmt | For | For | For | |||||
1.10 | Elect Cindy Taylor | Mgmt | For | For | For | |||||
1.11 | Elect Dean Taylor | Mgmt | For | For | For | |||||
1.12 | Elect Jack Thompson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Tower Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TOBC | CUSIP 891709107 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Clifford DeBaptiste | Mgmt | For | For | For | |||||
1.2 | Elect Edward Leo | Mgmt | For | For | For | |||||
1.3 | Elect Jeffrey Lehman | Mgmt | For | For | For | |||||
1.4 | Elect Charles Pearson, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect William Pommerening | Mgmt | For | For | For | |||||
1.6 | Elect Andrew Samuel | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Amendment to Supermajority Requirement Related to Change in Control Transactions | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Triple-S Management Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTS | CUSIP 896749108 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Adamina Soto-Martinez | Mgmt | For | For | For | |||||
2 | Elect Jorge Fuentes-Benejam | Mgmt | For | For | For | |||||
3 | Elect Francisco Tonarely | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Trustmark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRMK | CUSIP 898402102 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Adolphus Baker | Mgmt | For | For | For | |||||
1.2 | Elect William Deviney, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Daniel Grafton | Mgmt | For | For | For | |||||
1.4 | Elect Gerard Host | Mgmt | For | For | For | |||||
1.5 | Elect David Hoster II | Mgmt | For | For | For | |||||
1.6 | Elect John McCullouch | Mgmt | For | For | For | |||||
1.7 | Elect Richard Puckett | Mgmt | For | For | For | |||||
1.8 | Elect R. Michael Summerford | Mgmt | For | For | For | |||||
1.9 | Elect LeRoy Walker, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect William Yates III | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
TTM Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TTMI | CUSIP 87305R109 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenton Alder | Mgmt | For | For | For | |||||
1.2 | Elect Philip Franklin | Mgmt | For | For | For | |||||
1.3 | Elect Jacques Gansler | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Amendment to the 2006 Incentive Compensation Plan | Mgmt | For | For | For | |||||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
Tutor Perini Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TPC | CUSIP 901109108 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Marilyn Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Peter Arkley | Mgmt | For | For | For | |||||
1.3 | Elect Raymond Oneglia | Mgmt | For | For | For | |||||
1.4 | Elect Donald Snyder | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
UIL Holdings Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UIL | CUSIP 902748102 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thelma Albright | Mgmt | For | For | For | |||||
1.2 | Elect Arnold Chase | Mgmt | For | For | For | |||||
1.3 | Elect Betsy Henley-Cohn | Mgmt | For | For | For | |||||
1.4 | Elect Suedeen Kelly | Mgmt | For | For | For | |||||
1.5 | Elect John Lahey | Mgmt | For | For | For | |||||
1.6 | Elect Daniel Miglio | Mgmt | For | For | For | |||||
1.7 | Elect William Murdy | Mgmt | For | For | For | |||||
1.8 | Elect Donald Shassian | Mgmt | For | For | For | |||||
1.9 | Elect James Torgerson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
UniSource Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNS | CUSIP 909205106 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Bonavia | Mgmt | For | For | For | |||||
1.2 | Elect Lawrence Aldrich | Mgmt | For | For | For | |||||
1.3 | Elect Barbara Baumann | Mgmt | For | For | For | |||||
1.4 | Elect Larry Bickle | Mgmt | For | For | For | |||||
1.5 | Elect Harold Burlingame | Mgmt | For | For | For | |||||
1.6 | Elect Robert Elliott | Mgmt | For | For | For | |||||
1.7 | Elect Daniel Fessler | Mgmt | For | For | For | |||||
1.8 | Elect Louise Francesconi | Mgmt | For | For | For | |||||
1.9 | Elect Warren Jobe | Mgmt | For | For | For | |||||
1.10 | Elect Ramiro Peru | Mgmt | For | For | For | |||||
1.11 | Elect Gregory Pivirotto | Mgmt | For | For | For | |||||
1.12 | Elect Joaquin Ruiz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
UniTek Global Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNTK | CUSIP 91324T302 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Giacalone | Mgmt | For | For | For | |||||
1.2 | Elect Peter Brodsky | Mgmt | For | For | For | |||||
1.3 | Elect Robert Stott | Mgmt | For | For | For | |||||
1.4 | Elect C. Scott Hisey | Mgmt | For | For | For | |||||
1.5 | Elect Joseph Colonnetta | Mgmt | For | For | For | |||||
1.6 | Elect Richard Siber | Mgmt | For | For | For | |||||
1.7 | Elect Michael Montelongo | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
United Financial Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UBNK | CUSIP 91030T109 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paula Aiello | Mgmt | For | For | For | |||||
1.2 | Elect Richard Collins | Mgmt | For | For | For | |||||
1.3 | Elect Michael Werenski | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Universal Forest Products, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UFPI | CUSIP 913543104 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Garside | Mgmt | For | For | For | |||||
1.2 | Elect Gary Goode | Mgmt | For | For | For | |||||
1.3 | Elect Mark Murray | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Vital Images, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VTAL | CUSIP 92846N104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Hickey, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Michael Carrel | Mgmt | For | For | For | |||||
1.3 | Elect Oran Muduroglu | Mgmt | For | For | For | |||||
1.4 | Elect Gregory Peet | Mgmt | For | For | For | |||||
1.5 | Elect Richard Perkins | Mgmt | For | For | For | |||||
1.6 | Elect Douglas Pihl | Mgmt | For | For | For | |||||
1.7 | Elect Michael Vannier | Mgmt | For | For | For | |||||
1.8 | Elect Sven Wehrwein | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Waddell & Reed Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WDR | CUSIP 930059100 | 04/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sharilyn Gasaway | Mgmt | For | For | For | |||||
1.2 | Elect Alan Kosloff | Mgmt | For | For | For | |||||
1.3 | Elect Jerry Walton | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Walker & Dunlop Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WD | CUSIP 93148P102 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alan Bowers | Mgmt | For | For | For | |||||
1.2 | Elect Mitchell Gaynor | Mgmt | For | For | For | |||||
1.3 | Elect Cynthia Hallenbeck | Mgmt | For | For | For | |||||
1.4 | Elect John Rice | Mgmt | For | For | For | |||||
1.5 | Elect Dana Schmaltz | Mgmt | For | For | For | |||||
1.6 | Elect Howard Smith, III | Mgmt | For | For | For | |||||
1.7 | Elect Edmund Taylor | Mgmt | For | For | For | |||||
1.8 | Elect William Walker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Washington Federal, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFSL | CUSIP 938824109 | 01/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Anna Johnson | Mgmt | For | For | For | |||||
1.2 | Elect Charles Richmond | Mgmt | For | For | For | |||||
2 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Web.com Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WWWW | CUSIP 94733A104 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Brown | Mgmt | For | For | For | |||||
1.2 | Elect Timothy Maudlin | Mgmt | For | For | For | |||||
1.3 | Elect Phillip Facchina | Mgmt | For | For | For | |||||
1.4 | Elect Deborah Quazzo | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
Weis Markets, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMK | CUSIP 948849104 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Weis | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Jonathan Weis | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Hepfinger | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Harold Graber | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Gerrald Silverman | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Steven Smith | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Glenn Steele, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Compensation Committee Independence | ShrHldr | Against | For | Against | |||||
Winthrop Realty Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FUR | CUSIP 976391300 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Ashner | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Arthur Blasberg, Jr. | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Howard Goldberg | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Thomas McWilliams | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Lee Seidler | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Carolyn Tiffany | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Steven Zalkind | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Vista Fund | |||||||
Date of fiscal year end: | 12/31/2010 | |||||||
This fund was merged into Putnam VT Multi-Cap Growth Fund (formerly Putnam VT New Opportunities Fund) on September 27, 2010. | ||||||||
BE Aerospace, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEAV | CUSIP 073302101 | 07/29/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jim Cowart | Mgmt | For | For | For | ||||
1.2 | Elect Arthur Wegner | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 1994 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
BMC Software, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMC | CUSIP 055921100 | 07/21/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | ||||
2 | Elect Jon Barfield | Mgmt | For | For | For | ||||
3 | Elect Gary Bloom | Mgmt | For | For | For | ||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | ||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | ||||
6 | Elect Stephan James | Mgmt | For | For | For | ||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | ||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | ||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | ||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | ||||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Carpenter Technology Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRS | CUSIP 144285103 | 10/11/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect I. Martin Inglis | Mgmt | For | For | For | ||||
1.2 | Elect Peter Stephans | Mgmt | For | For | For | ||||
1.3 | Elect Kathryn Turner | Mgmt | For | For | For | ||||
1.4 | Elect Stephen Ward, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Coach, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COH | CUSIP 189754104 | 11/03/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | ||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | ||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | ||||
1.5 | Elect Irene Miller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | ||||
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Cessation of Fur Use in Products | ShrHldr | Against | Against | For | ||||
Coca-Cola Enterprises Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 191219104 | 10/01/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Business Separation and Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Darden Restaurants, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DRI | CUSIP 237194105 | 09/14/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Leonard Berry | Mgmt | For | For | For | ||||
1.2 | Elect Odie Donald | Mgmt | For | For | For | ||||
1.3 | Elect Christopher Fraleigh | Mgmt | For | For | For | ||||
1.4 | Elect Victoria Harker | Mgmt | For | For | For | ||||
1.5 | Elect David Hughes | Mgmt | For | For | For | ||||
1.6 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect William Lewis, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Connie Mack III | Mgmt | For | For | For | ||||
1.9 | Elect Andrew Madsen | Mgmt | For | For | For | ||||
1.10 | Elect Clarence Otis Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Michael Rose | Mgmt | For | For | For | ||||
1.12 | Elect Maria Sastre | Mgmt | For | For | For | ||||
2 | Amendment to the 2002 Stock incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
KLA-Tencor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | ||||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | ||||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/04/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Bagley | Mgmt | For | For | For | ||||
1.2 | Elect David Arscott | Mgmt | For | For | For | ||||
1.3 | Elect Robert Berdahl | Mgmt | For | For | For | ||||
1.4 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.5 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.6 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.7 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
2 | Amendments to the 2004 Executive Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Marvell Technology Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRVL | CUSIP G5876H105 | 07/08/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ta-Lin Hsu | Mgmt | For | For | For | ||||
2 | Elect John Kassakian | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Amendment to Majority Vote Standard for Election of Directors | Mgmt | For | For | For | ||||
