UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-5346 | ||||||||
Name of Registrant: | Putnam Variable Trust | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Variable Trust | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 12/31/13 | ||||||||
Date of reporting period: | 07/01/2013 - 06/30/2014 |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Absolute Return 500 Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
3M Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMM | CUSIP 88579Y101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | |||
2 | Elect Thomas K. Brown | Mgmt | For | For | For | |||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
6 | Elect Muhtar Kent | Mgmt | For | For | For | |||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
8 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
9 | Elect Robert J. Ulrich | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Aaron's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAN | CUSIP 002535300 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2.1 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
2.2 | Elect Ronald W. Allen | Mgmt | For | For | For | |||
2.3 | Elect Brian R. Kahn | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ACE Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | ALLOCATION OF DISPOSABLE PROFIT | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect John A. Edwardson | Mgmt | For | For | For | |||
5 | Elect Kimberly Ross | Mgmt | For | For | For | |||
6 | Elect Robert W. Scully | Mgmt | For | For | For | |||
7 | Elect David H. Sidwell | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
12 | Elect Michael P. Connors | Mgmt | For | For | For | |||
13 | Elect Peter Menikoff | Mgmt | For | For | For | |||
14 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
15 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
16 | Elect Theodore Shasta | Mgmt | For | For | For | |||
17 | Elect Olivier Steimer | Mgmt | For | For | For | |||
18 | Election of Evan G. Greenberg as the Chairman of the Board | Mgmt | For | For | For | |||
19 | Elect Michael Connors | Mgmt | For | For | For | |||
20 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
21 | Elect John A. Edwardson | Mgmt | For | For | For | |||
22 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
23 | Election of Homburger AG as independent proxy | Mgmt | For | For | For | |||
24 | Election of Statutory Auditor | Mgmt | For | For | For | |||
25 | Ratification of Auditor | Mgmt | For | For | For | |||
26 | Election of Special Auditor | Mgmt | For | For | For | |||
27 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
28 | Approval of a Dividend Distribution Through Par Value Reduction | Mgmt | For | For | For | |||
29 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
30 | Transaction of other business | Mgmt | For | Against | Against | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
1.3 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.4 | Elect Darren R. Jackson | Mgmt | For | For | For | |||
1.5 | Elect William S. Oglesby | Mgmt | For | For | For | |||
1.6 | Elect J. Paul Raines | Mgmt | For | For | For | |||
1.7 | Elect Gilbert T. Ray | Mgmt | For | For | For | |||
1.8 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.9 | Elect O. Temple Sloan III | Mgmt | For | For | For | |||
1.10 | Elect Jimmie L. Wade | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Alaska Air Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALK | CUSIP 011659109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
2 | Elect Marion C. Blakey | Mgmt | For | For | For | |||
3 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
4 | Elect Jessie J. Knight, Jr. | Mgmt | For | For | For | |||
5 | Elect Dennis F. Madsen | Mgmt | For | For | For | |||
6 | Elect Byron I. Mallott | Mgmt | For | For | For | |||
7 | Elect Helvi K. Sandvik | Mgmt | For | For | For | |||
8 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
9 | Elect Bradley D. Tilden | Mgmt | For | For | For | |||
10 | Elect Eric K. Yeaman | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Amendment to the Certificate of Incorporation to Reduce Par Value of Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H. Hernandez | Mgmt | For | For | For | |||
1.2 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
1.3 | Elect Joseph M. Mahady | Mgmt | For | For | For | |||
1.4 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
1.5 | Elect James J. O'Brien | Mgmt | For | For | For | |||
1.6 | Elect Barry W. Perry | Mgmt | For | For | For | |||
1.7 | Elect John Sherman Jr. | Mgmt | For | For | For | |||
1.8 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
1.9 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
1.10 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alleghany Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
Y | CUSIP 017175100 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rex D. Adams | Mgmt | For | For | For | |||
2 | Elect Ian H. Chippendale | Mgmt | For | For | For | |||
3 | Elect Weston M. Hicks | Mgmt | For | For | For | |||
4 | Elect Jefferson W. Kirby | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles of Association | Mgmt | For | For | For | |||
2 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
3 | Elect Scott A. Carmilani | Mgmt | For | For | For | |||
4 | Elect James F. Duffy | Mgmt | For | For | For | |||
5 | Elect Bart Friedman | Mgmt | For | For | For | |||
6 | Elect Scott Hunter | Mgmt | For | For | For | |||
7 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
8 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
9 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
10 | Elect Scott A. Carmilani as Chairman | Mgmt | For | For | For | |||
11 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
12 | Elect James F. Duffy | Mgmt | For | For | For | |||
13 | Elect Bart Friedman | Mgmt | For | For | For | |||
14 | Elect Scott Hunter | Mgmt | For | For | For | |||
15 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
16 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
17 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
18 | Election of Independent Proxy | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Accounts and Reports | Mgmt | For | For | For | |||
21 | Approval of Retention of Profits | Mgmt | For | For | For | |||
22 | Approval of Dividend Payments | Mgmt | For | For | For | |||
23 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||
24 | Share Repurchase program | Mgmt | For | For | For | |||
25 | 3:1 Forward Stock Split | Mgmt | For | For | For | |||
26 | Increase of Authorized Share Capital | Mgmt | For | For | For | |||
27 | Appointment of Auditor and Statutory Auditor | Mgmt | For | For | For | |||
28 | Appointment of Special Auditor | Mgmt | For | For | For | |||
29 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
30 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 10/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | |||
3 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
4 | Elect James A. Champy | Mgmt | For | For | For | |||
5 | Elect John C. Hodgson | Mgmt | For | For | For | |||
6 | Elect Yves-Andre Istel | Mgmt | For | For | For | |||
7 | Elect Neil S. Novich | Mgmt | For | For | For | |||
8 | Elect F. Grant Saviers | Mgmt | For | For | For | |||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
10 | Elect Lisa T. Su | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Aon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester B. Knight | Mgmt | For | For | For | |||
2 | Elect Gregory C. Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | |||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | |||
6 | Elect James W. Leng | Mgmt | For | For | For | |||
7 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
8 | Elect Robert S. Morrison | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
11 | Elect Gloria Santona | Mgmt | For | For | For | |||
12 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||
13 | Accounts and Reports | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Amendment to the 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||
21 | Approval of Share Repurchase Contract and Repurchase Counterparties | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Arch Capital Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACGL | CUSIP G0450A105 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kewsong Lee | Mgmt | For | For | For | |||
2 | Elect Brian S. Posner | Mgmt | For | For | For | |||
3 | Elect John D. Vollaro | Mgmt | For | For | For | |||
4 | Elect Anthony Asquith | Mgmt | For | For | For | |||
5 | Elect Edgardo Balois | Mgmt | For | For | For | |||
6 | Elect Dennis R. Brand | Mgmt | For | For | For | |||
7 | Elect Paul Cole | Mgmt | For | For | For | |||
8 | Elect Michael Constantinides | Mgmt | For | For | For | |||
9 | Elect Graham B.R. Collis | Mgmt | For | For | For | |||
10 | Elect William J. Cooney | Mgmt | For | For | For | |||
11 | Elect Nick Denniston | Mgmt | For | For | For | |||
12 | Elect Michael Feetham | Mgmt | For | For | For | |||
13 | Elect Stephen Fogarty | Mgmt | For | For | For | |||
14 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | |||
15 | Elect Marc Grandisson | Mgmt | For | For | For | |||
16 | Elect Michael A. Greene | Mgmt | For | For | For | |||
17 | Elect Jerome Halgan | Mgmt | For | For | For | |||
18 | Elect Pet Hartman | Mgmt | For | For | For | |||
19 | Elect David W Hipkin | Mgmt | For | For | For | |||
20 | Elect W. Preston Hutchings | Mgmt | For | For | For | |||
21 | Elect Constantine Iordanou | Mgmt | For | For | For | |||
22 | Elect Pierre Jal | Mgmt | For | For | For | |||
23 | Elect Wolbert H. Kamphuijs | Mgmt | For | For | For | |||
24 | Elect Michael H. Kier | Mgmt | For | For | For | |||
25 | Elect Lin Li-Williams | Mgmt | For | For | For | |||
26 | Elect Mark D. Lyons | Mgmt | For | For | For | |||
27 | Elect Adam Matteson | Mgmt | For | For | For | |||
28 | Elect Robert McDowell | Mgmt | For | For | For | |||
29 | Elect David H. McElroy | Mgmt | For | For | For | |||
30 | Elect Rommel Mercado | Mgmt | For | For | For | |||
31 | Elect David J. Mullholland | Mgmt | For | For | For | |||
32 | Elect Michael R. Murphy | Mgmt | For | For | For | |||
33 | Elect Martin J. Nilsen | Mgmt | For | For | For | |||
34 | Elect Mark Nolan | Mgmt | For | For | For | |||
35 | Elect Marita Oliver | Mgmt | For | For | For | |||
36 | Elect Nicolas Papadopoulo | Mgmt | For | For | For | |||
37 | Elect Elisabeth Quinn | Mgmt | For | For | For | |||
38 | Elect Maamoun Rajeh | Mgmt | For | For | For | |||
39 | Elect Andrew Rippert | Mgmt | For | For | For | |||
40 | Elect Carla Santamaria-Sena | Mgmt | For | For | For | |||
41 | Elect Arthur Scace | Mgmt | For | For | For | |||
42 | Elect Scott Schenker | Mgmt | For | For | For | |||
43 | Elect Soren Scheuer | Mgmt | For | For | For | |||
44 | Elect Budhi Singh | Mgmt | For | For | For | |||
45 | Elect William A. Soares | Mgmt | For | For | For | |||
46 | Elect Helmut Sohler | Mgmt | For | For | For | |||
47 | Elect Ryan Taylor | Mgmt | For | For | For | |||
48 | Elect Ross Totten | Mgmt | For | For | For | |||
49 | Elect Iwan van Munster | Mgmt | For | For | For | |||
50 | Elect Angus Watson | Mgmt | For | For | For | |||
51 | Elect James R. Weatherstone | Mgmt | For | For | For | |||
52 | Elect Gerald Wolfe | Mgmt | For | For | For | |||
53 | Ratification of Auditor | Mgmt | For | For | For | |||
54 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aspen Insurance Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHL | CUSIP G05384105 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher O'Kane | Mgmt | For | Withhold | Against | |||
1.2 | Elect Liaquat Ahamed | Mgmt | For | Withhold | Against | |||
1.3 | Elect Albert Beer | Mgmt | For | Withhold | Against | |||
1.4 | Elect John Cavoores | Mgmt | For | Withhold | Against | |||
1.5 | Elect Heidi Hutter | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gary Gregg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Bret Pearlman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AutoZone, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZO | CUSIP 053332102 | 12/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
2 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
3 | Elect Sue E. Gove | Mgmt | For | For | For | |||
4 | Elect Earl G. Graves, Jr. | Mgmt | For | For | For | |||
5 | Elect Enderson Guimaraes | Mgmt | For | For | For | |||
6 | Elect J.R. Hyde III | Mgmt | For | For | For | |||
7 | Elect D. Bryan Jordan | Mgmt | For | For | For | |||
8 | Elect W. Andrew McKenna | Mgmt | For | For | For | |||
9 | Elect George R. Mrkonic, Jr. | Mgmt | For | For | For | |||
10 | Elect Luis P. Nieto | Mgmt | For | For | For | |||
11 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Axis Capital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXS | CUSIP G0692U109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Friedman | Mgmt | For | For | For | |||
1.2 | Elect Cheryl-Ann Lister | Mgmt | For | For | For | |||
1.3 | Elect Thomas C. Ramey | Mgmt | For | For | For | |||
1.4 | Elect Wilhelm Zeller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BankUnited Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKU | CUSIP 06652K103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tere Blanca | Mgmt | For | For | For | |||
1.2 | Elect Sue M. Cobb | Mgmt | For | For | For | |||
1.3 | Elect Eugene F. DeMark | Mgmt | For | For | For | |||
1.4 | Elect Michael J. Dowling | Mgmt | For | For | For | |||
1.5 | Elect John A. Kanas | Mgmt | For | For | For | |||
1.6 | Elect Douglas J. Pauls | Mgmt | For | For | For | |||
1.7 | Elect Rajinder P. Singh | Mgmt | For | For | For | |||
1.8 | Elect Sanjiv Sobti | Mgmt | For | For | For | |||
1.9 | Elect A. Robert Towbin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Henry P. Becton, Jr. | Mgmt | For | For | For | |||
3 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
4 | Elect Edward F. DeGraan | Mgmt | For | For | For | |||
5 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
6 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
7 | Elect Christopher Jones | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
10 | Elect James F. Orr | Mgmt | For | For | For | |||
11 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Elect Alfred Sommer | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of Performance Goals Under 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | For | Against | Against | |||
18 | Approval of Performance Goals Under Performance Incentive Plan | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | For | Against | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Donald R. Keough | Mgmt | For | For | For | |||
1.10 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.11 | Elect Ronald L. Olson | Mgmt | For | Withhold | Against | |||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Dividends | ShrHldr | Against | Against | For | |||
Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David L. Calhoun | Mgmt | For | For | For | |||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2003 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect John C. Kelly | Mgmt | For | For | For | |||
3 | Elect David F. Melcher | Mgmt | For | For | For | |||
4 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
5 | Elect John H. Weiland | Mgmt | For | For | For | |||
6 | Elect Anthony Welters | Mgmt | For | For | For | |||
7 | Elect Tony L. White | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2012 Long Term Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the Executive Bonus Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
2 | Elect George S. Barrett | Mgmt | For | For | For | |||
3 | Elect Glenn A. Britt | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect John F. Finn | Mgmt | For | For | For | |||
8 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
9 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
10 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | |||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | |||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Against | Against | |||
6 | Elect George L. Kirkland | Mgmt | For | Against | Against | |||
7 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | |||
8 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | |||
9 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
10 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | |||
11 | Elect Carl Ware | Mgmt | For | Against | Against | |||
12 | Elect John S. Watson | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Charitable Contributions | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||
CMS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMS | CUSIP 125896100 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | |||
2 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||
3 | Elect Stephen E. Ewing | Mgmt | For | For | For | |||
4 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
5 | Elect William D. Harvey | Mgmt | For | For | For | |||
6 | Elect David W. Joos | Mgmt | For | For | For | |||
7 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | |||
8 | Elect John G. Russell | Mgmt | For | For | For | |||
9 | Elect Kenneth L. Way | Mgmt | For | For | For | |||
10 | Elect Laura H. Wright | Mgmt | For | For | For | |||
11 | Elect John B. Yasinsky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approve Amended Performance Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect Jody L Freeman | Mgmt | For | For | For | |||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
9 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Lawrence Culp | Mgmt | For | For | For | |||
2 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
3 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Dillard's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DDS | CUSIP 254067101 | 05/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank R. Mori | Mgmt | For | Against | Against | |||
2 | Elect Reynie Rutledge | Mgmt | For | Against | Against | |||
3 | Elect J.C. Watts, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Nick White | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Dollar Tree, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLTR | CUSIP 256746108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arnold S. Barron | Mgmt | For | For | For | |||
1.2 | Elect Macon F. Brock, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
1.4 | Elect H. Ray Compton | Mgmt | For | For | For | |||
1.5 | Elect Conrad M. Hall | Mgmt | For | For | For | |||
1.6 | Elect Lemuel E. Lewis | Mgmt | For | For | For | |||
1.7 | Elect J. Douglas Perry | Mgmt | For | For | For | |||
1.8 | Elect Bob Sasser | Mgmt | For | For | For | |||
1.9 | Elect Thomas A. Saunders III | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Whiddon | Mgmt | For | For | For | |||
1.11 | Elect Carl P. Zeithaml | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Voting for Directors | ShrHldr | Against | For | Against | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Adams | Mgmt | For | For | For | |||
2 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
3 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
4 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
5 | Elect Jack L. Stahl | Mgmt | For | For | For | |||
6 | Elect Larry D. Young | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
10 | Amendment to the Omnibus Stock Incentive Plan of 2009 | Mgmt | For | For | For | |||
Dril-Quip, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRQ | CUSIP 262037104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Blake T. DeBerry | Mgmt | For | For | For | |||
2 | Elect John V. Lovoi | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Remove Obsolete Language from the Certificate | Mgmt | For | For | For | |||
5 | Remove Language Regarding Founders from the Business Combination Provision in the Certificate | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
DST Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DST | CUSIP 233326107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lynn Dorsey Bleil | Mgmt | For | For | For | |||
1.2 | Elect John W. Clark | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect Karen N. Horn | Mgmt | For | For | For | |||
3 | Elect William Kaelin | Mgmt | For | For | For | |||
4 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret K. Dorman | Mgmt | For | For | For | |||
2 | Elect David L. Porges | Mgmt | For | For | For | |||
3 | Elect James E. Rohr | Mgmt | For | For | For | |||
4 | Elect David S. Shapira | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of the Performance Goals of the 2014 Long-Term Incentive Plan for Purposes of IRC Section 162(m) | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Equifax Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EFX | CUSIP 294429105 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
2 | Elect Robert D. Daleo | Mgmt | For | For | For | |||
3 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||
4 | Elect Mark L. Feidler | Mgmt | For | For | For | |||
5 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
6 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
7 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
8 | Elect John A. McKinley | Mgmt | For | For | For | |||
9 | Elect Richard F. Smith | Mgmt | For | For | For | |||
10 | Elect Mark B. Templeton | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Everest Re Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RE | CUSIP G3223R108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominic J. Addesso | Mgmt | For | For | For | |||
1.2 | Elect John J. Amore | Mgmt | For | For | For | |||
1.3 | Elect John R. Dunne | Mgmt | For | For | For | |||
1.4 | Elect William F. Galtney, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Roger M. Singer | Mgmt | For | For | For | |||
1.6 | Elect Joseph V. Taranto | Mgmt | For | For | For | |||
1.7 | Elect John A. Weber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect William W. George | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Forest Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRX | CUSIP 345838106 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Actavis plc | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Gartner, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IT | CUSIP 366651107 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Bingle | Mgmt | For | For | For | |||
2 | Elect Richard J. Bressler | Mgmt | For | For | For | |||
3 | Elect Raul E. Cesan | Mgmt | For | For | For | |||
4 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||
5 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | |||
6 | Elect William O. Grabe | Mgmt | For | For | For | |||
7 | Elect Eugene A. Hall | Mgmt | For | For | For | |||
8 | Elect Stephen G. Pagliuca | Mgmt | For | For | For | |||
9 | Elect James C. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
12 | Elect James J. Mulva | Mgmt | For | For | For | |||
13 | Elect James E. Rohr | Mgmt | For | For | For | |||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
16 | Elect James S. Tisch | Mgmt | For | For | For | |||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Sale of Company | ShrHldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect William T. Esrey | Mgmt | For | For | For | |||
5 | Elect Raymond V. Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
11 | Elect Michael D. Rose | Mgmt | For | For | For | |||
12 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
13 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Post-Consumer Product Packaging | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Harris Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRS | CUSIP 413875105 | 10/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William M. Brown | Mgmt | For | For | For | |||
2 | Elect Peter W. Chiarelli | Mgmt | For | For | For | |||
3 | Elect Thomas A. Dattilo | Mgmt | For | For | For | |||
4 | Elect Terry D. Growcock | Mgmt | For | For | For | |||
5 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
6 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||
7 | Elect Karen Katen | Mgmt | For | For | For | |||
8 | Elect Stephen P. Kaufman | Mgmt | For | For | For | |||
9 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
10 | Elect David B. Rickard | Mgmt | For | For | For | |||
11 | Elect James C. Stoffel | Mgmt | For | For | For | |||
12 | Elect Gregory T. Swienton | Mgmt | For | For | For | |||
13 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Henry Schein, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSIC | CUSIP 806407102 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stanley M. Bergman | Mgmt | For | For | For | |||
1.2 | Elect Gerald A. Benjamin | Mgmt | For | For | For | |||
1.3 | Elect James P. Breslawski | Mgmt | For | For | For | |||
1.4 | Elect Mark E. Mlotek | Mgmt | For | For | For | |||
1.5 | Elect Steven Paladino | Mgmt | For | For | For | |||
1.6 | Elect Barry J. Alperin | Mgmt | For | For | For | |||
1.7 | Elect Paul Brons | Mgmt | For | For | For | |||
1.8 | Elect Donald J. Kabat | Mgmt | For | For | For | |||
1.9 | Elect Philip A. Laskawy | Mgmt | For | For | For | |||
1.10 | Elect Karyn Mashima | Mgmt | For | For | For | |||
1.11 | Elect Norman S. Matthews | Mgmt | For | For | For | |||
1.12 | Elect Carol Raphael | Mgmt | For | For | For | |||
1.13 | Elect E. Dianne Rekow | Mgmt | For | For | For | |||
1.14 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
1.15 | Elect Louis W. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
International Flavors & Fragrances Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFF | CUSIP 459506101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | |||
2 | Elect Linda B. Buck | Mgmt | For | For | For | |||
3 | Elect J. Michael Cook | Mgmt | For | For | For | |||
4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
5 | Elect Andreas Fibig | Mgmt | For | For | For | |||
6 | Elect Christina A. Gold | Mgmt | For | For | For | |||
7 | Elect Alexandra A. Herzan | Mgmt | For | For | For | |||
8 | Elect Henry W. Howell, Jr. | Mgmt | For | For | For | |||
9 | Elect Katherine M. Hudson | Mgmt | For | For | For | |||
10 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
11 | Elect Dale Morrison | Mgmt | For | For | For | |||
12 | Elect Douglas D. Tough | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher W. Brody | Mgmt | For | For | For | |||
2 | Elect William V. Campbell | Mgmt | For | For | For | |||
3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
4 | Elect Diane B. Greene | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
8 | Elect Brad D. Smith | Mgmt | For | For | For | |||
9 | Elect Jeff Weiner | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Equity Compensation Plan | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ITC Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITC | CUSIP 465685105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher H. Franklin | Mgmt | For | For | For | |||
1.2 | Elect Edward G. Jepsen | Mgmt | For | For | For | |||
1.3 | Elect William J. Museler | Mgmt | For | For | For | |||
1.4 | Elect Hazel R. O'Leary | Mgmt | For | For | For | |||
1.5 | Elect Thomas G. Stephens | Mgmt | For | For | For | |||
1.6 | Elect Gordon Bennett Stewart, III | Mgmt | For | For | For | |||
1.7 | Elect Lee C. Stewart | Mgmt | For | For | For | |||
1.8 | Elect Joseph L. Welch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
5 | Elect Yohichi Kobayashi | Mgmt | For | For | For | |||
6 | Elect Tadayuki Seki | Mgmt | For | For | For | |||
7 | Elect Yoshihisa Aoki | Mgmt | For | For | For | |||
8 | Elect Kohji Takayanagi | Mgmt | For | For | For | |||
9 | Elect Tomofumi Yoshida | Mgmt | For | For | For | |||
10 | Elect Hitoshi Okamoto | Mgmt | For | For | For | |||
11 | Elect Takao Shiomi | Mgmt | For | For | For | |||
12 | Elect Yuji Fukuda | Mgmt | For | For | For | |||
13 | Elect Eiichi Yonekura | Mgmt | For | For | For | |||
14 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | |||
15 | Elect Chikara Kawakita | Mgmt | For | For | For | |||
16 | Elect Harufumi Mochizuki as a Statutory Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John R. Alm | Mgmt | For | For | For | |||
2 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
4 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
6 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
8 | Elect James M. Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
1.2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
1.3 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
1.5 | Elect Michael Miller | Mgmt | For | For | For | |||
1.6 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
1.7 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
1.8 | Elect C. Park Shaper | Mgmt | For | For | For | |||
1.9 | Elect Joel V. Staff | Mgmt | For | For | For | |||
1.10 | Elect John Stokes | Mgmt | For | For | For | |||
1.11 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Laboratory Corporation of America Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LH | CUSIP 50540R409 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | |||
2 | Elect Jean-Luc Belingard | Mgmt | For | For | For | |||
3 | Elect Gary Gilliland | Mgmt | For | For | For | |||
4 | Elect David P. King | Mgmt | For | For | For | |||
5 | Elect Garheng Kong | Mgmt | For | For | For | |||
6 | Elect Robert E. Mittelstaedt, Jr. | Mgmt | For | For | For | |||
7 | Elect Peter M. Neupert | Mgmt | For | For | For | |||
8 | Elect Adam H. Schechter | Mgmt | For | For | For | |||
9 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Linear Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert H. Swanson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Lothar Maier | Mgmt | For | For | For | |||
1.3 | Elect Arthur C. Agnos | Mgmt | For | For | For | |||
1.4 | Elect John J. Gordon | Mgmt | For | For | For | |||
1.5 | Elect David S. Lee | Mgmt | For | For | For | |||
1.6 | Elect Richard M. Moley | Mgmt | For | For | For | |||
1.7 | Elect Thomas S. Volpe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lorillard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LO | CUSIP 544147101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dianne N. Blixt | Mgmt | For | For | For | |||
2 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
3 | Elect Virgis W. Colbert | Mgmt | For | For | For | |||
4 | Elect David E. R. Dangoor | Mgmt | For | For | For | |||
5 | Elect Murray S. Kessler | Mgmt | For | For | For | |||
6 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
7 | Elect Richard W. Roedel | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Amendment to the 2008 Incentive Compensation Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | |||
1.4 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Annual Reporting on Environmental Goals and Sustainability Policy | ShrHldr | Against | Against | For | |||
M&T Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTB | CUSIP 55261F104 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brent D. Baird | Mgmt | For | For | For | |||
1.2 | Elect C. Angela Bontempo | Mgmt | For | For | For | |||
1.3 | Elect Robert T. Brady | Mgmt | For | For | For | |||
1.4 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | |||
1.5 | Elect Mark J. Czarnecki | Mgmt | For | For | For | |||
1.6 | Elect Gary N. Geisel | Mgmt | For | For | For | |||
1.7 | Elect John D. Hawke | Mgmt | For | For | For | |||
1.8 | Elect Patrick W. E. Hodgson | Mgmt | For | For | For | |||
1.9 | Elect Richard G. King | Mgmt | For | For | For | |||
1.10 | Elect Jorge G. Pereira | Mgmt | For | For | For | |||
1.11 | Elect Melinda R. Rich | Mgmt | For | For | For | |||
1.12 | Elect Robert E. Sadler, Jr. | Mgmt | For | For | For | |||
1.13 | Elect Herbert L. Washington | Mgmt | For | For | For | |||
1.14 | Elect Robert G. Wilmers | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Marubeni Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8002 | CINS J39788138 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Teruo Asada | Mgmt | For | For | For | |||
3 | Elect Fumiya Kokubu | Mgmt | For | For | For | |||
4 | Elect Michihiko Ohta | Mgmt | For | For | For | |||
5 | Elect Mitsuru Akiyoshi | Mgmt | For | For | For | |||
6 | Elect Shigeru Yamazoe | Mgmt | For | For | For | |||
7 | Elect Shinji Kawai | Mgmt | For | For | For | |||
8 | Elect Kazuaki Tanaka | Mgmt | For | For | For | |||
9 | Elect Yukihiko Matsumura | Mgmt | For | For | For | |||
10 | Elect Akira Terakawa | Mgmt | For | For | For | |||
11 | Elect Ichiroh Takahara | Mgmt | For | For | For | |||
12 | Elect Takao Kitabata | Mgmt | For | For | For | |||
13 | Elect Yukiko Kuroda @ Yukiko Matsumoto | Mgmt | For | For | For | |||
14 | Elect Kyohhei Takahashi as Statutory Auditor | Mgmt | For | Against | Against | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Marc Olivie | Mgmt | For | For | For | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Elect Edward Suning Tian | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
3 | Elect Walter E. Massey | Mgmt | For | For | For | |||
4 | Elect Cary D. McMillan | Mgmt | For | For | For | |||
5 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
6 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
7 | Elect Roger W. Stone | Mgmt | For | For | For | |||
8 | Elect Miles D. White | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Reapproval of Material Terms Under the 2009 Cash Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect John H. Hammergren | Mgmt | For | For | For | |||
4 | Elect Alton F. Irby III | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
7 | Elect David M. Lawrence | Mgmt | For | For | For | |||
8 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
9 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | 2013 Stock Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | Withhold | Against | |||
1.2 | Elect Waldemar A. Carlo | Mgmt | For | For | For | |||
1.3 | Elect Michael B. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Roger K. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | |||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | |||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | |||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | |||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven A. Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William H. Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||
6 | Elect David F. Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles H. Noski | Mgmt | For | For | For | |||
8 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
9 | Elect John W. Thompson | Mgmt | For | For | For | |||
10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kunio Itoh | Mgmt | For | For | For | |||
14 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
15 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
16 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
17 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
18 | Elect Hideyuki Nabeshima as a Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
Mitsui & Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8031 | CINS J44690139 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Shohei Utsuda | Mgmt | For | For | For | |||
5 | Elect Masami Iijima | Mgmt | For | For | For | |||
6 | Elect Daisuke Saiga | Mgmt | For | For | For | |||
7 | Elect Johji Okada | Mgmt | For | For | For | |||
8 | Elect Masayuki Kinoshita | Mgmt | For | For | For | |||
9 | Elect Shintaroh Ambe | Mgmt | For | For | For | |||
10 | Elect Kohichi Tanaka | Mgmt | For | For | For | |||
11 | Elect Hiroyuki Katoh | Mgmt | For | For | For | |||
12 | Elect Yoshihiro Honboh | Mgmt | For | For | For | |||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | |||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | |||
15 | Elect Toshiroh Mutoh | Mgmt | For | For | For | |||
16 | Elect Izumi Kobayashi | Mgmt | For | For | For | |||
17 | Elect Haruka Matsuyama @ Haruka Katoh as Statutory Auditor | Mgmt | For | For | For | |||
18 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
19 | Shareholder Proposal Regarding Adding Biodiesel and Treatment of Radiation Contaminated Water to Company Purpose | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Eliminating GMOs and Certain Medical Facilities from Company Purpose | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Removing Nuclear Generation and Adding Biomass Generation to Company Purpose | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Excluding Production of Narcotics from Company Purpose | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Deletion of Share Buyback Provision | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Removal of Shoei Utsuda | ShrHldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
MRC Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRC | CUSIP 55345K103 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew R. Lane | Mgmt | For | For | For | |||
1.2 | Elect Leonard M. Anthony | Mgmt | For | For | For | |||
1.3 | Elect Rhys J. Best | Mgmt | For | For | For | |||
1.4 | Elect Peter C. Boylan, III | Mgmt | For | For | For | |||
1.5 | Elect Henry Cornell | Mgmt | For | For | For | |||
1.6 | Elect Craig Ketchum | Mgmt | For | For | For | |||
1.7 | Elect Gerald P. Krans | Mgmt | For | Withhold | Against | |||
1.8 | Elect Cornelis A. Linse | Mgmt | For | For | For | |||
1.9 | Elect John A. Perkins | Mgmt | For | For | For | |||
1.10 | Elect H.B. Wehrle, III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
MSC Industrial Direct Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSM | CUSIP 553530106 | 01/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | |||
1.2 | Elect David Sandler | Mgmt | For | For | For | |||
1.3 | Elect Erik Gershwind | Mgmt | For | For | For | |||
1.4 | Elect Jonathan Byrnes | Mgmt | For | For | For | |||
1.5 | Elect Roger Fradin | Mgmt | For | For | For | |||
1.6 | Elect Louise Goeser | Mgmt | For | For | For | |||
1.7 | Elect Denis Kelly | Mgmt | For | For | For | |||
1.8 | Elect Philip Peller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | |||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
5 | Elect Edward P. Djerejian | Mgmt | For | For | For | |||
6 | Elect John E. Feick | Mgmt | For | For | For | |||
7 | Elect Margaret M. Foran | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect William R. Klesse | Mgmt | For | For | For | |||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | |||
12 | Waive Director Age Restriction Policy for Edward P. Djerejian | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amend Certificate to Permit Action by Written Consent | Mgmt | For | For | For | |||
15 | Amend Bylaws to Separate Chairman and CEO Roles | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Wren | Mgmt | For | For | For | |||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
3 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
4 | Elect Mary C. Choksi | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
7 | Elect Errol M. Cook | Mgmt | For | For | For | |||
8 | Elect Susan S. Denison | Mgmt | For | For | For | |||
9 | Elect Michael A. Henning | Mgmt | For | For | For | |||
10 | Elect John R. Murphy | Mgmt | For | For | For | |||
11 | Elect John R. Purcell | Mgmt | For | For | For | |||
12 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
13 | Elect Gary L. Roubos | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Partnerre Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRE | CUSIP G6852T105 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Judith C. Hanratty | Mgmt | For | For | For | |||
1.2 | Elect Costas Miranthis | Mgmt | For | For | For | |||
1.3 | Elect Remy Sautter | Mgmt | For | For | For | |||
1.4 | Elect Egbert William | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Paychex, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAYX | CUSIP 704326107 | 10/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||
2 | Elect Joseph G. Doody | Mgmt | For | For | For | |||
3 | Elect David J. S. Flaschen | Mgmt | For | For | For | |||
4 | Elect Phillip Horsley | Mgmt | For | For | For | |||
5 | Elect Grant M. Inman | Mgmt | For | For | For | |||
6 | Elect Pamela A. Joseph | Mgmt | For | For | For | |||
7 | Elect Martin Mucci | Mgmt | For | For | For | |||
8 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
9 | Elect Joseph M. Velli | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Perrigo Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP 714290103 | 11/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Reapproval of Performance Goals Under Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Petsmart, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETM | CUSIP 716768106 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angel Cabrera | Mgmt | For | For | For | |||
2 | Elect Rita V. Foley | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect Joseph S. Hardin, Jr. | Mgmt | For | For | For | |||
5 | Elect Gregory P. Josefowicz | Mgmt | For | For | For | |||
6 | Elect David K. Lenhardt | Mgmt | For | For | For | |||
7 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
8 | Elect Barbara A. Munder | Mgmt | For | For | For | |||
9 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
10 | Elect Thomas G. Stemberg | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect Constance J. Horner | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect George A. Lorch | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Approval Of Political Contributions Policy | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | Against | Against | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Fred J. Fowler | Mgmt | For | Against | Against | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | |||
5 | Elect Richard C. Kelly | Mgmt | For | Against | Against | |||
6 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | |||
7 | Elect Richard A. Meserve | Mgmt | For | Against | Against | |||
8 | Elect Forrest E. Miller | Mgmt | For | Against | Against | |||
9 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | |||
10 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | |||
11 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Phillips 66 | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSX | CUSIP 718546104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William R. Loomis, Jr. | Mgmt | For | For | For | |||
2 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
3 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
PPG Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPG | CUSIP 693506107 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen F. Angel | Mgmt | For | For | For | |||
1.2 | Elect Hugh Grant | Mgmt | For | For | For | |||
1.3 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Philip G. Cox | Mgmt | For | For | For | |||
4 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
6 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
7 | Elect Stuart Heydt | Mgmt | For | For | For | |||
8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Elect Natica von Althann | Mgmt | For | For | For | |||
12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.9 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.10 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Proassurance Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRA | CUSIP 74267C106 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert E. Flowers | Mgmt | For | For | For | |||
1.2 | Elect Samuel A. DiPiazza, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Ann F. Putallaz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
RenaissanceRe Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RNR | CUSIP G7496G103 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Bushnell | Mgmt | For | For | For | |||
1.2 | Elect James L. Gibbons | Mgmt | For | For | For | |||
1.3 | Elect Jean D. Hamilton | Mgmt | For | For | For | |||
1.4 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Rockwell Collins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COL | CUSIP 774341101 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chris A. Davis | Mgmt | For | For | For | |||
1.2 | Elect Ralph E. Eberhart | Mgmt | For | For | For | |||
1.3 | Elect David Lilley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
Roper Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
1.2 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
SBA Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBAC | CUSIP 78388J106 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven E. Bernstein | Mgmt | For | For | For | |||
2 | Elect Duncan H. Cocroft | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Scripps Networks Interactive Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNI | CUSIP 811065101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jarl Mohn | Mgmt | For | For | For | |||
1.2 | Elect Nicholas B. Paumgarten | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey F. Sagansky | Mgmt | For | For | For | |||
1.4 | Elect Ronald W. Tysoe | Mgmt | For | For | For | |||
Sigma-Aldrich Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIAL | CUSIP 826552101 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rebecca M. Bergman | Mgmt | For | For | For | |||
2 | Elect George M. Church | Mgmt | For | For | For | |||
3 | Elect Michael L. Marberry | Mgmt | For | For | For | |||
4 | Elect W. Lee McCollum | Mgmt | For | For | For | |||
5 | Elect Avi M. Nash | Mgmt | For | For | For | |||
6 | Elect Steven M. Paul | Mgmt | For | For | For | |||
7 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Elect D. Dean Spatz | Mgmt | For | For | For | |||
10 | Elect Barrett A. Toan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
13 | Authorization to Issue Preferred Stock | Mgmt | For | Against | Against | |||
14 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Signature Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBNY | CUSIP 82669G104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott A. Shay | Mgmt | For | For | For | |||
1.2 | Elect Alfred DelBello | Mgmt | For | For | For | |||
1.3 | Elect Joseph J. DePaolo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melvyn E. Bergstein | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Amendment to the 1998 Stock Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juanita Powell Baranco | Mgmt | For | Against | Against | |||
2 | Elect Jon A. Boscia | Mgmt | For | Against | Against | |||
3 | Elect Henry A. Clark III | Mgmt | For | Against | Against | |||
4 | Elect Thomas A. Fanning | Mgmt | For | Against | Against | |||
5 | Elect David J. Grain | Mgmt | For | Against | Against | |||
6 | Elect Veronica M. Hagen | Mgmt | For | Against | Against | |||
7 | Elect Warren A. Hood, Jr. | Mgmt | For | Against | Against | |||
8 | Elect Linda P. Hudson | Mgmt | For | Against | Against | |||
9 | Elect Donald M. James | Mgmt | For | Against | Against | |||
10 | Elect Dale E. Klein | Mgmt | For | Against | Against | |||
11 | Elect William G. Smith, Jr. | Mgmt | For | Against | Against | |||
12 | Elect Steven R. Specker | Mgmt | For | Against | Against | |||
13 | Elect E. Jenner Wood III | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
7 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
8 | Elect John T. Montford | Mgmt | For | For | For | |||
9 | Elect Thomas M. Nealon | Mgmt | For | For | For | |||
10 | Elect Daniel D. Villanueva | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Spectra Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SE | CUSIP 847560109 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory L. Ebel | Mgmt | For | For | For | |||
2 | Elect Austin A. Adams | Mgmt | For | For | For | |||
3 | Elect Joseph Alvarado | Mgmt | For | For | For | |||
4 | Elect Pamela L. Carter | Mgmt | For | For | For | |||
5 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
6 | Elect F. Anthony Comper | Mgmt | For | For | For | |||
7 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
8 | Elect Michael McShane | Mgmt | For | For | For | |||
9 | Elect Michael G. Morris | Mgmt | For | For | For | |||
10 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Methane Emissions Reduction Targets | ShrHldr | Against | Against | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||
4 | Elect Thomas D. Brown | Mgmt | For | For | For | |||
5 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
6 | Elect Rod F. Dammeyer | Mgmt | For | For | For | |||
7 | Elect William K. Hall | Mgmt | For | For | For | |||
8 | Elect John Patience | Mgmt | For | For | For | |||
9 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
10 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | |||
2 | Elect Srikant Datar | Mgmt | For | For | For | |||
3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
4 | Elect Louis L. Francesconi | Mgmt | For | For | For | |||
5 | Elect Allan C. Golston | Mgmt | For | For | For | |||
6 | Elect Kevin A. Lobo | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect Andrew K Silvernail | Mgmt | For | For | For | |||
9 | Elect Ronda E. Stryker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sumitomo Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8053 | CINS J77282119 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kazuo Ohmori | Mgmt | For | For | For | |||
4 | Elect Kuniharu Nakamura | Mgmt | For | For | For | |||
5 | Elect Shinichi Sasaki | Mgmt | For | For | For | |||
6 | Elect Takuroh Kawahara | Mgmt | For | For | For | |||
7 | Elect Kazuhisa Togashi | Mgmt | For | For | For | |||
8 | Elect Yasuyuki Abe | Mgmt | For | For | For | |||
9 | Elect Naoki Hidaka | Mgmt | For | For | For | |||
10 | Elect Hiroyuki Inohara | Mgmt | For | For | For | |||
11 | Elect Michihiko Kanegae | Mgmt | For | For | For | |||
12 | Elect Masahiro Fujita | Mgmt | For | For | For | |||
13 | Elect Akio Harada | Mgmt | For | For | For | |||
14 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
15 | Elect Nobuhiko Yuki as Statutory Auditor | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Alfred Castino | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect Deborah A. Coleman | Mgmt | For | For | For | |||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.7 | Elect John Schwarz | Mgmt | For | For | For | |||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Non-Employee Directors Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Calvin Darden | Mgmt | For | Against | Against | |||
4 | Elect Henrique de Castro | Mgmt | For | Against | Against | |||
5 | Elect James A. Johnson | Mgmt | For | Against | Against | |||
6 | Elect Mary E. Minnick | Mgmt | For | Against | Against | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | |||
8 | Elect Derica W. Rice | Mgmt | For | Against | Against | |||
9 | Elect Kenneth L. Salazar | Mgmt | For | Against | Against | |||
10 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Elimination of Perquisites | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Prohibiting Discrimination | ShrHldr | Against | Against | For | |||
The Chubb Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP 171232101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect John D. Finnegan | Mgmt | For | For | For | |||
5 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
6 | Elect Karen M. Hoguet | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Martin G. McGuinn | Mgmt | For | For | For | |||
9 | Elect Lawrence M. Small | Mgmt | For | For | For | |||
10 | Elect Jess Soderberg | Mgmt | For | For | For | |||
11 | Elect Daniel E. Somers | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
14 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
15 | Long Term Incentive Plan (2014) | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
1.3 | Elect Robert F. Cavanaugh | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.7 | Elect James M. Mead | Mgmt | For | For | For | |||
1.8 | Elect James E. Nevels | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. Ridge | Mgmt | For | For | For | |||
1.11 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The J.M. Smucker Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
4 | Elect Paul Smucker Wagstaff | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela F. Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Alan G. Lafley | Mgmt | For | For | For | |||
6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | 2013 Non-Employee Directors' Stock Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Thomson Reuters Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRI | CUSIP 884903105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David K.R. Thomson | Mgmt | For | Withhold | Against | |||
1.2 | Elect James C. Smith | Mgmt | For | Withhold | Against | |||
1.3 | Elect Sheila C. Bair | Mgmt | For | Withhold | Against | |||
1.4 | Elect Manvinder S. Banga | Mgmt | For | Withhold | Against | |||
1.5 | Elect David W. Binet | Mgmt | For | Withhold | Against | |||
1.6 | Elect Mary A. Cirillo | Mgmt | For | Withhold | Against | |||
1.7 | Elect Michael E. Daniels | Mgmt | For | Withhold | Against | |||
1.8 | Elect Steven A. Denning | Mgmt | For | Withhold | Against | |||
1.9 | Elect P. Thomas Jenkins | Mgmt | For | Withhold | Against | |||
1.10 | Elect Kenneth Olisa | Mgmt | For | Withhold | Against | |||
1.11 | Elect Vance K. Opperman | Mgmt | For | Withhold | Against | |||
1.12 | Elect Peter J. Thomson | Mgmt | For | Withhold | Against | |||
1.13 | Elect Wulf von Schimmelmann | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Towers Watson & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TW | CUSIP 891894107 | 11/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Victor F. Ganzi | Mgmt | For | For | For | |||
2 | Elect John J. Haley | Mgmt | For | For | For | |||
3 | Elect Leslie S. Heisz | Mgmt | For | For | For | |||
4 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
5 | Elect Linda D. Rabbitt | Mgmt | For | For | For | |||
6 | Elect Gilbert T. Ray | Mgmt | For | For | For | |||
7 | Elect Paul Thomas | Mgmt | For | For | For | |||
8 | Elect Wilhelm Zeller | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | |||
8 | Elect William J. Kane | Mgmt | For | For | For | |||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
5 | Elect John J. Koraleski | Mgmt | For | For | For | |||
6 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
3 | Elect Michael J. Burns | Mgmt | For | For | For | |||
4 | Elect D. Scott Davis | Mgmt | For | For | For | |||
5 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | |||
6 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Candace Kendle | Mgmt | For | For | For | |||
9 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
10 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
12 | Elect Carol B. Tome | Mgmt | For | For | For | |||
13 | Elect Kevin M. Warsh | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.2 | Elect Matthew J. Grayson | Mgmt | For | For | For | |||
1.3 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||
1.4 | Elect Mandakini Puri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
VeriSign, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRSN | CUSIP 92343E102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect D. James Bidzos | Mgmt | For | For | For | |||
2 | Elect William L. Chenevich | Mgmt | For | For | For | |||
3 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
4 | Elect Roger H. Moore | Mgmt | For | For | For | |||
5 | Elect John D. Roach | Mgmt | For | For | For | |||
6 | Elect Louis A. Simpson | Mgmt | For | For | For | |||
7 | Elect Timothy Tomlinson | Mgmt | For | For | For | |||
8 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Verisk Analytics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRSK | CUSIP 92345Y106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank J. Coyne | Mgmt | For | For | For | |||
1.2 | Elect Christopher M. Foskett | Mgmt | For | For | For | |||
1.3 | Elect David B. Wright | Mgmt | For | For | For | |||
1.4 | Elect Thomas F. Motamed | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
5 | Elect Robert W. Lane | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Adoption of Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHldr | Against | Against | For | |||
VF Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VFC | CUSIP 918204108 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard T. Carucci | Mgmt | For | For | For | |||
1.2 | Elect Juliana L. Chugg | Mgmt | For | For | For | |||
1.3 | Elect Juan E. de Bedout | Mgmt | For | For | For | |||
1.4 | Elect Ursula O. Fairbairn | Mgmt | For | For | For | |||
1.5 | Elect George Fellows | Mgmt | For | For | For | |||
1.6 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Matthew J. Shattock | Mgmt | For | For | For | |||
1.8 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
W. R. Berkley Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WRB | CUSIP 084423102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George G. Daly | Mgmt | For | For | For | |||
2 | Elect Jack H. Nusbaum | Mgmt | For | Against | Against | |||
3 | Elect Mark L. Shapiro | Mgmt | For | For | For | |||
4 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
4 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
5 | Elect John C. Pope | Mgmt | For | For | For | |||
6 | Elect W. Robert Reum | Mgmt | For | For | For | |||
7 | Elect David P. Steiner | Mgmt | For | For | For | |||
8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Susan E. Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald M. James | Mgmt | For | For | For | |||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect James H. Quigley | Mgmt | For | For | For | |||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Williams Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMB | CUSIP 969457100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan S. Armstrong | Mgmt | For | For | For | |||
2 | Elect Joseph R. Cleveland | Mgmt | For | For | For | |||
3 | Elect Kathleen B. Cooper | Mgmt | For | For | For | |||
4 | Elect John A. Hagg | Mgmt | For | For | For | |||
5 | Elect Juanita H. Hinshaw | Mgmt | For | For | For | |||
6 | Elect Ralph Izzo | Mgmt | For | For | For | |||
7 | Elect Frank T. MacInnis | Mgmt | For | For | For | |||
8 | Elect Eric W. Mandelblatt | Mgmt | For | For | For | |||
9 | Elect Steven Nance | Mgmt | For | For | For | |||
10 | Elect Murray D. Smith | Mgmt | For | For | For | |||
11 | Elect Janice D. Stoney | Mgmt | For | For | For | |||
12 | Elect Laura A. Sugg | Mgmt | For | For | For | |||
13 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | |||
3 | Elect John L. Doyle | Mgmt | For | For | For | |||
4 | Elect William G. Howard, Jr. | Mgmt | For | For | For | |||
5 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
6 | Elect Albert A. Pimentel | Mgmt | For | For | For | |||
7 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | |||
8 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
10 | First Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Second Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT American Government Income Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
Putnam Money Market Liquidity Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 746763168 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Capital Opportunities Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
Acco Brands Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACCO | CUSIP 00081T108 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George V. Bayly | Mgmt | For | For | For | |||
1.2 | Elect James A. Buzzard | Mgmt | For | For | For | |||
1.3 | Elect Kathleen S. Dvorak | Mgmt | For | For | For | |||
1.4 | Elect Boris Elisman | Mgmt | For | For | For | |||
1.5 | Elect Robert H. Jenkins | Mgmt | For | For | For | |||
1.6 | Elect Pradeep Jotwani | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Keller | Mgmt | For | For | For | |||
1.8 | Elect Thomas Kroeger | Mgmt | For | For | For | |||
1.9 | Elect Michael Norkus | Mgmt | For | For | For | |||
1.10 | Elect E. Mark Rajkowski | Mgmt | For | For | For | |||
1.11 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actuant Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATU | CUSIP 00508X203 | 01/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
1.2 | Elect Gurminder S. Bedi | Mgmt | For | For | For | |||
1.3 | Elect Thomas J. Fischer | Mgmt | For | For | For | |||
1.4 | Elect Mark E. Goldstein | Mgmt | For | For | For | |||
1.5 | Elect William K. Hall | Mgmt | For | For | For | |||
1.6 | Elect R. Alan Hunter, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Peterson | Mgmt | For | For | For | |||
1.8 | Elect Holly A. Van Deursen | Mgmt | For | For | For | |||
1.9 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AeroVironment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVAV | CUSIP 008073108 | 10/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles T. Burbage | Mgmt | For | For | For | |||
1.2 | Elect Charles R. Holland | Mgmt | For | For | For | |||
1.3 | Elect Edward R. Muller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
AGCO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGCO | CUSIP 001084102 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy V. Armes | Mgmt | For | For | For | |||
2 | Elect Michael C. Arnold | Mgmt | For | For | For | |||
3 | Elect P. George Benson | Mgmt | For | For | For | |||
4 | Elect Wolfgang Deml | Mgmt | For | For | For | |||
5 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | |||
6 | Elect George E. Minnich | Mgmt | For | For | For | |||
7 | Elect Martin H. Richenhagen | Mgmt | For | For | For | |||
8 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
9 | Elect Mallika Srinivasan | Mgmt | For | For | For | |||
10 | Elect Hendrikus Visser | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Alaska Air Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALK | CUSIP 011659109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
2 | Elect Marion C. Blakey | Mgmt | For | For | For | |||
3 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
4 | Elect Jessie J. Knight, Jr. | Mgmt | For | For | For | |||
5 | Elect Dennis F. Madsen | Mgmt | For | For | For | |||
6 | Elect Byron I. Mallott | Mgmt | For | For | For | |||
7 | Elect Helvi K. Sandvik | Mgmt | For | For | For | |||
8 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
9 | Elect Bradley D. Tilden | Mgmt | For | For | For | |||
10 | Elect Eric K. Yeaman | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Amendment to the Certificate of Incorporation to Reduce Par Value of Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Allegiant Travel Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALGT | CUSIP 01748X102 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Montie Brewer | Mgmt | For | For | For | |||
1.2 | Elect Gary Ellmer | Mgmt | For | For | For | |||
1.3 | Elect Maurice J. Gallagher, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Andrew C. Levy | Mgmt | For | For | For | |||
1.5 | Elect Linda A. Marvin | Mgmt | For | For | For | |||
1.6 | Elect Charles W. Pollard | Mgmt | For | For | For | |||
1.7 | Elect John Redmond | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Alliant Techsystems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATK | CUSIP 018804104 | 07/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
1.2 | Elect Mark W. DeYoung | Mgmt | For | For | For | |||
1.3 | Elect Martin C. Faga | Mgmt | For | For | For | |||
1.4 | Elect Ronald R. Fogleman | Mgmt | For | For | For | |||
1.5 | Elect April H. Foley | Mgmt | For | For | For | |||
1.6 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
1.7 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
1.8 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Alon USA Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALJ | CUSIP 020520102 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Wiessman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Boaz Biran | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ron W. Haddock | Mgmt | For | Withhold | Against | |||
1.4 | Elect Itzhak Bader | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jeff D. Morris | Mgmt | For | Withhold | Against | |||
1.6 | Elect Yeshayahu Pery | Mgmt | For | Withhold | Against | |||
1.7 | Elect Zalman Segal | Mgmt | For | Withhold | Against | |||
1.8 | Elect Ilan Cohen | Mgmt | For | Withhold | Against | |||
1.9 | Elect Yonel Cohen | Mgmt | For | Withhold | Against | |||
1.10 | Elect Oded Rubenstein | Mgmt | For | Withhold | Against | |||
1.11 | Elect Shraga Biran | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
American Eagle Outfitters, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEO | CUSIP 02553E106 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Jesselson | Mgmt | For | For | For | |||
2 | Elect Roger S. Markfield | Mgmt | For | For | For | |||
3 | Elect Jay L. Schottenstein | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | 2014 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Ann Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANN | CUSIP 035623107 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dale W. Hilpert | Mgmt | For | For | For | |||
2 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | |||
3 | Elect Linda A. Huett | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Arrow Electronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARW | CUSIP 042735100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry W. Perry | Mgmt | For | For | For | |||
1.2 | Elect Philip K. Asherman | Mgmt | For | For | For | |||
1.3 | Elect Gail E. Hamilton | Mgmt | For | For | For | |||
1.4 | Elect John N. Hanson | Mgmt | For | For | For | |||
1.5 | Elect Richard S. Hill | Mgmt | For | For | For | |||
1.6 | Elect M.F. (Fran) Keeth | Mgmt | For | For | For | |||
1.7 | Elect Andrew S. Kerin | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Long | Mgmt | For | For | For | |||
1.9 | Elect Stephen C. Patrick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aspen Insurance Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHL | CUSIP G05384105 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher O'Kane | Mgmt | For | Withhold | Against | |||
1.2 | Elect Liaquat Ahamed | Mgmt | For | Withhold | Against | |||
1.3 | Elect Albert Beer | Mgmt | For | Withhold | Against | |||
1.4 | Elect John Cavoores | Mgmt | For | Withhold | Against | |||
1.5 | Elect Heidi Hutter | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gary Gregg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Bret Pearlman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Associated Banc-Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASBC | CUSIP 045487105 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect Ruth M. Crowley | Mgmt | For | For | For | |||
1.3 | Elect Philip B. Flynn | Mgmt | For | For | For | |||
1.4 | Elect Ronald R. Harder | Mgmt | For | For | For | |||
1.5 | Elect William R. Hutchinson | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Jeffe | Mgmt | For | For | For | |||
1.7 | Elect Eileen A. Kamerick | Mgmt | For | For | For | |||
1.8 | Elect Richard T. Lommen | Mgmt | For | For | For | |||
1.9 | Elect Cory L. Nettles | Mgmt | For | For | For | |||
1.10 | Elect J. Douglas Quick | Mgmt | For | For | For | |||
1.11 | Elect Karen T. Van Lith | Mgmt | For | For | For | |||
1.12 | Elect John B. Williams | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Atwood Oceanics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATW | CUSIP 050095108 | 02/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Deborah A. Beck | Mgmt | For | For | For | |||
1.2 | Elect George S. Dotson | Mgmt | For | For | For | |||
1.3 | Elect Jack E. Golden | Mgmt | For | For | For | |||
1.4 | Elect Hans Helmerich | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
1.6 | Elect James R. Montague | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Saltiel | Mgmt | For | For | For | |||
1.8 | Elect Phil D. Wedemeyer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Autoliv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CUSIP 052800109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Carlson | Mgmt | For | For | For | |||
1.2 | Elect Lars Nyberg | Mgmt | For | For | For | |||
1.3 | Elect James M. Ringler | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
AZZ Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZZ | CUSIP 002474104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David H. Dingus | Mgmt | For | For | For | |||
1.2 | Elect Dana L. Perry | Mgmt | For | For | For | |||
1.3 | Elect Daniel E. Berce | Mgmt | For | For | For | |||
1.4 | Elect Martin C. Bowen | Mgmt | For | For | For | |||
1.5 | Elect Sam Rosen | Mgmt | For | For | For | |||
1.6 | Elect Kevern R. Joyce | Mgmt | For | For | For | |||
1.7 | Elect H. Kirk Downey | Mgmt | For | For | For | |||
1.8 | Elect Daniel R. Feehan | Mgmt | For | For | For | |||
1.9 | Elect Peter A. Hegedus | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Big 5 Sporting Goods Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGFV | CUSIP 08915P101 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jennifer Holden Dunbar | Mgmt | For | For | For | |||
1.2 | Elect Steven G. Miller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Big Lots, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIG | CUSIP 089302103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.2 | Elect David J. Campisi | Mgmt | For | For | For | |||
1.3 | Elect James R. Chambers | Mgmt | For | For | For | |||
1.4 | Elect Peter J. Hayes | Mgmt | For | For | For | |||
1.5 | Elect Brenda J. Lauderback | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Russell Solt | Mgmt | For | For | For | |||
1.8 | Elect James R. Tener | Mgmt | For | For | For | |||
1.9 | Elect Dennis B. Tishkoff | Mgmt | For | For | For | |||
2 | Amendment to 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Bonus Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Bio-Reference Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRLI | CUSIP 09057G602 | 07/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc D. Grodman | Mgmt | For | For | For | |||
1.2 | Elect Howard Dubinett | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
BorgWarner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWA | CUSIP 099724106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Carlson | Mgmt | For | For | For | |||
2 | Elect Dennis C. Cuneo | Mgmt | For | For | For | |||
3 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Brandywine Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDN | CUSIP 105368203 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Walter D'Alessio | Mgmt | For | For | For | |||
1.2 | Elect Anthony A. Nichols, Sr. | Mgmt | For | For | For | |||
1.3 | Elect Gerard H. Sweeney | Mgmt | For | For | For | |||
1.4 | Elect Wyche Fowler | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Joyce | Mgmt | For | For | For | |||
1.6 | Elect Charles P. Pizzi | Mgmt | For | For | For | |||
1.7 | Elect James C. Diggs | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Broadridge Financial Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BR | CUSIP 11133T103 | 11/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Richard J. Daly | Mgmt | For | For | For | |||
3 | Elect Robert N. Duelks | Mgmt | For | For | For | |||
4 | Elect Richard J. Haviland | Mgmt | For | For | For | |||
5 | Elect Sandra S. Jaffee | Mgmt | For | For | For | |||
6 | Elect Stuart R. Levine | Mgmt | For | For | For | |||
7 | Elect Maura A. Markus | Mgmt | For | For | For | |||
8 | Elect Thomas J. Perna | Mgmt | For | For | For | |||
9 | Elect Alan J. Weber | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2007 Omnibus Award Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Brocade Communications Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCD | CUSIP 111621306 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Lloyd Carney | Mgmt | For | For | For | |||
3 | Elect Renato A. DiPentima | Mgmt | For | For | For | |||
4 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
5 | Elect John W. Gerdelman | Mgmt | For | For | For | |||
6 | Elect David L. House | Mgmt | For | For | For | |||
7 | Elect L. William Krause | Mgmt | For | For | For | |||
8 | Elect David E. Roberson | Mgmt | For | For | For | |||
9 | Elect Sanjay Vaswani | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Buckle Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKE | CUSIP 118440106 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Hirschfeld | Mgmt | For | For | For | |||
1.2 | Elect Dennis H. Nelson | Mgmt | For | For | For | |||
1.3 | Elect Karen B. Rhoads | Mgmt | For | For | For | |||
1.4 | Elect James E. Shada | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Campbell | Mgmt | For | For | For | |||
1.6 | Elect Bill L. Fairfield | Mgmt | For | For | For | |||
1.7 | Elect Bruce L. Hoberman | Mgmt | For | For | For | |||
1.8 | Elect John P. Peetz | Mgmt | For | For | For | |||
1.9 | Elect Michael E. Huss | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Management Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CACI International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CACI | CUSIP 127190304 | 11/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Asbury | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Daniels | Mgmt | For | For | For | |||
1.3 | Elect James S. Gilmore III | Mgmt | For | For | For | |||
1.4 | Elect William L. Jews | Mgmt | For | For | For | |||
1.5 | Elect Gregory G. Johnson | Mgmt | For | For | For | |||
1.6 | Elect J.P. London | Mgmt | For | For | For | |||
1.7 | Elect James L. Pavitt | Mgmt | For | For | For | |||
1.8 | Elect Warren R. Phillips | Mgmt | For | For | For | |||
1.9 | Elect Charles P. Revoile | Mgmt | For | For | For | |||
1.10 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
CATO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CATO | CUSIP 149205106 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas B. Henson | Mgmt | For | For | For | |||
1.2 | Elect Bryan F. Kennedy, III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheesecake Factory Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAKE | CUSIP 163072101 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Overton | Mgmt | For | For | For | |||
2 | Elect Alexander L. Cappello | Mgmt | For | For | For | |||
3 | Elect Jerome I. Kransdorf | Mgmt | For | For | For | |||
4 | Elect Laurence B. Mindel | Mgmt | For | For | For | |||
5 | Elect David B. Pittaway | Mgmt | For | For | For | |||
6 | Elect Douglas L. Schmick | Mgmt | For | For | For | |||
7 | Elect Herbert Simon | Mgmt | For | For | For | |||
8 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chemed Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHE | CUSIP 16359R103 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin J. McNamara | Mgmt | For | For | For | |||
2 | Elect Joel F. Gemunder | Mgmt | For | For | For | |||
3 | Elect Patrick P. Grace | Mgmt | For | For | For | |||
4 | Elect Thomas C. Hutton | Mgmt | For | For | For | |||
5 | Elect Walter L. Krebs | Mgmt | For | For | For | |||
6 | Elect Andrea R. Lindell | Mgmt | For | For | For | |||
7 | Elect Thomas P. Rice | Mgmt | For | For | For | |||
8 | Elect Donald E. Saunders | Mgmt | For | For | For | |||
9 | Elect George J. Walsh III | Mgmt | For | For | For | |||
10 | Elect Frank E. Wood | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chico's FAS, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHS | CUSIP 168615102 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David F. Walker | Mgmt | For | For | For | |||
2 | Elect John J. Mahoney | Mgmt | For | For | For | |||
3 | Elect Stephen E. Watson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Comerica Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMA | CUSIP 200340107 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Roger A. Cregg | Mgmt | For | For | For | |||
3 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
4 | Elect Jacqueline P. Kane | Mgmt | For | For | For | |||
5 | Elect Richard G. Lindner | Mgmt | For | For | For | |||
6 | Elect Alfred A. Piergallini | Mgmt | For | For | For | |||
7 | Elect Robert S. Taubman | Mgmt | For | For | For | |||
8 | Elect Reginald M. Turner | Mgmt | For | For | For | |||
9 | Elect Nina G. Vaca | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Commercial Metals Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMC | CUSIP 201723103 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Guido | Mgmt | For | For | For | |||
1.2 | Elect Sarah E. Raiss | Mgmt | For | For | For | |||
1.3 | Elect J. David Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Conversant, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNVR | CUSIP 21249J105 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Zarley | Mgmt | For | For | For | |||
1.2 | Elect David S. Buzby | Mgmt | For | For | For | |||
1.3 | Elect Brian Smith | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey F. Rayport | Mgmt | For | For | For | |||
1.5 | Elect James R. Peters | Mgmt | For | For | For | |||
1.6 | Elect James A. Crouthamel | Mgmt | For | For | For | |||
1.7 | Elect John Giuliani | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Darling International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAR | CUSIP 237266101 | 11/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Deckers Outdoor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DECK | CUSIP 243537107 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Angel R. Martinez | Mgmt | For | For | For | |||
1.2 | Elect John M. Gibbons | Mgmt | For | For | For | |||
1.3 | Elect John G. Perenchio | Mgmt | For | For | For | |||
1.4 | Elect Maureen Conners | Mgmt | For | For | For | |||
1.5 | Elect Karyn O. Barsa | Mgmt | For | For | For | |||
1.6 | Elect Michael F. Devine, III | Mgmt | For | For | For | |||
1.7 | Elect James Quinn | Mgmt | For | For | For | |||
1.8 | Elect Lauri Shanahan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Delek US Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DK | CUSIP 246647101 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ezra Uzi Yemin | Mgmt | For | For | For | |||
1.2 | Elect William J Finnerty | Mgmt | For | For | For | |||
1.3 | Elect Carlos E. Jorda | Mgmt | For | For | For | |||
1.4 | Elect Charles H. Leonard | Mgmt | For | For | For | |||
1.5 | Elect Philip L. Maslowe | Mgmt | For | For | For | |||
1.6 | Elect Shlomo Zohar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Denbury Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNR | CUSIP 247916208 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wieland F. Wettstein | Mgmt | For | For | For | |||
1.2 | Elect Michael L. Beatty | Mgmt | For | For | For | |||
1.3 | Elect Michael B. Decker | Mgmt | For | For | For | |||
1.4 | Elect John P. Dielwart | Mgmt | For | For | For | |||
1.5 | Elect Ronald G. Greene | Mgmt | For | For | For | |||
1.6 | Elect Gregory L. McMichael | Mgmt | For | For | For | |||
1.7 | Elect Kevin O. Meyers | Mgmt | For | For | For | |||
1.8 | Elect Phil Rykhoek | Mgmt | For | For | For | |||
1.9 | Elect Randy Stein | Mgmt | For | For | For | |||
1.10 | Elect Laura A. Sugg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dillard's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DDS | CUSIP 254067101 | 05/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank R. Mori | Mgmt | For | Against | Against | |||
2 | Elect Reynie Rutledge | Mgmt | For | Against | Against | |||
3 | Elect J.C. Watts, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Nick White | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E Apple | Mgmt | For | For | For | |||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | |||
4 | Elect David J. Illingworth | Mgmt | For | For | For | |||
5 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
6 | Elect David G. Maffucci | Mgmt | For | For | For | |||
7 | Elect Robert J. Steacy | Mgmt | For | For | For | |||
8 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
9 | Elect Denis Turcotte | Mgmt | For | For | For | |||
10 | Elect John D. Williams | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
E TRADE Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect Mohsen Z Fahmi | Mgmt | For | For | For | |||
3 | Elect Christopher M. Flink | Mgmt | For | For | For | |||
4 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
5 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
6 | Elect James Lam | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
10 | Elect Joseph M. Velli | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
East West Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EWBC | CUSIP 27579R104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Iris S. Chan | Mgmt | For | For | For | |||
1.2 | Elect Rudolph I. Estrada | Mgmt | For | Withhold | Against | |||
1.3 | Elect Julia S. Gouw | Mgmt | For | For | For | |||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | |||
1.5 | Elect Tak-Chuen Clarence Kwan | Mgmt | For | For | For | |||
1.6 | Elect John Lee | Mgmt | For | For | For | |||
1.7 | Elect Herman Y. Li | Mgmt | For | For | For | |||
1.8 | Elect Jack C. Liu | Mgmt | For | For | For | |||
1.9 | Elect Dominic Ng | Mgmt | For | For | For | |||
1.10 | Elect Keith W. Renken | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Endurance Specialty Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENH | CUSIP G30397106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Baily | Mgmt | For | For | For | |||
2 | Elect Norman Barham | Mgmt | For | For | For | |||
3 | Elect Galen R. Barnes | Mgmt | For | For | For | |||
4 | Elect William H. Bolinder | Mgmt | For | For | For | |||
5 | Elect John R. Charman | Mgmt | For | For | For | |||
6 | Elect Susan S. Fleming | Mgmt | For | For | For | |||
7 | Elect Scott D. Moore | Mgmt | For | For | For | |||
8 | Elect Robert A. Spass | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29266R108 | 01/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Johnson | Mgmt | For | For | For | |||
2 | Elect Ward M. Klein | Mgmt | For | For | For | |||
3 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||
4 | Elect John R. Roberts | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Amendment to the 2009 Incentive Stock Plan | Mgmt | For | For | For | |||
Engility Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CUSIP 29285W104 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony J. Principi | Mgmt | For | For | For | |||
1.2 | Elect David A. Savner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ensign Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENSG | CUSIP 29358P101 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roy E. Christensen | Mgmt | For | For | For | |||
1.2 | Elect John G. Nackel | Mgmt | For | For | For | |||
1.3 | Elect Barry M. Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approve the Performance Goals Under the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | For | For | For | |||
Express, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPR | CUSIP 30219E103 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Archbold | Mgmt | For | For | For | |||
2 | Elect Peter Swinburn | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Gary Ames | Mgmt | For | For | For | |||
2 | Elect Stephen Smith | Mgmt | For | For | For | |||
3 | 2014 Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Factset Research Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDS | CUSIP 303075105 | 12/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph E. Laird, Jr. | Mgmt | For | For | For | |||
1.2 | Elect James J. McGonigle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Federal Signal Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSS | CUSIP 313855108 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Goodwin | Mgmt | For | For | For | |||
1.2 | Elect Paul W. Jones | Mgmt | For | For | For | |||
1.3 | Elect Bonnie C. Lind | Mgmt | For | For | For | |||
1.4 | Elect Dennis J. Martin | Mgmt | For | For | For | |||
1.5 | Elect Richard R. Mudge | Mgmt | For | For | For | |||
1.6 | Elect William F. Owens | Mgmt | For | For | For | |||
1.7 | Elect Brenda L. Reichelderfer | Mgmt | For | For | For | |||
1.8 | Elect John L. Workman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First Citizens BancShares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCNCA | CUSIP 31946M103 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John M. Alexander, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Victor E. Bell III | Mgmt | For | For | For | |||
1.3 | Elect Hope H. Bryant | Mgmt | For | For | For | |||
1.4 | Elect Hubert M. Craig III | Mgmt | For | For | For | |||
1.5 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Daniel L. Heavner | Mgmt | For | For | For | |||
1.7 | Elect Frank B. Holding, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Lucius S. Jones | Mgmt | For | For | For | |||
1.9 | Elect Robert E. Mason IV | Mgmt | For | For | For | |||
1.10 | Elect Robert T. Newcomb | Mgmt | For | For | For | |||
1.11 | Elect James M. Parker | Mgmt | For | For | For | |||
1.12 | Elect Ralph K. Shelton | Mgmt | For | For | For | |||
2 | Authorization of Preferred Stock | Mgmt | For | Against | Against | |||
3 | Approval of the Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Foot Locker, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FL | CUSIP 344849104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas DiPaolo | Mgmt | For | For | For | |||
2 | Elect Matthew M. McKenna | Mgmt | For | For | For | |||
3 | Elect Steven Oakland | Mgmt | For | For | For | |||
4 | Elect Cheryl N. Turpin | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Francesca's Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRAN | CUSIP 351793104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Emmett | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Kunes | Mgmt | For | For | For | |||
1.3 | Elect Richard Zannino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
FTI Consulting, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCN | CUSIP 302941109 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brenda J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Claudio Costamagna | Mgmt | For | For | For | |||
1.3 | Elect James W. Crownover | Mgmt | For | For | For | |||
1.4 | Elect Vernon Ellis | Mgmt | For | For | For | |||
1.5 | Elect Nicholas C. Fanandakis | Mgmt | For | For | For | |||
1.6 | Elect Steven H. Gunby | Mgmt | For | For | For | |||
1.7 | Elect Gerard E. Holthaus | Mgmt | For | For | For | |||
1.8 | Elect Marc Holtzman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
GameStop Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GME | CUSIP 36467W109 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas N. Kelly, Jr. | Mgmt | For | For | For | |||
2 | Elect Gerald R. Szczepanski | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Zilavy | Mgmt | For | For | For | |||
4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Gardner Denver, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDI | CUSIP 365558105 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Global Payments Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPN | CUSIP 37940X102 | 11/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
1.2 | Elect John M. Partridge | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Greatbatch, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GB | CUSIP 39153L106 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela G. Bailey | Mgmt | For | For | For | |||
1.2 | Elect Anthony P. Bihl, III | Mgmt | For | For | For | |||
1.3 | Elect Joseph W. Dziedzie | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Hook | Mgmt | For | For | For | |||
1.5 | Elect Kevin C. Melia | Mgmt | For | For | For | |||
1.6 | Elect Joseph A. Miller, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Bill R. Sanford | Mgmt | For | For | For | |||
1.8 | Elect Peter H. Soderberg | Mgmt | For | For | For | |||
1.9 | Elect William B. Summers, Jr. | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
H&R Block, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRB | CUSIP 093671105 | 09/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Brown | Mgmt | For | For | For | |||
2 | Elect William C. Cobb | Mgmt | For | For | For | |||
3 | Elect Marvin R. Ellison | Mgmt | For | For | For | |||
4 | Elect Robert A. Gerard | Mgmt | For | For | For | |||
5 | Elect David B. Lewis | Mgmt | For | For | For | |||
6 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
7 | Elect Bruce C. Rohde | Mgmt | For | For | For | |||
8 | Elect Tom D. Seip | Mgmt | For | For | For | |||
9 | Elect Christianna Wood | Mgmt | For | For | For | |||
10 | Elect James F. Wright | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to Articles to Provide Exculpation of Directors | Mgmt | For | For | For | |||
14 | Amendment to Articles to Eliminate Director Term Limits | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Hanger Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGR | CUSIP 41043F208 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vinit K. Asar | Mgmt | For | For | For | |||
1.2 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
1.3 | Elect Thomas P. Cooper | Mgmt | For | For | For | |||
1.4 | Elect Cynthia L. Feldmann | Mgmt | For | For | For | |||
1.5 | Elect Eric A. Green | Mgmt | For | For | For | |||
1.6 | Elect Stephen E. Hare | Mgmt | For | For | For | |||
1.7 | Elect Richard R. Pettingill | Mgmt | For | For | For | |||
1.8 | Elect Patricia B. Shrader | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Harman International Industries, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP 413086109 | 12/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
2 | Elect John W. Diercksen | Mgmt | For | For | For | |||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | Against | Against | |||
4 | Elect Jiren Liu | Mgmt | For | Against | Against | |||
5 | Elect Edward H. Meyer | Mgmt | For | For | For | |||
6 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
7 | Elect Kenneth M. Reiss | Mgmt | For | For | For | |||
8 | Elect Hellene S. Runtagh | Mgmt | For | For | For | |||
9 | Elect Frank Sklarsky | Mgmt | For | For | For | |||
10 | Elect Gary G. Steel | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2012 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
13 | 2014 Key Executive Officers Bonus Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HCC Insurance Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCC | CUSIP 404132102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emmanuel T. Ballases | Mgmt | For | For | For | |||
1.2 | Elect Frank J. Bramanti | Mgmt | For | For | For | |||
1.3 | Elect Walter M. Duer | Mgmt | For | For | For | |||
1.4 | Elect James C. Flagg | Mgmt | For | For | For | |||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||
1.6 | Elect John N. Molbeck, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Susan Rivera | Mgmt | For | For | For | |||
1.8 | Elect Hans D. Rohlf | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Rosholt | Mgmt | For | For | For | |||
1.10 | Elect J. Mikesell Thomas | Mgmt | For | For | For | |||
1.11 | Elect Christopher J. B. Williams | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Helmerich & Payne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HP | CUSIP 423452101 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hans Helmerich | Mgmt | For | For | For | |||
2 | Elect John W. Lindsay | Mgmt | For | For | For | |||
3 | Elect Paula Marshall | Mgmt | For | For | For | |||
4 | Elect Randy A. Foutch | Mgmt | For | For | For | |||
5 | Elect John D. Zeglis | Mgmt | For | For | For | |||
6 | Elect William L. Armstrong | Mgmt | For | For | For | |||
7 | Elect Thomas A. Petrie | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HollyFrontier Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HFC | CUSIP 436106108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
2 | Elect Leldon E. Echols | Mgmt | For | For | For | |||
3 | Elect R. Kevin Hardage | Mgmt | For | For | For | |||
4 | Elect Michael C. Jennings | Mgmt | For | For | For | |||
5 | Elect Robert J. Kostelnik | Mgmt | For | For | For | |||
6 | Elect James H. Lee | Mgmt | For | For | For | |||
7 | Elect Franklin Myers | Mgmt | For | For | For | |||
8 | Elect Michael E. Rose | Mgmt | For | For | For | |||
9 | Elect Tommy A. Valenta | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Horace Mann Educators Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMN | CUSIP 440327104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary H. Futrell | Mgmt | For | For | For | |||
2 | Elect Stephen J. Hasenmiller | Mgmt | For | For | For | |||
3 | Elect Ronald J. Helow | Mgmt | For | For | For | |||
4 | Elect Beverley J. McClure | Mgmt | For | For | For | |||
5 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
6 | Elect Roger J. Steinbecker | Mgmt | For | For | For | |||
7 | Elect Robert Stricker | Mgmt | For | For | For | |||
8 | Elect Steven O. Swyers | Mgmt | For | For | For | |||
9 | Elect Marita Zuraitis | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Huntington Bancshares Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBAN | CUSIP 446150104 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Don M. Casto III | Mgmt | For | For | For | |||
1.2 | Elect Ann B. Crane | Mgmt | For | For | For | |||
1.3 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
1.4 | Elect Michael J. Endres | Mgmt | For | For | For | |||
1.5 | Elect John B. Gerlach, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Peter J. Kight | Mgmt | For | For | For | |||
1.7 | Elect Jonathan A. Levy | Mgmt | For | For | For | |||
1.8 | Elect Richard W. Neu | Mgmt | For | For | For | |||
1.9 | Elect David L. Porteous | Mgmt | For | For | For | |||
1.10 | Elect Kathleen H. Ransier | Mgmt | For | For | For | |||
1.11 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hyster-Yale Materials Handling Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HY | CUSIP 449172105 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. C. Butler, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.3 | Elect John P. Jumper | Mgmt | For | For | For | |||
1.4 | Elect Dennis W. LaBarre | Mgmt | For | For | For | |||
1.5 | Elect Joesph F Loughrey | Mgmt | For | For | For | |||
1.6 | Elect Alfred M. Rankin, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Claiborne R. Rankin | Mgmt | For | For | For | |||
1.8 | Elect Michael E. Shannon | Mgmt | For | For | For | |||
1.9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Britton T. Taplin | Mgmt | For | For | For | |||
1.11 | Elect Eugene Wong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
IAC/InterActiveCorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IACI | CUSIP 44919P508 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Chelsea Clinton | Mgmt | For | For | For | |||
1.3 | Elect Sonali De Rycker | Mgmt | For | For | For | |||
1.4 | Elect Barry Diller | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Eisner | Mgmt | For | For | For | |||
1.6 | Elect Victor A. Kaufman | Mgmt | For | For | For | |||
1.7 | Elect Donald R. Keough | Mgmt | For | For | For | |||
1.8 | Elect Bryan Lourd | Mgmt | For | For | For | |||
1.9 | Elect David Rosenblatt | Mgmt | For | For | For | |||
1.10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
1.11 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |||
1.12 | Elect Richard F. Zannino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Iconix Brand Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICON | CUSIP 451055107 | 07/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil Cole | Mgmt | For | For | For | |||
1.2 | Elect Barry Emanuel | Mgmt | For | For | For | |||
1.3 | Elect Drew Cohen | Mgmt | For | For | For | |||
1.4 | Elect F. Peter Cuneo | Mgmt | For | For | For | |||
1.5 | Elect Mark Friedman | Mgmt | For | For | For | |||
1.6 | Elect James A. Marcum | Mgmt | For | For | For | |||
1.7 | Elect Laurence N. Charney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Inter Parfums, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPAR | CUSIP 458334109 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean Madar | Mgmt | For | For | For | |||
1.2 | Elect Philippe Benacin | Mgmt | For | For | For | |||
1.3 | Elect Russell Greenberg | Mgmt | For | For | For | |||
1.4 | Elect Philippe Santi | Mgmt | For | For | For | |||
1.5 | Elect Francois Heilbronn | Mgmt | For | For | For | |||
1.6 | Elect Jean Levy | Mgmt | For | For | For | |||
1.7 | Elect Robert Bensoussan-Torres | Mgmt | For | For | For | |||
1.8 | Elect Serge Rosinoer | Mgmt | For | For | For | |||
1.9 | Elect Patrick Choel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Option Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Nonemployee Director Stock Option Plan | Mgmt | For | For | For | |||
Jacobs Engineering Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JEC | CUSIP 469814107 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juan Jose Suarez Coppel | Mgmt | For | For | For | |||
2 | Elect John F. Coyne | Mgmt | For | For | For | |||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | |||
4 | Elect Craig L. Martin | Mgmt | For | For | For | |||
5 | Elect Chris M.T. Thompson | Mgmt | For | For | For | |||
6 | Amendment to the 1999 Stock Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
Janus Capital Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNS | CUSIP 47102X105 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy K. Armour | Mgmt | For | For | For | |||
2 | Elect G. Andrew Cox | Mgmt | For | For | For | |||
3 | Elect Jeffrey J. Diermeier | Mgmt | For | For | For | |||
4 | Elect Eugene Flood, Jr. | Mgmt | For | For | For | |||
5 | Elect J. Richard Fredericks | Mgmt | For | For | For | |||
6 | Elect Deborah R. Gatzek | Mgmt | For | For | For | |||
7 | Elect Seiji Inagaki | Mgmt | For | For | For | |||
8 | Elect Lawrence E. Kochard | Mgmt | For | For | For | |||
9 | Elect Glenn S. Schafer | Mgmt | For | For | For | |||
10 | Elect Richard M. Weil | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JetBlue Airways Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBLU | CUSIP 477143101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Barger | Mgmt | For | For | For | |||
2 | Elect Jens Bischof | Mgmt | For | For | For | |||
3 | Elect Peter Boneparth | Mgmt | For | For | For | |||
4 | Elect David Checketts | Mgmt | For | For | For | |||
5 | Elect Virginia Gambale | Mgmt | For | For | For | |||
6 | Elect Stephan Gemkow | Mgmt | For | For | For | |||
7 | Elect Ellen Jewett | Mgmt | For | For | For | |||
8 | Elect Stanley McChrystal | Mgmt | For | For | For | |||
9 | Elect Joel Peterson | Mgmt | For | For | For | |||
10 | Elect M. Ann Rhoades | Mgmt | For | For | For | |||
11 | Elect Frank Sica | Mgmt | For | For | For | |||
12 | Elect Thomas Winkelmann | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Jones Lang LaSalle Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JLL | CUSIP 48020Q107 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hugo Bague | Mgmt | For | For | For | |||
2 | Elect Colin Dyer | Mgmt | For | For | For | |||
3 | Elect DeAnne S. Julius | Mgmt | For | For | For | |||
4 | Elect Kate S. Lavelle | Mgmt | For | For | For | |||
5 | Elect Ming Lu | Mgmt | For | For | For | |||
6 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
7 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
8 | Elect Shailesh Rao | Mgmt | For | For | For | |||
9 | Elect David B. Rickard | Mgmt | For | For | For | |||
10 | Elect Roger T. Staubach | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Kaiser Aluminum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KALU | CUSIP 483007704 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carolyn Bartholomew | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Hockema | Mgmt | For | For | For | |||
1.3 | Elect Lauralee E. Martin | Mgmt | For | For | For | |||
1.4 | Elect Brett E. Wilcox | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Kennametal Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMT | CUSIP 489170100 | 10/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||
1.2 | Elect William J. Harvey | Mgmt | For | For | For | |||
1.3 | Elect Cindy Davis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Stock and Incentive Plan of 2010 | Mgmt | For | For | For | |||
Key Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEG | CUSIP 492914106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William D. Fertig | Mgmt | For | For | For | |||
2 | Elect Robert K. Reeves | Mgmt | For | For | For | |||
3 | Elect Mark H. Rosenberg | Mgmt | For | For | For | |||
4 | 2014 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kimco Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIM | CUSIP 49446R109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Milton Cooper | Mgmt | For | For | For | |||
1.2 | Elect Philip E. Coviello | Mgmt | For | For | For | |||
1.3 | Elect Richard G. Dooley | Mgmt | For | For | For | |||
1.4 | Elect Joe Grills | Mgmt | For | For | For | |||
1.5 | Elect David B. Henry | Mgmt | For | For | For | |||
1.6 | Elect F. Patrick Hughes | Mgmt | For | For | For | |||
1.7 | Elect Frank Lourenso | Mgmt | For | For | For | |||
1.8 | Elect Colombe M. Nicholas | Mgmt | For | For | For | |||
1.9 | Elect Richard Saltzman | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||
1.3 | Elect Stephen P. Kaufman | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of the Material Terms under the Performance Bonus Plan | Mgmt | For | For | For | |||
Koppers Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOP | CUSIP 50060P106 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cynthia A. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Albert J. Neupaver | Mgmt | For | For | For | |||
1.3 | Elect Walter W. Turner | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the 2005 Long Term Incentive Plan | Mgmt | For | For | For | |||
6 | Adoption of Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||
Kulicke and Soffa Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLIC | CUSIP 501242101 | 02/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect MacDonell Roehm, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Laboratory Corporation of America Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LH | CUSIP 50540R409 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | |||
2 | Elect Jean-Luc Belingard | Mgmt | For | For | For | |||
3 | Elect Gary Gilliland | Mgmt | For | For | For | |||
4 | Elect David P. King | Mgmt | For | For | For | |||
5 | Elect Garheng Kong | Mgmt | For | For | For | |||
6 | Elect Robert E. Mittelstaedt, Jr. | Mgmt | For | For | For | |||
7 | Elect Peter M. Neupert | Mgmt | For | For | For | |||
8 | Elect Adam H. Schechter | Mgmt | For | For | For | |||
9 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Laclede Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LG | CUSIP 505597104 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward L. Glotzbach | Mgmt | For | For | For | |||
1.2 | Elect W. Stephen Maritz | Mgmt | For | For | For | |||
1.3 | Elect John P. Stupp, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
5 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald L. Runkle | Mgmt | For | For | For | |||
7 | Elect Matthew J. Simoncini | Mgmt | For | For | For | |||
8 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
9 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2009 Long-Term Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
Manhattan Associates, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MANH | CUSIP 562750109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian J. Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Eddie Capel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
ManTech International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MANT | CUSIP 564563104 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George J. Pedersen | Mgmt | For | For | For | |||
1.2 | Elect Richard L. Armitage | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mary K. Bush | Mgmt | For | For | For | |||
1.4 | Elect Barry G. Campbell | Mgmt | For | For | For | |||
1.5 | Elect Walter R. Fatzinger, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Richard J. Kerr | Mgmt | For | For | For | |||
1.7 | Elect Kenneth A. Minihan | Mgmt | For | For | For | |||
1.8 | Elect Stephen W. Porter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | Withhold | Against | |||
1.2 | Elect Waldemar A. Carlo | Mgmt | For | For | For | |||
1.3 | Elect Michael B. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Roger K. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | |||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | |||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | |||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | |||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Methanex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MX | CUSIP 59151K108 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | |||
1.2 | Elect Howard Balloch | Mgmt | For | For | For | |||
1.3 | Elect Phillip Cook | Mgmt | For | For | For | |||
1.4 | Elect John Floren | Mgmt | For | For | For | |||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||
1.6 | Elect Robert J. Kostelnik | Mgmt | For | For | For | |||
1.7 | Elect Douglas Mahaffy | Mgmt | For | For | For | |||
1.8 | Elect A. Terence Poole | Mgmt | For | For | For | |||
1.9 | Elect John Reid | Mgmt | For | For | For | |||
1.10 | Elect Janice G. Rennie | Mgmt | For | For | For | |||
1.11 | Elect Monica Sloan | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Myriad Genetics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYGN | CUSIP 62855J104 | 12/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter D. Meldrum | Mgmt | For | For | For | |||
1.2 | Elect Heiner Dreismann | Mgmt | For | For | For | |||
2 | Amendment to the Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nabors Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBR | CUSIP G6359F103 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Crane | Mgmt | For | Withhold | Against | |||
1.2 | Elect John P. Kotts | Mgmt | For | For | For | |||
1.3 | Elect Michael C. Linn | Mgmt | For | Withhold | Against | |||
1.4 | Elect John V. Lombardi | Mgmt | For | Withhold | Against | |||
1.5 | Elect Anthony G. Petrello | Mgmt | For | Withhold | Against | |||
1.6 | Elect Howard Wolf | Mgmt | For | For | For | |||
1.7 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
10 | Shareholder Proposal Regarding Counting Broker Non-Votes | ShrHldr | Against | Against | For | |||
Nash-Finch Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAFC | CUSIP 631158102 | 11/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Spartan Stores Inc. | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Navigant Consulting, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCI | CUSIP 63935N107 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
2 | Elect Julie M. Howard | Mgmt | For | For | For | |||
3 | Elect Stephan A. James | Mgmt | For | For | For | |||
4 | Elect Samuel K. Skinner | Mgmt | For | For | For | |||
5 | Elect James R. Thompson | Mgmt | For | For | For | |||
6 | Elect Michael L. Tipsord | Mgmt | For | For | For | |||
7 | Change in Board Size | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Nelnet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNI | CUSIP 64031N108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael S. Dunlap | Mgmt | For | For | For | |||
2 | Elect Stephen F. Butterfield | Mgmt | For | For | For | |||
3 | Elect James P. Abel | Mgmt | For | For | For | |||
4 | Elect William R. Cintani | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Farrell | Mgmt | For | For | For | |||
6 | Elect David S. Graff | Mgmt | For | Against | Against | |||
7 | Elect Thomas E. Henning | Mgmt | For | For | For | |||
8 | Elect Kimberly K. Rath | Mgmt | For | For | For | |||
9 | Elect Michael D. Reardon | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Restricted Stock Plan | Mgmt | For | For | For | |||
13 | Executive Officers Incentive Compensation Plan | Mgmt | For | For | For | |||
NeuStar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSR | CUSIP 64126X201 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James G. Cullen | Mgmt | For | For | For | |||
2 | Elect Joel P. Friedman | Mgmt | For | For | For | |||
3 | Elect Mark N. Greene | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Corporate Bonus Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland C. Smith | Mgmt | For | For | For | |||
2 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
5 | Elect V. James Marino | Mgmt | For | For | For | |||
6 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||
7 | Elect Michael J. Massey | Mgmt | For | For | For | |||
8 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
9 | Elect David M. Szymanski | Mgmt | For | For | For | |||
10 | Elect Nigel Travis | Mgmt | For | For | For | |||
11 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
OFG Bancorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFG | CUSIP 67103X102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Juan C. Aguayo | Mgmt | For | For | For | |||
1.2 | Elect Rafael . F Martinez | Mgmt | For | For | For | |||
1.3 | Elect Francisco Arrivi | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
1.2 | Elect Christopher T. Seaver | Mgmt | For | For | For | |||
1.3 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Omega Healthcare Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHI | CUSIP 681936100 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara B. Hill | Mgmt | For | For | For | |||
1.2 | Elect Harold J. Kloosterman | Mgmt | For | For | For | |||
1.3 | Elect C.Taylor Pickett | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
OmniVision Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OVTI | CUSIP 682128103 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shaw Hong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Open Text Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OTC | CUSIP 683715106 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Barrenechea | Mgmt | For | For | For | |||
1.3 | Elect Randy Fowlie | Mgmt | For | For | For | |||
1.4 | Elect Gail E. Hamilton | Mgmt | For | For | For | |||
1.5 | Elect Brian J. Jackman | Mgmt | For | For | For | |||
1.6 | Elect Stephen J. Sadler | Mgmt | For | For | For | |||
1.7 | Elect Michael Slaunwhite | Mgmt | For | For | For | |||
1.8 | Elect Katharine B. Stevenson | Mgmt | For | For | For | |||
1.9 | Elect Deborah Weinstein | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Shareholder Rights Plan Renewal | Mgmt | For | For | For | |||
4 | Amendment to Bylaws | Mgmt | For | For | For | |||
Orbital Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORB | CUSIP 685564106 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice I. Obuchowski | Mgmt | For | For | For | |||
2 | Elect Frank L. Salizzoni | Mgmt | For | For | For | |||
3 | Elect Harrison H. Schmitt | Mgmt | For | For | For | |||
4 | Elect David W. Thompson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oshkosh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSK | CUSIP 688239201 | 02/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Donnelly | Mgmt | For | For | For | |||
1.2 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
1.3 | Elect Kathleen J. Hempel | Mgmt | For | For | For | |||
1.4 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
1.5 | Elect Stephen D. Newlin | Mgmt | For | For | For | |||
1.6 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
1.7 | Elect Duncan J. Palmer | Mgmt | For | For | For | |||
1.8 | Elect John S. Shiely | Mgmt | For | For | For | |||
1.9 | Elect Richard G. Sim | Mgmt | For | For | For | |||
1.10 | Elect Charles L. Szews | Mgmt | For | For | For | |||
1.11 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Owens & Minor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMI | CUSIP 690732102 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stuart M. Essig | Mgmt | For | For | For | |||
1.2 | Elect John W. Gerdelman | Mgmt | For | For | For | |||
1.3 | Elect Lemuel E. Lewis | Mgmt | For | For | For | |||
1.4 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
1.5 | Elect Eddie N. Moore, Jr. | Mgmt | For | For | For | |||
1.6 | Elect James E. Rogers | Mgmt | For | For | For | |||
1.7 | Elect David S. Simmons | Mgmt | For | For | For | |||
1.8 | Elect Robert C. Sledd | Mgmt | For | For | For | |||
1.9 | Elect Craig R. Smith | Mgmt | For | For | For | |||
1.10 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Owens-Illinois, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OI | CUSIP 690768403 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay L. Geldmacher | Mgmt | For | For | For | |||
1.2 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
1.3 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.4 | Elect John J. McMackin, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Hari N. Nair | Mgmt | For | For | For | |||
1.6 | Elect Hugh H. Roberts | Mgmt | For | For | For | |||
1.7 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
1.8 | Elect Carol A. Williams | Mgmt | For | For | For | |||
1.9 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
1.10 | Elect Thomas L. Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Incentive Award Plan | Mgmt | For | For | For | |||
Patterson Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDCO | CUSIP 703395103 | 09/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John D. Buck | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Patterson-UTI Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTEN | CUSIP 703481101 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark S. Siegel | Mgmt | For | For | For | |||
1.2 | Elect Kenneth N. Berns | Mgmt | For | For | For | |||
1.3 | Elect Charles O. Buckner | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Conlon | Mgmt | For | For | For | |||
1.5 | Elect Curtis W. Huff | Mgmt | For | For | For | |||
1.6 | Elect Terry H. Hunt | Mgmt | For | For | For | |||
1.7 | Elect Cloyce A. Talbott | Mgmt | For | For | For | |||
2 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 06/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter A. Leav | Mgmt | For | For | For | |||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | |||
3 | Elect Martha H. Bejar | Mgmt | For | For | For | |||
4 | Elect Robert J. Frankenberg | Mgmt | For | For | For | |||
5 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | |||
6 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
7 | Elect William A. Owens | Mgmt | For | For | For | |||
8 | Elect Kevin T. Parker | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Luisa Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
4 | Elect John W. Diercksen | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Protective Life Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PL | CUSIP 743674103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert O. Burton | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect Thomas L. Hamby | Mgmt | For | For | For | |||
4 | Elect John D. Johns | Mgmt | For | For | For | |||
5 | Elect Vanessa Leonard | Mgmt | For | For | For | |||
6 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
7 | Elect John J. McMahon, Jr. | Mgmt | For | For | For | |||
8 | Elect Hans Hugh Miller | Mgmt | For | For | For | |||
9 | Elect Malcolm Portera | Mgmt | For | For | For | |||
10 | Elect C. Dowd Ritter | Mgmt | For | For | For | |||
11 | Elect Jesse J. Spikes | Mgmt | For | For | For | |||
12 | Elect William A. Terry | Mgmt | For | For | For | |||
13 | Elect W. Michael Warren, Jr. | Mgmt | For | For | For | |||
14 | Elect Vanessa Wilson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Provident New York Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBNY | CUSIP 744028101 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
4 | Approval of 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Redwood Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWT | CUSIP 758075402 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Baum | Mgmt | For | For | For | |||
2 | Elect Mariann Byerwalter | Mgmt | For | For | For | |||
3 | Elect Douglas B. Hansen | Mgmt | For | For | For | |||
4 | Elect Martin S. Hughes | Mgmt | For | For | For | |||
5 | Elect Greg H. Kubicek | Mgmt | For | For | For | |||
6 | Elect Jeffrey T. Pero | Mgmt | For | For | For | |||
7 | Elect Charles J. Toeniskoetter | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | 2014 Incentive Award Plan | Mgmt | For | For | For | |||
Republic Airways Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJET | CUSIP 760276105 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bryan K. Bedford | Mgmt | For | For | For | |||
1.2 | Elect Neal S. Cohen | Mgmt | For | For | For | |||
1.3 | Elect Lawrence J. Cohen | Mgmt | For | For | For | |||
1.4 | Elect Robert L. Colin | Mgmt | For | For | For | |||
1.5 | Elect Daniel P. Garton | Mgmt | For | For | For | |||
1.6 | Elect Douglas J. Lambert | Mgmt | For | For | For | |||
1.7 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Republic Airways Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJET | CUSIP 760276105 | 09/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bryan K. Bedford | Mgmt | For | For | For | |||
1.2 | Elect Lawrence J. Cohen | Mgmt | For | For | For | |||
1.3 | Elect Douglas J. Lambert | Mgmt | For | For | For | |||
1.4 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
1.5 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
1.6 | Elect Neal S. Cohen | Mgmt | For | For | For | |||
1.7 | Elect David N. Siegel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
Rock-Tenn Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKT | CUSIP 772739207 | 01/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jenny A. Hourihan | Mgmt | For | For | For | |||
1.2 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
1.3 | Elect J. Powell Brown | Mgmt | For | For | For | |||
1.4 | Elect Robert M. Chapman | Mgmt | For | For | For | |||
1.5 | Elect Terrell K. Crews | Mgmt | For | For | For | |||
1.6 | Elect Russell M. Currey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
RPX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPXC | CUSIP 74972G103 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shelby W. Bonnie | Mgmt | For | For | For | |||
1.2 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
1.3 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Schweitzer-Mauduit | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWM | CUSIP 808541106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Claire L. Arnold | Mgmt | For | For | For | |||
1.2 | Elect Heinrich Fischer | Mgmt | For | For | For | |||
2 | Annual Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Select Medical Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEM | CUSIP 81619Q105 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bryan C. Cressey | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Ortenzio | Mgmt | For | For | For | |||
1.3 | Elect Leopold Swergold | Mgmt | For | For | For | |||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Skyworks Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWKS | CUSIP 83088M102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. McLachlan | Mgmt | For | For | For | |||
2 | Elect David J. Aldrich | Mgmt | For | For | For | |||
3 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
4 | Elect Timothy R. Furey | Mgmt | For | For | For | |||
5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
6 | Elect Christine King | Mgmt | For | For | For | |||
7 | Elect David P. McGlade | Mgmt | For | For | For | |||
8 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Spartan Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 846822104 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Douglas A. Hacker | Mgmt | For | For | For | |||
1.6 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | |||
1.10 | Elect Craig C. Sturken | Mgmt | For | For | For | |||
1.11 | Elect William R. Voss | Mgmt | For | For | For | |||
2 | Company Name Change | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.3 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
StanCorp Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFG | CUSIP 852891100 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick W. Buckman | Mgmt | For | For | For | |||
2 | Elect J. Greg Ness | Mgmt | For | For | For | |||
3 | Elect Mary F. Sammons | Mgmt | For | For | For | |||
4 | Elect Timothy A. Holt | Mgmt | For | For | For | |||
5 | Elect Kevin M. Murai | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Steven Madden, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOO | CUSIP 556269108 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
1.2 | Elect Rose Peabody Lynch | Mgmt | For | For | For | |||
1.3 | Elect John L. Madden | Mgmt | For | For | For | |||
1.4 | Elect Peter Migliorini | Mgmt | For | For | For | |||
1.5 | Elect Richard P. Randall | Mgmt | For | For | For | |||
1.6 | Elect Ravi Sachdev | Mgmt | For | For | For | |||
1.7 | Elect Thomas H. Schwartz | Mgmt | For | For | For | |||
1.8 | Elect Robert Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Strayer Education, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STRA | CUSIP 863236105 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert S. Silberman | Mgmt | For | For | For | |||
2 | Elect John T. Casteen III | Mgmt | For | For | For | |||
3 | Elect Charlotte F. Beason | Mgmt | For | For | For | |||
4 | Elect William E. Brock | Mgmt | For | For | For | |||
5 | Elect Robert R. Grusky | Mgmt | For | For | For | |||
6 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
7 | Elect Karl McDonnell | Mgmt | For | For | For | |||
8 | Elect Todd A. Milano | Mgmt | For | For | For | |||
9 | Elect G. Thomas Waite, III | Mgmt | For | For | For | |||
10 | Elect J. David Wargo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Superior Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPN | CUSIP 868157108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harold J. Bouillion | Mgmt | For | For | For | |||
1.2 | Elect Enoch L. Dawkins | Mgmt | For | For | For | |||
1.3 | Elect David D. Dunlap | Mgmt | For | For | For | |||
1.4 | Elect James M. Funk | Mgmt | For | For | For | |||
1.5 | Elect Terence E. Hall | Mgmt | For | For | For | |||
1.6 | Elect Peter D. Kinnear | Mgmt | For | For | For | |||
1.7 | Elect Michael McShane | Mgmt | For | For | For | |||
1.8 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
1.9 | Elect Justin L. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
TECO Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TE | CUSIP 872375100 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Ferman, Jr. | Mgmt | For | For | For | |||
2 | Elect Evelyn V. Follit | Mgmt | For | For | For | |||
3 | Elect John B. Ramil | Mgmt | For | For | For | |||
4 | Elect Tom L. Rankin | Mgmt | For | For | For | |||
5 | Elect William D. Rockford | Mgmt | For | For | For | |||
6 | Elect Paul L. Whiting | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Approval of the Annual Incentive Plan | Mgmt | For | For | For | |||
10 | Approval of the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Terex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEX | CUSIP 880779103 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald M. DeFeo | Mgmt | For | For | For | |||
2 | Elect G. Chris Andersen | Mgmt | For | For | For | |||
3 | Elect Paula H. J. Cholmondeley | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Thomas J. Hansen | Mgmt | For | For | For | |||
6 | Elect Raimund Klinkner | Mgmt | For | For | For | |||
7 | Elect David A. Sachs | Mgmt | For | For | For | |||
8 | Elect Oren G. Shaffer | Mgmt | For | For | For | |||
9 | Elect David C. Wang | Mgmt | For | For | For | |||
10 | Elect Scott W. Wine | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | |||
3 | Elect Walter T. Beach | Mgmt | For | For | For | |||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | |||
5 | Elect John C. Chrystal | Mgmt | For | For | For | |||
6 | Elect Matthew Cohn | Mgmt | For | For | For | |||
7 | Elect Hersh Kozlov | Mgmt | For | For | For | |||
8 | Elect William H. Lamb | Mgmt | For | For | For | |||
9 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | |||
10 | Elect James J. McEntee, III | Mgmt | For | For | For | |||
11 | Elect Mei-Mei Tuan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Timken Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKR | CUSIP 887389104 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Phillip R. Cox | Mgmt | For | For | For | |||
1.2 | Elect Diane C. Creel | Mgmt | For | For | For | |||
1.3 | Elect Richard G. Kyle | Mgmt | For | For | For | |||
1.4 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Christopher L. Mapes | Mgmt | For | For | For | |||
1.6 | Elect Joseph W. Ralston | Mgmt | For | For | For | |||
1.7 | Elect John P. Reilly | Mgmt | For | For | For | |||
1.8 | Elect Frank C. Sullivan | Mgmt | For | For | For | |||
1.9 | Elect John M. Timken, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Ward J. Timken, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Jacqueline F. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Thoratec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THOR | CUSIP 885175307 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil F. Dimick | Mgmt | For | For | For | |||
1.2 | Elect Gerhard F. Burbach | Mgmt | For | For | For | |||
1.3 | Elect J. Daniel Cole | Mgmt | For | For | For | |||
1.4 | Elect Steven H. Collis | Mgmt | For | For | For | |||
1.5 | Elect D. Keith Grossman | Mgmt | For | For | For | |||
1.6 | Elect William A. Hawkins, III | Mgmt | For | For | For | |||
1.7 | Elect Paul A. LaViolette | Mgmt | For | For | For | |||
1.8 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
1.9 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | |||
2 | Article Amendment Regarding Director & Officer Indemnification | Mgmt | For | For | For | |||
3 | Approve D&O Indemnification Agreements | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Incentive Stock Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Torchmark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMK | CUSIP 891027104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Adair | Mgmt | For | For | For | |||
2 | Elect Marilyn A. Alexander | Mgmt | For | For | For | |||
3 | Elect David L. Boren | Mgmt | For | For | For | |||
4 | Elect M. Jane Buchan | Mgmt | For | For | For | |||
5 | Elect Gary L. Coleman | Mgmt | For | For | For | |||
6 | Elect Larry M. Hutchison | Mgmt | For | For | For | |||
7 | Elect Robert W. Ingram | Mgmt | For | For | For | |||
8 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
9 | Elect Darren M. Rebelez | Mgmt | For | For | For | |||
10 | Elect Lamar C. Smith | Mgmt | For | For | For | |||
11 | Elect Paul J. Zucconi | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Towers Watson & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TW | CUSIP 891894107 | 11/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Victor F. Ganzi | Mgmt | For | For | For | |||
2 | Elect John J. Haley | Mgmt | For | For | For | |||
3 | Elect Leslie S. Heisz | Mgmt | For | For | For | |||
4 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
5 | Elect Linda D. Rabbitt | Mgmt | For | For | For | |||
6 | Elect Gilbert T. Ray | Mgmt | For | For | For | |||
7 | Elect Paul Thomas | Mgmt | For | For | For | |||
8 | Elect Wilhelm Zeller | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francois J. Castaing | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Gambrell | Mgmt | For | For | For | |||
1.3 | Elect David W. Meline | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Two Harbors Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWO | CUSIP 90187B101 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect James J. Bender | Mgmt | For | For | For | |||
3 | Elect Mark D. Ein | Mgmt | For | For | For | |||
4 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |||
5 | Elect Jacques R. Rolfo | Mgmt | For | For | For | |||
6 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
7 | Elect Thomas Siering | Mgmt | For | For | For | |||
8 | Elect Brian C. Taylor | Mgmt | For | For | For | |||
9 | Elect Hope D. Woodhouse | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
1.2 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
1.3 | Elect Anne Pol | Mgmt | For | For | For | |||
1.4 | Elect Ernest E. Jones | Mgmt | For | For | For | |||
1.5 | Elect John L. Walsh | Mgmt | For | For | For | |||
1.6 | Elect Roger B. Vincent | Mgmt | For | For | For | |||
1.7 | Elect M. Shawn Puccio | Mgmt | For | For | For | |||
1.8 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
1.9 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Therapeutics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTHR | CUSIP 91307C102 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raymond Dwek | Mgmt | For | For | For | |||
1.2 | Elect Roger Jeffs | Mgmt | For | For | For | |||
1.3 | Elect Christopher Patusky | Mgmt | For | For | For | |||
1.4 | Elect Tommy G. Thompson | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 162(m) Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Universal Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UVV | CUSIP 913456109 | 08/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chester A. Crocker | Mgmt | For | For | For | |||
1.2 | Elect Charles H. Foster, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.4 | Elect Lennart R. Freeman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.2 | Elect Matthew J. Grayson | Mgmt | For | For | For | |||
1.3 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||
1.4 | Elect Mandakini Puri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Valmont Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMI | CUSIP 920253101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mogens C. Bay | Mgmt | For | For | For | |||
1.2 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Vectren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVC | CUSIP 92240G101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl L. Chapman | Mgmt | For | For | For | |||
1.2 | Elect James H. DeGraffenreidt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Niel C. Ellerbrook | Mgmt | For | For | For | |||
1.4 | Elect John D. Engelbrecht | Mgmt | For | For | For | |||
1.5 | Elect Anton H. George | Mgmt | For | For | For | |||
1.6 | Elect Martin C. Jischke | Mgmt | For | For | For | |||
1.7 | Elect Robert G. Jones | Mgmt | For | Withhold | Against | |||
1.8 | Elect J. Timothy McGinley | Mgmt | For | For | For | |||
1.9 | Elect R. Daniel Sadlier | Mgmt | For | For | For | |||
1.10 | Elect Michael L. Smith | Mgmt | For | For | For | |||
1.11 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
W. R. Berkley Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WRB | CUSIP 084423102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George G. Daly | Mgmt | For | For | For | |||
2 | Elect Jack H. Nusbaum | Mgmt | For | Against | Against | |||
3 | Elect Mark L. Shapiro | Mgmt | For | For | For | |||
4 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Wabash National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WNC | CUSIP 929566107 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Giromini | Mgmt | For | For | For | |||
2 | Elect Martin C. Jischke | Mgmt | For | For | For | |||
3 | Elect James D. Kelly | Mgmt | For | For | For | |||
4 | Elect John E. Kunz | Mgmt | For | For | For | |||
5 | Elect Larry J. Magee | Mgmt | For | For | For | |||
6 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
7 | Elect Scott K. Sorensen | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
WABCO Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBC | CUSIP 92927K102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G. Peter D'Aloia | Mgmt | For | For | For | |||
1.2 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
1.3 | Elect Mary L. Petrovich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Waddell & Reed Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDR | CUSIP 930059100 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sharilyn S. Gasaway | Mgmt | For | For | For | |||
1.2 | Elect Alan W. Kosloff | Mgmt | For | For | For | |||
1.3 | Elect Jerry W. Walton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2003 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect D. Sherwin Artus | Mgmt | For | For | For | |||
1.2 | Elect Philip E. Doty | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
World Fuel Services Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INT | CUSIP 981475106 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Kasbar | Mgmt | For | For | For | |||
1.2 | Elect Paul H. Stebbins | Mgmt | For | For | For | |||
1.3 | Elect Ken Bakshi | Mgmt | For | For | For | |||
1.4 | Elect Richard A. Kassar | Mgmt | For | For | For | |||
1.5 | Elect Myles Klein | Mgmt | For | For | For | |||
1.6 | Elect John L. Manley | Mgmt | For | For | For | |||
1.7 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.8 | Elect Stephen K. Roddenberry | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2006 Omnibus Plan | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Diversified Income Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
MTR Gaming Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNTG | CUSIP 553769AL4 | 01/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | To Amend The Indenture To Permit The Formation Of A New Holding Company As A Result Of The Transactions Contemplated By The Merger Agreement. | Mgmt | For | Against | Against | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Trump Entertainment Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CUSIP 89816T202 | 11/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Elkins | Mgmt | For | Withhold | Against | |||
1.2 | Elect David Licht | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jeffrey Gilbert | Mgmt | For | Withhold | Against | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Equity Income Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
1.3 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
1.4 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
1.5 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
1.6 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
1.7 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
1.9 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
1.10 | Elect Thomas R. Voss | Mgmt | For | For | For | |||
1.11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
1.12 | Elect Jack D. Woodard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara M. Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
9 | Elect R. A. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Aon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester B. Knight | Mgmt | For | For | For | |||
2 | Elect Gregory C. Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | |||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | |||
6 | Elect James W. Leng | Mgmt | For | For | For | |||
7 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
8 | Elect Robert S. Morrison | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
11 | Elect Gloria Santona | Mgmt | For | For | For | |||
12 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||
13 | Accounts and Reports | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Amendment to the 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||
21 | Approval of Share Repurchase Contract and Repurchase Counterparties | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Steven Farris | Mgmt | For | For | For | |||
2 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | |||
3 | Elect Amy H. Nelson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Ashland Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASH | CUSIP 044209104 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Kirk | Mgmt | For | For | For | |||
2 | Elect James J. O'Brien | Mgmt | For | For | For | |||
3 | Elect Barry W. Perry | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect James P. Kelly | Mgmt | For | For | For | |||
6 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect John B. McCoy | Mgmt | For | For | For | |||
9 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
10 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
11 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
12 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of AT&T Severance Policy | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Autoliv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CUSIP 052800109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Carlson | Mgmt | For | For | For | |||
1.2 | Elect Lars Nyberg | Mgmt | For | For | For | |||
1.3 | Elect James M. Ringler | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
10 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
11 | Elect Thomas J. May | Mgmt | For | For | For | |||
12 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
13 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
14 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to Series T Preferred Stock | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.6 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.7 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
3 | Elect Ann F. Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia Boulet | Mgmt | For | For | For | |||
1.2 | Elect Peter C. Brown | Mgmt | For | For | For | |||
1.3 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
1.4 | Elect W. Bruce Hanks | Mgmt | For | For | For | |||
1.5 | Elect Gregory J. McCray | Mgmt | For | For | For | |||
1.6 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Fred R. Nichols | Mgmt | For | For | For | |||
1.8 | Elect William A. Owens | Mgmt | For | For | For | |||
1.9 | Elect Harvey P. Perry | Mgmt | For | For | For | |||
1.10 | Elect Glen F. Post III | Mgmt | For | For | For | |||
1.11 | Elect Michael J. Roberts | Mgmt | For | For | For | |||
1.12 | Elect Laurie A. Siegel | Mgmt | For | For | For | |||
1.13 | Elect Joseph R. Zimmel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Ratify a Proxy Access Bylaw Amendment | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric J. Foss | Mgmt | For | For | For | |||
2 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
3 | Elect William D. Zollars | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
4 | Elect M. Michele Burns | Mgmt | For | For | For | |||
5 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
6 | Elect John T. Chambers | Mgmt | For | For | For | |||
7 | Elect Brian L. Halla | Mgmt | For | For | For | |||
8 | Elect John L. Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
10 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven M. West | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Franz B. Humer | Mgmt | For | For | For | |||
4 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
9 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
10 | Elect Joan E. Spero | Mgmt | For | For | For | |||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
7 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Delphi Automotive PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLPH | CUSIP G27823106 | 04/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary L. Cowger | Mgmt | For | For | For | |||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
3 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect John A. Krol | Mgmt | For | For | For | |||
6 | Elect J. Randall MacDonald | Mgmt | For | For | For | |||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
8 | Elect Rodney O'Neal | Mgmt | For | For | For | |||
9 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
10 | Elect Bernd Wiedemann | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
6 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Adams | Mgmt | For | For | For | |||
2 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
3 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
4 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
5 | Elect Jack L. Stahl | Mgmt | For | For | For | |||
6 | Elect Larry D. Young | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
10 | Amendment to the Omnibus Stock Incentive Plan of 2009 | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
8 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
11 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect Karen N. Horn | Mgmt | For | For | For | |||
3 | Elect William Kaelin | Mgmt | For | For | For | |||
4 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Brown | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James S. DiStasio | Mgmt | For | For | For | |||
5 | Elect John R. Egan | Mgmt | For | For | For | |||
6 | Elect William D. Green | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David N. Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Waterman | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Restricted Stock Awards | Mgmt | For | For | For | |||
5 | 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect William W. George | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Fairchild Semiconductor International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCS | CUSIP 303726103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles P. Carinalli | Mgmt | For | For | For | |||
2 | Elect Randy W. Carson | Mgmt | For | For | For | |||
3 | Elect Terry A. Klebe | Mgmt | For | For | For | |||
4 | Elect Anthony Lear | Mgmt | For | For | For | |||
5 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
6 | Elect Kevin J. McGarity | Mgmt | For | For | For | |||
7 | Elect Bryan R. Roub | Mgmt | For | For | For | |||
8 | Elect Ronald W. Shelly | Mgmt | For | For | For | |||
9 | Elect Mark S. Thompson | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Stock Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.4 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.5 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ted J. Kleisner | Mgmt | For | For | For | |||
1.8 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.9 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.11 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
1.12 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.13 | Elect George M. Smart | Mgmt | For | For | For | |||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
7 | Elect James P. Hackett | Mgmt | For | For | For | |||
8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
9 | Elect William W. Helman IV | Mgmt | For | For | For | |||
10 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
11 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
12 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
13 | Elect Alan Mulally | Mgmt | For | For | For | |||
14 | Elect Homer A. Neal | Mgmt | For | For | For | |||
15 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
16 | Elect John L. Thornton | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | 2014 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.10 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.14 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | Withhold | Against | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Glenn K. Murphy | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
12 | Elect James J. Mulva | Mgmt | For | For | For | |||
13 | Elect James E. Rohr | Mgmt | For | For | For | |||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
16 | Elect James S. Tisch | Mgmt | For | For | For | |||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Sale of Company | ShrHldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2014 Short-Term Incentive Plan | Mgmt | For | For | For | |||
17 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
1.3 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | |||
1.5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael W.O. Garrett | Mgmt | For | For | For | |||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||
1.8 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
1.9 | Elect Jack M. Greenberg | Mgmt | For | Withhold | Against | |||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||
1.11 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
1.12 | Elect Edward M. Philip | Mgmt | For | For | For | |||
1.13 | Elect Richard S. Stoddart | Mgmt | For | For | For | |||
1.14 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Senior Management Annual Performance Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hatteras Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTS | CUSIP 41902R103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael R. Hough | Mgmt | For | For | For | |||
1.2 | Elect Benjamin M. Hough | Mgmt | For | For | For | |||
1.3 | Elect David W. Berson | Mgmt | For | For | For | |||
1.4 | Elect Ira G. Kawaller | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey D. Miller | Mgmt | For | For | For | |||
1.6 | Elect Thomas D. Wren | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Susan L. Decker | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
6 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
7 | Elect Joan E. Spero | Mgmt | For | For | For | |||
8 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
9 | Elect John F. Turner | Mgmt | For | For | For | |||
10 | Elect William G. Walter | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elect Denis Kessler | Mgmt | For | For | For | |||
3 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Bryant | Mgmt | For | For | For | |||
1.2 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
1.3 | Elect June Montgomery Tabron | Mgmt | For | For | For | |||
1.4 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||
1.3 | Elect Stephen P. Kaufman | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of the Material Terms under the Performance Bonus Plan | Mgmt | For | For | For | |||
Kraft Foods Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect L. Kevin Cox | Mgmt | For | For | For | |||
2 | Elect Myra M. Hart | Mgmt | For | For | For | |||
3 | Elect Peter B. Henry | Mgmt | For | For | For | |||
4 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Cow Dehorning | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Gestation Crates | ShrHldr | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
4 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
8 | Elect Paul C. Varga | Mgmt | For | For | For | |||
9 | Elect Craig E. Weatherup | Mgmt | For | Against | Against | |||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Mallinckrodt PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNK | CUSIP G5785G107 | 03/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melvin D. Booth | Mgmt | For | For | For | |||
2 | Elect David R. Carlucci | Mgmt | For | For | For | |||
3 | Elect J. Martin Carroll | Mgmt | For | For | For | |||
4 | Elect Diane H. Gulyas | Mgmt | For | For | For | |||
5 | Elect Nancy S. Lurker | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Mark C. Trudeau | Mgmt | For | For | For | |||
8 | Elect Kneeland C. Youngblood | Mgmt | For | For | For | |||
9 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Marathon Petroleum Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPC | CUSIP 56585A102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven A. Davis | Mgmt | For | For | For | |||
1.2 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
1.3 | Elect John W. Snow | Mgmt | For | For | For | |||
1.4 | Elect John P. Surma | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
McDermott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDR | CUSIP 580037109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bookout III | Mgmt | For | For | For | |||
1.2 | Elect Roger A. Brown | Mgmt | For | For | For | |||
1.3 | Elect David Dickson | Mgmt | For | For | For | |||
1.4 | Elect Stephen G. Hanks | Mgmt | For | For | For | |||
1.5 | Elect Gary P. Luquette | Mgmt | For | For | For | |||
1.6 | Elect William H. Schumann III | Mgmt | For | For | For | |||
1.7 | Elect Mary Shafer-Malicki | Mgmt | For | For | For | |||
1.8 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect John M. Keane | Mgmt | For | For | For | |||
6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Non-Management Director Stock Compensation Plan | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
2 | Elect William S. Gorin | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
National Oilwell Varco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOV | CUSIP 637071101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | |||
2 | Elect Clay C. Williams | Mgmt | For | For | For | |||
3 | Elect Greg L. Armstrong | Mgmt | For | For | For | |||
4 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
6 | Elect Ben A. Guill | Mgmt | For | For | For | |||
7 | Elect David D. Harrison | Mgmt | For | For | For | |||
8 | Elect Roger L. Jarvis | Mgmt | For | For | For | |||
9 | Elect Eric L. Mattson | Mgmt | For | For | For | |||
10 | Elect Jeffery A. Smisek | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect James L. Robo | Mgmt | For | For | For | |||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
9 | Elect John L. Skolds | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
5 | Elect William H. Hernandez | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
3 | Elect David W. Crane | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
6 | Elect Edward R. Muller | Mgmt | For | For | For | |||
7 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
9 | Elect Walter R. Young | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 03/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric Meurice | Mgmt | For | Against | Against | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | Against | Against | |||
4 | Elect Peter L. Bonfield | Mgmt | For | Against | Against | |||
5 | Elect Johannes P. Huth | Mgmt | For | Against | Against | |||
6 | Elect Kenneth Goldman | Mgmt | For | Against | Against | |||
7 | Elect Marion Helmes | Mgmt | For | Against | Against | |||
8 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
9 | Elect Ian Loring | Mgmt | For | Against | Against | |||
10 | Elect Eric Meurice | Mgmt | For | Against | Against | |||
11 | Elect Julie Southern | Mgmt | For | Against | Against | |||
12 | Elect Rick Lih-Shyng Tsai | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 10/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marion Helmes | Mgmt | For | Against | Against | |||
2 | Elect Julie Southern | Mgmt | For | Against | Against | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | |||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
5 | Elect Edward P. Djerejian | Mgmt | For | For | For | |||
6 | Elect John E. Feick | Mgmt | For | For | For | |||
7 | Elect Margaret M. Foran | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect William R. Klesse | Mgmt | For | For | For | |||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | |||
12 | Waive Director Age Restriction Policy for Edward P. Djerejian | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amend Certificate to Permit Action by Written Consent | Mgmt | For | For | For | |||
15 | Amend Bylaws to Separate Chairman and CEO Roles | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland C. Smith | Mgmt | For | For | For | |||
2 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
5 | Elect V. James Marino | Mgmt | For | For | For | |||
6 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||
7 | Elect Michael J. Massey | Mgmt | For | For | For | |||
8 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
9 | Elect David M. Szymanski | Mgmt | For | For | For | |||
10 | Elect Nigel Travis | Mgmt | For | For | For | |||
11 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Partnerre Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRE | CUSIP G6852T105 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Judith C. Hanratty | Mgmt | For | For | For | |||
1.2 | Elect Costas Miranthis | Mgmt | For | For | For | |||
1.3 | Elect Remy Sautter | Mgmt | For | For | For | |||
1.4 | Elect Egbert William | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect Constance J. Horner | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect George A. Lorch | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Approval Of Political Contributions Policy | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Pinnacle Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane Nielsen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jeff Overly | Mgmt | For | Withhold | Against | |||
1.3 | Elect Raymond P. Silcock | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.2 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
1.3 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | ShrHldr | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Jan Nicholson | Mgmt | For | For | For | |||
10 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
11 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
9 | Elect James R. Malone | Mgmt | For | For | For | |||
10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
11 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
12 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
13 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
3 | Elect Peter Coym | Mgmt | For | For | For | |||
4 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 10/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen M. Bennett | Mgmt | For | For | For | |||
2 | Elect Michael A. Brown | Mgmt | For | For | For | |||
3 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
4 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
5 | Elect David Mahoney | Mgmt | For | For | For | |||
6 | Elect Robert S. Miller | Mgmt | For | For | For | |||
7 | Elect Anita Sands | Mgmt | For | For | For | |||
8 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
9 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
10 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Amendment to the Senior Executive Incentive Plan | Mgmt | For | For | For | |||
Taylor Morrison Home Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMHC | CUSIP 87724P106 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sheryl D. Palmer | Mgmt | For | Withhold | Against | |||
1.2 | Elect Timothy R. Eller | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jason Keller | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Lane | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Ronald Kirk | Mgmt | For | For | For | |||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approve the 2014 Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approve Performance Criteria of the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CUSIP 89151E109 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
6 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | |||
7 | Elect Paul Desmarais, Jr. | Mgmt | For | For | For | |||
8 | Elect Barbara Kux | Mgmt | For | For | For | |||
9 | Remuneration of Christophe de Margerie, CEO | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights; Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Greenshoe | Mgmt | For | For | For | |||
13 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
14 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
16 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
17 | Amendment to Article Regarding Employee Representatives | Mgmt | For | For | For | |||
18 | Amendment Regarding Age Limit of Chairman | Mgmt | For | For | For | |||
19 | Amendment Regarding Age Limit of CEO | Mgmt | For | For | For | |||
20 | Amendment Regarding Shareholder Representatives at the Annual General Meeting | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding the Distribution of a Newsletter | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Loyalty Dividend | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding the Inclusion of Employee Representatives in Board Committees | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Directors' Fees | ShrHldr | Against | Against | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
10 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | |||
11 | Elect Paul Desmarais, Jr. | Mgmt | For | For | For | |||
12 | Elect Barbara Kux | Mgmt | For | For | For | |||
13 | Remuneration of Christophe de Margerie, CEO | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights; Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Greenshoe | Mgmt | For | For | For | |||
17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
18 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
20 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
21 | Amendment to Article Regarding Employee Representatives | Mgmt | For | For | For | |||
22 | Amendment Regarding Age Limit of Chairman | Mgmt | For | For | For | |||
23 | Amendment Regarding Age Limit of CEO | Mgmt | For | For | For | |||
24 | Amendment Regarding Shareholder Representatives at the Annual General Meeting | Mgmt | For | For | For | |||
25 | Shareholder Proposal Regarding the Distribution of a Newsletter | ShrHldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | ShrHldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Loyalty Dividend | ShrHldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding the Inclusion of Employee Representatives in Board Committees | ShrHldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Directors' Fees | ShrHldr | Against | Against | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francois J. Castaing | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Gambrell | Mgmt | For | For | For | |||
1.3 | Elect David W. Meline | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||
10 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
17 | Elect R. David Yost | Mgmt | For | For | For | |||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | |||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
11 | Elect David B. O'Maley | Mgmt | For | For | For | |||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
5 | Elect John J. Koraleski | Mgmt | For | For | For | |||
6 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
2 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
3 | Elect William R. Klesse | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Phillip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
9 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
10 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Stockholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.2 | Elect Matthew J. Grayson | Mgmt | For | For | For | |||
1.3 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||
1.4 | Elect Mandakini Puri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
5 | Elect Robert W. Lane | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Adoption of Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHldr | Against | Against | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W209 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation | Mgmt | For | For | For | |||
2 | Ordinary: Disposal of Verizon Wireless and Acquisition of Vodafone Italy | Mgmt | For | For | For | |||
3 | Special: Return of Value and Share Consolidation | Mgmt | For | For | For | |||
4 | Special: Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Special: Authority to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W209 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Andy Halford | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Alan W. Jebson | Mgmt | For | For | For | |||
8 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
9 | Elect Omid Kordestani | Mgmt | For | For | For | |||
10 | Elect Nick Land | Mgmt | For | For | For | |||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Susan E. Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald M. James | Mgmt | For | For | For | |||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect James H. Quigley | Mgmt | For | For | For | |||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Wesco International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCC | CUSIP 95082P105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John K. Morgan | Mgmt | For | For | For | |||
1.2 | Elect James L. Singleton | Mgmt | For | For | For | |||
1.3 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Willis Group Holdings PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSH | CUSIP G96666105 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dominic Casserley | Mgmt | For | For | For | |||
2 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
3 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
4 | Elect Sir Jeremy Hanley | Mgmt | For | For | For | |||
5 | Elect Robyn S. Kravit | Mgmt | For | For | For | |||
6 | Elect Wendy E. Lane | Mgmt | For | For | For | |||
7 | Elect Francisco Luzon Lopez | Mgmt | For | For | For | |||
8 | Elect James F. McCann | Mgmt | For | For | For | |||
9 | Elect Jaymin Patel | Mgmt | For | For | For | |||
10 | Elect Douglas B. Roberts | Mgmt | For | For | For | |||
11 | Elect Michael Somers | Mgmt | For | For | For | |||
12 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
7 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Norden | Mgmt | For | Against | Against | |||
2 | Elect Louise M. Parent | Mgmt | For | Against | Against | |||
3 | Elect Robert W. Scully | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | 2013 Equity and Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT George Putnam Balanced Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
3M Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMM | CUSIP 88579Y101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | |||
2 | Elect Thomas K. Brown | Mgmt | For | For | For | |||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
6 | Elect Muhtar Kent | Mgmt | For | For | For | |||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
8 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
9 | Elect Robert J. Ulrich | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel P. Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | |||
3 | Elect Paul S. Amos II | Mgmt | For | For | For | |||
4 | Elect W. Paul Bowers | Mgmt | For | For | For | |||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
6 | Elect Elizabeth J. Hudson | Mgmt | For | For | For | |||
7 | Elect Douglas W. Johnson | Mgmt | For | For | For | |||
8 | Elect Robert B. Johnson | Mgmt | For | For | For | |||
9 | Elect Charles B. Knapp | Mgmt | For | For | For | |||
10 | Elect Barbara K. Rimer | Mgmt | For | For | For | |||
11 | Elect Melvin T. Stith | Mgmt | For | For | For | |||
12 | Elect David Gary Thompson | Mgmt | For | For | For | |||
13 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Everitt | Mgmt | For | For | For | |||
1.2 | Elect Russell K. Girling | Mgmt | For | For | For | |||
1.3 | Elect Susan A. Henry | Mgmt | For | For | For | |||
1.4 | Elect Russell J. Horner | Mgmt | For | For | For | |||
1.5 | Elect David J. Lesar | Mgmt | For | For | For | |||
1.6 | Elect John E. Lowe | Mgmt | For | For | For | |||
1.7 | Elect Charles V. Magro | Mgmt | For | For | For | |||
1.8 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.9 | Elect Derek G. Pannell | Mgmt | For | For | For | |||
1.10 | Elect Mayo M. Schmidt | Mgmt | For | For | For | |||
1.11 | Elect Victor J. Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Bundled Amendments to Bylaws | Mgmt | For | For | For | |||
5 | Advance Notice Policy | Mgmt | For | For | For | |||
6 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
2 | Elect James W. Owens | Mgmt | For | For | For | |||
3 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
4 | Elect Ratan N. Tata | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
1.3 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
1.4 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
1.5 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
1.6 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
1.7 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
1.9 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
1.10 | Elect Thomas R. Voss | Mgmt | For | For | For | |||
1.11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
1.12 | Elect Jack D. Woodard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara M. Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Peter Chernin | Mgmt | For | For | For | |||
5 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
7 | Elect Richard C. Levin | Mgmt | For | For | For | |||
8 | Elect Richard A. McGinn | Mgmt | For | For | For | |||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
9 | Elect R. A. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect James P. Kelly | Mgmt | For | For | For | |||
6 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect John B. McCoy | Mgmt | For | For | For | |||
9 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
10 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
11 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
12 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of AT&T Severance Policy | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
1.2 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
1.4 | Elect John J. Healy, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
1.6 | Elect Lance R. Primis | Mgmt | For | For | For | |||
1.7 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
1.9 | Elect W. Edward Walter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of Performance Goals Under the 2009 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
10 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
11 | Elect Thomas J. May | Mgmt | For | For | For | |||
12 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
13 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
14 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to Series T Preferred Stock | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruth E. Bruch | Mgmt | For | For | For | |||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
3 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | |||
4 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
5 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
6 | Elect Richard J. Kogan | Mgmt | For | For | For | |||
7 | Elect Michael J. Kowalski | Mgmt | For | For | For | |||
8 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Mark A. Nordenberg | Mgmt | For | For | For | |||
10 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
11 | Elect William C. Richardson | Mgmt | For | For | For | |||
12 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
13 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendments to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CUSIP 06738E204 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Wendy Lucas-Bull | Mgmt | For | For | For | |||
7 | Elect Tushar Morzaria | Mgmt | For | For | For | |||
8 | Elect Frits van Paasschen | Mgmt | For | For | For | |||
9 | Elect Stephen G. Thieke | Mgmt | For | For | For | |||
10 | Elect Tim Breedon | Mgmt | For | For | For | |||
11 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
12 | Elect Antony Jenkins | Mgmt | For | For | For | |||
13 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
15 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
16 | Elect Sir John Sunderland | Mgmt | For | For | For | |||
17 | Elect Sir David Walker | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |||
1.2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Anna R. Cablik | Mgmt | For | For | For | |||
1.4 | Elect Ronald E. Deal | Mgmt | For | For | For | |||
1.5 | Elect James A. Faulkner | Mgmt | For | For | For | |||
1.6 | Elect I. Patricia Henry | Mgmt | For | For | For | |||
1.7 | Elect John P. Howe, III | Mgmt | For | For | For | |||
1.8 | Elect Eric C. Kendrick | Mgmt | For | For | For | |||
1.9 | Elect Kelly S. King | Mgmt | For | For | For | |||
1.10 | Elect Louis B. Lynn | Mgmt | For | For | For | |||
1.11 | Elect Edward C. Milligan | Mgmt | For | For | For | |||
1.12 | Elect Charles A. Patton | Mgmt | For | For | For | |||
1.13 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
1.14 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
1.16 | Elect Thomas N. Thompson | Mgmt | For | For | For | |||
1.17 | Elect Edwin H. Welch | Mgmt | For | For | For | |||
1.18 | Elect Stephen T. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
3 | Elect James M. Cornelius | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.6 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.7 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
3 | Elect Ann F. Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
CareFusion Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
2 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
3 | Elect Edward D. Miller | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate of Incorporation to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws to Repeal Classified Board | Mgmt | For | For | For | |||
8 | Amend Bylaws to Adopt Majority Voting for Election of Directors | Mgmt | For | For | For | |||
9 | Amend Certificate of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amend Bylaws to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David L. Calhoun | Mgmt | For | For | For | |||
2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | |||
3 | Elect Juan Gallardo | Mgmt | For | For | For | |||
4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | |||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter A. Magowan | Mgmt | For | For | For | |||
7 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
9 | Elect William A. Osborn | Mgmt | For | For | For | |||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Miles D. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Sales to the Government of Sudan | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | |||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | |||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Against | Against | |||
6 | Elect George L. Kirkland | Mgmt | For | Against | Against | |||
7 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | |||
8 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | |||
9 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
10 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | |||
11 | Elect Carl Ware | Mgmt | For | Against | Against | |||
12 | Elect John S. Watson | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Charitable Contributions | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric J. Foss | Mgmt | For | For | For | |||
2 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
3 | Elect William D. Zollars | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
4 | Elect M. Michele Burns | Mgmt | For | For | For | |||
5 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
6 | Elect John T. Chambers | Mgmt | For | For | For | |||
7 | Elect Brian L. Halla | Mgmt | For | For | For | |||
8 | Elect John L. Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
10 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven M. West | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Franz B. Humer | Mgmt | For | For | For | |||
4 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
9 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
10 | Elect Joan E. Spero | Mgmt | For | For | For | |||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
City National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYN | CUSIP 178566105 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Russell Goldsmith | Mgmt | For | For | For | |||
2 | Elect Bram Goldsmith | Mgmt | For | For | For | |||
3 | Elect Mohamad Ali | Mgmt | For | For | For | |||
4 | Elect Richard L. Bloch | Mgmt | For | For | For | |||
5 | Elect Kenneth L. Coleman | Mgmt | For | For | For | |||
6 | Elect Ashok Israni | Mgmt | For | For | For | |||
7 | Elect Bruce Rosenblum | Mgmt | For | For | For | |||
8 | Elect Peter M. Thomas | Mgmt | For | For | For | |||
9 | Elect Robert H. Tuttle | Mgmt | For | Against | Against | |||
10 | Elect Christopher J. Warmuth | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | |||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | |||
3 | Elect Ana Botin | Mgmt | For | For | For | |||
4 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
5 | Elect Richard M. Daley | Mgmt | For | For | For | |||
6 | Elect Barry Diller | Mgmt | For | For | For | |||
7 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
10 | Elect Muhtar Kent | Mgmt | For | For | For | |||
11 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
12 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect James D. Robinson III | Mgmt | For | For | For | |||
15 | Elect Peter V. Ueberroth | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | 2014 Equity Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nikesh Arora | Mgmt | For | For | For | |||
2 | Elect John T. Cahill | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | |||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect Jody L Freeman | Mgmt | For | For | For | |||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
9 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
7 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
D.R. Horton, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHI | CUSIP 23331A109 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald R. Horton | Mgmt | For | For | For | |||
2 | Elect Barbara K. Allen | Mgmt | For | For | For | |||
3 | Elect Bradley S. Anderson | Mgmt | For | For | For | |||
4 | Elect Michael R. Buchanan | Mgmt | For | For | For | |||
5 | Elect Michael W. Hewatt | Mgmt | For | For | For | |||
6 | Elect Donald J. Tomnitz | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Change in Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dominion Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | Against | Against | |||
2 | Elect Peter W. Brown | Mgmt | For | Against | Against | |||
3 | Elect Helen E. Dragas | Mgmt | For | Against | Against | |||
4 | Elect James O. Ellis, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
6 | Elect John W. Harris | Mgmt | For | Against | Against | |||
7 | Elect Mark J. Kington | Mgmt | For | Against | Against | |||
8 | Elect Pamela L. Royal | Mgmt | For | Against | Against | |||
9 | Elect Robert H. Spilman, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Michael E. Szymanczyk | Mgmt | For | Against | Against | |||
11 | Elect David A. Wollard | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Environmental Impacts and Risks of Biomass | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Adams | Mgmt | For | For | For | |||
2 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
3 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
4 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
5 | Elect Jack L. Stahl | Mgmt | For | For | For | |||
6 | Elect Larry D. Young | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
10 | Amendment to the Omnibus Stock Incentive Plan of 2009 | Mgmt | For | For | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||
1.2 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.3 | Elect Harris E. DeLoach, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
1.7 | Elect Ann Maynard Gray | Mgmt | For | For | For | |||
1.8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
1.9 | Elect John T. Herron | Mgmt | For | For | For | |||
1.10 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
1.11 | Elect William E. Kennard | Mgmt | For | For | For | |||
1.12 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.13 | Elect E. James Reinsch | Mgmt | For | For | For | |||
1.14 | Elect James T. Rhodes | Mgmt | For | For | For | |||
1.15 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Restoration of Written Consent | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
E.I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Richard H. Brown | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Bertrand P. Collomb | Mgmt | For | For | For | |||
5 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
6 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
7 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
8 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
9 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
10 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
11 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
12 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Herbicide Use | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Impact of Plant Closures | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George S. Barrett | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Charles E. Golden | Mgmt | For | For | For | |||
7 | Elect Linda A. Hill | Mgmt | For | For | For | |||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
11 | Elect Gregory R. Page | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred D. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
1.3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding PayPal Spin-Off | ShrHldr | Against | Against | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
8 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
11 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect Karen N. Horn | Mgmt | For | For | For | |||
3 | Elect William Kaelin | Mgmt | For | For | For | |||
4 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Brown | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James S. DiStasio | Mgmt | For | For | For | |||
5 | Elect John R. Egan | Mgmt | For | For | For | |||
6 | Elect William D. Green | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David N. Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David N. Farr | Mgmt | For | For | For | |||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||
1.3 | Elect Charles A. Peters | Mgmt | For | For | For | |||
1.4 | Elect Joseph W. Prueher | Mgmt | For | For | For | |||
1.5 | Elect August A. Busch III | Mgmt | For | For | For | |||