5 | Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
6 | Amendment to the 1995 Stock Option Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Executive Bonus Plan | Mgmt | For | For | For | ||||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Parker-Hannifin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | ||||
1.3 | Elect William Kassling | Mgmt | For | For | For | ||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||||
1.5 | Elect Klaus-Peter Müller | Mgmt | For | For | For | ||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | ||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||||
1.9 | Elect Åke Svensson | Mgmt | For | For | For | ||||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | ||||
1.11 | Elect James Wainscott | Mgmt | For | For | For | ||||
1.12 | Elect Donald Washkewicz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2010 Performance Bonus Plan | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | ||||
Precision Castparts Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCP | CUSIP 740189105 | 08/10/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Murphy | Mgmt | For | For | For | ||||
1.2 | Elect Steven Rothmeier | Mgmt | For | For | For | ||||
1.3 | Elect Richard Wambold | Mgmt | For | For | For | ||||
1.4 | Elect Timothy Wicks | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Red Hat, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RHT | CUSIP 756577102 | 08/12/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Clarke | Mgmt | For | For | For | ||||
2 | Elect Henry Shelton | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
ResMed Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RMD | CUSIP 761152107 | 11/11/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kiernan Gallahue | Mgmt | For | TNA | N/A | ||||
2 | Elect Michael Quinn | Mgmt | For | TNA | N/A | ||||
3 | Elect Richard Sulpizio | Mgmt | For | TNA | N/A | ||||
4 | Increase in Non-Executive Directors' Fees | Mgmt | For | TNA | N/A | ||||
5 | Increase of Authorized Common Stock | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
Smithfield Foods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFD | CUSIP 832248108 | 09/01/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Crawford | Mgmt | For | For | For | ||||
2 | Elect John Schwieters | Mgmt | For | For | For | ||||
3 | Elect Melvin Wright | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Controlled-Atmosphere Killing | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
The Estèe Lauder Companies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EL | CUSIP 518439104 | 11/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Aerin Lauder | Mgmt | For | Withhold | Against | ||||
1.2 | Elect William Lauder | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Lynn Forester de Rothschild | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Richard Parsons | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Richard Zannino | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the 2002 Share Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
WebMD Health Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBMD | CUSIP 94770V102 | 10/21/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin Cameron | Mgmt | For | For | For | ||||
1.2 | Elect Wayne Gattinella | Mgmt | For | For | For | ||||
1.3 | Elect Abdool Moossa | Mgmt | For | For | For | ||||
1.4 | Elect Stanley Trotman, Jr. | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Voyager Fund | |||||||
Date of fiscal year end: | 12/31/2010 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.4 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||
1.6 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
1.7 | Elect William Osborn | Mgmt | For | For | For | |||
1.8 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.10 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Burgess | Mgmt | For | For | For | |||
2 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
3 | Elect Robert Sedgewick | Mgmt | For | For | For | |||
4 | Elect John Warnock | Mgmt | For | For | For | |||
5 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | 2011 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||
4 | Elect Molly Coye | Mgmt | For | For | For | |||
5 | Elect Roger Farah | Mgmt | For | For | For | |||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | Against | Against | |||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||
13 | Elect David Thompson | Mgmt | For | For | For | |||
14 | Elect Robert Wright | Mgmt | For | For | For | |||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Agnico-Eagle Mines Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEM | CUSIP 008474108 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leanne Baker | Mgmt | For | For | For | |||
1.2 | Elect Douglas Beaumont | Mgmt | For | For | For | |||
1.3 | Elect Sean Boyd | Mgmt | For | For | For | |||
1.4 | Elect Martine Celej | Mgmt | For | For | For | |||
1.5 | Elect Clifford Davis | Mgmt | For | For | For | |||
1.6 | Elect Robert Gemmell | Mgmt | For | For | For | |||
1.7 | Elect Bernard Kraft | Mgmt | For | For | For | |||
1.8 | Elect Mel Leiderman | Mgmt | For | For | For | |||
1.9 | Elect James Nasso | Mgmt | For | For | For | |||
1.10 | Elect Sean Riley | Mgmt | For | For | For | |||
1.11 | Elect J. Merfyn Roberts | Mgmt | For | For | For | |||
1.12 | Elect Eberhard Scherkus | Mgmt | For | For | For | |||
1.13 | Elect Howard Stockford | Mgmt | For | For | For | |||
1.14 | Elect Pertti Voutilainen | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Air Lease Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AL | CUSIP 00912X104 | 03/31/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Steven F. Udvar-Hazy | Mgmt | For | Withhold | Against | |||
1.2 | John G. Danhakl | Mgmt | For | Withhold | Against | |||
1.3 | Matthew J. Hart | Mgmt | For | Withhold | Against | |||
1.4 | Robert A. Milton | Mgmt | For | Withhold | Against | |||
1.5 | Michel M.R.G. Peretie | Mgmt | For | Withhold | Against | |||
1.6 | John L. Plueger | Mgmt | For | Withhold | Against | |||
1.7 | Antony P. Ressler | Mgmt | For | Withhold | Against | |||
1.8 | Wilbur L. Ross, Jr. | Mgmt | For | Withhold | Against | |||
1.9 | Ian M. Saines | Mgmt | For | Withhold | Against | |||
1.10 | Dr. Ronald D. Sugar | Mgmt | For | Withhold | Against | |||
Alapis Holding Industrial And Commercial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0MJY | CINS X9269X140 | 06/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Alapis S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALAPIS | CINS X9269X132 | 04/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Reverse Stock Split | Mgmt | For | For | For | |||
3 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Issue Convertible Debt Instruments w/o Preemptive Rights | Mgmt | For | Against | Against | |||
6 | Revocation of Previous Authorization Regarding Capital | Mgmt | For | For | For | |||
7 | Elect Mario Al-Jebouri | Mgmt | For | Against | Against | |||
8 | Announcements | Mgmt | For | For | For | |||
Alapis S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALAPIS | CINS X9269X132 | 04/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | |||
5 | Revocation of Previous Authority Regarding Capital | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alapis S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALAPIS | CINS X9269X132 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | |||
4 | Revocation of Previous Authority Regarding Capital | Mgmt | For | For | For | |||
Alcatel-Lucent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALU | CUSIP 013904305 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Daniel Bernard | Mgmt | For | For | For | |||
5 | Elect Frank Blount | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Steven Farris | Mgmt | For | For | For | |||
2 | Elect Randolph Ferlic | Mgmt | For | For | For | |||
3 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | |||
4 | Elect John Kocur | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | |||
10 | 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||
1.7 | Elect Ronald Sugar | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
ArvinMeritor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARM | CUSIP 043353101 | 01/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Rhonda Brooks | Mgmt | For | For | For | |||
1.3 | Elect Steven Rothmeier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Company Name Change | Mgmt | For | For | For | |||
Assured Guaranty Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco Borges | Mgmt | For | Withhold | Against | |||
1.2 | Elect Patrick Kenny | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robin Monro-Davies | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael O'Kane | Mgmt | For | Withhold | Against | |||
1.5 | Elect Howard Albert | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |||
1.9 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |||
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |||
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |||
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||
Auxilium Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUXL | CUSIP 05334D107 | 06/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rolf Classon | Mgmt | For | For | For | |||
1.2 | Elect Al Altomari | Mgmt | For | For | For | |||
1.3 | Elect Armando Anido | Mgmt | For | For | For | |||
1.4 | Elect Peter Brandt | Mgmt | For | For | For | |||
1.5 | Elect Oliver Fetzer | Mgmt | For | For | For | |||
1.6 | Elect Paul Friedman | Mgmt | For | For | For | |||
1.7 | Elect Renato Fuchs | Mgmt | For | For | For | |||
1.8 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | |||
1.9 | Elect William McKee | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Equity Compensation Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 06/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven Temares | Mgmt | For | For | For | |||
4 | Elect Dean Adler | Mgmt | For | For | For | |||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald James | Mgmt | For | For | For | |||
1.2 | Elect Sanjay Khosla | Mgmt | For | For | For | |||
1.3 | Elect George Mikan III | Mgmt | For | For | For | |||
1.4 | Elect Matthew Paull | Mgmt | For | For | For | |||
1.5 | Elect Richard Schulze | Mgmt | For | For | For | |||
1.6 | Elect Hatim Tyabji | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
5 | Executive Short-term Incentive Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Fabio de Oliveira Barbosa | Mgmt | For | For | For | |||
5 | Elect Caio Kock-Weser | Mgmt | For | For | For | |||
6 | Elect Patrick Thomas | Mgmt | For | For | For | |||
7 | Elect Peter Backhouse | Mgmt | For | For | For | |||
8 | Elect Frank Chapman | Mgmt | For | For | For | |||
9 | Elect Baroness Hogg | Mgmt | For | For | For | |||
10 | Elect John Hood | Mgmt | For | For | For | |||
11 | Elect Martin Houston | Mgmt | For | For | For | |||
12 | Elect Sir David Manning | Mgmt | For | For | For | |||
13 | Elect Mark Seligman | Mgmt | For | For | For | |||
14 | Elect Philippe Varin | Mgmt | For | For | For | |||
15 | Elect Sir Robert Wilson | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cambria Dunaway | Mgmt | For | For | For | |||
2 | Elect Dustan McCoy | Mgmt | For | For | For | |||
3 | Elect Ralph Stayer | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Cairn Energy plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNE | CINS G17528251 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Director's Remuneration Report | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Alexander Berger | Mgmt | For | Against | Against | |||
6 | Elect M. Jacqueline Sheppard | Mgmt | For | Against | Against | |||
7 | Elect William Gammell | Mgmt | For | Against | Against | |||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Career Education Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CECO | CUSIP 141665109 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis Chookaszian | Mgmt | For | For | For | |||
1.2 | Elect David Devonshire | Mgmt | For | For | For | |||
1.3 | Elect Patrick Gross | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gregory Jackson | Mgmt | For | For | For | |||
1.5 | Elect Thomas Lally | Mgmt | For | For | For | |||
1.6 | Elect Steven Lesnik | Mgmt | For | For | For | |||
1.7 | Elect Gary McCullough | Mgmt | For | For | For | |||
1.8 | Elect Leslie Thornton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
CB Richard Ellis Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12497T101 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Blum | Mgmt | For | For | For | |||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | |||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | |||
1.4 | Elect Michael Kantor | Mgmt | For | Withhold | Against | |||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | |||
1.6 | Elect Jane Su | Mgmt | For | For | For | |||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | |||
1.8 | Elect Brett White | Mgmt | For | For | For | |||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | |||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
CBS Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBS | cusip 124857202 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Andelman | Mgmt | For | For | For | |||
1.2 | Elect Joseph Califano, Jr. | Mgmt | For | For | For | |||
1.3 | Elect William Cohen | Mgmt | For | For | For | |||
1.4 | Elect Gary Countryman | Mgmt | For | For | For | |||
1.5 | Elect Charles Gifford | Mgmt | For | For | For | |||
1.6 | Elect Leonard Goldberg | Mgmt | For | For | For | |||
1.7 | Elect Bruce Gordon | Mgmt | For | For | For | |||
1.8 | Elect Linda Griego | Mgmt | For | For | For | |||
1.9 | Elect Arnold Kopelson | Mgmt | For | For | For | |||
1.10 | Elect Leslie Moonves | Mgmt | For | For | For | |||
1.11 | Elect Douglas Morris | Mgmt | For | For | For | |||
1.12 | Elect Shari Redstone | Mgmt | For | For | For | |||
1.13 | Elect Sumner Redstone | Mgmt | For | For | For | |||
1.14 | Elect Frederic Salerno | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||
1.2 | Elect Michael Casey | Mgmt | For | For | For | |||
1.3 | Elect Carrie Cox | Mgmt | For | For | For | |||
1.4 | Elect Rodman Drake | Mgmt | For | For | For | |||
1.5 | Elect Michael Friedman | Mgmt | For | For | For | |||
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.7 | Elect James Loughlin | Mgmt | For | For | For | |||
1.8 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Wilson | Mgmt | For | For | For | |||
1.2 | Elect Wallace Creek | Mgmt | For | For | For | |||
1.3 | Elect William Davisson | Mgmt | For | For | For | |||
1.4 | Elect Robert Kuhbach | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||
2 | Elect Robert Denham | Mgmt | For | For | For | |||
3 | Elect Robert Eaton | Mgmt | For | For | For | |||
4 | Elect Chuck Hagel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect George Kirkland | Mgmt | For | For | For | |||
7 | Elect Donald Rice | Mgmt | For | For | For | |||
8 | Elect Kevin Sharer | Mgmt | For | For | For | |||
9 | Elect Charles Shoemate | Mgmt | For | For | For | |||
10 | Elect John Stumpf | Mgmt | For | For | For | |||
11 | Elect Ronald Sugar | Mgmt | For | For | For | |||
12 | Elect Carl Ware | Mgmt | For | For | For | |||
13 | Elect John Watson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 06/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Final Financial Accounts | Mgmt | For | For | For | |||
6 | Fixed Assets Investment Budget | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Appointment of Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect DONG Shi | Mgmt | For | Against | Against | |||
10 | Purchase of Head Office Business Processing Centre | Mgmt | For | For | For | |||
11 | 2010 Final Emoluments Distribution Plan | Mgmt | For | For | For | |||
China National Materials Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1893 | CINS Y15048104 | 07/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect TAN Zhongming | Mgmt | For | Against | Against | |||
2 | Elect ZHOU Yuxian | Mgmt | For | Against | Against | |||
3 | Elect LI Xinhua | Mgmt | For | Against | Against | |||
4 | Elect YU Shiliang | Mgmt | For | Against | Against | |||
5 | Elect LIU Zhijiang | Mgmt | For | Against | Against | |||
6 | Elect CHEN Xiaozhou | Mgmt | For | Against | Against | |||
7 | Elect LEUNG Chong Shun | Mgmt | For | Against | Against | |||
8 | Elect SHI Chungui | Mgmt | For | Against | Against | |||
9 | Elect LU Zhengfei | Mgmt | For | Against | Against | |||
10 | Elect WANG Shimin | Mgmt | For | Against | Against | |||
11 | Elect ZHOU Zude | Mgmt | For | Against | Against | |||
12 | Elect XU Weibing as Supervisor | Mgmt | For | For | For | |||
13 | Elect ZHANG Renjie as Supervisor | Mgmt | For | For | For | |||
14 | Elect WANG Jianguo as Supervisor | Mgmt | For | For | For | |||
15 | Supervisors' Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
China National Materials Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1893 | CINS Y15048104 | 10/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Appreciation Rights Scheme | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Application for Credit Facility | Mgmt | For | For | For | |||
China Power New Energy Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
735 | CINS G2157E109 | 03/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Increase in Authorized Capital | Mgmt | For | For | For | |||
4 | Issuance of Shares Under Special Mandate | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Power New Energy Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
735 | CINS G2157E109 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect WANG Hao | Mgmt | For | Against | Against | |||
5 | Elect WONG Kwok Tai | Mgmt | For | Against | Against | |||
6 | Authority to Appoint Additional Directors | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
12 | Refreshment of Share Option Scheme | Mgmt | For | Abstain | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Power New Energy Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
735 | CINS G2157E109 | 10/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Acquisition | Mgmt | For | For | For | |||
4 | Whitewash Waiver | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Southern Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1055 | CINS Y1503W102 | 05/31/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Aircraft Acquisition | Mgmt | For | For | For | |||
China Windpower Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
182 | CINS G2115L112 | 06/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Johnson KO Chun Shun | Mgmt | For | Against | Against | |||
5 | Elect Jason CHAN Kam Kwan | Mgmt | For | Against | Against | |||
6 | Elect Tony TSOI Tong Hoo | Mgmt | For | Against | Against | |||
7 | Elect David WONG Yau Kar | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Refreshment of Share Option Scheme | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Abstain | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Michael Powell | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven West | Mgmt | For | For | For | |||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Restricting Sales to China | ShrHldr | Against | Against | For | |||
Cliffs Natural Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLF | CUSIP 18683K101 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | |||
2 | Elect Susan Cunningham | Mgmt | For | For | For | |||
3 | Elect Barry Eldridge | Mgmt | For | For | For | |||
4 | Elect Andrés Ricardo Gluski Weilert | Mgmt | For | For | For | |||
5 | Elect Susan Green | Mgmt | For | For | For | |||
6 | Elect Janice Henry | Mgmt | For | For | For | |||
7 | Elect James Kirsch | Mgmt | For | For | For | |||
8 | Elect Francis McAllister | Mgmt | For | For | For | |||
9 | Elect Roger Phillips | Mgmt | For | For | For | |||
10 | Elect Richard Riederer | Mgmt | For | For | For | |||
11 | Elect Richard Ross | Mgmt | For | For | For | |||
12 | Elect Alan Schwartz | Mgmt | For | For | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
CME Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig Donohue | Mgmt | For | Withhold | Against | |||
1.2 | Elect Timothy Bitsberger | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jackie Clegg | Mgmt | For | Withhold | Against | |||
1.4 | Elect James Donaldson | Mgmt | For | Withhold | Against | |||
1.5 | Elect J. Dennis Hastert | Mgmt | For | Withhold | Against | |||
1.6 | Elect William Miller II | Mgmt | For | Withhold | Against | |||
1.7 | Elect Terry Savage | Mgmt | For | Withhold | Against | |||
1.8 | Elect Christopher Stewart | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cahill | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||
7 | Elect Delano Lewis | Mgmt | For | For | For | |||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
9 | Elect Stephen Sadove | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
13 | Shareholder Proposal Regarding the Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |||
1.2 | Elect Kenneth Bacon | Mgmt | For | For | For | |||
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward Breen | Mgmt | For | For | For | |||
1.5 | Elect Joseph Collins | Mgmt | For | For | For | |||
1.6 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.7 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||
1.9 | Elect Eduardo Mestre | Mgmt | For | Withhold | Against | |||
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |||
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2003 Stock Option Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Seely Brown | Mgmt | For | For | For | |||
2 | Elect John Canning Jr. | Mgmt | For | For | For | |||
3 | Elect Gordon Gund | Mgmt | For | For | For | |||
4 | Elect Kurt Landgraf | Mgmt | For | For | For | |||
5 | Elect H. Onno Ruding | Mgmt | For | For | For | |||
6 | Elect Glenn Tilton | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||
2 | Elect Robert Brust | Mgmt | For | For | For | |||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Cummins Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMI | CUSIP 231021106 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Theodore Solso | Mgmt | For | For | For | |||
2 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
3 | Elect William Miller | Mgmt | For | For | For | |||
4 | Elect Alexis Herman | Mgmt | For | For | For | |||
5 | Elect Georgia Nelson | Mgmt | For | For | For | |||
6 | Elect Carl Ware | Mgmt | For | For | For | |||
7 | Elect Robert Herdman | Mgmt | For | For | For | |||
8 | Elect Robert Bernhard | Mgmt | For | For | For | |||
9 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | |||
10 | Elect Stephen Dobbs | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect David Dorman | Mgmt | For | For | For | |||
4 | Elect Anne Finucane | Mgmt | For | For | For | |||
5 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||
6 | Elect Marian Heard | Mgmt | For | For | For | |||
7 | Elect Larry Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Terrence Murray | Mgmt | For | For | For | |||
10 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||
11 | Elect Richard Swift | Mgmt | For | For | For | |||
12 | Elect Tony White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Political Contributions or Expenditure | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DALRQ | CUSIP 247361702 | 06/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Anderson | Mgmt | For | For | For | |||
2 | Elect Edward Bastian | Mgmt | For | For | For | |||
3 | Elect Roy Bostock | Mgmt | For | For | For | |||
4 | Elect John Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel Carp | Mgmt | For | For | For | |||
6 | Elect John Engler | Mgmt | For | For | For | |||
7 | Elect Mickey Foret | Mgmt | For | For | For | |||
8 | Elect David Goode | Mgmt | For | For | For | |||
9 | Elect Paula Reynolds | Mgmt | For | For | For | |||
10 | Elect Kenneth Rogers | Mgmt | For | For | For | |||
11 | Elect Kenneth Woodrow | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Dendreon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNDN | CUSIP 24823Q107 | 06/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Brewer | Mgmt | For | For | For | |||
1.2 | Elect Mitchell Gold | Mgmt | For | For | For | |||
1.3 | Elect Pedro Granadillo | Mgmt | For | For | For | |||
1.4 | Elect David Stump | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
DeVry Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DV | CUSIP 251893103 | 11/10/2010 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Connie Curran | Mgmt | For | TNA | N/A | |||
1.2 | Elect Daniel Hamburger | Mgmt | For | TNA | N/A | |||
1.3 | Elect Harold Shapiro | Mgmt | For | TNA | N/A | |||
1.4 | Elect Ronald Taylor | Mgmt | For | TNA | N/A | |||
1.5 | Elect Gary Butler | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Amendment to the Incentive Plan of 2005 | Mgmt | For | TNA | N/A | |||
4 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | TNA | N/A | |||
DIRECTV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Dollar Thrifty Automotive Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTG | CUSIP 256743105 | 06/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Capo | Mgmt | For | For | For | |||
1.2 | Elect Maryann Keller | Mgmt | For | For | For | |||
1.3 | Elect Edward Lumley | Mgmt | For | For | For | |||
1.4 | Elect Richard Neu | Mgmt | For | For | For | |||
1.5 | Elect John Pope | Mgmt | For | For | For | |||
1.6 | Elect Scott Thompson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Dongfeng Motor Group Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
489 | CINS Y21042109 | 10/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Share Appreciation Right Scheme | Mgmt | For | Against | Against | |||
4 | Elect XU Ping | Mgmt | For | Against | Against | |||
5 | Elect LI Shaozhu | Mgmt | For | Against | Against | |||
6 | Elect FAN Zhong | Mgmt | For | Against | Against | |||
7 | Elect ZHOU Wenjie | Mgmt | For | Against | Against | |||
8 | Elect ZHU Fushou | Mgmt | For | Against | Against | |||
9 | Elect TONG Dongcheng | Mgmt | For | Against | Against | |||
10 | Elect OUYANG Jie | Mgmt | For | Against | Against | |||
11 | Elect LIU Weidong | Mgmt | For | Against | Against | |||
12 | Elect ZHOU Qiang | Mgmt | For | Against | Against | |||
13 | Elect SUN Shuyi | Mgmt | For | Against | Against | |||
14 | Elect NG Lin-fung | Mgmt | For | Against | Against | |||
15 | Elect YANG Xianzu | Mgmt | For | Against | Against | |||
16 | Elect WEN Shiyang | Mgmt | For | For | For | |||
17 | Elect DENG Mingran | Mgmt | For | For | For | |||
18 | Elect MA Liangjie | Mgmt | For | For | For | |||
19 | Elect REN Yong | Mgmt | For | For | For | |||
20 | Elect LI Chunrong | Mgmt | For | For | For | |||