1.6 | Elect James S. Turley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors | Mgmt | For | For | For | |||
2 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Gary W. Edwards | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Stewart C. Myers | Mgmt | For | For | For | |||
11 | Elect Steven V. Wilkinson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Decommissioning of Indian Point Nuclear Reactors | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting on Nuclear Safety | ShrHldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect William W. George | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect John A. Edwardson | Mgmt | For | For | For | |||
3 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
4 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
5 | Elect Gary W. Loveman | Mgmt | For | For | For | |||
6 | Elect R. Brad Martin | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
9 | Elect Frederick W. Smith | Mgmt | For | For | For | |||
10 | Elect David P. Steiner | Mgmt | For | For | For | |||
11 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | |||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
5 | Elect James P. Hackett | Mgmt | For | For | For | |||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
8 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
9 | Elect Mitchel D. Livingston | Mgmt | For | For | For | |||
10 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
11 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||
12 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.4 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.5 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ted J. Kleisner | Mgmt | For | For | For | |||
1.8 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.9 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.11 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
1.12 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.13 | Elect George M. Smart | Mgmt | For | For | For | |||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
7 | Elect James P. Hackett | Mgmt | For | For | For | |||
8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
9 | Elect William W. Helman IV | Mgmt | For | For | For | |||
10 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
11 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
12 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
13 | Elect Alan Mulally | Mgmt | For | For | For | |||
14 | Elect Homer A. Neal | Mgmt | For | For | For | |||
15 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
16 | Elect John L. Thornton | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | 2014 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.10 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.14 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | Withhold | Against | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
12 | Elect James J. Mulva | Mgmt | For | For | For | |||
13 | Elect James E. Rohr | Mgmt | For | For | For | |||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
16 | Elect James S. Tisch | Mgmt | For | For | For | |||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Sale of Company | ShrHldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect William T. Esrey | Mgmt | For | For | For | |||
5 | Elect Raymond V. Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
11 | Elect Michael D. Rose | Mgmt | For | For | For | |||
12 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
13 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Post-Consumer Product Packaging | ShrHldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2014 Short-Term Incentive Plan | Mgmt | For | For | For | |||
17 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CUSIP 37733W105 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Sir Christopher Gent | Mgmt | For | For | For | |||
5 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||
6 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
11 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
12 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
13 | Elect Daniel Podolsky | Mgmt | For | For | For | |||
14 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
15 | Elect Tom de Swaan | Mgmt | For | For | For | |||
16 | Elect Jing Ulrich | Mgmt | For | For | For | |||
17 | Elect Hans Wijers | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Debora L. Spar | Mgmt | For | For | For | |||
12 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
13 | Elect David A. Viniar | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
1.3 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | |||
1.5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael W.O. Garrett | Mgmt | For | For | For | |||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||
1.8 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
1.9 | Elect Jack M. Greenberg | Mgmt | For | Withhold | Against | |||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||
1.11 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
1.12 | Elect Edward M. Philip | Mgmt | For | For | For | |||
1.13 | Elect Richard S. Stoddart | Mgmt | For | For | For | |||
1.14 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Senior Management Annual Performance Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
7 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
8 | Elect Gary M Reiner | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
12 | Elect Ralph V. Whitworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Illinois Tool Works Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITW | CUSIP 452308109 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | |||
2 | Elect Susan Crown | Mgmt | For | For | For | |||
3 | Elect Don H. Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect James W. Griffith | Mgmt | For | For | For | |||
5 | Elect Robert C. McCormack | Mgmt | For | For | For | |||
6 | Elect Robert S. Morrison | Mgmt | For | For | For | |||
7 | Elect E. Scott Santi | Mgmt | For | For | For | |||
8 | Elect James A. Skinner | Mgmt | For | For | For | |||
9 | Elect David B. Smith, Jr. | Mgmt | For | For | For | |||
10 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
11 | Elect Kevin M. Warren | Mgmt | For | For | For | |||
12 | Elect Anre D. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Removal of Supermajority Vote Requirements | Mgmt | For | For | For | |||
16 | Removal of Board Size Provision | Mgmt | For | For | For | |||
Ingersoll-Rand Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
2 | Elect John G. Bruton | Mgmt | For | For | For | |||
3 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
5 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | |||
6 | Elect Constance J. Horner | Mgmt | For | For | For | |||
7 | Elect Michael Lamach | Mgmt | For | For | For | |||
8 | Elect Theodore E. Martin | Mgmt | For | For | For | |||
9 | Elect John P. Surma | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for the Issuance of Treasury Shares | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Susan L. Decker | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | |||
2 | Elect William R. Brody | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
5 | Elect David N. Farr | Mgmt | For | For | For | |||
6 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect James W. Owens | Mgmt | For | For | For | |||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
11 | Elect Joan E. Spero | Mgmt | For | For | For | |||
12 | Elect Sidney Taurel | Mgmt | For | For | For | |||
13 | Elect Lorenzo H. Zambrano Trevino | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Re-approve Performance Goals of the Company's Long-Term Incentive Awards | Mgmt | For | For | For | |||
17 | 2014 Employees Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
6 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
7 | Elect Joan E. Spero | Mgmt | For | For | For | |||
8 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
9 | Elect John F. Turner | Mgmt | For | For | For | |||
10 | Elect William G. Walter | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pradeep Sindhu | Mgmt | For | For | For | |||
2 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||
3 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
4 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
5 | Elect David L. Schlotterbeck | Mgmt | For | For | For | |||
6 | Elect Shaygan Kheradpir | Mgmt | For | For | For | |||
7 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
8 | Elect Gary J. Daichendt | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Bryant | Mgmt | For | For | For | |||
1.2 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
1.3 | Elect June Montgomery Tabron | Mgmt | For | For | For | |||
1.4 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lorillard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LO | CUSIP 544147101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dianne N. Blixt | Mgmt | For | For | For | |||
2 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
3 | Elect Virgis W. Colbert | Mgmt | For | For | For | |||
4 | Elect David E. R. Dangoor | Mgmt | For | For | For | |||
5 | Elect Murray S. Kessler | Mgmt | For | For | For | |||
6 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
7 | Elect Richard W. Roedel | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Amendment to the 2008 Incentive Compensation Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
4 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
8 | Elect Paul C. Varga | Mgmt | For | For | For | |||
9 | Elect Craig E. Weatherup | Mgmt | For | Against | Against | |||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect John W. Marriott III | Mgmt | For | For | For | |||
3 | Elect Mary K. Bush | Mgmt | For | For | For | |||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Debra L. Lee | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Harry J. Pearce | Mgmt | For | For | For | |||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
10 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||
2 | Elect Daniel S. Glaser | Mgmt | For | For | For | |||
3 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
4 | Elect Ian Lang | Mgmt | For | For | For | |||
5 | Elect Elaine La Roche | Mgmt | For | For | For | |||
6 | Elect Steven A. Mills | Mgmt | For | For | For | |||
7 | Elect Bruce P. Nolop | Mgmt | For | For | For | |||
8 | Elect Marc D. Oken | Mgmt | For | For | For | |||
9 | Elect Morton O. Schapiro | Mgmt | For | For | For | |||
10 | Elect Adele S. Simmons | Mgmt | For | For | For | |||
11 | Elect Lloyd M. Yates | Mgmt | For | For | For | |||
12 | Elect R. David Yost | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
3 | Elect Walter E. Massey | Mgmt | For | For | For | |||
4 | Elect Cary D. McMillan | Mgmt | For | For | For | |||
5 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
6 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
7 | Elect Roger W. Stone | Mgmt | For | For | For | |||
8 | Elect Miles D. White | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Reapproval of Material Terms Under the 2009 Cash Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
1.3 | Elect Victor J. Dzau | Mgmt | For | For | For | |||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
1.6 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||
1.7 | Elect James T. Lenehan | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
1.10 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
1.11 | Elect Preetha Reddy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2013 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
8 | Elimination of Conforming Language Regarding Supermajority Requirements | Mgmt | For | For | For | |||
9 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect John M. Keane | Mgmt | For | For | For | |||
6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Non-Management Director Stock Compensation Plan | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven A. Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William H. Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||
6 | Elect David F. Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles H. Noski | Mgmt | For | For | For | |||
8 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
9 | Elect John W. Thompson | Mgmt | For | For | For | |||
10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Howard J. Davies | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
15 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | |||
2 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
4 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Elect Tor R. Braham | Mgmt | For | For | For | |||
12 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
13 | Amendments to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the ESPP | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Remove Supermajority Voting Standard for Future Amendments to the Bylaws | Mgmt | For | For | For | |||
17 | Remove Supermajority Voting Standard for Future Amendments to the Certificate | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect James L. Robo | Mgmt | For | For | For | |||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
9 | Elect John L. Skolds | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Noble Corporation plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NE | CUSIP G65431101 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott D. Josey | Mgmt | For | For | For | |||
2 | Elect Jon A. Marshall | Mgmt | For | For | For | |||
3 | Elect Mary P. Ricciardello | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Re-Appointment of Statutory Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Statutory Auditor's Fees | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
9 | Remuneration Report (Policy) | Mgmt | For | For | For | |||
10 | Amendment to Articles to Authorize a Dividend of Shares in Paragon Offshore Limited | Mgmt | For | For | For | |||
11 | Repeal of Classified Board | Mgmt | For | For | For | |||
Noble Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NE | CUSIP H5833N103 | 10/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Change Jurisdiction of Incorporation from Switzerland to the UK | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
5 | Elect William H. Hernandez | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CUSIP 66987V109 | 02/25/2014 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | N/A | N/A | |||
2 | Ratification of Board and Management Acts | Mgmt | For | N/A | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | N/A | N/A | |||
4 | Board Compensation | Mgmt | For | N/A | N/A | |||
5 | Executive Compensation | Mgmt | For | N/A | N/A | |||
6 | Elect Jorg Reinhardt | Mgmt | For | N/A | N/A | |||
7 | Elect Dimitri Azar | Mgmt | For | N/A | N/A | |||
8 | Elect Verena A. Briner | Mgmt | For | N/A | N/A | |||
9 | Elect Srikant Datar | Mgmt | For | N/A | N/A | |||
10 | Elect Ann M. Fudge | Mgmt | For | N/A | N/A | |||
11 | Elect Pierre Landolt | Mgmt | For | N/A | N/A | |||
12 | Elect Ulrich Lehner | Mgmt | For | N/A | N/A | |||
13 | Elect Andreas von Planta | Mgmt | For | N/A | N/A | |||
14 | Elect Charles L. Sawyers | Mgmt | For | N/A | N/A | |||
15 | Elect Enrico Vanni | Mgmt | For | N/A | N/A | |||
16 | Elect William T. Winters | Mgmt | For | N/A | N/A | |||
17 | Elect Compensation Committee Member (Srikant Datar) | Mgmt | For | N/A | N/A | |||
18 | Elect Compensation Committee Member (Ann Fudge) | Mgmt | For | N/A | N/A | |||
19 | Elect Compensation Committee Member (Ulrich Lehner) | Mgmt | For | N/A | N/A | |||
20 | Elect Compensation Committee Member (Enrico Vanni) | Mgmt | For | N/A | N/A | |||
21 | Appointment of Auditor | Mgmt | For | N/A | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | N/A | N/A | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter C. Browning | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Harvey B. Gantt | Mgmt | For | For | For | |||
1.4 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.6 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.7 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
1.9 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | |||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
5 | Elect Edward P. Djerejian | Mgmt | For | For | For | |||
6 | Elect John E. Feick | Mgmt | For | For | For | |||
7 | Elect Margaret M. Foran | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect William R. Klesse | Mgmt | For | For | For | |||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | |||
12 | Waive Director Age Restriction Policy for Edward P. Djerejian | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amend Certificate to Permit Action by Written Consent | Mgmt | For | For | For | |||
15 | Amend Bylaws to Separate Chairman and CEO Roles | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Iverson | Mgmt | For | For | For | |||
1.2 | Elect Edward F. Lonergan | Mgmt | For | For | For | |||
1.3 | Elect John D. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Parker-Hannifin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PH | CUSIP 701094104 | 10/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert G. Bohn | Mgmt | For | For | For | |||
1.2 | Elect Linda S. Harty | Mgmt | For | For | For | |||
1.3 | Elect William E. Kassling | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Kohlhepp | Mgmt | For | For | For | |||
1.5 | Elect Kevin A. Lobo | Mgmt | For | For | For | |||
1.6 | Elect Klaus-Peter Muller | Mgmt | For | Withhold | Against | |||
1.7 | Elect Candy M. Obourn | Mgmt | For | For | For | |||
1.8 | Elect Joseph M. Scaminace | Mgmt | For | For | For | |||
1.9 | Elect Wolfgang R. Schmitt | Mgmt | For | For | For | |||
1.10 | Elect Ake Svensson | Mgmt | For | For | For | |||
1.11 | Elect James L. Wainscott | Mgmt | For | For | For | |||
1.12 | Elect Donald E. Washkewicz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Harold Cramer | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Long Term Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect Constance J. Horner | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect George A. Lorch | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Approval Of Political Contributions Policy | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | Against | Against | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Fred J. Fowler | Mgmt | For | Against | Against | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | |||
5 | Elect Richard C. Kelly | Mgmt | For | Against | Against | |||
6 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | |||
7 | Elect Richard A. Meserve | Mgmt | For | Against | Against | |||
8 | Elect Forrest E. Miller | Mgmt | For | Against | Against | |||
9 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | |||
10 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | |||
11 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Phillips 66 | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSX | CUSIP 718546104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William R. Loomis, Jr. | Mgmt | For | For | For | |||
2 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
3 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
PNC Financial Services Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard O. Berndt | Mgmt | For | For | For | |||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
3 | Elect Paul W. Chellgren | Mgmt | For | For | For | |||
4 | Elect William S. Demchak | Mgmt | For | For | For | |||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | |||
6 | Elect Kay Coles James | Mgmt | For | For | For | |||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
8 | Elect Anthony A. Massaro | Mgmt | For | For | For | |||
9 | Elect Jane G. Pepper | Mgmt | For | For | For | |||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
11 | Elect Lorene K. Steffes | Mgmt | For | For | For | |||
12 | Elect Dennis F. Strigl | Mgmt | For | For | For | |||
13 | Elect Thomas J. Usher | Mgmt | For | For | For | |||
14 | Elect George H. Walls, Jr. | Mgmt | For | For | For | |||
15 | Elect Helge H. Wehmeier | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
PPG Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPG | CUSIP 693506107 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen F. Angel | Mgmt | For | For | For | |||
1.2 | Elect Hugh Grant | Mgmt | For | For | For | |||
1.3 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Philip G. Cox | Mgmt | For | For | For | |||
4 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
6 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
7 | Elect Stuart Heydt | Mgmt | For | For | For | |||
8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Elect Natica von Althann | Mgmt | For | For | For | |||
12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Prudential Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CUSIP 744320102 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Gilbert F. Casellas | Mgmt | For | For | For | |||
4 | Elect James G. Cullen | Mgmt | For | For | For | |||
5 | Elect Mark B. Grier | Mgmt | For | For | For | |||
6 | Elect Constance J. Horner | Mgmt | For | For | For | |||
7 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Christine A. Poon | Mgmt | For | For | For | |||
10 | Elect Douglas A. Scovanner | Mgmt | For | For | For | |||
11 | Elect John R. Strangfeld | Mgmt | For | For | For | |||
12 | Elect James A. Unruh | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.2 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
1.3 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | ShrHldr | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect Francisco Ros | Mgmt | For | For | For | |||
12 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
13 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
14 | Elect Marc I. Stern | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Quest Diagnostics Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGX | CUSIP 74834L100 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy L. Main | Mgmt | For | Against | Against | |||
2 | Elect Timothy M. Ring | Mgmt | For | Against | Against | |||
3 | Elect Daniel C. Stanzione | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
6 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Cartwright | Mgmt | For | For | For | |||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
4 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
5 | Elect George R. Oliver | Mgmt | For | For | For | |||
6 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
7 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
8 | Elect William R. Spivey | Mgmt | For | For | For | |||
9 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Ability to Act by Written Consent | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
9 | Elect James R. Malone | Mgmt | For | For | For | |||
10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
11 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
12 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
13 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CUSIP 80105N105 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Related Party Transactions | Mgmt | For | For | For | |||
5 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
6 | Elect Robert Castaigne | Mgmt | For | For | For | |||
7 | Elect Christian Mulliez | Mgmt | For | For | For | |||
8 | Elect Patrick Kron | Mgmt | For | For | For | |||
9 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Schneider Electric SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CINS F86921107 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration Elements (Jean-Pascal Tricoire) | Mgmt | For | For | For | |||
10 | Remuneration Elements (Emmanuel Babeau) | Mgmt | For | For | For | |||
11 | Remuneration of Jean-Pascal Tricoire, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Emmanuel Babeau, Executive Vice President | Mgmt | For | For | For | |||
13 | Elect Linda Knoll | Mgmt | For | Against | Against | |||
14 | Elect Noel Forgeard | Mgmt | For | Against | Against | |||
15 | Elect Willy R. Kissling | Mgmt | For | Against | Against | |||
16 | Elect Catherine Kopp | Mgmt | For | Against | Against | |||
17 | Elect Henri Lachmann | Mgmt | For | Against | Against | |||
18 | Elect G. Richard Thoman | Mgmt | For | Against | Against | |||
19 | Elect Jeong H. Kim | Mgmt | For | Against | Against | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Conversion of Corporate Form | Mgmt | For | For | For | |||
22 | Amendments Regarding Company Name | Mgmt | For | For | For | |||
23 | Amendments Regarding Corporate Form | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
26 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
27 | Elect Lone Fonss Schroder | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CUSIP 826197501 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
2 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
4 | Compensation Policy | Mgmt | For | TNA | N/A | |||
5 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
6 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
7 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
8 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
9 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
10 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Southwestern Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWN | CUSIP 845467109 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Gass | Mgmt | For | For | For | |||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | |||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | |||
4 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | |||
5 | Elect Kenneth R. Mourton | Mgmt | For | For | For | |||
6 | Elect Steven L. Mueller | Mgmt | For | For | For | |||
7 | Elect Elliott Pew | Mgmt | For | For | For | |||
8 | Elect Alan H. Stevens | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Staples, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Drew G. Faust | Mgmt | For | For | For | |||
3 | Elect Justin King | Mgmt | For | For | For | |||
4 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
5 | Elect Rowland T. Moriarty | Mgmt | For | For | For | |||
6 | Elect Robert C. Nakasone | Mgmt | For | For | For | |||
7 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
8 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
9 | Elect Raul Vazquez | Mgmt | For | For | For | |||
10 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||
11 | Elect Paul F. Walsh | Mgmt | For | For | For | |||
12 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
3 | Elect Peter Coym | Mgmt | For | For | For | |||
4 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | |||
2 | Elect Srikant Datar | Mgmt | For | For | For | |||
3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
4 | Elect Louis L. Francesconi | Mgmt | For | For | For | |||
5 | Elect Allan C. Golston | Mgmt | For | For | For | |||
6 | Elect Kevin A. Lobo | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect Andrew K Silvernail | Mgmt | For | For | For | |||
9 | Elect Ronda E. Stryker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sun Life Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLF | CUSIP 866796105 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William D. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Richard H. Booth | Mgmt | For | For | For | |||
1.3 | Elect John H. Clappison | Mgmt | For | For | For | |||
1.4 | Elect Dean A. Connor | Mgmt | For | For | For | |||
1.5 | Elect Martin J.G. Glynn | Mgmt | For | For | For | |||
1.6 | Elect M. Marianne Harris | Mgmt | For | For | For | |||
1.7 | Elect Krystyna T. Hoeg | Mgmt | For | For | For | |||
1.8 | Elect Real Raymond | Mgmt | For | For | For | |||
1.9 | Elect Hugh D. Segal | Mgmt | For | For | For | |||
1.10 | Elect Barbara G. Stymiest | Mgmt | For | For | For | |||
1.11 | Elect James H. Sutcliffe | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Advance Notice Policy | Mgmt | For | For | For | |||
4 | Amendment to By-Laws Regarding Electronic Distribution | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Calvin Darden | Mgmt | For | Against | Against | |||
4 | Elect Henrique de Castro | Mgmt | For | Against | Against | |||
5 | Elect James A. Johnson | Mgmt | For | Against | Against | |||
6 | Elect Mary E. Minnick | Mgmt | For | Against | Against | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | |||
8 | Elect Derica W. Rice | Mgmt | For | Against | Against | |||
9 | Elect Kenneth L. Salazar | Mgmt | For | Against | Against | |||
10 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Elimination of Perquisites | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Prohibiting Discrimination | ShrHldr | Against | Against | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 02/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | CEO Employment Terms | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 08/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Many | Mgmt | For | Against | Against | |||
2 | Elect Arie S. Belldegrun | Mgmt | For | Against | Against | |||
3 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
4 | Elect Yitzhak Peterburg | Mgmt | For | Against | Against | |||
5 | Cash Bonus for President and CEO | Mgmt | For | For | For | |||
6 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Mgmt | N/A | Against | N/A | |||
7 | Bonus Plan for President and CEO | Mgmt | For | For | For | |||
8 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Mgmt | N/A | Against | N/A | |||
9 | Approval of Compensation Policy | Mgmt | For | For | For | |||
10 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Mgmt | N/A | Against | N/A | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Ronald Kirk | Mgmt | For | For | For | |||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approve the 2014 Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approve Performance Criteria of the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
The ADT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADT | CUSIP 00101J106 | 03/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Colligan | Mgmt | For | For | For | |||
2 | Elect Richard J. Daly | Mgmt | For | For | For | |||
3 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||
4 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
7 | Elect Bridgette Heller | Mgmt | For | For | For | |||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Chubb Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP 171232101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect John D. Finnegan | Mgmt | For | For | For | |||
5 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
6 | Elect Karen M. Hoguet | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Martin G. McGuinn | Mgmt | For | For | For | |||
9 | Elect Lawrence M. Small | Mgmt | For | For | For | |||
10 | Elect Jess Soderberg | Mgmt | For | For | For | |||
11 | Elect Daniel E. Somers | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
14 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
15 | Long Term Incentive Plan (2014) | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela F. Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Alan G. Lafley | Mgmt | For | For | For | |||
6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | 2013 Non-Employee Directors' Stock Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CUSIP 89151E109 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
6 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | |||
7 | Elect Paul Desmarais, Jr. | Mgmt | For | For | For | |||
8 | Elect Barbara Kux | Mgmt | For | For | For | |||
9 | Remuneration of Christophe de Margerie, CEO | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights; Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Greenshoe | Mgmt | For | For | For | |||
13 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
14 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
16 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
17 | Amendment to Article Regarding Employee Representatives | Mgmt | For | For | For | |||
18 | Amendment Regarding Age Limit of Chairman | Mgmt | For | For | For | |||
19 | Amendment Regarding Age Limit of CEO | Mgmt | For | For | For | |||
20 | Amendment Regarding Shareholder Representatives at the Annual General Meeting | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding the Distribution of a Newsletter | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Loyalty Dividend | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding the Inclusion of Employee Representatives in Board Committees | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Directors' Fees | ShrHldr | Against | Against | For | |||
Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | |||
8 | Elect William J. Kane | Mgmt | For | For | For | |||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||
10 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
17 | Elect R. David Yost | Mgmt | For | For | For | |||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | |||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
11 | Elect David B. O'Maley | Mgmt | For | For | For | |||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
5 | Elect John J. Koraleski | Mgmt | For | For | For | |||
6 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
United Continental Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UAL | CUSIP 910047109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
2 | Elect Jane C. Garvey | Mgmt | For | For | For | |||
3 | Elect Walter Isaacson | Mgmt | For | For | For | |||
4 | Elect Henry L. Meyer III | Mgmt | For | For | For | |||
5 | Elect Oscar Munoz | Mgmt | For | For | For | |||
6 | Elect William R. Nuti | Mgmt | For | For | For | |||
7 | Elect Laurence E. Simmons | Mgmt | For | For | For | |||
8 | Elect Jeffery A. Smisek | Mgmt | For | For | For | |||
9 | Elect David J. Vitale | Mgmt | For | For | For | |||
10 | Elect John H. Walker | Mgmt | For | For | For | |||
11 | Elect Charles A. Yamarone | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Director Equity Incentive Plan. | Mgmt | For | For | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
3 | Elect Michael J. Burns | Mgmt | For | For | For | |||
4 | Elect D. Scott Davis | Mgmt | For | For | For | |||
5 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | |||
6 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Candace Kendle | Mgmt | For | For | For | |||
9 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
10 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
12 | Elect Carol B. Tome | Mgmt | For | For | For | |||
13 | Elect Kevin M. Warsh | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
2 | Elect Douglas Crocker, II | Mgmt | For | For | For | |||
3 | Elect Ronald G. Geary | Mgmt | For | For | For | |||
4 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
6 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
7 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |||
8 | Elect Robert D. Reed | Mgmt | For | For | For | |||
9 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
10 | Elect James D. Shelton | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
5 | Elect Robert W. Lane | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Adoption of Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHldr | Against | Against | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W209 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Andy Halford | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Alan W. Jebson | Mgmt | For | For | For | |||
8 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
9 | Elect Omid Kordestani | Mgmt | For | For | For | |||
10 | Elect Nick Land | Mgmt | For | For | For | |||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven A. Davis | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
6 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
7 | Elect Alan G. McNally | Mgmt | For | For | For | |||
8 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
9 | Elect Stefano Pessina | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect Alejandro Silva | Mgmt | For | For | For | |||
12 | Elect James A. Skinner | Mgmt | For | For | For | |||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Walt Disney Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin C. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Susan E. Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald M. James | Mgmt | For | For | For | |||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect James H. Quigley | Mgmt | For | For | For | |||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | |||
3 | Elect John L. Doyle | Mgmt | For | For | For | |||
4 | Elect William G. Howard, Jr. | Mgmt | For | For | For | |||
5 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
6 | Elect Albert A. Pimentel | Mgmt | For | For | For | |||
7 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | |||
8 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
10 | First Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Second Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
7 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Norden | Mgmt | For | Against | Against | |||
2 | Elect Louise M. Parent | Mgmt | For | Against | Against | |||
3 | Elect Robert W. Scully | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | 2013 Equity and Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Asset Allocation Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
3i Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
III | CINS G88473148 | 07/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jonathan Asquith | Mgmt | For | For | For | |||
5 | Elect Simon A. Borrows | Mgmt | For | For | For | |||
6 | Elect Alistair Cox | Mgmt | For | For | For | |||
7 | Elect Richard H. Meddings | Mgmt | For | For | For | |||
8 | Elect Willem Mesdag | Mgmt | For | For | For | |||
9 | Elect Sir Adrian Montague | Mgmt | For | For | For | |||
10 | Elect Martine Verluyten | Mgmt | For | For | For | |||
11 | Elect Julia Wilson | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase B Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Abaxis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABAX | CUSIP 002567105 | 10/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clinton H. Severson | Mgmt | For | For | For | |||
1.2 | Elect Vernon E. Altman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard J. Bastiani | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.5 | Elect Henk J. Evenhuis | Mgmt | For | For | For | |||
1.6 | Elect Prithipal Singh | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ABB Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBN | CINS H0010V101 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Remuneration Report | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Increase in Conditional Capital for Employee Incentive Plans | Mgmt | For | TNA | N/A | |||
9 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
10 | Elect Roger Agnelli | Mgmt | For | TNA | N/A | |||
11 | Elect Matti Alahuhta | Mgmt | For | TNA | N/A | |||
12 | Elect Louis R. Hughes | Mgmt | For | TNA | N/A | |||
13 | Elect Michel de Rosen | Mgmt | For | TNA | N/A | |||
14 | Elect Michael Treschow | Mgmt | For | TNA | N/A | |||
15 | Elect Jacob Wallenberg | Mgmt | For | TNA | N/A | |||
16 | Elect Ying Yeh | Mgmt | For | TNA | N/A | |||
17 | Elect Hubertus von Grunberg as Chairman | Mgmt | For | TNA | N/A | |||
18 | Elect Michel de Rosen | Mgmt | For | TNA | N/A | |||
19 | Elect Michael Treschow | Mgmt | For | TNA | N/A | |||
20 | Elect Ying Yeh | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Acadia Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACAD | CUSIP 004225108 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Borer | Mgmt | For | For | For | |||
1.2 | Elect Mary Ann Gray | Mgmt | For | For | For | |||
1.3 | Elect Lester J. Kaplan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Accenture plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Jaime Ardila | Mgmt | For | For | For | |||
3 | Elect Charles H. Giancarlo | Mgmt | For | For | For | |||
4 | Elect William L. Kimsey | Mgmt | For | For | For | |||
5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
6 | Elect Mark Moody-Stuart | Mgmt | For | For | For | |||
7 | Elect Pierre Nanterme | Mgmt | For | For | For | |||
8 | Elect Gilles Pelisson | Mgmt | For | For | For | |||
9 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Reduction of Share Capital | Mgmt | For | Abstain | Against | |||
15 | Authority to Hold Annual Meeting Outside of Ireland | Mgmt | For | Abstain | Against | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Price Range for the Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Access National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANCX | CUSIP 004337101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Edgemond | Mgmt | For | For | For | |||
1.2 | Elect Martin S. Friedman | Mgmt | For | For | For | |||
1.3 | Elect Michael G. Anzilotti | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Accuray Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARAY | CUSIP 004397105 | 11/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
2 | Elect Richard R. Pettingill | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
ACE Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 01/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Payment of Dividends from Legal Reserves | Mgmt | For | For | For | |||
2 | Appoint Independent Proxy | Mgmt | For | For | For | |||
3 | Vote with the position of the board of directors if a new or amended agenda item is put before the meeting | ShrHldr | For | Against | Against | |||
ACE Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | ALLOCATION OF DISPOSABLE PROFIT | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect John A. Edwardson | Mgmt | For | For | For | |||
5 | Elect Kimberly Ross | Mgmt | For | For | For | |||
6 | Elect Robert W. Scully | Mgmt | For | For | For | |||
7 | Elect David H. Sidwell | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
12 | Elect Michael P. Connors | Mgmt | For | For | For | |||
13 | Elect Peter Menikoff | Mgmt | For | For | For | |||
14 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
15 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
16 | Elect Theodore Shasta | Mgmt | For | For | For | |||
17 | Elect Olivier Steimer | Mgmt | For | For | For | |||
18 | Election of Evan G. Greenberg as the Chairman of the Board | Mgmt | For | For | For | |||
19 | Elect Michael Connors | Mgmt | For | For | For | |||
20 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
21 | Elect John A. Edwardson | Mgmt | For | For | For | |||
22 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
23 | Election of Homburger AG as independent proxy | Mgmt | For | For | For | |||
24 | Election of Statutory Auditor | Mgmt | For | For | For | |||
25 | Ratification of Auditor | Mgmt | For | For | For | |||
26 | Election of Special Auditor | Mgmt | For | For | For | |||
27 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
28 | Approval of a Dividend Distribution Through Par Value Reduction | Mgmt | For | For | For | |||
29 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
30 | Transaction of other business | Mgmt | For | Against | Against | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect James H. Bloem | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
5 | Elect John A. King | Mgmt | For | For | For | |||
6 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
7 | Elect Jiri Michal | Mgmt | For | For | For | |||
8 | Elect Sigurdur Olafsson | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
11 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Forest Laboratories, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actelion Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATLN | CINS H0032X135 | 05/08/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits; Dividends from Reserves | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
7 | Elect Jean-Pierre Garnier | Mgmt | For | TNA | N/A | |||
8 | Elect Jean-Paul Clozel | Mgmt | For | TNA | N/A | |||
9 | Elect Juhani Anttila | Mgmt | For | TNA | N/A | |||
10 | Elect Robert Bertolini | Mgmt | For | TNA | N/A | |||
11 | Elect Carl Feldbaum | Mgmt | For | TNA | N/A | |||
12 | Elect John Greisch | Mgmt | For | TNA | N/A | |||
13 | Elect Peter Gruss | Mgmt | For | TNA | N/A | |||
14 | Elect Werner Henrich | Mgmt | For | TNA | N/A | |||
15 | Elect Michael Jacobi | Mgmt | For | TNA | N/A | |||
16 | Elect Jean Malo | Mgmt | For | TNA | N/A | |||
17 | Elect Jean-Pierre Garnier as Chairman | Mgmt | For | TNA | N/A | |||
18 | Elect Werner Henrich as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Jean-Pierre Garnier as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect John Greisch as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Amendments to Articles (Relating to VeguV) | Mgmt | For | TNA | N/A | |||
24 | Amendments to Articles (Editorial Changes) | Mgmt | For | TNA | N/A | |||
25 | Increase in Authorized Capital; Reduction in Conditional Capital | Mgmt | For | TNA | N/A | |||
26 | IN CASE ADDITIONAL PROPOSALS OR AMENDED PROPOSALS UNDER THE PUBLISHED AGENDA ITEMS OR UNDER AGENDA ITEMS ACCORDING TO ART. 700 PARA 3 CODE OF OBLIGATIONS ARE BEING SUBMITTED AT THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE THE INDEPENDENT PROXY TO VOTE ACCORDING TO THE FOLLOWING INSTRUCTION: YES = VOTE IN ACCORDANCE WITH THE PROPOSAL OF THE BOARD OF DIRECTORS; NO = VOTE AGAINST THE PROPOSAL OF THE BOARD OF DIRECTORS; ABSTAIN = ABSTAIN | ShrHldr | For | TNA | N/A | |||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Corti | Mgmt | For | For | For | |||
2 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
3 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
4 | Elect Barry Meyer | Mgmt | For | For | For | |||
5 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
6 | Elect Peter Nolan | Mgmt | For | For | For | |||
7 | Elect Richard Sarnoff | Mgmt | For | For | For | |||
8 | Elect Elaine P. Wynn | Mgmt | For | For | For | |||
9 | 2014 Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment of Provisions Related to Company's Relationship with Vivendi, S.A. | Mgmt | For | For | For | |||
11 | Reduction of Supermajority Vote Requirements for Amending Certain Articles | Mgmt | For | For | For | |||
12 | Amendment of Provisions Related to the Abilities of the Board and Shareholders to Amend Bylaws | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Actuate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIRT | CUSIP 00508B102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter I. Cittadini | Mgmt | For | For | For | |||
1.2 | Elect Kenneth E. Marshall | Mgmt | For | For | For | |||
1.3 | Elect Nicholas C. Nierenberg | Mgmt | For | For | For | |||
1.4 | Elect Arthur C. Patterson | Mgmt | For | For | For | |||
1.5 | Elect Steven D. Whiteman | Mgmt | For | For | For | |||
1.6 | Elect Raymond L. Ocampo, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Timothy B. Yeaton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Acxiom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACXM | CUSIP 005125109 | 08/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard P. Fox | Mgmt | For | For | For | |||
2 | Elect Jerry Gramaglia | Mgmt | For | For | For | |||
3 | Elect Clark M. Kokich | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Equity Compensation Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/08/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Elect Stefan Jentzsch | Mgmt | For | TNA | N/A | |||
11 | Elect Herbert Kauffmann | Mgmt | For | TNA | N/A | |||
12 | Elect Igor Landau | Mgmt | For | TNA | N/A | |||
13 | Elect Willi Schwerdtle | Mgmt | For | TNA | N/A | |||
14 | Elect Katja Kraus | Mgmt | For | TNA | N/A | |||
15 | Elect Kathrin Menges | Mgmt | For | TNA | N/A | |||
16 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
17 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
18 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
19 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor for Interim Statements | Mgmt | For | TNA | N/A | |||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jean Park | Mgmt | For | For | For | |||
6 | Elect Alastair D. Lyons | Mgmt | For | For | For | |||
7 | Elect Henry Engelhardt | Mgmt | For | For | For | |||
8 | Elect David Stevens | Mgmt | For | For | For | |||
9 | Elect Kevin Chidwick | Mgmt | For | For | For | |||
10 | Elect Margaret Johnson | Mgmt | For | For | For | |||
11 | Elect Lucy Kellaway | Mgmt | For | For | For | |||
12 | Elect Manfred Aldag | Mgmt | For | For | For | |||
13 | Elect Colin P. Holmes | Mgmt | For | For | For | |||
14 | Elect Roger Abravanel | Mgmt | For | For | For | |||
15 | Elect Annette Court | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days. | Mgmt | For | Against | Against | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
1.3 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.4 | Elect Darren R. Jackson | Mgmt | For | For | For | |||
1.5 | Elect William S. Oglesby | Mgmt | For | For | For | |||
1.6 | Elect J. Paul Raines | Mgmt | For | For | For | |||
1.7 | Elect Gilbert T. Ray | Mgmt | For | For | For | |||
1.8 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.9 | Elect O. Temple Sloan III | Mgmt | For | For | For | |||
1.10 | Elect Jimmie L. Wade | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Advanced Energy Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEIS | CUSIP 007973100 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | |||
1.2 | Elect Richard P. Beck | Mgmt | For | For | For | |||
1.3 | Elect Garry W. Rogerson | Mgmt | For | For | For | |||
1.4 | Elect Edward C. Grady | Mgmt | For | For | For | |||
1.5 | Elect Terry Hudgens | Mgmt | For | For | For | |||
1.6 | Elect Thomas M. Rohrs | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Short Term Incentive Plan | Mgmt | For | For | For | |||
Aegean Marine Petroleum Network, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANW | CUSIP Y0017S102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter C. Georgiopoulos | Mgmt | For | Withhold | Against | |||
1.2 | Elect John P. Tavlarios | Mgmt | For | Withhold | Against | |||
1.3 | Elect Spyridon Fokas | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Aegerion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEGR | CUSIP 00767E102 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sol J. Barer | Mgmt | For | Withhold | Against | |||
1.2 | Elect Antonio M. Gotto, Jr. | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
15 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Indirect Political Spending Report | ShrHldr | Against | Against | For | |||
AG Mortgage Investment Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MITT | CUSIP 001228105 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arthur S. Ainsberg | Mgmt | For | For | For | |||
1.2 | Elect Andrew L. Berger | Mgmt | For | For | For | |||
1.3 | Elect Joseph LaManna | Mgmt | For | For | For | |||
1.4 | Elect Jonathan Lieberman | Mgmt | For | For | For | |||
1.5 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.6 | Elect David Roberts | Mgmt | For | For | For | |||
1.7 | Elect Frank Stadelmaier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AGCO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGCO | CUSIP 001084102 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy V. Armes | Mgmt | For | For | For | |||
2 | Elect Michael C. Arnold | Mgmt | For | For | For | |||
3 | Elect P. George Benson | Mgmt | For | For | For | |||
4 | Elect Wolfgang Deml | Mgmt | For | For | For | |||
5 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | |||
6 | Elect George E. Minnich | Mgmt | For | For | For | |||
7 | Elect Martin H. Richenhagen | Mgmt | For | For | For | |||
8 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
9 | Elect Mallika Srinivasan | Mgmt | For | For | For | |||
10 | Elect Hendrikus Visser | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Ageas NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGS | CINS B0148L138 | 04/03/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Authority to Reduce Capital through the Cancellation of Shares | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ageas NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGS | CINS B0148L138 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
6 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||
8 | Elect Roel Nieuwdorp to the Board of Directors | Mgmt | For | TNA | N/A | |||
9 | Elect Davina Bruckner to the Board of Directors | Mgmt | For | TNA | N/A | |||
10 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
Ageas NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGS | CINS B0148L138 | 09/16/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Authority to Reduce Capital through the Cancellation of Shares | Mgmt | For | TNA | N/A | |||
5 | Reduction in Par Value; Capital Repayment | Mgmt | For | TNA | N/A | |||
6 | Elect Richard David Jackson | Mgmt | For | TNA | N/A | |||
7 | Elect Lucrezia Reichlin | Mgmt | For | TNA | N/A | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Fields | Mgmt | For | For | For | |||
2 | Elect A. Barry Rand | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Reapproval of 2009 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Agree Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADC | CUSIP 008492100 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Farris G. Kalil | Mgmt | For | For | For | |||
1.2 | Elect Gene Silverman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Equity Incentive Plan | Mgmt | For | For | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Mohamed Azman Yahya | Mgmt | For | For | For | |||
6 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | |||
7 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | Against | Against | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
7 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Compensation Policy Amendments | Mgmt | For | For | For | |||
10 | Amendment to Article 2 (Company Name) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Aisin Seiki Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7259 | CINS J00714105 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kanshiroh Toyoda | Mgmt | For | For | For | |||
4 | Elect Fumio Fujimori | Mgmt | For | For | For | |||
5 | Elect Toshikazu Nagura | Mgmt | For | For | For | |||
6 | Elect Makoto Mitsuya | Mgmt | For | For | For | |||
7 | Elect Naofumi Fujie | Mgmt | For | For | For | |||
8 | Elect Kazumi Usami | Mgmt | For | For | For | |||
9 | Elect Takeshi Kawata | Mgmt | For | For | For | |||
10 | Elect Mutsumi Kawamoto | Mgmt | For | For | For | |||
11 | Elect Toshiyuki Mizushima | Mgmt | For | For | For | |||
12 | Elect Takashi Enomoto | Mgmt | For | For | For | |||
13 | Elect Yasuhide Shibata | Mgmt | For | For | For | |||
14 | Elect Toshio Kobayashi | Mgmt | For | For | For | |||
15 | Elect Tsunekazu Haraguchi | Mgmt | For | For | For | |||
16 | Elect Hikaru Takasu | Mgmt | For | For | For | |||
17 | Elect Takashi Morita | Mgmt | For | Against | Against | |||
18 | Bonus | Mgmt | For | For | For | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Byron E. Grote | Mgmt | For | For | For | |||
10 | Elect Antony Burgmans | Mgmt | For | For | For | |||
11 | Elect Louis R. Hughes | Mgmt | For | For | For | |||
12 | Supervisory Board Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Suppression of Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alaska Air Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALK | CUSIP 011659109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
2 | Elect Marion C. Blakey | Mgmt | For | For | For | |||
3 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
4 | Elect Jessie J. Knight, Jr. | Mgmt | For | For | For | |||
5 | Elect Dennis F. Madsen | Mgmt | For | For | For | |||
6 | Elect Byron I. Mallott | Mgmt | For | For | For | |||
7 | Elect Helvi K. Sandvik | Mgmt | For | For | For | |||
8 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
9 | Elect Bradley D. Tilden | Mgmt | For | For | For | |||
10 | Elect Eric K. Yeaman | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Amendment to the Certificate of Incorporation to Reduce Par Value of Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Alcatel-Lucent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALU | CINS F0191J101 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Francesco Caio | Mgmt | For | For | For | |||
10 | Elect Kim C. Goodman | Mgmt | For | For | For | |||
11 | Elect Jean-Cyril Spinetta | Mgmt | For | For | For | |||
12 | Remuneration of Michel Combes, CEO | Mgmt | For | For | For | |||
13 | Remuneration of Philippe Camus, Chairman | Mgmt | For | For | For | |||
14 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Alere Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALR | CUSIP 01449J105 | 08/07/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Curt R. Hartman | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Dissident Nominee Theodore E. Martin | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Dissident Nominee Jerome J. Lande | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Management Nominee Hakan Bjorklund | Mgmt | N/A | TNA | N/A | |||
2 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | N/A | TNA | N/A | |||
3 | Approval of Stock Option Grant | Mgmt | N/A | TNA | N/A | |||
4 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | N/A | TNA | N/A | |||
5 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
6 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
Alere Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALR | CUSIP 01449J105 | 08/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hakan Bjorklund | Mgmt | For | For | For | |||
1.2 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
1.3 | Elect Brian A. Markison | Mgmt | For | For | For | |||
1.4 | Elect Sir Tom McKillop | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
3 | Approval of Stock Option Grant | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alfa Laval AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALFA | CINS W04008152 | 04/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
21 | Nomination Committee | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Align Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALGN | CUSIP 016255101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Lacob | Mgmt | For | For | For | |||
2 | Elect C. Raymond Larkin, Jr. | Mgmt | For | For | For | |||
3 | Elect George J. Morrow | Mgmt | For | For | For | |||
4 | Elect David C. Nagel | Mgmt | For | For | For | |||
5 | Elect Thomas M. Prescott | Mgmt | For | For | For | |||
6 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
7 | Elect Greg J. Santora | Mgmt | For | For | For | |||
8 | Elect Warren S. Thaler | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Mitchell | Mgmt | For | For | For | |||
2 | Elect Richard F. Pops | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Authorization to Hold the 2015 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
5 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Amendment to the 2011 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
Allegion plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLE | CUSIP G0176J109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Chesser | Mgmt | For | For | For | |||
2 | Elect Carla Cico | Mgmt | For | For | For | |||
3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
4 | Elect David D. Petratis | Mgmt | For | For | For | |||
5 | Elect Dean I. Schaffer | Mgmt | For | For | For | |||
6 | Elect Martin E. Welch III | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Alliant Techsystems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATK | CUSIP 018804104 | 07/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
1.2 | Elect Mark W. DeYoung | Mgmt | For | For | For | |||
1.3 | Elect Martin C. Faga | Mgmt | For | For | For | |||
1.4 | Elect Ronald R. Fogleman | Mgmt | For | For | For | |||
1.5 | Elect April H. Foley | Mgmt | For | For | For | |||
1.6 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
1.7 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
1.8 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
11 | Increase in Authorized Capital I | Mgmt | For | TNA | N/A | |||
12 | Increase in Authorized Capital II for Issuance of Shares to Employees | Mgmt | For | TNA | N/A | |||
13 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
16 | Authority to Repurchase Shares Using Derivatives | Mgmt | For | TNA | N/A | |||
17 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles of Association | Mgmt | For | For | For | |||
2 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
3 | Elect Scott A. Carmilani | Mgmt | For | For | For | |||
4 | Elect James F. Duffy | Mgmt | For | For | For | |||
5 | Elect Bart Friedman | Mgmt | For | For | For | |||
6 | Elect Scott Hunter | Mgmt | For | For | For | |||
7 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
8 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
9 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
10 | Elect Scott A. Carmilani as Chairman | Mgmt | For | For | For | |||
11 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
12 | Elect James F. Duffy | Mgmt | For | For | For | |||
13 | Elect Bart Friedman | Mgmt | For | For | For | |||
14 | Elect Scott Hunter | Mgmt | For | For | For | |||
15 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
16 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
17 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
18 | Election of Independent Proxy | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Accounts and Reports | Mgmt | For | For | For | |||
21 | Approval of Retention of Profits | Mgmt | For | For | For | |||
22 | Approval of Dividend Payments | Mgmt | For | For | For | |||
23 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||
24 | Share Repurchase program | Mgmt | For | For | For | |||
25 | 3:1 Forward Stock Split | Mgmt | For | For | For | |||
26 | Increase of Authorized Share Capital | Mgmt | For | For | For | |||
27 | Appointment of Auditor and Statutory Auditor | Mgmt | For | For | For | |||
28 | Appointment of Special Auditor | Mgmt | For | For | For | |||
29 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
30 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 10/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
Alsea S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALSEA | CINS P0212A104 | 10/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Vips | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Altra Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIMC | CUSIP 02208R106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edmund M. Carpenter | Mgmt | For | For | For | |||
1.2 | Elect Carl R. Christenson | Mgmt | For | For | For | |||
1.3 | Elect Lyle G. Ganske | Mgmt | For | For | For | |||
1.4 | Elect Michael S. Lipscomb | Mgmt | For | For | For | |||
1.5 | Elect Larry McPherson | Mgmt | For | For | For | |||
1.6 | Elect Thomas W. Swidarski | Mgmt | For | For | For | |||
1.7 | Elect James H. Woodward, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Amcor Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMC | CINS Q03080100 | 10/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Chris I. Roberts | Mgmt | For | For | For | |||
3 | Re-elect Armin Meyer | Mgmt | For | For | For | |||
4 | Re-elect Karen J. Guerra | Mgmt | For | For | For | |||
5 | Equity Grant (Share Rights to MD/CEO Ken MacKenzie) | Mgmt | For | For | For | |||
6 | Equity Grant (Options to MD/CEO Ken MacKenzie) | Mgmt | For | Against | Against | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
Amcor Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMC | CINS Q03080100 | 12/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Demerger | Mgmt | For | For | For | |||
Amcor Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMC | CINS Q03080100 | 12/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Capital Reduction | Mgmt | For | For | For | |||
AMEC plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMEC | CINS G02604117 | 04/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Elect John Connolly | Mgmt | For | For | For | |||
6 | Elect Samir Brikho | Mgmt | For | For | For | |||
7 | Elect Ian McHoul | Mgmt | For | For | For | |||
8 | Elect Linda Adamany | Mgmt | For | For | For | |||
9 | Elect Neil A.P. Carson | Mgmt | For | For | For | |||
10 | Elect Colin Day | Mgmt | For | For | For | |||
11 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Amedisys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMED | CUSIP 023436108 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Linda J. Hall | Mgmt | For | For | For | |||
1.2 | Elect Ronald A. LaBorde | Mgmt | For | For | For | |||
1.3 | Elect Jake L. Netterville | Mgmt | For | For | For | |||
1.4 | Elect David R. Pitts | Mgmt | For | For | For | |||
1.5 | Elect Peter Ricchuiti | Mgmt | For | For | For | |||
1.6 | Elect Donald A. Washburn | Mgmt | For | For | For | |||
1.7 | Elect Nathaniel M. Zilkha | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Capital Agency Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 02503X105 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M Couch | Mgmt | For | For | For | |||
2 | Elect Morris A. Davis | Mgmt | For | For | For | |||
3 | Elect Randy E. Dobbs | Mgmt | For | For | For | |||
4 | Elect Larry K. Harvey | Mgmt | For | For | For | |||
5 | Elect Prue B. Larocca | Mgmt | For | For | For | |||
6 | Elect Alvin N. Puryear | Mgmt | For | For | For | |||
7 | Elect Malon Wilkus | Mgmt | For | For | For | |||
8 | Elect John R. Erickson | Mgmt | For | For | For | |||
9 | Elect Samuel A Flax | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
American Eagle Outfitters, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEO | CUSIP 02553E106 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Jesselson | Mgmt | For | For | For | |||
2 | Elect Roger S. Markfield | Mgmt | For | For | For | |||
3 | Elect Jay L. Schottenstein | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | 2014 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
American Equity Investment Life Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEL | CUSIP 025676206 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joyce A. Chapman | Mgmt | For | For | For | |||
1.2 | Elect James M. Gerlach | Mgmt | For | For | For | |||
1.3 | Elect Robert L. Howe | Mgmt | For | For | For | |||
1.4 | Elect Debra J. Richardson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | |||
1.4 | Elect John B. Berding | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | |||
1.7 | Elect James E. Evans | Mgmt | For | For | For | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | |||
1.10 | Elect William W. Verity | Mgmt | For | For | For | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the Annual Senior Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony J. Conti | Mgmt | For | For | For | |||
1.2 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Amsurg Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMSG | CUSIP 03232P405 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry D. Herr | Mgmt | For | For | For | |||
1.2 | Elect Christopher A. Holden | Mgmt | For | For | For | |||
1.3 | Elect Joey A. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Kevin P. Lavender | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Equity and Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
AmTrust Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFSI | CUSIP 032359309 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald T. DeCarlo | Mgmt | For | Withhold | Against | |||
1.2 | Elect Susan C. Fisch | Mgmt | For | Withhold | Against | |||
1.3 | Elect Abraham Gulkowitz | Mgmt | For | Withhold | Against | |||
1.4 | Elect George Karfunkel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Michael Karfunkel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jay J. Miller | Mgmt | For | Withhold | Against | |||
1.7 | Elect Barry D. Zyskind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Angie's List Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANGI | CUSIP 034754101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Britto | Mgmt | For | For | For | |||
1.2 | Elect Michael S. Maurer | Mgmt | For | For | For | |||
1.3 | Elect Susan E. Thronson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendment to the Subscription Rights Granted to Directors and Executives | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
7 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles 10 | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
16 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
17 | Elect Kees J. Storm | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Elect Mark Winkelman | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Elect Alexandre van Damme | Mgmt | For | TNA | N/A | |||
23 | Elect Gregoire de Spoelberch | Mgmt | For | TNA | N/A | |||
24 | Elect Carlos A. de Veiga Sicupira | Mgmt | For | TNA | N/A | |||
25 | Elect Marcel Herrmann Telles | Mgmt | For | TNA | N/A | |||
26 | Elect Paulo Alberto Lemann | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Elect Alexandre Behring | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
30 | Elect Elio Leoni Sceti | Mgmt | For | TNA | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Elect Maria Asuncion Aramburuzabala Larregui | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
34 | Elect Valentin Diez Morodo | Mgmt | For | TNA | N/A | |||
35 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
37 | Remuneration Report | Mgmt | For | TNA | N/A | |||
38 | Stock Options for Directors | Mgmt | For | TNA | N/A | |||
39 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
40 | Coordinate Articles of Association | Mgmt | For | TNA | N/A | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | For | For | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs, Jr. | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
10 | Elect Matthew M. Zell | Mgmt | For | For | For | |||
11 | Elect Samuel Zell | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Management Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Ann Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANN | CUSIP 035623107 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dale W. Hilpert | Mgmt | For | For | For | |||
2 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | |||
3 | Elect Linda A. Huett | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Antares Pharma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRS | CUSIP 036642106 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard S. Jacob | Mgmt | For | For | For | |||
1.2 | Elect Paul K. Wotton | Mgmt | For | For | For | |||
1.3 | Elect Marvin Samson | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Equity Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Antena 3 de Television, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3TV | CINS E0728T102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Charitable Donations to Atresmedia Foundation | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Antofagasta plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTO | CINS G0398N128 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jean-Paul Luksic Fontbona | Mgmt | For | For | For | |||
6 | Elect William M. Hayes | Mgmt | For | For | For | |||
7 | Elect Gonzalo Menendez Duque | Mgmt | For | For | For | |||
8 | Elect Ramon F. Jara | Mgmt | For | For | For | |||
9 | Elect Juan Claro Gonzalez | Mgmt | For | For | For | |||
10 | Elect Hugo Dryland | Mgmt | For | For | For | |||
11 | Elect Timothy C. Baker | Mgmt | For | For | For | |||
12 | Elect Manuel Lino S. De Sousa-Oliveira | Mgmt | For | For | For | |||
13 | Elect Nelson Pizarro | Mgmt | For | For | For | |||
14 | Elect Andronico Luksic Craig | Mgmt | For | Against | Against | |||
15 | Elect Vivianne Blanlot | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period to 14 Days | Mgmt | For | Against | Against | |||
AOL Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Eve Burton | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
5 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
6 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
7 | Elect Patricia E. Mitchell | Mgmt | For | For | For | |||
8 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
9 | Elect James R. Stengel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Aon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester B. Knight | Mgmt | For | For | For | |||
2 | Elect Gregory C. Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | |||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | |||
6 | Elect James W. Leng | Mgmt | For | For | For | |||
7 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
8 | Elect Robert S. Morrison | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
11 | Elect Gloria Santona | Mgmt | For | For | For | |||
12 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||
13 | Accounts and Reports | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Amendment to the 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||
21 | Approval of Share Repurchase Contract and Repurchase Counterparties | Mgmt | For | For | For | |||
Apollo Tyres Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APOLLOTYRE | CINS Y0188S147 | 08/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Nimesh N Kampani | Mgmt | For | Against | Against | |||
4 | Elect Subbaraman Narayan | Mgmt | For | Against | Against | |||
5 | Elect Arun K. Purwar | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
7 | Elect Vikram S. Mehta | Mgmt | For | Against | Against | |||
8 | Appointment of Neeraj Kanwar as Whole-time Director; Approval of Compensation | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Appointment of Sunam Sarkar as Whole-time Director; Approval of Compensation | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Archer-Daniels-Midland Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CUSIP 039483102 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Mollie Hale Carter | Mgmt | For | For | For | |||
3 | Elect Terrell K. Crews | Mgmt | For | For | For | |||
4 | Elect Pierre Dufour | Mgmt | For | For | For | |||
5 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
6 | Elect Antonio dos Santos Maciel Neto | Mgmt | For | For | For | |||
7 | Elect Patrick J. Moore | Mgmt | For | For | For | |||
8 | Elect Thomas F. O'Neill | Mgmt | For | For | For | |||
9 | Elect Francisco Sanchez | Mgmt | For | For | For | |||
10 | Elect Daniel Shih | Mgmt | For | For | For | |||
11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Ariad Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARIA | CUSIP 04033A100 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jay R. LaMarche | Mgmt | For | For | For | |||
2 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
3 | Elect Robert M. Whelan, Jr. | Mgmt | For | For | For | |||
4 | Adoption of Shareholder Rights Plan | Mgmt | For | For | For | |||
5 | 2014 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
6 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Arkema S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKE | CINS F0392W125 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Claire Pedini | Mgmt | For | For | For | |||
10 | Elect Isabelle Boccon-Gibod | Mgmt | For | Against | Against | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Elect Patrice Breant | Mgmt | For | Against | Against | |||
13 | Elect Helene Vaudroz | Mgmt | Against | Against | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Remuneration of Thierry Le Henaff, CEO | Mgmt | For | For | For | |||
16 | Appointment of Auditor (KPMG Audit) | Mgmt | For | For | For | |||
17 | Appointment of Alternate Auditor (KPMG Audit IS) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
22 | Greenshoe | Mgmt | For | For | For | |||
23 | Global Ceiling on Capital Increase | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
26 | Shareholder Proposal Regarding Dividend Payments | ShrHldr | Against | Against | For | |||
Arlington Asset Investment Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AI | CUSIP 041356205 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric F. Billings | Mgmt | For | For | For | |||
1.2 | Elect Daniel J. Altobello | Mgmt | For | For | For | |||
1.3 | Elect Daniel E. Berce | Mgmt | For | For | For | |||
1.4 | Elect David W. Faeder | Mgmt | For | For | For | |||
1.5 | Elect Peter A. Gallagher | Mgmt | For | For | For | |||
1.6 | Elect Ralph S. Michael, III | Mgmt | For | For | For | |||
1.7 | Elect J. Rock Tonkel, Jr. | Mgmt | For | For | For | |||
2 | Approval of 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Armour Residential REIT Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARR | CUSIP 042315101 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott J. Ulm | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey J. Zimmer | Mgmt | For | For | For | |||
1.3 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
1.4 | Elect Marc H. Bell | Mgmt | For | For | For | |||
1.5 | Elect Carolyn Downey | Mgmt | For | For | For | |||
1.6 | Elect Thomas K. Guba | Mgmt | For | For | For | |||
1.7 | Elect Robert C. Hain | Mgmt | For | For | For | |||
1.8 | Elect John P. Hollihan III | Mgmt | For | For | For | |||
1.9 | Elect Stewart J. Paperin | Mgmt | For | For | For | |||
2 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Array Biopharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRY | CUSIP 04269X105 | 10/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Orwin | Mgmt | For | For | For | |||
1.2 | Elect Gil J. Van Lunsen | Mgmt | For | For | For | |||
1.3 | Elect John L. Zabriskie | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Arris Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRS | CUSIP 04270V106 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alex B. Best | Mgmt | For | For | For | |||
2 | Elect Harry L. Bosco | Mgmt | For | For | For | |||
3 | Elect James A. Chiddix | Mgmt | For | For | For | |||
4 | Elect Andrew T. Heller | Mgmt | For | For | For | |||
5 | Elect Matthew B. Kearney | Mgmt | For | For | For | |||
6 | Elect Robert J. Stanzione | Mgmt | For | For | For | |||
7 | Elect Doreen A. Toben | Mgmt | For | For | For | |||
8 | Elect Debora J. Wilson | Mgmt | For | For | For | |||
9 | Elect David A. Woodle | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Aruba Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARUN | CUSIP 043176106 | 12/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominic P. Orr | Mgmt | For | For | For | |||
1.2 | Elect Keerti Melkote | Mgmt | For | For | For | |||
1.3 | Elect Bernard Guidon | Mgmt | For | For | For | |||
1.4 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
1.5 | Elect Michael R. Kourey | Mgmt | For | For | For | |||
1.6 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
1.7 | Elect Juergen Rottler | Mgmt | For | For | For | |||
1.8 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ascent Capital Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASCMA | CUSIP 043632108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William R. Fitzgerald | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Pohl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ashford Hospitality Prime Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHP | CUSIP 044102101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Monty J. Bennett | Mgmt | For | For | For | |||
1.2 | Elect Stefani D. Carter | Mgmt | For | For | For | |||
1.3 | Elect Douglas A. Kessler | Mgmt | For | For | For | |||
1.4 | Elect Curtis B. McWilliams | Mgmt | For | For | For | |||
1.5 | Elect W. Michael Murphy | Mgmt | For | For | For | |||
1.6 | Elect Matthew D. Rinaldi | Mgmt | For | For | For | |||
1.7 | Elect Andrew L. Strong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Opt Out of Maryland's Unsolicited Takeover Act | ShrHldr | Against | Against | For | |||
Ashford Hospitality Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CUSIP 044103109 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Monty J. Bennett | Mgmt | For | For | For | |||
1.2 | Elect Benjamin J. Ansell | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Callahan | Mgmt | For | For | For | |||
1.4 | Elect Amish Gupta | Mgmt | For | For | For | |||
1.5 | Elect Kamal Jafarnia | Mgmt | For | For | For | |||
1.6 | Elect Alan L. Tallis | Mgmt | For | For | For | |||
1.7 | Elect Philip S. Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CINS N07059202 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Ratification of Management Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
10 | Performance Share Plan Grant | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Elect Fritz W. Frohlich | Mgmt | For | For | For | |||
14 | Elect J.M.C. Stork | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Supervisory Board Fees | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares for Mergers/Acquisitions | Mgmt | For | For | For | |||
21 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Aspen Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZPN | CUSIP 045327103 | 12/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert M. Whelan, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Donald P. Casey | Mgmt | For | For | For | |||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
Assicurazioni Generali S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G | CINS T05040109 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | List Presented by Mediobanca S.p.A. | Mgmt | For | For | For | |||
7 | List Presented by Assogestioni | Mgmt | For | N/A | N/A | |||
8 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
9 | Elect Jean-Rene Fourtou | Mgmt | For | For | For | |||
10 | Remuneration Report | Mgmt | For | For | For | |||
11 | Long Term Incentive Plan 2014-2016 | Mgmt | For | For | For | |||
12 | Authority to Repurchase and Reissue Shares to Service Incentive Plan | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights to Service Incentive Plan | Mgmt | For | For | For | |||
Associated Banc-Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASBC | CUSIP 045487105 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect Ruth M. Crowley | Mgmt | For | For | For | |||
1.3 | Elect Philip B. Flynn | Mgmt | For | For | For | |||
1.4 | Elect Ronald R. Harder | Mgmt | For | For | For | |||
1.5 | Elect William R. Hutchinson | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Jeffe | Mgmt | For | For | For | |||
1.7 | Elect Eileen A. Kamerick | Mgmt | For | For | For | |||
1.8 | Elect Richard T. Lommen | Mgmt | For | For | For | |||
1.9 | Elect Cory L. Nettles | Mgmt | For | For | For | |||
1.10 | Elect J. Douglas Quick | Mgmt | For | For | For | |||
1.11 | Elect Karen T. Van Lith | Mgmt | For | For | For | |||
1.12 | Elect John B. Williams | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Timothy Clarke | Mgmt | For | For | For | |||
7 | Elect Lord Michael Jay | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Charles Sinclair | Mgmt | For | For | For | |||
10 | Elect Peter A. Smith | Mgmt | For | For | For | |||
11 | Elect George G. Weston | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Approval of Long Term Incentive Plan | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
7 | Elect Yutaka Kase | Mgmt | For | For | For | |||
8 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
9 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
10 | Elect Tomokazu Fujisawa | Mgmt | For | Against | Against | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
13 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
Astronics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRO | CUSIP 046433207 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raymond W. Boushie | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert T. Brady | Mgmt | For | Withhold | Against | |||
1.3 | Elect John B. Drenning | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter J. Gundermann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kevin T. Keane | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert J. McKenna | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ASUSTeK Computer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y04327105 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
8 | Elect Jonney SHIH Tsung-Tang | Mgmt | For | For | For | |||
9 | Elect Jonathan TSENG Chiang-Sheng | Mgmt | For | For | For | |||
10 | Elect Jerry SHEN Cheng-Lai | Mgmt | For | For | For | |||
11 | Elect Eric CHEN Yen-Cheng | Mgmt | For | Against | Against | |||
12 | Elect HSU Hsien-Yuen | Mgmt | For | For | For | |||
13 | Elect Joe HSIEH Min-Chieh | Mgmt | For | For | For | |||
14 | Elect Samson HU Su-Pin | Mgmt | For | Against | Against | |||
15 | Elect YANG Tze-Kaing as Supervisor | Mgmt | For | For | For | |||
16 | Elect CHENG Chung-Jen as Supervisor | Mgmt | For | For | For | |||
17 | Elect YANG Long-Hui as Supervisor | Mgmt | For | For | For | |||
18 | Restrictions for Directors | Mgmt | For | For | For | |||
19 | Extraordinary Motions | Mgmt | N/A | Against | N/A | |||
Athenahealth, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATHN | CUSIP 04685W103 | 06/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Amy Abernethy | Mgmt | For | For | For | |||
1.2 | Elect Jonathan Bush | Mgmt | For | For | For | |||
1.3 | Elect Brandon H. Hull | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
AtriCure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRC | CUSIP 04963C209 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael H. Carrel | Mgmt | For | For | For | |||
1.2 | Elect Mark A. Collar | Mgmt | For | For | For | |||
1.3 | Elect Scott W. Drake | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Hooven | Mgmt | For | For | For | |||
1.5 | Elect Richard M. Johnston | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth D. Krell | Mgmt | For | For | For | |||
1.7 | Elect Mark R. Lanning | Mgmt | For | For | For | |||
1.8 | Elect Karen P. Robards | Mgmt | For | For | For | |||
1.9 | Elect Robert S. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Australia and New Zealand Banking Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANZ | CINS Q09504137 | 12/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Michael Smith) | Mgmt | For | For | For | |||
4 | Approve Preference Shares Buy-Back | Mgmt | For | For | For | |||
5 | Approve Convertible Preference Shares Buy-Back | Mgmt | For | For | For | |||
6 | Approve Convertible Preference Shares Buy-Back | Mgmt | For | For | For | |||
7 | Ratify Placement of Securities | Mgmt | For | For | For | |||
8 | Elect Graeme R. Liebelt | Mgmt | For | For | For | |||
9 | Re-elect Ian J. Macfarlane | Mgmt | For | For | For | |||
10 | Elect David Barrow | Mgmt | Against | Against | For | |||
Auxilium Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUXL | CUSIP 05334D107 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rolf A. Classon | Mgmt | For | For | For | |||
1.2 | Elect Adrian Adams | Mgmt | For | For | For | |||
1.3 | Elect Peter C. Brandt | Mgmt | For | For | For | |||
1.4 | Elect Oliver S. Fetzer | Mgmt | For | For | For | |||
1.5 | Elect Paul A. Friedman | Mgmt | For | For | For | |||
1.6 | Elect Nancy S. Lurker | Mgmt | For | For | For | |||
1.7 | Elect William T. McKee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Amendment to 2004 Equity Compensation Plan | Mgmt | For | Against | Against | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
1.2 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
1.4 | Elect John J. Healy, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
1.6 | Elect Lance R. Primis | Mgmt | For | For | For | |||
1.7 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
1.9 | Elect W. Edward Walter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of Performance Goals Under the 2009 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
AVG Technologies N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVG | CUSIP N07831105 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervsory Board Acts | Mgmt | For | For | For | |||
4 | Re-Appoint Mr. Little as Management Board Member | Mgmt | For | For | For | |||
5 | Elect Dale L. Fuller to the Supervisory Board | Mgmt | For | For | For | |||
6 | Elect Gabriel Eichler to the Supervisory Board | Mgmt | For | For | For | |||
7 | Elect Ronan Dunne to the Supervisory Board | Mgmt | For | For | For | |||
8 | Option Grant to Mr. Dunne | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Amendment to the 2013 Option Plan | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
AVG Technologies N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVG | CUSIP N07831105 | 09/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Kovacs to the Management Board as CEO | Mgmt | For | For | For | |||