21 | Elect CHEN Binbo | Mgmt | For | For | For | |||
22 | Elect HUANG Gang | Mgmt | For | For | For | |||
Elan Corporation, plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELN | CUSIP 284131208 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Robert Ingram | Mgmt | For | Against | Against | |||
3 | Elect Giles Kerr | Mgmt | For | Against | Against | |||
4 | Elect Kieran McGowan | Mgmt | For | Against | Against | |||
5 | Elect Kyran McLaughlin | Mgmt | For | Against | Against | |||
6 | Elect Dennis Selkoe | Mgmt | For | Against | Against | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | Against | Against | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors | Mgmt | For | Against | Against | |||
5 | Election of Supervisory Council | Mgmt | For | For | For | |||
6 | Remuneration Policy | Mgmt | For | Against | Against | |||
7 | Supervisory Council's Fees | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29081M102 | 11/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Change of Company Name | Mgmt | For | For | For | |||
2 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
3 | Amend Article 34 | Mgmt | For | For | For | |||
4 | Amend Article 41 | Mgmt | For | For | For | |||
5 | Amend Article 44 | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Brown | Mgmt | For | For | For | |||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||
5 | Elect James DiStasio | Mgmt | For | For | For | |||
6 | Elect John Egan | Mgmt | For | For | For | |||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||
8 | Elect Windle Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Farr | Mgmt | For | For | For | |||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||
1.3 | Elect Charles Peters | Mgmt | For | For | For | |||
1.4 | Elect Joseph Prueher | Mgmt | For | For | For | |||
1.5 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Employers Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIG | CUSIP 292218104 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Kolesar | Mgmt | For | For | For | |||
1.2 | Elect Douglas Dirks | Mgmt | For | For | For | |||
1.3 | Elect Richard Blakey | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29266R108 | 01/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ward Klein | Mgmt | For | For | For | |||
2 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||
3 | Elect John Roberts | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Incentive Stock Plan | Mgmt | For | For | For | |||
5 | Executive Officer Bonus Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Express Scripts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 302182100 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||
2 | Elect Maura Breen | Mgmt | For | For | For | |||
3 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||
4 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||
5 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
6 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||
7 | Elect John Parker, Jr. | Mgmt | For | For | For | |||
8 | Elect George Paz | Mgmt | For | For | For | |||
9 | Elect Samuel Skinner | Mgmt | For | For | For | |||
10 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to Bylaws to Permit Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
1.6 | Elect William George | Mgmt | For | For | For | |||
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For | |||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sexual Orientation and Gender identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Human Right to Water | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Greenhouse Gas Emission Goals | ShrHldr | Against | Against | For | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4210N122 | 03/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
First Solar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSLR | CUSIP 336433107 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |||
1.4 | Elect James Nolan | Mgmt | For | For | For | |||
1.5 | Elect William Post | Mgmt | For | For | For | |||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |||
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Impacts of Immigration Reform | ShrHldr | Against | Against | For | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||
9 | Elect Richard Manoogian | Mgmt | For | For | For | |||
10 | Elect Ellen Marram | Mgmt | For | For | For | |||
11 | Elect Alan Mulally | Mgmt | For | For | For | |||
12 | Elect Homer Neal | Mgmt | For | For | For | |||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | |||
14 | Elect John Thornton | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Freeport-McMoRan Copper & Gold, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
Fujitsu Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6702 | CINS J15708159 | 06/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Michiyoshi Mazuka | Mgmt | For | For | For | |||
3 | Elect Masami Yamamoto | Mgmt | For | For | For | |||
4 | Elect Kazuo Ishida | Mgmt | For | For | For | |||
5 | Elect Masami Fujita | Mgmt | For | For | For | |||
6 | Elect Kazuhiko Katoh | Mgmt | For | For | For | |||
7 | Elect Masahiro Koezuka | Mgmt | For | For | For | |||
8 | Elect Hiroshi Ohura | Mgmt | For | For | For | |||
9 | Elect Haruo Itoh | Mgmt | For | For | For | |||
10 | Elect Yohko Ishikura | Mgmt | For | For | For | |||
11 | Elect Ryohsei Kokubun | Mgmt | For | For | For | |||
12 | Elect Takashi Okimoto | Mgmt | For | For | For | |||
13 | Elect Yoshikazu Amano | Mgmt | For | For | For | |||
14 | Bonus | Mgmt | For | For | For | |||
15 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Gannett Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCI | CUSIP 364730101 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Cody | Mgmt | For | For | For | |||
1.2 | Elect Craig Dubow | Mgmt | For | For | For | |||
1.3 | Elect Howard Elias | Mgmt | For | For | For | |||
1.4 | Elect Arthur Harper | Mgmt | For | For | For | |||
1.5 | Elect John Louis | Mgmt | For | For | For | |||
1.6 | Elect Marjorie Magner | Mgmt | For | For | For | |||
1.7 | Elect Scott McCune | Mgmt | For | For | For | |||
1.8 | Elect Duncan McFarland | Mgmt | For | For | For | |||
1.9 | Elect Neal Shapiro | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||
8 | Elect Robert Lane | Mgmt | For | For | For | |||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
11 | Elect James Mulva | Mgmt | For | For | For | |||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||
13 | Elect Roger Penske | Mgmt | For | For | For | |||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||
15 | Elect James Tisch | Mgmt | For | For | For | |||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Shareholder Proposal Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||
General Motors Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Akerson | Mgmt | For | Against | Against | |||
2 | Elect David Bonderman | Mgmt | For | Against | Against | |||
3 | Elect Erroll Davis, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Stephen Girsky | Mgmt | For | Against | Against | |||
5 | Elect E. Neville Isdell | Mgmt | For | Against | Against | |||
6 | Elect Robert Krebs | Mgmt | For | Against | Against | |||
7 | Elect Philip Laskawy | Mgmt | For | Against | Against | |||
8 | Elect Kathryn Marinello | Mgmt | For | Against | Against | |||
9 | Elect Patricia Russo | Mgmt | For | Against | Against | |||
10 | Elect Carol Stephenson | Mgmt | For | Against | Against | |||
11 | Elect Cynthia Telles | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Goldcorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G | CUSIP 380956409 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ian Telfer | Mgmt | For | For | For | |||
1.2 | Elect Douglas Holtby | Mgmt | For | For | For | |||
1.3 | Elect Charles Jeannes | Mgmt | For | For | For | |||
1.4 | Elect John Bell | Mgmt | For | For | For | |||
1.5 | Elect Lawrence Bell | Mgmt | For | Withhold | Against | |||
1.6 | Elect Beverley Briscoe | Mgmt | For | For | For | |||
1.7 | Elect Peter Dey | Mgmt | For | For | For | |||
1.8 | Elect P. Randy Reifel | Mgmt | For | For | For | |||
1.9 | Elect A. Dan Rovig | Mgmt | For | For | For | |||
1.10 | Elect Kenneth Williamson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Board Size | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights | Mgmt | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||
1.7 | Elect Paul Otellini | Mgmt | For | For | For | |||
1.8 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||
GrafTech International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTI | CUSIP 384313102 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Randy Carson | Mgmt | For | For | For | |||
1.2 | Elect Mary Cranston | Mgmt | For | For | For | |||
1.3 | Elect Harold Layman | Mgmt | For | For | For | |||
1.4 | Elect Ferrell McClean | Mgmt | For | For | For | |||
1.5 | Elect Nathan Milikowsky | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael Nahl | Mgmt | For | For | For | |||
1.7 | Elect Steven Shawley | Mgmt | For | For | For | |||
1.8 | Elect Craig Shular | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Green Dot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDOT | CUSIP 39304D102 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ross Kendell | Mgmt | For | For | For | |||
1.2 | Elect William Ott | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Harris Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRS | CUSIP 413875105 | 10/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Lance | Mgmt | For | For | For | |||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | |||
3 | Elect Terry Growcock | Mgmt | For | For | For | |||
4 | Elect Leslie Kenne | Mgmt | For | For | For | |||
5 | Elect David Rickard | Mgmt | For | For | For | |||
6 | Elect James Stoffel | Mgmt | For | For | For | |||
7 | Elect Gregory Swienton | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Annual Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hecla Mining Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HL | CUSIP 422704106 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phillips Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Anthony Taylor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Hertz Global Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTZ | CUSIP 42805T105 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Durham | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mark Frissora | Mgmt | For | Withhold | Against | |||
1.3 | Elect David Wasserman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Henry Wolf | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Léo Apotheker | Mgmt | For | For | For | |||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
7 | Elect John Hammergren | Mgmt | For | For | For | |||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||
11 | Elect Dominique Sénéquier | Mgmt | For | For | For | |||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||
hhgregg, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGG | CUSIP 42833L108 | 08/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence Castellani | Mgmt | For | For | For | |||
1.2 | Elect Benjamin Geiger | Mgmt | For | For | For | |||
1.3 | Elect Catherine Langham | Mgmt | For | For | For | |||
1.4 | Elect Dennis May | Mgmt | For | For | For | |||
1.5 | Elect John Roth | Mgmt | For | For | For | |||
1.6 | Elect Charles Rullman | Mgmt | For | For | For | |||
1.7 | Elect Michael Smith | Mgmt | For | For | For | |||
1.8 | Elect Peter Starrett | Mgmt | For | For | For | |||
1.9 | Elect Jerry Throgmartin | Mgmt | For | For | For | |||
1.10 | Elect Kathleen Tierney | Mgmt | For | For | For | |||
1.11 | Elect Darell Zink | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Himax Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIMX | CUSIP 43289P106 | 09/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the Incentive Compensation Plan for Executive Employees | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Human Genome Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGSI | CUSIP 444903108 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Danzig | Mgmt | For | For | For | |||
1.2 | Elect Colin Goddard | Mgmt | For | For | For | |||
1.3 | Elect Maxine Gowen | Mgmt | For | For | For | |||
1.4 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||
1.5 | Elect Argeris Karabelas | Mgmt | For | For | For | |||
1.6 | Elect John LaMattina | Mgmt | For | For | For | |||
1.7 | Elect Augustine Lawlor | Mgmt | For | For | For | |||
1.8 | Elect George Morrow | Mgmt | For | For | For | |||
1.9 | Elect Gregory Norden | Mgmt | For | For | For | |||
1.10 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||
1.11 | Elect Robert Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Illinois Tool Works Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITW | CUSIP 452308109 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Crown | Mgmt | For | For | For | |||
2 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert McCormack | Mgmt | For | Against | Against | |||
4 | Elect Robert Morrison | Mgmt | For | For | For | |||
5 | Elect James Skinner | Mgmt | For | For | For | |||
6 | Elect David Smith, Jr. | Mgmt | For | For | For | |||
7 | Elect David Speer | Mgmt | For | For | For | |||
8 | Elect Pamela Strobel | Mgmt | For | For | For | |||
9 | Elect Kevin Warren | Mgmt | For | For | For | |||
10 | Elect Anré Williams | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2011 Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Ingersoll-Rand Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||
2 | Elect John Bruton | Mgmt | For | For | For | |||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||
10 | Elect Richard Swift | Mgmt | For | For | For | |||
11 | Elect Tony White | Mgmt | For | For | For | |||
12 | Senior Executive Performance Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Integrated Device Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDTI | CUSIP 458118106 | 09/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Schofield | Mgmt | For | For | For | |||
1.2 | Elect Lewis Eggebrecht | Mgmt | For | For | For | |||
1.3 | Elect Umesh Padval | Mgmt | For | For | For | |||
1.4 | Elect Gordon Parnell | Mgmt | For | For | For | |||
1.5 | Elect Donald Schrock | Mgmt | For | For | For | |||
1.6 | Elect Ron Smith | Mgmt | For | For | For | |||
1.7 | Elect Theodore Tewksbury | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Equity Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet Dördüncü | Mgmt | For | For | For | |||
3 | Elect Lynn Elsenhans | Mgmt | For | For | For | |||
4 | Elect John Faraci | Mgmt | For | For | For | |||
5 | Elect Samir Gibara | Mgmt | For | For | For | |||
6 | Elect Stacey Mobley | Mgmt | For | For | For | |||
7 | Elect John Townsend III | Mgmt | For | For | For | |||
8 | Elect John Turner | Mgmt | For | For | For | |||
9 | Elect William Walter | Mgmt | For | For | For | |||
10 | Elect Alberto Weisser | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Interpublic Group of Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPG | CUSIP 460690100 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reginald Brack | Mgmt | For | For | For | |||
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||
3 | Elect Jill Considine | Mgmt | For | For | For | |||
4 | Elect Richard Goldstein | Mgmt | For | For | For | |||
5 | Elect Mary Guilfoile | Mgmt | For | For | For | |||
6 | Elect H. John Greeniaus | Mgmt | For | For | For | |||
7 | Elect William Kerr | Mgmt | For | For | For | |||
8 | Elect Michael Roth | Mgmt | For | For | For | |||
9 | Elect David Thomas | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Iridium Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRDM | CUSIP 46269C102 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Niehaus | Mgmt | For | For | For | |||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | |||
1.3 | Elect Scott Bok | Mgmt | For | For | For | |||
1.4 | Elect Thomas Canfield | Mgmt | For | For | For | |||
1.5 | Elect Peter Dawkins | Mgmt | For | For | For | |||
1.6 | Elect Matthew Desch | Mgmt | For | For | For | |||
1.7 | Elect Terry Jones | Mgmt | For | For | For | |||
1.8 | Elect Alvin Krongard | Mgmt | For | For | For | |||
1.9 | Elect Steven Pfeiffer | Mgmt | For | For | For | |||
1.10 | Elect Parker Rush | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||
3 | Elect David Cote | Mgmt | For | For | For | |||
4 | Elect James Crown | Mgmt | For | For | For | |||
5 | Elect James Dimon | Mgmt | For | For | For | |||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||
7 | Elect William Gray, III | Mgmt | For | For | For | |||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||
KBR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KBR | CUSIP 48242W106 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Huff | Mgmt | For | For | For | |||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | |||
1.3 | Elect Richard Slater | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Kohl's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSS | CUSIP 500255104 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect Steven Burd | Mgmt | For | For | For | |||
3 | Elect John Herma | Mgmt | For | For | For | |||
4 | Elect Dale Jones | Mgmt | For | For | For | |||
5 | Elect William Kellogg | Mgmt | For | For | For | |||
6 | Elect Kevin Mansell | Mgmt | For | For | For | |||
7 | Elect Frank Sica | Mgmt | For | For | For | |||
8 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||
9 | Elect Stephanie Streeter | Mgmt | For | For | For | |||
10 | Elect Nina Vaca | Mgmt | For | For | For | |||
11 | Elect Stephen Watson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement in Article V(f) | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement in Article VI | Mgmt | For | For | For | |||
15 | Annual Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||
Kyocera Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6971 | CINS J37479110 | 06/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Makoto Kawamura | Mgmt | For | For | For | |||
4 | Elect Tetsuo Kuba | Mgmt | For | For | For | |||
5 | Elect Tatsumi Maeda | Mgmt | For | For | For | |||
6 | Elect Hisao Hisaki | Mgmt | For | For | For | |||
7 | Elect Yasuyuki Yamamoto | Mgmt | For | For | For | |||
8 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||
9 | Elect Shohichi Aoki | Mgmt | For | For | For | |||
10 | Elect Katsumi Komaguchi | Mgmt | For | For | For | |||
11 | Elect Tsutomo Yamori | Mgmt | For | For | For | |||
12 | Elect Yoshihito Ohta | Mgmt | For | For | For | |||
13 | Elect Rodney Lanthorne | Mgmt | For | For | For | |||
14 | Elect John Gilbertson | Mgmt | For | For | For | |||
15 | Elect Yoshihiro Kano | Mgmt | For | Against | Against | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry Shelton | Mgmt | For | For | For | |||
1.2 | Elect Michael Strianese | Mgmt | For | For | For | |||
1.3 | Elect John White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Bagley | Mgmt | For | For | For | |||
1.2 | Elect David Arscott | Mgmt | For | For | For | |||
1.3 | Elect Robert Berdahl | Mgmt | For | For | For | |||
1.4 | Elect Eric Brandt | Mgmt | For | For | For | |||
1.5 | Elect Grant Inman | Mgmt | For | For | For | |||
1.6 | Elect Catherine Lego | Mgmt | For | For | For | |||
1.7 | Elect Stephen Newberry | Mgmt | For | For | For | |||
2 | Amendments to the 2004 Executive Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Forman | Mgmt | For | Withhold | Against | |||
1.2 | Elect George Koo | Mgmt | For | Withhold | Against | |||
1.3 | Elect Irwin Siegel | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
LG Display Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
34220 | CUSIP 50186V102 | 03/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect KANG Yoo Sik | Mgmt | For | Against | Against | |||
4 | Elect JUNG Ho Young | Mgmt | For | Against | Against | |||
5 | Elect KIM Yong Gyeun | Mgmt | For | Against | Against | |||
6 | Elect Chang Jin | Mgmt | For | Against | Against | |||
7 | Elect LEE Sung Yong | Mgmt | For | Against | Against | |||
8 | Elect KIM Yong Gyeun | Mgmt | For | For | For | |||
9 | Elect LEE Sung Yong | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
Liberty Media Corporation (Capital) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCAPA | CUSIP 53071M302 | 05/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Spin-off | Mgmt | For | For | For | |||
Lincare Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNCR | CUSIP 532791100 | 05/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Byrnes | Mgmt | For | For | For | |||
1.2 | Elect Stuart Altman | Mgmt | For | For | For | |||
1.3 | Elect Chester Black | Mgmt | For | For | For | |||
1.4 | Elect Angela Bryant | Mgmt | For | For | For | |||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |||
1.6 | Elect William Miller III | Mgmt | For | For | For | |||
1.7 | Elect Ellen Zane | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Longtop Financial Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LFT | CUSIP 54318P108 | 03/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Yinhua Chen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Yifeng Shen | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Lonking Holdings (fka China Infrastructure Machinery Holdings) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3339 | CINS G5636C107 | 10/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Bonus Share Issuance | Mgmt | For | For | For | |||
3 | Increase in Authorized Capital | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||
1.5 | Elect Dawn Hudson | Mgmt | For | For | For | |||
1.6 | Elect Robert Johnson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||
1.8 | Elect Richard Lochridge | Mgmt | For | For | For | |||
1.9 | Elect Robert Niblock | Mgmt | For | For | For | |||
1.10 | Elect Stephen Page | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
M.D.C. Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDC | CUSIP 552676108 | 04/27/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Kemper | Mgmt | For | TNA | N/A | |||
1.2 | Elect David Mandarich | Mgmt | For | TNA | N/A | |||
1.3 | Elect David Siegel | Mgmt | For | TNA | N/A | |||
2 | 2011 Equity Incentive Plan | Mgmt | For | TNA | N/A | |||
3 | 2011 Stock Option Plan for Non-Employee Directors | Mgmt | For | TNA | N/A | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | |||
6 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Marvell Technology Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRVL | CUSIP G5876H105 | 06/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kuo Wei Chang | Mgmt | For | For | For | |||
2 | Elect Juergen Gromer | Mgmt | For | For | For | |||
3 | Elect Arturo Krueger | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
7 | Amendment to the 2007 Director Stock Incentive Plan | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Olivié | Mgmt | For | For | For | |||
2 | Elect Rima Qureshi | Mgmt | For | For | For | |||
3 | Elect Mark Schwartz | Mgmt | For | For | For | |||
4 | Elect Jackson Tai | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 09/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Revise Requirements to Board Composition | Mgmt | For | For | For | |||
4 | Revise Stock Ownership Limitations | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
6.1 | Elect Nancy Karch | Mgmt | For | For | For | |||
6.2 | Elect José Reyes Lagunes | Mgmt | For | For | For | |||
6.3 | Elect Edward Tian | Mgmt | For | Withhold | Against | |||
6.4 | Elect Silvio Barzi | Mgmt | For | For | For | |||
7 | Amendment to the Senior Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
MBIA Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBI | CUSIP 55262C100 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Brown | Mgmt | For | For | For | |||
2 | Elect David Coulter | Mgmt | For | For | For | |||
3 | Elect Claire Gaudiani | Mgmt | For | For | For | |||
4 | Elect Steven Gilbert | Mgmt | For | For | For | |||
5 | Elect Daniel Kearney | Mgmt | For | For | For | |||
6 | Elect Kewsong Lee | Mgmt | For | For | For | |||
7 | Elect Charles Rinehart | Mgmt | For | For | For | |||
8 | Elect Theodore Shasta | Mgmt | For | For | For | |||
9 | Elect Richard Vaughan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.4 | Elect William Hawkins | Mgmt | For | For | For | |||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 12/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Appleton | Mgmt | For | For | For | |||
2 | Elect Teruaki Aoki | Mgmt | For | For | For | |||
3 | Elect James Bagley | Mgmt | For | For | For | |||
4 | Elect Robert Bailey | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence Mondry | Mgmt | For | For | For | |||
7 | Elect Robert Switz | Mgmt | For | For | For | |||
8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||
Mitsubishi Electric Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6503 | CINS J43873116 | 06/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | |||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | |||
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | |||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | |||
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | |||
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | |||
8 | Elect Hiroyoshi Sakuyama | Mgmt | For | Against | Against | |||
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | |||
10 | Elect Shunji Yanai | Mgmt | For | Against | Against | |||
11 | Elect Mikio Sasaki | Mgmt | For | Against | Against | |||
12 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | |||
13 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | |||
Mitsui & Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8031 | CINS J44690139 | 06/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shouei Utsuda | Mgmt | For | For | For | |||
4 | Elect Masami Iijima | Mgmt | For | For | For | |||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | |||
6 | Elect Takao Ohmae | Mgmt | For | For | For | |||
7 | Elect Masayoshi Komai | Mgmt | For | For | For | |||
8 | Elect Fuminobu Kawashima | Mgmt | For | For | For | |||
9 | Elect Daisuke Saiga | Mgmt | For | For | For | |||
10 | Elect Johji Okada | Mgmt | For | For | For | |||
11 | Elect Masayuki Kinoshita | Mgmt | For | For | For | |||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | |||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | |||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | |||
15 | Elect Toshirho Mutoh | Mgmt | For | For | For | |||
16 | Elect Satoru Miura | Mgmt | For | For | For | |||
17 | Elect Motonori Murakami | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||
3 | Elect Howard Davies | Mgmt | For | For | For | |||
4 | Elect James Gorman | Mgmt | For | For | For | |||
5 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect John Mack | Mgmt | For | For | For | |||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham Olayan | Mgmt | For | For | For | |||