2 | Compensation Package (CEO) | Mgmt | For | Against | Against | |||
3 | Amendment to Compensation Package (COO) | Mgmt | For | Against | Against | |||
4 | Bonus Grant to Supervisory Board Chairman | Mgmt | For | Against | Against | |||
5 | Option Grant to Supervisory Board Member (Frank Esser) | Mgmt | For | Against | Against | |||
AviChina Industry & Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y0485Q109 | 06/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Director's Report | Mgmt | For | For | For | |||
4 | Supervisor's Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect LIU Renuhai | Mgmt | For | For | For | |||
9 | Shareholder Proposal in Ordinary Resolution | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Shareholder Proposal in Special Resolution | Mgmt | For | Against | Against | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Avnet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVT | CUSIP 053807103 | 11/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Bradley | Mgmt | For | For | For | |||
1.3 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
1.4 | Elect Rick Hamada | Mgmt | For | For | For | |||
1.5 | Elect James A. Lawrence | Mgmt | For | For | For | |||
1.6 | Elect Frank R. Noonan | Mgmt | For | For | For | |||
1.7 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
1.8 | Elect William H. Schumann III | Mgmt | For | For | For | |||
1.9 | Elect William P. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2013 Stock Compensation and Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
AXA S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Remuneration of Henri de Castries, CEO | Mgmt | For | For | For | |||
8 | Remuneration of Denis Duverne, Deputy CEO | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Severance Agreement and Retirement Benefits of Henri de Castries, CEO | Mgmt | For | For | For | |||
11 | Severance Agreement and Retirement Benefits of Denis Duverne, Deputy CEO | Mgmt | For | For | For | |||
12 | Elect Henri de Castries | Mgmt | For | For | For | |||
13 | Elect Norbert Dentressangle | Mgmt | For | For | For | |||
14 | Elect Denis Duverne | Mgmt | For | For | For | |||
15 | Elect Isabelle Kocher | Mgmt | For | For | For | |||
16 | Elect Suet-Fern Lee | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Authority to Grant Restricted Stock | Mgmt | For | For | For | |||
23 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Axis Capital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXS | CUSIP G0692U109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Friedman | Mgmt | For | For | For | |||
1.2 | Elect Cheryl-Ann Lister | Mgmt | For | For | For | |||
1.3 | Elect Thomas C. Ramey | Mgmt | For | For | For | |||
1.4 | Elect Wilhelm Zeller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AZZ Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZZ | CUSIP 002474104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David H. Dingus | Mgmt | For | For | For | |||
1.2 | Elect Dana L. Perry | Mgmt | For | For | For | |||
1.3 | Elect Daniel E. Berce | Mgmt | For | For | For | |||
1.4 | Elect Martin C. Bowen | Mgmt | For | For | For | |||
1.5 | Elect Sam Rosen | Mgmt | For | For | For | |||
1.6 | Elect Kevern R. Joyce | Mgmt | For | For | For | |||
1.7 | Elect H. Kirk Downey | Mgmt | For | For | For | |||
1.8 | Elect Daniel R. Feehan | Mgmt | For | For | For | |||
1.9 | Elect Peter A. Hegedus | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Babcock International Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAB | CINS G0689Q152 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Avincis | Mgmt | For | For | For | |||
Babcock International Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAB | CINS G0689Q152 | 07/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Michael J. Turner | Mgmt | For | Against | Against | |||
5 | Elect Peter Rogers | Mgmt | For | Against | Against | |||
6 | Elect William Tame | Mgmt | For | Against | Against | |||
7 | Elect Archie Bethel | Mgmt | For | Against | Against | |||
8 | Elect Kevin Thomas | Mgmt | For | Against | Against | |||
9 | Elect Kate Swann | Mgmt | For | Against | Against | |||
10 | Elect Justin Crookenden | Mgmt | For | Against | Against | |||
11 | Elect Sir David Omand | Mgmt | For | Against | Against | |||
12 | Elect Ian Duncan | Mgmt | For | Against | Against | |||
13 | Elect John Davies | Mgmt | For | Against | Against | |||
14 | Elect Anna Stewart | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
3 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
4 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
5 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
6 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
7 | Elect Pierre J. Jungels | Mgmt | For | For | For | |||
8 | Elect James A. Lash | Mgmt | For | For | For | |||
9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
10 | Elect James W. Stewart | Mgmt | For | For | For | |||
11 | Elect Charles L. Watson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2002 Director and Officer long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2002 Employee Long-Term Incentive Plan | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Hayes | Mgmt | For | For | For | |||
1.2 | Elect George M. Smart | Mgmt | For | For | For | |||
1.3 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
1.4 | Elect Stuart A. Taylor II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Banca Popolare di Milano S.c.a.r.l. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMI | CINS T15120107 | 04/11/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Election of Supervisory Board Member | Mgmt | For | TNA | N/A | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Bilbao Vizcaya Argentaria S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBVA | CINS E11805103 | 03/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Tomas Alfaro Drake | Mgmt | For | For | For | |||
4 | Elect Carlos Loring Martinez de Irujo | Mgmt | For | For | For | |||
5 | Elect Jose Luis Palao Garcia-Suelto | Mgmt | For | For | For | |||
6 | Elect Susana Rodriguez Vidarte | Mgmt | For | For | For | |||
7 | Elect Jose Manuel Gonzalez-Paramo Martinez-Murillo | Mgmt | For | For | For | |||
8 | Elect Lourdes Maiz Carro | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Bonus Issue | Mgmt | For | For | For | |||
11 | Bonus Issue | Mgmt | For | For | For | |||
12 | Bonus Issue | Mgmt | For | For | For | |||
13 | Bonus Issue | Mgmt | For | For | For | |||
14 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
18 | Remuneration Report | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Espírito Santo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BES | CINS X0346X153 | 05/05/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Individual Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Shareholder Proposal Regarding Ratification of Board and Supervisory Council Acts | ShrHldr | N/A | TNA | N/A | |||
6 | Remuneration Report | Mgmt | For | TNA | N/A | |||
7 | Continuance of Operation of Subsidiary | Mgmt | For | TNA | N/A | |||
8 | Authority for the Company and Subsidiaries to Trade in Company Stock and Bonds | Mgmt | For | TNA | N/A | |||
9 | Approval to Subject the Spanish Branch to Spanish Legislation | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Latinoamericano de Comercio Exterior, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLX | CUSIP P16994132 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3.1 | Elect Mario Covo | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Banco Santander S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS E19790109 | 03/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Javier Marin Romano | Mgmt | For | For | For | |||
5 | Elect Juan-Miguel Villar Mir | Mgmt | For | For | For | |||
6 | Elect Sheila C. Bair | Mgmt | For | For | For | |||
7 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | For | For | |||
8 | Elect Rodrigo Echenique Gordillo | Mgmt | For | For | For | |||
9 | Elect Esther Gimenez-Salinas i Colomer | Mgmt | For | For | For | |||
10 | Elect Vittorio Corbo Lioi | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Amendments to Articles 42, 58, 59. | Mgmt | For | For | For | |||
14 | Amendments to Articles 48, 49, 50, 53, 54, 62 and Include Articles 49bis and 54bis. | Mgmt | For | For | For | |||
15 | Amendments to Article 18. | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Scrip Dividend | Mgmt | For | For | For | |||
19 | Scrip Dividend | Mgmt | For | For | For | |||
20 | Scrip Dividend | Mgmt | For | For | For | |||
21 | Scrip Dividend | Mgmt | For | For | For | |||
22 | Authority to Issue Convertible Debt Instruments w/o Pre-emptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Non-convertible Debt Instruments | Mgmt | For | For | For | |||
24 | Maximum Pay Ratio | Mgmt | For | For | For | |||
25 | Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | |||
26 | Performance Shares plan | Mgmt | For | For | For | |||
27 | Employee Share Purchase Plan - Santander UK plc | Mgmt | For | For | For | |||
28 | Employee Share Purchase Plan - Santander Insurance Services Limited | Mgmt | For | For | For | |||
29 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
30 | Remuneration Report | Mgmt | For | For | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Brad Martin | Mgmt | For | Against | Against | |||
4 | Elect Kent Atkinson | Mgmt | For | Against | Against | |||
5 | Elect Richie Boucher | Mgmt | For | Against | Against | |||
6 | Elect Pat Butler | Mgmt | For | Against | Against | |||
7 | Elect Patrick Haren | Mgmt | For | Against | Against | |||
8 | Elect Archie G. Kane | Mgmt | For | Against | Against | |||
9 | Elect Andrew Keating | Mgmt | For | Against | Against | |||
10 | Elect Patrick Kennedy | Mgmt | For | Against | Against | |||
11 | Elect Davida Marston | Mgmt | For | Against | Against | |||
12 | Elect Patrick Mulvihill | Mgmt | For | Against | Against | |||
13 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | |||
14 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Against | Against | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | Abstain | Against | |||
17 | Authority to Issue Shares w/o Preemptive Rights (FOR CASH; 5%) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (OTHER THAN FOR CASH; 10%) | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes | Mgmt | For | For | For | |||
20 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bank Of Yokohama Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8332 | CINS J04242103 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tatsumaro Terazawa | Mgmt | For | For | For | |||
3 | Elect Chiyuki Ohkubo | Mgmt | For | For | For | |||
4 | Elect Kengo Takano | Mgmt | For | For | For | |||
5 | Elect Atsushi Mochizuki | Mgmt | For | For | For | |||
6 | Elect Susumu Koshida | Mgmt | For | For | For | |||
7 | Elect Yasuyoshi Ohya | Mgmt | For | For | For | |||
8 | Elect Kenichi Kawamura | Mgmt | For | For | For | |||
9 | Elect Yasuhiro Shibuya | Mgmt | For | For | For | |||
10 | Elect Harumi Sakamoto | Mgmt | For | For | For | |||
11 | Elect Minoru Morio | Mgmt | For | For | For | |||
12 | Elect Osamu Ishida as Statutory Auditor | Mgmt | For | Against | Against | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Wendy Lucas-Bull | Mgmt | For | For | For | |||
7 | Elect Tushar Morzaria | Mgmt | For | For | For | |||
8 | Elect Frits van Paasschen | Mgmt | For | For | For | |||
9 | Elect Stephen G. Thieke | Mgmt | For | For | For | |||
10 | Elect Tim Breedon | Mgmt | For | For | For | |||
11 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
12 | Elect Antony Jenkins | Mgmt | For | For | For | |||
13 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
15 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
16 | Elect Sir John Sunderland | Mgmt | For | For | For | |||
17 | Elect Sir David Walker | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Barrett Business Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBSI | CUSIP 068463108 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Carley | Mgmt | For | For | For | |||
2 | Elect Michael L. Elich | Mgmt | For | For | For | |||
3 | Elect James B. Hicks | Mgmt | For | For | For | |||
4 | Elect Rodger L. Johnson | Mgmt | For | For | For | |||
5 | Elect Jon L. Justesen | Mgmt | For | For | For | |||
6 | Elect Anthony Meeker | Mgmt | For | For | For | |||
7 | Amendment to the Annual Cash Incentive Award Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Basf SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAS | CINS D06216317 | 05/02/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Alison J. Carnwath | Mgmt | For | TNA | N/A | |||
12 | Elect Francois Diederich | Mgmt | For | TNA | N/A | |||
13 | Elect Michael Diekmann | Mgmt | For | TNA | N/A | |||
14 | Elect Franz Fehrenbach | Mgmt | For | TNA | N/A | |||
15 | Elect Jurgen Hambrecht | Mgmt | For | TNA | N/A | |||
16 | Elect Anke Schaferkordt | Mgmt | For | TNA | N/A | |||
17 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
18 | Amendments to Control Agreement with BASF Plant Science Company GmbH | Mgmt | For | TNA | N/A | |||
19 | Amendments to Control Agreement with BASF Pigment GmbH | Mgmt | For | TNA | N/A | |||
20 | Amendments to Control Agreement with BASF Immobilien-Gesellschaft mbH | Mgmt | For | TNA | N/A | |||
21 | Amendments to Control Agreement with BASF Handels- und Exportgesellschaft mbH | Mgmt | For | TNA | N/A | |||
22 | Amendments to Control Agreement with LUWOGE GmbH | Mgmt | For | TNA | N/A | |||
23 | Amendments to Control Agreement with BASF Schwarzeide GmbH | Mgmt | For | TNA | N/A | |||
24 | Amendments to Control Agreement with BASF Coatings GmbH | Mgmt | For | TNA | N/A | |||
25 | Amendments to Control Agreement with BASF Polyurethanes GmbH | Mgmt | For | TNA | N/A | |||
26 | Amendments to Control Agreement with BASF New Business GmbH | Mgmt | For | TNA | N/A | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAY | CINS D0712D163 | 04/29/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Simone Bagel-Trah | Mgmt | For | TNA | N/A | |||
10 | Elect Ernst-Ludwig Winnacker | Mgmt | For | TNA | N/A | |||
11 | Increase in Authorized Capital I | Mgmt | For | TNA | N/A | |||
12 | Increase in Authorized Capital II | Mgmt | For | TNA | N/A | |||
13 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Intra-Company Control Agreement with Bayer Business Services GmbH | Mgmt | For | TNA | N/A | |||
17 | Intra-Company Control Agreement with Bayer Technology Services GmbH | Mgmt | For | TNA | N/A | |||
18 | Intra-Company Control Agreement with Bayer US IP GmbH | Mgmt | For | TNA | N/A | |||
19 | Intra-Company Control Agreement Contract with Bayer Bitterfeld GmbH | Mgmt | For | TNA | N/A | |||
20 | Intra-Company Control Agreement with Bayer Innovation GmbH | Mgmt | For | TNA | N/A | |||
21 | Intra-Company Control Agreement with Bayer Real Estate GmbH | Mgmt | For | TNA | N/A | |||
22 | Intra-Company Control Agreement with Erste K-W-A Beteiligungsgesellschaft mbH | Mgmt | For | TNA | N/A | |||
23 | Intra-Company Control Agreement with Zweite K-W-A Beteiligungsgesellschaft mbH | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Bayerische Motoren Werke AG (BMW) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMW | CINS D12096109 | 05/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Elect Franz Markus Haniel | Mgmt | For | TNA | N/A | |||
10 | Elect Susanne Klatten | Mgmt | For | TNA | N/A | |||
11 | Elect Robert W. Lane | Mgmt | For | TNA | N/A | |||
12 | Elect Wolfgang Mayrhuber | Mgmt | For | TNA | N/A | |||
13 | Elect Stefan Quandt | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares for Employee Share Scheme | Mgmt | For | TNA | N/A | |||
15 | Increase in Authorized Capital for Employee Share Scheme | Mgmt | For | TNA | N/A | |||
16 | Compensation Policy | Mgmt | For | TNA | N/A | |||
Beacon Roofing Supply, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BECN | CUSIP 073685109 | 02/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert R. Buck | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Isabella | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Frost | Mgmt | For | For | For | |||
1.4 | Elect James J. Gaffney | Mgmt | For | For | For | |||
1.5 | Elect Peter M. Gotsch | Mgmt | For | For | For | |||
1.6 | Elect Neil S. Novich | Mgmt | For | For | For | |||
1.7 | Elect Stuart A. Randle | Mgmt | For | For | For | |||
1.8 | Elect Wilson B. Sexton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Stock Option Plan | Mgmt | For | Against | Against | |||
Beijing Enterprises Water Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
371 | CINS G0957L109 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect ZHOU Min | Mgmt | For | For | For | |||
6 | Elect ZHANG Tiefu | Mgmt | For | For | For | |||
7 | Elect QI Xiaohong | Mgmt | For | For | For | |||
8 | Elect KE Jian | Mgmt | For | Against | Against | |||
9 | Elect LI Li | Mgmt | For | For | For | |||
10 | Elect Quadrant SHEA Chun Lok | Mgmt | For | For | For | |||
11 | Elect ZHANG Gaobo | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Bellway plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWY | CINS G09744155 | 12/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect John K. Watson | Mgmt | For | For | For | |||
4 | Elect Edward F. Ayres | Mgmt | For | For | For | |||
5 | Elect Keith Adey | Mgmt | For | For | For | |||
6 | Elect Mike R. Toms | Mgmt | For | For | For | |||
7 | Elect John A. Cuthbert | Mgmt | For | For | For | |||
8 | Elect Paul H. Smith | Mgmt | For | For | For | |||
9 | Elect Denise Jagger | Mgmt | For | For | For | |||
10 | Directors' Remuneration Report | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Performance Share Plan | Mgmt | For | Abstain | Against | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Beni Stabili S.p.A. SIIQ | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNS | CINS T19807139 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Losses/Dividends | Mgmt | For | For | For | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Donald R. Keough | Mgmt | For | For | For | |||
1.10 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.11 | Elect Ronald L. Olson | Mgmt | For | Withhold | Against | |||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Dividends | ShrHldr | Against | Against | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
6 | Elect Pam Daley | Mgmt | For | For | For | |||
7 | Elect Martin Ferguson | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Chris Finlayson | Mgmt | For | For | For | |||
10 | Elect Andrew Gould | Mgmt | For | For | For | |||
11 | Elect Baroness Hogg | Mgmt | For | For | For | |||
12 | Elect John Hood | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
15 | Elect Sir David Manning | Mgmt | For | For | For | |||
16 | Elect Mark Seligman | Mgmt | For | For | For | |||
17 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 11/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Appoint Auditor (BHP Billiton plc) | Mgmt | For | For | For | |||
4 | Authorise Board to Set Auditor's Fees (BHP Billiton plc) | Mgmt | For | For | For | |||
5 | Authorise Board to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
6 | Authorise Board to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
7 | Authorise Board to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | Adopt New Long Term Incentive Plan | Mgmt | For | For | For | |||
10 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
11 | Elect Andrew Mackenzie | Mgmt | For | For | For | |||
12 | Re-elect Malcolm Broomhead | Mgmt | For | For | For | |||
13 | Re-elect Sir John Buchanan | Mgmt | For | For | For | |||
14 | Re-elect Carlos Cordeiro | Mgmt | For | For | For | |||
15 | Re-elect David Crawford | Mgmt | For | For | For | |||
16 | Re-elect Pat Davies | Mgmt | For | For | For | |||
17 | Re-elect Carolyn Hewson | Mgmt | For | For | For | |||
18 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
19 | Re-elect Wayne Murdy | Mgmt | For | For | For | |||
20 | Re-elect Keith C. Rumble | Mgmt | For | For | For | |||
21 | Re-elect John Schubert | Mgmt | For | For | For | |||
22 | Re-elect Shriti Vadera | Mgmt | For | For | For | |||
23 | Re-elect Jacques Nasser | Mgmt | For | For | For | |||
24 | Elect Ian Dunlop | ShrHldr | Against | Against | For | |||
BHP Billiton plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLT | CINS G10877101 | 10/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
2 | Appointment of Auditor (BHP Billiton plc) | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | |||
7 | Directors' Remuneration Report | Mgmt | For | For | For | |||
8 | Adoption of New Long Term Incentive Plan | Mgmt | For | For | For | |||
9 | Approval of Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
10 | Elect Andrew Mackenzie | Mgmt | For | For | For | |||
11 | Elect Malcolm Broomhead | Mgmt | For | For | For | |||
12 | Elect Sir John Buchanan | Mgmt | For | For | For | |||
13 | Elect Carlos Cordeiro | Mgmt | For | For | For | |||
14 | Elect David Crawford | Mgmt | For | For | For | |||
15 | Elect Pat Davies | Mgmt | For | For | For | |||
16 | Elect Carolyn Hewson | Mgmt | For | For | For | |||
17 | Elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
18 | Elect Wayne Murdy | Mgmt | For | For | For | |||
19 | Elect Keith C. Rumble | Mgmt | For | For | For | |||
20 | Elect John Schubert | Mgmt | For | For | For | |||
21 | Elect Shriti Vadera | Mgmt | For | For | For | |||
22 | Elect Jacques Nasser | Mgmt | For | For | For | |||
23 | Elect Ian Dunlop | ShrHldr | Against | Against | For | |||
Big Lots, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIG | CUSIP 089302103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.2 | Elect David J. Campisi | Mgmt | For | For | For | |||
1.3 | Elect James R. Chambers | Mgmt | For | For | For | |||
1.4 | Elect Peter J. Hayes | Mgmt | For | For | For | |||
1.5 | Elect Brenda J. Lauderback | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Russell Solt | Mgmt | For | For | For | |||
1.8 | Elect James R. Tener | Mgmt | For | For | For | |||
1.9 | Elect Dennis B. Tishkoff | Mgmt | For | For | For | |||
2 | Amendment to 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Bonus Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Bio-Reference Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRLI | CUSIP 09057G602 | 07/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc D. Grodman | Mgmt | For | For | For | |||
1.2 | Elect Howard Dubinett | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Biospecifics Technologies Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSTC | CUSIP 090931106 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Toby Wegman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mark Wegman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Blue Nile Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NILE | CUSIP 09578R103 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mindy Meads | Mgmt | For | For | For | |||
1.2 | Elect Scott Howe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Blyth, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BTH | CUSIP 09643P207 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane A. Dietze | Mgmt | For | For | For | |||
1.2 | Elect Robert B. Goergen | Mgmt | For | For | For | |||
1.3 | Elect Robert B. Goergen, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Neal I. Goldman | Mgmt | For | For | For | |||
1.5 | Elect Andrew Graham | Mgmt | For | For | For | |||
1.6 | Elect Brett M. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.8 | Elect James M. McTaggart | Mgmt | For | For | For | |||
1.9 | Elect Howard E. Rose | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approve Performance Goals Under the ViSalus Inc. 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
BMC Software, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMC | CUSIP 055921100 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Jean-Francois Lepetit | Mgmt | For | For | For | |||
10 | Elect Baudouin Prot | Mgmt | For | For | For | |||
11 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
12 | Ratify the Co-option of Monique Cohen | Mgmt | For | Against | Against | |||
13 | Elect Daniela Schwarzer | Mgmt | For | For | For | |||
14 | Remuneration of Baudouin Prot, Chairman. | Mgmt | For | For | For | |||
15 | Remuneration of Jean-Laurent Bonnafe, CEO. | Mgmt | For | For | For | |||
16 | Remuneration of COOs,Georges Chodron de Courcel, Philippe Bordenave & Francois Villeroy de Galhau | Mgmt | For | For | For | |||
17 | Remuneration of Executives and Certain Categories of Employees | Mgmt | For | For | For | |||
18 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Global Ceiling on Capital Increases and Debt Issuances w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
25 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
BofI Holding, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOFI | CUSIP 05566U108 | 10/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James S. Argalas | Mgmt | For | For | For | |||
1.2 | Elect James J. Court | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Ratinoff | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Booz Allen Hamilton Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAH | CUSIP 099502106 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allan Holt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Arthur Johnson | Mgmt | For | Withhold | Against | |||
1.3 | Elect Charles Rossotti | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Bottomline Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPAY | CUSIP 101388106 | 11/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James L. Loomis | Mgmt | For | For | For | |||
1.2 | Elect Daniel M. McGurl | Mgmt | For | For | For | |||
1.3 | Elect Jennifer M. Gray | Mgmt | For | For | For | |||
2 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Boulder Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDBD | CUSIP 101405108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin D. Chereskin | Mgmt | For | For | For | |||
1.2 | Elect Gerald J. Laber | Mgmt | For | For | For | |||
1.3 | Elect James B. Leighton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CINS G12793108 | 04/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Robert W. Dudley | Mgmt | For | For | For | |||
5 | Elect Iain C. Conn | Mgmt | For | For | For | |||
6 | Elect Brian Gilvary | Mgmt | For | For | For | |||
7 | Elect Paul M. Anderson | Mgmt | For | For | For | |||
8 | Elect Frank L. Bowman | Mgmt | For | For | For | |||
9 | Elect Antony Burgmans | Mgmt | For | For | For | |||
10 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
11 | Elect George David | Mgmt | For | For | For | |||
12 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
13 | Elect Dame Ann Dowling | Mgmt | For | For | For | |||
14 | Elect Brendan R. Nelson | Mgmt | For | For | For | |||
15 | Elect Phuthuma F. Nhleko | Mgmt | For | For | For | |||
16 | Elect Andrew B. Shilston | Mgmt | For | For | For | |||
17 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
19 | Executive Directors' Incentive Plan | Mgmt | For | Against | Against | |||
20 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bridgestone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5108 | CINS J04578126 | 03/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masaaki Tsuya | Mgmt | For | For | For | |||
4 | Elect Kazuhisa Nishigai | Mgmt | For | For | For | |||
5 | Elect Yoshiyuki Morimoto | Mgmt | For | For | For | |||
6 | Elect Narumi Zaitsu | Mgmt | For | For | For | |||
7 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
8 | Elect Kimiko Murofushi | Mgmt | For | For | For | |||
9 | Elect Scott Trevor Davis | Mgmt | For | For | For | |||
10 | Elect Yuri Okina | Mgmt | For | For | For | |||
11 | Elect Masahito Tsuji as Statutory Auditor | Mgmt | For | Against | Against | |||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Humphrey | Mgmt | For | Withhold | Against | |||
1.2 | Elect Sara Lawrence-Lightfoot | Mgmt | For | Withhold | Against | |||
1.3 | Elect David H. Lissy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Brightcove Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCOV | CUSIP 10921T101 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Mendels | Mgmt | For | For | For | |||
1.2 | Elect Derek Harrar | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Elect Richard Burrows | Mgmt | For | For | For | |||
8 | Elect Karen de Segundo | Mgmt | For | For | For | |||
9 | Elect Nicandro Durante | Mgmt | For | For | For | |||
10 | Elect Ann Godbehere | Mgmt | For | For | For | |||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
12 | Elect Gerard Murphy | Mgmt | For | For | For | |||
13 | Elect Kieran Poynter | Mgmt | For | For | For | |||
14 | Elect Ben Stevens | Mgmt | For | For | For | |||
15 | Elect Richard Tubb | Mgmt | For | For | For | |||
16 | Elect Savio Kwan | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
British Land Company plc (The) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLND | CINS G15540118 | 07/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Aubrey Adams | Mgmt | For | For | For | |||
4 | Elect Lucinda Bell | Mgmt | For | For | For | |||
5 | Elect Simon A. Borrows | Mgmt | For | Against | Against | |||
6 | Elect John Gildersleeve | Mgmt | For | For | For | |||
7 | Elect Chris Grigg | Mgmt | For | For | For | |||
8 | Elect Dido Harding | Mgmt | For | For | For | |||
9 | Elect William Jackson | Mgmt | For | For | For | |||
10 | Elect Charles Maudsley | Mgmt | For | For | For | |||
11 | Elect Richard Pym | Mgmt | For | For | For | |||
12 | Elect Tim Roberts | Mgmt | For | For | For | |||
13 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Long-Term Incentive Plan 2013 | Mgmt | For | For | For | |||
22 | Scrip Dividend | Mgmt | For | For | For | |||
Britvic plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVIC | CINS G17387104 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Joanne Averiss | Mgmt | For | Against | Against | |||
5 | Elect Gerald Corbett | Mgmt | For | Against | Against | |||
6 | Elect John Gibney | Mgmt | For | Against | Against | |||
7 | Elect Ben Gordon | Mgmt | For | Against | Against | |||
8 | Elect Bob Ivell | Mgmt | For | Against | Against | |||
9 | Elect Simon Litherland | Mgmt | For | Against | Against | |||
10 | Elect Michael Shallow | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | Against | Against | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Nancy H. Handel | Mgmt | For | For | For | |||
1.3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
1.4 | Elect Maria Klawe | Mgmt | For | For | For | |||
1.5 | Elect John E. Major | Mgmt | For | For | For | |||
1.6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
1.7 | Elect William T. Morrow | Mgmt | For | For | For | |||
1.8 | Elect Henry Samueli | Mgmt | For | For | For | |||
1.9 | Elect Robert E. Switz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BroadSoft Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSFT | CUSIP 11133B409 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Bernardi | Mgmt | For | For | For | |||
1.2 | Elect John D. Markley, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Brocade Communications Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCD | CUSIP 111621306 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Lloyd Carney | Mgmt | For | For | For | |||
3 | Elect Renato A. DiPentima | Mgmt | For | For | For | |||
4 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
5 | Elect John W. Gerdelman | Mgmt | For | For | For | |||
6 | Elect David L. House | Mgmt | For | For | For | |||
7 | Elect L. William Krause | Mgmt | For | For | For | |||
8 | Elect David E. Roberson | Mgmt | For | For | For | |||
9 | Elect Sanjay Vaswani | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Brown Shoe Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWS | CUSIP 115736100 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Lee Capps III | Mgmt | For | For | For | |||
1.2 | Elect Carla Hendra | Mgmt | For | For | For | |||
1.3 | Elect Patricia G. McGinnis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
2 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
3 | Elect Ralph C. Stayer | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
5 | Elect Ian P. Livingston | Mgmt | For | For | For | |||
6 | Elect Tony Chanmugam | Mgmt | For | For | For | |||
7 | Elect Gavin Patterson | Mgmt | For | For | For | |||
8 | Elect Tony Ball | Mgmt | For | For | For | |||
9 | Elect Patricia Hewitt | Mgmt | For | For | For | |||
10 | Elect Phil Hodkinson | Mgmt | For | For | For | |||
11 | Elect Karen Richardson | Mgmt | For | For | For | |||
12 | Elect Nicholas Rose | Mgmt | For | For | For | |||
13 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Buckeye Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKI | CUSIP 118255108 | 08/15/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | TNA | N/A | |||
2 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | TNA | N/A | |||
Buckle Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKE | CUSIP 118440106 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Hirschfeld | Mgmt | For | For | For | |||
1.2 | Elect Dennis H. Nelson | Mgmt | For | For | For | |||
1.3 | Elect Karen B. Rhoads | Mgmt | For | For | For | |||
1.4 | Elect James E. Shada | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Campbell | Mgmt | For | For | For | |||
1.6 | Elect Bill L. Fairfield | Mgmt | For | For | For | |||
1.7 | Elect Bruce L. Hoberman | Mgmt | For | For | For | |||
1.8 | Elect John P. Peetz | Mgmt | For | For | For | |||
1.9 | Elect Michael E. Huss | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Management Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bureau Veritas SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVI | CINS F96888114 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts & Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Ratification of the Co-Option of Pascal Lebard | Mgmt | For | Against | Against | |||
10 | Remuneration of Didier Michaud-Daniel, CEO | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Buzzi Unicem S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BZU | CINS T2320M109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Losses/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | List Presented by Presa S.p.A. and Fimedi S.p.A. | Mgmt | For | Against | Against | |||
7 | List Presented by Group of Shareholders Representing 1.296% of Share Capital | Mgmt | For | N/A | N/A | |||
8 | Board Size | Mgmt | For | Against | Against | |||
9 | Board Term Length | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | Against | Against | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | List Presented by Presa S.p.A. and Fimedi S.p.A. | Mgmt | N/A | For | N/A | |||
13 | List Presented by Group of Shareholders Representing 1.296% of Share Capital | Mgmt | N/A | Abstain | N/A | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Remuneration Report | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Buzzi Unicem S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BZU | CINS T2320M109 | 11/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Convertible Bonds and Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
C&C Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCC | CINS G1826G107 | 07/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Joris Brams | Mgmt | For | Against | Against | |||
4 | Elect Sir Brian Stewart | Mgmt | For | Against | Against | |||
5 | Elect Stephen Glancey | Mgmt | For | Against | Against | |||
6 | Elect Kenny Neison | Mgmt | For | Against | Against | |||
7 | Elect Stewart Gilliland | Mgmt | For | Against | Against | |||
8 | Elect John F. Hogan | Mgmt | For | Against | Against | |||
9 | Elect Richard Holroyd | Mgmt | For | Against | Against | |||
10 | Elect Breege O'Donoghue | Mgmt | For | Against | Against | |||
11 | Elect Anthony Smurfit | Mgmt | For | Against | Against | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Directors' Remuneration Report | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Executive Share Option Plan Renewal | Mgmt | For | Against | Against | |||
21 | Long Term Incentive Plan Renewal | Mgmt | For | For | For | |||
22 | Save As You Earn (SAYE) Option Scheme Renewal | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
2 | Elect James R. Gibbs | Mgmt | For | For | For | |||
3 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
4 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | 2014 Incentive Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
CACI International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CACI | CUSIP 127190304 | 11/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Asbury | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Daniels | Mgmt | For | For | For | |||
1.3 | Elect James S. Gilmore III | Mgmt | For | For | For | |||
1.4 | Elect William L. Jews | Mgmt | For | For | For | |||
1.5 | Elect Gregory G. Johnson | Mgmt | For | For | For | |||
1.6 | Elect J.P. London | Mgmt | For | For | For | |||
1.7 | Elect James L. Pavitt | Mgmt | For | For | For | |||
1.8 | Elect Warren R. Phillips | Mgmt | For | For | For | |||
1.9 | Elect Charles P. Revoile | Mgmt | For | For | For | |||
1.10 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Cadence Design Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDNS | CUSIP 127387108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
2 | Elect James D. Plummer | Mgmt | For | For | For | |||
3 | Elect Alberto Sangiovanni-Vincentelli | Mgmt | For | For | For | |||
4 | Elect George M. Scalise | Mgmt | For | For | For | |||
5 | Elect John B. Shoven | Mgmt | For | For | For | |||
6 | Elect Roger S. Siboni | Mgmt | For | For | For | |||
7 | Elect Young K. Sohn | Mgmt | For | For | For | |||
8 | Elect Lip-Bu Tan | Mgmt | For | For | For | |||
9 | Omnibus Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Calamp Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAMP | CUSIP 128126109 | 07/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Perna, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Kimberly Alexy | Mgmt | For | For | For | |||
1.3 | Elect Michael Burdiek | Mgmt | For | For | For | |||
1.4 | Elect Albert J. Moyer | Mgmt | For | For | For | |||
1.5 | Elect Thomas E. Pardun | Mgmt | For | For | For | |||
1.6 | Elect Larry Wolfe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Calbee Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2229 | CINS J05190103 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Akira Matsumoto | Mgmt | For | For | For | |||
4 | Elect Shuji Itoh | Mgmt | For | For | For | |||
5 | Elect Yuzaburoh Mogi | Mgmt | For | For | For | |||
6 | Elect Kohji Kioka | Mgmt | For | For | For | |||
7 | Elect Kazuo Ichijoh | Mgmt | For | For | For | |||
8 | Elect Umran Beba | Mgmt | For | For | For | |||
9 | Elect Wei Hong Ming | Mgmt | For | For | For | |||
10 | Elect Tadashi Ishida | Mgmt | For | For | For | |||
11 | Elect Isao Hirakawa | Mgmt | For | Against | Against | |||
12 | Elect Tomomi Yatsu | Mgmt | For | Against | Against | |||
13 | Elect Akira Kondoh | Mgmt | For | For | For | |||
14 | Bonus | Mgmt | For | For | For | |||
15 | Retirement Allowance for Statutory Auditor | Mgmt | For | For | For | |||
16 | Perfomance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Calix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CALX | CUSIP 13100M509 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | |||
1.2 | Elect Michael Matthews | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Pardun | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Callon Petroleum Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPE | CUSIP 13123X102 | 01/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Callon Petroleum Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPE | CUSIP 13123X102 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Nocchiero | Mgmt | For | For | For | |||
1.2 | Elect Matthew Regis Bob | Mgmt | For | For | For | |||
1.3 | Elect James M. Trimble | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cambrex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBM | CUSIP 132011107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rosina B. Dixon | Mgmt | For | For | For | |||
2 | Elect Kathryn R. Harrigan | Mgmt | For | For | For | |||
3 | Elect Leon J. Hendrix, Jr. | Mgmt | For | For | For | |||
4 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
5 | Elect Steven M. Klosk | Mgmt | For | For | For | |||
6 | Elect William B. Korb | Mgmt | For | For | For | |||
7 | Elect Peter G. Tombros | Mgmt | For | For | For | |||
8 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Canadian Natural Resources Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNQ | CUSIP 136385101 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Catherine M. Best | Mgmt | For | For | For | |||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | |||
1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | |||
1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | |||
1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | |||
1.6 | Elect Gordon D. Giffin | Mgmt | For | Withhold | Against | |||
1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | |||
1.8 | Elect Steve W. Laut | Mgmt | For | For | For | |||
1.9 | Elect Keith A. MacPhail | Mgmt | For | For | For | |||
1.10 | Elect Frank J. McKenna | Mgmt | For | For | For | |||
1.11 | Elect Eldon R. Smith | Mgmt | For | For | For | |||
1.12 | Elect David A. Tuer | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cap Gemini SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAP | CINS F13587120 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Remuneration of Paul Hermelin, CEO & Chairman | Mgmt | For | For | For | |||
9 | Appointment of Auditor (PricewaterhouseCoopers Audit) | Mgmt | For | For | For | |||
10 | Appointment of Auditor (KPMG SA) | Mgmt | For | For | For | |||
11 | Appointment of Alternate Auditor (Jean-Christophe Georghiou) | Mgmt | For | For | For | |||
12 | Appointment of Alternate Auditor (KPMG Audit I.S. SAS) | Mgmt | For | For | For | |||
13 | Elect Anne Bouverot | Mgmt | For | Against | Against | |||
14 | Elect Serge Kampf | Mgmt | For | Against | Against | |||
15 | Elect Paul Hermelin | Mgmt | For | Against | Against | |||
16 | Elect Yann Delabriere | Mgmt | For | Against | Against | |||
17 | Elect Laurence Dors | Mgmt | For | Against | Against | |||
18 | Elect Phil Laskawy | Mgmt | For | Against | Against | |||
19 | Elect Xavier Musca | Mgmt | For | Against | Against | |||
20 | Elect Bruno Roger | Mgmt | For | Against | Against | |||
21 | Elect Caroline Watteeuw-Carlisle | Mgmt | For | Against | Against | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
25 | Global Ceiling on Capital and Debt Issuances | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Authority to Issue Shares through private placement | Mgmt | For | For | For | |||
29 | Authority to set offering price of shares | Mgmt | For | For | For | |||
30 | Greenshoe | Mgmt | For | For | For | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
32 | Authority to Increase Capital in Case of Exchange offer | Mgmt | For | For | For | |||
33 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
34 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
35 | Amendment Regarding Beneficial Ownership Requirements for Directors | Mgmt | For | For | For | |||
36 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Cardinal Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFNL | CUSIP 14149F109 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara B. Lang | Mgmt | For | For | For | |||
1.2 | Elect B. G. Beck | Mgmt | For | For | For | |||
1.3 | Elect William G. Buck | Mgmt | For | For | For | |||
1.4 | Elect Sidney O. Dewberry | Mgmt | For | For | For | |||
1.5 | Elect William E. Peterson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Carmike Cinemas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CKEC | CUSIP 143436400 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roland C. Smith | Mgmt | For | For | For | |||
1.2 | Elect Mark R. Bell | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey W. Berkman | Mgmt | For | For | For | |||
1.4 | Elect Sean T. Erwin | Mgmt | For | For | For | |||
1.5 | Elect James A. Fleming | Mgmt | For | For | For | |||
1.6 | Elect Alan J. Hirschfield | Mgmt | For | For | For | |||
1.7 | Elect S. David Passman III | Mgmt | For | For | For | |||
1.8 | Elect Patricia A. Wilson | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Carrefour | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CA | CINS F13923119 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration of Georges Plassat, CEO | Mgmt | For | For | For | |||
9 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
10 | Elect Amaury de Seze | Mgmt | For | Against | Against | |||
11 | Elect Bernard Arnault | Mgmt | For | For | For | |||
12 | Elect Jean-Laurent Bonnafe | Mgmt | For | For | For | |||
13 | Elect Rene Brillet | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Amendment to Articles Regarding Directors' Retirement Age Limit | Mgmt | For | For | For | |||
16 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
Cavium Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C. N. Reddy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
CBL & Associates Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBL | CUSIP 124830100 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles B. Lebovitz | Mgmt | For | For | For | |||
1.2 | Elect Stephen D. Lebovitz | Mgmt | For | For | For | |||
1.3 | Elect Gary L. Bryenton | Mgmt | For | For | For | |||
1.4 | Elect A. Larry Chapman | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. DeRosa | Mgmt | For | For | For | |||
1.6 | Elect Matthew S. Dominski | Mgmt | For | For | For | |||
1.7 | Elect Gary J. Nay | Mgmt | For | For | For | |||
1.8 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard W. Barker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael D. Casey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | Withhold | Against | |||
1.8 | Elect James J. Loughlin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Celldex Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLDX | CUSIP 15117B103 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Ellberger | Mgmt | For | For | For | |||
1.2 | Elect Anthony Marucci | Mgmt | For | For | For | |||
1.3 | Elect Herbert Conrad | Mgmt | For | For | For | |||
1.4 | Elect George O. Elston | Mgmt | For | For | For | |||
1.5 | Elect Harry H. Penner, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Timothy M. Shannon | Mgmt | For | For | For | |||
1.7 | Elect Karen L. Shoos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Centene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNC | CUSIP 15135B101 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael F. Neidorff | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
1.3 | Elect John R. Roberts | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Central Japan Railway Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9022 | CINS J05523105 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshiyuki Kasai | Mgmt | For | For | For | |||
4 | Elect Yoshiomi Yamada | Mgmt | For | For | For | |||
5 | Elect Kohei Tsuge | Mgmt | For | For | For | |||
6 | Elect Shin Kaneko | Mgmt | For | For | For | |||
7 | Elect Naotoshi Yoshikawa | Mgmt | For | For | For | |||
8 | Elect Yutaka Osada | Mgmt | For | For | For | |||
9 | Elect Katsumi Miyazawa | Mgmt | For | For | For | |||
10 | Elect Kimiaki Tanaka | Mgmt | For | For | For | |||
11 | Elect Hideyuki Shohji | Mgmt | For | For | For | |||
12 | Elect Yoshiki Suyama | Mgmt | For | For | For | |||
13 | Elect Kazuhiro Igarashi | Mgmt | For | For | For | |||
14 | Elect Fujio Choh | Mgmt | For | For | For | |||
15 | Elect Kenji Koroyasu | Mgmt | For | For | For | |||
16 | Elect Takashi Saeki | Mgmt | For | For | For | |||
17 | Elect Hidenori Fujii | Mgmt | For | For | For | |||
18 | Elect Hajime Ishizu | Mgmt | For | For | For | |||
19 | Elect Hiroyuki Ohta | Mgmt | For | For | For | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Rick Haythornthwaite | Mgmt | For | For | For | |||
6 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
7 | Elect Margherita Della Valle | Mgmt | For | For | For | |||
8 | Elect Mary Francis | Mgmt | For | For | For | |||
9 | Elect Mark Hanafin | Mgmt | For | For | For | |||
10 | Elect Lesley Knox | Mgmt | For | For | For | |||
11 | Elect Mike Linn | Mgmt | For | For | For | |||
12 | Elect Nick Luff | Mgmt | For | For | For | |||
13 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
14 | Elect Paul A. Rayner | Mgmt | For | For | For | |||
15 | Elect Chris Weston | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Century Casinos, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNTY | CUSIP 156492100 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Hoetzinger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CEVA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEVA | CUSIP 157210105 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eliyahu Ayalon | Mgmt | For | For | For | |||
1.2 | Elect Zvi Limon | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Mann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter McManamon | Mgmt | For | For | For | |||
1.5 | Elect Sven-Christer Nilsson | Mgmt | For | For | For | |||
1.6 | Elect Louis Silver | Mgmt | For | For | For | |||
1.7 | Elect Dan Tocatly | Mgmt | For | For | For | |||
1.8 | Elect Gideon Wertheizer | Mgmt | For | For | For | |||
2 | Amendment to the 2003 Director Stock Option Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
4 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
5 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Voting Provisions Regarding Removal of Directors | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Voting Provisions Regarding Amendments to Bylaws | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Voting Provisions Regarding Amendments to the Certificate of Incorporation | Mgmt | For | For | For | |||
9 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | 2014 Equity and Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 11/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Jonathan Grunzweig | Mgmt | For | For | For | |||
3 | Re-elect Peter L. Polson | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
Chaoda Modern Agriculture Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0682 | CINS G2046Q107 | 12/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect LI Yan | Mgmt | For | Against | Against | |||
4 | Elect HUANG Xie Ying | Mgmt | For | Against | Against | |||
5 | Elect IP Chi Ming | Mgmt | For | Against | Against | |||
6 | Elect LUAN Yue Wen | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Chart Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTLS | CUSIP 16115Q308 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel F. Thomas | Mgmt | For | For | For | |||
1.2 | Elect W. Douglas Brown | Mgmt | For | For | For | |||
1.3 | Elect Richard E. Goodrich | Mgmt | For | For | For | |||
1.4 | Elect Terrence J. Keating | Mgmt | For | For | For | |||
1.5 | Elect Steven W. Krablin | Mgmt | For | For | For | |||
1.6 | Elect Michael W. Press | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth G. Spomer | Mgmt | For | For | For | |||
1.8 | Elect Thomas L. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Cash Incentive Plan | Mgmt | For | For | For | |||
Chase Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCF | CUSIP 16150R104 | 02/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam P. Chase | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter R. Chase | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mary Claire Chase | Mgmt | For | Withhold | Against | |||
1.4 | Elect Lewis P. Gack | Mgmt | For | Withhold | Against | |||
1.5 | Elect George M. Hughes | Mgmt | For | Withhold | Against | |||
1.6 | Elect Ronald Levy | Mgmt | For | Withhold | Against | |||
1.7 | Elect Thomas Wroe, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Chemed Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHE | CUSIP 16359R103 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin J. McNamara | Mgmt | For | For | For | |||
2 | Elect Joel F. Gemunder | Mgmt | For | For | For | |||
3 | Elect Patrick P. Grace | Mgmt | For | For | For | |||
4 | Elect Thomas C. Hutton | Mgmt | For | For | For | |||
5 | Elect Walter L. Krebs | Mgmt | For | For | For | |||
6 | Elect Andrea R. Lindell | Mgmt | For | For | For | |||
7 | Elect Thomas P. Rice | Mgmt | For | For | For | |||
8 | Elect Donald E. Saunders | Mgmt | For | For | For | |||
9 | Elect George J. Walsh III | Mgmt | For | For | For | |||
10 | Elect Frank E. Wood | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chemtura Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMT | CUSIP 163893209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
4 | Elect James W. Crownover | Mgmt | For | For | For | |||
5 | Elect Robert A. Dover | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
8 | Elect John K. Wulff | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Approval of the Senior Executive Bonus Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | |||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | |||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Against | Against | |||
6 | Elect George L. Kirkland | Mgmt | For | Against | Against | |||
7 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | |||
8 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | |||
9 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
10 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | |||
11 | Elect Carl Ware | Mgmt | For | Against | Against | |||
12 | Elect John S. Watson | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Charitable Contributions | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||
China Pacific Insurance Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2601 | CINS Y1505Z103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Annual Report of A shares | Mgmt | For | For | For | |||
5 | Annual Report of H shares | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Due Diligence Report | Mgmt | For | For | For | |||
10 | Report on Performance | Mgmt | For | For | For | |||
11 | Elect HA Erman | Mgmt | For | Against | Against | |||
12 | Elect GAO Shanwen | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Power New Energy Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0735 | CINS G2157E109 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect YIN Lian | Mgmt | For | For | For | |||
5 | Elect ZHAO Xinyan | Mgmt | For | For | For | |||
6 | Elect AN Luming | Mgmt | For | For | For | |||
7 | Elect CHU Kar Wing | Mgmt | For | For | For | |||
8 | Elect NG Kum Yi | Mgmt | For | For | For | |||
9 | Board Size | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
China Windpower Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
182 | CINS G2115L112 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect LIU Shunxing | Mgmt | For | For | For | |||
5 | Elect Johnson KO Chun Shun | Mgmt | For | For | For | |||
6 | Elect David WONG Yau Kar | Mgmt | For | Against | Against | |||
7 | Elect Henry YAP Fat Suan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China ZhengTong Auto Services Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1728 | CINS G215A8108 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Kelvin WONG Tin Yau | Mgmt | For | For | For | |||
6 | Elect ZHAO Chunjun | Mgmt | For | For | For | |||
7 | Elect CHANG Xiuze | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Chubu Electric Power Company Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9502 | CINS J06510101 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Yoshifumi Iwata | Mgmt | For | For | For | |||
4 | Elect Tomohiko Ohno | Mgmt | For | For | For | |||
5 | Elect Satoru Katsuno | Mgmt | For | For | For | |||
6 | Elect Hideko Katsumata | Mgmt | For | For | For | |||
7 | Elect Chiyoji Kurata | Mgmt | For | For | For | |||
8 | Elect Masatoshi Sakaguchi | Mgmt | For | For | For | |||
9 | Elect Kohzoh Ban | Mgmt | For | For | For | |||
10 | Elect Masanori Matsuura | Mgmt | For | For | For | |||
11 | Elect Kazuhiro Matsubara | Mgmt | For | For | For | |||
12 | Elect Akihisa Mizuno | Mgmt | For | For | For | |||
13 | Elect Toshio Mita | Mgmt | For | For | For | |||
14 | Elect Yutaka Watanabe | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Electricity Rate Revisions | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Decommissioning Nuclear Operations | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Investment Priorities | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Restrictions on Spending | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Eliminating Radiation Exposure | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Emergency Evacuation Measures | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Sustainable Development | ShrHldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
4 | Elect M. Michele Burns | Mgmt | For | For | For | |||
5 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
6 | Elect John T. Chambers | Mgmt | For | For | For | |||
7 | Elect Brian L. Halla | Mgmt | For | For | For | |||
8 | Elect John L. Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
10 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven M. West | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHldr | Against | Against | For | |||
Citizens & Northern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CZNC | CUSIP 172922106 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis F. Beardslee | Mgmt | For | For | For | |||
1.2 | Elect Jan E. Fisher | Mgmt | For | For | For | |||
1.3 | Elect Ann M. Tyler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
City National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYN | CUSIP 178566105 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Russell Goldsmith | Mgmt | For | For | For | |||
2 | Elect Bram Goldsmith | Mgmt | For | For | For | |||
3 | Elect Mohamad Ali | Mgmt | For | For | For | |||
4 | Elect Richard L. Bloch | Mgmt | For | For | For | |||
5 | Elect Kenneth L. Coleman | Mgmt | For | For | For | |||
6 | Elect Ashok Israni | Mgmt | For | For | For | |||
7 | Elect Bruce Rosenblum | Mgmt | For | For | For | |||
8 | Elect Peter M. Thomas | Mgmt | For | For | For | |||
9 | Elect Robert H. Tuttle | Mgmt | For | Against | Against | |||
10 | Elect Christopher J. Warmuth | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CMS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMS | CUSIP 125896100 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | |||
2 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||
3 | Elect Stephen E. Ewing | Mgmt | For | For | For | |||
4 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
5 | Elect William D. Harvey | Mgmt | For | For | For | |||
6 | Elect David W. Joos | Mgmt | For | For | For | |||
7 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | |||
8 | Elect John G. Russell | Mgmt | For | For | For | |||
9 | Elect Kenneth L. Way | Mgmt | For | For | For | |||
10 | Elect Laura H. Wright | Mgmt | For | For | For | |||
11 | Elect John B. Yasinsky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approve Amended Performance Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For | |||
CNH Global N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNH | CUSIP N20935206 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
CNO Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNO | CUSIP 12621E103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward J. Bonach | Mgmt | For | For | For | |||
2 | Elect Ellyn L. Brown | Mgmt | For | For | For | |||
3 | Elect Robert C. Greving | Mgmt | For | For | For | |||
4 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
5 | Elect R. Keith Long | Mgmt | For | For | For | |||
6 | Elect Neal C. Schneider | Mgmt | For | For | For | |||
7 | Elect Frederick J. Sievert | Mgmt | For | For | For | |||
8 | Elect Michael T. Tokarz | Mgmt | For | Against | Against | |||
9 | Elect John G. Turner | Mgmt | For | For | For | |||
10 | Re-Approve the Performance Goals Under the Long Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coach, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COH | CUSIP 189754104 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||
1.2 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.3 | Elect Gary W. Loveman | Mgmt | For | For | For | |||
1.4 | Elect Victor Luis | Mgmt | For | For | For | |||
1.5 | Elect Ivan Menezes | Mgmt | For | For | For | |||
1.6 | Elect Irene Ruth Miller | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Murphy | Mgmt | For | For | For | |||
1.8 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||
1.9 | Elect Jide J. Zeitlin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2013 Performance-Based Annual Incentive Plan | Mgmt | For | For | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nikesh Arora | Mgmt | For | For | For | |||
2 | Elect John T. Cahill | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | |||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Coloplast A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COLO-B | CINS K16018192 | 12/05/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles Regarding Age Limits | Mgmt | For | TNA | N/A | |||
9 | Directors' Fees | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Elect Michael Pram Rasmussen | Mgmt | For | TNA | N/A | |||
12 | Elect Niels Peter Louis-Hansen | Mgmt | For | TNA | N/A | |||
13 | Elect Sven Hakan Bjorklund | Mgmt | For | TNA | N/A | |||
14 | Elect Per Magid | Mgmt | For | TNA | N/A | |||
15 | Elect Brian Petersen | Mgmt | For | TNA | N/A | |||
16 | Elect Jorgen Tang-Jensen | Mgmt | For | TNA | N/A | |||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Comfortdelgro Corporation Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C52 | CINS Y1690R106 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect Adeline SUM Wai Fun | Mgmt | For | For | For | |||
5 | Elect David WONG Chin Huat | Mgmt | For | For | For | |||
6 | Elect LIM Jit Poh | Mgmt | For | For | For | |||
7 | Elect ONG Ah Heng | Mgmt | For | For | For | |||
8 | Elect KUA Hong Pak | Mgmt | For | For | For | |||
9 | Elect OO Soon Hee | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Commonwealth Bank of Australia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBA | CINS Q26915100 | 11/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect John A. Anderson | Mgmt | For | For | For | |||
3 | Re-elect Brian J. Long | Mgmt | For | For | For | |||
4 | Re-elect Jane S. Hemstritch | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Ian M. Narev) | Mgmt | For | For | For | |||
7 | Authority to Buy-Back Stapled Securities | Mgmt | For | For | For | |||
8 | Authority to Cancel Stapled Securities | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Community Health Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYH | CUSIP 203668108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Larry Cash | Mgmt | For | For | For | |||
2 | Elect John A. Clerico | Mgmt | For | For | For | |||
3 | Elect James S. Ely III | Mgmt | For | For | For | |||
4 | Elect John A. Fry | Mgmt | For | For | For | |||
5 | Elect William N. Jennings | Mgmt | For | For | For | |||
6 | Elect Julia B. North | Mgmt | For | For | For | |||
7 | Elect Wayne T. Smith | Mgmt | For | For | For | |||
8 | Elect H. Mitchell Watson, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Employee Performance Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Stock Option and Award Plan | Mgmt | For | For | For | |||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Commvault Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVLT | CUSIP 204166102 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Armando Geday | Mgmt | For | For | For | |||
1.2 | Elect F. Robert Kurimsky | Mgmt | For | For | For | |||
1.3 | Elect David F. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Compagnie de Saint Gobain SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGO | CINS F80343100 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Elect Pierre-Andre de Chalendar | Mgmt | For | Against | Against | |||
9 | Severance Agreement (Pierre-Andre de Chalendar) | Mgmt | For | For | For | |||
10 | Supplementary Retirement Benefits (Pierre-Andre de Chalendar) | Mgmt | For | For | For | |||
11 | Benefits for Pierre-Andre de Chalendar | Mgmt | For | For | For | |||
12 | Remuneration of Pierre-Andre Chalendar, Chairman and CEO | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
17 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Compagnie Financiere Richemont S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CINS H25662158 | 09/12/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Johann Rupert | Mgmt | For | TNA | N/A | |||
7 | Elect Franco Cologni | Mgmt | For | TNA | N/A | |||
8 | Elect Lord Douro | Mgmt | For | TNA | N/A | |||
9 | Elect Yves-Andre Istel | Mgmt | For | TNA | N/A | |||
10 | Elect Richard Lepeu | Mgmt | For | TNA | N/A | |||
11 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | |||
12 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | |||
13 | Elect Frederick Mostert | Mgmt | For | TNA | N/A | |||
14 | Elect Simon Murray | Mgmt | For | TNA | N/A | |||
15 | Elect Alain Dominique Perrin | Mgmt | For | TNA | N/A | |||
16 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | |||
17 | Elect Norbert Platt | Mgmt | For | TNA | N/A | |||
18 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | |||
19 | Elect Maria Ramos | Mgmt | For | TNA | N/A | |||
20 | Elect Lord Renwick of Clifton | Mgmt | For | TNA | N/A | |||
21 | Elect Jan Rupert | Mgmt | For | TNA | N/A | |||
22 | Elect Gary Saage | Mgmt | For | TNA | N/A | |||
23 | Elect Jurgen Schrempp | Mgmt | For | TNA | N/A | |||
24 | Elect Bernard Fornas | Mgmt | For | TNA | N/A | |||
25 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Dematerialization of Bearer Shares | Mgmt | For | TNA | N/A | |||
28 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors. | ShrHldr | N/A | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Paul S. Walsh | Mgmt | For | Against | Against | |||
6 | Elect Dominic Blakemore | Mgmt | For | Against | Against | |||
7 | Elect Richard Cousins | Mgmt | For | Against | Against | |||
8 | Elect Gary Green | Mgmt | For | Against | Against | |||
9 | Elect Andrew Martin | Mgmt | For | Against | Against | |||
10 | Elect John G. Bason | Mgmt | For | Against | Against | |||
11 | Elect Susan E. Murray | Mgmt | For | Against | Against | |||
12 | Elect Don Robert | Mgmt | For | Against | Against | |||
13 | Elect Sir Ian Robinson | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of New Articles (Return of Cash and Share Consolidation) | Mgmt | For | For | For | |||
2 | Return of Cash and Share Consolidation | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Computer Programs and Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPSI | CUSIP 205306103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David A. Dye | Mgmt | For | For | For | |||
2 | Elect Robert Outlaw Jr. | Mgmt | For | For | For | |||
3 | 2014 Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Restricted Stock Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Conatus Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNAT | CUSIP 20600T108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Preston S. Klassen | Mgmt | For | For | For | |||
1.2 | Elect Shahzad Malik | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect Jody L Freeman | Mgmt | For | For | For | |||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
9 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Constellation Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STZ | CUSIP 21036P108 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry Fowden | Mgmt | For | Withhold | Against | |||
1.2 | Elect Barry A. Fromberg | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert L. Hanson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jeananne K. Hauswald | Mgmt | For | Withhold | Against | |||
1.5 | Elect James A. Locke III | Mgmt | For | Withhold | Against | |||
1.6 | Elect Richard Sands | Mgmt | For | Withhold | Against | |||
1.7 | Elect Robert Sands | Mgmt | For | Withhold | Against | |||
1.8 | Elect Judy A. Schmeling | Mgmt | For | Withhold | Against | |||
1.9 | Elect Paul L. Smith | Mgmt | For | Withhold | Against | |||
1.10 | Elect Keith E. Wandell | Mgmt | For | Withhold | Against | |||
1.11 | Elect Mark Zupan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Continental AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CON | CINS D16212140 | 04/25/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Jose A. Avila | Mgmt | For | TNA | N/A | |||
7 | Ratify Ralf Cramer | Mgmt | For | TNA | N/A | |||
8 | Ratify Elmar Degenhart | Mgmt | For | TNA | N/A | |||
9 | Ratify Frank Jourdan | Mgmt | For | TNA | N/A | |||
10 | Ratify Helmut Matschi | Mgmt | For | TNA | N/A | |||
11 | Ratify Wolfgang Schaefer | Mgmt | For | TNA | N/A | |||
12 | Ratify Nikolai Setzer | Mgmt | For | TNA | N/A | |||
13 | Ratify Elke Strathmann | Mgmt | For | TNA | N/A | |||
14 | Ratify Heinz-Gerhard Wente | Mgmt | For | TNA | N/A | |||
15 | Ratify Wolfgang Reitzle | Mgmt | For | TNA | N/A | |||
16 | Ratify Werner Bischoff | Mgmt | For | TNA | N/A | |||
17 | Ratify Michael Deister | Mgmt | For | TNA | N/A | |||
18 | Ratify Gunther Dunkel | Mgmt | For | TNA | N/A | |||
19 | Ratify Hans Fischl | Mgmt | For | TNA | N/A | |||
20 | Ratify Jurgen Geissinger | Mgmt | For | TNA | N/A | |||
21 | Ratify Peter Gutzmer | Mgmt | For | TNA | N/A | |||
22 | Ratify Peter Hausmann | Mgmt | For | TNA | N/A | |||
23 | Ratify Hans-Olaf Henkel | Mgmt | For | TNA | N/A | |||
24 | Ratify Michael Iglhaut | Mgmt | For | TNA | N/A | |||
25 | Ratify Joerg Koehlinger | Mgmt | For | TNA | N/A | |||
26 | Ratify Klaus Mangold | Mgmt | For | TNA | N/A | |||
27 | Ratify Hartmut Meine | Mgmt | For | TNA | N/A | |||
28 | Ratify Dirk Nordmann | Mgmt | For | TNA | N/A | |||
29 | Ratify Artur Otto | Mgmt | For | TNA | N/A | |||
30 | Ratify Klaus Rosenfeld | Mgmt | For | TNA | N/A | |||
31 | Ratify Georg F.W. Schaeffler | Mgmt | For | TNA | N/A | |||
32 | Ratify Maria-Elisabeth Schaeffler | Mgmt | For | TNA | N/A | |||
33 | Ratify Joerg Schoenfelder | Mgmt | For | TNA | N/A | |||
34 | Ratify Bernd W. Voss | Mgmt | For | TNA | N/A | |||
35 | Ratify Siegfried Wolf | Mgmt | For | TNA | N/A | |||
36 | Ratify Erwin Woerle | Mgmt | For | TNA | N/A | |||
37 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
38 | Elect Gunter Dunkel | Mgmt | For | TNA | N/A | |||
39 | Elect Peter Gutzmer | Mgmt | For | TNA | N/A | |||
40 | Elect Klaus Mangold | Mgmt | For | TNA | N/A | |||
41 | Elect Sabine Neuss | Mgmt | For | TNA | N/A | |||
42 | Elect Wolfgang Reitzle | Mgmt | For | TNA | N/A | |||
43 | Elect Klaus Rosenfeld | Mgmt | For | TNA | N/A | |||
44 | Elect Georg F. W. Schaeffler | Mgmt | For | TNA | N/A | |||
45 | Elect Maria-Elisabeth Schaeffler | Mgmt | For | TNA | N/A | |||
46 | Elect Siegfried Wolf | Mgmt | For | TNA | N/A | |||
47 | Elect Bernd W. Voss as Interim Supervisory Board Member | Mgmt | For | TNA | N/A | |||
48 | Elect Rolf Nonnenmacher | Mgmt | For | TNA | N/A | |||
49 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
50 | Amendments to Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
Conversant, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNVR | CUSIP 21249J105 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Zarley | Mgmt | For | For | For | |||
1.2 | Elect David S. Buzby | Mgmt | For | For | For | |||
1.3 | Elect Brian Smith | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey F. Rayport | Mgmt | For | For | For | |||
1.5 | Elect James R. Peters | Mgmt | For | For | For | |||
1.6 | Elect James A. Crouthamel | Mgmt | For | For | For | |||
1.7 | Elect John Giuliani | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cooper Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTB | CUSIP 216831107 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roy V. Armes | Mgmt | For | For | For | |||
1.2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
1.3 | Elect Steven M. Chapman | Mgmt | For | For | For | |||
1.4 | Elect John J. Holland | Mgmt | For | For | For | |||
1.5 | Elect John F. Meier | Mgmt | For | For | For | |||
1.6 | Elect John H. Shuey | Mgmt | For | For | For | |||
1.7 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
1.8 | Elect Robert D. Welding | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Core-Mark Holding Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CORE | CUSIP 218681104 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Allen | Mgmt | For | For | For | |||
2 | Elect Stuart W. Booth | Mgmt | For | For | For | |||
3 | Elect Gary F. Colter | Mgmt | For | For | For | |||
4 | Elect Robert G. Gross | Mgmt | For | For | For | |||
5 | Elect Thomas B. Perkins | Mgmt | For | For | For | |||
6 | Elect Harvey L. Tepner | Mgmt | For | For | For | |||
7 | Elect Randolph I. Thornton | Mgmt | For | For | For | |||
8 | Elect J. Michael Walsh | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
CoreLogic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLGX | CUSIP 21871D103 | 07/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. David Chatham | Mgmt | For | For | For | |||
2 | Elect Douglas C. Curling | Mgmt | For | For | For | |||
3 | Elect John C. Dorman | Mgmt | For | For | For | |||
4 | Elect Paul F. Folino | Mgmt | For | For | For | |||
5 | Elect Anand Nallathambi | Mgmt | For | For | For | |||
6 | Elect Thomas C. O'Brien | Mgmt | For | For | For | |||
7 | Elect Jaynie M. Studenmund | Mgmt | For | For | For | |||
8 | Elect D. Van Skilling | Mgmt | For | For | For | |||
9 | Elect David F. Walker | Mgmt | For | For | For | |||
10 | Elect Mary Lee Widener | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Cornerstone OnDemand Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSOD | CUSIP 21925Y103 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam L. Miller | Mgmt | For | For | For | |||
1.2 | Elect R.C. Mark Baker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Corporate Executive Board Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEB | CUSIP 21988R102 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas L. Monahan III | Mgmt | For | For | For | |||
1.2 | Elect Gregor S. Bailar | Mgmt | For | For | For | |||
1.3 | Elect Stephen M. Carter | Mgmt | For | For | For | |||
1.4 | Elect Gordon J. Coburn | Mgmt | For | For | For | |||
1.5 | Elect L. Kevin Cox | Mgmt | For | For | For | |||
1.6 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
1.7 | Elect Daniel O. Leemon | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey R. Tarr | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard M. Libenson | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
5 | Repeal of Classified Board | Mgmt | Abstain | For | Against | |||
Coway Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
021240 | CINS Y1786S109 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Share Option Grant to Executive Directors | Mgmt | For | Against | Against | |||
3 | Share Option Grant to Executive Officers | Mgmt | For | Against | Against | |||
4 | Amendments to Articles | Mgmt | For | Against | Against | |||
5 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | Against | Against | |||
7 | Corporate Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Credicorp Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAP | CUSIP G2519Y108 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Dionisio Romero Paoletti | Mgmt | For | Against | Against | |||
3 | Elect Raimundo Morales | Mgmt | For | Against | Against | |||
4 | Elect Fernando Fort Marie | Mgmt | For | Against | Against | |||
5 | Elect Reynaldo Llosa Barber | Mgmt | For | Against | Against | |||
6 | Elect Juan Carlos Verme | Mgmt | For | Against | Against | |||
7 | Elect Luis Enrique Yarur | Mgmt | For | Against | Against | |||
8 | Elect Benedicto Ciguenas Guevara | Mgmt | For | Against | Against | |||
9 | Elect Martine Perez Monteverde | Mgmt | For | Against | Against | |||
10 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Credit Acceptance Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CACC | CUSIP 225310101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald A. Foss | Mgmt | For | For | For | |||
1.2 | Elect Glenda J. Flanagan | Mgmt | For | For | For | |||
1.3 | Elect Brett A. Roberts | Mgmt | For | For | For | |||
1.4 | Elect Thomas N. Tryforos | Mgmt | For | For | For | |||
1.5 | Elect Scott J. Vassalluzzo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Crédit Agricole SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACA | CINS F22797108 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Related Party Transactions (Caisses Regionales) | Mgmt | For | For | For | |||
9 | Ratification of the Co-option of Gerard Ouvrier-Buffet | Mgmt | For | Against | Against | |||
10 | Ratification the Co-option of Pascal Celerier | Mgmt | For | Against | Against | |||
11 | Elect Daniel Epron | Mgmt | For | Against | Against | |||
12 | Elect Jean-Pierre Gaillard | Mgmt | For | Against | Against | |||
13 | Elect Caroline Catoire | Mgmt | For | Against | Against | |||
14 | Elect Laurence Dors | Mgmt | For | Against | Against | |||
15 | Elect Francoise Gri | Mgmt | For | Against | Against | |||
16 | Elect Jean-Louis Delorme | Mgmt | For | Against | Against | |||
17 | Elect Gerard Ouvrier-Buffet | Mgmt | For | Against | Against | |||
18 | Elect Christian Streiff | Mgmt | For | Against | Against | |||
19 | Elect Francois Veverka | Mgmt | For | Against | Against | |||
20 | Directors' Fees | Mgmt | For | For | For | |||
21 | Remuneration of Jean-Marie Sander, Chairman | Mgmt | For | Against | Against | |||
22 | Remuneration of Jean-Paul Chifflet, CEO | Mgmt | For | For | For | |||
23 | Remuneration of Jean-Yves Hocher, Bruno de Laage and Xavier Musca, Executives | Mgmt | For | For | For | |||
24 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
25 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | Against | Against | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
28 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
30 | Greenshoe | Mgmt | For | For | For | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
32 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
33 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
34 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
35 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
36 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
37 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
38 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
39 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Credit Saison Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8253 | CINS J7007M109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Rinno | Mgmt | For | For | For | |||
4 | Elect Teruyuki Maekawa | Mgmt | For | For | For | |||
5 | Elect Naoki Takahashi | Mgmt | For | For | For | |||
6 | Elect Haruhisa Kaneko | Mgmt | For | For | For | |||
7 | Elect Hiroshi Yamamoto | Mgmt | For | For | For | |||
8 | Elect Masahiro Yamashita | Mgmt | For | For | For | |||
9 | Elect Junji Kakushoh | Mgmt | For | For | For | |||
10 | Elect Kazuhiro Hirase | Mgmt | For | For | For | |||
11 | Elect Sadamu Shimizu | Mgmt | For | For | For | |||
12 | Elect Akihiro Matsuda | Mgmt | For | For | For | |||
13 | Elect Teruhisa Aoyama | Mgmt | For | For | For | |||
14 | Elect Yoshihisa Yamamoto | Mgmt | For | For | For | |||
15 | Elect Tatsunari Okamoto | Mgmt | For | For | For | |||
16 | Elect Katsumi Mizuno | Mgmt | For | For | For | |||
17 | Elect Masako Takeda | Mgmt | For | For | For | |||
18 | Elect Yasuhisa Ueno | Mgmt | For | For | For | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 05/09/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles (Relating to VeguV) | Mgmt | For | TNA | N/A | |||
9 | Increase in Conditional Capital for Employee Compensation Plan | Mgmt | For | TNA | N/A | |||
10 | Elect Urs Rohner as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Jassim Al Thani | Mgmt | For | TNA | N/A | |||
12 | Elect Iris Bohnet | Mgmt | For | TNA | N/A | |||
13 | Elect Noreen Doyle | Mgmt | For | TNA | N/A | |||
14 | Elect Jean-Daniel Gerber | Mgmt | For | TNA | N/A | |||
15 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
16 | Elect Jean Lanier | Mgmt | For | TNA | N/A | |||
17 | Elect Kaikhushru Nargolwala | Mgmt | For | TNA | N/A | |||
18 | Elect Anton van Rossum | Mgmt | For | TNA | N/A | |||
19 | Elect Richard Thornburgh | Mgmt | For | TNA | N/A | |||
20 | Elect John Tiner | Mgmt | For | TNA | N/A | |||
21 | Elect Severin Schwan | Mgmt | For | TNA | N/A | |||
22 | Elect Sebastian Thrun | Mgmt | For | TNA | N/A | |||
23 | Elect Iris Bohnet as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Jean Lanier as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect Kai Nargolwala as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||
29 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
30 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Crocs, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CROX | CUSIP 227046109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Prakash A. Melwani | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Smach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CSG Systems International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGS | CUSIP 126349109 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David G. Barnes | Mgmt | For | For | For | |||
1.2 | Elect John Hughes | Mgmt | For | For | For | |||
1.3 | Elect Donald V. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
CST Brands Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CST | CUSIP 12646R105 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger G. Burton | Mgmt | For | For | For | |||
2 | Elect Stephen A. Smith | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2013 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cubist Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBST | CUSIP 229678107 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
2 | Elect Jane Henney | Mgmt | For | For | For | |||
3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Cummins Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMI | CUSIP 231021106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
2 | Elect William I. Miller | Mgmt | For | For | For | |||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
4 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
5 | Elect Robert K. Herdman | Mgmt | For | For | For | |||
6 | Elect Robert J. Bernhard | Mgmt | For | For | For | |||
7 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | |||
8 | Elect Stephen B. Dobbs | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Voting Disclosure | ShrHldr | Against | Against | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cyberonics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYBX | CUSIP 23251P102 | 09/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Guy C. Jackson | Mgmt | For | For | For | |||
1.2 | Elect Joseph E. Laptewicz | Mgmt | For | For | For | |||
1.3 | Elect Daniel J. Moore | Mgmt | For | For | For | |||
1.4 | Elect Hugh M. Morrison | Mgmt | For | For | For | |||
1.5 | Elect Alfred J. Novak | Mgmt | For | For | For | |||
1.6 | Elect Arthur L. Rosenthal | Mgmt | For | For | For | |||
1.7 | Elect John T. Tremmel | Mgmt | For | For | For | |||
2 | 2014 Executive Bonus Program | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CYS Investments, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYS | CUSIP 12673A108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin E. Grant | Mgmt | For | For | For | |||
1.2 | Elect Tanya S. Beder | Mgmt | For | For | For | |||
1.3 | Elect Douglas Crocker, II | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey P. Hughes | Mgmt | For | For | For | |||
1.5 | Elect Stephen P. Jonas | Mgmt | For | For | For | |||
1.6 | Elect Raymond A. Redlingshafer, Jr. | Mgmt | For | For | For | |||
1.7 | Elect James A. Stern | Mgmt | For | For | For | |||
1.8 | Elect David A. Tyson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Daelim Industrial Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000210 | CINS Y1860N109 | 03/21/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
2 | Elect LEE Hae Uk | Mgmt | For | TNA | N/A | |||
3 | Elect KIM Dong Soo | Mgmt | For | TNA | N/A | |||
4 | Elect LEE Churl Kyun | Mgmt | For | TNA | N/A | |||
5 | Elect KIM Jae Yool | Mgmt | For | TNA | N/A | |||
6 | Elect OH Soo Keun | Mgmt | For | TNA | N/A | |||
7 | Elect SHIN Michael Young Joon | Mgmt | For | TNA | N/A | |||
8 | Elect LIM Sung Kyun | Mgmt | For | TNA | N/A | |||
9 | Elect JANG Dal Jung | Mgmt | For | TNA | N/A | |||
10 | Elect KIM Tae Hee | Mgmt | For | TNA | N/A | |||
11 | Election of Audit Committee Member: OH Soo Keun | Mgmt | For | TNA | N/A | |||
12 | Election of Audit Committee Member: LIM Sung Kyun | Mgmt | For | TNA | N/A | |||
13 | Election of Audit Committee Member: SHIN Michael Young Joon | Mgmt | For | TNA | N/A | |||
14 | Directors' Fees | Mgmt | For | TNA | N/A | |||
Daikin Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Elect Noriyuki Inoue | Mgmt | For | For | For | |||
5 | Elect Masanori Togawa | Mgmt | For | For | For | |||
6 | Elect Chiyono Terada | Mgmt | For | For | For | |||
7 | Elect Kosuke Ikebuchi | Mgmt | For | For | For | |||
8 | Elect Guntaroh Kawamura | Mgmt | For | For | For | |||
9 | Elect Ken Tayano | Mgmt | For | For | For | |||
10 | Elect Masatsugu Minaka | Mgmt | For | For | For | |||
11 | Elect Jiroh Tomita | Mgmt | For | For | For | |||
12 | Elect Takashi Matsuzaki | Mgmt | For | For | For | |||
13 | Elect Kohichi Takahashi | Mgmt | For | For | For | |||
14 | Elect Frans Hoorelbeke | Mgmt | For | For | For | |||
15 | Elect David L. Swift | Mgmt | For | For | For | |||
16 | Elect Ichiroh Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||
17 | Bonus | Mgmt | For | For | For | |||
18 | Directors' and Statutory Auditors' Fees | Mgmt | For | For | For | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/09/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
12 | Elect Bernd Bohr | Mgmt | For | TNA | N/A | |||
13 | Elect Joe Kaeser | Mgmt | For | TNA | N/A | |||
14 | Elect Bernd Pischetsrieder | Mgmt | For | TNA | N/A | |||
15 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
16 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
17 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
18 | Cancellation and Reworking of Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Lawrence Culp | Mgmt | For | For | For | |||
2 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
3 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
DBS Group Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D05 | CINS Y20246107 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends on Ordinary Shares | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends on Non-Voting Redeemable Convertible Preference Shares | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Piyush Gupta | Mgmt | For | For | For | |||
7 | Elect Bart Joseph Broadman | Mgmt | For | For | For | |||
8 | Elect HO Tian Yee | Mgmt | For | For | For | |||
9 | Elect Nihal Vijaya Devadas Kaviratne | Mgmt | For | For | For | |||
10 | Authority to Grant Awards and Issue Shares under the DBSH Share Option Plan and DBSH Share Plan | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Issue Ordinary and Non-Voting Convertible Preference Shares under the DBSH Scrip Dividend Scheme for 2013 | Mgmt | For | For | For | |||
17 | Authority to Issue Ordinary and Non-Voting Convertible Preference Shares under the DBSH Scrip Dividend Scheme for 2014 | Mgmt | For | For | For | |||
DBS Group Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D05 | CINS Y20246107 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Deckers Outdoor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DECK | CUSIP 243537107 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Angel R. Martinez | Mgmt | For | For | For | |||
1.2 | Elect John M. Gibbons | Mgmt | For | For | For | |||
1.3 | Elect John G. Perenchio | Mgmt | For | For | For | |||
1.4 | Elect Maureen Conners | Mgmt | For | For | For | |||
1.5 | Elect Karyn O. Barsa | Mgmt | For | For | For | |||
1.6 | Elect Michael F. Devine, III | Mgmt | For | For | For | |||
1.7 | Elect James Quinn | Mgmt | For | For | For | |||
1.8 | Elect Lauri Shanahan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Delek US Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DK | CUSIP 246647101 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ezra Uzi Yemin | Mgmt | For | For | For | |||
1.2 | Elect William J Finnerty | Mgmt | For | For | For | |||
1.3 | Elect Carlos E. Jorda | Mgmt | For | For | For | |||
1.4 | Elect Charles H. Leonard | Mgmt | For | For | For | |||
1.5 | Elect Philip L. Maslowe | Mgmt | For | For | For | |||
1.6 | Elect Shlomo Zohar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Change in Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Charles A. Haggerty | Mgmt | For | For | For | |||
1.3 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |||
1.4 | Elect Don J. McGrath | Mgmt | For | For | For | |||
1.5 | Elect Neil J. Metviner | Mgmt | For | For | For | |||
1.6 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | |||
1.7 | Elect Mary Ann O'Dwyer | Mgmt | For | For | For | |||
1.8 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
1.9 | Elect Lee J. Schram | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Demand Media, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DMD | CUSIP 24802N109 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John A. Hawkins | Mgmt | For | For | For | |||
2 | Elect Joshua G. James | Mgmt | For | Abstain | Against | |||
3 | Elect Victor Parker | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Reverse Stock Split | Mgmt | For | For | For | |||
7 | Decrease of Authorized Common Stock | Mgmt | For | For | For | |||
8 | Stock Option Adjustment | Mgmt | For | Against | Against | |||
Denso Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6902 | CINS J12075107 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Nobuaki Katoh | Mgmt | For | For | For | |||
5 | Elect Kohji Kobayashi | Mgmt | For | For | For | |||
6 | Elect Masahiko Miyaki | Mgmt | For | For | For | |||
7 | Elect Akio Shikamura | Mgmt | For | For | For | |||
8 | Elect Haruya Maruyama | Mgmt | For | For | For | |||
9 | Elect Shinji Shirasaki | Mgmt | For | For | For | |||
10 | Elect Akio Tajima | Mgmt | For | For | For | |||
11 | Elect Michio Adachi | Mgmt | For | For | For | |||
12 | Elect Hiroyuki Wakabayashi | Mgmt | For | For | For | |||
13 | Elect Satoshi Iwata | Mgmt | For | For | For | |||
14 | Elect Masahiko Itoh | Mgmt | For | For | For | |||
15 | Elect Shohichiroh Toyoda | Mgmt | For | For | For | |||
16 | Elect George Olcott | Mgmt | For | For | For | |||
17 | Elect Takashi Nawa | Mgmt | For | For | For | |||
18 | Elect Atsuhiko Shinmura as Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
20 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Destination Maternity Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEST | CUSIP 25065D100 | 01/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arnaud Ajdler | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Blitzer | Mgmt | For | For | For | |||
1.3 | Elect Barry Erdos | Mgmt | For | For | For | |||
1.4 | Elect Joseph A. Goldblum | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Krell | Mgmt | For | For | For | |||
1.6 | Elect Melissa Payner-Gregor | Mgmt | For | For | For | |||
1.7 | Elect William A. Schwartz, Jr. | Mgmt | For | For | For | |||
1.8 | Elect B. Allen Weinstein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Deutsche Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DBK | CINS D18190898 | 05/22/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
13 | Maximum Variable Pay Ratio (Board of Management) | Mgmt | For | TNA | N/A | |||
14 | Maximum Variable Pay Ratio (All Employees) | Mgmt | For | TNA | N/A | |||
15 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
16 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
17 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
18 | Authority to Issue Debt Instruments | Mgmt | For | TNA | N/A | |||
19 | Intra-Company Control Agreement with Deutsche Immobilien Leasing GmbH | Mgmt | For | TNA | N/A | |||
20 | Intra-Company Control Agreement with Deutsche Bank (Europe) GmbH | Mgmt | For | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/27/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
13 | Performance Share Plan; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Henning Kagermann | Mgmt | For | TNA | N/A | |||
15 | Elect Simone Menne | Mgmt | For | TNA | N/A | |||
16 | Elect Ulrich Schroder | Mgmt | For | TNA | N/A | |||
17 | Elect Stefan Schulte | Mgmt | For | TNA | N/A | |||
18 | Amendments to Previously Approved Intra-company Contracts | Mgmt | For | TNA | N/A | |||
Deutsche Telekom AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTE | CINS D2035M136 | 05/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Johannes Geismann | Mgmt | For | TNA | N/A | |||
12 | Elect Lars Hinrichs | Mgmt | For | TNA | N/A | |||
13 | Elect Ulrich Schroder | Mgmt | For | TNA | N/A | |||
14 | Elect Karl-Heinz Streibich | Mgmt | For | TNA | N/A | |||
15 | Authority to Issue Convertible Debt Instruments; Increase in conditional capital | Mgmt | For | TNA | N/A | |||
DexCom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXCM | CUSIP 252131107 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jonathan T. Lord | Mgmt | For | For | For | |||
2 | Elect Eric Topol | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dexus Property Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXS | CINS Q3190P100 | 10/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Ratify Craig D. Mitchell as a Director | Mgmt | For | For | For | |||
4 | Equity Grant (CEO Darren Steinberg) | Mgmt | For | For | For | |||
5 | Equity Grant (CFO Craig Mitchell) | Mgmt | For | For | For | |||
DFC Global Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLLR | CUSIP 23324T107 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clive Kahn | Mgmt | For | For | For | |||
1.2 | Elect John J. Gavin | Mgmt | For | For | For | |||
1.3 | Elect Edward A. Evans | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Diageo plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGE | CINS G42089113 | 09/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Peggy Bruzelius | Mgmt | For | For | For | |||
5 | Elect Laurence M. Danon | Mgmt | For | For | For | |||
6 | Elect Lord Mervyn Davies | Mgmt | For | For | For | |||
7 | Elect HO Kwon Ping | Mgmt | For | For | For | |||
8 | Elect Betsey D. Holden | Mgmt | For | For | For | |||
9 | Elect Franz B. Humer | Mgmt | For | For | For | |||
10 | Elect Deirdre Mahlan | Mgmt | For | For | For | |||
11 | Elect Ivan Menezes | Mgmt | For | For | For | |||
12 | Elect Philip Scott | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Diana Shipping Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSX | CUSIP Y2066G104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Boris Nachamkin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Apostolos Kontoyannis | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
6 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Distribuidora Internacional de Alimentación SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIA | CINS E3685C104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Elect Richard T. Golding | Mgmt | For | For | For | |||
7 | Elect Mariano Martin Mampaso | Mgmt | For | For | For | |||
8 | Elect Nadra Moussalem | Mgmt | For | For | For | |||
9 | Elect Antonio Urcelay Alonso | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Long Term Incentive Plan 2014-2016 | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
14 | Remuneration Report | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E Apple | Mgmt | For | For | For | |||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | |||
4 | Elect David J. Illingworth | Mgmt | For | For | For | |||
5 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
6 | Elect David G. Maffucci | Mgmt | For | For | For | |||
7 | Elect Robert J. Steacy | Mgmt | For | For | For | |||
8 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
9 | Elect Denis Turcotte | Mgmt | For | For | For | |||
10 | Elect John D. Williams | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Douglas Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLOW | CUSIP 25960R105 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James D. Staley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dril-Quip, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRQ | CUSIP 262037104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Blake T. DeBerry | Mgmt | For | For | For | |||
2 | Elect John V. Lovoi | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Remove Obsolete Language from the Certificate | Mgmt | For | For | For | |||
5 | Remove Language Regarding Founders from the Business Combination Provision in the Certificate | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dubai Islamic Bank Pjsc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIB | CINS M2R88J114 | 03/02/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Report of the Board and the Auditor | Mgmt | For | TNA | N/A | |||
2 | Report of the Sharia Supervisory Board | Mgmt | For | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Election of Directors | Mgmt | For | TNA | N/A | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts; Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
DXP Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXPE | CUSIP 233377407 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Little | Mgmt | For | Withhold | Against | |||
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Timothy P. Halter | Mgmt | For | Withhold | Against | |||
1.4 | Elect Bryan Wimberly | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eagle Materials Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXP | CUSIP 26969P108 | 08/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Clarke | Mgmt | For | For | For | |||
2 | Elect Martin M. Ellen | Mgmt | For | For | For | |||
3 | Elect Steven R. Rowley | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2013 Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
East West Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EWBC | CUSIP 27579R104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Iris S. Chan | Mgmt | For | For | For | |||
1.2 | Elect Rudolph I. Estrada | Mgmt | For | Withhold | Against | |||
1.3 | Elect Julia S. Gouw | Mgmt | For | For | For | |||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | |||
1.5 | Elect Tak-Chuen Clarence Kwan | Mgmt | For | For | For | |||
1.6 | Elect John Lee | Mgmt | For | For | For | |||
1.7 | Elect Herman Y. Li | Mgmt | For | For | For | |||
1.8 | Elect Jack C. Liu | Mgmt | For | For | For | |||
1.9 | Elect Dominic Ng | Mgmt | For | For | For | |||
1.10 | Elect Keith W. Renken | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ebara Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6361 | CINS J12600128 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Natsunosuke Yago | Mgmt | For | For | For | |||
4 | Elect Tohichi Maeda | Mgmt | For | For | For | |||
5 | Elect Tetsuji Fujimoto | Mgmt | For | For | For | |||
6 | Elect Manabu Tsujimura | Mgmt | For | For | For | |||
7 | Elect Atsuo Ohi | Mgmt | For | For | For | |||
8 | Elect Akira Ogata | Mgmt | For | For | For | |||
9 | Elect Masaru Shibuya | Mgmt | For | For | For | |||
10 | Elect Nobuharu Noji | Mgmt | For | For | For | |||
11 | Elect Akio Mikuni | Mgmt | For | For | For | |||
12 | Elect Sakon Uda | Mgmt | For | For | For | |||
13 | Elect Masao Namiki | Mgmt | For | For | For | |||
14 | Elect Siroh Kuniya | Mgmt | For | For | For | |||
15 | Elect Shusuke Tsumura as Statutory Auditor | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
8 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
11 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Education Realty Trust, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDR | CUSIP 28140H104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John V. Arabia | Mgmt | For | For | For | |||
1.2 | Elect Paul O. Bower | Mgmt | For | For | For | |||
1.3 | Elect Monte J. Barrow | Mgmt | For | For | For | |||
1.4 | Elect William J. Cahill, III | Mgmt | For | For | For | |||
1.5 | Elect Randy L. Churchey | Mgmt | For | For | For | |||
1.6 | Elect John L. Ford | Mgmt | For | For | For | |||
1.7 | Elect Howard A. Silver | Mgmt | For | For | For | |||
1.8 | Elect Wendell W. Weakley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect Karen N. Horn | Mgmt | For | For | For | |||
3 | Elect William Kaelin | Mgmt | For | For | For | |||
4 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Brown | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James S. DiStasio | Mgmt | For | For | For | |||
5 | Elect John R. Egan | Mgmt | For | For | For | |||
6 | Elect William D. Green | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David N. Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Encore Capital Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECPG | CUSIP 292554102 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willem Mesdag | Mgmt | For | For | For | |||
1.2 | Elect Laura Newman Olle | Mgmt | For | For | For | |||
1.3 | Elect Francis E. Quinlan | Mgmt | For | For | For | |||
1.4 | Elect Norman R. Sorensen | Mgmt | For | For | For | |||
1.5 | Elect Richard J. Srednicki | Mgmt | For | For | For | |||
1.6 | Elect J. Christopher Teets | Mgmt | For | For | For | |||
1.7 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Endo Health Solutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP 29264F205 | 02/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Enel S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENEL | CINS T3679P115 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Amendment to Article 14 | Mgmt | N/A | Against | N/A | |||
6 | Amendment to Article 13 | Mgmt | For | For | For | |||
7 | Board Size | Mgmt | For | Against | Against | |||
8 | Board Term Length | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | List Presented by the Ministry of Economy and Finance | Mgmt | For | Against | Against | |||
11 | List presented by Institutional Investors representing 1.2% of the Company's issued share capital | Mgmt | For | N/A | N/A | |||
12 | Election of Chairman | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Reduction in Executive Remuneration | Mgmt | For | For | For | |||
15 | Remuneration Report | Mgmt | For | For | For | |||
Enersys | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENS | CUSIP 29275Y102 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Craig | Mgmt | For | For | For | |||
2 | Elect Howard I. Hoffen | Mgmt | For | For | For | |||
3 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | 2013 Management Incentive Plan | Mgmt | For | For | For | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
7 | SHP Regarding Amendments to Article 17 and Introduction of Article 17 bis | Mgmt | N/A | Against | N/A | |||
8 | Amendments to Article 16 | Mgmt | For | For | For | |||
9 | Board Size | Mgmt | For | Against | Against | |||
10 | Board Term | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | List Presented by Ministry for Economy and Finance | Mgmt | For | Against | Against | |||
13 | List Presented by Group of Shareholders Holding 0.703% of Company's Issued Share Capital | Mgmt | For | N/A | N/A | |||
14 | Election of Chairman of Board | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | Against | Against | |||
16 | Remuneration of Executive Directors | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | List Presented by Ministry for Economy and Finance | Mgmt | N/A | For | N/A | |||
19 | List Presented by Group of Shareholders Holding 0.703% of Company's Issued Share Capital | Mgmt | N/A | Abstain | N/A | |||
20 | Election of Chairman of Statutory Auditors | Mgmt | For | For | For | |||
21 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
22 | Magistrate of the Court of Auditors' Fees | Mgmt | For | Against | Against | |||
23 | Long-Term Monetary Incentive Plan 2014-2016 | Mgmt | For | For | For | |||
24 | Remuneration Report | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Entegris, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENTG | CUSIP 29362U104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||
2 | Elect Marvin D. Burkett | Mgmt | For | For | For | |||
3 | Elect R. Nicholas Burns | Mgmt | For | For | For | |||
4 | Elect Daniel W. Christman | Mgmt | For | For | For | |||
5 | Elect James F. Gentilcore | Mgmt | For | For | For | |||
6 | Elect Bertrand Loy | Mgmt | For | For | For | |||
7 | Elect Paul L.H. Olson | Mgmt | For | For | For | |||
8 | Elect Brian F. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors | Mgmt | For | For | For | |||
2 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Gary W. Edwards | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Stewart C. Myers | Mgmt | For | For | For | |||
11 | Elect Steven V. Wilkinson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Decommissioning of Indian Point Nuclear Reactors | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting on Nuclear Safety | ShrHldr | Against | Against | For | |||
EPR Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPR | CUSIP 26884U109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David M. Brain | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Druten | Mgmt | For | For | For | |||
1.3 | Elect Robin P. Sterneck | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Erste Group Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CINS A19494102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
8 | Election of Supervisory Board; Supervisory Board Size | Mgmt | For | For | For | |||
9 | Elect Bettina Breiteneder | Mgmt | For | For | For | |||
10 | Elect Jan Homan | Mgmt | For | For | For | |||
11 | Elect Juan Maria Nin Genova | Mgmt | For | For | For | |||
12 | Elect Friedrich Rodler | Mgmt | For | For | For | |||
13 | Elect Elisabeth Bleykeben-Koren | Mgmt | For | For | For | |||
14 | Elect Gunter Griss | Mgmt | For | For | For | |||
15 | Elect Elisabeth Krainer Senger-Weiss | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Increase in Authorized Capital | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Michel David-Weill | Mgmt | For | Against | Against | |||
11 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
12 | Elect Michel Mathieu | Mgmt | For | Against | Against | |||
13 | Elect Olivier Merveilleux du Vignaux | Mgmt | For | Against | Against | |||
14 | Elect Jean-Pierre Richardson as Censor | Mgmt | For | For | For | |||
15 | Severance Agreement and Retirement Benefits (Patrick Sayer) | Mgmt | For | Against | Against | |||
16 | Severance Agreement and Retirement Benefits (Bruno Keller) | Mgmt | For | Against | Against | |||
17 | Severance Agreement and Retirement Benefits (Virginie Morgon) | Mgmt | For | Against | Against | |||
18 | Severance Agreement and Retirement Benefits (Philippe Audouin) | Mgmt | For | Against | Against | |||
19 | Severance Agreement and Retirement Benefits (Fabrice de Gaudemar) | Mgmt | For | Against | Against | |||
20 | Remuneration of, Patrick Sayer, Chair of the Management Board | Mgmt | For | For | For | |||
21 | Remuneration of, Bruno Keller, Virginie Morgon, Philippe Audouin and Fabrice de Gaudemar, Management Board Members | Mgmt | For | For | For | |||
22 | Appointment of Auditor (PricewaterhouseCoopers Audit) | Mgmt | For | For | For | |||
23 | Appointment of Alternate Auditor (Jean-Christophe Georghiou) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
25 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
28 | Authority to Issue Shares and/or Covertible Securities Through Private Placement | Mgmt | For | Against | Against | |||
29 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
30 | Greenshoe | Mgmt | For | Against | Against | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
32 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
33 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
34 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
35 | Authority to Issue Preference Shares | Mgmt | For | Against | Against | |||
36 | Authority to Issue Restricted Preference Shares Conversion of Ordinary Shares into Preference Shares | Mgmt | For | Against | Against | |||
37 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
EXACT Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXAS | CUSIP 30063P105 | 07/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin T. Conroy | Mgmt | For | Withhold | Against | |||
1.2 | Elect Katherine S. Napier | Mgmt | For | Withhold | Against | |||
1.3 | Elect David A. Thompson | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Exelis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLS | CUSIP 30162A108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Kern | Mgmt | For | For | For | |||
2 | Elect Mark L. Reuss | Mgmt | For | For | For | |||
3 | Elect Billie I. Williamson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exor S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXP | CINS T3833E113 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Remuneration Report | Mgmt | For | Against | Against | |||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P303 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. George Battle | Mgmt | For | Withhold | Against | |||
1.2 | Elect Pamela L. Coe | Mgmt | For | Withhold | Against | |||
1.3 | Elect Barry Diller | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jonathan L. Dolgen | Mgmt | For | Withhold | Against | |||
1.5 | Elect Craig A. Jacobson | Mgmt | For | Withhold | Against | |||
1.6 | Elect Victor A. Kaufman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter M. Kern | Mgmt | For | Withhold | Against | |||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | Withhold | Against | |||
1.9 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Experian Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPN | CINS G32655105 | 07/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Deirdre Mahlan | Mgmt | For | For | For | |||
4 | Elect George Rose | Mgmt | For | For | For | |||
5 | Elect Fabiola Arredondo | Mgmt | For | For | For | |||
6 | Elect Chris Callero | Mgmt | For | For | For | |||
7 | Elect Brian Cassin | Mgmt | For | For | For | |||
8 | Elect Roger Davis | Mgmt | For | For | For | |||
9 | Elect Alan W. Jebson | Mgmt | For | For | For | |||
10 | Elect John Peace | Mgmt | For | For | For | |||
11 | Elect Don Robert | Mgmt | For | For | For | |||
12 | Elect Sir Alan Rudge | Mgmt | For | For | For | |||
13 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
14 | Elect Paul A. Walker | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect William W. George | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Larry Glenn Johnson | Mgmt | For | For | For | |||
4 | Elect LEE Kian Soo | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Equity Grant to CHEW Thiam Keng | Mgmt | For | For | For | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Gary Ames | Mgmt | For | For | For | |||
2 | Elect Stephen Smith | Mgmt | For | For | For | |||
3 | 2014 Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fairchild Semiconductor International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCS | CUSIP 303726103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles P. Carinalli | Mgmt | For | For | For | |||
2 | Elect Randy W. Carson | Mgmt | For | For | For | |||
3 | Elect Terry A. Klebe | Mgmt | For | For | For | |||
4 | Elect Anthony Lear | Mgmt | For | For | For | |||
5 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
6 | Elect Kevin J. McGarity | Mgmt | For | For | For | |||
7 | Elect Bryan R. Roub | Mgmt | For | For | For | |||
8 | Elect Ronald W. Shelly | Mgmt | For | For | For | |||
9 | Elect Mark S. Thompson | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Stock Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Faurecia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends; Scrip Dividend | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits (Yann Delabriere, Chairman and CEO) | Mgmt | For | For | For | |||
8 | Remuneration of Yann Delabriere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Elect Bernadette Spinoy | Mgmt | For | For | For | |||
10 | Elect Carlos Tavares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Cancel Shares & Reduce Capital | Mgmt | For | For | For | |||
13 | Amendments to Articles 16 Regarding Age Limits of Directors | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect David W. Faeder | Mgmt | For | For | For | |||
1.3 | Elect Kristin Gamble | Mgmt | For | For | For | |||
1.4 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
1.5 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
1.6 | Elect Joseph S. Vassalluzzo | Mgmt | For | For | For | |||
1.7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
FEI Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FEIC | CUSIP 30241L109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Homa Bahrami | Mgmt | For | For | For | |||
1.2 | Elect Arie Hujiser | Mgmt | For | For | For | |||
1.3 | Elect Don R. Kania | Mgmt | For | For | For | |||
1.4 | Elect Thomas F. Kelly | Mgmt | For | For | For | |||
1.5 | Elect Jan C. Lobbezoo | Mgmt | For | For | For | |||
1.6 | Elect Jami K. Nachtsheim | Mgmt | For | For | For | |||
1.7 | Elect Gerhard H. Parker | Mgmt | For | For | For | |||
1.8 | Elect James T. Richardson | Mgmt | For | For | For | |||
1.9 | Elect Richard H. Wills | Mgmt | For | For | For | |||
2 | Amendment to 1995 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4R136137 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Financial Institutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FISI | CUSIP 317585404 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John E. Benjamin | Mgmt | For | For | For | |||
1.2 | Elect Martin K. Birmingham | Mgmt | For | For | For | |||
1.3 | Elect Andrew W. Dorn, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Susan R. Holliday | Mgmt | For | For | For | |||
1.5 | Elect Robert M. Glaser | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
First Community Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCBC | CUSIP 31983A103 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Franklin P. Hall | Mgmt | For | Withhold | Against | |||
1.2 | Elect William P. Stafford | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First Industrial Realty Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FR | CUSIP 32054K103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Matthew S. Dominski | Mgmt | For | For | For | |||
2 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
3 | Elect H. Patrick Hackett, Jr. | Mgmt | For | For | For | |||
4 | Elect John E. Rau | Mgmt | For | For | For | |||
5 | Elect Leonard Peter Sharpe | Mgmt | For | For | For | |||
6 | Elect W. Ed Tyler | Mgmt | For | For | For | |||
7 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
First Niagara Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FNFG | CUSIP 33582V108 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas E. Baker | Mgmt | For | For | For | |||
1.2 | Elect James R. Boldt | Mgmt | For | For | For | |||
1.3 | Elect G. Thomas Bowers | Mgmt | For | For | For | |||
1.4 | Elect Roxanne J. Coady | Mgmt | For | For | For | |||
1.5 | Elect Gary M. Crosby | Mgmt | For | For | For | |||
1.6 | Elect Carl A. Florio | Mgmt | For | For | For | |||
1.7 | Elect Carlton L. Highsmith | Mgmt | For | For | For | |||
1.8 | Elect George M. Philip | Mgmt | For | For | For | |||
1.9 | Elect Peter B. Robinson | Mgmt | For | For | For | |||
1.10 | Elect Nathaniel D. Woodson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
FirstMerit Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMER | CUSIP 337915102 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lizabeth A. Ardisana | Mgmt | For | For | For | |||
1.2 | Elect Steven H. Baer | Mgmt | For | For | For | |||
1.3 | Elect Karen S. Belden | Mgmt | For | For | For | |||
1.4 | Elect R. Cary Blair | Mgmt | For | For | For | |||
1.5 | Elect John C. Blickle | Mgmt | For | For | For | |||
1.6 | Elect Robert W. Briggs | Mgmt | For | For | For | |||
1.7 | Elect Richard Colella | Mgmt | For | For | For | |||
1.8 | Elect Robert S. Cubbin | Mgmt | For | For | For | |||
1.9 | Elect Gina D. France | Mgmt | For | For | For | |||
1.10 | Elect Paul G. Greig | Mgmt | For | For | For | |||
1.11 | Elect Terry L. Haines | Mgmt | For | For | For | |||
1.12 | Elect J. Michael Hochschwender | Mgmt | For | For | For | |||
1.13 | Elect Clifford J. Isroff | Mgmt | For | For | For | |||
1.14 | Elect Philip A. Lloyd, II | Mgmt | For | For | For | |||
1.15 | Elect Russ G. Strobel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Flushing Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIC | CUSIP 343873105 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Hegarty | Mgmt | For | For | For | |||
2 | Elect John J. McCabe | Mgmt | For | For | For | |||
3 | Elect Donna M. O'Brien | Mgmt | For | For | For | |||
4 | Elect Michael J. Russo | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Fortescue Metals Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMG | CINS Q39360104 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Elizabeth Gaines | Mgmt | For | Against | Against | |||
4 | Elect Peter Meurs | Mgmt | For | Against | Against | |||
5 | Elect Sharon Warburton | Mgmt | For | Against | Against | |||
6 | Re-elect Mark Barnaba | Mgmt | For | Against | Against | |||
7 | Approve Equity Grants to Executive Directors | Mgmt | For | For | For | |||
Fortinet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTNT | CUSIP 34959E109 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Xie | Mgmt | For | For | For | |||
2 | Elect William H. Neukom | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
2 | Elect David M. Thomas | Mgmt | For | For | For | |||
3 | Elect Norman H. Wesley | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Francesca's Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRAN | CUSIP 351793104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Emmett | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Kunes | Mgmt | For | For | For | |||
1.3 | Elect Richard Zannino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Franklin Electric Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FELE | CUSIP 353514102 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David T. Brown | Mgmt | For | For | For | |||
1.2 | Elect David A. Roberts | Mgmt | For | For | For | |||
1.3 | Elect Thomas R. VerHage | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Freescale Semiconductor Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSL | CUSIP G3727Q101 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Krishnan Balasubramanian | Mgmt | For | Withhold | Against | |||
1.2 | Elect Chinh E. Chu | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel J. Heneghan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Thomas H. Lister | Mgmt | For | Withhold | Against | |||
1.5 | Elect Gregg A. Lowe | Mgmt | For | Withhold | Against | |||
1.6 | Elect Joanne M. Maguire | Mgmt | For | Withhold | Against | |||
1.7 | Elect John W. Marren | Mgmt | For | Withhold | Against | |||
1.8 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.9 | Elect Peter Smitham | Mgmt | For | Withhold | Against | |||
1.10 | Elect Gregory L. Summe | Mgmt | For | Withhold | Against | |||
1.11 | Elect Claudius E. Watts IV | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | |||
Frontier Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTR | CUSIP 35906A108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leroy T. Barnes, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Peter C. B. Bynoe | Mgmt | For | For | For | |||
1.3 | Elect Edward Fraioli | Mgmt | For | For | For | |||
1.4 | Elect Daniel J. McCarthy | Mgmt | For | For | For | |||
1.5 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
1.6 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
1.7 | Elect Howard L. Schrott | Mgmt | For | For | For | |||
1.8 | Elect Larraine D. Segil | Mgmt | For | For | For | |||
1.9 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
1.10 | Elect Myron A. Wick, III | Mgmt | For | For | For | |||
1.11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Fuji Heavy Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7270 | CINS J14406136 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasuyuki Yoshinaga | Mgmt | For | For | For | |||
5 | Elect Jun Kondoh | Mgmt | For | For | For | |||
6 | Elect Akira Mabuchi | Mgmt | For | For | For | |||
7 | Elect Naoto Mutoh | Mgmt | For | For | For | |||
8 | Elect Mitsuru Takahashi | Mgmt | For | For | For | |||
9 | Elect Takeshi Tachimori | Mgmt | For | For | For | |||
10 | Elect Toshio Arima | Mgmt | For | For | For | |||
11 | Elect Kenji Tamazawa as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Futurefuel Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FF | CUSIP 36116M106 | 08/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edwin A. Levy | Mgmt | For | For | For | |||
1.2 | Elect Donald C. Bedell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
G&K Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GK | CUSIP 361268105 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John S. Bronson | Mgmt | For | For | For | |||
1.2 | Elect Wayne M. Fortun | Mgmt | For | For | For | |||
1.3 | Elect Ernest J. Mrozek | Mgmt | For | For | For | |||
2 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gannett Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCI | CUSIP 364730101 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John E. Cody | Mgmt | For | For | For | |||
2 | Elect Howard D Elias | Mgmt | For | For | For | |||
3 | Elect John J. Louis | Mgmt | For | For | For | |||
4 | Elect Marjorie Magner | Mgmt | For | For | For | |||
5 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
6 | Elect Scott K McCune | Mgmt | For | For | For | |||
7 | Elect Susan Ness | Mgmt | For | For | For | |||
8 | Elect Tony A. Prophet | Mgmt | For | For | For | |||
9 | Elect Neal Shapiro | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Glenn K. Murphy | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gardner Denver, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDI | CUSIP 365558105 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
GDF Suez | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSZ | CINS F42768105 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Appointment of Auditor (Ernst & Young et Autres) | Mgmt | For | For | For | |||
11 | Appointment of Auditor (Deloitte & Associes) | Mgmt | For | For | For | |||
12 | Appointment of Alternate Auditor (AUDITEX) | Mgmt | For | For | For | |||
13 | Appointment of Alternate Auditor (BEAS) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
17 | Greenshoe | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
21 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authority to Issue Bonus Shares to Employees, Including Overseas Employees | Mgmt | For | For | For | |||
25 | Authority to Issue Bonus Shares to Employees | Mgmt | For | For | For | |||
26 | Amendment to Article Regarding Loyalty Dividends | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
28 | Remuneration of Gerard Mestrallet, Chairman and CEO | Mgmt | For | For | For | |||
29 | Remuneration of Jean-Francois Cirelli, Vice Chairman and President | Mgmt | For | For | For | |||
30 | Shareholder Proposal Regarding Allocation of Profits (Resolution A) | ShrHldr | Against | Against | For | |||
Generac Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNRC | CUSIP 368736104 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bennett Morgan | Mgmt | For | For | For | |||
1.2 | Elect Todd A. Adams | Mgmt | For | For | For | |||
1.3 | Elect Ralph W. Castner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
12 | Elect James J. Mulva | Mgmt | For | For | For | |||
13 | Elect James E. Rohr | Mgmt | For | For | For | |||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
16 | Elect James S. Tisch | Mgmt | For | For | For | |||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Sale of Company | ShrHldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect William T. Esrey | Mgmt | For | For | For | |||
5 | Elect Raymond V. Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
11 | Elect Michael D. Rose | Mgmt | For | For | For | |||
12 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
13 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Post-Consumer Product Packaging | ShrHldr | Against | Against | For | |||
Genesco Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCO | CUSIP 371532102 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joanna Barsh | Mgmt | For | For | For | |||
1.2 | Elect James S. Beard | Mgmt | For | For | For | |||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | |||
1.4 | Elect William F. Blaufuss, Jr. | Mgmt | For | For | For | |||
1.5 | Elect James W. Bradford | Mgmt | For | For | For | |||
1.6 | Elect Robert J. Dennis | Mgmt | For | For | For | |||
1.7 | Elect Matthew C. Diamond | Mgmt | For | For | For | |||
1.8 | Elect Marty G. Dickens | Mgmt | For | For | For | |||
1.9 | Elect Thurgood Marshall, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Kathleen Mason | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daryl J. Faulkner | Mgmt | For | For | For | |||
1.2 | Elect James Fox | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gentex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNTX | CUSIP 371901109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pete Hoekstra | Mgmt | For | For | For | |||
1.2 | Elect James Hollars | Mgmt | For | For | For | |||
1.3 | Elect John Mulder | Mgmt | For | For | For | |||
1.4 | Elect Mark Newton | Mgmt | For | For | For | |||
1.5 | Elect Richard O. Schaum | Mgmt | For | For | For | |||
1.6 | Elect Frederick Sotok | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2014 Employee Stock Option Plan | Mgmt | For | Against | Against | |||
6 | Amendment to 2012 Nonemployee Director Stock Option Plan | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Geo Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GEO | CUSIP 36159R103 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clarence E. Anthony | Mgmt | For | For | For | |||
1.2 | Elect Norman A. Carlson | Mgmt | For | For | For | |||
1.3 | Elect Anne N. Foreman | Mgmt | For | For | For | |||
1.4 | Elect Richard H. Glanton | Mgmt | For | For | For | |||
1.5 | CHRISTOPHER C. WHEELER | Mgmt | For | For | For | |||
1.6 | Elect George C. Zoley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Geo Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GEO | CUSIP 36159R103 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Sir Christopher Gent | Mgmt | For | For | For | |||
5 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||
6 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
11 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
12 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
13 | Elect Daniel Podolsky | Mgmt | For | For | For | |||
14 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
15 | Elect Tom de Swaan | Mgmt | For | For | For | |||
16 | Elect Jing Ulrich | Mgmt | For | For | For | |||
17 | Elect Hans Wijers | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Glencore Xstrata plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Change in Company Name | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
6 | Elect Leonhard Fischer | Mgmt | For | For | For | |||
7 | Elect William E. Macaulay | Mgmt | For | For | For | |||
8 | Elect Ivan Glasenberg | Mgmt | For | For | For | |||
9 | Elect Peter R. Coates | Mgmt | For | For | For | |||
10 | Elect John Mack | Mgmt | For | For | For | |||
11 | Elect Peter T. Grauer | Mgmt | For | For | For | |||
12 | Remuneration Policy (Advisory--Non-UK issuer) | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Scrip Dividend | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Glimcher Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRT | CUSIP 379302102 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael P. Glimcher | Mgmt | For | For | For | |||
1.2 | Elect Yvette McGee Brown | Mgmt | For | For | For | |||
1.3 | Elect Nancy J. Kramer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Global Cash Access Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCA | CUSIP 378967103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ram Chary | Mgmt | For | For | For | |||
1.2 | Elect Fred C. Enlow | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Globus Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMED | CUSIP 379577208 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Demski | Mgmt | For | Against | Against | |||
2 | Elect Kurt C. Wheeler | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Debora L. Spar | Mgmt | For | For | For | |||
12 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
13 | Elect David A. Viniar | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
GPT Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPT | CINS Q4252X155 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Re-elect Gene T. Tilbrook | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Approve Amendment to Group Stapled Security Rights Plan | Mgmt | For | Against | Against | |||
6 | Equity Grant (MD/CEO Michael Cameron) | Mgmt | For | Against | Against | |||
7 | Equity Grant (MD/CEO Michael Cameron) | Mgmt | For | Against | Against | |||
8 | Amendments to Trust Constitution | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Graham Holdings Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GHC | CUSIP 384637104 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher C. Davis | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas S. Gayner | Mgmt | For | Withhold | Against | |||
1.3 | Elect Anne M. Mulcahy | Mgmt | For | Withhold | Against | |||
1.4 | Elect Larry D. Thompson | Mgmt | For | Withhold | Against | |||
Grand Canyon Education Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOPE | CUSIP 38526M106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brent D. Richardson | Mgmt | For | For | For | |||
1.2 | Elect Brian E. Mueller | Mgmt | For | For | For | |||
1.3 | Elect David J. Johnson | Mgmt | For | For | For | |||
1.4 | Elect Jack A. Henry | Mgmt | For | For | For | |||
1.5 | Elect Bradley A. Casper | Mgmt | For | For | For | |||
1.6 | Elect Kevin F. Warren | Mgmt | For | For | For | |||
1.7 | Elect Sara R. Dial | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Greatbatch, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GB | CUSIP 39153L106 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela G. Bailey | Mgmt | For | For | For | |||
1.2 | Elect Anthony P. Bihl, III | Mgmt | For | For | For | |||
1.3 | Elect Joseph W. Dziedzie | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Hook | Mgmt | For | For | For | |||
1.5 | Elect Kevin C. Melia | Mgmt | For | For | For | |||
1.6 | Elect Joseph A. Miller, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Bill R. Sanford | Mgmt | For | For | For | |||
1.8 | Elect Peter H. Soderberg | Mgmt | For | For | For | |||
1.9 | Elect William B. Summers, Jr. | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Green Dot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDOT | CUSIP 39304D102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Altman | Mgmt | For | For | For | |||
1.2 | Elect Mary J. Dent | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Greenbrier Cos. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBX | CUSIP 393657101 | 01/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Graeme Jack | Mgmt | For | For | For | |||
1.2 | Elect Victoria McManus | Mgmt | For | For | For | |||
1.3 | Elect Wendy Teramoto | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the Umbrella Performance-Based Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | SEDOL B8K7T65 | 12/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Split and Reduction in Par Value | Mgmt | For | For | For | |||
2 | Authority to List Securities | Mgmt | For | For | For | |||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Election of Audit and Corporate Governance Committee Chairman and Members | Mgmt | For | For | For | |||
6 | Election of Risk Committee Chairman and Members | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 07/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorized Capital; Authority to Issue Shares | Mgmt | For | For | For | |||
2 | Authority to Implement Public Offering | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 10/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend | Mgmt | For | For | For | |||
2 | Report of the Board Regarding Share Capital | Mgmt | For | For | For | |||
3 | Report of the External Auditor | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Ordinary General Meeting Resolution Regarding Special Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
GT Advanced Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTAT | CUSIP 36191U106 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Michal Conaway | Mgmt | For | For | For | |||
1.2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
1.3 | Elect Ernest L. Godshalk | Mgmt | For | For | For | |||
1.4 | Elect Thomas Gutierrez | Mgmt | For | For | For | |||
1.5 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Switz | Mgmt | For | For | For | |||
1.7 | Elect Noel G. Watson | Mgmt | For | For | For | |||
1.8 | Elect Thomas Wroe, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Guangzhou Automobile Group Company Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2238 | CINS Y2931M104 | 12/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Appointment of Issue Short-Term Financing Bonds | Mgmt | For | For | For | |||
4 | Elect FU Yuwu | Mgmt | For | Against | Against | |||
5 | Elect LAN Hailin | Mgmt | For | Against | Against | |||
6 | Elect WANG Susheng | Mgmt | For | Against | Against | |||
7 | Elect LEUNG Lincheong | Mgmt | For | Against | Against | |||
8 | Elect LI Fangjin | Mgmt | For | Against | Against | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Michael S. Reddin | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Approve 2014 Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 07/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Guodian Technology & Environment Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1296 | CINS Y2960J105 | 08/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect CHEN Feihu as Director | Mgmt | For | Against | Against | |||
3 | Elect GAO Song as Supervisor | Mgmt | For | Against | Against | |||
Haemonetics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAE | CUSIP 405024100 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan Bartlett Foote | Mgmt | For | For | For | |||
1.2 | Elect Pedro P. Granadillo | Mgmt | For | For | For | |||
1.3 | Elect Mark W. Kroll | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Haier Electronics Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1169 | CINS G42313125 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect ZHOU Yun Jie | Mgmt | For | Against | Against | |||
5 | Elect TAN Li Xia | Mgmt | For | Against | Against | |||
6 | Elect ZHANG Yong | Mgmt | For | Against | Against | |||
7 | Elect Rose TSOU Kai Lien | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares Under the Restricted Share Award Scheme | Mgmt | For | For | For | |||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Hain Celestial Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAIN | CUSIP 405217100 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Irwin D. Simon | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard C. Berke | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jack Futterman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Marina Hahn | Mgmt | For | Withhold | Against | |||
1.5 | Elect Andrew R. Heyer | Mgmt | For | Withhold | Against | |||
1.6 | Elect Roger Meltzer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Scott M. O'Neil | Mgmt | For | Withhold | Against | |||
1.8 | Elect Lawrence S. Zilavy | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Long Term Incentive and Stock Award Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hammerson plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMSO | CINS G4273Q107 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect David Atkins | Mgmt | For | For | For | |||
6 | Elect Gwyn Burr | Mgmt | For | For | For | |||
7 | Elect Peter Cole | Mgmt | For | For | For | |||
8 | Elect Timon Drakesmith | Mgmt | For | For | For | |||
9 | Elect Terry Duddy | Mgmt | For | For | For | |||
10 | Elect Jacques Espinasse | Mgmt | For | For | For | |||
11 | Elect Judy Gibbons | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Mouton | Mgmt | For | For | For | |||
13 | Elect David Tyler | Mgmt | For | For | For | |||
14 | Elect Anthony Watson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
1.2 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
1.4 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
1.6 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
1.7 | Elect Richard A. Noll | Mgmt | For | For | For | |||
1.8 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
1.9 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hang Seng Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
11 | CINS Y30327103 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Raymond K.F. Ch'ien | Mgmt | For | Against | Against | |||
5 | Elect Nixon CHAN Lik Sang | Mgmt | For | For | For | |||
6 | Elect CHIANG Lai Yuen | Mgmt | For | For | For | |||
7 | Elect Sarah C. Legg | Mgmt | For | For | For | |||
8 | Elect Kenneth NG Sing Yip | Mgmt | For | For | For | |||
9 | Elect Micheal WU Wei Kuo | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | Against | Against | |||
Hanger Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGR | CUSIP 41043F208 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vinit K. Asar | Mgmt | For | For | For | |||
1.2 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
1.3 | Elect Thomas P. Cooper | Mgmt | For | For | For | |||
1.4 | Elect Cynthia L. Feldmann | Mgmt | For | For | For | |||
1.5 | Elect Eric A. Green | Mgmt | For | For | For | |||
1.6 | Elect Stephen E. Hare | Mgmt | For | For | For | |||
1.7 | Elect Richard R. Pettingill | Mgmt | For | For | For | |||
1.8 | Elect Patricia B. Shrader | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hanmi Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAFC | CUSIP 410495204 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect I. Joon Ahn | Mgmt | For | For | For | |||
2 | Elect John A. Hall | Mgmt | For | For | For | |||
3 | Elect Paul Seon-Hong Kim | Mgmt | For | For | For | |||
4 | Elect Chong Guk Kum | Mgmt | For | For | For | |||
5 | Elect Joon Hyung Lee | Mgmt | For | For | For | |||
6 | Elect Chulse (William) Park | Mgmt | For | For | For | |||
7 | Elect Joseph K. Rho | Mgmt | For | For | For | |||
8 | Elect David L. Rosenblum | Mgmt | For | For | For | |||
9 | Elect William Stolte | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Hanmi Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAFC | CUSIP 410495204 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect I. Joon Ahn | Mgmt | For | For | For | |||
1.2 | Elect John Hall | Mgmt | For | For | For | |||
1.3 | Elect Paul Seon-Hong Kim | Mgmt | For | For | For | |||
1.4 | Elect Chong Guk Kum | Mgmt | For | For | For | |||
1.5 | Elect Joon Hyung Lee | Mgmt | For | For | For | |||
1.6 | Elect William Stolte | Mgmt | For | For | For | |||
1.7 | Elect Joseph Rho | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Equity Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hanmi Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAFC | CUSIP 410495204 | 08/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect I. Joon Ahn | Mgmt | For | For | For | |||
1.2 | Elect John Hall | Mgmt | For | For | For | |||
1.3 | Elect Paul Seon-Hong Kim | Mgmt | For | For | For | |||
1.4 | Elect Chong Guk Kum | Mgmt | For | For | For | |||
1.5 | Elect Joon Hyung Lee | Mgmt | For | For | For | |||
1.6 | Elect William Stolte | Mgmt | For | For | For | |||
1.7 | Elect Joseph Rho | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Equity Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Harbinger Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRG | CUSIP 41146A106 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eugene I. Davis | Mgmt | For | Withhold | Against | |||
1.2 | Elect Keith M. Hladek | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Omnibus Equity Award Plan | Mgmt | For | Against | Against | |||
5 | Issuance of Warrants to CEO Philip Falcone | Mgmt | For | For | For | |||
Hawaiian Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HA | CUSIP 419879101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory S. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Mark B. Dunkerley | Mgmt | For | For | For | |||
1.3 | Elect Lawrence S. Hershfield | Mgmt | For | For | For | |||
1.4 | Elect Zac S. Hirzel | Mgmt | For | For | For | |||
1.5 | Elect Randall L. Jenson | Mgmt | For | For | For | |||
1.6 | Elect Bert T. Kobayashi, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Tomoyuki Moriizumi | Mgmt | For | For | For | |||
1.8 | Elect Crystal K. Rose | Mgmt | For | For | For | |||
1.9 | Elect Richard N. Zwern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Health Net, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HNT | CUSIP 42222G108 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
2 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
3 | Elect Vicki B. Escarra | Mgmt | For | For | For | |||
4 | Elect Gale S. Fitzgerald | Mgmt | For | For | For | |||
5 | Elect Patrick Foley | Mgmt | For | For | For | |||
6 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
7 | Elect Roger F. Greaves | Mgmt | For | For | For | |||
8 | Elect Douglas M. Mancino | Mgmt | For | For | For | |||
9 | Elect Bruce G. Willison | Mgmt | For | For | For | |||
10 | Elect Frederick C. Yeager | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HealthSouth Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLS | CUSIP 421924309 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Chidsey | Mgmt | For | For | For | |||
1.2 | Elect Donald L. Correll | Mgmt | For | For | For | |||
1.3 | Elect Yvonne M. Curl | Mgmt | For | For | For | |||
1.4 | Elect Charles M. Elson | Mgmt | For | For | For | |||
1.5 | Elect Jay Grinney | Mgmt | For | For | For | |||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.7 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Leslye G. Katz | Mgmt | For | For | For | |||
1.9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
1.10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Heartland Financial USA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTLF | CUSIP 42234Q102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James F. Conlan | Mgmt | For | For | For | |||
1.2 | Elect Thomas L. Flynn | Mgmt | For | For | For | |||
1.3 | Elect Kurt M. Saylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HEICO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEI | CUSIP 422806208 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adolfo Henriques | Mgmt | For | For | For | |||
1.2 | Elect Samuel L. Higginbottom | Mgmt | For | For | For | |||
1.3 | Elect Mark H. Hildebrandt | Mgmt | For | For | For | |||
1.4 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | |||
1.5 | Elect Eric A. Mendelson | Mgmt | For | For | For | |||
1.6 | Elect Laurans A. Mendelson | Mgmt | For | For | For | |||
1.7 | Elect Victor H. Mendelson | Mgmt | For | For | For | |||
1.8 | Elect Alan Schriesheim | Mgmt | For | For | For | |||
1.9 | Elect Frank J. Schwitter | Mgmt | For | For | For | |||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Heineken Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIO | CINS N39338194 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Elect Jose Antonio Fernandez Carbajal to the Board of Directors | Mgmt | For | Against | Against | |||
12 | Retirement of K. Vuursteen | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Heritage Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBOS | CUSIP 42726X102 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph C. Burger | Mgmt | For | Withhold | Against | |||
1.2 | Elect Carol W. Slappey | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
HFF, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HF | CUSIP 40418F108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Gibson | Mgmt | For | For | For | |||
1.2 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Joe B. Thornton, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hill-Rom Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRC | CUSIP 431475102 | 03/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rolf A. Classon | Mgmt | For | For | For | |||
1.2 | Elect William G. Dempsey | Mgmt | For | For | For | |||
1.3 | Elect James R. Giertz | Mgmt | For | For | For | |||
1.4 | Elect Charles E. Golden | Mgmt | For | For | For | |||
1.5 | Elect John J. Greisch | Mgmt | For | For | For | |||
1.6 | Elect William H. Kucheman | Mgmt | For | For | For | |||
1.7 | Elect Ronald A. Malone | Mgmt | For | For | For | |||
1.8 | Elect Eduardo R. Menasce | Mgmt | For | For | For | |||
1.9 | Elect Joanne C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hino Motors Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7205 | CINS 433406105 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masakazu Ichikawa | Mgmt | For | For | For | |||
4 | Elect Yasuhiko Ichihashi | Mgmt | For | For | For | |||
5 | Elect Kenji Wagu | Mgmt | For | For | For | |||
6 | Elect Kohichi Ojima | Mgmt | For | For | For | |||
7 | Elect Hiroshi Kokaji | Mgmt | For | For | For | |||
8 | Elect Kenji Suzuki | Mgmt | For | For | For | |||
9 | Elect Hiroshi Kajikawa | Mgmt | For | For | For | |||
10 | Elect Susumu Mita | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
Hisamitsu Pharmaceutical | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4530 | CINS J20076121 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Hirotaka Nakatomi | Mgmt | For | For | For | |||
3 | Elect Kazuhide Nakatomi | Mgmt | For | For | For | |||
4 | Elect Tetsuo Akiyama | Mgmt | For | For | For | |||
5 | Elect Kohsuke Sugiyama | Mgmt | For | For | For | |||
6 | Elect Toshiaki Tsuruta | Mgmt | For | For | For | |||
7 | Elect Naruhito Higo | Mgmt | For | For | For | |||
8 | Elect Mitsumasa Kabashima | Mgmt | For | For | For | |||
9 | Elect Shinichiroh Takao | Mgmt | For | For | For | |||
10 | Elect Hisashi Saitoh | Mgmt | For | For | For | |||
11 | Elect Nobuo Tsutsumi | Mgmt | For | For | For | |||
12 | Elect Shinichi Murayama | Mgmt | For | For | For | |||
13 | Retirement Allowances for Directors | Mgmt | For | For | For | |||
14 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Hitachi Construction Machinery Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6305 | CINS J20244109 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
4 | Elect Shigeru Azuhata | Mgmt | For | Against | Against | |||
5 | Elect Hideto Mitamura | Mgmt | For | Against | Against | |||
6 | Elect Yukio Arima | Mgmt | For | Against | Against | |||
7 | Elect Osamu Okada | Mgmt | For | Against | Against | |||
8 | Elect Mitsuhiro Tabei | Mgmt | For | Against | Against | |||
9 | Elect Yuichi Tsujimoto | Mgmt | For | Against | Against | |||
10 | Elect Hiroshi Tokushige | Mgmt | For | Against | Against | |||
11 | Elect Tsutomu Mizutani | Mgmt | For | Against | Against | |||
Hitachi Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6501 | CINS J20454112 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||
3 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
4 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
5 | Elect George W. Buckley | Mgmt | For | For | For | |||
6 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
7 | Elect Philip YEO | Mgmt | For | For | For | |||
8 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
9 | Elect Hiroaki Nakanishi | Mgmt | For | For | For | |||
10 | Elect Takashi Hatchohji | Mgmt | For | For | For | |||
11 | Elect Toshiaki Higashihara | Mgmt | For | For | For | |||
12 | Elect Takashi Miyoshi | Mgmt | For | For | For | |||
13 | Elect Nobuo Mochida | Mgmt | For | For | For | |||
Hitachi Metals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5486 | CINS J20538112 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Taiji Yamada | Mgmt | For | Against | Against | |||
2 | Elect Kazuyuki Konishi | Mgmt | For | Against | Against | |||
3 | Elect Hideaki Takahashi | Mgmt | For | Against | Against | |||
4 | Elect Yasutoshi Noguchi | Mgmt | For | Against | Against | |||
5 | Elect Hisashi Machida | Mgmt | For | Against | Against | |||
6 | Elect Kohji Tanaka | Mgmt | For | Against | Against | |||
7 | Elect Toshikazu Nishino | Mgmt | For | Against | Against | |||
8 | Elect Nobuhiko Shima | Mgmt | For | Against | Against | |||
HMS Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMSY | CUSIP 40425J101 | 07/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation | Mgmt | For | For | For | |||
2 | Elect Daniel N. Mendelson | Mgmt | For | For | For | |||
3 | Elect William F. Miller III | Mgmt | For | For | For | |||
4 | Elect Ellen A. Rudnick | Mgmt | For | For | For | |||
5 | Elect Richard H. Stowe | Mgmt | For | For | For | |||
6 | Elect Cora M. Tellez | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Holcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLN | CINS H36940130 | 04/29/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Remuneration Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Wolfgang Reitzle | Mgmt | For | TNA | N/A | |||
8 | Elect Wolfgang Reitzle as Chairman | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
11 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas Schmidheiny | Mgmt | For | TNA | N/A | |||
13 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
14 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
15 | Elect Anne Wade | Mgmt | For | TNA | N/A | |||
16 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
17 | Elect Adrian Loader as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Wolfgang Reitzle as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Thomas Schmidheiny as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
23 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
Hongkong Land Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H78 | CINS G4587L109 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transfer of Listing from Premium to Standard on the London Stock Exchange | Mgmt | For | Against | Against | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hongkong Land Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H78 | CINS G4587L109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports, and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Charles Martin Allen-Jones | Mgmt | For | Against | Against | |||
3 | Elect Jenkin Hui | Mgmt | For | Against | Against | |||
4 | Elect Henry Neville Lindley Keswick | Mgmt | For | Against | Against | |||
5 | Elect Simon Lindley Keswick | Mgmt | For | Against | Against | |||
6 | Elect Lord Charles David Powell | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Horsehead Holding Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZINC | CUSIP 440694305 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack W. Shilling | Mgmt | For | For | For | |||
1.2 | Elect John C. van Roden, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Housing Development Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFC | CINS Y37246207 | 07/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Deepak S. Parekh | Mgmt | For | Against | Against | |||
4 | Elect Keshub Mahindra | Mgmt | For | Against | Against | |||
5 | Elect Dattatraya M. Sukthankar | Mgmt | For | For | For | |||
6 | Elect Nasser Mukhtar Munjee | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
HSBC Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSBA | CINS G4634U169 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
5 | Elect Kathleen Casey | Mgmt | For | For | For | |||
6 | Elect Jonathan Evans | Mgmt | For | For | For | |||
7 | Elect Marc Moses | Mgmt | For | For | For | |||
8 | Elect Jonathan Symonds | Mgmt | For | For | For | |||
9 | Elect Safra A. Catz | Mgmt | For | For | For | |||
10 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
11 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | |||
12 | Elect Joachim Faber | Mgmt | For | For | For | |||
13 | Elect Rona Fairhead | Mgmt | For | For | For | |||
14 | Elect Renato Fassbind | Mgmt | For | For | For | |||
15 | Elect Douglas J. Flint | Mgmt | For | For | For | |||
16 | Elect Stuart T. Gulliver | Mgmt | For | For | For | |||
17 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
18 | Elect John P Lipsky | Mgmt | For | For | For | |||
19 | Elect J. Rachel Lomax | Mgmt | For | For | For | |||
20 | Elect Iain J. Mackay | Mgmt | For | For | For | |||
21 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
HSN, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSNI | CUSIP 404303109 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Costello | Mgmt | For | For | For | |||
1.2 | Elect James M. Follo | Mgmt | For | For | For | |||
1.3 | Elect Mindy Grossman | Mgmt | For | For | For | |||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | |||
1.5 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
1.6 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
1.7 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Matthew E. Rubel | Mgmt | For | For | For | |||
1.9 | Elect Ann Sarnoff | Mgmt | For | For | For | |||
1.10 | Elect Courtnee Ulrich | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock and Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hyster-Yale Materials Handling Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HY | CUSIP 449172105 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. C. Butler, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.3 | Elect John P. Jumper | Mgmt | For | For | For | |||
1.4 | Elect Dennis W. LaBarre | Mgmt | For | For | For | |||
1.5 | Elect Joesph F Loughrey | Mgmt | For | For | For | |||
1.6 | Elect Alfred M. Rankin, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Claiborne R. Rankin | Mgmt | For | For | For | |||
1.8 | Elect Michael E. Shannon | Mgmt | For | For | For | |||
1.9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Britton T. Taplin | Mgmt | For | For | For | |||
1.11 | Elect Eugene Wong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Idex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IEX | CUSIP 45167R104 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bradley J. Bell | Mgmt | For | For | For | |||
1.2 | Elect Gregory F. Milzcik | Mgmt | For | For | For | |||
1.3 | Elect Andrew K. Silvernail | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
IHI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7013 | CINS J2398N105 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kazuaki Kama | Mgmt | For | For | For | |||
4 | Elect Tamotsu Saitoh | Mgmt | For | For | For | |||
5 | Elect Fusayoshi Nakamura | Mgmt | For | For | For | |||
6 | Elect Sadao Degawa | Mgmt | For | For | For | |||
7 | Elect Toshinori Sekido | Mgmt | For | For | For | |||
8 | Elect Johji Sakamoto | Mgmt | For | For | For | |||
9 | Elect Ichiroh Terai | Mgmt | For | For | For | |||
10 | Elect Hiroshi Iwamoto | Mgmt | For | For | For | |||
11 | Elect Hiromitsu Hamamura | Mgmt | For | For | For | |||
12 | Elect Eiichi Yoshida | Mgmt | For | For | For | |||
13 | Elect Tomokazu Hamaguchi | Mgmt | For | For | For | |||
14 | Elect Tadashi Okamura | Mgmt | For | For | For | |||
15 | Elect Tsugio Mitsuoka | Mgmt | For | For | For | |||
16 | Elect Hiroyuki Ootani | Mgmt | For | For | For | |||
17 | Elect Akinori Abe | Mgmt | For | For | For | |||
18 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
II-VI Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IIVI | CUSIP 902104108 | 11/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter W. Sognefest | Mgmt | For | For | For | |||
2 | Elect Francis J. Kramer | Mgmt | For | For | For | |||
3 | Elect Wendy F. DiCicco | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Iliad SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILD | CINS F4958P102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Remuneration of Cyril Poidatz, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Maxime Lombardini, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Rani Assaf, Antoine Levavasseur, Xavier Niel, Thomas Reynaud, Deputy CEO | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
14 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | Against | For | Against | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Amendment Regarding Share Ownership Disclosure Requirements | Mgmt | For | Against | Against | |||
18 | Amendments Regarding Shareholder Meetings | Mgmt | For | Against | Against | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
IMI plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMI | CINS G47152106 | 02/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of New Articles | Mgmt | For | For | For | |||
2 | Return of Cash and Share Consolidation | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
IMI plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMI | CINS G47152114 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Mark Selway | Mgmt | For | Against | Against | |||
7 | Elect Douglas Hurt | Mgmt | For | Against | Against | |||
8 | Elect Roy M. Twite | Mgmt | For | Against | Against | |||
9 | Elect Phil Bentley | Mgmt | For | Against | Against | |||
10 | Elect Carl-Peter Forster | Mgmt | For | Against | Against | |||
11 | Elect Anita Frew | Mgmt | For | Against | Against | |||
12 | Elect Roberto Quarta | Mgmt | For | Against | Against | |||
13 | Elect Birgit W. Norgaard | Mgmt | For | Against | Against | |||
14 | Elect Bob J. Stack | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Impax Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPXL | CUSIP 45256B101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie Z. Benet | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Burr | Mgmt | For | For | For | |||
1.3 | Elect Allen Chao | Mgmt | For | For | For | |||
1.4 | Elect Nigel Ten Fleming | Mgmt | For | For | For | |||
1.5 | Elect Larry Hsu | Mgmt | For | For | For | |||
1.6 | Elect Michael Markbreiter | Mgmt | For | For | For | |||
1.7 | Elect Mary K. Pendergast | Mgmt | For | For | For | |||
1.8 | Elect Peter R. Terreri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
inContact, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAAS | CUSIP 45336E109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Theodore Stern | Mgmt | For | For | For | |||
1.2 | Elect Paul Jarman | Mgmt | For | For | For | |||
1.3 | Elect Steve M. Barnett | Mgmt | For | For | For | |||
1.4 | Elect Mark J. Emkjer | Mgmt | For | For | For | |||
1.5 | Elect Blake O. Fisher, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Paul Koeppe | Mgmt | For | For | For | |||
1.7 | Elect Hamid Akhavan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Infoblox Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLOX | CUSIP 45672H104 | 12/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard E. Belluzzo | Mgmt | For | For | For | |||
1.2 | Elect Daniel J. Phelps | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Amendments to Par-Value; Increase Authorized Capital | Mgmt | For | For | For | |||
10 | Amendments to Par-Value; Return of Capital | Mgmt | For | For | For | |||
11 | Amendments to Articles Regarding Representation of the Company | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Elect Eric Boyer de la Giroday to the Supervisory Board | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Ingersoll-Rand Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
2 | Elect John G. Bruton | Mgmt | For | For | For | |||
3 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
5 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | |||
6 | Elect Constance J. Horner | Mgmt | For | For | For | |||
7 | Elect Michael Lamach | Mgmt | For | For | For | |||
8 | Elect Theodore E. Martin | Mgmt | For | For | For | |||
9 | Elect John P. Surma | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for the Issuance of Treasury Shares | Mgmt | For | For | For | |||
Innophos Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPHS | CUSIP 45774N108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | |||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | |||
1.3 | Elect Randolph Gress | Mgmt | For | For | For | |||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | |||
1.5 | Elect Karen R. Osar | Mgmt | For | For | For | |||
1.6 | Elect John Steitz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Innospec Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IOSP | CUSIP 45768S105 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hugh G.C. Aldous | Mgmt | For | For | For | |||
1.2 | Elect Joachim Roeser | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Inotera Memories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3474 | CINS Y4084K109 | 02/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | Amendments to Use of Proceeds from 2012 Fund-raising Plan | Mgmt | For | Abstain | Against | |||
7 | Amendments to Use of Proceeds from 2013 Fund-raising Plan | Mgmt | For | Abstain | Against | |||
Inotera Memories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3474 | CINS Y4084K109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
9 | Amendments to Election Method for Directors and Supervisors | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules for Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules for Derivatives Trading | Mgmt | For | For | For | |||
12 | Amendments to Procedural Rules for Endorsements and Guarantees | Mgmt | For | For | For | |||
13 | Elect Charles KAU Chi-Chuan | Mgmt | For | For | For | |||
14 | Elect Susan WANG Jui-Hua | Mgmt | For | For | For | |||
15 | Elect WU Chia-Chau | Mgmt | For | For | For | |||
16 | Elect Otto CHANG Chia-Fang | Mgmt | For | For | For | |||
17 | Elect HU Yao-Wen | Mgmt | For | For | For | |||
18 | Elect Michael W. Sadler | Mgmt | For | For | For | |||
19 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
20 | Elect Scott Meikle | Mgmt | For | For | For | |||
21 | Elect Brian M. Shirley | Mgmt | For | For | For | |||
22 | Elect Wayne R. Allan | Mgmt | For | For | For | |||
23 | Elect LIN Chuan | Mgmt | For | For | For | |||
24 | Elect HUANG Mao-Hsiung | Mgmt | For | For | For | |||
25 | Elect JIAN Syue-Ren | Mgmt | For | For | For | |||
26 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Insulet Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PODD | CUSIP 45784P101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sally W. Crawford | Mgmt | For | For | For | |||
1.2 | Elect Regina O. Sommer | Mgmt | For | For | For | |||
1.3 | Elect Joseph S. Zakrzewski | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Insurance Australia Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS Q49361100 | 10/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (MD/CEO Michael Wilkins) | Mgmt | For | For | For | |||
4 | Re-elect Peter Bush | Mgmt | For | For | For | |||
5 | Re-elect Brian Schwartz | Mgmt | For | For | For | |||
6 | Elect Alison Deans | Mgmt | For | For | For | |||
7 | Elect Raymond LIM Siang Keat | Mgmt | For | For | For | |||
8 | Elect Nora Scheinkestel | Mgmt | For | For | For | |||
9 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
Insys Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INSY | CUSIP 45824V209 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven J. Meyer | Mgmt | For | Withhold | Against | |||
1.2 | Elect Brian Tambi | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Shareholder Rights Plan | Mgmt | For | Against | Against | |||
4 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
5 | Establish a par value for the Company's common stock of $0.01 per share | Mgmt | For | For | For | |||
Intact Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFC | CUSIP 45823T106 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Brindamour | Mgmt | For | For | For | |||
1.2 | Elect Yves Brouillette | Mgmt | For | For | For | |||
1.3 | Elect Robert W. Crispin | Mgmt | For | For | For | |||
1.4 | Elect Janet De Silva | Mgmt | For | For | For | |||
1.5 | Elect Claude Dussault | Mgmt | For | For | For | |||
1.6 | Elect Eileen A. Mercier | Mgmt | For | For | For | |||
1.7 | Elect Timothy H. Penner | Mgmt | For | For | For | |||
1.8 | Elect Louise Roy | Mgmt | For | For | For | |||
1.9 | Elect Stephen G. Snyder | Mgmt | For | For | For | |||
1.10 | Elect Frederick Singer | Mgmt | For | For | For | |||
1.11 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Rights Plan Renewal | Mgmt | For | For | For | |||
4 | Amendments to By-Laws Regarding Quorum | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Integrated Silicon Solution, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISSI | CUSIP 45812P107 | 02/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy S. M. Lee | Mgmt | For | For | For | |||
1.2 | Elect Scott D. Howarth | Mgmt | For | For | For | |||
1.3 | Elect Kong Yeu Han | Mgmt | For | For | For | |||
1.4 | Elect Paul Chien | Mgmt | For | For | For | |||
1.5 | Elect Jonathan Khazam | Mgmt | For | For | For | |||
1.6 | Elect Keith McDonald | Mgmt | For | For | For | |||
1.7 | Elect Stephen Pletcher | Mgmt | For | For | For | |||
1.8 | Elect Bruce A. Wooley | Mgmt | For | For | For | |||
1.9 | Elect John Zimmerman | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Inteliquent, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IQNT | CUSIP 45825N107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James P. Hynes | Mgmt | For | For | For | |||
1.2 | Elect Joseph A. Beatty | Mgmt | For | For | For | |||
1.3 | Elect G. Edward Evans | Mgmt | For | For | For | |||
1.4 | Elect Edward Greenberg | Mgmt | For | For | For | |||
1.5 | Elect Lawrence M. Ingeneri | Mgmt | For | For | For | |||
1.6 | Elect Timothy A. Samples | Mgmt | For | For | For | |||
1.7 | Elect Rian J. Wren | Mgmt | For | For | For | |||
1.8 | Elect Lauren F. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intermune, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITMN | CUSIP 45884X103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James I. Healy | Mgmt | For | For | For | |||
1.2 | Elect Louis Drapeau | Mgmt | For | For | For | |||
1.3 | Elect Frank Verwiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Elect Antonio Vazquez Romero | Mgmt | For | For | For | |||
9 | Elect Martin Broughton | Mgmt | For | For | For | |||
10 | Elect Willie Walsh | Mgmt | For | For | For | |||
11 | Elect Cesar Alierta Izuel | Mgmt | For | Against | Against | |||
12 | Elect Patrick Cescau | Mgmt | For | For | For | |||
13 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | For | For | |||
14 | Elect Denise Kingsmill | Mgmt | For | For | For | |||
15 | Elect James A. Lawrence | Mgmt | For | For | For | |||
16 | Elect Jose Pedro Perez Llorca | Mgmt | For | Against | Against | |||
17 | Elect Kieran Poynter | Mgmt | For | For | For | |||
18 | Elect Alberto Miguel Terol Esteban | Mgmt | For | For | For | |||
19 | Ratification of the Co-Option of Marjorie Scardino | Mgmt | For | For | For | |||
20 | Ratification of the Co-Option of Maria Fernanda Mejia Campuzano | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
24 | Disapplication of Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
26 | Adoption of Consolidated Tax Regime | Mgmt | For | For | For | |||
27 | Remuneration Report | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 09/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Aircraft Purchase | Mgmt | For | For | For | |||
3 | Aircraft Purchase | Mgmt | For | For | For | |||
4 | Aircraft Purchase | Mgmt | For | For | For | |||
5 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | For | For | |||
6 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Internet Initiative Japan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3774 | CINS J24210106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Takeshi Kikuchi | Mgmt | For | For | For | |||
3 | Elect Takamichi Miyoshi | Mgmt | For | For | For | |||
4 | Elect Akihisa Watai | Mgmt | For | For | For | |||
5 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | |||
6 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
7 | Elect Shingo Oda | Mgmt | For | For | For | |||
IntraLinks Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IL | CUSIP 46118H104 | 08/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | |||
1.2 | Elect Brian J. Conway | Mgmt | For | For | For | |||
1.3 | Elect Peter Gyenes | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Eric H. Halvorson | Mgmt | For | For | For | |||
1.3 | Elect Alan J. Levy | Mgmt | For | For | For | |||
1.4 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
1.5 | Elect Floyd D. Loop | Mgmt | For | For | For | |||
1.6 | Elect George Stalk Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Invesco Mortgage Capital Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVR | CUSIP 46131B100 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Mark Armour | Mgmt | For | For | For | |||
2 | Elect James S. Balloun | Mgmt | For | For | For | |||
3 | Elect John S. Day | Mgmt | For | For | For | |||
4 | Elect Karen D. Kelley | Mgmt | For | For | For | |||
5 | Elect Edward J. Hardin | Mgmt | For | For | For | |||
6 | Elect James R. Lientz, Jr. | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Investor AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INVE | CINS W48102128 | 05/06/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Ratification of Board And Management Acts | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Number of Auditors | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees | Mgmt | For | TNA | N/A | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
21 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
22 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
24 | Authority to Issue Treasury Shares Pursuant to Long Term-Incentive Plan | Mgmt | For | TNA | N/A | |||
25 | Shareholder Proposal Regarding Liquidation of the Company | ShrHldr | Against | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Investors Real Estate Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRET | CUSIP 461730103 | 09/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy P. Mihalick | Mgmt | For | For | For | |||
2 | Elect Jeffrey L. Miller | Mgmt | For | For | For | |||
3 | Elect John T. Reed | Mgmt | For | For | For | |||
4 | Elect W. David Scott | Mgmt | For | For | For | |||
5 | Elect Stephen L. Stenehjem | Mgmt | For | For | For | |||
6 | Elect John D. Stewart | Mgmt | For | For | For | |||
7 | Elect Thomas A. Wentz, Jr. | Mgmt | For | For | For | |||
8 | Elect Jeffrey K. Woodbury | Mgmt | For | For | For | |||
9 | Elect Linda Hall | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2008 Incentive Award Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Iridium Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRDM | CUSIP 46269C102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert H. Niehaus | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Canfield | Mgmt | For | For | For | |||
1.3 | Elect Peter M. Dawkins | Mgmt | For | For | For | |||
1.4 | Elect Matthew J. Desch | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Fitzpatrick | Mgmt | For | For | For | |||
1.6 | Elect Alvin B. Krongard | Mgmt | For | For | For | |||
1.7 | Elect Eric T. Olson | Mgmt | For | For | For | |||
1.8 | Elect Steven B. Pfeiffer | Mgmt | For | For | For | |||
1.9 | Elect Parker W. Rush | Mgmt | For | For | For | |||
1.10 | Elect S. Scott Smith | Mgmt | For | For | For | |||
1.11 | Elect Barry J. West | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ISIS Pharmaceuticals, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIS | CUSIP 464330109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer R. Berthelsen | Mgmt | For | For | For | |||
2 | Elect B. Lynne Parshall | Mgmt | For | For | For | |||
3 | Elect Joseph H. Wender | Mgmt | For | For | For | |||
4 | Advisory vote on Breaux B. Castleman | Mgmt | For | For | For | |||
5 | Advisory vote on Joseph Loscalzo | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
7 | Amendment to the Non-Employee Directors' Stock Option Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
iStar Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAR | CUSIP 45031U408 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay Sugarman | Mgmt | For | For | For | |||
1.2 | Elect Robert W. Holman, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robin Josephs | Mgmt | For | For | For | |||
1.4 | Elect John G. McDonald | Mgmt | For | For | For | |||
1.5 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.6 | Elect Barry W. Ridings | Mgmt | For | For | For | |||
2 | 2013 Performance Incentive Plan | Mgmt | For | For | For | |||
3 | Approval of Material Terms under the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
5 | Elect Yohichi Kobayashi | Mgmt | For | For | For | |||
6 | Elect Tadayuki Seki | Mgmt | For | For | For | |||
7 | Elect Yoshihisa Aoki | Mgmt | For | For | For | |||
8 | Elect Kohji Takayanagi | Mgmt | For | For | For | |||
9 | Elect Tomofumi Yoshida | Mgmt | For | For | For | |||
10 | Elect Hitoshi Okamoto | Mgmt | For | For | For | |||
11 | Elect Takao Shiomi | Mgmt | For | For | For | |||
12 | Elect Yuji Fukuda | Mgmt | For | For | For | |||
13 | Elect Eiichi Yonekura | Mgmt | For | For | For | |||
14 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | |||
15 | Elect Chikara Kawakita | Mgmt | For | For | For | |||
16 | Elect Harufumi Mochizuki as a Statutory Auditor | Mgmt | For | For | For | |||
ITV plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITV | CINS G4984A110 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Special Dividend | Mgmt | For | For | For | |||
6 | Elect Peter Bazalgette | Mgmt | For | For | For | |||
7 | Elect Adam Crozier | Mgmt | For | For | For | |||
8 | Elect Roger Faxon | Mgmt | For | For | For | |||
9 | Elect Ian Griffiths | Mgmt | For | For | For | |||
10 | Elect Andy Haste | Mgmt | For | For | For | |||
11 | Elect Lucy Neville-Rolfe | Mgmt | For | For | For | |||
12 | Elect Archie Norman | Mgmt | For | For | For | |||
13 | Elect John Ormerod | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | ITV plc Long Term Incentive Plan | Mgmt | For | For | For | |||
Jain Irrigation Systems Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAINIRRG | CINS Y42531148 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Divestiture of Wind Power Generation | Mgmt | For | Against | Against | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Nobuhiro Satoh | Mgmt | For | For | For | |||
7 | Elect Hirohide Kamikawa | Mgmt | For | For | For | |||
8 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
9 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
10 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
11 | Elect Tatsuo Kainaka | Mgmt | For | For | For | |||
12 | Elect Kimie Iwata | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | |||
8 | Elect Akira Saeki | Mgmt | For | For | For | |||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
10 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
11 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | For | For | |||
12 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Shareholder Authority to Set Stock Options | ShrHldr | Against | Against | For | |||
Jaypee Infratech Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPINFRATEC | CINS Y4420D108 | 07/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Manoj Gaur | Mgmt | For | Against | Against | |||
4 | Elect Sunil Kumar Sharma | Mgmt | For | Against | Against | |||
5 | Elect Basant Kumar Goswami | Mgmt | For | Against | Against | |||
6 | Elect Suresh Chandra Gupta | Mgmt | For | Against | Against | |||
7 | Elect Rekha Dixit | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect Anand Bordia | Mgmt | For | Against | Against | |||
10 | Appointment of Sachin Guar as Whole-Time Director; Approval of Compensation | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Appointment of Rekha Dixit as Whole-Time Director; Approval of Compensation | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JGC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1963 | CINS J26945105 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayuki Satoh | Mgmt | For | For | For | |||
4 | Elect Kohichi Kawana | Mgmt | For | For | For | |||
5 | Elect Tadashi Ishizuka | Mgmt | For | For | For | |||
6 | Elect Yutaka Yamazaki | Mgmt | For | For | For | |||
7 | Elect Tsutomu Akabane | Mgmt | For | For | For | |||
8 | Elect Hideaki Miura | Mgmt | For | For | For | |||
9 | Elect Satoshi Satoh | Mgmt | For | For | For | |||
10 | Elect Hiroyuki Miyoshi | Mgmt | For | For | For | |||
11 | Elect Masanori Suzuki | Mgmt | For | For | For | |||
12 | Elect Shigeru Endoh | Mgmt | For | For | For | |||