10 | Elect James Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Mosaic Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOS | CUSIP 61945A107 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Recapitalization and Spin-off | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
National Oilwell Varco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOV | CUSIP 637071101 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||
2 | Elect Jefferey Smisek | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Nexen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXY | CUSIP 65334H102 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Berry | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert Bertram | Mgmt | For | Withhold | Against | |||
1.3 | Elect Dennis Flanagan | Mgmt | For | Withhold | Against | |||
1.4 | Elect S. Barry Jackson | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kevin Jenkins | Mgmt | For | Withhold | Against | |||
1.6 | Elect A. Anne McLellan | Mgmt | For | Withhold | Against | |||
1.7 | Elect Eric Newell | Mgmt | For | Withhold | Against | |||
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | |||
1.9 | Elect Marvin Romanow | Mgmt | For | Withhold | Against | |||
1.10 | Elect Francis Saville | Mgmt | For | Withhold | Against | |||
1.11 | Elect John Willson | Mgmt | For | Withhold | Against | |||
1.12 | Elect Victor Zaleschuk | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights' Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoru Iwata | Mgmt | For | For | For | |||
4 | Elect Yoshihiro Mori | Mgmt | For | For | For | |||
5 | Elect Shinji Hatano | Mgmt | For | For | For | |||
6 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
7 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
8 | Elect Nobuo Nagai | Mgmt | For | For | For | |||
9 | Elect Masaharu Matsumoto | Mgmt | For | For | For | |||
10 | Elect Eiichi Suzuki | Mgmt | For | For | For | |||
11 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
12 | Elect Kaoru Takemura | Mgmt | For | For | For | |||
13 | Elect Ichiroh Nakaji | Mgmt | For | For | For | |||
14 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
15 | Elect Katashi Ozaki | Mgmt | For | For | For | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Stock Option Plan | Mgmt | For | For | For | |||
4 | Elect Carlos Ghosn | Mgmt | For | For | For | |||
5 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||
6 | Elect Hiroto Saikawa | Mgmt | For | For | For | |||
7 | Elect Colin Dodge | Mgmt | For | For | For | |||
8 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | |||
9 | Elect Carlos Tavares | Mgmt | For | For | For | |||
10 | Elect Hidetoshi Imazu | Mgmt | For | For | For | |||
11 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | |||
12 | Elect Katsumi Nakamura | Mgmt | For | For | For | |||
Nordic American Tanker Shipping Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAT | CUSIP G65773106 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbjørn Hansson | Mgmt | For | Against | Against | |||
2 | Elect David Gibbons | Mgmt | For | Against | Against | |||
3 | Elect Andreas Ugland | Mgmt | For | Against | Against | |||
4 | Elect Jim Kelly | Mgmt | For | Against | Against | |||
5 | Elect Jan Erik Langangen | Mgmt | For | Against | Against | |||
6 | Elect Paul Hopkins | Mgmt | For | Against | Against | |||
7 | Elect Richard Vietor | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendment to Bye-Laws | Mgmt | For | Against | Against | |||
10 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
11 | Company Name Change | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||
9 | Elect Richard Myers | Mgmt | For | For | For | |||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Novellus Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVLS | CUSIP 670008101 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Hill | Mgmt | For | For | For | |||
1.2 | Elect Neil Bonke | Mgmt | For | For | For | |||
1.3 | Elect Youssef El-Mansy | Mgmt | For | For | For | |||
1.4 | Elect Glen Possley | Mgmt | For | For | For | |||
1.5 | Elect Ann Rhoads | Mgmt | For | For | For | |||
1.6 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.7 | Elect William Spivey | Mgmt | For | For | For | |||
1.8 | Elect Delbert Whitaker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Browning | Mgmt | For | For | For | |||
1.2 | Elect Victoria Haynes | Mgmt | For | For | For | |||
1.3 | Elect Christopher Kearney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
NVR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVR | CUSIP 62944T105 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Andrews | Mgmt | For | For | For | |||
2 | Elect Robert Butler | Mgmt | For | For | For | |||
3 | Elect Timothy Donahue | Mgmt | For | For | For | |||
4 | Elect Alfred Festa | Mgmt | For | For | For | |||
5 | Elect Manuel Johnson | Mgmt | For | For | For | |||
6 | Elect William Moran | Mgmt | For | For | For | |||
7 | Elect David Preiser | Mgmt | For | For | For | |||
8 | Elect W. Grady Rosier | Mgmt | For | For | For | |||
9 | Elect Dwight Schar | Mgmt | For | For | For | |||
10 | Elect John Toups | Mgmt | For | For | For | |||
11 | Elect Paul Whetsell | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
5 | Elect John Feick | Mgmt | For | For | For | |||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
8 | Elect Ray Irani | Mgmt | For | For | For | |||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
Office Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Neil Austrian | Mgmt | For | Against | Against | |||
2 | Elect Justin Bateman | Mgmt | For | Against | Against | |||
3 | Elect Thomas Colligan | Mgmt | For | Against | Against | |||
4 | Elect Marsha Evans | Mgmt | For | Against | Against | |||
5 | Elect David Fuente | Mgmt | For | Against | Against | |||
6 | Elect Brenda Gaines | Mgmt | For | Against | Against | |||
7 | Elect Myra Hart | Mgmt | For | Against | Against | |||
8 | Elect W. Scott Hedrick | Mgmt | For | Against | Against | |||
9 | Elect Kathleen Mason | Mgmt | For | Against | Against | |||
10 | Elect James Rubin | Mgmt | For | Against | Against | |||
11 | Elect Raymond Svider | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
OfficeMax Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMX | CUSIP 67622P101 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Bryant | Mgmt | For | For | For | |||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect William Montgoris | Mgmt | For | For | For | |||
5 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||
6 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||
7 | Elect David Szymanski | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gaston Caperton | Mgmt | For | For | For | |||
1.2 | Elect Ann Iverson | Mgmt | For | For | For | |||
1.3 | Elect Joseph Neely | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Corporate Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Parker-Hannifin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||
1.5 | Elect Klaus-Peter Müller | Mgmt | For | For | For | |||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||
1.9 | Elect Åke Svensson | Mgmt | For | For | For | |||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | |||
1.11 | Elect James Wainscott | Mgmt | For | For | For | |||
1.12 | Elect Donald Washkewicz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2010 Performance Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||
PDG Realty S.A. Empreendimentos e Participacoes | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDGR3 | CINS P7649U108 | 06/28/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
9 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
10 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
12 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
13 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
14 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
15 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
20 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
22 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
23 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
24 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
25 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
26 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
27 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
28 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
29 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
30 | Authorization to Carry Out Competing Activities | Mgmt | For | TNA | N/A | |||
31 | Reconciliation of Share Capital | Mgmt | For | TNA | N/A | |||
PDG Realty S.A. Empreendimentos e Participacoes | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDGR3 | CINS P7649U108 | 04/26/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Publication of Company Financials | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Election of Directors | Mgmt | For | TNA | N/A | |||
8 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
9 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
Petrohawk Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HK | CUSIP 716495106 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Floyd Wilson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gary Merriman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert Stone, Jr. | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2004 Employee Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 01/31/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger by Absorption | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 04/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Merger by Absorption | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Capital Expenditure Budget | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors | Mgmt | For | Against | Against | |||
5 | Election of Chairman of the Board of Directors | Mgmt | For | For | For | |||
6 | Election of Supervisory Council Members | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
8 | Capitalization of Reserves | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 08/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Nomination of Appraiser for Treasury Notes | Mgmt | For | For | For | |||
2 | Valuation Method of Treasury Notes | Mgmt | For | For | For | |||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 12/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Agreement with Marlim Participações SA | Mgmt | For | For | For | |||
2 | Merger Agreement with Nova Marlim Participações SA | Mgmt | For | For | For | |||
3 | Ratification of Appointment of Auditor | Mgmt | For | For | For | |||
4 | Valuation Reports | Mgmt | For | For | For | |||
5 | Merger by Absorption | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect Michael Brown | Mgmt | For | For | For | |||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||
6 | Elect William Gray, III | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect James Kilts | Mgmt | For | For | For | |||
9 | Elect George Lorch | Mgmt | For | For | For | |||
10 | Elect John Mascotte | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ian Read | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helú | Mgmt | For | For | For | |||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Ping An Insurance (Group) Company of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2318 | CINS Y69790106 | 06/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Reports | Mgmt | For | For | For | |||
3 | Supervisors' Reports | Mgmt | For | For | For | |||
4 | Annual Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocations of Profits/ Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect Louis CHEUNG Chi Yan | Mgmt | For | Against | Against | |||
9 | Elect Jackson WOO Ka Biu | Mgmt | For | Against | Against | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Ping An Insurance (Group) Company of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2318 | CINS Y69790106 | 11/01/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Adjustment on Independent Directors' Fees | Mgmt | For | Against | Against | |||
3 | Means, Object of the Transaction and Parties to the Transaction | Mgmt | For | For | For | |||
4 | Transaction Price and Basis of Pricing | Mgmt | For | For | For | |||
5 | Vesting of Proit or Loss Arising from the Relevant Assets from the Base Date of Asset Pricing to the Completion Date | Mgmt | For | For | For | |||
6 | Contract Obligations and Default Liabilities Under the Transfer of Ownership of the Relevant Assets | Mgmt | For | For | For | |||
7 | Validity Period of the Resolution | Mgmt | For | For | For | |||
8 | Share Subscription Agreement | Mgmt | For | For | For | |||
9 | Profits Forecast Compensation Agreement | Mgmt | For | For | For | |||
10 | Ratification of Board Acts | Mgmt | For | For | For | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew Miller | Mgmt | For | For | For | |||
1.2 | Elect Betsy Atkins | Mgmt | For | For | For | |||
1.3 | Elect David DeWalt | Mgmt | For | For | For | |||
1.4 | Elect John Kelley, Jr. | Mgmt | For | For | For | |||
1.5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
1.6 | Elect William Owens | Mgmt | For | For | For | |||