13 | Elect Kohichi Ohno as Statutory Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Joyo Bank Limited (The) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8333 | CINS J28541100 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Kadant Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAI | CUSIP 48282T104 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John M. Albertine | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Leonard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Kao Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4452 | CINS J30642169 | 03/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michitaka Sawada | Mgmt | For | For | For | |||
4 | Elect Katsuhiko Yoshida | Mgmt | For | For | For | |||
5 | Elect Toshiaki Takeuchi | Mgmt | For | For | For | |||
6 | Elect Sohnosuke Kadonaga | Mgmt | For | For | For | |||
7 | Elect Tohru Nagashima | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Yumiko Waseda as Statutory Auditor | Mgmt | For | Against | Against | |||
Kapstone Paper and Packaging Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KS | CUSIP 48562P103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John M. Chapman | Mgmt | For | For | For | |||
1.2 | Elect Ronald J. Gidwitz | Mgmt | For | For | For | |||
1.3 | Elect Matthew Kaplan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Incentive Plan | Mgmt | For | For | For | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ryan M. Birtwell | Mgmt | For | For | For | |||
1.2 | Elect Brian T. Clingen | Mgmt | For | For | For | |||
1.3 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
1.4 | Elect Peter R. Formanek | Mgmt | For | For | For | |||
1.5 | Elect James P. Hallett | Mgmt | For | For | For | |||
1.6 | Elect Mark E. Hill | Mgmt | For | For | For | |||
1.7 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
1.8 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
1.9 | Elect John P. Larson | Mgmt | For | For | For | |||
1.10 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Dividends | Mgmt | For | For | For | |||
3 | Elect Tadashi Onodera | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Masahiro Inoue | Mgmt | For | For | For | |||
9 | Elect Hideo Yuasa | Mgmt | For | For | For | |||
10 | Elect Tsutomu Fukuzaki | Mgmt | For | For | For | |||
11 | Elect Hidehiko Tajima | Mgmt | For | For | For | |||
12 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
13 | Elect Tetsuo Kuba | Mgmt | For | For | For | |||
14 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
15 | Elect Shinji Fukukawa | Mgmt | For | For | For | |||
16 | Elect Hiroshi Kobayashi as Statutory Auditor | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Ahern | Mgmt | For | For | For | |||
4 | Elect Hugh Brady | Mgmt | For | For | For | |||
5 | Elect James Devane | Mgmt | For | For | For | |||
6 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
7 | Elect Denis Buckley | Mgmt | For | For | For | |||
8 | Elect Gerry Behan | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect Philip Toomey | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
Key Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEG | CUSIP 492914106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William D. Fertig | Mgmt | For | For | For | |||
2 | Elect Robert K. Reeves | Mgmt | For | For | For | |||
3 | Elect Mark H. Rosenberg | Mgmt | For | For | For | |||
4 | 2014 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
1.2 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
1.3 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
1.4 | Elect H. James Dallas | Mgmt | For | For | For | |||
1.5 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
1.6 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
1.7 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
1.9 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
1.10 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
1.11 | Elect Demos Parneros | Mgmt | For | For | For | |||
1.12 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Keyence Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6861 | CINS J32491102 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Takemitsu Takizaki | Mgmt | For | For | For | |||
4 | Elect Akinori Yamamoto | Mgmt | For | For | For | |||
5 | Elect Akira Kanzawa | Mgmt | For | For | For | |||
6 | Elect Tsuyoshi Kimura | Mgmt | For | For | For | |||
7 | Elect Masayuki Konishi | Mgmt | For | For | For | |||
8 | Elect Keiichi Kimura | Mgmt | For | For | For | |||
9 | Elect Masayuki Miki | Mgmt | For | For | For | |||
10 | Elect Michio Sasaki | Mgmt | For | For | For | |||
11 | Elect Masato Fujimoto | Mgmt | For | For | For | |||
12 | Elect Yoshihiro Ueda as Statutory Auditor | Mgmt | For | Against | Against | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
Kforce Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFRC | CUSIP 493732101 | 04/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John N. Allred | Mgmt | For | For | For | |||
1.2 | Elect Richard M. Cocchiaro | Mgmt | For | For | For | |||
1.3 | Elect A. Gordon Tunstall | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kilroy Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRC | CUSIP 49427F108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John B. Kilroy, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Edward F. Brennan | Mgmt | For | For | For | |||
1.3 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
1.4 | Elect Dale F. Kinsella | Mgmt | For | For | For | |||
1.5 | Elect Peter B. Stoneberg | Mgmt | For | For | For | |||
1.6 | Elect Gary R. Stevenson | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amend bylaws to adopt Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John R. Alm | Mgmt | For | For | For | |||
2 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
4 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
6 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
8 | Elect James M. Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Kindred Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KND | CUSIP 494580103 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joel Ackerman | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Blum | Mgmt | For | For | For | |||
3 | Elect Thomas P. Cooper | Mgmt | For | For | For | |||
4 | Elect Paul J. Diaz | Mgmt | For | For | For | |||
5 | Elect Heyward R. Donigan | Mgmt | For | For | For | |||
6 | Elect Richard A. Goodman | Mgmt | For | For | For | |||
7 | Elect Christopher T. Hjelm | Mgmt | For | For | For | |||
8 | Elect Frederick J. Kleisner | Mgmt | For | For | For | |||
9 | Elect John H. Short | Mgmt | For | For | For | |||
10 | Elect Phyllis R. Yale | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
Kingfisher plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGF | CINS G5256E441 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Daniel Bernard | Mgmt | For | For | For | |||
6 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
7 | Elect Pascal Cagni | Mgmt | For | For | For | |||
8 | Elect Clare Chapman | Mgmt | For | For | For | |||
9 | Elect Ian Cheshire | Mgmt | For | For | For | |||
10 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
11 | Elect Janis Kong | Mgmt | For | For | For | |||
12 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||
13 | Elect Mark Seligman | Mgmt | For | For | For | |||
14 | Elect Philippe Tible | Mgmt | For | For | For | |||
15 | Elect Karen Witts | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles | Mgmt | For | For | For | |||
30 | Kingfisher Incentive Share Plan | Mgmt | For | For | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
2 | Elect James E. Catlin | Mgmt | For | For | For | |||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Konica Minolta Holding Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4902 | CINS J36060119 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masatoshi Matsuzaki | Mgmt | For | Against | Against | |||
3 | Elect Shohei Yamana | Mgmt | For | Against | Against | |||
4 | Elect Shohji Kondoh | Mgmt | For | Against | Against | |||
5 | Elect Hirokazu Yoshikawa | Mgmt | For | Against | Against | |||
6 | Elect Takashi Enomoto | Mgmt | For | Against | Against | |||
7 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
8 | Elect Akio Kitani | Mgmt | For | Against | Against | |||
9 | Elect Yoshiaki Andoh | Mgmt | For | Against | Against | |||
10 | Elect Takashi Sugiyama | Mgmt | For | Against | Against | |||
11 | Elect Ken Ohsuga | Mgmt | For | Against | Against | |||
12 | Elect Seiji Hatano | Mgmt | For | Against | Against | |||
Koninklijke Ahold N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AH | CINS N0139V142 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect L.J. Hijmans van den Bergh to the Management Board | Mgmt | For | For | For | |||
10 | Elect Judith A. Sprieser to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect Rene Hooft Graafland to the Supervisory Board | Mgmt | For | For | For | |||
12 | Supervisory Board Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares | Mgmt | For | For | For | |||
15 | Suppression of Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Cancellation of shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Koninklijke Ahold NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AH | CINS N0139V142 | 01/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Capital Repayment | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Koppers Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOP | CUSIP 50060P106 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cynthia A. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Albert J. Neupaver | Mgmt | For | For | For | |||
1.3 | Elect Walter W. Turner | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the 2005 Long Term Incentive Plan | Mgmt | For | For | For | |||
6 | Adoption of Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||
Kraton Performance Polymers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRA | CUSIP 50077C106 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominique Fournier | Mgmt | For | For | For | |||
1.2 | Elect John J. Gallagher, III | Mgmt | For | For | For | |||
1.3 | Elect Francis S Kalman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Krispy Kreme Doughnuts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KKD | CUSIP 501014104 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C. Stephen Lynn | Mgmt | For | For | For | |||
1.2 | Elect Michael H. Sutton | Mgmt | For | For | For | |||
1.3 | Elect Lizanne Thomas | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
L'Oreal | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OR | CINS F58149133 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Belen Garijo | Mgmt | For | Against | Against | |||
9 | Elect Jean-Paul Agon | Mgmt | For | Against | Against | |||
10 | Elect Xavier Fontanet | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Remuneration of Jean-Paul Agon, CEO | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
18 | Divestiture of Galderma | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
L.B. Foster Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSTR | CUSIP 350060109 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert P. Bauer | Mgmt | For | For | For | |||
1.2 | Elect Lee B. Foster II | Mgmt | For | For | For | |||
1.3 | Elect Peter McIlroy II | Mgmt | For | For | For | |||
1.4 | Elect G. Thomas McKane | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Owen | Mgmt | For | For | For | |||
1.6 | Elect William H. Rackoff | Mgmt | For | For | For | |||
1.7 | Elect Suzanne B. Rowland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
La-Z-Boy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LZB | CUSIP 505336107 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||
1.2 | Elect John H. Foss | Mgmt | For | For | For | |||
1.3 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
1.4 | Elect Janet L. Gurwitch | Mgmt | For | For | For | |||
1.5 | Elect David K. Hehl | Mgmt | For | For | For | |||
1.6 | Elect Edwin J. Holman | Mgmt | For | For | For | |||
1.7 | Elect Janet E. Kerr | Mgmt | For | For | For | |||
1.8 | Elect Michael T. Lawton | Mgmt | For | For | For | |||
1.9 | Elect H. George Levy | Mgmt | For | For | For | |||
1.10 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
1.11 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Landec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNDC | CUSIP 514766104 | 10/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dean Hollis | Mgmt | For | For | For | |||
1.2 | Elect Robert Tobin | Mgmt | For | For | For | |||
1.3 | Elect Nicholas Tompkins | Mgmt | For | For | For | |||
1.4 | Elect Tonia L. Pankopf | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Legal & General Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGEN | CINS G54404127 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Lizabeth Zlatkus | Mgmt | For | For | For | |||
4 | Elect Mark Zinkula | Mgmt | For | For | For | |||
5 | Elect Lindsay Tomlinson | Mgmt | For | For | For | |||
6 | Elect Stuart Popham | Mgmt | For | For | For | |||
7 | Elect Julia Wilson | Mgmt | For | For | For | |||
8 | Elect Mark Gregory | Mgmt | For | For | For | |||
9 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
10 | Elect John Pollock | Mgmt | For | For | For | |||
11 | Elect John Stewart | Mgmt | For | For | For | |||
12 | Elect Nigel Wilson | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | 2014 Performance Share Plan | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Leggett & Platt, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEG | CUSIP 524660107 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert E. Brunner | Mgmt | For | For | For | |||
2 | Elect Ralph W. Clark | Mgmt | For | For | For | |||
3 | Elect Robert G. Culp, III | Mgmt | For | For | For | |||
4 | Elect Robert Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Richard T. Fisher | Mgmt | For | For | For | |||
6 | Elect Matthew C. Flanigan | Mgmt | For | For | For | |||
7 | Elect Karl G. Glassman | Mgmt | For | For | For | |||
8 | Elect David S. Haffner | Mgmt | For | For | For | |||
9 | Elect Joseph W. McClanathan | Mgmt | For | For | For | |||
10 | Elect Judy C. Odom | Mgmt | For | For | For | |||
11 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2014 Key Officers Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
Lexicon Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXRX | CUSIP 528872104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel L. Barker | Mgmt | For | Withhold | Against | |||
1.2 | Elect Christopher J. Sobecki | Mgmt | For | Withhold | Against | |||
1.3 | Elect Judith L. Swain | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lexington Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXP | CUSIP 529043101 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect E. Robert Roskind | Mgmt | For | For | For | |||
1.2 | Elect T. Wilson Eglin | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Rouse | Mgmt | For | For | For | |||
1.4 | Elect Harold First | Mgmt | For | For | For | |||
1.5 | Elect Richard S. Frary | Mgmt | For | For | For | |||
1.6 | Elect James Grosfeld | Mgmt | For | For | For | |||
1.7 | Elect Kevin W. Lynch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lexmark International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXK | CUSIP 529771107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph E. Gomory | Mgmt | For | For | For | |||
2 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Sandra L. Helton | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
LifeLock Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOCK | CUSIP 53224V100 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert A. Pimentel | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas J. Ridge | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
LIN Media LLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LIN | CUSIP 532771102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter S. Brodsky | Mgmt | For | For | For | |||
1.2 | Elect Douglas W. McCormick | Mgmt | For | For | For | |||
1.3 | Elect Michael A. Pausic | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lindsay Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNN | CUSIP 535555106 | 01/27/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael N. Christodolou | Mgmt | For | TNA | N/A | |||
1.2 | Elect W. Thomas Jagodinski | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Management Incentive Umbrella Plan | Mgmt | For | TNA | N/A | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Juan Colombas | Mgmt | For | For | For | |||
3 | Elect Dyfrig John | Mgmt | For | For | For | |||
4 | Elect Lord Blackwell | Mgmt | For | For | For | |||
5 | Elect George Culmer | Mgmt | For | For | For | |||
6 | Elect Carolyn Fairbairn | Mgmt | For | For | For | |||
7 | Elect Anita Frew | Mgmt | For | For | For | |||
8 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
9 | Elect Nicholas Luff | Mgmt | For | For | For | |||
10 | Elect David L. Roberts | Mgmt | For | For | For | |||
11 | Elect Anthony Watson | Mgmt | For | For | For | |||
12 | Elect Sara Weller | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Scrip Dividend | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
22 | Amendments to Articles | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
26 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
28 | Related Party Transactions (Her Majesty's Treasury) | Mgmt | For | For | For | |||
Loral Space & Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LORL | CUSIP 543881106 | 12/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
1.2 | Elect John P. Stenbit | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Louisiana-Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPX | CUSIP 546347105 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Gary Cook | Mgmt | For | For | For | |||
2 | Elect Kurt M. Landgraf | Mgmt | For | For | For | |||
3 | Elect John W. Weaver | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the Annual Cash Incentive Plan | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | |||
1.4 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Annual Reporting on Environmental Goals and Sustainability Policy | ShrHldr | Against | Against | For | |||
LSB Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXU | CUSIP 502160104 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel D. Greenwell | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Henry | Mgmt | For | For | For | |||
1.3 | Elect William F. Murdy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Incentive Stock Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
LTC Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LTC | CUSIP 502175102 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Boyd W. Hendrickson | Mgmt | For | For | For | |||
1.2 | Elect Edmund C. King | Mgmt | For | For | For | |||
1.3 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.4 | Elect Devra G. Shapiro | Mgmt | For | For | For | |||
1.5 | Elect Wendy L. Simpson | Mgmt | For | For | For | |||
1.6 | Elect Timothy J. Triche | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lumber Liquidators Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LL | CUSIP 55003T107 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert M. Lynch | Mgmt | For | For | For | |||
1.2 | Elect Peter B. Robinson | Mgmt | For | For | For | |||
1.3 | Elect Martin F. Roper | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | For | For | |||
3 | Elect Claire S. Farley | Mgmt | For | For | For | |||
4 | Elect Rudy M.J. van der Meer | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Karyn F. Ovelman | Mgmt | For | For | For | |||
8 | Elect Craig B. Glidden | Mgmt | For | For | For | |||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
10 | Elect Patrick D. Quarles | Mgmt | For | For | For | |||
11 | Elect Timothy D. Roberts | Mgmt | For | For | For | |||
12 | ADOPTION OF ANNUAL ACCOUNTS FOR 2013 | Mgmt | For | For | For | |||
13 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
14 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
17 | Allocation of Dividends | Mgmt | For | For | For | |||
18 | Advisory Vote Approving Executive Compensation | Mgmt | For | Against | Against | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel up to 10% of Share Capital Held in Treasury | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
4 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
8 | Elect Paul C. Varga | Mgmt | For | For | For | |||
9 | Elect Craig E. Weatherup | Mgmt | For | Against | Against | |||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Elect Andrey N. Arutyunyan | Mgmt | For | Abstain | Against | |||
6 | Elect Sergey N. Galitsky | Mgmt | For | Abstain | Against | |||
7 | Elect Alexander L. Zayonts | Mgmt | For | Abstain | Against | |||
8 | Elect Alexei P. Makhnev | Mgmt | For | Abstain | Against | |||
9 | Elect Khachatur E. Pombykhchan | Mgmt | For | Abstain | Against | |||
10 | Elect Aleksey A. Pshenichny | Mgmt | For | Abstain | Against | |||
11 | Elect Aslan Y. Shkhachemukov | Mgmt | For | Abstain | Against | |||
12 | Elect Roman G. Yefimenko | Mgmt | For | For | For | |||
13 | Elect Angela V. Udovichenko | Mgmt | For | For | For | |||
14 | Elect Denis A. Fedotov | Mgmt | For | For | For | |||
15 | Appointment of FABER LEX as Russian Accounting Standards (RAS) Auditor | Mgmt | For | For | For | |||
16 | Appointment of ERNST & YOUNG as IFRS Auditor | Mgmt | For | For | For | |||
17 | Election of Counting Commission | Mgmt | For | For | For | |||
18 | Adoption of New Articles | Mgmt | For | For | For | |||
19 | Adoption of New Regulations on General Meeting of Shareholders | Mgmt | For | For | For | |||
20 | Major Transaction with ZAO Tander | Mgmt | For | Abstain | Against | |||
21 | Major Transactions with OAO Sberbank of Russia | Mgmt | For | Abstain | Against | |||
22 | Major Transactions with OAO Alfa-Bank | Mgmt | For | Abstain | Against | |||
23 | Major Transactions with OAO Bank of Moscow | Mgmt | For | Abstain | Against | |||
24 | Related Party Transactions with Rosbank | Mgmt | For | Abstain | Against | |||
25 | Related Party Transactions with OAO AKB Absolut Bank | Mgmt | For | Abstain | Against | |||
26 | Related Party Transactions with OAO AKB Absolut Bank (Obligations on Credit Agreement No. 133-VKL/KRD-13) | Mgmt | For | For | For | |||
27 | Related Party Transactions with OAO Russian Agricultural Bank | Mgmt | For | For | For | |||
28 | Related Party Transactions with OAO VTB Bank | Mgmt | For | For | For | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Related Party Transactions | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Maiden Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHLD | CUSIP G5753U112 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry D. Zyskind | Mgmt | For | For | For | |||
1.2 | Elect Simcha Lyons | Mgmt | For | For | For | |||
1.3 | Elect Raymond M. Neff | Mgmt | For | For | For | |||
1.4 | Elect Yehuda L. Neuberger | Mgmt | For | For | For | |||
1.5 | Elect Steven H. Nigro | Mgmt | For | For | For | |||
1.6 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.7 | Elect David A Lamneck | Mgmt | For | For | For | |||
1.8 | Elect John Mashaleck | Mgmt | For | For | For | |||
1.9 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.10 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.11 | Elect Karen L. Schmitt | Mgmt | For | For | For | |||
1.12 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.13 | Elect John Marshaleck | Mgmt | For | For | For | |||
1.14 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.15 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.16 | Elect Maxwell Reid | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Company Name Change | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
MainSource Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFG | CUSIP 56062Y102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen L. Bardwell | Mgmt | For | For | For | |||
1.2 | Elect William G. Barron | Mgmt | For | For | For | |||
1.3 | Elect Archie M. Brown, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Brian J. Crall | Mgmt | For | For | For | |||
1.5 | Elect Philip A. Frantz | Mgmt | For | For | For | |||
1.6 | Elect D.J. Hines | Mgmt | For | For | For | |||
1.7 | Elect Thomas M. O'Brien | Mgmt | For | For | For | |||
1.8 | Elect Lawrence R. Rueff | Mgmt | For | For | For | |||
1.9 | Elect John G. Seale | Mgmt | For | For | For | |||
1.10 | Elect Charles J. Thayer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Manhattan Associates, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MANH | CUSIP 562750109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian J. Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Eddie Capel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
ManpowerGroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAN | CUSIP 56418H100 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cari M. Dominguez | Mgmt | For | For | For | |||
2 | Elect Roberto G. Mendoza | Mgmt | For | For | For | |||
3 | Elect Jonas Prising | Mgmt | For | For | For | |||
4 | Elect Elizabeth Sartain | Mgmt | For | For | For | |||
5 | Elect Edward J. Zore | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marcus Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCS | CUSIP 566330106 | 10/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen H. Marcus | Mgmt | For | For | For | |||
1.2 | Elect Diane Marcus Gershowitz | Mgmt | For | For | For | |||
1.3 | Elect Daniel F. McKeithan, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Allan H. Selig | Mgmt | For | For | For | |||
1.5 | Elect Timothy E. Hoeksema | Mgmt | For | For | For | |||
1.6 | Elect Bruce J. Olson | Mgmt | For | For | For | |||
1.7 | Elect Philip L. Milstein | Mgmt | For | For | For | |||
1.8 | Elect Bronson J. Haase | Mgmt | For | For | For | |||
1.9 | Elect James D. Ericson | Mgmt | For | For | For | |||
1.10 | Elect Gregory S. Marcus | Mgmt | For | For | For | |||
1.11 | Elect Brian J. Stark | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Marubeni Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8002 | CINS J39788138 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Teruo Asada | Mgmt | For | For | For | |||
3 | Elect Fumiya Kokubu | Mgmt | For | For | For | |||
4 | Elect Michihiko Ohta | Mgmt | For | For | For | |||
5 | Elect Mitsuru Akiyoshi | Mgmt | For | For | For | |||
6 | Elect Shigeru Yamazoe | Mgmt | For | For | For | |||
7 | Elect Shinji Kawai | Mgmt | For | For | For | |||
8 | Elect Kazuaki Tanaka | Mgmt | For | For | For | |||
9 | Elect Yukihiko Matsumura | Mgmt | For | For | For | |||
10 | Elect Akira Terakawa | Mgmt | For | For | For | |||
11 | Elect Ichiroh Takahara | Mgmt | For | For | For | |||
12 | Elect Takao Kitabata | Mgmt | For | For | For | |||
13 | Elect Yukiko Kuroda @ Yukiko Matsumoto | Mgmt | For | For | For | |||
14 | Elect Kyohhei Takahashi as Statutory Auditor | Mgmt | For | Against | Against | |||
Matson Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MATX | CUSIP 57686G105 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Blake Baird | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Chun | Mgmt | For | For | For | |||
1.3 | Elect Mathew J. Cox | Mgmt | For | For | For | |||
1.4 | Elect Walter A. Dods, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Thomas B. Fargo | Mgmt | For | For | For | |||
1.6 | Elect Constance H. Lau | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey N. Watanabe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
MAXIMUS, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMS | CUSIP 577933104 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Russell A. Beliveau | Mgmt | For | For | For | |||
2 | Elect John J. Haley | Mgmt | For | For | For | |||
3 | Elect Marilyn R. Seymann | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
McGraw Hill Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHFI | CUSIP 580645109 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||
2 | Elect William D. Green | Mgmt | For | For | For | |||
3 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | |||
4 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
5 | Elect Robert P. McGraw | Mgmt | For | For | For | |||
6 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
7 | Elect Douglas L. Peterson | Mgmt | For | For | For | |||
8 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
9 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
10 | Elect Kurt L. Schmoke | Mgmt | For | For | For | |||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||
12 | Elect Richard E. Thornburgh | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect John H. Hammergren | Mgmt | For | For | For | |||
4 | Elect Alton F. Irby III | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
7 | Elect David M. Lawrence | Mgmt | For | For | For | |||
8 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
9 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | 2013 Stock Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
MedAssets, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDAS | CUSIP 584045108 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rand A. Ballard | Mgmt | For | For | For | |||
1.2 | Elect Vernon R. Loucks, Jr. | Mgmt | For | For | For | |||
1.3 | Elect R. Halsey Wise | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | List Presented by Fininvest S.p.A. | Mgmt | For | For | For | |||
6 | List Presented by Group of Shareholders Representing 0.96% of the Share Capital | Mgmt | For | N/A | N/A | |||
7 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Clive A. Meanwell | Mgmt | For | Withhold | Against | |||
1.3 | Elect Elizabeth H.S. Wyatt | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Meiji Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2269 | CINS J41729104 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shigetaroh Asano | Mgmt | For | For | For | |||
3 | Elect Masahiko Matsuo | Mgmt | For | For | For | |||
4 | Elect Takashi Hirahara | Mgmt | For | For | For | |||
5 | Elect Michiroh Saza | Mgmt | For | For | For | |||
6 | Elect Jun Furuta | Mgmt | For | For | For | |||
7 | Elect Shuichi Iwashita | Mgmt | For | For | For | |||
8 | Elect Kazuo Kawamura | Mgmt | For | For | For | |||
9 | Elect Daikichiroh Kobayashi | Mgmt | For | For | For | |||
10 | Elect Hidetoshi Yajima | Mgmt | For | For | For | |||
11 | Elect Yohko Sanuki | Mgmt | For | For | For | |||
12 | Elect Makoto Imamura as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Mellanox Technologies, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLNX | CUSIP M51363113 | 01/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Compensation Policy | Mgmt | For | For | For | |||
Mellanox Technologies, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLNX | CUSIP M51363113 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eyal Waldman | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Dov Baharav | Mgmt | For | For | For | |||
4 | Elect Glenda M Dorchak | Mgmt | For | For | For | |||
5 | Elect Thomas Weatherford | Mgmt | For | For | For | |||
6 | Elect David Perlmutter | Mgmt | For | For | For | |||
7 | Cash Bonus to Eyal Waldman | Mgmt | For | For | For | |||
8 | Grant of RSUs to Eyal Waldman | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of Compensation to Irwin Federman | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Men's Wearhouse Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MW | CUSIP 587118100 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David H. Edwab | Mgmt | For | For | For | |||
1.2 | Elect Douglas S. Ewert | Mgmt | For | For | For | |||
1.3 | Elect Rinaldo S. Brutoco | Mgmt | For | For | For | |||
1.4 | Elect Michael L. Ray | Mgmt | For | For | For | |||
1.5 | Elect Sheldon I. Stein | Mgmt | For | For | For | |||
1.6 | Elect Deepak Chopra | Mgmt | For | For | For | |||
1.7 | Elect William B. Sechrest | Mgmt | For | For | For | |||
1.8 | Elect Grace Nichols | Mgmt | For | For | For | |||
1.9 | Elect Allen Questrom | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter L. Bonfield | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory K. Hinckley | Mgmt | For | Withhold | Against | |||
1.4 | Elect J. Daniel McCranie | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick B. McManus | Mgmt | For | Withhold | Against | |||
1.6 | Elect Walden C. Rhines | Mgmt | For | Withhold | Against | |||
1.7 | Elect David S. Schechter | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jeffrey M. Stafeil | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Merrimack Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MACK | CUSIP 590328100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Mulroy | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Crocker | Mgmt | For | For | For | |||
1.3 | Elect James van B. Dresser | Mgmt | For | For | For | |||
1.4 | Elect Gordon J. Fehr | Mgmt | For | For | For | |||
1.5 | Elect John Mendelsohn, M.D. | Mgmt | For | For | For | |||
1.6 | Elect Sarah E. Nash | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Porter, Ph.D. | Mgmt | For | For | For | |||
1.8 | Elect James H. Quigley | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Sinskey, Sc.D. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC01888 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Metso Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MEO1V | CINS X53579102 | 10/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Demerger | Mgmt | For | For | For | |||
8 | Board Size [Valmet] | Mgmt | For | Against | Against | |||
9 | Directors' Fees [Valmet] | Mgmt | For | For | For | |||
10 | Election of Directors [Valmet] | Mgmt | For | Against | Against | |||
11 | Authority to Set Auditor's Fees [Valmet] | Mgmt | For | For | For | |||
12 | Appointment of Auditor [Valmet] | Mgmt | For | For | For | |||
13 | Board Size [Metso] | Mgmt | For | Against | Against | |||
14 | Directors' Fees [Metso] | Mgmt | For | For | For | |||
15 | Election of Directors [Metso] | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase Shares [Valmet] | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights [Valmet] | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
2 | Elect William S. Gorin | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
MGM China Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2282 | CINS G60744102 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Pansy Catilina HO Chui King | Mgmt | For | For | For | |||
6 | Elect Daniel J. D'Arrigo | Mgmt | For | For | For | |||
7 | Elect William M. Scott IV | Mgmt | For | For | For | |||
8 | Elect Patricia LAM Sze Wan | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchase Shares | Mgmt | For | Against | Against | |||
MicroFinancial Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFI | CUSIP 595072109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Torrence C. Harder | Mgmt | For | For | For | |||
1.2 | Elect Fritz von Mering | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsemi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSCC | CUSIP 595137100 | 02/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Peterson | Mgmt | For | For | For | |||
1.2 | Elect Dennis R. Leibel | Mgmt | For | For | For | |||
1.3 | Elect Thomas R. Anderson | Mgmt | For | For | For | |||
1.4 | Elect William E. Bendush | Mgmt | For | For | For | |||
1.5 | Elect Paul F. Folino | Mgmt | For | For | For | |||
1.6 | Elect William L. Healey | Mgmt | For | For | For | |||
1.7 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
1.8 | Elect James V. Mazzo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Performance Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven A. Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William H. Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||
6 | Elect David F. Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles H. Noski | Mgmt | For | For | For | |||
8 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
9 | Elect John W. Thompson | Mgmt | For | For | For | |||
10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Miller Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLR | CUSIP 600551204 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Theodore H. Ashford III | Mgmt | For | For | For | |||
1.2 | Elect A. Russell Chandler, III | Mgmt | For | For | For | |||
1.3 | Elect William G. Miller | Mgmt | For | For | For | |||
1.4 | Elect William G. Miller, II | Mgmt | For | For | For | |||
1.5 | Elect Richard H. Roberts | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Minerals Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CUSIP 603158106 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Duane R. Dunham | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kunio Itoh | Mgmt | For | For | For | |||
14 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
15 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
16 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
17 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
18 | Elect Hideyuki Nabeshima as a Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
Mitsubishi Estate Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8802 | CINS J43916113 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Keiji Kimura | Mgmt | For | For | For | |||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||
5 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | |||
6 | Elect Toshihiko Kazama | Mgmt | For | For | For | |||
7 | Elect Joh Katoh | Mgmt | For | For | For | |||
8 | Elect Naoto Aiba | Mgmt | For | For | For | |||
9 | Elect Masamichi Ono | Mgmt | For | For | For | |||
10 | Elect Tohru Ohkusa | Mgmt | For | For | For | |||
11 | Elect Junichi Tanisawa | Mgmt | For | For | For | |||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | |||
13 | Elect Fumikatsu Tokiwa | Mgmt | For | For | For | |||
14 | Elect Yasumasa Gomi | Mgmt | For | For | For | |||
15 | Elect Shu Tomioka | Mgmt | For | For | For | |||
16 | Elect Kenji Matsuo as a Statutory Auditor | Mgmt | For | Against | Against | |||
Mitsubishi UFJ Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8306 | CINS J44497105 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kiyoshi Sono | Mgmt | For | For | For | |||
4 | Elect Tatsuo Wakabayashi | Mgmt | For | For | For | |||
5 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
6 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
7 | Elect Taihei Yuki | Mgmt | For | For | For | |||
8 | Elect Akihiko Kagawa | Mgmt | For | For | For | |||
9 | Elect Tadashi Kuroda | Mgmt | For | For | For | |||
10 | Elect Takashi Nagaoka | Mgmt | For | For | For | |||
11 | Elect Junichi Okamoto | Mgmt | For | For | For | |||
12 | Elect Hiroyuki Noguchi | Mgmt | For | For | For | |||
13 | Elect Tsutomu Okuda | Mgmt | For | For | For | |||
14 | Elect Ryuji Araki | Mgmt | For | For | For | |||
15 | Elect Kunie Okamoto | Mgmt | For | For | For | |||
16 | Elect Yuko Kawamoto | Mgmt | For | For | For | |||
17 | Elect Haruka Matsuyama @ Haruka Katoh | Mgmt | For | For | For | |||
18 | Elect Yukihiro Satoh as a Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Moncler S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONC | CINS T6730E110 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Stock Option Plan (Top Management and Key Employees) | Mgmt | For | Against | Against | |||
3 | Stock Option Plan (Key Italian Employees) | Mgmt | For | Abstain | Against | |||
Moncler S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONC | CINS T6730E110 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | List Presented by Ruffini Partecipazioni S.r.l. | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Mosaic Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOS | CUSIP 61945C103 | 10/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy S. Gitzel | Mgmt | For | For | For | |||
2 | Elect William R. Graber | Mgmt | For | For | For | |||
3 | Elect Emery N. Koenig | Mgmt | For | For | For | |||
4 | Elect David T. Seaton | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Supervisory Council Acts | Mgmt | For | TNA | N/A | |||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||
8 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
9 | Shareholder Proposal Regarding Amendments to Articles | ShrHldr | For | TNA | N/A | |||
10 | Shareholder Proposal Regarding Board Size and Number of Vice-Chairmen | ShrHldr | For | TNA | N/A | |||
11 | Shareholder Proposal Regarding Election of Corporate Bodies | ShrHldr | For | TNA | N/A | |||
12 | Shareholder Proposal Regarding Electing the Chairman and Vice-Chairmen of the Board | ShrHldr | For | TNA | N/A | |||
13 | Shareholder Proposal Regarding Indemnification of Directors | ShrHldr | For | TNA | N/A | |||
14 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
15 | Authority to Trade in Company Debt Instruments | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 12/27/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Divestiture of Mota-Engil Africa | Mgmt | For | TNA | N/A | |||
4 | Authority to Sell Treasury Shares | Mgmt | For | TNA | N/A | |||
MRC Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRC | CUSIP 55345K103 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew R. Lane | Mgmt | For | For | For | |||
1.2 | Elect Leonard M. Anthony | Mgmt | For | For | For | |||
1.3 | Elect Rhys J. Best | Mgmt | For | For | For | |||
1.4 | Elect Peter C. Boylan, III | Mgmt | For | For | For | |||
1.5 | Elect Henry Cornell | Mgmt | For | For | For | |||
1.6 | Elect Craig Ketchum | Mgmt | For | For | For | |||
1.7 | Elect Gerald P. Krans | Mgmt | For | Withhold | Against | |||
1.8 | Elect Cornelis A. Linse | Mgmt | For | For | For | |||
1.9 | Elect John A. Perkins | Mgmt | For | For | For | |||
1.10 | Elect H.B. Wehrle, III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
MS&AD Insurance Group Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8725 | CINS J4687C105 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hisahito Suzuki | Mgmt | For | For | For | |||
4 | Elect Yasuyoshi Karasawa | Mgmt | For | For | For | |||
5 | Elect Toshiaki Egashira | Mgmt | For | For | For | |||
6 | Elect Mitsuhiro Tsuchiya | Mgmt | For | For | For | |||
7 | Elect Susumu Fujimoto | Mgmt | For | For | For | |||
8 | Elect Shiroh Fujii | Mgmt | For | For | For | |||
9 | Elect Yasuzoh Kanasugi | Mgmt | For | For | For | |||
10 | Elect Nanpei Yanagawa | Mgmt | For | For | For | |||
11 | Elect Junichi Ui | Mgmt | For | For | For | |||
12 | Elect Akira Watanabe | Mgmt | For | For | For | |||
13 | Elect Daiken Tsunoda | Mgmt | For | For | For | |||
14 | Elect Tadashi Ogawa | Mgmt | For | For | For | |||
15 | Elect Mari Matsunaga | Mgmt | For | For | For | |||
MSA Safety Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSA | CUSIP 553498106 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Diane M. Pearse | Mgmt | For | For | For | |||
1.2 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||
1.3 | Elect William M. Lambert | Mgmt | For | For | For | |||
1.4 | Elect Rebecca B. Roberts | Mgmt | For | For | For | |||
2 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MTR Gaming Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNTG | CUSIP 553769AL4 | 01/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | TO AMEND THE INDENTURE TO PERMIT THE FORMATION OF A NEW HOLDING COMPANY AS A RESULT OF THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. | Mgmt | For | Against | Against | |||
MTS Systems Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTSC | CUSIP 553777103 | 02/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Jean-Lou Chameau | Mgmt | For | For | For | |||
1.3 | Elect Jefferey A. Graves | Mgmt | For | For | For | |||
1.4 | Elect David D. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Emily Liggett | Mgmt | For | For | For | |||
1.6 | Elect Barb J. Samardzich | Mgmt | For | For | For | |||
1.7 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
1.8 | Elect Kenneth Yu | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Muenchener Rueckversicherungs AG (Munich Re) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUV2 | CINS D55535104 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Repurchase Shares Using Derivatives | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Elect Ann-Kristin Achleitner | Mgmt | For | TNA | N/A | |||
29 | Elect Benita Ferrero-Waldner | Mgmt | For | TNA | N/A | |||
30 | Elect Ursula Gather | Mgmt | For | TNA | N/A | |||
31 | Elect Peter Gruss | Mgmt | For | TNA | N/A | |||
32 | Elect Gerd Hausler | Mgmt | For | TNA | N/A | |||
33 | Elect Henning Kagermann | Mgmt | For | TNA | N/A | |||
34 | Elect Wolfgang Mayrhuber | Mgmt | For | TNA | N/A | |||
35 | Elect Bernd Pischetsrieder | Mgmt | For | TNA | N/A | |||
36 | Elect Anton van Rossum | Mgmt | For | TNA | N/A | |||
37 | Elect Ron Sommer | Mgmt | For | TNA | N/A | |||
38 | Amendments to Intra-Company Contract with MR Beteiligungen 1. GmbH | Mgmt | For | TNA | N/A | |||
39 | Amendments to Intra-Company Contract with Silvanus Vermogensverwaltungsgesellschaft mbH | Mgmt | For | TNA | N/A | |||
40 | Amendments to Intra-Company Contract with MR RENT-Investment GmbH | Mgmt | For | TNA | N/A | |||
41 | Amendments to Intra-Company Contract with MR Beteiligungen 14. GmbH | Mgmt | For | TNA | N/A | |||
42 | Amendments to Intra-Company Contract with MR Beteiligungen 15. GmbH | Mgmt | For | TNA | N/A | |||
43 | Amendments to Intra-Company Contract with MR Beteiligungen 16. GmbH | Mgmt | For | TNA | N/A | |||
44 | Amendments to Intra-Company Contract with Schloss Hohenkammer GmbH | Mgmt | For | TNA | N/A | |||
MWI Veterinary Supply, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWIV | CUSIP 55402X105 | 02/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith E. Alessi | Mgmt | For | For | For | |||
1.2 | Elect Bruce C. Bruckmann | Mgmt | For | For | For | |||
1.3 | Elect James F. Cleary, Jr. | Mgmt | For | For | For | |||
1.4 | Elect A. Craig Olson | Mgmt | For | For | For | |||
1.5 | Elect Robert N. Rebholtz, Jr. | Mgmt | For | For | For | |||
1.6 | Elect William J. Robison | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NACCO Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NC | CUSIP 629579103 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott S. Cowen | Mgmt | For | Withhold | Against | |||
1.2 | Elect John P. Jumper | Mgmt | For | Withhold | Against | |||
1.3 | Elect Dennis W. LaBarre | Mgmt | For | Withhold | Against | |||
1.4 | Elect Richard de J. Osborne | Mgmt | For | Withhold | Against | |||
1.5 | Elect Alfred M. Rankin, Jr. | Mgmt | For | Withhold | Against | |||
1.6 | Elect James A. Ratner | Mgmt | For | Withhold | Against | |||
1.7 | Elect Britton T. Taplin | Mgmt | For | Withhold | Against | |||
1.8 | Elect David F. Taplin | Mgmt | For | Withhold | Against | |||
1.9 | Elect David B.H. Williams | Mgmt | For | Withhold | Against | |||
2 | Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Namco Bandai Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7832 | CINS J48454102 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles - Change in Company Name | Mgmt | For | For | For | |||
4 | Elect Shukuo Ishikawa | Mgmt | For | For | For | |||
5 | Elect Kazunori Ueno | Mgmt | For | For | For | |||
6 | Elect Shuji Ohtsu | Mgmt | For | For | For | |||
7 | Elect Yuji Asako | Mgmt | For | For | For | |||
8 | Elect Satoshi Ohshita | Mgmt | For | For | For | |||
9 | Elect Hitoshi Hagiwara | Mgmt | For | For | For | |||
10 | Elect Nobuo Sayama | Mgmt | For | For | For | |||
11 | Elect Tomohisa Tabuchi | Mgmt | For | For | For | |||
12 | Elect Yuzuru Matsuda | Mgmt | For | For | For | |||
13 | Elect Kazuo Asami | Mgmt | For | For | For | |||
14 | Elect Katsuhiko Kohtari | Mgmt | For | For | For | |||
15 | Elect Osamu Sudoh | Mgmt | For | For | For | |||
16 | Elect Katsuhiko Kamijoh | Mgmt | For | For | For | |||
Nanosphere, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSPH | CUSIP 63009F105 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sheli Z. Rosenberg | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael K. McGarrity | Mgmt | For | For | For | |||
1.3 | Elect Gene Cartwright, Ph.D. | Mgmt | For | For | For | |||
1.4 | Elect Andre de Bruin | Mgmt | For | For | For | |||
1.5 | Elect Erik Holmlin, Ph.D. | Mgmt | For | For | For | |||
1.6 | Elect Lorin J. Randall | Mgmt | For | For | For | |||
1.7 | Elect Michael J. Ward | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
National Australia Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAB | CINS Q65336119 | 12/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Ratify Placement of Securities | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Equity Grant (MD/CEO Cameron Clyne) | Mgmt | For | For | For | |||
5 | Re-elect Daniel T. Gilbert | Mgmt | For | For | For | |||
6 | Re-elect Jillian S. Segal | Mgmt | For | For | For | |||
7 | Re-elect Anthony KT Yuen | Mgmt | For | For | For | |||
8 | Elect David Barrow | Mgmt | Against | Against | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
National Health Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NHI | CUSIP 63633D104 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Andrew Adams | Mgmt | For | For | For | |||
2 | Elect Robert A. McCabe, Jr. | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Severance Agreement and Non-Compete Agreement of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
8 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
10 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
11 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
12 | Elect Michel Grass | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Navistar International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAV | CUSIP 63934E108 | 03/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Troy A. Clarke | Mgmt | For | Withhold | Against | |||
1.2 | Elect John D. Correnti | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael N. Hammes | Mgmt | For | Withhold | Against | |||
1.4 | Elect Vincent J. Intrieri | Mgmt | For | Withhold | Against | |||
1.5 | Elect James H. Keyes | Mgmt | For | Withhold | Against | |||
1.6 | Elect Stanley McChrystal | Mgmt | For | Withhold | Against | |||
1.7 | Elect Samuel J. Merksamer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark H. Rachesky | Mgmt | For | Withhold | Against | |||
1.9 | Elect Michael Sirignano | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Poison Pills | ShrHldr | N/A | For | N/A | |||
Nektar Therapeutics | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKTR | CUSIP 640268108 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Krivulka | Mgmt | For | For | For | |||
2 | Elect Howard W. Robin | Mgmt | For | For | For | |||
3 | Elect Dennis L. Winger | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nelnet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNI | CUSIP 64031N108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael S. Dunlap | Mgmt | For | For | For | |||
2 | Elect Stephen F. Butterfield | Mgmt | For | For | For | |||
3 | Elect James P. Abel | Mgmt | For | For | For | |||
4 | Elect William R. Cintani | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Farrell | Mgmt | For | For | For | |||
6 | Elect David S. Graff | Mgmt | For | Against | Against | |||
7 | Elect Thomas E. Henning | Mgmt | For | For | For | |||
8 | Elect Kimberly K. Rath | Mgmt | For | For | For | |||
9 | Elect Michael D. Reardon | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Restricted Stock Plan | Mgmt | For | For | For | |||
13 | Executive Officers Incentive Compensation Plan | Mgmt | For | For | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/10/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
8 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||
9 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
10 | Elect Rolf Hanggi | Mgmt | For | TNA | N/A | |||
11 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
12 | Elect Daniel Borel | Mgmt | For | TNA | N/A | |||
13 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | |||
14 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
15 | Elect Titia de Lange | Mgmt | For | TNA | N/A | |||
16 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
17 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
18 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
19 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
20 | Election of Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Daniel Borel as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | MANAGEMENT RECOMMENDS A FOR VOTE ON THIS PROPOSAL: Management recommends a FOR vote on this proposal: Vote in accordance with the proposal of the Board of Directors | Mgmt | For | TNA | N/A | |||
29 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Vote against the proposal of the Board of Directors | Mgmt | For | TNA | N/A | |||
30 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Abstain | Mgmt | For | TNA | N/A | |||
NetScout Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTCT | CUSIP 64115T104 | 08/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anil K. Singhal | Mgmt | For | For | For | |||
1.2 | Elect John R. Egan | Mgmt | For | For | For | |||
1.3 | Elect Robert E. Donahue | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Newcrest Mining Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCM | CINS Q6651B114 | 10/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Philip Aiken | Mgmt | For | Against | Against | |||
3 | Elect Peter Hay | Mgmt | For | Against | Against | |||
4 | Re-elect Richard Lee | Mgmt | For | Against | Against | |||
5 | Re-elect Timothy Poole | Mgmt | For | Against | Against | |||
6 | Re-elect John Spark | Mgmt | For | Against | Against | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
NewLink Genetics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLNK | CUSIP 651511107 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles J. Link, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Thomas A. Raffin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Next plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXT | CINS G6500M106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect John Barton | Mgmt | For | For | For | |||
6 | Elect Christos Angelides | Mgmt | For | For | For | |||
7 | Elect Steve Barber | Mgmt | For | For | For | |||
8 | Elect Jonathan Dawson | Mgmt | For | For | For | |||
9 | Elect Caroline Goodall | Mgmt | For | For | For | |||
10 | Elect David Keens | Mgmt | For | For | For | |||
11 | Elect Michael Law | Mgmt | For | For | For | |||
12 | Elect Francis Salway | Mgmt | For | For | For | |||
13 | Elect Jane Shields | Mgmt | For | For | For | |||
14 | Elect Simon Wolfson | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
NIC Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGOV | CUSIP 62914B100 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harry H. Herington | Mgmt | For | For | For | |||
1.2 | Elect Art N. Burtscher | Mgmt | For | For | For | |||
1.3 | Elect Daniel J. Evans | Mgmt | For | For | For | |||
1.4 | Elect Karen S. Evans | Mgmt | For | For | For | |||
1.5 | Elect Ross C. Hartley | Mgmt | For | For | For | |||
1.6 | Elect C. Brad Henry | Mgmt | For | For | For | |||
1.7 | Elect Alexander C. Kemper | Mgmt | For | For | For | |||
1.8 | Elect William M. Lyons | Mgmt | For | For | For | |||
1.9 | Elect Pete Wilson | Mgmt | For | For | For | |||
2 | Amendment to the 2014 Stock Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Satoru Iwata | Mgmt | For | For | For | |||
5 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
6 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
7 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
8 | Elect Shigeyuki Takahashi | Mgmt | For | For | For | |||
9 | Elect Satoshi Yamato | Mgmt | For | For | For | |||
10 | Elect Susumu Tanaka | Mgmt | For | For | For | |||
11 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
12 | Elect Hirokazu Shinshi | Mgmt | For | For | For | |||
13 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hideyuki Sakamoto | Mgmt | For | For | For | |||
4 | Elect Fumiaki Matsumoto | Mgmt | For | For | For | |||
5 | Elect Bernard Rey | Mgmt | For | For | For | |||
6 | Elect Hidetoshi Imazu | Mgmt | For | Against | Against | |||
7 | Elect Toshiyuki Nakamura | Mgmt | For | Against | Against | |||
8 | Elect Motoh Nagai | Mgmt | For | Against | Against | |||
NN, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNBR | CUSIP 629337106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G. Ronald Morris | Mgmt | For | For | For | |||
1.2 | Elect Steven T. Warshaw | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Nomura Research Institute | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4307 | CINS J5900F106 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Akihisa Fujinuma | Mgmt | For | For | For | |||
3 | Elect Akira Maruyama | Mgmt | For | For | For | |||
4 | Elect Tadashi Shimamoto | Mgmt | For | For | For | |||
5 | Elect Masahiro Muroi | Mgmt | For | For | For | |||
6 | Elect Mitsuru Sawada | Mgmt | For | For | For | |||
7 | Elect Hiroshi Itano | Mgmt | For | For | For | |||
8 | Elect Keiichi Ishibashi | Mgmt | For | For | For | |||
9 | Elect Takashi Sawada | Mgmt | For | For | For | |||
10 | Elect Shoei Utsuda | Mgmt | For | For | For | |||
11 | Elect Minoru Aoki | Mgmt | For | Against | Against | |||
12 | Elect Kiyotaka Yamazaki | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
5 | Elect William H. Hernandez | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/25/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Board Compensation | Mgmt | For | TNA | N/A | |||
6 | Executive Compensation | Mgmt | For | TNA | N/A | |||
7 | Elect Jorg Reinhardt | Mgmt | For | TNA | N/A | |||
8 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
9 | Elect Verena A. Briner | Mgmt | For | TNA | N/A | |||
10 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
11 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
12 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
13 | Elect Ulrich Lehner | Mgmt | For | TNA | N/A | |||
14 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
15 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
16 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
17 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
18 | Elect Compensation Committee Member (Srikant Datar) | Mgmt | For | TNA | N/A | |||
19 | Elect Compensation Committee Member (Ann Fudge) | Mgmt | For | TNA | N/A | |||
20 | Elect Compensation Committee Member (Ulrich Lehner) | Mgmt | For | TNA | N/A | |||
21 | Elect Compensation Committee Member (Enrico Vanni) | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHldr | N/A | TNA | N/A | |||
Novo Nordisk A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVO-B | CINS K72807132 | 03/20/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Directors' Fees for 2013 | Mgmt | For | TNA | N/A | |||
6 | Directors' Fees for 2014 | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Elect Goran A. Ando as Chairman | Mgmt | For | TNA | N/A | |||
9 | Elect Jeppe Christiansen as Vice Chairman | Mgmt | For | TNA | N/A | |||
10 | Elect Bruno Angelici | Mgmt | For | TNA | N/A | |||
11 | Elect Liz Hewitt | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas P Koestler | Mgmt | For | TNA | N/A | |||
13 | Elect Finn Helge Lund | Mgmt | For | TNA | N/A | |||
14 | Elect Hannu Ryopponen | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Charitable Donations | Mgmt | For | TNA | N/A | |||
19 | Amendments to Articles Regarding Language of Annual Reports | Mgmt | For | TNA | N/A | |||
20 | Amendments to Articles Regarding Language of General Meetings | Mgmt | For | TNA | N/A | |||
21 | Amendments to Remuneration Principles | Mgmt | For | TNA | N/A | |||
22 | Shareholder Proposal Regarding Financial Information in Notice of Meeting | ShrHldr | Against | TNA | N/A | |||
23 | Shareholder Proposal Regarding Presentation of Financial Information | ShrHldr | Against | TNA | N/A | |||
24 | Shareholder Proposal Regarding Access to Financial Information | ShrHldr | Against | TNA | N/A | |||
25 | Shareholder Proposal Regarding Refreshments at Annual General Meetings | ShrHldr | Against | TNA | N/A | |||
NPS Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPSP | CUSIP 62936P103 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
2 | Elect Colin Broom | Mgmt | For | For | For | |||
3 | Elect Georges Gemayel | Mgmt | For | For | For | |||
4 | Elect Pedro P. Granadillo | Mgmt | For | For | For | |||
5 | Elect James G. Groninger | Mgmt | For | For | For | |||
6 | Elect Francois Nader | Mgmt | For | For | For | |||
7 | Elect Rachel R. Selisker | Mgmt | For | For | For | |||
8 | Elect Peter G. Tombros | Mgmt | For | For | For | |||
9 | Approval of the 2014 Omnibus Equity Compensation Plan | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
NTT Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9613 | CINS J59386102 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Dividends | Mgmt | For | For | For | |||
3 | Elect Yoh Homma | Mgmt | For | For | For | |||
4 | Elect Yukio Okamoto | Mgmt | For | For | For | |||
5 | Elect Yukio Ishijima as Statutory Auditor | Mgmt | For | Against | Against | |||
NTT DoCoMo Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9437 | CINS J59399121 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Dividends | Mgmt | For | For | For | |||
3 | Elect Kaoru Katoh | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Yoshizawa | Mgmt | For | For | For | |||
5 | Elect Yoshikiyo Sakai | Mgmt | For | For | For | |||
6 | Elect Akira Terasaki | Mgmt | For | For | For | |||
7 | Elect Seizoh Onoe | Mgmt | For | For | For | |||
8 | Elect Hirotaka Satoh | Mgmt | For | For | For | |||
9 | Elect Kazuhiro Takagi | Mgmt | For | For | For | |||
10 | Elect Hiroyasu Asami | Mgmt | For | For | For | |||
11 | Elect Shohji Sutoh | Mgmt | For | For | For | |||
12 | Elect Kiyohiro Ohmatsuzawa | Mgmt | For | For | For | |||
13 | Elect Toshiki Nakayama | Mgmt | For | For | For | |||
14 | Elect Hajime Kii | Mgmt | For | For | For | |||
15 | Elect Makoto Tani | Mgmt | For | For | For | |||
16 | Elect Teruyasu Murakami | Mgmt | For | For | For | |||
17 | Elect Takashi Nakamura | Mgmt | For | For | For | |||
18 | Elect Tohru Kobayashi | Mgmt | For | Against | Against | |||
19 | Elect Toshimune Okihara | Mgmt | For | Against | Against | |||
Nu Skin Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUS | CUSIP 67018T105 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nevin N. Andersen | Mgmt | For | For | For | |||
1.2 | Elect Daniel W. Campbell | Mgmt | For | For | For | |||
1.3 | Elect M. Truman Hunt | Mgmt | For | For | For | |||
1.4 | Elect Andrew D. Lipman | Mgmt | For | For | For | |||
1.5 | Elect Steven J. Lund | Mgmt | For | For | For | |||
1.6 | Elect Patricia A. Negron | Mgmt | For | For | For | |||
1.7 | Elect Neil H. Offen | Mgmt | For | For | For | |||
1.8 | Elect Thomas R. Pisano | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Jean-Michel Hegesippe | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe | Mgmt | For | Against | Against | |||
13 | Elect Bernard Attali | Mgmt | For | Against | Against | |||
14 | Elect Max Aaron | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | Against | Against | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 03/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric Meurice | Mgmt | For | Against | Against | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | Against | Against | |||
4 | Elect Peter L. Bonfield | Mgmt | For | Against | Against | |||
5 | Elect Johannes P. Huth | Mgmt | For | Against | Against | |||
6 | Elect Kenneth Goldman | Mgmt | For | Against | Against | |||
7 | Elect Marion Helmes | Mgmt | For | Against | Against | |||
8 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
9 | Elect Ian Loring | Mgmt | For | Against | Against | |||
10 | Elect Eric Meurice | Mgmt | For | Against | Against | |||
11 | Elect Julie Southern | Mgmt | For | Against | Against | |||
12 | Elect Rick Lih-Shyng Tsai | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 10/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marion Helmes | Mgmt | For | Against | Against | |||
2 | Elect Julie Southern | Mgmt | For | Against | Against | |||
NxStage Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXTM | CUSIP 67072V103 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey H. Burbank | Mgmt | For | For | For | |||
1.2 | Elect Robert G. Funari | Mgmt | For | For | For | |||
1.3 | Elect Daniel A. Giannini | Mgmt | For | For | For | |||
1.4 | Elect Earl R. Lewis | Mgmt | For | For | For | |||
1.5 | Elect Jean K. Mixer | Mgmt | For | For | For | |||
1.6 | Elect Craig W. Moore | Mgmt | For | For | For | |||
1.7 | Elect Reid S. Perper | Mgmt | For | For | For | |||
1.8 | Elect Barry M. Straube | Mgmt | For | For | For | |||
1.9 | Elect Jay W Shreiner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Adoption of Majority Voting Standard | Mgmt | For | For | For | |||
5 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | |||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
5 | Elect Edward P. Djerejian | Mgmt | For | For | For | |||
6 | Elect John E. Feick | Mgmt | For | For | For | |||
7 | Elect Margaret M. Foran | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect William R. Klesse | Mgmt | For | For | For | |||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | |||
12 | Waive Director Age Restriction Policy for Edward P. Djerejian | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amend Certificate to Permit Action by Written Consent | Mgmt | For | For | For | |||
15 | Amend Bylaws to Separate Chairman and CEO Roles | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Oceaneering International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OII | CUSIP 675232102 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect T. Jay Collins | Mgmt | For | For | For | |||
1.2 | Elect D. Michael Hughes | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ocwen Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OCN | CUSIP 675746309 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | |||
1.2 | Elect Ronald M. Faris | Mgmt | For | For | For | |||
1.3 | Elect Ronald J. Korn | Mgmt | For | For | For | |||
1.4 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.5 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert A. Salcetti | Mgmt | For | For | For | |||
1.7 | Elect Barry N. Wish | Mgmt | For | For | For | |||
2 | Amendment to the 1998 Annual Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
OFG Bancorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFG | CUSIP 67103X102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Juan C. Aguayo | Mgmt | For | For | For | |||
1.2 | Elect Rafael . F Martinez | Mgmt | For | For | For | |||
1.3 | Elect Francisco Arrivi | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
1.2 | Elect Christopher T. Seaver | Mgmt | For | For | For | |||
1.3 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Om Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMG | CUSIP 670872100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hans-Georg Betz | Mgmt | For | For | For | |||
1.2 | Elect Joseph M. Scaminace | Mgmt | For | For | For | |||
2 | 2014 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Omega Healthcare Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHI | CUSIP 681936100 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara B. Hill | Mgmt | For | For | For | |||
1.2 | Elect Harold J. Kloosterman | Mgmt | For | For | For | |||
1.3 | Elect C.Taylor Pickett | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
OmniVision Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OVTI | CUSIP 682128103 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shaw Hong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Omron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6645 | CINS J61374120 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Fumio Tateishi | Mgmt | For | For | For | |||
4 | Elect Yoshihito Yamada | Mgmt | For | For | For | |||
5 | Elect Yoshinori Suzuki | Mgmt | For | For | For | |||
6 | Elect Akio Sakumiya | Mgmt | For | For | For | |||
7 | Elect Kohji Nitto | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Toyama | Mgmt | For | For | For | |||
9 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
10 | Elect Tohru Watanabe as Alternate Statutory Auditor | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
12 | Bonus Plan Linked to Medium-Term Performance | Mgmt | For | For | For | |||
On Assignment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASGN | CUSIP 682159108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter T. Dameris | Mgmt | For | For | For | |||
1.2 | Elect Jonathan S. Holman | Mgmt | For | For | For | |||
2 | Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
3 | Reduce Shareholder Vote Required to Change Board Size to a Simple Majority | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | |||
5 | Amendments to Articles regarding Written Consent | Mgmt | For | For | For | |||
6 | Elimination of supermajority vote requirement For Article Amendments | Mgmt | For | For | For | |||
7 | Exclusive Forum Provision | Mgmt | For | Against | Against | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
One Liberty Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLP | CUSIP 682406103 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Biederman | Mgmt | For | For | For | |||
2 | Elect James J. Burns | Mgmt | For | For | For | |||
3 | Elect Patrick J. Callan, Jr. | Mgmt | For | For | For | |||
4 | Elect Louis P. Karol | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
OPAP S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPAP | CINS X3232T104 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Election of Directors; Board Size | Mgmt | For | Against | Against | |||
5 | Election of Audit Committee Members | Mgmt | For | For | For | |||
6 | Board Transactions | Mgmt | For | For | For | |||
7 | Approve Remuneration of Kamil Zeigler (Chairman/CEO) | Mgmt | For | For | For | |||
8 | Approve Remuneration of Michel Houst (Executive Director) | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
Oracle Corporation Japan | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4716 | CINS J6165M109 | 08/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Takao Endoh | Mgmt | For | Against | Against | |||
2 | Elect Shigeru Nosaka | Mgmt | For | Against | Against | |||
3 | Elect Derek H. Williams | Mgmt | For | Against | Against | |||
4 | Elect John L. Hall | Mgmt | For | Against | Against | |||
5 | Elect Eric R. Ball | Mgmt | For | Against | Against | |||
6 | Elect Gregory R. Davis | Mgmt | For | Against | Against | |||
7 | Elect Satoshi Ohgishi | Mgmt | For | Against | Against | |||
8 | Elect Shuhei Murayama | Mgmt | For | Against | Against | |||
9 | Equity Compensation Plan | Mgmt | For | For | For | |||
Orange SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORA | CINS F6866T100 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Stephane Richard | Mgmt | For | Against | Against | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Elect Patrice Brunet | Mgmt | N/A | Against | N/A | |||
11 | Elect Jean-Luc Burgain | Mgmt | N/A | Against | N/A | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Remuneration of Stephane Richard, Chairman and CEO | Mgmt | For | For | For | |||
14 | Remuneration of Gervais Pellissier, Deputy CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Amend Article 15 | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
OraSure Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSUR | CUSIP 68554V108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronny B. Lancaster | Mgmt | For | For | For | |||
1.2 | Elect Roger L. Pringle | Mgmt | For | For | For | |||
1.3 | Elect Ronald H. Spair | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the Stock Award Plan | Mgmt | For | For | For | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Bruce W D Morgan | Mgmt | For | Against | Against | |||
3 | Re-elect Gordon Cairns | Mgmt | For | Against | Against | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
Orion Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORNBV | CINS X6002Y112 | 03/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Board Size | Mgmt | For | For | For | |||
13 | Election of Directors | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Amendments to Articles Regarding Publishing of Notice of Meeting | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Overstock.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSTK | CUSIP 690370101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allison H. Abraham | Mgmt | For | For | For | |||
1.2 | Elect Stormy D. Simon | Mgmt | For | For | For | |||
1.3 | Elect Samuel A. Mitchell | Mgmt | For | For | For | |||
2 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pacific Premier Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth A. Boudreau | Mgmt | For | For | For | |||
1.2 | Elect John J Carona | Mgmt | For | For | For | |||
1.3 | Elect Steven R. Gardner | Mgmt | For | For | For | |||
1.4 | Elect Joseph L Garrett | Mgmt | For | For | For | |||
1.5 | Elect John D. Goddard | Mgmt | For | For | For | |||
1.6 | Elect Jeff C. Jones | Mgmt | For | For | For | |||
1.7 | Elect Michael L. McKennon | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Hasan Jameel | Mgmt | For | For | For | |||
3 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
4 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
5 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
6 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
7 | Elect Roger B. Porter | Mgmt | For | For | For | |||
8 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
9 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
10 | Elect James D. Woodrum | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 01/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Issuance of Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2003 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.2 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.3 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.7 | Elect Douglas H. Lowrey | Mgmt | For | For | For | |||
1.8 | Elect Timothy B. Matz | Mgmt | For | For | For | |||
1.9 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.10 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.11 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.12 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.13 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
11 | Elect Mamoru Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Nomura | Mgmt | For | For | For | |||
13 | Elect Ikuo Uno | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
17 | Elect Jun Ishii | Mgmt | For | For | For | |||
18 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
19 | Elect Yoshio Satoh | Mgmt | For | For | For | |||
20 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
Papa John's International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PZZA | CUSIP 698813102 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John H. Schnatter | Mgmt | For | For | For | |||
2 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
PBF Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBF | CUSIP 69318G106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. O'Malley | Mgmt | For | For | For | |||
2 | Elect Spencer Abraham | Mgmt | For | For | For | |||
3 | Elect Jefferson F. Allen | Mgmt | For | For | For | |||
4 | Elect Martin J. Brand | Mgmt | For | For | For | |||
5 | Elect Wayne A. Budd | Mgmt | For | Against | Against | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
8 | Elect Edward F. Kosnik | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Pegatron Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4938 | CINS Y6784J100 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
8 | Adoption of Employee Restricted Stock Plan | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Harold Cramer | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Long Term Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Peoples Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEBO | CUSIP 709789101 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tara M. Abraham | Mgmt | For | For | For | |||
1.2 | JAMES S. HUGGINS | Mgmt | For | For | For | |||
1.3 | Elect Brenda F. Jones | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Perficient, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRFT | CUSIP 71375U101 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Davis | Mgmt | For | For | For | |||
2 | Elect Ralph C. Derrickson | Mgmt | For | For | For | |||
3 | Elect John S. Hamlin | Mgmt | For | For | For | |||
4 | Elect James R. Kackley | Mgmt | For | For | For | |||
5 | Elect David S. Lundeen | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the 2012 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Performant Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFMT | CUSIP 71377E105 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon D. Shaver | Mgmt | For | For | For | |||
1.2 | Elect William D. Hansen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Perry Ellis International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PERY | CUSIP 288853104 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandra Wilson | Mgmt | For | For | For | |||
1.2 | Elect J. David Scheiner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
5 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
6 | Elect Mike Killoran | Mgmt | For | For | For | |||
7 | Elect Nigel Greenaway | Mgmt | For | For | For | |||
8 | Elect David Jenkinson | Mgmt | For | For | For | |||
9 | Elect Richard Pennycook | Mgmt | For | For | For | |||
10 | Elect Jonathan Davie | Mgmt | For | For | For | |||
11 | Elect Mark Preston | Mgmt | For | For | For | |||
12 | Elect Marion Sears | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Return of Capital | Mgmt | For | For | For | |||
15 | Related Party Transactions (Nigel Greenaway) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Period at 14 days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Petrofac Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFC | CINS G7052T101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Kathleen Hogenson | Mgmt | For | For | For | |||
6 | Elect Norman Murray | Mgmt | For | For | For | |||
7 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
8 | Elect Stefano Cao | Mgmt | For | For | For | |||
9 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
10 | Elect Rene Medori | Mgmt | For | For | For | |||
11 | Elect Rijnhard van Tets | Mgmt | For | For | For | |||
12 | Elect Ayman Asfari | Mgmt | For | For | For | |||
13 | Elect Marwan Chedid | Mgmt | For | For | For | |||
14 | Elect Tim Weller | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Performance Share Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Share Plan | Mgmt | For | For | For | |||
23 | Share Incentive Plan | Mgmt | For | For | For | |||
Petsmart, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETM | CUSIP 716768106 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angel Cabrera | Mgmt | For | For | For | |||
2 | Elect Rita V. Foley | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect Joseph S. Hardin, Jr. | Mgmt | For | For | For | |||
5 | Elect Gregory P. Josefowicz | Mgmt | For | For | For | |||
6 | Elect David K. Lenhardt | Mgmt | For | For | For | |||
7 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
8 | Elect Barbara A. Munder | Mgmt | For | For | For | |||
9 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
10 | Elect Thomas G. Stemberg | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect Constance J. Horner | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect George A. Lorch | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Approval Of Political Contributions Policy | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | Against | Against | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Fred J. Fowler | Mgmt | For | Against | Against | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | |||
5 | Elect Richard C. Kelly | Mgmt | For | Against | Against | |||
6 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | |||
7 | Elect Richard A. Meserve | Mgmt | For | Against | Against | |||
8 | Elect Forrest E. Miller | Mgmt | For | Against | Against | |||
9 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | |||
10 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | |||
11 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
PHH Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHH | CUSIP 693320202 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane D. Carlin | Mgmt | For | Withhold | Against | |||
1.2 | Elect James O. Egan | Mgmt | For | Withhold | Against | |||
1.3 | Elect Thomas P. Gibbons | Mgmt | For | Withhold | Against | |||
1.4 | Elect Allan Z. Loren | Mgmt | For | Withhold | Against | |||
1.5 | Elect Glen A. Messina | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gregory J. Parseghian | Mgmt | For | Withhold | Against | |||
1.7 | Elect Charles P. Pizzi | Mgmt | For | Withhold | Against | |||
1.8 | Elect Deborah M. Reif | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carroll R. Wetzel, Jr. | Mgmt | For | Withhold | Against | |||
2 | 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Phillips 66 | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSX | CUSIP 718546104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William R. Loomis, Jr. | Mgmt | For | For | For | |||
2 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
3 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Photronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAB | CUSIP 719405102 | 04/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter M. Fiederowicz | Mgmt | For | For | For | |||
1.2 | Elect Joseph A. Fiorita, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Liang-Choo Hsia | Mgmt | For | For | For | |||
1.4 | Elect Constantine S. Macricostas | Mgmt | For | For | For | |||
1.5 | Elect George Macricostas | Mgmt | For | For | For | |||
1.6 | Elect Mitchell G. Tyson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Long-Term Equity Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Pier 1 Imports, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PIR | CUSIP 720279108 | 07/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claire H. Babrowski | Mgmt | For | For | For | |||
2 | Elect Cheryl A. Bachelder | Mgmt | For | For | For | |||
3 | Elect John H. Burgoyne | Mgmt | For | For | For | |||
4 | Elect Hamish A. Dodds | Mgmt | For | For | For | |||
5 | Elect Brendan L. Hoffman | Mgmt | For | For | For | |||
6 | Elect Terry E. London | Mgmt | For | For | For | |||
7 | Elect Alexander W. Smith | Mgmt | For | For | For | |||
8 | Elect Cece Smith | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Pitney Bowes Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBI | CUSIP 724479100 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | |||
2 | Elect Anne M. Busquet | Mgmt | For | For | For | |||
3 | Elect Roger Fradin | Mgmt | For | For | For | |||
4 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | |||
5 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | |||
6 | Elect Marc B. Lautenbach | Mgmt | For | For | For | |||
7 | Elect Eduardo R. Menasce | Mgmt | For | For | For | |||
8 | Elect Michael I. Roth | Mgmt | For | For | For | |||
9 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
10 | Elect David B. Snow, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Directors' Stock Plan | Mgmt | For | For | For | |||
Plantronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLT | CUSIP 727493108 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marv Tseu | Mgmt | For | For | For | |||
2 | Elect Ken Kannappan | Mgmt | For | For | For | |||
3 | Elect Brian Dexheimer | Mgmt | For | For | For | |||
4 | Elect Robert C. Hagerty | Mgmt | For | For | For | |||
5 | Elect Greggory Hammann | Mgmt | For | For | For | |||
6 | Elect John Hart | Mgmt | For | For | For | |||
7 | Elect Marshall Mohr | Mgmt | For | For | For | |||
8 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PNC Financial Services Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard O. Berndt | Mgmt | For | For | For | |||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
3 | Elect Paul W. Chellgren | Mgmt | For | For | For | |||
4 | Elect William S. Demchak | Mgmt | For | For | For | |||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | |||
6 | Elect Kay Coles James | Mgmt | For | For | For | |||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
8 | Elect Anthony A. Massaro | Mgmt | For | For | For | |||
9 | Elect Jane G. Pepper | Mgmt | For | For | For | |||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
11 | Elect Lorene K. Steffes | Mgmt | For | For | For | |||
12 | Elect Dennis F. Strigl | Mgmt | For | For | For | |||
13 | Elect Thomas J. Usher | Mgmt | For | For | For | |||
14 | Elect George H. Walls, Jr. | Mgmt | For | For | For | |||
15 | Elect Helge H. Wehmeier | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
Polypore International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPO | CUSIP 73179V103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Graff | Mgmt | For | For | For | |||
1.2 | Elect Christopher J Kearney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Popeyes Louisiana Kitchen, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLKI | CUSIP 732872106 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Krishnan Anand | Mgmt | For | For | For | |||
1.2 | Elect Victor Arias, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Cheryl A. Bachelder | Mgmt | For | For | For | |||
1.4 | Elect Carolyn Hogan Byrd | Mgmt | For | For | For | |||
1.5 | Elect John M. Cranor, III | Mgmt | For | For | For | |||
1.6 | Elect R. William Ide, III | Mgmt | For | For | For | |||
1.7 | Elect Joel K. Manby | Mgmt | For | For | For | |||
1.8 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Luisa Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
4 | Elect John W. Diercksen | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Portfolio Recovery Associates, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRAA | CUSIP 73640Q105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott M. Tabakin | Mgmt | For | For | For | |||
1.2 | Elect James M. Voss | Mgmt | For | For | For | |||
1.3 | Elect Marjorie M. Connelly | Mgmt | For | For | For | |||
1.4 | Elect James A. Nussle | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PPG Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPG | CUSIP 693506107 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen F. Angel | Mgmt | For | For | For | |||
1.2 | Elect Hugh Grant | Mgmt | For | For | For | |||
1.3 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Philip G. Cox | Mgmt | For | For | For | |||
4 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
6 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
7 | Elect Stuart Heydt | Mgmt | For | For | For | |||
8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Elect Natica von Althann | Mgmt | For | For | For | |||
12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Prestige Brands Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBH | CUSIP 74112D101 | 07/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew M. Mannelly | Mgmt | For | For | For | |||
1.2 | Elect John E. Byom | Mgmt | For | For | For | |||
1.3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
1.4 | Elect Charles J. Hinkaty | Mgmt | For | For | For | |||
1.5 | Elect Carl J. Johnson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.9 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.10 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Proassurance Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRA | CUSIP 74267C106 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert E. Flowers | Mgmt | For | For | For | |||
1.2 | Elect Samuel A. DiPiazza, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Ann F. Putallaz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Proofpoint, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFPT | CUSIP 743424103 | 06/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan Feiber | Mgmt | For | For | For | |||
1.2 | Elect Eric Hahn | Mgmt | For | For | For | |||
1.3 | Elect Kevin Harvey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Protective Life Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PL | CUSIP 743674103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert O. Burton | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect Thomas L. Hamby | Mgmt | For | For | For | |||
4 | Elect John D. Johns | Mgmt | For | For | For | |||
5 | Elect Vanessa Leonard | Mgmt | For | For | For | |||
6 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
7 | Elect John J. McMahon, Jr. | Mgmt | For | For | For | |||
8 | Elect Hans Hugh Miller | Mgmt | For | For | For | |||
9 | Elect Malcolm Portera | Mgmt | For | For | For | |||