1.7 | Elect Kevin Parker | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Porsche Automobil Holding SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAH3 | CINS D6240C122 | 11/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Rights Issue (Preferred Shares) | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Authority to Issue Convertible Debt Instruments (Preferred Shares) | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Increase in Conditional Capital (Preferred Shares) | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Increase in Authorized Capital (Preferred Shares) | Mgmt | For | For | For | |||
Potash Corporation of Saskatchewan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Burley | Mgmt | For | For | For | |||
1.2 | Elect William Doyle | Mgmt | For | For | For | |||
1.3 | Elect John Estey | Mgmt | For | For | For | |||
1.4 | Elect Charles Hoffman | Mgmt | For | For | For | |||
1.5 | Elect Dallas Howe | Mgmt | For | For | For | |||
1.6 | Elect Alice Laberge | Mgmt | For | For | For | |||
1.7 | Elect Keith Martell | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey McCaig | Mgmt | For | For | For | |||
1.9 | Elect Mary Mogford | Mgmt | For | For | For | |||
1.10 | Elect Paul Schoenhals | Mgmt | For | For | For | |||
1.11 | Elect E. Robert Stromberg | Mgmt | For | For | For | |||
1.12 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | 2011 Performance Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Murphy | Mgmt | For | For | For | |||
1.2 | Elect Steven Rothmeier | Mgmt | For | For | For | |||
1.3 | Elect Richard Wambold | Mgmt | For | For | For | |||
1.4 | Elect Timothy Wicks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
priceline.com Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||
1.6 | Elect James Guyette | Mgmt | For | For | For | |||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Anderson | Mgmt | For | For | For | |||
1.2 | Elect Cheryl Grisé | Mgmt | For | For | For | |||
1.3 | Elect Patrick O'Leary | Mgmt | For | For | For | |||
1.4 | Elect Thomas Schoewe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Qwest Communications International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
Q | CUSIP 749121109 | 08/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Tom Albanese | Mgmt | For | For | For | |||
4 | Elect Robert Brown | Mgmt | For | For | For | |||
5 | Elect Vivienne Cox | Mgmt | For | For | For | |||
6 | Elect Jan du Plessis | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Michael Fitzpatrick | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Richard Goodmanson | Mgmt | For | For | For | |||
11 | Elect Andrew Gould | Mgmt | For | For | For | |||
12 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||
13 | Elect Paul Tellier | Mgmt | For | For | For | |||
14 | Elect Samuel Walsh | Mgmt | For | For | For | |||
15 | Elect Stephen Mayne | Mgmt | Against | Against | For | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
17 | Amendment to the Performance Share Plan | Mgmt | For | For | For | |||
18 | Amendment to and Renewal of Share Ownership Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Rock-Tenn Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKT | CUSIP 772739207 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Safran SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAF | CINS F4035A557 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Ratification of Management Board and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Amendment to Governing Structure | Mgmt | For | For | For | |||
10 | Adoption of New Articles | Mgmt | For | For | For | |||
11 | Amendment Regarding Cap on Voting Rights | Mgmt | For | For | For | |||
12 | Elect Jean-Paul Herteman | Mgmt | For | Against | Against | |||
13 | Elect Francis Mer | Mgmt | For | Against | Against | |||
14 | Elect Giovanni Bisignani | Mgmt | For | Against | Against | |||
15 | Elect Jean-Lou Chameau | Mgmt | For | Against | Against | |||
16 | Elect Odile Desforges | Mgmt | For | Against | Against | |||
17 | Elect Jean-Marc Forneri | Mgmt | For | Against | Against | |||
18 | Elect Xavier Lagarde | Mgmt | For | Against | Against | |||
19 | Elect Michel Lucas | Mgmt | For | Against | Against | |||
20 | Elect Elisabeth Lulin | Mgmt | For | Against | Against | |||
21 | Election of Representatives of the State | Mgmt | For | Against | Against | |||
22 | Elect Christian Halary | Mgmt | For | Against | Against | |||
23 | Elect Marc Aubry | Mgmt | For | Against | Against | |||
24 | Elect Caroline Grégoire-Sainte Marie as Censor | Mgmt | For | For | For | |||
25 | Directors' Fees | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
28 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
29 | Authority to Increase capital in Case of Exchange Offer | Mgmt | For | For | For | |||
30 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
31 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||
32 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
33 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
34 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
35 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||
36 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
37 | Global Ceiling on Increases in Capital and Debt Issuances | Mgmt | For | For | For | |||
38 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
39 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
40 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
41 | Shareholder Proposal Regarding Representatives of Employee Shareholders | ShrHldr | For | For | For | |||
42 | Shareholder Proposal Regarding Employee Representation | ShrHldr | Against | Against | For | |||
43 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
44 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Benioff | Mgmt | For | For | For | |||
2 | Elect Craig Conway | Mgmt | For | For | For | |||
3 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Sanofi-Aventis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Ratification of the Co-option of Carole Piwnica | Mgmt | For | Against | Against | |||
10 | Elect Suet Fern Lee | Mgmt | For | Against | Against | |||
11 | Elect Thierry Desmarest | Mgmt | For | Against | Against | |||
12 | Elect Igor Landau | Mgmt | For | Against | Against | |||
13 | Elect Gérard Van Kemmel | Mgmt | For | Against | Against | |||
14 | Elect Serge Weinberg | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Amendment Regarding Board Size | Mgmt | For | For | For | |||
27 | Amendment Regarding Age Limits | Mgmt | For | For | For | |||
28 | Amendment Regarding Electronic Voting | Mgmt | For | For | For | |||
29 | Amendment to Company Name | Mgmt | For | For | For | |||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Schlumberger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philippe Camus | Mgmt | For | For | For | |||
2 | Elect Peter Currie | Mgmt | For | For | For | |||
3 | Elect Andrew Gould | Mgmt | For | For | For | |||
4 | Elect Tony Isaac | Mgmt | For | For | For | |||
5 | Elect K.V. Kamath | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Adrian Lajous | Mgmt | For | For | For | |||
8 | Elect Michael Marks | Mgmt | For | For | For | |||
9 | Elect Elizabeth Moler | Mgmt | For | For | For | |||
10 | Elect Leo Reif | Mgmt | For | For | For | |||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
14 | Elect Lubna Olayan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
17 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
18 | Amendements to Articles | Mgmt | For | For | For | |||
19 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
Seagate Technology Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STX | CUSIP G7945M107 | 01/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Luczo | Mgmt | For | For | For | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Lydia Marshall | Mgmt | For | For | For | |||
4 | Elect C.S. Park | Mgmt | For | For | For | |||
5 | Elect Albert Pimentel | Mgmt | For | For | For | |||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | |||
7 | Elect John Thompson | Mgmt | For | For | For | |||
8 | Elect Edward Zander | Mgmt | For | For | For | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Authority to Set Meeting Location | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Issuance of Treasury Shares | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Sequenom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQNM | CUSIP 817337405 | 06/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernst-Günter Afting | Mgmt | For | For | For | |||
1.2 | Elect Kenneth Buechler | Mgmt | For | For | For | |||
1.3 | Elect John Fazio | Mgmt | For | For | For | |||
1.4 | Elect Harry Hixson, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Richard Lerner | Mgmt | For | For | For | |||
1.6 | Elect Ronald Lindsay | Mgmt | For | For | For | |||
1.7 | Elect David Pendarvis | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Smith International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SII | CUSIP 832110100 | 08/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger | Mgmt | For | For | For | |||
2.1 | Elect James Gibbs | Mgmt | For | For | For | |||
2.2 | Elect Duane Radtke | Mgmt | For | For | For | |||
2.3 | Elect John Yearwood | Mgmt | For | For | For | |||
3 | Amendment to the 1989 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Southwestern Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWN | CUSIP 845467109 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For | |||
2 | Elect Robert Howard | Mgmt | For | For | For | |||
3 | Elect Greg Kerley | Mgmt | For | For | For | |||
4 | Elect Harold Korell | Mgmt | For | For | For | |||
5 | Elect Vello Kuuskraa | Mgmt | For | For | For | |||
6 | Elect Kenneth Mourton | Mgmt | For | For | For | |||
7 | Elect Steven Mueller | Mgmt | For | For | For | |||
8 | Elect Charles Scharlau | Mgmt | For | For | For | |||
9 | Elect Alan Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Amendment to the Bylaws to Reduce the Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Stanley Black & Decker, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWK | CUSIP 854502101 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Buckley | Mgmt | For | For | For | |||
1.2 | Elect Carlos Cardoso | Mgmt | For | For | For | |||
1.3 | Elect Robert Coutts | Mgmt | For | For | For | |||
1.4 | Elect Manuel Fernandez | Mgmt | For | For | For | |||
1.5 | Elect Marianne Parrs | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Staples, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||
3 | Elect Mary Burton | Mgmt | For | For | For | |||
4 | Elect Justin King | Mgmt | For | For | For | |||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | Against | Against | |||
2 | Elect William Bradley | Mgmt | For | Against | Against | |||
3 | Elect Mellody Hobson | Mgmt | For | Against | Against | |||
4 | Elect Kevin Johnson | Mgmt | For | Against | Against | |||
5 | Elect Olden Lee | Mgmt | For | Against | Against | |||
6 | Elect Sheryl Sandberg | Mgmt | For | Against | Against | |||
7 | Elect James Shennan, Jr. | Mgmt | For | Against | Against | |||
8 | Elect Javier Teruel | Mgmt | For | Against | Against | |||
9 | Elect Myron Ullman III | Mgmt | For | Against | Against | |||
10 | Elect Craig Weatherup | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Recycling Strategy For Beverage Containers | ShrHldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||
12 | Elect Gregory Summe | Mgmt | For | For | For | |||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
SXC Health Solutions Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SXCI | CUSIP 78505P100 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Thierer | Mgmt | For | For | For | |||
1.2 | Elect Steven Colser | Mgmt | For | For | For | |||
1.3 | Elect Terrence Burke | Mgmt | For | For | For | |||
1.4 | Elect William Davis | Mgmt | For | For | For | |||
1.5 | Elect Philip Reddon | Mgmt | For | For | For | |||
1.6 | Elect Curtis Thorne | Mgmt | For | For | For | |||
1.7 | Elect Anthony Masso | Mgmt | For | For | For | |||
2 | Amendment to the Amended and Restated Bylaws to Increase the Quorum Requirement for Shareholder's Meetings | Mgmt | For | For | For | |||
3 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Synchronoss Technologies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNCR | CUSIP 87157B103 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Hopkins | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Syngenta AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNN | CINS H84140112 | 04/19/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
8 | Dividend Distribution from Reserves | Mgmt | For | TNA | N/A | |||
9 | Elect Martin Taylor | Mgmt | For | TNA | N/A | |||
10 | Elect Peter Thompson | Mgmt | For | TNA | N/A | |||
11 | Elect Rolf Watter | Mgmt | For | TNA | N/A | |||
12 | Elect Felix Weber | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne Austin | Mgmt | For | For | For | |||
2 | Elect Calvin Darden | Mgmt | For | For | For | |||
3 | Elect Mary Dillon | Mgmt | For | For | For | |||
4 | Elect James Johnson | Mgmt | For | For | For | |||
5 | Elect Mary Minnick | Mgmt | For | For | For | |||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
7 | Elect Derica Rice | Mgmt | For | For | For | |||
8 | Elect Stephen Sanger | Mgmt | For | For | For | |||
9 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||
10 | Elect John Stumpf | Mgmt | For | For | For | |||
11 | Elect Solomon Trujillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||
Tech Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECD | CUSIP 878237106 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Dutkowsky | Mgmt | For | For | For | |||
2 | Elect Jeffery Howells | Mgmt | For | For | For | |||
3 | Elect Savio Tung | Mgmt | For | For | For | |||
4 | Elect David Upton | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Teck Resources Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCK | CUSIP 878742204 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ichiro Abe | Mgmt | For | For | For | |||
1.2 | Elect Mayank Ashar | Mgmt | For | For | For | |||
1.3 | Elect J. Brian Aune | Mgmt | For | For | For | |||
1.4 | Elect Jalynn Bennett | Mgmt | For | For | For | |||
1.5 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | |||
1.6 | Elect Felix Chee | Mgmt | For | For | For | |||
1.7 | Elect Jack Cockwell | Mgmt | For | Withhold | Against | |||
1.8 | Elect Norman Keevil | Mgmt | For | For | For | |||
1.9 | Elect Norman Keevil III | Mgmt | For | For | For | |||
1.10 | Elect Takashi Kuriyama | Mgmt | For | For | For | |||
1.11 | Elect Donald Lindsay | Mgmt | For | For | For | |||
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against | |||
1.13 | Elect Warren Seyffert | Mgmt | For | For | For | |||
1.14 | Elect Christopher Thompson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||
8 | Elect Ruth Simmons | Mgmt | For | For | For | |||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||
3 | Elect James Bell | Mgmt | For | For | For | |||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||
6 | Elect Jennifer Granholm | Mgmt | For | For | For | |||
7 | Elect John Hess | Mgmt | For | For | For | |||
8 | Elect Andrew Liveris | Mgmt | For | For | For | |||
9 | Elect Paul Polman | Mgmt | For | For | For | |||
10 | Elect Dennis Reilley | Mgmt | For | For | For | |||
11 | Elect James Ringler | Mgmt | For | Against | Against | |||
12 | Elect Ruth Shaw | Mgmt | For | For | For | |||
13 | Elect Paul Stern | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||
2 | Elect John Bryan | Mgmt | For | For | For | |||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlbäck | Mgmt | For | For | For | |||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||
6 | Elect William George | Mgmt | For | For | For | |||
7 | Elect James Johnson | Mgmt | For | For | For | |||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Compensation | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
The Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||
4 | Elect Liam McGee | Mgmt | For | For | For | |||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||
6 | Elect Michael Morris | Mgmt | For | For | For | |||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||
2 | Elect John Bryson | Mgmt | For | For | For | |||
3 | Elect John Chen | Mgmt | For | For | For | |||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||
5 | Elect Robert Iger | Mgmt | For | For | For | |||
6 | Elect Steven Jobs | Mgmt | For | For | For | |||
7 | Elect Fred Langhammer | Mgmt | For | For | For | |||
8 | Elect Aylwin Lewis | Mgmt | For | For | For | |||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||
10 | Elect Robert Matschullat | Mgmt | For | For | For | |||
11 | Elect John Pepper, Jr. | Mgmt | For | For | For | |||
12 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
13 | Elect Orin Smith | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding One Test Performance Assessment | ShrHldr | Against | Against | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Lynch | Mgmt | For | For | For | |||
2 | Elect William Parrett | Mgmt | For | For | For | |||
3 | Elect Michael Porter | Mgmt | For | For | For | |||
4 | Elect Scott Sperling | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 08/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Hinson | Mgmt | For | For | For | |||
1.2 | Elect William Cella | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
TNT NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TNT | CINS N86672107 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Elect Mary Harris | Mgmt | For | For | For | |||
14 | Elect Wim Kok | Mgmt | For | For | For | |||
15 | Elect T. Menssen | Mgmt | For | For | For | |||
16 | Elect M.A.M. Boersma | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Amendments to Articles | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
TNT NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TNT | CINS N86672107 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Demerger | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
3.7 | Elect John Krol | Mgmt | For | For | For | |||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Unisys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIS | CUSIP 909214306 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
2 | Elect James Duderstadt | Mgmt | For | For | For | |||
3 | Elect Henry Duques | Mgmt | For | For | For | |||
4 | Elect Matthew Espe | Mgmt | For | For | For | |||
5 | Elect Denise Fletcher | Mgmt | For | For | For | |||
6 | Elect Leslie Kenne | Mgmt | For | For | For | |||
7 | Elect Charles McQuade | Mgmt | For | For | For | |||
8 | Elect Paul Weaver | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
United Continental Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UAL | CUSIP 910047109 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kirbyjon Caldwell | Mgmt | For | For | For | |||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.4 | Elect Jane Garvey | Mgmt | For | For | For | |||
1.5 | Elect Walter Isaacson | Mgmt | For | For | For | |||
1.6 | Elect Henry Meyer III | Mgmt | For | For | For | |||
1.7 | Elect Oscar Munoz | Mgmt | For | For | For | |||
1.8 | Elect James O'Connor | Mgmt | For | For | For | |||
1.9 | Elect Laurence Simmons | Mgmt | For | For | For | |||
1.10 | Elect Jeffery Smisek | Mgmt | For | For | For | |||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.12 | Elect David Vitale | Mgmt | For | For | For | |||
1.13 | Elect John Walker | Mgmt | For | For | For | |||
1.14 | Elect Charles Yamarone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
US Airways Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCC | CUSIP 90341W108 | 06/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Lakefield | Mgmt | For | For | For | |||
2 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2011 Incentive Award Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Vedanta Resources PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VED | CINS G9328D100 | 07/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Naresh Chandra | Mgmt | For | For | For | |||
5 | Elect Euan Macdonald | Mgmt | For | For | For | |||
6 | Elect Aman Mehta | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Settle Convertible Bonds with Ordinary Shares | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
14 | Adoption of New Articles | Mgmt | For | For | For | |||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Vedanta Resources PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VED | CINS G9328D100 | 12/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
VeriSign, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRSN | CUSIP 92343E102 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect D. James Bidzos | Mgmt | For | For | For | |||
2 | Elect William Chenevich | Mgmt | For | For | For | |||
3 | Elect Kathleen Cote | Mgmt | For | For | For | |||
4 | Elect Mark McLaughlin | Mgmt | For | For | For | |||
5 | Elect Roger Moore | Mgmt | For | For | For | |||
6 | Elect John Roach | Mgmt | For | For | For | |||
7 | Elect Louis Simpson | Mgmt | For | For | For | |||
8 | Elect Timothy Tomlinson | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Carrión | Mgmt | For | For | For | |||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
3 | Elect Robert Lane | Mgmt | For | For | For | |||
4 | Elect Lowell McAdam | Mgmt | For | For | For | |||
5 | Elect Sandra Moose | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Hugh Price | Mgmt | For | For | For | |||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||
12 | Elect John Snow | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3.1 | Elect Gary Coughlan | Mgmt | For | For | For | |||
3.2 | Elect Mary Cranston | Mgmt | For | For | For | |||
3.3 | Elect Francisco Javier Fernández-Carbajal | Mgmt | For | For | For | |||
3.4 | Elect Robert Matschullat | Mgmt | For | For | For | |||
3.5 | Elect Cathy Minehan | Mgmt | For | For | For | |||
3.6 | Elect Suzanne Johnson | Mgmt | For | For | For | |||
3.7 | Elect David Pang | Mgmt | For | For | For | |||
3.8 | Elect Joseph Saunders | Mgmt | For | For | For | |||
3.9 | Elect William Shanahan | Mgmt | For | For | For | |||
3.10 | Elect John Swainson | Mgmt | For | For | For | |||
3.11 | Elect Suzanne Johnson | Mgmt | For | For | For | |||
3.12 | Elect Joseph Saunders | Mgmt | For | For | For | |||
3.13 | Elect John Swainson | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
6 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Visteon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VC | CUSIP 92839U305 | 06/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Duncan Cocroft | Mgmt | For | For | For | |||
1.2 | Elect Philippe Guillemot | Mgmt | For | For | For | |||
1.3 | Elect Herbert Henkel | Mgmt | For | For | For | |||
1.4 | Elect Mark Hogan | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Jones | Mgmt | For | For | For | |||
1.6 | Elect Karl Krapek | Mgmt | For | For | For | |||
1.7 | Elect Timothy D. Leuliette | Mgmt | For | For | For | |||
1.8 | Elect William Redmond, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Donald Stebbins | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Weatherford International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP H27013103 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Financial Statements | Mgmt | For | For | For | |||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
3 | Elect Bernard Duroc-Danner | Mgmt | For | For | For | |||
4 | Elect Samuel Bodman III | Mgmt | For | For | For | |||
5 | Elect Nicholas Brady | Mgmt | For | For | For | |||
6 | Elect David Butters | Mgmt | For | For | For | |||
7 | Elect William Macaulay | Mgmt | For | For | For | |||
8 | Elect Robert Millard | Mgmt | For | For | For | |||
9 | Elect Robert Moses, Jr. | Mgmt | For | For | For | |||
10 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||
11 | Elect Emyr Parry | Mgmt | For | For | For | |||
12 | Elect Robert Rayne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
WellPoint, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP 94973V107 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Warren Jobe | Mgmt | For | For | For | |||
3 | Elect William Mays | Mgmt | For | For | For | |||
4 | Elect William Ryan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
8 | Amendments Removing Certain Restrictions on Ownership of Shares | Mgmt | For | For | For | |||
9 | Amendments Deleting Certain Obsolete Provisions | Mgmt | For | For | For | |||
10 | Amendments Deleting Certain Obsolete Provisions and Making Conforming Changes | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Conversion to Nonprofit Status | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect John Chen | Mgmt | For | For | For | |||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||
4 | Elect Susan Engel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald James | Mgmt | For | For | For | |||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
10 | Elect Philip Quigley | Mgmt | For | For | For | |||
11 | Elect Judith Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen Sanger | Mgmt | For | For | For | |||
13 | Elect John Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Behrendt | Mgmt | For | For | For | |||
2 | Elect Kathleen Cote | Mgmt | For | For | For | |||
3 | Elect John Coyne | Mgmt | For | For | For | |||
4 | Elect Henry DeNero | Mgmt | For | For | For | |||
5 | Elect William Kimsey | Mgmt | For | For | For | |||
6 | Elect Michael Lambert | Mgmt | For | For | For | |||
7 | Elect Len Lauer | Mgmt | For | For | For | |||
8 | Elect Matthew Massengill | Mgmt | For | For | For | |||
9 | Elect Roger Moore | Mgmt | For | For | For | |||
10 | Elect Thomas Pardun | Mgmt | For | For | For | |||
11 | Elect Arif Shakeel | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glenn Britt | Mgmt | For | For | For | |||
2 | Elect Ursula Burns | Mgmt | For | For | For | |||
3 | Elect Richard Harrington | Mgmt | For | For | For | |||
4 | Elect William Hunter | Mgmt | For | For | For | |||
5 | Elect Robert Keegan | Mgmt | For | For | For | |||
6 | Elect Robert McDonald | Mgmt | For | For | For | |||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect Ann Reese | Mgmt | For | For | For | |||
10 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Yokogawa Electric Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6841 | CINS J97272124 | 06/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | |||
3 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
4 | Elect Hitoshi Nara | Mgmt | For | For | For | |||
5 | Elect Satoru Kurosu | Mgmt | For | For | For | |||
6 | Elect Takashi Nishijima | Mgmt | For | For | For | |||
7 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | |||
8 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||
9 | Elect Mitsuto Urano | Mgmt | For | For | For | |||
10 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Variable Trust | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Treasurer, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2011 | |