10 | Elect C. Dowd Ritter | Mgmt | For | For | For | |||
11 | Elect Jesse J. Spikes | Mgmt | For | For | For | |||
12 | Elect William A. Terry | Mgmt | For | For | For | |||
13 | Elect W. Michael Warren, Jr. | Mgmt | For | For | For | |||
14 | Elect Vanessa Wilson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | Against | Against | |||
9 | Elect Alice Shroeder | Mgmt | For | For | For | |||
10 | Elect Howard J. Davies | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Alexander Johnston | Mgmt | For | For | For | |||
13 | Elect Paul Manduca | Mgmt | For | For | For | |||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
17 | Elect Philip Remnant | Mgmt | For | For | For | |||
18 | Elect Barry Stowe | Mgmt | For | For | For | |||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
21 | Elect Michael A. Wells | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PS Business Parks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSB | CUSIP 69360J107 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Joseph D. Russell, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jennifer Holden Dunbar | Mgmt | For | For | For | |||
1.4 | Elect James H. Kropp | Mgmt | For | For | For | |||
1.5 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||
1.6 | Elect Michael V. McGee | Mgmt | For | For | For | |||
1.7 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
1.8 | Elect Robert S. Rollo | Mgmt | For | For | For | |||
1.9 | Elect Peter Schultz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares under Employee and Management Stock Option Program | Mgmt | For | Against | Against | |||
2 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
3 | Approval of Share Issuance w/o Preemptive Rights | Mgmt | For | Against | Against | |||
PT Matahari Department Store Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPPF | CINS Y7139L105 | 04/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | Against | Against | |||
5 | Election of Directors and/or Commissioners (Slate); Approval of Remuneration | Mgmt | For | Against | Against | |||
6 | Shareholder Structure | Mgmt | For | For | For | |||
PT Matahari Department Store Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPPF | CINS Y7139L105 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Loan and Credit Facilities | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
PTC Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTC | CUSIP 69370C100 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Janice D. Chaffin | Mgmt | For | For | For | |||
1.2 | Elect James E. Heppelmann | Mgmt | For | For | For | |||
1.3 | Elect Paul A. Lacy | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Puregold Price Club Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGOLD | CINS Y71617107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Philippines | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | CALL TO ORDER | Mgmt | For | For | For | |||
3 | Determination of Quorum | Mgmt | For | For | For | |||
4 | Minutes | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Absorption of Company E Corporation with the Company | Mgmt | For | For | For | |||
7 | Elect Lucio L. Co | Mgmt | For | Against | Against | |||
8 | Elect Susan P. Co | Mgmt | For | Against | Against | |||
9 | Elect Leonardo B. Dayao | Mgmt | For | Against | Against | |||
10 | Elect Ferdinand Vincent P. Co | Mgmt | For | Against | Against | |||
11 | Elect Pamela Justine P. Co | Mgmt | For | Against | Against | |||
12 | Elect Marilyn V. Pardo | Mgmt | For | Against | Against | |||
13 | Elect Edgardo G. Lacson | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
16 | ADJOURNMENT | Mgmt | For | For | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Qlik Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLIK | CUSIP 74733T105 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Golden | Mgmt | For | For | For | |||
1.2 | Elect Lars Bjork | Mgmt | For | For | For | |||
2 | Approval of the 2014 Executive Performance Award Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Quality Distribution, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLTY | CUSIP 74756M102 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary R. Enzor | Mgmt | For | For | For | |||
1.2 | Elect Richard B. Marchese | Mgmt | For | For | For | |||
1.3 | Elect Thomas R. Miklich | Mgmt | For | For | For | |||
1.4 | Elect Annette M. Sandberg | Mgmt | For | For | For | |||
1.5 | Elect Alan H. Schumacher | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Quantum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QTM | CUSIP 747906204 | 08/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul R. Auvil III | Mgmt | For | For | For | |||
1.2 | Elect Philip Black | Mgmt | For | For | For | |||
1.3 | Elect Michael A. Brown | Mgmt | For | For | For | |||
1.4 | Elect Louis DiNardo | Mgmt | For | For | For | |||
1.5 | Elect Jon W. Gacek | Mgmt | For | For | For | |||
1.6 | Elect David A. Krall | Mgmt | For | For | For | |||
1.7 | Elect Gregg J. Powers | Mgmt | For | For | For | |||
1.8 | Elect David E. Roberson | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ramco Gershenson Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPT | CUSIP 751452202 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
1.2 | Elect Dennis E. Gershenson | Mgmt | For | For | For | |||
1.3 | Elect Arthur H. Goldberg | Mgmt | For | For | For | |||
1.4 | Elect David J. Nettina | Mgmt | For | For | For | |||
1.5 | Elect Matthew L. Ostrower | Mgmt | For | For | For | |||
1.6 | Elect Joel M. Pashcow | Mgmt | For | For | For | |||
1.7 | Elect Mark K. Rosenfeld | Mgmt | For | For | For | |||
1.8 | Elect Michael A. Ward | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Randstad Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAND | CINS N7291Y137 | 04/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Chris Heutink to the Management Board | Mgmt | For | For | For | |||
10 | Elect Giovanna Kampouri Monnas | Mgmt | For | Against | Against | |||
11 | Elect Frank Dorjee | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Suppression of Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Rayonier Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RYN | CUSIP 754907103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul G. Boynton | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect John E. Bush | Mgmt | For | For | For | |||
4 | Elect Mark E. Gaumond | Mgmt | For | For | For | |||
5 | Elect Thomas I. Morgan | Mgmt | For | For | For | |||
6 | Elect David W. Oskin | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
10 | Shareholder Proposal Regarding Risks at Jesup Mill | ShrHldr | Against | Against | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Cartwright | Mgmt | For | For | For | |||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
4 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
5 | Elect George R. Oliver | Mgmt | For | For | For | |||
6 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
7 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
8 | Elect William R. Spivey | Mgmt | For | For | For | |||
9 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Ability to Act by Written Consent | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Receptos Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCPT | CUSIP 756207106 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Faheem Hasnain | Mgmt | For | For | For | |||
1.2 | Elect Erle T. Mast | Mgmt | For | For | For | |||
1.3 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Reckitt Benckiser Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RB | CINS G74079107 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Adrian D.P. Bellamy | Mgmt | For | Against | Against | |||
6 | Elect Gerd Peter Harf | Mgmt | For | Against | Against | |||
7 | Elect Adrian Hennah | Mgmt | For | Against | Against | |||
8 | Elect Kenneth Hydon | Mgmt | For | Against | Against | |||
9 | Elect Rakesh Kapoor | Mgmt | For | Against | Against | |||
10 | Elect Andre Lacroix | Mgmt | For | Against | Against | |||
11 | Elect Judith A. Sprieser | Mgmt | For | Against | Against | |||
12 | Elect Warren G. Tucker | Mgmt | For | Against | Against | |||
13 | Elect Nicandro Durante | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Red Eléctrica Corporación, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REE | CINS E42807102 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Ratification of the Co-Option of Jose Angel Partearroyo Martin | Mgmt | For | For | For | |||
7 | Elect Socorro Fernandez Larrea | Mgmt | For | For | For | |||
8 | Elect Antonio Gomez Ciria | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Share Purchase Plan | Mgmt | For | For | For | |||
11 | Revocation of Existing Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Remuneration Report | Mgmt | For | For | For | |||
13 | Directors' Fees 2013 | Mgmt | For | Against | Against | |||
14 | Directors' Fees 2014 | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Red Robin Gourmet Burgers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRGB | CUSIP 75689M101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Aiken | Mgmt | For | For | For | |||
2 | Elect Stephen E. Carley | Mgmt | For | For | For | |||
3 | Elect Lloyd L. Hill | Mgmt | For | For | For | |||
4 | Elect Richard J. Howell | Mgmt | For | For | For | |||
5 | Elect Glenn B. Kaufman | Mgmt | For | For | For | |||
6 | Elect Pattye L. Moore | Mgmt | For | For | For | |||
7 | Elect Stuart I. Oran | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Advisory -- Non-UK Issuer) | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Elect Mark Dixon | Mgmt | For | For | For | |||
10 | Elect Dominique Yates | Mgmt | For | For | For | |||
11 | Elect Lance Browne | Mgmt | For | For | For | |||
12 | Elect Elmar Heggen | Mgmt | For | For | For | |||
13 | Elect Florence Pierre | Mgmt | For | For | For | |||
14 | Elect Alex Sulkowski | Mgmt | For | For | For | |||
15 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
16 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
19 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
20 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Reliance Steel & Aluminum Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RS | CUSIP 759509102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sarah J Anderson | Mgmt | For | For | For | |||
1.2 | Elect John G. Figueroa | Mgmt | For | For | For | |||
1.3 | Elect Thomas W. Gimbel | Mgmt | For | For | For | |||
1.4 | Elect David H. Hannah | Mgmt | For | For | For | |||
1.5 | Elect Douglas M. Hayes | Mgmt | For | For | For | |||
1.6 | Elect Mark V. Kaminski | Mgmt | For | For | For | |||
1.7 | Elect Gregg J. Mollins | Mgmt | For | For | For | |||
1.8 | Elect Andrew G. Sharkey III | Mgmt | For | For | For | |||
1.9 | Elect Leslie A. Waite | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Remy International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REMY | CUSIP 759663107 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brent B. Bickett | Mgmt | For | Withhold | Against | |||
1.2 | Elect Alan L. Stinson | Mgmt | For | Withhold | Against | |||
1.3 | Elect Douglas K. Ammerman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Renault | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RNO | CINS F77098105 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Presentation of Report on Redeemable Shares | Mgmt | For | For | For | |||
9 | Elect Carlos Ghosn | Mgmt | For | For | For | |||
10 | Supplementary Retirement Benefits (Carlos Ghosn) | Mgmt | For | For | For | |||
11 | Remuneration of Carlos Ghosn, CEO | Mgmt | For | For | For | |||
12 | Elect Marc Ladreit de Lacharriere | Mgmt | For | For | For | |||
13 | Elect Franck Riboud | Mgmt | For | For | For | |||
14 | Elect Hiroto Saikawa | Mgmt | For | For | For | |||
15 | Elect Pascale Sourisse | Mgmt | For | Against | Against | |||
16 | Elect Patrick Thomas | Mgmt | For | For | For | |||
17 | Appointment of Auditor (Ernst & Young) and Alternate Statutory Auditor (Auditex) | Mgmt | For | For | For | |||
18 | Appointment of Auditor (KMPG S.A) and Alternate Statutory Auditor (KMPG Audit) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares Reduce Capital | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
25 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
26 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Repligen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGEN | CUSIP 759916109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glenn L. Cooper | Mgmt | For | For | For | |||
1.2 | Elect John G. Cox | Mgmt | For | For | For | |||
1.3 | Elect Karen A. Dawes | Mgmt | For | For | For | |||
1.4 | Elect Alfred L. Goldberg | Mgmt | For | For | For | |||
1.5 | Elect Michael A. Griffith | Mgmt | For | For | For | |||
1.6 | Elect Walter C. Herlihy | Mgmt | For | For | For | |||
1.7 | Elect Thomas F. Ryan, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Amendment to the 2012 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
Repsol, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REP | CINS E8471S130 | 03/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of auditor | Mgmt | For | For | For | |||
5 | Agreement with Argentina | Mgmt | For | For | For | |||
6 | Scrip Dividend | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares and Cancel Treasury Shares | Mgmt | For | For | For | |||
9 | Amendments to Articles Regarding Articles 15, 22, 3 and 13 | Mgmt | For | Against | Against | |||
10 | Amendments to Articles Regarding Articles 39 bis and 37 | Mgmt | For | For | For | |||
11 | Amendments to Articles Regarding Payment of Interim Dividends | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding Articles 23, 5 and 7 | Mgmt | For | For | For | |||
13 | Amendments to Articles Regarding Annual Remuneration Report | Mgmt | For | For | For | |||
14 | Elect Paulina Beato Blanco | Mgmt | For | For | For | |||
15 | Elect Artur Carulla Font | Mgmt | For | For | For | |||
16 | Elect Javier Echenique Landiribar | Mgmt | For | For | For | |||
17 | Elect Henri Philippe Reichstul | Mgmt | For | For | For | |||
18 | Elect Arturo F. Henriquez Autrey | Mgmt | For | For | For | |||
19 | Remuneration Report | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Republic Airways Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJET | CUSIP 760276105 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bryan K. Bedford | Mgmt | For | For | For | |||
1.2 | Elect Neal S. Cohen | Mgmt | For | For | For | |||
1.3 | Elect Lawrence J. Cohen | Mgmt | For | For | For | |||
1.4 | Elect Robert L. Colin | Mgmt | For | For | For | |||
1.5 | Elect Daniel P. Garton | Mgmt | For | For | For | |||
1.6 | Elect Douglas J. Lambert | Mgmt | For | For | For | |||
1.7 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Republic Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RBCAA | CUSIP 760281204 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig A. Greenberg | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael T. Rust | Mgmt | For | Withhold | Against | |||
1.3 | Elect Sandra Metts Snowden | Mgmt | For | Withhold | Against | |||
1.4 | Elect R. Wayne Stratton | Mgmt | For | Withhold | Against | |||
1.5 | Elect Susan Stout Tamme | Mgmt | For | Withhold | Against | |||
1.6 | Elect A. Scott Trager | Mgmt | For | Withhold | Against | |||
1.7 | Elect Steven E. Trager | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Residential Cap LLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 76114EAH5 | 10/21/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | DITECH, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
2 | DOA HOLDING PROPERTIES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
3 | DOA PROPERTIES IX (LOTS-OTHER), LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
4 | EPRE LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
5 | EQUITY INVESTMENT I, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
6 | ETS OF VIRGINIA, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
7 | ETS OF WASHINGTON, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
8 | EXECUTIVE TRUSTEE SERVICES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
9 | GMAC-RFC HOLDING COMPANY, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
10 | GMAC MODEL HOME FINANCE I, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
11 | GMAC MORTGAGE USA CORPORATION CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
12 | GMAC MORTGAGE, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
13 | GMAC RESIDENTIAL HOLDING COMPANY, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
14 | GMACRH SETTLEMENT SERVICES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
15 | GMACM BORROWER LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
16 | GMACM REO LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
17 | GMACR MORTGAGE PRODUCTS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
18 | HFN REO SUBII, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
19 | HOME CONNECTS LENDING SERVICES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
20 | HOMECOMINGS FINANCIAL REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
21 | HOMECOMINGS FINANCIAL, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
22 | LADUE ASSOCIATES, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
23 | PASSIVE ASSET TRANSACTIONS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
24 | PATI A, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
25 | PATI B, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
26 | PATI REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
27 | RAHI A, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
28 | RAHI B, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
29 | RAHI REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
30 | RCSFJV2004, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
31 | RESIDENTIAL ACCREDIT LOANS, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
32 | RESIDENTIAL ASSET MORTGAGE PRODUCTS, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
33 | RESIDENTIAL ASSET SECURITIES CORPORATION CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
34 | RESIDENTIAL CAPITAL, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
35 | RESIDENTIAL CONSUMER SERVICES OF ALABAMA, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
36 | RESIDENTIAL CONSUMER SERVICES OF OHIO, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
37 | RESIDENTIAL CONSUMER SERVICES OF TEXAS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
38 | RESIDENTIAL CONSUMER SERVICES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
39 | RESIDENTIAL FUNDING COMPANY, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
40 | RESIDENTIAL FUNDING MORTGAGE EXCHANGE, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
41 | RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
42 | RESIDENTIAL FUNDING MORTGAGE SECURITIES II, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
43 | RESIDENTIAL FUNDING REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
44 | RESIDENTIAL MORTGAGE REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
45 | RFC - GSAP SERVICER ADVANCE, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
46 | RFC ASSET HOLDINGS II, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
47 | RFC ASSET MANAGEMENT, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
48 | RFC BORROWER LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
49 | RFC CONSTRUCTION FUNDING, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
50 | RFC REO LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
51 | RFC SFJV-2002, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
Residential Cap LLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 76114EAH5 | 10/21/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | DITECH, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
2 | DOA HOLDING PROPERTIES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
3 | DOA PROPERTIES IX (LOTS-OTHER), LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
4 | EPRE LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
5 | EQUITY INVESTMENT I, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
6 | ETS OF VIRGINIA, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
7 | ETS OF WASHINGTON, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
8 | EXECUTIVE TRUSTEE SERVICES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
9 | GMAC-RFC HOLDING COMPANY, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
10 | GMAC MODEL HOME FINANCE I, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
11 | GMAC MORTGAGE USA CORPORATION CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
12 | GMAC MORTGAGE, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
13 | GMAC RESIDENTIAL HOLDING COMPANY, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
14 | GMACRH SETTLEMENT SERVICES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
15 | GMACM BORROWER LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
16 | GMACM REO LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
17 | GMACR MORTGAGE PRODUCTS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
18 | HFN REO SUBII, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
19 | HOME CONNECTS LENDING SERVICES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
20 | HOMECOMINGS FINANCIAL REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
21 | HOMECOMINGS FINANCIAL, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
22 | LADUE ASSOCIATES, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
23 | PASSIVE ASSET TRANSACTIONS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
24 | PATI A, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
25 | PATI B, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
26 | PATI REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
27 | RAHI A, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
28 | RAHI B, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
29 | RAHI REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
30 | RCSFJV2004, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
31 | RESIDENTIAL ACCREDIT LOANS, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
32 | RESIDENTIAL ASSET MORTGAGE PRODUCTS, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
33 | RESIDENTIAL ASSET SECURITIES CORPORATION CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
34 | RESIDENTIAL CAPITAL, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
35 | RESIDENTIAL CONSUMER SERVICES OF ALABAMA, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
36 | RESIDENTIAL CONSUMER SERVICES OF OHIO, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
37 | RESIDENTIAL CONSUMER SERVICES OF TEXAS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
38 | RESIDENTIAL CONSUMER SERVICES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
39 | RESIDENTIAL FUNDING COMPANY, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
40 | RESIDENTIAL FUNDING MORTGAGE EXCHANGE, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
41 | RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
42 | RESIDENTIAL FUNDING MORTGAGE SECURITIES II, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
43 | RESIDENTIAL FUNDING REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
44 | RESIDENTIAL MORTGAGE REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
45 | RFC - GSAP SERVICER ADVANCE, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
46 | RFC ASSET HOLDINGS II, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
47 | RFC ASSET MANAGEMENT, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
48 | RFC BORROWER LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
49 | RFC CONSTRUCTION FUNDING, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
50 | RFC REO LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
51 | RFC SFJV-2002, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
Residential Cap LLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 76114EAH5 | 10/21/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | DITECH, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
2 | DOA HOLDING PROPERTIES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
3 | DOA PROPERTIES IX (LOTS-OTHER), LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
4 | EPRE LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
5 | EQUITY INVESTMENT I, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
6 | ETS OF VIRGINIA, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
7 | ETS OF WASHINGTON, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
8 | EXECUTIVE TRUSTEE SERVICES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
9 | GMAC-RFC HOLDING COMPANY, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
10 | GMAC MODEL HOME FINANCE I, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
11 | GMAC MORTGAGE USA CORPORATION CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
12 | GMAC MORTGAGE, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
13 | GMAC RESIDENTIAL HOLDING COMPANY, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
14 | GMACRH SETTLEMENT SERVICES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
15 | GMACM BORROWER LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
16 | GMACM REO LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
17 | GMACR MORTGAGE PRODUCTS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
18 | HFN REO SUBII, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
19 | HOME CONNECTS LENDING SERVICES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
20 | HOMECOMINGS FINANCIAL REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
21 | HOMECOMINGS FINANCIAL, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
22 | LADUE ASSOCIATES, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
23 | PASSIVE ASSET TRANSACTIONS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
24 | PATI A, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
25 | PATI B, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
26 | PATI REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
27 | RAHI A, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
28 | RAHI B, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
29 | RAHI REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
30 | RCSFJV2004, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
31 | RESIDENTIAL ACCREDIT LOANS, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
32 | RESIDENTIAL ASSET MORTGAGE PRODUCTS, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
33 | RESIDENTIAL ASSET SECURITIES CORPORATION CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
34 | RESIDENTIAL CAPITAL, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
35 | RESIDENTIAL CONSUMER SERVICES OF ALABAMA, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
36 | RESIDENTIAL CONSUMER SERVICES OF OHIO, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
37 | RESIDENTIAL CONSUMER SERVICES OF TEXAS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
38 | RESIDENTIAL CONSUMER SERVICES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
39 | RESIDENTIAL FUNDING COMPANY, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
40 | RESIDENTIAL FUNDING MORTGAGE EXCHANGE, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
41 | RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
42 | RESIDENTIAL FUNDING MORTGAGE SECURITIES II, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
43 | RESIDENTIAL FUNDING REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
44 | RESIDENTIAL MORTGAGE REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
45 | RFC - GSAP SERVICER ADVANCE, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
46 | RFC ASSET HOLDINGS II, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
47 | RFC ASSET MANAGEMENT, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
48 | RFC BORROWER LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
49 | RFC CONSTRUCTION FUNDING, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
50 | RFC REO LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
51 | RFC SFJV-2002, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
Resona Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8308 | CINS J6448E106 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuhiro Higashi | Mgmt | For | For | For | |||
3 | Elect Tetsuya Kan | Mgmt | For | For | For | |||
4 | Elect Yuji Furukawa | Mgmt | For | For | For | |||
5 | Elect Kaoru Isono | Mgmt | For | For | For | |||
6 | Elect Shuhsai Nagai | Mgmt | For | For | For | |||
7 | Elect Emi Ohsono | Mgmt | For | For | For | |||
8 | Elect Toshio Arima | Mgmt | For | For | For | |||
9 | Elect Yohko Sanuki | Mgmt | For | For | For | |||
10 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
11 | Elect Tadamitsu Matsui | Mgmt | For | For | For | |||
Retailmenot | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SALE | CUSIP 76132B106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Thomas Ball | Mgmt | For | For | For | |||
2 | Elect Jeffrey M. Crowe | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Retrophin Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTRX | CUSIP 761299106 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin Shkreli | Mgmt | For | For | For | |||
1.2 | Elect Stephen Aselage | Mgmt | For | For | For | |||
1.3 | Elect Steve Richardson | Mgmt | For | For | For | |||
1.4 | Elect Cornelius E. Golding | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Paley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
RF Micro Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RFMD | CUSIP 749941100 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter Wilkinson | Mgmt | For | For | For | |||
1.2 | Elect Robert Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | For | For | |||
1.5 | Elect John Harding | Mgmt | For | For | For | |||
1.6 | Elect Masood Jabbar | Mgmt | For | For | For | |||
1.7 | Elect Casimir Skrzypczak | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/06/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Armin Papperger | Mgmt | For | TNA | N/A | |||
7 | Ratify Gerd Kleinert | Mgmt | For | TNA | N/A | |||
8 | Ratify Helmut Merch | Mgmt | For | TNA | N/A | |||
9 | Ratify Klaus Greinert | Mgmt | For | TNA | N/A | |||
10 | Ratify Roswitha Armbruster | Mgmt | For | TNA | N/A | |||
11 | Ratify Julia Cuntz | Mgmt | For | TNA | N/A | |||
12 | Ratify Andreas Georgi | Mgmt | For | TNA | N/A | |||
13 | Ratify Siegfried Goll | Mgmt | For | TNA | N/A | |||
14 | Ratify Susanne Hannemann | Mgmt | For | TNA | N/A | |||
15 | Ratify Heinrich Kmett | Mgmt | For | TNA | N/A | |||
16 | Ratify Rudolf Luz | Mgmt | For | TNA | N/A | |||
17 | Ratify Michael Mielke | Mgmt | For | TNA | N/A | |||
18 | Ratify Peter Mitterbauer | Mgmt | For | TNA | N/A | |||
19 | Ratify Detlef Moog | Mgmt | For | TNA | N/A | |||
20 | Ratify Wolfgang Muller | Mgmt | For | TNA | N/A | |||
21 | Ratify Frank Richter | Mgmt | For | TNA | N/A | |||
22 | Ratify Harald Topfer | Mgmt | For | TNA | N/A | |||
23 | Ratify Wolfgang Tretbar | Mgmt | For | TNA | N/A | |||
24 | Ratify Toni Wicki | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
27 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
28 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
29 | Approval of Intra-company Control Agreement with Rheinmetall Eastern Markets GmbH | Mgmt | For | TNA | N/A | |||
30 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
RingCentral, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RNG | CUSIP 76680R206 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vladimir Shmunis | Mgmt | For | For | For | |||
1.2 | Elect Neil Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding - UK) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
5 | Approve Termination Payments | Mgmt | For | For | For | |||
6 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
7 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
8 | Elect Robert E. Brown | Mgmt | For | For | For | |||
9 | Elect Jan du Plessis | Mgmt | For | For | For | |||
10 | Elect Michael Fitzpatrick | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Richard R. Goodmanson | Mgmt | For | For | For | |||
13 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||
14 | Elect Chris J. Lynch | Mgmt | For | For | For | |||
15 | Elect Paul M. Tellier | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Samuel M.C. Walsh | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Scrip Dividend | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven R. Kalmanson | Mgmt | For | For | For | |||
1.2 | Elect James P. Keane | Mgmt | For | For | For | |||
1.3 | Elect Donald R. Parfet | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | For | For | For | |||
Rosetta Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROSE | CUSIP 777779307 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Craddock | Mgmt | For | For | For | |||
2 | Elect Matthew D. Fitzgerald | Mgmt | For | For | For | |||
3 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
4 | Elect Carin S. Knickel | Mgmt | For | For | For | |||
5 | Elect Holli C. Ladhani | Mgmt | For | Against | Against | |||
6 | Elect Donald D. Patteson, Jr. | Mgmt | For | For | For | |||
7 | Elect Jerry R. Schuyler | Mgmt | For | Against | Against | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Rovi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROVI | CUSIP 779376102 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Carson | Mgmt | For | For | For | |||
2 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
3 | Elect Andrew K. Ludwick | Mgmt | For | For | For | |||
4 | Elect James E. Meyer | Mgmt | For | For | For | |||
5 | Elect James P. O'Shaughnessy | Mgmt | For | For | For | |||
6 | Elect Ruthann Quindlen | Mgmt | For | For | For | |||
7 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Royal Boskalis Westminster NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOKA | CINS N14952266 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Opportunity for Shareholders to Nominate a Person for the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect H J Hazewinkel to the Supervisory Board | Mgmt | For | Against | Against | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A118 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ruckus Wireless Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKUS | CUSIP 781220108 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Georges Antoun | Mgmt | For | For | For | |||
1.2 | Elect Mohan S. Gyani | Mgmt | For | For | For | |||
1.3 | Elect Richard L. Lynch | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ryland Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RYL | CUSIP 783764103 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William L. Jews | Mgmt | For | For | For | |||
2 | Elect Ned Mansour | Mgmt | For | For | For | |||
3 | Elect Robert E. Mellor | Mgmt | For | For | For | |||
4 | Elect Norman J. Metcalfe | Mgmt | For | For | For | |||
5 | Elect Larry T. Nicholson | Mgmt | For | For | For | |||
6 | Elect Charlotte St. Martin | Mgmt | For | For | For | |||
7 | Elect Thomas W. Toomey | Mgmt | For | For | For | |||
8 | Elect Robert G. Van Schoonenberg | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
S&W Seed Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANW | CUSIP 785135104 | 12/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glen D. Bornt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael C. Culhane | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael M. Fleming | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mark S. Grewal | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mark J. Harvey | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles B. Seidler | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ann M. Veneman | Mgmt | For | Withhold | Against | |||
1.8 | Elect Grover T. Wickersham | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Sabmiller plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS G77395104 | 07/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
4 | Elect Mark Armour | Mgmt | For | Against | Against | |||
5 | Elect Geoffrey Bible | Mgmt | For | Against | Against | |||
6 | Elect Alan Clark | Mgmt | For | Against | Against | |||
7 | Elect Dinyar S. Devitre | Mgmt | For | Against | Against | |||
8 | Elect Lesley Knox | Mgmt | For | Against | Against | |||
9 | Elect Graham Mackay | Mgmt | For | Against | Against | |||
10 | Elect John Manser | Mgmt | For | Against | Against | |||
11 | Elect John A. Manzoni | Mgmt | For | Against | Against | |||
12 | Elect Miles Morland | Mgmt | For | Against | Against | |||
13 | Elect Dambisa Moyo | Mgmt | For | Against | Against | |||
14 | Elect Carlos Alejandro Perez Davila | Mgmt | For | Against | Against | |||
15 | Elect Alejandro Santo Domingo | Mgmt | For | Against | Against | |||
16 | Elect Helen A. Weir | Mgmt | For | Against | Against | |||
17 | Elect Howard Willard | Mgmt | For | Against | Against | |||
18 | Elect Jamie Wilson | Mgmt | For | Against | Against | |||
19 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Safeguard Scientifics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFE | CUSIP 786449207 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew E. Lietz | Mgmt | For | For | For | |||
1.2 | Elect Stephen T. Zarrilli | Mgmt | For | For | For | |||
1.3 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
1.4 | Elect Keith B. Jarrett | Mgmt | For | For | For | |||
1.5 | Elect George MacKenzie | Mgmt | For | For | For | |||
1.6 | Elect George D. McClelland | Mgmt | For | For | For | |||
1.7 | Elect Jack L. Messman | Mgmt | For | For | For | |||
1.8 | Elect John J. Roberts | Mgmt | For | For | For | |||
1.9 | Elect Robert J. Rosenthal | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Equity Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Safran SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAF | CINS F4035A557 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports ; Approval of Non Tax- Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits (Stephane Abrial, deputy CEO) | Mgmt | For | Against | Against | |||
8 | Supplementary Retirement Benefits (Jean-Paul Herteman, Chairman and CEO) | Mgmt | For | For | For | |||
9 | Supplementary Retirement Benefits (Stephane Abrial, Ross McInnes and Marc Ventre) | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Remuneration of Jean-Paul Herteman, Chairman CEO | Mgmt | For | For | For | |||
14 | Remuneration of Deputy CEOs. | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Amendment Regarding Employee Representatives | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Dividend Payouts | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Directors' Fees | ShrHldr | Against | Against | For | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Salix Pharmaceuticals, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLXP | CUSIP 795435106 | 06/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Chappell | Mgmt | For | For | For | |||
1.2 | Elect Thomas W. D'Alonzo | Mgmt | For | For | For | |||
1.3 | Elect William P. Keane | Mgmt | For | For | For | |||
1.4 | Elect Carolyn J. Logan | Mgmt | For | For | For | |||
1.5 | Elect Mark A. Sirgo | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
Sands China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS G7800X107 | 07/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
9 | Elect Robert Castaigne | Mgmt | For | For | For | |||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||
11 | Elect Patrick Kron | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sap AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CINS D66992104 | 05/21/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amendments to Agreement with SAP Erste Beteiligungs- und Vermogensverwaltungs GmbH | Mgmt | For | TNA | N/A | |||
10 | Amendments to Agreement with SAP Zweite Beteiligungs- und Vermogensverwaltungs GmbH | Mgmt | For | TNA | N/A | |||
11 | Control Agreement with SAP Ventures Investment GmbH | Mgmt | For | TNA | N/A | |||
12 | Change of Legal Form to a European Company | Mgmt | For | TNA | N/A | |||
13 | Elect Hasso Plattner | Mgmt | For | TNA | N/A | |||
14 | Elect Pekka Ala-Pietila | Mgmt | For | TNA | N/A | |||
15 | Elect Anja Feldmann | Mgmt | For | TNA | N/A | |||
16 | Elect Wilhelm Haarmann | Mgmt | For | TNA | N/A | |||
17 | Elect Bernard Liautaud | Mgmt | For | TNA | N/A | |||
18 | Elect Hartmut Mehdorn | Mgmt | For | TNA | N/A | |||
19 | Elect Erhard Schipporeit | Mgmt | For | TNA | N/A | |||
20 | Elect Jim Hagermann Snabe | Mgmt | For | TNA | N/A | |||
21 | Elect Klaus Wucherer | Mgmt | For | TNA | N/A | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Tony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | |||
5 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
Schneider Electric SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CINS F86921107 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration Elements (Jean-Pascal Tricoire) | Mgmt | For | For | For | |||
10 | Remuneration Elements (Emmanuel Babeau) | Mgmt | For | For | For | |||
11 | Remuneration of Jean-Pascal Tricoire, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Emmanuel Babeau, Executive Vice President | Mgmt | For | For | For | |||
13 | Elect Linda Knoll | Mgmt | For | Against | Against | |||
14 | Elect Noel Forgeard | Mgmt | For | Against | Against | |||
15 | Elect Willy R. Kissling | Mgmt | For | Against | Against | |||
16 | Elect Catherine Kopp | Mgmt | For | Against | Against | |||
17 | Elect Henri Lachmann | Mgmt | For | Against | Against | |||
18 | Elect G. Richard Thoman | Mgmt | For | Against | Against | |||
19 | Elect Jeong H. Kim | Mgmt | For | Against | Against | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Conversion of Corporate Form | Mgmt | For | For | For | |||
22 | Amendments Regarding Company Name | Mgmt | For | For | For | |||
23 | Amendments Regarding Corporate Form | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
26 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
27 | Elect Lone Fonss Schroder | Mgmt | For | Against | Against | |||
SciQuest Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQI | CUSIP 80908T101 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy J. Buckley | Mgmt | For | For | For | |||
1.2 | Elect Daniel F. Gillis | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
SCOR S.E. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration of Denis Kessler, CEO | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Elect Kevin J Knoer | Mgmt | For | For | For | |||
11 | Appointment of Auditor (EY Audit) | Mgmt | For | For | For | |||
12 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | |||
13 | Appointment of Alternate Auditor (Pierre Planchon) | Mgmt | For | For | For | |||
14 | Appointment of Alternate Auditor (Lionel Gotlieb) | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Authority to Issue Warrants as Contingent Capital | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
27 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Scripps Networks Interactive Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNI | CUSIP 811065101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jarl Mohn | Mgmt | For | For | For | |||
1.2 | Elect Nicholas B. Paumgarten | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey F. Sagansky | Mgmt | For | For | For | |||
1.4 | Elect Ronald W. Tysoe | Mgmt | For | For | For | |||
Security National Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNFCA | CUSIP 814785309 | 07/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott M. Quist | Mgmt | For | For | For | |||
1.2 | Elect Robert G. Hunter | Mgmt | For | For | For | |||
1.3 | Elect H. Craig Moody | Mgmt | For | For | For | |||
1.4 | Elect J. Lynn Beckstead, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Charles L. Crittenden | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gilbert A. Fuller | Mgmt | For | For | For | |||
1.7 | Elect Norman G. Wilbur | Mgmt | For | For | For | |||
1.8 | Elect Jason G. Overbaugh | Mgmt | For | For | For | |||
1.9 | Elect S. Andrew Quist | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2013 Stock Option Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Security National Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNFCA | CUSIP 814785309 | 08/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2013 Stock Option Plan | Mgmt | For | Against | Against | |||
Sega Sammy Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6460 | CINS J7028D104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hajime Satomi | Mgmt | For | For | For | |||
4 | Elect Naoya Tsurumi | Mgmt | For | For | For | |||
5 | Elect Akira Sugano | Mgmt | For | For | For | |||
6 | Elect Haruki Satomi | Mgmt | For | For | For | |||
7 | Elect Shigeru Aoki | Mgmt | For | For | For | |||
8 | Elect Hideki Okamura | Mgmt | For | For | For | |||
9 | Elect Hisao Oguchi | Mgmt | For | For | For | |||
10 | Elect Yuji Iwanaga | Mgmt | For | For | For | |||
11 | Elect Takeshi Natsuno | Mgmt | For | For | For | |||
12 | Elect Yukito Sakaue as Statutory Auditor | Mgmt | For | For | For | |||
13 | Equity Compensation Plan for Directors | Mgmt | For | For | For | |||
14 | Equity Compensation Plan for Employees | Mgmt | For | Against | Against | |||
Sekisui House, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS J70746136 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Isami Wada | Mgmt | For | For | For | |||
4 | Elect Toshinori Abe | Mgmt | For | For | For | |||
5 | Elect Sumio Wada | Mgmt | For | For | For | |||
6 | Elect Shiroh Inagaki | Mgmt | For | For | For | |||
7 | Elect Teruyuki Saegusa | Mgmt | For | For | For | |||
8 | Elect Shiroh Wakui | Mgmt | For | For | For | |||
9 | Elect Fumiaki Hirabayashi | Mgmt | For | For | For | |||
10 | Elect Tetsuo Iku | Mgmt | For | For | For | |||
11 | Elect Takashi Uchida | Mgmt | For | For | For | |||
12 | Elect Fumiyasu Suguro | Mgmt | For | For | For | |||
13 | Elect Kunpei Nishida | Mgmt | For | For | For | |||
14 | Elect Kengo Yoshida as Statutory Auditor | Mgmt | For | Against | Against | |||
15 | Bonus | Mgmt | For | For | For | |||
Select Comfort Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCSS | CUSIP 81616X103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen L. Nedorostek | Mgmt | For | For | For | |||
2 | Elect Michael A. Peel | Mgmt | For | For | For | |||
3 | Elect Jean-Michel Valette | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Select Income REIT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIR | CUSIP 81618T100 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna D. Fraiche | Mgmt | For | For | For | |||
2 | Elect Adam D. Portnoy | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Semtech Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMTC | CUSIP 816850101 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glen M. Antle | Mgmt | For | For | For | |||
1.2 | Elect W. Dean Baker | Mgmt | For | For | For | |||
1.3 | Elect James P. Burra | Mgmt | For | For | For | |||
1.4 | Elect Bruce C. Edwards | Mgmt | For | For | For | |||
1.5 | Elect Rockell N. Hankin | Mgmt | For | For | For | |||
1.6 | Elect James T. Lindstrom | Mgmt | For | For | For | |||
1.7 | Elect Mohan R. Maheswaran | Mgmt | For | For | For | |||
1.8 | Elect John L. Piotrowski | Mgmt | For | For | For | |||
1.9 | Elect Carmelo J. Santoro | Mgmt | For | For | For | |||
1.10 | Elect Sylvia Summers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sequenom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQNM | CUSIP 817337405 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth F. Buechler | Mgmt | For | For | For | |||
1.2 | Elect John A. Fazio | Mgmt | For | For | For | |||
1.3 | Elect Harry F. Hixson, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Myla Lai-Goldman | Mgmt | For | For | For | |||
1.5 | Elect Richard A. Lerner | Mgmt | For | For | For | |||
1.6 | Elect Ronald M. Lindsay | Mgmt | For | For | For | |||
1.7 | Elect David Pendarvis | Mgmt | For | For | For | |||
1.8 | Elect Charles P. Slacik | Mgmt | For | For | For | |||
1.9 | Elect William Welch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Serco Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRP | CINS G80400107 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Edward J. Casey | Mgmt | For | For | For | |||
6 | Elect Rupert Soames | Mgmt | For | For | For | |||
7 | Elect Mike Clasper | Mgmt | For | For | For | |||
8 | Elect J. Rachel Lomax | Mgmt | For | For | For | |||
9 | Elect Tamara Ingram | Mgmt | For | For | For | |||
10 | Elect Alastair D. Lyons | Mgmt | For | For | For | |||
11 | Elect Andrew M. Jenner | Mgmt | For | For | For | |||
12 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
13 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
14 | Elect Angie Risley | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Seven & I Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3382 | CINS J7165H108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Toshifumi Suzuki | Mgmt | For | For | For | |||
4 | Elect Noritoshi Murata | Mgmt | For | For | For | |||
5 | Elect Katsuhiro Gotoh | Mgmt | For | For | For | |||
6 | Elect Tsuyoshi Kobayashi | Mgmt | For | For | For | |||
7 | Elect Junroh Itoh | Mgmt | For | For | For | |||
8 | Elect Kunio Takahashi | Mgmt | For | For | For | |||
9 | Elect Akihiko Shimizu | Mgmt | For | For | For | |||
10 | Elect Ryuichi Isaka | Mgmt | For | For | For | |||
11 | Elect Takashi Anzai | Mgmt | For | For | For | |||
12 | Elect Zenkoh Ohtaka | Mgmt | For | For | For | |||
13 | Elect Scott Trevor Davis | Mgmt | For | For | For | |||
14 | Elect Yoshio Tsukio | Mgmt | For | For | For | |||
15 | Elect Kunio Itoh | Mgmt | For | For | For | |||
16 | Elect Toshiroh Yonemura | Mgmt | For | For | For | |||
17 | Elect Hideo Nomura | Mgmt | For | Against | Against | |||
18 | Elect Tadao Hayakawa | Mgmt | For | Against | Against | |||
19 | Elect Yohko Suzuki | Mgmt | For | For | For | |||
20 | Elect Tsuguoki Fujinuma | Mgmt | For | Against | Against | |||
21 | Elect Rudy Kazuko @ Kazuko Yokoyama | Mgmt | For | For | For | |||
22 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Shanghai Fosun Pharmaceutical (Group) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
600196 | CINS Y7682D112 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue H Shares | Mgmt | For | For | For | |||
3 | Absorption of Wholly-owned Subsidiary | Mgmt | For | For | For | |||
4 | Extension of Entrusted Loans | Mgmt | For | Against | Against | |||
5 | Authority to Give Guarantees | Mgmt | For | For | For | |||
6 | Appointment of Internal Control Auditor | Mgmt | For | For | For | |||
7 | Financial Services Agreement | Mgmt | For | For | For | |||
8 | Liability Insurance | Mgmt | For | For | For | |||
9 | Participants | Mgmt | For | For | For | |||
10 | Number, Type and Source of Shares | Mgmt | For | For | For | |||
11 | Allocation of Shares | Mgmt | For | For | For | |||
12 | Validity Period, Date of Grant, Lock-up Period and Unlocking Date | Mgmt | For | For | For | |||
13 | Pricing | Mgmt | For | For | For | |||
14 | Conditions of Granting and Unlocking | Mgmt | For | For | For | |||
15 | Adjustment Methods and Procedures | Mgmt | For | For | For | |||
16 | Accounting Treatment of Shares | Mgmt | For | For | For | |||
17 | Grant and Unlocking Procedures | Mgmt | For | For | For | |||
18 | Rights and Obligations of the Company and Participants | Mgmt | For | For | For | |||
19 | Variation and Termination of Plan | Mgmt | For | For | For | |||
20 | Principles of Repurchase and Cancellation | Mgmt | For | For | For | |||
21 | Establishment of Administrative Measures for Appraisal System for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
22 | Board Authorization for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
23 | Authority to Issue Mid-term Notes | Mgmt | For | For | For | |||
24 | Board Authorization for Issuance Mid-term Notes | Mgmt | For | For | For | |||
25 | Transfer of Intellectual Property | Mgmt | For | For | For | |||
Shanghai Fosun Pharmaceutical (Group) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
600196 | CINS Y7682D112 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Participants | Mgmt | For | For | For | |||
3 | Number, Type and Source of Shares | Mgmt | For | For | For | |||
4 | Allocation of Shares | Mgmt | For | For | For | |||
5 | Validity Period, Date of Grant, Lock-up Period and Unlocking Date | Mgmt | For | For | For | |||
6 | Pricing | Mgmt | For | For | For | |||
7 | Conditions of Granting and Unlocking | Mgmt | For | For | For | |||
8 | Adjustment Methods and Procedures | Mgmt | For | For | For | |||
9 | Accounting Treatment of Shares | Mgmt | For | For | For | |||
10 | Grant and Unlocking Procedures | Mgmt | For | For | For | |||
11 | Rights and Obligations of the Company and Participants | Mgmt | For | For | For | |||
12 | Variation and Termination of Plan | Mgmt | For | For | For | |||
13 | Principles of Repurchase and Cancellation | Mgmt | For | For | For | |||
14 | Establishment of Administrative Measures for Appraisal System for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
15 | Board Authorization for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect David Kappler | Mgmt | For | For | For | |||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Elect David M. Stout | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Shopping Centres Australasia Property Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCP | CINS Q8501T105 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Philip Clark | Mgmt | For | For | For | |||
4 | Elect Phil Redmond | Mgmt | For | For | For | |||
5 | Elect Ian Pollard | Mgmt | For | For | For | |||
6 | Elect James Hodgkinson | Mgmt | For | For | For | |||
7 | Elect Belinda Robson | Mgmt | For | For | For | |||
8 | Approve Executive Incentive Plan | Mgmt | For | For | For | |||
9 | Equity Grant (CEO Anthony Mellowes) | Mgmt | For | For | For | |||
10 | Equity Grant (Former CFO Kerry Shambly) | Mgmt | For | For | For | |||
11 | Ratify Placement of Securities | Mgmt | For | For | For | |||
Shutterfly Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFLY | CUSIP 82568P304 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip A. Marineau | Mgmt | For | For | For | |||
2 | Elect Brian T. Swette | Mgmt | For | For | For | |||
3 | Elect Ann Mather | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
SIGA Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIGA | CUSIP 826917106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric A. Rose | Mgmt | For | For | For | |||
1.2 | Elect James J. Antal | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Bayer | Mgmt | For | For | For | |||
1.4 | Elect Thomas E. Constance | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jeffrey B. Kindler | Mgmt | For | For | For | |||
1.6 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.7 | Elect Paul G. Savas | Mgmt | For | For | For | |||
1.8 | Elect Bruce Slovin | Mgmt | For | For | For | |||
1.9 | Elect Andrew M. Stern | Mgmt | For | For | For | |||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Silicon Graphics International Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGI | CUSIP 82706L108 | 12/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jorge L. Titinger | Mgmt | For | For | For | |||
1.2 | Elect Michael W. Hagee | Mgmt | For | For | For | |||
1.3 | Elect Charles M. Boesenberg | Mgmt | For | For | For | |||
1.4 | Elect Gary A. Griffiths | Mgmt | For | For | For | |||
1.5 | Elect Hagi Schwartz | Mgmt | For | For | For | |||
1.6 | Elect Ronald D. Verdoorn | Mgmt | For | For | For | |||
1.7 | Elect Douglas R. King | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Silicon Image, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIMG | CUSIP 82705T102 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Raduchel | Mgmt | For | For | For | |||
1.2 | Elect Camillo Martino | Mgmt | For | For | For | |||
2 | Amendment to 1999 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melvyn E. Bergstein | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Amendment to the 1998 Stock Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Sinclair Broadcast Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBGI | CUSIP 829226109 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David D. Smith | Mgmt | For | Withhold | Against | |||
1.2 | Elect Frederick G. Smith | Mgmt | For | Withhold | Against | |||
1.3 | Elect J. Duncan Smith | Mgmt | For | Withhold | Against | |||
1.4 | Elect Robert E. Smith | Mgmt | For | Withhold | Against | |||
1.5 | Elect Lawrence E. McCanna | Mgmt | For | Withhold | Against | |||
1.6 | Elect Daniel C. Keith | Mgmt | For | Withhold | Against | |||
1.7 | Elect Martin R. Leader | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Singapore Technologies Engineering | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
S63 | CINS Y7996W103 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect TAN Pheng Hock | Mgmt | For | Against | Against | |||
4 | Elect QUEK Tong Boon | Mgmt | For | Against | Against | |||
5 | Elect KHOO Boon Hui | Mgmt | For | Against | Against | |||
6 | Elect NG Chee Meng | Mgmt | For | Against | Against | |||
7 | Elect QUEK See Tiat | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to Grant Awards and Issue Shares under Employee Incentive Plans | Mgmt | For | Against | Against | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Singapore Technologies Engineering | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
S63 | CINS Y7996W103 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Related Party Transactions | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
SJM Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
880 | CINS Y8076V106 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect SO Shu Fai | Mgmt | For | For | For | |||
6 | Elect Rui Jose da Cunha | Mgmt | For | For | For | |||
7 | Elect Angela LEONG On Kei | Mgmt | For | For | For | |||
8 | Elect Timothy FOK Tsun Ting | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Grant Options Under Share Option Scheme | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | Against | Against | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect LIM Hyoung Kyu | Mgmt | For | Against | Against | |||
3 | Elect CHOI Jong Won | Mgmt | For | Against | Against | |||
4 | Election of Audit Committee Member: CHOI Jong Won | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | |||
Skandinaviska Enskilda Banken AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEB-A | CINS W25381141 | 03/25/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
21 | Share Deferral Programme | Mgmt | For | TNA | N/A | |||
22 | Share Matching Programme | Mgmt | For | TNA | N/A | |||
23 | All Employee Programme | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares for Securities Trading | Mgmt | For | TNA | N/A | |||
25 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
26 | Transfer of Shares Pursuant to LTIPs | Mgmt | For | TNA | N/A | |||
27 | Maximum Variable Pay Ratio | Mgmt | For | TNA | N/A | |||
28 | Appointment of Auditors in Foundations | Mgmt | For | TNA | N/A | |||
29 | Shareholder Proposal Regarding Integration Institute | ShrHldr | N/A | TNA | N/A | |||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
SkyWest, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKYW | CUSIP 830879102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry C. Atkin | Mgmt | For | For | For | |||
2 | Elect J. Ralph Atkin | Mgmt | For | For | For | |||
3 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
4 | Elect Margaret S. Billson | Mgmt | For | For | For | |||
5 | Elect Henry J. Eyring | Mgmt | For | For | For | |||
6 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
7 | Elect Robert G. Sarver | Mgmt | For | For | For | |||
8 | Elect Keith E. Smith | Mgmt | For | For | For | |||
9 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | |||
10 | Elect James L. Welch | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
SMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6273 | CINS J75734103 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yoshiyuki Takada | Mgmt | For | For | For | |||
5 | Elect Katsunori Maruyama | Mgmt | For | For | For | |||
6 | Elect Ikuji Usui | Mgmt | For | For | For | |||
7 | Elect Katsunori Tomita | Mgmt | For | For | For | |||
8 | Elect Seiji Kosugi | Mgmt | For | For | For | |||
9 | Elect Masahiko Satake | Mgmt | For | For | For | |||
10 | Elect Yoshiki Takada | Mgmt | For | For | For | |||
11 | Elect Eiji Ohhashi | Mgmt | For | For | For | |||
12 | Elect Osamu Kuwahara | Mgmt | For | For | For | |||
13 | Elect Iwao Mogi | Mgmt | For | For | For | |||
14 | Elect Kohichi Shikakura | Mgmt | For | For | For | |||
15 | Elect Kohji Ogura | Mgmt | For | For | For | |||
16 | Elect Motoichi Kawada | Mgmt | For | For | For | |||
17 | Elect Susumu Takada | Mgmt | For | For | For | |||
18 | Elect German Berakoetxea | Mgmt | For | For | For | |||
19 | Elect CHAN Lup Yin | Mgmt | For | For | For | |||
20 | Elect Masanobu Kaizu | Mgmt | For | For | For | |||
21 | Elect Steve Bangs | Mgmt | For | For | For | |||
22 | Retirement Allowances for Director | Mgmt | For | For | For | |||
Sodastream International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SODA | CUSIP M9068E105 | 12/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yuval Cohen | Mgmt | For | For | For | |||
2 | Elect David Morris | Mgmt | For | For | For | |||
3 | Elect Eytan Glazer | Mgmt | For | For | For | |||
4 | Elect Lauri A. Hanover | Mgmt | For | For | For | |||
5 | Compensation Policy | Mgmt | For | Against | Against | |||
6 | Amendment to the Employee Share Option Plan | Mgmt | For | For | For | |||
7 | Grant of Options to Non-Employee Directors | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshimitsu Gotoh | Mgmt | For | For | For | |||
4 | Elect Kazuhiko Fujiwara | Mgmt | For | For | For | |||
5 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
SolarWinds Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWI | CUSIP 83416B109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Cakebread | Mgmt | For | For | For | |||
2 | Elect Roger J. Sippl | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 04/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
6 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
7 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
9 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
12 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
13 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
14 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
15 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
16 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
17 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
18 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
23 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
24 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
28 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 05/13/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Denis Solvay | Mgmt | For | TNA | N/A | |||
10 | Elect Bernhard Scheuble | Mgmt | For | TNA | N/A | |||
11 | Ratification of Independence (Bernhard Scheuble) | Mgmt | For | TNA | N/A | |||
12 | Elect Rosemary Thorne | Mgmt | For | TNA | N/A | |||
13 | Ratification of Independence (Rosemary Thorne) | Mgmt | For | TNA | N/A | |||
14 | Elect Gilles Michel | Mgmt | For | TNA | N/A | |||
15 | Ratification of Independence (Gilles Michel) | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
23 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
28 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
29 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
30 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
31 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
32 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
33 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
34 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
35 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
36 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
37 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
38 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
39 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
40 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
41 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
42 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
Sonic Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAH | CUSIP 83545G102 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect O. Bruton Smith | Mgmt | For | For | For | |||
1.2 | Elect B. Scott Smith | Mgmt | For | For | For | |||
1.3 | Elect David B. Smith | Mgmt | For | For | For | |||
1.4 | Elect William I. Belk | Mgmt | For | For | For | |||
1.5 | Elect William R. Brooks | Mgmt | For | For | For | |||
1.6 | Elect Bernard C. Byrd, Jr | Mgmt | For | For | For | |||
1.7 | Elect Victor H. Doolan | Mgmt | For | For | For | |||
1.8 | Elect H. Robert Heller | Mgmt | For | For | For | |||
1.9 | Elect Robert L. Rewey | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
7 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
8 | Elect John T. Montford | Mgmt | For | For | For | |||
9 | Elect Thomas M. Nealon | Mgmt | For | For | For | |||
10 | Elect Daniel D. Villanueva | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Sovran Self Storage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSS | CUSIP 84610H108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Attea | Mgmt | For | For | For | |||
1.2 | Elect Kenneth F. Myszka | Mgmt | For | For | For | |||
1.3 | Elect Anthony P. Gammie | Mgmt | For | For | For | |||
1.4 | Elect Charles E. Lannon | Mgmt | For | For | For | |||
1.5 | Elect James R. Boldt | Mgmt | For | For | For | |||
1.6 | Elect Stephen R. Rusmisel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Spartan Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 846822104 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Douglas A. Hacker | Mgmt | For | For | For | |||
1.6 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | |||
1.10 | Elect Craig C. Sturken | Mgmt | For | For | For | |||
1.11 | Elect William R. Voss | Mgmt | For | For | For | |||
2 | Company Name Change | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spartan Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 846822104 | 07/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Wendy A. Beck | Mgmt | For | For | For | |||
1.3 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.6 | Elect Frederick J. Morganthall II | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Craig C. Sturken | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Spartan Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 846822104 | 11/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Nash-Finch Company | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Sparton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPA | CUSIP 847235108 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James D. Fast | Mgmt | For | For | For | |||
2 | Elect Joseph J. Hartnett | Mgmt | For | For | For | |||
3 | Elect Charles R. Kummeth | Mgmt | For | For | For | |||
4 | Elect David P. Molfenter | Mgmt | For | For | For | |||
5 | Elect Douglas R. Schrank | Mgmt | For | For | For | |||
6 | Elect James R. Swartwout | Mgmt | For | For | For | |||
7 | Elect Cary B. Wood | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.3 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sports Direct International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPD | CINS G83694102 | 04/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Supplemental Executive Bonus Share Scheme | Mgmt | For | For | For | |||
Sports Direct International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPD | CINS G83694102 | 09/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Keith Hellawell | Mgmt | For | For | For | |||
4 | Elect Mike Ashley | Mgmt | For | Against | Against | |||
5 | Elect Simon Bentley | Mgmt | For | Against | Against | |||
6 | Elect Dave Forsey | Mgmt | For | For | For | |||
7 | Elect Bob Mellors | Mgmt | For | For | For | |||
8 | Elect Dave Singleton | Mgmt | For | For | For | |||
9 | Elect Claire Jenkins | Mgmt | For | For | For | |||
10 | Elect Charles McCreevy | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights (Two-Thirds Authority) | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
SPT Energy Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1251 | CINS G8405W106 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect WANG Guoqiang | Mgmt | For | For | For | |||
6 | Elect WU Dongfang | Mgmt | For | For | For | |||
7 | Elect LIU Ruoyan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SS&C Technologies Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSNC | CUSIP 78467J100 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Normand A. Boulanger | Mgmt | For | For | For | |||
1.2 | Elect David A. Varsano | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Stock Option Plan | Mgmt | For | Against | Against | |||
4 | Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect Vivian Bazalgette | Mgmt | For | For | For | |||
5 | Elect David Bellamy | Mgmt | For | For | For | |||
6 | Elect Iain Cornish | Mgmt | For | For | For | |||
7 | Elect Andrew Croft | Mgmt | For | For | For | |||
8 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
12 | Elect Roger Yates | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Performance Share Plan | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
STAAR Surgical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAA | CUSIP 852312305 | 06/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark B. Logan | Mgmt | For | For | For | |||
1.2 | Elect Barry G. Caldwell | Mgmt | For | For | For | |||
1.3 | Elect Charles P. Slacik | Mgmt | For | For | For | |||
1.4 | Elect Richard A. Meier | Mgmt | For | For | For | |||
1.5 | Elect John Moore | Mgmt | For | For | For | |||
1.6 | Elect Kathryn Tunstall | Mgmt | For | For | For | |||
1.7 | Elect Caren Mason | Mgmt | For | For | For | |||
2 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Change in Board Size | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Standard Motor Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMP | CUSIP 853666105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela Forbes Lieberman | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. McDonnell | Mgmt | For | For | For | |||
1.3 | Elect Alisa C. Norris | Mgmt | For | For | For | |||
1.4 | Elect Arthur S. Sills | Mgmt | For | For | For | |||
1.5 | Elect Lawrence I. Sills | Mgmt | For | For | For | |||
1.6 | Elect Peter J. Sills | Mgmt | For | For | For | |||
1.7 | Elect Frederick D. Sturdivant | Mgmt | For | For | For | |||
1.8 | Elect William H. Turner | Mgmt | For | For | For | |||
1.9 | Elect Richard S. Ward | Mgmt | For | For | For | |||
1.10 | Elect Roger M. Widmann | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Standex International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SXI | CUSIP 854231107 | 12/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William R. Fenoglio | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Hansen | Mgmt | For | For | For | |||
1.3 | Elect H. Nicholas Muller III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Starwood Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STWD | CUSIP 85571B105 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey F. DiModica | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | |||
1.4 | Elect Camille J. Douglas | Mgmt | For | For | For | |||
1.5 | Elect Boyd W. Fellows | Mgmt | For | For | For | |||
1.6 | Elect Barry S. Sternlicht | Mgmt | For | Withhold | Against | |||
1.7 | Elect Strauss Zelnick | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
3 | Elect Peter Coym | Mgmt | For | For | For | |||
4 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Statoil ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CINS R8413J103 | 05/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
8 | Agenda | Mgmt | For | TNA | N/A | |||
9 | Minutes | Mgmt | For | TNA | N/A | |||
10 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
11 | Shareholder Proposal Regarding Withdrawal from Canadian Oil Sands | ShrHldr | Against | TNA | N/A | |||
12 | Shareholder Proposal Regarding Arctic Operations | ShrHldr | Against | TNA | N/A | |||
13 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
14 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
16 | Elect Olaug Svarva | Mgmt | For | TNA | N/A | |||
17 | Elect Idar Kreutzer | Mgmt | For | TNA | N/A | |||
18 | Elect Karin Aslaksen | Mgmt | For | TNA | N/A | |||
19 | Elect Greger Mannsverk | Mgmt | For | TNA | N/A | |||
20 | Elect Steinar Olsen | Mgmt | For | TNA | N/A | |||
21 | Elect Ingvald Strommen | Mgmt | For | TNA | N/A | |||
22 | Elect Rune Bjerke | Mgmt | For | TNA | N/A | |||
23 | Elect Siri Kalvig | Mgmt | For | TNA | N/A | |||
24 | Elect Barbro Hætta | Mgmt | For | TNA | N/A | |||
25 | Elect Terje Venold | Mgmt | For | TNA | N/A | |||
26 | Elect Tone Lunde Bakker | Mgmt | For | TNA | N/A | |||
27 | Elect Kjersti Kleven | Mgmt | For | TNA | N/A | |||
28 | Elect Arthur Sletteberg | Mgmt | For | TNA | N/A | |||
29 | Elect Bassim Haj | Mgmt | For | TNA | N/A | |||
30 | Elect Nina Kivijervi Jonassen | Mgmt | For | TNA | N/A | |||
31 | Elect Birgitte Vartdal | Mgmt | For | TNA | N/A | |||
32 | Corporate Assembly Fees | Mgmt | For | TNA | N/A | |||
33 | Elect Olaug Svarva | Mgmt | For | TNA | N/A | |||
34 | Elect Tom Rathke | Mgmt | For | TNA | N/A | |||
35 | Elect Elisabeth Berge | Mgmt | For | TNA | N/A | |||
36 | Elect Tone Lunde Bakker | Mgmt | For | TNA | N/A | |||
37 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
38 | Authority to Distribute Dividends | Mgmt | For | TNA | N/A | |||
39 | Authority to Repurchase Shares in Relation to Share Saving Plan | Mgmt | For | TNA | N/A | |||
40 | Authority to Repurchase Shares for Cancellation | Mgmt | For | TNA | N/A | |||
41 | Shareholder Proposal Regarding GHG Emissions and Angola and Azerbaijan Operations | ShrHldr | Against | TNA | N/A | |||
Steiner Leisure Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNR | CUSIP P8744Y102 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard I. Fluxman | Mgmt | For | For | For | |||
1.2 | Elect Michele S. Warshaw | Mgmt | For | For | For | |||
1.3 | Elect Steven J. Preston | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
STERIS Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STE | CUSIP 859152100 | 07/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Breeden | Mgmt | For | For | For | |||
1.2 | Elect Cynthia L. Feldmann | Mgmt | For | For | For | |||
1.3 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
1.4 | Elect David B. Lewis | Mgmt | For | For | For | |||
1.5 | Elect Kevin M. McMullen | Mgmt | For | For | For | |||
1.6 | Elect Walter M Rosebrough, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Mohsen M. Sohi | Mgmt | For | For | For | |||
1.8 | Elect John P. Wareham | Mgmt | For | For | For | |||
1.9 | Elect Loyal W. Wilson | Mgmt | For | For | For | |||
1.10 | Elect Michael B. Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Steven Madden, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOO | CUSIP 556269108 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
1.2 | Elect Rose Peabody Lynch | Mgmt | For | For | For | |||
1.3 | Elect John L. Madden | Mgmt | For | For | For | |||
1.4 | Elect Peter Migliorini | Mgmt | For | For | For | |||
1.5 | Elect Richard P. Randall | Mgmt | For | For | For | |||
1.6 | Elect Ravi Sachdev | Mgmt | For | For | For | |||
1.7 | Elect Thomas H. Schwartz | Mgmt | For | For | For | |||
1.8 | Elect Robert Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stewart Information Services Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STC | CUSIP 860372101 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arnaud Ajdler | Mgmt | For | For | For | |||
1.2 | Elect Glenn C. Christenson | Mgmt | For | For | For | |||
1.3 | Elect Robert L. Clarke | Mgmt | For | For | For | |||
1.4 | Elect Laurie C. Moore | Mgmt | For | For | For | |||
1.5 | Elect W. Arthur Porter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Approval of 2014 Long Term Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of Annual Bonus Plan | Mgmt | For | For | For | |||
6 | Eliminate Cumulative Voting to Provide for Majority Voting | Mgmt | For | For | For | |||
Stone Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGY | CUSIP 861642106 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George R. Christmas | Mgmt | For | For | For | |||
2 | Elect B.J. Duplantis | Mgmt | For | For | For | |||
3 | Elect Peter D. Kinnear | Mgmt | For | For | For | |||
4 | Elect David T. Lawrence | Mgmt | For | For | For | |||
5 | Elect Robert S. Murley | Mgmt | For | For | For | |||
6 | Elect Richard A. Pattarozzi | Mgmt | For | For | For | |||
7 | Elect Donald E. Powell | Mgmt | For | For | For | |||
8 | Elect Kay G. Priestly | Mgmt | For | For | For | |||
9 | Elect Phyllis M. Taylor | Mgmt | For | For | For | |||
10 | Elect David H. Welch | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stoneridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRI | CUSIP 86183P102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Corey | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Draime | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Ira C. Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||
1.6 | Elect William M. Lasky | Mgmt | For | For | For | |||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul J. Schlather | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sucampo Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMP | CUSIP 864909106 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel P. Getman | Mgmt | For | For | For | |||
1.2 | Elect Peter Greenleaf | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suedzucker AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SZU | CINS D82781101 | 08/01/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
Sumitomo Metal Mining Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5713 | CINS J77712123 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Nobumasa Kemori | Mgmt | For | For | For | |||
4 | Elect Yoshiaki Nakazato | Mgmt | For | For | For | |||
5 | Elect Takeshi Kubota | Mgmt | For | For | For | |||
6 | Elect Naoyuki Tsuchida | Mgmt | For | For | For | |||
7 | Elect Mikinobu Ogata | Mgmt | For | For | For | |||
8 | Elect Norifumi Ushirone | Mgmt | For | For | For | |||
9 | Elect Akira Nozaki | Mgmt | For | For | For | |||
10 | Elect Tsutomu Ushijima | Mgmt | For | For | For | |||
11 | Elect Hajime Satoh as Statutory Auditor | Mgmt | For | Against | Against | |||
12 | Elect Hitoshi Taimatsu as Alternate Statutory Auditor | Mgmt | For | For | For | |||
13 | Bonus | Mgmt | For | For | For | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kohichi Miyata | Mgmt | For | For | For | |||
4 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | |||
5 | Elect Atsuhiko Inoue | Mgmt | For | For | For | |||
6 | Elect Jun Ohta | Mgmt | For | For | For | |||
7 | Elect Yoshinori Yokoyama | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Nakao as a Statutory Auditor | Mgmt | For | Against | Against | |||
Summit Hotel Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN | CUSIP 866082100 | 06/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kerry W. Boekelheide | Mgmt | For | For | For | |||
1.2 | Elect Daniel P. Hansen | Mgmt | For | For | For | |||
1.3 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | |||
1.4 | Elect Thomas W. Storey | Mgmt | For | For | For | |||
1.5 | Elect Wayne W. Wielgus | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sun Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUI | CUSIP 866674104 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephanie W. Bergeron | Mgmt | For | For | For | |||
2 | Elect Clunet R. Lewis | Mgmt | For | For | For | |||
3 | Elect Arthur A. Weiss | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sun Hung Kai Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0016 | CINS Y82594121 | 11/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Margaret LEUNG KO May Yee | Mgmt | For | Against | Against | |||
6 | Elect Raymond KWOK Ping Luen | Mgmt | For | Against | Against | |||
7 | Elect Mike WONG Chik Wing | Mgmt | For | Against | Against | |||
8 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | |||
9 | Elect Walter KWOK Ping Sheung | Mgmt | For | Against | Against | |||
10 | Elect WOO Po Shing | Mgmt | For | Against | Against | |||
11 | Elect Thomas CHAN Kui Yuen | Mgmt | For | Against | Against | |||
12 | Elect KWONG Chun | Mgmt | For | Against | Against | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Sun TV Network Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUNTV | CINS Y8295N133 | 09/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect J. Ravindran | Mgmt | For | Against | Against | |||
4 | Elect Nicholas M. Paul | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sunesis Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNSS | CUSIP 867328601 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew K. Fust | Mgmt | For | For | For | |||
1.2 | Elect David C. Stump | Mgmt | For | For | For | |||
1.3 | Elect Daniel N. Swisher, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Superior Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPN | CUSIP 868157108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harold J. Bouillion | Mgmt | For | For | For | |||
1.2 | Elect Enoch L. Dawkins | Mgmt | For | For | For | |||
1.3 | Elect David D. Dunlap | Mgmt | For | For | For | |||
1.4 | Elect James M. Funk | Mgmt | For | For | For | |||
1.5 | Elect Terence E. Hall | Mgmt | For | For | For | |||
1.6 | Elect Peter D. Kinnear | Mgmt | For | For | For | |||
1.7 | Elect Michael McShane | Mgmt | For | For | For | |||
1.8 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
1.9 | Elect Justin L. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
Surya Semesta Internusa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSIA | CINS Y7147Y131 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Election of Commissioners (Slate) | Mgmt | For | Against | Against | |||
6 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
Suzuken Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9987 | CINS J78454105 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yoshiki Bessho | Mgmt | For | For | For | |||
3 | Elect Hiroshi Ohta | Mgmt | For | For | For | |||
4 | Elect Takahito Itoh | Mgmt | For | For | For | |||
5 | Elect Nobuo Suzuki | Mgmt | For | For | For | |||
6 | Elect Harutaka Yamashita | Mgmt | For | For | For | |||
7 | Elect Hiromi Miyata | Mgmt | For | For | For | |||
8 | Elect Keiji Yoza | Mgmt | For | For | For | |||
9 | Elect Keisuke Ueda | Mgmt | For | For | For | |||
10 | Elect Masahiko Ima | Mgmt | For | Against | Against | |||
11 | Elect Tatsuya Inoue | Mgmt | For | For | For | |||
12 | Elect Meiji Katoh as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Suzuki Motor Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7269 | CINS J78529138 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Osamu Suzuki | Mgmt | For | For | For | |||
4 | Elect Minoru Tamura | Mgmt | For | For | For | |||
5 | Elect Osamu Honda | Mgmt | For | For | For | |||
6 | Elect Toshihiro Suzuki | Mgmt | For | For | For | |||
7 | Elect Yasuhito Harayama | Mgmt | For | For | For | |||
8 | Elect Naoki Aizawa | Mgmt | For | For | For | |||
9 | Elect Eiji Mochizuki | Mgmt | For | For | For | |||
10 | Elect Masakazu Iguchi | Mgmt | For | For | For | |||
11 | Elect Sakutaroh Tanino | Mgmt | For | For | For | |||
12 | Elect Shunji Matsumoto as Statutory Auditor | Mgmt | For | For | For | |||
13 | Bonus | Mgmt | For | For | For | |||
14 | Equity Compensation Plan for Directors | Mgmt | For | Against | Against | |||
Swatch Group Ltd. (The) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UHR | CINS H83949141 | 05/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Elect Nayla Hayek | Mgmt | For | TNA | N/A | |||
5 | Elect Esther Grether | Mgmt | For | TNA | N/A | |||
6 | Elect Ernst Tanner | Mgmt | For | TNA | N/A | |||
7 | Elect Georges Hayek | Mgmt | For | TNA | N/A | |||
8 | Elect Claude Nicollier | Mgmt | For | TNA | N/A | |||
9 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
10 | Elect Nayla Hayek as Chairwoman | Mgmt | For | TNA | N/A | |||
11 | Elect Nayla Hayek as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
12 | Elect Esther Grether as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
13 | Elect Ernst Tanner as Compensation Committee Member | Mgmt | Against | TNA | N/A | |||
14 | Elect Georges Hayek as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
15 | Elect Claude Nicollier as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
16 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Swedbank AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWED | CINS W9423X102 | 03/19/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Election of Nomination Committee | Mgmt | For | TNA | N/A | |||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
21 | Amendments to Articles Regarding Preference Shares | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares for Securities Trading | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
24 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
25 | Long Term Incentive Plan 2014 (Eken) | Mgmt | For | TNA | N/A | |||
26 | Long Term Incentive Plan 2014 (IP 2014) | Mgmt | For | TNA | N/A | |||
27 | Authority to Issue Treasury Shares for Equity Compensation Plans | Mgmt | For | TNA | N/A | |||
28 | Shareholder Proposal Regarding an Independent Investigation of Board Acts | ShrHldr | N/A | TNA | N/A | |||
29 | Shareholder Proposal Regarding an Initiative for an Integration institute | ShrHldr | N/A | TNA | N/A | |||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Swift Transportation Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWFT | CUSIP 87074U101 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry Moyes | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard H. Dozer | Mgmt | For | Withhold | Against | |||
1.3 | Elect David Vander Ploeg | Mgmt | For | Withhold | Against | |||
1.4 | Elect Glenn Brown | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 10/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen M. Bennett | Mgmt | For | For | For | |||
2 | Elect Michael A. Brown | Mgmt | For | For | For | |||
3 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
4 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
5 | Elect David Mahoney | Mgmt | For | For | For | |||
6 | Elect Robert S. Miller | Mgmt | For | For | For | |||
7 | Elect Anita Sands | Mgmt | For | For | For | |||
8 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
9 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
10 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Amendment to the Senior Executive Incentive Plan | Mgmt | For | For | For | |||
Symetra Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYA | CUSIP 87151Q106 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter S. Burgess | Mgmt | For | For | For | |||
2 | Elect Robert R. Lusardi | Mgmt | For | For | For | |||
3 | Annual Incentive Bonus Plan | Mgmt | For | For | For | |||
4 | Amendment to the Equity Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Synaptics Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNA | CUSIP 87157D109 | 10/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard A. Bergman | Mgmt | For | For | For | |||
1.2 | Elect Russell J. Knittel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Syngenta AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNN | CINS H84140112 | 04/29/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles Relating to VeguV | Mgmt | For | TNA | N/A | |||
9 | Elect Vinita Bali | Mgmt | For | TNA | N/A | |||
10 | Elect Stefan Borgas | Mgmt | For | TNA | N/A | |||
11 | Elect Gunnar Brock | Mgmt | For | TNA | N/A | |||
12 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
13 | Elect Eleni Gabre-Madhin | Mgmt | For | TNA | N/A | |||
14 | Elect David Lawrence | Mgmt | For | TNA | N/A | |||
15 | Elect Michael Mack | Mgmt | For | TNA | N/A | |||
16 | Elect Eveline Saupper | Mgmt | For | TNA | N/A | |||
17 | Elect Jacques Vincent | Mgmt | For | TNA | N/A | |||
18 | Elect Jurg Witmer | Mgmt | For | TNA | N/A | |||
19 | Elect Michel Demare as Chairman | Mgmt | For | TNA | N/A | |||
20 | Elect Eveline Saupper as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Jacques Vincent as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Jurg Witmer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
T-Mobile US Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Michael Barnes | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas Dannenfeldt | Mgmt | For | Withhold | Against | |||
1.3 | Elect Srikant Datar | Mgmt | For | Withhold | Against | |||
1.4 | Elect Lawrence H. Guffey | Mgmt | For | Withhold | Against | |||
1.5 | Elect Timotheus Hottges | Mgmt | For | Withhold | Against | |||
1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | Withhold | Against | |||
1.7 | Elect Raphael Kubler | Mgmt | For | Withhold | Against | |||
1.8 | Elect Thorsten Langheim | Mgmt | For | Withhold | Against | |||
1.9 | Elect John J. Legere | Mgmt | For | Withhold | Against | |||
1.10 | Elect Teresa A. Taylor | Mgmt | For | Withhold | Against | |||
1.11 | Elect Kelvin R. Westbrook | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
Takeda Pharmaceutical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4502 | CINS J8129E108 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasuchika Hasegawa | Mgmt | For | For | For | |||
5 | Elect Yasuhiko Yamanaka | Mgmt | For | For | For | |||
6 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
7 | Elect Masato Iwasaki | Mgmt | For | For | For | |||
8 | Elect Shinji Honda | Mgmt | For | For | For | |||
9 | Elect Fumio Sudo | Mgmt | For | For | For | |||
10 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
11 | Elect Christopher Weber | Mgmt | For | For | For | |||
12 | Elect Francois Roger | Mgmt | For | For | For | |||
13 | Elect Masahiro Sakane | Mgmt | For | For | For | |||
14 | Elect Katsushi Kuroda as Alternate Statutory Auditor | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Performance-Linked Compensation Plan | Mgmt | For | For | For | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TATAMOTORS | CINS Y85740267 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Nusli N. Wadia | Mgmt | For | Against | Against | |||
4 | Elect Raghunath A. Mashelkar | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Falguni S. Nayar | Mgmt | For | Against | Against | |||
7 | Elect Karl J. Slym | Mgmt | For | Against | Against | |||
8 | Appointment of Karl J. Slym as Managing Director; Approval of Remuneration | Mgmt | For | Against | Against | |||
9 | Directors' Commission | Mgmt | For | For | For | |||
10 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
Tech Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECD | CUSIP 878237106 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elect Charles E. Adair | Mgmt | For | For | For | |||
3 | Elect Harry J. Harczak, Jr. | Mgmt | For | For | For | |||
4 | Elect Patrick G. Sayer | Mgmt | For | Against | Against | |||
5 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||
6 | Elect Jeffery P. Howells | Mgmt | For | For | For | |||
7 | Elect Savio W. Tung | Mgmt | For | Against | Against | |||
8 | Elect David M. Upton | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
Tele2 AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL2-B | CINS W95878166 | 05/12/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Nomination Committee | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
23 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
24 | Authority to Issue Shares w/o Preemptive Rights pursuant to the Long-term incentive plan | Mgmt | For | TNA | N/A | |||
25 | Authority to Repurchase Shares pursuant to the Long-term Incentive plan | Mgmt | For | TNA | N/A | |||
26 | Authority to Transfer Shares pursuant to the Long-term Incentive plan | Mgmt | For | TNA | N/A | |||
27 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Telefónica SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEF | CINS 879382109 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Scrip Dividend | Mgmt | For | For | For | |||
4 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Performance & Investment Plan | Mgmt | For | For | For | |||
7 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
8 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
9 | Remuneration Report | Mgmt | For | For | For | |||
Telenor ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CINS R21882106 | 05/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividend | Mgmt | For | TNA | N/A | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
9 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
10 | Cancellation of Treasury Shares | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares for Cancellation | Mgmt | For | TNA | N/A | |||
12 | Governing Bodies' Fees | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Chin Hu Lim | Mgmt | For | For | For | |||
3 | Re-elect Nora Scheinkestel | Mgmt | For | For | For | |||
4 | Equity Grant (CEO David Thodey) | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572148 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
12 | Stock Split | Mgmt | For | For | For | |||
13 | Adopt The Riot Games Option Scheme | Mgmt | For | Against | Against | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Tenneco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEN | CUSIP 880349105 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas C. Freyman | Mgmt | For | For | For | |||
2 | Elect Dennis J. Letham | Mgmt | For | For | For | |||
3 | Elect Hari N. Nair | Mgmt | For | For | For | |||
4 | Elect Roger B. Porter | Mgmt | For | For | For | |||
5 | Elect David B. Price, Jr. | Mgmt | For | For | For | |||
6 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
7 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
8 | Elect Jane L. Warner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tesoro Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSO | CUSIP 881609101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
2 | Elect Gregory J. Goff | Mgmt | For | For | For | |||
3 | Elect Robert W. Goldman | Mgmt | For | For | For | |||
4 | Elect Steven H. Grapstein | Mgmt | For | For | For | |||
5 | Elect David Lilley | Mgmt | For | For | For | |||
6 | Elect Mary Pat McCarthy | Mgmt | For | For | For | |||
7 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
8 | Elect Susan Tomasky | Mgmt | For | For | For | |||
9 | Elect Michael E. Wiley | Mgmt | For | For | For | |||
10 | Elect Patrick Y. Yang | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 08/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Many | Mgmt | For | Against | Against | |||
2 | Elect Arie S. Belldegrun | Mgmt | For | Against | Against | |||
3 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
4 | Elect Yitzhak Peterburg | Mgmt | For | Against | Against | |||
5 | Cash Bonus for President and CEO | Mgmt | For | For | For | |||
6 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Mgmt | N/A | Against | N/A | |||
7 | Bonus Plan for President and CEO | Mgmt | For | For | For | |||
8 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Mgmt | N/A | Against | N/A | |||
9 | Approval of Compensation Policy | Mgmt | For | For | For | |||
10 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Mgmt | N/A | Against | N/A | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
The ADT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADT | CUSIP 00101J106 | 03/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Colligan | Mgmt | For | For | For | |||
2 | Elect Richard J. Daly | Mgmt | For | For | For | |||
3 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||
4 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
7 | Elect Bridgette Heller | Mgmt | For | For | For | |||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Bank of Kentucky Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKYF | CUSIP 062896105 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles M. Berger | Mgmt | For | For | For | |||
1.2 | Elect John S. Cain | Mgmt | For | For | For | |||
1.3 | Elect Barry G. Kienzle | Mgmt | For | For | For | |||
1.4 | Elect John E. Miracle | Mgmt | For | For | For | |||
1.5 | Elect Mary Sue Rudicill | Mgmt | For | For | For | |||
1.6 | Elect Ruth M. Seligman-Doering | Mgmt | For | For | For | |||
1.7 | Elect James C. Votruba | Mgmt | For | For | For | |||
1.8 | Elect Herbert H. Works | Mgmt | For | For | For | |||
1.9 | Elect Robert W. Zapp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The J.M. Smucker Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
4 | Elect Paul Smucker Wagstaff | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela F. Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Alan G. Lafley | Mgmt | For | For | For | |||
6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | 2013 Non-Employee Directors' Stock Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Third Point Reinsurance Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPRE | CUSIP G8827U100 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven E. Fass | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mary R. Hennessy | Mgmt | For | Withhold | Against | |||
1.3 | Elect Neil McConachie | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gary D. Walters | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mark Parkin | Mgmt | For | Withhold | Against | |||
1.6 | Elect Rafe de la Gueronniere | Mgmt | For | Withhold | Against | |||
2 | Election of Designated Company Directors of Subsidiaries | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
THK Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6481 | CINS J83345108 | 06/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Akihiro Teramachi | Mgmt | For | For | For | |||
4 | Elect Toshihiro Teramachi | Mgmt | For | For | For | |||
5 | Elect Hiroshi Imano | Mgmt | For | For | For | |||
6 | Elect Takashi Ohkubo | Mgmt | For | For | For | |||
7 | Elect Junichi Sakai | Mgmt | For | For | For | |||
8 | Elect Takashi Teramachi | Mgmt | For | For | For | |||
9 | Elect Masaaki Kainoshoh | Mgmt | For | For | For | |||
10 | Elect Masakatsu Hioki | Mgmt | For | For | For | |||
11 | Elect Kazunori Igarashi | Mgmt | For | Against | Against | |||
12 | Elect Hideyuki Kiuchi | Mgmt | For | Against | Against | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Dawn Airey | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | Against | Against | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | Against | Against | |||
8 | Elect Peter Marks | Mgmt | For | Against | Against | |||
9 | Elect Frank L. Meysman | Mgmt | For | Against | Against | |||
10 | Elect Carl G. Symon | Mgmt | For | Against | Against | |||
11 | Elect Warren G. Tucker | Mgmt | For | Against | Against | |||
12 | Elect Martine Verluyten | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Thoratec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THOR | CUSIP 885175307 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil F. Dimick | Mgmt | For | For | For | |||
1.2 | Elect Gerhard F. Burbach | Mgmt | For | For | For | |||
1.3 | Elect J. Daniel Cole | Mgmt | For | For | For | |||
1.4 | Elect Steven H. Collis | Mgmt | For | For | For | |||
1.5 | Elect D. Keith Grossman | Mgmt | For | For | For | |||
1.6 | Elect William A. Hawkins, III | Mgmt | For | For | For | |||
1.7 | Elect Paul A. LaViolette | Mgmt | For | For | For | |||
1.8 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
1.9 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | |||
2 | Article Amendment Regarding Director & Officer Indemnification | Mgmt | For | For | For | |||
3 | Approve D&O Indemnification Agreements | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Incentive Stock Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Threshold Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THLD | CUSIP 885807206 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey W. Bird | Mgmt | For | For | For | |||
1.2 | Elect Harold E. Selick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Tile Shop Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter J. Jacullo III | Mgmt | For | For | For | |||
1.2 | Elect Adam L. Suttin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of 2012 Omnibus Plan | Mgmt | For | Against | Against | |||
4 | Approval of Performance Goals for 2012 Omnibus Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 07/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Cella | Mgmt | For | For | For | |||
2 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tokio Marine Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8766 | CINS J86298106 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shuzoh Sumi | Mgmt | For | For | For | |||
4 | Elect Tsuyoshi Nagano | Mgmt | For | For | For | |||
5 | Elect Masashi Ohba | Mgmt | For | For | For | |||
6 | Elect Hirokazu Fujita | Mgmt | For | For | For | |||
7 | Elect Takashi Itoh | Mgmt | For | For | For | |||
8 | Elect Kunio Itoh | Mgmt | For | For | For | |||
9 | Elect Akio Mimura | Mgmt | For | For | For | |||
10 | Elect Mikio Sasaki | Mgmt | For | For | For | |||
11 | Elect Kunihiko Fujii | Mgmt | For | For | For | |||
12 | Elect Shinichi Hirose | Mgmt | For | For | For | |||
13 | Elect Yuko Kawamoto | Mgmt | For | For | For | |||
14 | Elect Takaaki Tamai | Mgmt | For | For | For | |||
15 | Elect Akihiro Wani | Mgmt | For | For | For | |||
Tokyo Electron Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8035 | CINS J86957115 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Merger | Mgmt | For | For | For | |||
3 | Elect Tetsuroh Higashi | Mgmt | For | For | For | |||
4 | Elect Tetsuo Tsuneishi | Mgmt | For | For | For | |||
5 | Elect Hirofumi Kitayama | Mgmt | For | For | For | |||
6 | Elect Hikaru Itoh | Mgmt | For | For | For | |||
7 | Elect Kenji Washino | Mgmt | For | For | For | |||
8 | Elect Yoshiteru Harada | Mgmt | For | For | For | |||
9 | Elect Tetsuroh Hori | Mgmt | For | For | For | |||
10 | Elect Hiroshi Inoue | Mgmt | For | For | For | |||
11 | Elect Masahiro Sakane | Mgmt | For | For | For | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
4 | Elect Shigeru Muraki | Mgmt | For | For | For | |||
5 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
6 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
7 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
8 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||
9 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
10 | Elect Hiroaki Kobayashi | Mgmt | For | For | For | |||
11 | Elect Yukio Satoh | Mgmt | For | For | For | |||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
14 | Elect Wako Tohjima as Statutory Auditor | Mgmt | For | For | For | |||
Tokyu Fudosan Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3289 | CINS J88764105 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masatake Ueki | Mgmt | For | For | For | |||
4 | Elect Kiyoshi Kanazashi | Mgmt | For | For | For | |||
5 | Elect Yoshihiro Nakajima | Mgmt | For | For | For | |||
6 | Elect Ushio Okamoto | Mgmt | For | For | For | |||
7 | Elect Toshiyuki Saegusa | Mgmt | For | For | For | |||
8 | Elect Yuji Ohkuma | Mgmt | For | For | For | |||
9 | Elect Hirofumi Nomoto | Mgmt | For | For | For | |||
10 | Elect Kohichi Iki | Mgmt | For | For | For | |||
11 | Elect Shinji Sakaki | Mgmt | For | For | For | |||
12 | Elect Kazuto Nakajima | Mgmt | For | Against | Against | |||
13 | Elect Toshio Imamura | Mgmt | For | Against | Against | |||
14 | Directors and Auditors' Fees | Mgmt | For | For | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Norio Sasaki | Mgmt | For | Against | Against | |||
3 | Elect Hisao Tanaka | Mgmt | For | Against | Against | |||
4 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | |||
5 | Elect Makoto Kubo | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | |||
7 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | |||
8 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | |||
9 | Elect Masashi Muromachi | Mgmt | For | Against | Against | |||
10 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | |||
11 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | |||
12 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | |||
13 | Elect Toshio Masaki | Mgmt | For | Against | Against | |||
14 | Elect Naoto Nishida | Mgmt | For | Against | Against | |||
15 | Elect Keizoh Maeda | Mgmt | For | Against | Against | |||
16 | Elect Seiya Shimaoka | Mgmt | For | Against | Against | |||
17 | Elect Sakutaroh Tanino | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Capital Allocation | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Disclosure of Equipment Used at TEPCO's Fukushima Nuclear Power Plant | ShrHldr | Against | Against | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
10 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | |||
11 | Elect Paul Desmarais, Jr. | Mgmt | For | For | For | |||
12 | Elect Barbara Kux | Mgmt | For | For | For | |||
13 | Remuneration of Christophe de Margerie, CEO | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights; Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Greenshoe | Mgmt | For | For | For | |||
17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
18 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
20 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
21 | Amendment to Article Regarding Employee Representatives | Mgmt | For | For | For | |||
22 | Amendment Regarding Age Limit of Chairman | Mgmt | For | For | For | |||
23 | Amendment Regarding Age Limit of CEO | Mgmt | For | For | For | |||
24 | Amendment Regarding Shareholder Representatives at the Annual General Meeting | Mgmt | For | For | For | |||
25 | Shareholder Proposal Regarding the Distribution of a Newsletter | ShrHldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | ShrHldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Loyalty Dividend | ShrHldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding the Inclusion of Employee Representatives in Board Committees | ShrHldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Directors' Fees | ShrHldr | Against | Against | For | |||
Town Sports International Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLUB | CUSIP 89214A102 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Giardina | Mgmt | For | For | For | |||
1.2 | Elect Paul N. Arnold | Mgmt | For | For | For | |||
1.3 | Elect Bruce C. Bruckmann | Mgmt | For | For | For | |||
1.4 | Elect J. Rice Edmonds | Mgmt | For | For | For | |||
1.5 | Elect John H. Flood III | Mgmt | For | For | For | |||
1.6 | Elect Thomas J. Galligan III | Mgmt | For | For | For | |||
1.7 | Elect Kevin McCall | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Satoshi Ozawa | Mgmt | For | For | For | |||
6 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
7 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
8 | Elect Masamoto Maekawa | Mgmt | For | For | For | |||
9 | Elect Yasumori Ihara | Mgmt | For | For | For | |||
10 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
11 | Elect Kohhei Saga | Mgmt | For | For | For | |||
12 | Elect Tokuo Fukuichi | Mgmt | For | For | For | |||
13 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
14 | Elect Yoshimasa Ishii | Mgmt | For | For | For | |||
15 | Elect Ikuo Uno | Mgmt | For | For | For | |||
16 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
17 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
18 | Elect Masaki Nakatsugawa | Mgmt | For | Against | Against | |||
19 | Elect Teisuke Kitayama | Mgmt | For | Against | Against | |||
20 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
21 | Bonus | Mgmt | For | For | For | |||
22 | Approve of Disposition of Treasury Shares and Third Party Allotment | Mgmt | For | For | For | |||
Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | |||
8 | Elect William J. Kane | Mgmt | For | For | For | |||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Trevena, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRVN | CUSIP 89532E109 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Farah H. Champsi | Mgmt | For | For | For | |||
1.2 | Elect Terrance G. McGuire | Mgmt | For | For | For | |||
1.3 | Elect Christopher K. Mirabelli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Trex Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TREX | CUSIP 89531P105 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay M. Gratz | Mgmt | For | For | For | |||
1.2 | Elect Ronald W. Kaplan | Mgmt | For | For | For | |||
1.3 | Elect Gerald Volas | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Approval of the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Trimas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRS | CUSIP 896215209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
1.2 | Elect Eugene A. Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Trinity Biotech Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRIB | CUSIP 896438306 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Peter Coyne | Mgmt | For | Against | Against | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Authority to Set Price Range (Issuance of Treasury Shares) | Mgmt | For | For | For | |||
Triple-S Management Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTS | CUSIP 896749108 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adamina Soto-Martinez | Mgmt | For | For | For | |||
2 | Elect Jorge L. Fuentes-Benejam | Mgmt | For | For | For | |||
3 | Elect Francisco Tonarely-Barreto | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tronox Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Peter Johnston | Mgmt | For | For | For | |||
1.5 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.6 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TrueBlue, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBI | CUSIP 89785X101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven C. Cooper | Mgmt | For | For | For | |||
2 | Elect Thomas E. McChesney | Mgmt | For | For | For | |||
3 | Elect Gates McKibbin | Mgmt | For | For | For | |||
4 | Elect Jeffrey B. Sakaguchi | Mgmt | For | For | For | |||
5 | Elect Joseph P. Sambataro, Jr. | Mgmt | For | For | For | |||
6 | Elect Bonnie W. Soodik | Mgmt | For | For | For | |||
7 | Elect William W. Steele | Mgmt | For | For | For | |||
8 | Elect Craig E. Tall | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Trump Entertainment Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CUSIP 89816T202 | 11/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Elkins | Mgmt | For | Withhold | Against | |||
1.2 | Elect David Licht | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jeffrey Gilbert | Mgmt | For | Withhold | Against | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
4 | Renew Performance Share Plan | Mgmt | For | For | For | |||
5 | Renew Deferred Annual Bonus Scheme | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Friedrich Joussen | Mgmt | For | For | For | |||
8 | Elect Sir Michael Hodgkinson | Mgmt | For | For | For | |||
9 | Elect Peter Long | Mgmt | For | For | For | |||
10 | Elect Johan Lundgren | Mgmt | For | For | For | |||
11 | Elect William Waggott | Mgmt | For | For | For | |||
12 | Elect Horst Baier | Mgmt | For | For | For | |||
13 | Elect Sebastian Ebel | Mgmt | For | For | For | |||
14 | Elect Janis Kong | Mgmt | For | For | For | |||
15 | Elect Coline McConville | Mgmt | For | For | For | |||
16 | Elect Minnow Powell | Mgmt | For | For | For | |||
17 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
18 | Elect Albert Schunk | Mgmt | For | For | For | |||
19 | Elect Harold Sher | Mgmt | For | For | For | |||
20 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
21 | Elect Vladimir Yakushev | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Boeing Aircrafts | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tyler Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYL | CUSIP 902252105 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald R. Brattain | Mgmt | For | For | For | |||
1.2 | Elect Glen A. Carter | Mgmt | For | For | For | |||
1.3 | Elect Brenda A. Cline | Mgmt | For | For | For | |||
1.4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |||
1.5 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Dustin R. Womble | Mgmt | For | For | For | |||
1.7 | Elect John M. Yeaman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
U.S. Silica Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLCA | CUSIP 90346E103 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Avramovich | Mgmt | For | For | For | |||
1.2 | Elect Peter Bernard | Mgmt | For | For | For | |||
1.3 | Elect Wiliiam J. Kacal | Mgmt | For | For | For | |||
1.4 | Elect Charles Shaver | Mgmt | For | For | For | |||
1.5 | Elect Bryan A. Shinn | Mgmt | For | For | For | |||
1.6 | Elect J. Michael Stice | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ubiquiti Networks Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBNT | CUSIP 90347A100 | 12/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald A. Sege | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
UBS AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSN | CINS H89231338 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Related to VeguV | Mgmt | For | TNA | N/A | |||
7 | Maximum Variable Payment Ratio | Mgmt | For | TNA | N/A | |||
8 | Elect Axel A. Weber | Mgmt | For | TNA | N/A | |||
9 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
10 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | |||
11 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
12 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | |||
13 | Elect Axel P. Lehmann | Mgmt | For | TNA | N/A | |||
14 | Elect Helmut G. W. Panke | Mgmt | For | TNA | N/A | |||
15 | Elect William G. Parrett | Mgmt | For | TNA | N/A | |||
16 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
17 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
18 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA | N/A | |||
19 | Elect Ann. F. Godbehere | Mgmt | For | TNA | N/A | |||
20 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
21 | Elect Helmut Panke | Mgmt | For | TNA | N/A | |||
22 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
1.2 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
1.3 | Elect Anne Pol | Mgmt | For | For | For | |||
1.4 | Elect Ernest E. Jones | Mgmt | For | For | For | |||
1.5 | Elect John L. Walsh | Mgmt | For | For | For | |||
1.6 | Elect Roger B. Vincent | Mgmt | For | For | For | |||
1.7 | Elect M. Shawn Puccio | Mgmt | For | For | For | |||
1.8 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
1.9 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ultimate Software Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULTI | CUSIP 90385D107 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect LeRoy A. Vander Putten | Mgmt | For | For | For | |||
2 | Elect Robert A. Yanover | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ultra Clean Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCTT | CUSIP 90385V107 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clarence L. Granger | Mgmt | For | For | For | |||
1.2 | Elect Susan H. Billat | Mgmt | For | For | For | |||
1.3 | Elect John Chenault | Mgmt | For | For | For | |||
1.4 | Elect David T. ibnAle | Mgmt | For | For | For | |||
1.5 | Elect Leonid Mezhvinsky | Mgmt | For | For | For | |||
1.6 | Elect Emily Maddox Liggett | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Coverage of Loss | Mgmt | For | For | For | |||
3 | Scrip Dividend | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Nominee Presented by Assogestioni | Mgmt | For | For | For | |||
6 | Common Representative's Fees | Mgmt | For | For | For | |||
7 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | 2014 GROUP INCENTIVE SYSTEM | Mgmt | For | For | For | |||
10 | 2014 Employee Share Ownership Plan | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unilever plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULVR | CINS G92087165 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Paul Polman | Mgmt | For | For | For | |||
5 | Elect Jean-Marc Huet | Mgmt | For | For | For | |||
6 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
7 | Elect Louise O. Fresco | Mgmt | For | For | For | |||
8 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
9 | Elect Byron E. Grote | Mgmt | For | For | For | |||
10 | Elect Mary Ma | Mgmt | For | For | For | |||
11 | Elect Hixonia Nyasulu | Mgmt | For | For | For | |||
12 | Elect Malcolm Rifkind | Mgmt | For | For | For | |||
13 | Elect John Rishton | Mgmt | For | For | For | |||
14 | Elect Kees J. Storm | Mgmt | For | For | For | |||
15 | Elect Michael Treschow | Mgmt | For | For | For | |||
16 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authorisation of Political Donations | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Unisys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIS | CUSIP 909214306 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
2 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
3 | Elect Alison Davis | Mgmt | For | For | For | |||
4 | Elect Nathaniel A. Davis | Mgmt | For | For | For | |||
5 | Elect Denise K. Fletcher | Mgmt | For | For | For | |||
6 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
7 | Elect Lee D. Roberts | Mgmt | For | For | For | |||
8 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
Unit Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNT | CUSIP 909218109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Michael Adcock | Mgmt | For | For | For | |||
1.2 | Elect Steven B. Hildebrand | Mgmt | For | For | For | |||
1.3 | Elect Larry C. Payne | Mgmt | For | For | For | |||
1.4 | Elect G. Bailey Peyton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
United Internet AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTDI | CINS D8542B125 | 05/22/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
12 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
13 | Amendments to Profit-and-Loss Transfer Agreement with United Internet Ventures AG | Mgmt | For | TNA | N/A | |||
14 | Control Agreement with 1&1 Internet AG | Mgmt | For | TNA | N/A | |||
15 | Control Agreement with United Internet Ventures AG | Mgmt | For | TNA | N/A | |||
16 | Profit-and-Loss Agreement with 1&1 Telecommunication Service SE | Mgmt | For | TNA | N/A | |||
17 | Control Agreement with 1&1 Telecommunication Service SE | Mgmt | For | TNA | N/A | |||
18 | Amendments to Profit-and-Loss Transfer Agreement with 1&1 Telecom Service Holding Montabaur | Mgmt | For | TNA | N/A | |||
United Natural Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNFI | CUSIP 911163103 | 12/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gail A. Graham | Mgmt | For | For | For | |||
2 | Elect Ann Torre Bates | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to Certificate of Incorporation to Repeal Classified Board | Mgmt | For | For | For | |||
6 | Amendment to Bylaws to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
United Utilities Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UU | CINS G92755100 | 07/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect John McAdam | Mgmt | For | Against | Against | |||
5 | Elect Steven L. Mogford | Mgmt | For | Against | Against | |||
6 | Elect Russ Houlden | Mgmt | For | Against | Against | |||
7 | Elect Catherine Bell | Mgmt | For | Against | Against | |||
8 | Elect Brian May | Mgmt | For | Against | Against | |||
9 | Elect Nick Salmon | Mgmt | For | Against | Against | |||
10 | Elect Sara Weller | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Approval of Long-Term Plan 2013 | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Universal Health Realty Income Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UHT | CUSIP 91359E105 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Miller | Mgmt | For | For | For | |||
1.2 | Elect Robert F. McCadden | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Universal Truckload Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UACL | CUSIP 91388P105 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald B. Cochran | Mgmt | For | Withhold | Against | |||
1.2 | Elect Matthew T. Moroun | Mgmt | For | Withhold | Against | |||
1.3 | Elect Manuel J. Moroun | Mgmt | For | Withhold | Against | |||
1.4 | Elect Frederick P. Calderone | Mgmt | For | Withhold | Against | |||
1.5 | Elect Joseph J. Casaroll | Mgmt | For | Withhold | Against | |||
1.6 | Elect Daniel J. Deane | Mgmt | For | Withhold | Against | |||
1.7 | Elect Michael A. Regan | Mgmt | For | Withhold | Against | |||
1.8 | Elect Daniel C. Sullivan | Mgmt | For | Withhold | Against | |||
1.9 | Elect Richard P. Urban | Mgmt | For | Withhold | Against | |||
1.10 | Elect Ted B. Wahby | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | Against | Against | |||
UPM-Kymmene Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPM1V | CINS X9518S108 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Board Size | Mgmt | For | For | For | |||
13 | Election of Directors | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Charitable Donations | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
US Ecology Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECOL | CUSIP 91732J102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Victor J. Barnhart | Mgmt | For | For | For | |||
2 | Elect Joe F. Colvin | Mgmt | For | For | For | |||
3 | Elect Jeffrey R. Feeler | Mgmt | For | For | For | |||
4 | Elect Daniel Fox | Mgmt | For | For | For | |||
5 | Elect Stephen A. Romano | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
USA Mobility, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USMO | CUSIP 90341G103 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Blair Butterfield | Mgmt | For | For | For | |||
1.2 | Elect Nicholas A. Gallopo | Mgmt | For | For | For | |||
1.3 | Elect Vincent D. Kelly | Mgmt | For | For | For | |||
1.4 | Elect Brian O'Reilly | Mgmt | For | For | For | |||
1.5 | Elect Matthew Oristano | Mgmt | For | For | For | |||
1.6 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
1.7 | Elect Royce Yudkoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
USA Mobility, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USMO | CUSIP 90341G103 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Blair Butterfield | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Gallopo | Mgmt | For | For | For | |||
1.3 | Elect Vincent Kelly | Mgmt | For | For | For | |||
1.4 | Elect Brian O'Reilly | Mgmt | For | For | For | |||
1.5 | Elect Matthew Oristano | Mgmt | For | For | For | |||
1.6 | Elect Samme Thompson | Mgmt | For | For | For | |||
1.7 | Elect Royce Yudkoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
USANA Health Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USNA | CUSIP 90328M107 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Anciaux | Mgmt | For | For | For | |||
1.2 | Elect Gilbert A. Fuller | Mgmt | For | For | For | |||
1.3 | Elect Jerry G. McClain | Mgmt | For | For | For | |||
1.4 | Elect Ronald S. Poelman | Mgmt | For | For | For | |||
1.5 | Elect Myron W. Wentz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
VAALCO Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGY | CUSIP 91851C201 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen P Guidry | Mgmt | For | For | For | |||
1.2 | Elect W. Russell Scheirman | Mgmt | For | For | For | |||
1.3 | Elect Frederick W. Brazelton | Mgmt | For | For | For | |||
1.4 | Elect O. Donaldson Chapoton | Mgmt | For | For | For | |||
1.5 | Elect James B. Jennings | Mgmt | For | For | For | |||
1.6 | Elect John J. Myers, Jr. | Mgmt | For | For | For | |||
2 | 2014 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
2 | Elect Robert A. Katz | Mgmt | For | For | For | |||
3 | Elect Richard D. Kincaid | Mgmt | For | For | For | |||
4 | Elect John Redmond | Mgmt | For | For | For | |||
5 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
6 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
7 | Elect John F. Sorte | Mgmt | For | For | For | |||
8 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
2 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
3 | Elect William R. Klesse | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Phillip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
9 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
10 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Stockholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
VCA Antech, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOOF | CUSIP 918194101 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John B. Chickering, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John Heil | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Company Name Change | Mgmt | For | For | For | |||
Veidekke ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VEI | CINS R9590N107 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Opening of Meeting | Mgmt | For | TNA | N/A | |||
7 | Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A | |||
8 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
16 | Nomination Committee | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Amendments to Articles Regarding Company Object; Age Limit | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Scrip Dividend | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | Against | Against | |||
11 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | |||
12 | Severance Agreement (Antoine Frerot) | Mgmt | For | Against | Against | |||
13 | Elect Antoine Frerot | Mgmt | For | For | For | |||
14 | Elect Daniel Bouton | Mgmt | For | For | For | |||
15 | Elect Olivier Costa de Beauregard (WITHDRAWN) | Mgmt | For | For | For | |||
16 | Elect Khaled Al Sayed | Mgmt | For | For | For | |||
17 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | Abstain | Against | |||
21 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights but w/ Priority Subscription Rights | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Abstain | Against | |||
23 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Abstain | Against | |||
24 | Greenshoe | Mgmt | For | Abstain | Against | |||
25 | Increase in Authorized Capital Through Capitalization | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
29 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
VeriFone Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAY | CUSIP 92342Y109 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | |||
2 | Elect Paul Galant | Mgmt | For | For | For | |||
3 | Elect Alex W. Hart | Mgmt | For | For | For | |||
4 | Elect Robert B. Henske | Mgmt | For | For | For | |||
5 | Elect Wenda Harris Millard | Mgmt | For | For | For | |||
6 | Elect Eitan Raff | Mgmt | For | For | For | |||
7 | Elect Jonathan I. Schwartz | Mgmt | For | For | For | |||
8 | Elect Jane Thompson | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Verint Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRNT | CUSIP 92343X100 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan Bodner | Mgmt | For | For | For | |||
1.2 | Elect Victor A. DeMarines | Mgmt | For | For | For | |||
1.3 | Elect John Egan | Mgmt | For | For | For | |||
1.4 | Elect Larry Myers | Mgmt | For | For | For | |||
1.5 | Elect Richard Nottenburg | Mgmt | For | For | For | |||
1.6 | Elect Howard Safir | Mgmt | For | For | For | |||
1.7 | Elect Earl Shanks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
5 | Elect Robert W. Lane | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Adoption of Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHldr | Against | Against | For | |||
Vinci | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Xavier Huillard | Mgmt | For | Against | Against | |||
8 | Elect Yves-Thibault de Silguy | Mgmt | For | Against | Against | |||
9 | Elect Henri Saint Olive | Mgmt | For | Against | Against | |||
10 | Elect Representative of Qatari Diar | Mgmt | For | Against | Against | |||
11 | Elect Marie-Christine Lombard | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Supplementary Pension Plan (Xavier Huillard) | Mgmt | For | For | For | |||
14 | Severance Agreement (Xavier Huillard) | Mgmt | For | Against | Against | |||
15 | Related Party Transactions (Renewal of Service Agreement with YTSeuropaconsultants) | Mgmt | For | Against | Against | |||
16 | Remumeration of Xavier Huillard, CEO | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
20 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ordinary: Disposal of Verizon Wireless and Acquisition of Vodafone Italy | Mgmt | For | For | For | |||
2 | Special: Return of Value and Share Consolidation | Mgmt | For | For | For | |||
3 | Special: Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Special: Authority to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Andy Halford | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Alan W. Jebson | Mgmt | For | For | For | |||
8 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
9 | Elect Omid Kordestani | Mgmt | For | For | For | |||
10 | Elect Nick Land | Mgmt | For | For | For | |||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Voestalpine AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOE | CINS A9101Y103 | 07/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
9 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
VOXX International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOXX | CUSIP 91829F104 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul C. Kreuch, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter A. Lesser | Mgmt | For | Withhold | Against | |||
1.3 | Elect Stan Glasgow | Mgmt | For | Withhold | Against | |||
1.4 | Elect John J. Shalam | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick M. Lavelle | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles M. Stoehr | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ari M. Shalam | Mgmt | For | Withhold | Against | |||
1.8 | Elect Fred S. Klipsch | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
W&T Offshore, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTI | CUSIP 92922P106 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia Boulet | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert I. Israel | Mgmt | For | Withhold | Against | |||
1.3 | Elect Stuart B. Katz | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tracy W. Krohn | Mgmt | For | Withhold | Against | |||
1.5 | Elect S. James Nelson, Jr. | Mgmt | For | Withhold | Against | |||
1.6 | Elect B. Frank Stanley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
W.P. Carey Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPC | CUSIP 92936U109 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Trevor P. Bond | Mgmt | For | For | For | |||
1.2 | Elect Nathaniel S. Coolidge | Mgmt | For | For | For | |||
1.3 | Elect Mark J. DeCesaris | Mgmt | For | For | For | |||
1.4 | Elect Eberhard Faber, IV | Mgmt | For | For | For | |||
1.5 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | |||
1.6 | Elect Axel K.A. Hansing | Mgmt | For | For | For | |||
1.7 | Elect Jean Hoysradt | Mgmt | For | For | For | |||
1.8 | Elect Richard C. Marston | Mgmt | For | For | For | |||
1.9 | Elect Robert E. Mittelstaedt, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Charles E. Parente | Mgmt | For | For | For | |||
1.11 | Elect Mary M. VanDeWeghe | Mgmt | For | For | For | |||
1.12 | Elect Nick J.M. van Ommen | Mgmt | For | For | For | |||
1.13 | Elect Karsten von Koller | Mgmt | For | For | For | |||
1.14 | Elect Reginald Winssinger | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
WABCO Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBC | CUSIP 92927K102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G. Peter D'Aloia | Mgmt | For | For | For | |||
1.2 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
1.3 | Elect Mary L. Petrovich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wacker Chemie AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCH | CINS D9540Z106 | 05/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amend Agreement with DRAWIN Vertriebs-GmbH | Mgmt | For | TNA | N/A | |||
10 | Amend Agreement with Wacker-Chemie Versicherungsvermittlung GmbH | Mgmt | For | TNA | N/A | |||
11 | Amend Agreement with Alzwerke GmbH | Mgmt | For | TNA | N/A | |||
WageWorks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAGE | CUSIP 930427109 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Larson | Mgmt | For | For | For | |||
1.2 | Elect Mariann Byerwalter | Mgmt | For | For | For | |||
1.3 | Elect Edward C. Nafus | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven A. Davis | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
6 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
7 | Elect Alan G. McNally | Mgmt | For | For | For | |||
8 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
9 | Elect Stefano Pessina | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect Alejandro Silva | Mgmt | For | For | For | |||
12 | Elect James A. Skinner | Mgmt | For | For | For | |||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Warner Chilcott plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCRX | CUSIP G94368100 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Ordinary: Acquisition | Mgmt | For | For | For | |||
3 | Special: Cancellation of Shares | Mgmt | For | For | For | |||
4 | Ordinary: Issuance of Shares and Application of Reserves | Mgmt | For | For | For | |||
5 | Special: Amendments to Articles | Mgmt | For | For | For | |||
6 | Ordinary: Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
7 | Ordinary: Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
8 | Ordinary: Right to Adjourn Meeting | Mgmt | For | For | For | |||
Wellcare Health Plans, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCG | CUSIP 94946T106 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Breon | Mgmt | For | For | For | |||
2 | Elect Carol J. Burt | Mgmt | For | For | For | |||
3 | Elect Roel C. Campos | Mgmt | For | For | For | |||
4 | Elect David J. Gallitano | Mgmt | For | For | For | |||
5 | Elect D. Robert Graham | Mgmt | For | For | For | |||
6 | Elect Kevin F. Hickey | Mgmt | For | For | For | |||
7 | Elect Christian P. Michalik | Mgmt | For | For | For | |||
8 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
9 | Elect William L. Trubeck | Mgmt | For | For | For | |||
10 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
11 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wellpoint Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP 94973V107 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
2 | Elect Robert L. Dixon, Jr. | Mgmt | For | For | For | |||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
4 | Elect William J. Ryan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Prohibiting Political Spending | ShrHldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Susan E. Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald M. James | Mgmt | For | For | For | |||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect James H. Quigley | Mgmt | For | For | For | |||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Wendel SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MF | CINS F98370103 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Dominique Heriard Dubreuil | Mgmt | For | Against | Against | |||
9 | Elect Guylaine Saucier | Mgmt | For | Against | Against | |||
10 | Elect Christian Van Zeller d’Oosthove | Mgmt | For | Against | Against | |||
11 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Renumeration of Frederic Lemoine, Chairman of the Executive Board | Mgmt | For | For | For | |||
14 | Remuneration of Bernard Gautier, Member of the Executive Board | Mgmt | For | For | For | |||
15 | Amend Article 12 | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Against | Against | |||
19 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
20 | Greenshoe | Mgmt | For | Against | Against | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Wesco International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCC | CUSIP 95082P105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John K. Morgan | Mgmt | For | For | For | |||
1.2 | Elect James L. Singleton | Mgmt | For | For | For | |||
1.3 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
2 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
3 | Elect William L. Kimsey | Mgmt | For | For | For | |||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
5 | Elect Len J. Lauer | Mgmt | For | For | For | |||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
8 | Elect Roger H. Moore | Mgmt | For | For | For | |||
9 | Elect Thomas E. Pardun | Mgmt | For | For | For | |||
10 | Elect Arif Shakeel | Mgmt | For | For | For | |||
11 | Elect Akio Yamamoto | Mgmt | For | For | For | |||
12 | Elect Masahiro Yamamura | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Westfield Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CINS Q97062105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Frank P. Lowy | Mgmt | For | Against | Against | |||
4 | Re-elect Brian M. Schwartz | Mgmt | For | Against | Against | |||
5 | Re-elect Steven M. Lowy | Mgmt | For | Against | Against | |||
6 | Re-elect Ilana Atlas | Mgmt | For | Against | Against | |||
Westfield Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CINS Q97062105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Scheme | Mgmt | For | For | For | |||
Westfield Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CINS Q97062105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Capital Reduction (Westfield Holdings) | Mgmt | For | For | For | |||
2 | Conversion of Stock | Mgmt | For | For | For | |||
3 | Amendments to Constitution (Westfield Trust) | Mgmt | For | For | For | |||
4 | Amendments to Constitution (Westfield America Trust) | Mgmt | For | For | For | |||
5 | Approve Transaction | Mgmt | For | For | For | |||
6 | Amendments to Constitution (Westfield Holdings) | Mgmt | For | For | For | |||
7 | Approve Stapling Deed | Mgmt | For | For | For | |||
8 | Change in Company Name (Westfield Holdings) | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Westpac Banking Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBC | CINS Q97417101 | 12/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Gail Kelly) | Mgmt | For | For | For | |||
4 | Approve Stapled Securities Buy-Back (on mandatory conversion date) | Mgmt | For | For | For | |||
5 | Approve Stapled Securities Buy-Back (before mandatory conversion date) | Mgmt | For | For | For | |||
6 | Re-elect Elizabeth Bryan | Mgmt | For | For | For | |||
7 | Re-elect Peter Hawkins | Mgmt | For | For | For | |||
8 | Elect Ewan Crouch | Mgmt | For | For | For | |||
9 | Elect Peter Marriott | Mgmt | For | For | For | |||
10 | Elect David Barrow | Mgmt | Against | Against | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Wheelock & Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0020 | CINS Y9553V106 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Douglas WOO Chun Kuen | Mgmt | For | For | For | |||
5 | Elect Winston LEONG Kwok Wai | Mgmt | For | For | For | |||
6 | Elect Kenneth TING Woo Shou | Mgmt | For | For | For | |||
7 | Elect Nancy TSE Sau Ling | Mgmt | For | For | For | |||
8 | Elect Ricky WONG Kwong Yiu | Mgmt | For | For | For | |||
9 | Elect Glenn YEE Sekkemn | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wirecard AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDI | CINS D22359133 | 06/18/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Elect Alfons Henseler | Mgmt | For | TNA | N/A | |||
Wm Morrison Supermarkets plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRW | CINS G62748119 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Sir Ian Gibson | Mgmt | For | For | For | |||
6 | Elect Dalton Philips | Mgmt | For | For | For | |||
7 | Elect Trevor Strain | Mgmt | For | For | For | |||
8 | Elect Philip G. Cox | Mgmt | For | For | For | |||
9 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
10 | Elect Penny Hughes | Mgmt | For | For | For | |||
11 | Elect Johanna Waterous | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L116 | 11/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
5 | Elect Michael Clarke | Mgmt | For | For | For | |||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||
7 | Elect Pilar Lopez | Mgmt | For | For | For | |||
8 | Elect John Martin | Mgmt | For | For | For | |||
9 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
10 | Elect Alan Murray | Mgmt | For | For | For | |||
11 | Elect Frank W. Roach | Mgmt | For | For | For | |||
12 | Elect Michael P. Wareing | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Special Dividend and Share Consolidation | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Woodside Petroleum Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPL | CINS 980228100 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Michael A. Chaney | Mgmt | For | For | For | |||
3 | Re-elect David I. McEvoy | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Approve Increase in NEDs' Fees | Mgmt | For | For | For | |||
6 | Amendment to Constitution | Mgmt | For | For | For | |||
Woolworths Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOW | CINS Q98418108 | 11/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Carla (Jayne) Hrdlicka | Mgmt | For | For | For | |||
3 | Re-elect Ian J. Macfarlane | Mgmt | For | For | For | |||
4 | Renew Long Term Incentive Plan | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO Grant O'Brien) | Mgmt | For | For | For | |||
6 | Equity Grant (Finance Director Tom Pockett) | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
World Acceptance Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WRLD | CUSIP 981419104 | 08/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. Alexander McLean, III | Mgmt | For | For | For | |||
1.2 | Elect James R. Gilreath | Mgmt | For | For | For | |||
1.3 | Elect William S. Hummers III | Mgmt | For | For | For | |||
1.4 | Elect Charles D. Way | Mgmt | For | For | For | |||
1.5 | Elect Ken R. Bramlett, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Scott J. Vassalluzzo | Mgmt | For | For | For | |||
1.7 | Elect Darrell E. Whitaker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
World Fuel Services Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INT | CUSIP 981475106 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Kasbar | Mgmt | For | For | For | |||
1.2 | Elect Paul H. Stebbins | Mgmt | For | For | For | |||
1.3 | Elect Ken Bakshi | Mgmt | For | For | For | |||
1.4 | Elect Richard A. Kassar | Mgmt | For | For | For | |||
1.5 | Elect Myles Klein | Mgmt | For | For | For | |||
1.6 | Elect John L. Manley | Mgmt | For | For | For | |||
1.7 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.8 | Elect Stephen K. Roddenberry | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2006 Omnibus Plan | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
5 | Remuneration Policy (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
6 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
7 | Elect Roger Agnelli | Mgmt | For | For | For | |||
8 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
9 | Elect Colin Day | Mgmt | For | For | For | |||
10 | Elect Philip Lader | Mgmt | For | For | For | |||
11 | Elect Ruigang Li | Mgmt | For | For | For | |||
12 | Elect Mark Read | Mgmt | For | For | For | |||
13 | Elect Paul Richardson | Mgmt | For | For | For | |||
14 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | |||
15 | Elect Hugo Shong | Mgmt | For | For | For | |||
16 | Elect Timothy Shriver | Mgmt | For | For | For | |||
17 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
18 | Elect Sally Susman | Mgmt | For | For | For | |||
19 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
20 | Elect John Hood | Mgmt | For | For | For | |||
21 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
22 | Elect Nicole Seligman | Mgmt | For | For | For | |||
23 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
24 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Increase in Directors' Fee Cap | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||
1.3 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.4 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Miller | Mgmt | For | For | For | |||
1.2 | Elect D. Boone Wayson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Director Qualification Bylaw | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
XO Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOXO | CUSIP 983772104 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Liu | Mgmt | For | For | For | |||
1.2 | Elect Elizabeth Schimel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
XPO Logistics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XPO | CUSIP 983793100 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bradley S. Jacobs | Mgmt | For | For | For | |||
1.2 | Elect Michael G. Jesselson | Mgmt | For | For | For | |||
1.3 | Elect Adrian P. Kingshott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Yamato Holdings Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9064 | CINS J96612114 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kaoru Seto | Mgmt | For | For | For | |||
3 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
4 | Elect Haruo Kanda | Mgmt | For | For | For | |||
5 | Elect Kenji Minaki | Mgmt | For | For | For | |||
6 | Elect Masaki Yamauchi | Mgmt | For | For | For | |||
7 | Elect Toshitaka Hagiwara | Mgmt | For | For | For | |||
8 | Elect Masakatsu Mori | Mgmt | For | For | For | |||
9 | Elect Kazuko Takahara as Statutory Auditor | Mgmt | For | For | For | |||
10 | Elect Hiroshi Kawada | Mgmt | For | For | For | |||
11 | Elect Kohji Ohkawa | Mgmt | For | For | For | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect Herman O. Gref | Mgmt | For | Against | Against | |||
5 | Elect Arkady Volozh | Mgmt | For | Against | Against | |||
6 | Elect Alfred Fenaughty | Mgmt | For | Against | Against | |||
7 | Elect Elena Ivashentseva | Mgmt | For | Against | Against | |||
8 | Elect Rogier Rijnja | Mgmt | For | Against | Against | |||
9 | Cancellation of Shares | Mgmt | For | For | For | |||
10 | Amendment to Articles (Authorized Capital) | Mgmt | For | For | For | |||
11 | Amendment to the Equity Compensation Plan | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
Zep, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZEP | CUSIP 98944B108 | 01/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Morgan | Mgmt | For | For | For | |||
1.2 | Elect Joseph Squicciarino | Mgmt | For | For | For | |||
1.3 | Elect Timothy Tevens | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ziggo NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZIGGO | CINS N9837R105 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Zodiac Aérospace SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZC | CINS F98947108 | 01/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Didier Domange | Mgmt | For | Against | Against | |||
10 | Elect Elisabeth Domange | Mgmt | For | Against | Against | |||
11 | Elect Marc Assa | Mgmt | For | Against | Against | |||
12 | Elect Robert Marechal | Mgmt | For | Against | Against | |||
13 | Resignation of Edmond Marchegay as Supervisory Board Member | Mgmt | For | For | For | |||
14 | Elect Patrick Daher | Mgmt | For | Against | Against | |||
15 | Elect Robert Peugeot (FFP Invest) | Mgmt | For | Against | Against | |||
16 | Remuneration of Olivier Zarrouati, Managing Director | Mgmt | For | For | For | |||
17 | Remuneration of Maurice Pinault, Deputy Managing Director | Mgmt | For | For | For | |||
18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
19 | Stock Split | Mgmt | For | For | For | |||
20 | Amendments to Articles Regarding Board Term Length | Mgmt | For | For | For | |||
21 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
22 | Authority to Issue Share Options | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Zulily, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZU | CUSIP 989774104 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Geschke | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mark Vadon | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Zynga Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZNGA | CUSIP 98986T108 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Pincus | Mgmt | For | Withhold | Against | |||
1.2 | Elect Don A. Mattrick | Mgmt | For | Withhold | Against | |||
1.3 | Elect L. John Doerr | Mgmt | For | Withhold | Against | |||
1.4 | Elect William B. Gordon | Mgmt | For | Withhold | Against | |||
1.5 | Elect Stanley J. Meresman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sunil Paul | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ellen F. Siminoff | Mgmt | For | Withhold | Against | |||
2 | Increase of Authorized Class A Common Stock and Decrease of Authorized Class B Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Equity Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
Airgas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARG | CUSIP 009363102 | 08/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Clancey | Mgmt | For | For | For | |||
1.2 | Elect Richard C. Ill | Mgmt | For | For | For | |||
1.3 | Elect Ted B. Miller, Jr. | Mgmt | For | For | For | |||
2 | Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Alcatel-Lucent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALU | CUSIP 013904305 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Elect Veronique Morali | Mgmt | For | For | For | |||
5 | Elect Francesco Caio | Mgmt | For | For | For | |||
6 | Elect Kim C. Goodman | Mgmt | For | For | For | |||
7 | Elect Jean-Cyril Spinetta | Mgmt | For | For | For | |||
8 | Remuneration of Michel Combes, CEO | Mgmt | For | For | For | |||
9 | Remuneration of Philippe Camus, Chairman | Mgmt | For | For | For | |||
10 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
16 | Greenshoe | Mgmt | For | For | For | |||
17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
19 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
24 | Authorize Chairman to Transact Other Business | Mgmt | For | Against | Against | |||
Alsea S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALSEA | CINS P0212A104 | 10/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Vips | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Altisource Residential Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RESI | CUSIP 02153W100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Eruzione | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | For | For | |||
1.5 | Elect David B. Reiner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Antena 3 de Television, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3TV | CINS E0728T102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Charitable Donations to Atresmedia Foundation | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Gerhard H. Parker | Mgmt | For | For | For | |||
8 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
9 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
10 | Elect James E. Rogers | Mgmt | For | For | For | |||
11 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
12 | Elect Robert H. Swan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Robin Monro-Davies | Mgmt | For | For | For | |||
1.9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.11 | Elect Wilbur L. Ross, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.13 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.14 | Elect Russell B. Brewer, II | Mgmt | For | For | For | |||
1.15 | Elect Gary Burnet | Mgmt | For | For | For | |||
1.16 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
1.17 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.18 | Elect James M. Michener | Mgmt | For | For | For | |||
1.19 | Elect Robert B. Mills | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
7 | Elect Yutaka Kase | Mgmt | For | For | For | |||
8 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
9 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
10 | Elect Tomokazu Fujisawa | Mgmt | For | Against | Against | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
13 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
Banco Espírito Santo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BES | CINS X0346X153 | 05/05/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Individual Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Shareholder Proposal Regarding Ratification of Board and Supervisory Council Acts | ShrHldr | N/A | TNA | N/A | |||
6 | Remuneration Report | Mgmt | For | TNA | N/A | |||
7 | Continuance of Operation of Subsidiary | Mgmt | For | TNA | N/A | |||
8 | Authority for the Company and Subsidiaries to Trade in Company Stock and Bonds | Mgmt | For | TNA | N/A | |||
9 | Approval to Subject the Spanish Branch to Spanish Legislation | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
10 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
11 | Elect Thomas J. May | Mgmt | For | For | For | |||
12 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
13 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
14 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to Series T Preferred Stock | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Wendy Lucas-Bull | Mgmt | For | For | For | |||
7 | Elect Tushar Morzaria | Mgmt | For | For | For | |||
8 | Elect Frits van Paasschen | Mgmt | For | For | For | |||
9 | Elect Stephen G. Thieke | Mgmt | For | For | For | |||
10 | Elect Tim Breedon | Mgmt | For | For | For | |||
11 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
12 | Elect Antony Jenkins | Mgmt | For | For | For | |||
13 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
15 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
16 | Elect Sir John Sunderland | Mgmt | For | For | For | |||
17 | Elect Sir David Walker | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
6 | Elect Pam Daley | Mgmt | For | For | For | |||
7 | Elect Martin Ferguson | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Chris Finlayson | Mgmt | For | For | For | |||
10 | Elect Andrew Gould | Mgmt | For | For | For | |||
11 | Elect Baroness Hogg | Mgmt | For | For | For | |||
12 | Elect John Hood | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
15 | Elect Sir David Manning | Mgmt | For | For | For | |||
16 | Elect Mark Seligman | Mgmt | For | For | For | |||
17 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 12/23/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of shares by Marshall Wace | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 5/26/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Distributation (transfer) of some of its shares in BigFoot GmbH (the company) to its direct shareholders, Emesco AB (Kinnevik) and Access Industries | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
3 | Elect James M. Cornelius | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Britvic plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVIC | CINS G17387104 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Joanne Averiss | Mgmt | For | Against | Against | |||
5 | Elect Gerald Corbett | Mgmt | For | Against | Against | |||
6 | Elect John Gibney | Mgmt | For | Against | Against | |||
7 | Elect Ben Gordon | Mgmt | For | Against | Against | |||
8 | Elect Bob Ivell | Mgmt | For | Against | Against | |||
9 | Elect Simon Litherland | Mgmt | For | Against | Against | |||
10 | Elect Michael Shallow | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | Against | Against | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
2 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
3 | Elect Ralph C. Stayer | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Buzzi Unicem S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BZU | CINS T2320M109 | 11/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Convertible Bonds and Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
2 | Elect James R. Gibbs | Mgmt | For | For | For | |||
3 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
4 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | 2014 Incentive Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Capital Senior Living Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSU | CUSIP 140475104 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence A. Cohen | Mgmt | For | For | For | |||
1.2 | Elect E. Rodney Hornbake | Mgmt | For | For | For | |||
1.3 | Elect Kimberely S Herman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
3 | Elect Steven Cosler | Mgmt | For | For | For | |||
4 | Elect William J. Davis | Mgmt | For | For | For | |||
5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
9 | Elect Anthony Masso | Mgmt | For | For | For | |||
10 | Amendment to Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard W. Barker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael D. Casey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | Withhold | Against | |||
1.8 | Elect James J. Loughlin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
Commerzbank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBK | CINS D172W1279 | 05/08/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor for Interim Statements | Mgmt | For | TNA | N/A | |||
10 | Elect Stefan Lippe | Mgmt | For | TNA | N/A | |||
11 | Elect Nicholas Teller | Mgmt | For | TNA | N/A | |||
12 | Elect Solms Wittig as Substitute Shareholder Representative | Mgmt | For | TNA | N/A | |||
13 | Amendments to Previously Approved Intra-company Contracts | Mgmt | For | TNA | N/A | |||
14 | Amendments to Previously Approved Profit-and-Loss Transfer Agreement | Mgmt | For | TNA | N/A | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Judith R. Haberkorn | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Coway Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
021240 | CINS Y1786S109 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Share Option Grant to Executive Directors | Mgmt | For | Against | Against | |||
3 | Share Option Grant to Executive Officers | Mgmt | For | Against | Against | |||
4 | Amendments to Articles | Mgmt | For | Against | Against | |||
5 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | Against | Against | |||
7 | Corporate Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CP ALL Public Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPALL | CINS Y1772K169 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Meeting Minutes | Mgmt | For | For | For | |||
4 | Directors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Prasert Jarupanich | Mgmt | For | Against | Against | |||
8 | Elect Narong Chearavanont | Mgmt | For | Against | Against | |||
9 | Elect Pittaya Jearavisitkul | Mgmt | For | Against | Against | |||
10 | Elect Piyawat Titasattavorakul | Mgmt | For | Against | Against | |||
11 | Elect Umroong Sanphasitvong | Mgmt | For | Against | Against | |||
12 | Directors' Fees | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Debentures | Mgmt | For | Against | Against | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
CP ALL Public Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPALL | CINS Y1772K169 | 09/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Issue Bonds | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Credicorp Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAP | CUSIP G2519Y108 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Dionisio Romero Paoletti | Mgmt | For | Against | Against | |||
3 | Elect Raimundo Morales | Mgmt | For | Against | Against | |||
4 | Elect Fernando Fort Marie | Mgmt | For | Against | Against | |||
5 | Elect Reynaldo Llosa Barber | Mgmt | For | Against | Against | |||
6 | Elect Juan Carlos Verme | Mgmt | For | Against | Against | |||
7 | Elect Luis Enrique Yarur | Mgmt | For | Against | Against | |||
8 | Elect Benedicto Ciguenas Guevara | Mgmt | For | Against | Against | |||
9 | Elect Martine Perez Monteverde | Mgmt | For | Against | Against | |||
10 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Credit Saison Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8253 | CINS J7007M109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Rinno | Mgmt | For | For | For | |||
4 | Elect Teruyuki Maekawa | Mgmt | For | For | For | |||
5 | Elect Naoki Takahashi | Mgmt | For | For | For | |||
6 | Elect Haruhisa Kaneko | Mgmt | For | For | For | |||
7 | Elect Hiroshi Yamamoto | Mgmt | For | For | For | |||
8 | Elect Masahiro Yamashita | Mgmt | For | For | For | |||
9 | Elect Junji Kakushoh | Mgmt | For | For | For | |||
10 | Elect Kazuhiro Hirase | Mgmt | For | For | For | |||
11 | Elect Sadamu Shimizu | Mgmt | For | For | For | |||
12 | Elect Akihiro Matsuda | Mgmt | For | For | For | |||
13 | Elect Teruhisa Aoyama | Mgmt | For | For | For | |||
14 | Elect Yoshihisa Yamamoto | Mgmt | For | For | For | |||
15 | Elect Tatsunari Okamoto | Mgmt | For | For | For | |||
16 | Elect Katsumi Mizuno | Mgmt | For | For | For | |||
17 | Elect Masako Takeda | Mgmt | For | For | For | |||
18 | Elect Yasuhisa Ueno | Mgmt | For | For | For | |||
Erste Group Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CINS A19494102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
8 | Election of Supervisory Board; Supervisory Board Size | Mgmt | For | For | For | |||
9 | Elect Bettina Breiteneder | Mgmt | For | For | For | |||
10 | Elect Jan Homan | Mgmt | For | For | For | |||
11 | Elect Juan Maria Nin Genova | Mgmt | For | For | For | |||
12 | Elect Friedrich Rodler | Mgmt | For | For | For | |||
13 | Elect Elisabeth Bleykeben-Koren | Mgmt | For | For | For | |||
14 | Elect Gunter Griss | Mgmt | For | For | For | |||
15 | Elect Elisabeth Krainer Senger-Weiss | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Increase in Authorized Capital | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Michel David-Weill | Mgmt | For | Against | Against | |||
11 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
12 | Elect Michel Mathieu | Mgmt | For | Against | Against | |||
13 | Elect Olivier Merveilleux du Vignaux | Mgmt | For | Against | Against | |||
14 | Elect Jean-Pierre Richardson as Censor | Mgmt | For | For | For | |||
15 | Severance Agreement and Retirement Benefits (Patrick Sayer) | Mgmt | For | Against | Against | |||
16 | Severance Agreement and Retirement Benefits (Bruno Keller) | Mgmt | For | Against | Against | |||
17 | Severance Agreement and Retirement Benefits (Virginie Morgon) | Mgmt | For | Against | Against | |||
18 | Severance Agreement and Retirement Benefits (Philippe Audouin) | Mgmt | For | Against | Against | |||
19 | Severance Agreement and Retirement Benefits (Fabrice de Gaudemar) | Mgmt | For | Against | Against | |||
20 | Remuneration of, Patrick Sayer, Chair of the Management Board | Mgmt | For | For | For | |||
21 | Remuneration of, Bruno Keller, Virginie Morgon, Philippe Audouin and Fabrice de Gaudemar, Management Board Members | Mgmt | For | For | For | |||
22 | Appointment of Auditor (PricewaterhouseCoopers Audit) | Mgmt | For | For | For | |||
23 | Appointment of Alternate Auditor (Jean-Christophe Georghiou) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
25 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
28 | Authority to Issue Shares and/or Covertible Securities Through Private Placement | Mgmt | For | Against | Against | |||
29 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
30 | Greenshoe | Mgmt | For | Against | Against | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
32 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
33 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
34 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
35 | Authority to Issue Preference Shares | Mgmt | For | Against | Against | |||
36 | Authority to Issue Restricted Preference Shares Conversion of Ordinary Shares into Preference Shares | Mgmt | For | Against | Against | |||
37 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Larry Glenn Johnson | Mgmt | For | For | For | |||
4 | Elect LEE Kian Soo | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Equity Grant to CHEW Thiam Keng | Mgmt | For | For | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Childhood Obesity Risks | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Faurecia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends; Scrip Dividend | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits (Yann Delabriere, Chairman and CEO) | Mgmt | For | For | For | |||
8 | Remuneration of Yann Delabriere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Elect Bernadette Spinoy | Mgmt | For | For | For | |||
10 | Elect Carlos Tavares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Cancel Shares & Reduce Capital | Mgmt | For | For | For | |||
13 | Amendments to Articles 16 Regarding Age Limits of Directors | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Fidessa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDSA | CINS G3469C104 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Special Dividend | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
6 | Elect John Hamer | Mgmt | For | For | For | |||
7 | Elect Chris Aspinwall | Mgmt | For | For | For | |||
8 | Elect Andy Malpass | Mgmt | For | For | For | |||
9 | Elect Ron Mackintosh | Mgmt | For | For | For | |||
10 | Elect Philip Hardaker | Mgmt | For | For | For | |||
11 | Elect Elizabeth Lake | Mgmt | For | For | For | |||
12 | Elect Mark Foster | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period to 14 Days | Mgmt | For | Against | Against | |||
Forestar Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOR | CUSIP 346233109 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen Brown | Mgmt | For | For | For | |||
2 | Elect Michael E. Dougherty | Mgmt | For | For | For | |||
3 | Elect William Powers, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
2 | Elect David M. Thomas | Mgmt | For | For | For | |||
3 | Elect Norman H. Wesley | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | Withhold | Against | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Genel Energy Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENL | CINS G3791G104 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
5 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
6 | Elect Julian Metherell | Mgmt | For | For | For | |||
7 | Elect Sir Graham Hearne | Mgmt | For | For | For | |||
8 | Elect James William Leng | Mgmt | For | For | For | |||
9 | Elect Mehmet Ogutcu | Mgmt | For | For | For | |||
10 | Elect Mark Parris | Mgmt | For | For | For | |||
11 | Elect George Rose | Mgmt | For | For | For | |||
12 | Elect Nathaniel P. Rothschild | Mgmt | For | Against | Against | |||
13 | Elect Chakib Sbiti | Mgmt | For | For | For | |||
14 | Elect Gulsun Nazli Karamehmet Williams | Mgmt | For | For | For | |||
15 | Elect Murat Yazici | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | Against | Against | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Restricted Share Plan | Mgmt | For | For | For | |||
20 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Grand Korea Leisure Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
114090 | CINS Y2847C109 | 03/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
Grand Korea Leisure Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
114090 | CINS Y2847C109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Corporate Auditor | Mgmt | For | Against | Against | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric P. Lefkofsky | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Barris | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Bass | Mgmt | For | For | For | |||
1.4 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey T. Housenbold | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Election of Audit and Corporate Governance Committee Chairman and Members | Mgmt | For | For | For | |||
6 | Election of Risk Committee Chairman and Members | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 07/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorized Capital; Authority to Issue Shares | Mgmt | For | For | For | |||
2 | Authority to Implement Public Offering | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 10/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend | Mgmt | For | For | For | |||
2 | Report of the Board Regarding Share Capital | Mgmt | For | For | For | |||
3 | Report of the External Auditor | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Ordinary General Meeting Resolution Regarding Special Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Haier Electronics Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1169 | CINS G42313125 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect ZHOU Yun Jie | Mgmt | For | Against | Against | |||
5 | Elect TAN Li Xia | Mgmt | For | Against | Against | |||
6 | Elect ZHANG Yong | Mgmt | For | Against | Against | |||
7 | Elect Rose TSOU Kai Lien | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares Under the Restricted Share Award Scheme | Mgmt | For | For | For | |||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
HeidelbergCement AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEI | CINS D31709104 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Bernd Scheifele | Mgmt | For | TNA | N/A | |||
7 | Ratify Dominik von Achten | Mgmt | For | TNA | N/A | |||
8 | Ratify Daniel Gauthier | Mgmt | For | TNA | N/A | |||
9 | Ratify Andreas Kern | Mgmt | For | TNA | N/A | |||
10 | Ratify Lorenz Naeger | Mgmt | For | TNA | N/A | |||
11 | Ratify Albert Scheuer | Mgmt | For | TNA | N/A | |||
12 | Ratify Fritz-Jurgen Heckmann | Mgmt | For | TNA | N/A | |||
13 | Ratify Heinz Schmitt | Mgmt | For | TNA | N/A | |||
14 | Ratify Roger Feiger | Mgmt | For | TNA | N/A | |||
15 | Ratify Josef Heumann | Mgmt | For | TNA | N/A | |||
16 | Ratify Max Dietrich Kley | Mgmt | For | TNA | N/A | |||
17 | Ratify Hans Georg Kraut | Mgmt | For | TNA | N/A | |||
18 | Ratify Ludwig Merckle | Mgmt | For | TNA | N/A | |||
19 | Ratify Tobias Merckle | Mgmt | For | TNA | N/A | |||
20 | Ratify Alan James Murray | Mgmt | For | TNA | N/A | |||
21 | Ratify Werner Schraeder | Mgmt | For | TNA | N/A | |||
22 | Ratify Frank-Dirk Steiniger | Mgmt | For | TNA | N/A | |||
23 | Ratify Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Elect Fritz-Jurgen Heckmann | Mgmt | For | TNA | N/A | |||
26 | Elect Ludwig Merckle | Mgmt | For | TNA | N/A | |||
27 | Elect Tobias Merckle | Mgmt | For | TNA | N/A | |||
28 | Elect Alan Murray | Mgmt | For | TNA | N/A | |||
29 | Elect Jurgen M. Schneider | Mgmt | For | TNA | N/A | |||
30 | Elect Marion A. Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
31 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
32 | Amendment to Intra-company Control Agreement | Mgmt | For | TNA | N/A | |||
Hitachi Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6501 | CINS J20454112 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||
3 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
4 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
5 | Elect George W. Buckley | Mgmt | For | For | For | |||
6 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
7 | Elect Philip YEO | Mgmt | For | For | For | |||
8 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
9 | Elect Hiroaki Nakanishi | Mgmt | For | For | For | |||
10 | Elect Takashi Hatchohji | Mgmt | For | For | For | |||
11 | Elect Toshiaki Higashihara | Mgmt | For | For | For | |||
12 | Elect Takashi Miyoshi | Mgmt | For | For | For | |||
13 | Elect Nobuo Mochida | Mgmt | For | For | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
Hovnanian Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOV | CUSIP 442487203 | 03/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ara K. Hovnanian | Mgmt | For | For | For | |||
2 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
3 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
4 | Elect Joseph A. Marengi | Mgmt | For | For | For | |||
5 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
6 | Elect J. Larry Sorsby | Mgmt | For | For | For | |||
7 | Elect Stephen D. Weinroth | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the Senior Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Howard Hughes Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HHC | CUSIP 44267D107 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William A. Ackman | Mgmt | For | For | For | |||
2 | Elect Adam Flatto | Mgmt | For | For | For | |||
3 | Elect Jeffrey Furber | Mgmt | For | For | For | |||
4 | Elect Gary Krow | Mgmt | For | For | For | |||
5 | Elect Allen Model | Mgmt | For | For | For | |||
6 | Elect R. Scot Sellers | Mgmt | For | For | For | |||
7 | Elect Steven Shepsman | Mgmt | For | For | For | |||
8 | Elect Burton M. Tansky | Mgmt | For | For | For | |||
9 | Elect Mary Ann Tighe | Mgmt | For | For | For | |||
10 | Elect David R. Weinreb | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Iguatemi Empresa de Shopping Centers S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IGTA3 | CINS P5352J104 | 04/24/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Election of Supervisory Council Member(s) Representative of Minority Shareholders | Mgmt | For | TNA | N/A | |||
7 | Election of Board Member(s) Representative of Minority Shareholders | Mgmt | For | TNA | N/A | |||
8 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Impax Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPXL | CUSIP 45256B101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie Z. Benet | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Burr | Mgmt | For | For | For | |||
1.3 | Elect Allen Chao | Mgmt | For | For | For | |||
1.4 | Elect Nigel Ten Fleming | Mgmt | For | For | For | |||
1.5 | Elect Larry Hsu | Mgmt | For | For | For | |||
1.6 | Elect Michael Markbreiter | Mgmt | For | For | For | |||
1.7 | Elect Mary K. Pendergast | Mgmt | For | For | For | |||
1.8 | Elect Peter R. Terreri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Industria de Diseno Textil S.A. - INDITEX, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITX | CINS E6282J109 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (Individual) | Mgmt | For | For | For | |||
3 | Accounts and Reports (Consolidated); Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Company Balance Sheet (New Tax Regime) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Long-Term Performance Share Plan | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Amendments to Par-Value; Increase Authorized Capital | Mgmt | For | For | For | |||
10 | Amendments to Par-Value; Return of Capital | Mgmt | For | For | For | |||
11 | Amendments to Articles Regarding Representation of the Company | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Elect Eric Boyer de la Giroday to the Supervisory Board | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Inotera Memories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3474 | CINS Y4084K109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
9 | Amendments to Election Method for Directors and Supervisors | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules for Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules for Derivatives Trading | Mgmt | For | For | For | |||
12 | Amendments to Procedural Rules for Endorsements and Guarantees | Mgmt | For | For | For | |||
13 | Elect Charles KAU Chi-Chuan | Mgmt | For | For | For | |||
14 | Elect Susan WANG Jui-Hua | Mgmt | For | For | For | |||
15 | Elect WU Chia-Chau | Mgmt | For | For | For | |||
16 | Elect Otto CHANG Chia-Fang | Mgmt | For | For | For | |||
17 | Elect HU Yao-Wen | Mgmt | For | For | For | |||
18 | Elect Michael W. Sadler | Mgmt | For | For | For | |||
19 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
20 | Elect Scott Meikle | Mgmt | For | For | For | |||
21 | Elect Brian M. Shirley | Mgmt | For | For | For | |||
22 | Elect Wayne R. Allan | Mgmt | For | For | For | |||
23 | Elect LIN Chuan | Mgmt | For | For | For | |||
24 | Elect HUANG Mao-Hsiung | Mgmt | For | For | For | |||
25 | Elect JIAN Syue-Ren | Mgmt | For | For | For | |||
26 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | |||
8 | Elect Akira Saeki | Mgmt | For | For | For | |||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
10 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
11 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | For | For | |||
12 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Shareholder Authority to Set Stock Options | ShrHldr | Against | Against | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
2 | Elect James E. Catlin | Mgmt | For | For | For | |||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Koninklijke KPN N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KPN | CINS N4297B146 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor (2014) | Mgmt | For | For | For | |||
9 | Appointment of Auditor (2015) | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Elect C Zuiderwijk to the Supervisory Board | Mgmt | For | Against | Against | |||
12 | Elect Duco Sickinghe to the Supervisory Board | Mgmt | For | Against | Against | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Cancellation of Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Supression of Preemptive Rights | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Liberty Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Miranda Curtis | Mgmt | For | For | For | |||
2 | Elect John W. Dick | Mgmt | For | For | For | |||
3 | Elect J.C. Sparkman | Mgmt | For | For | For | |||
4 | Elect J. David Wargo | Mgmt | For | For | For | |||
5 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Lifepoint Hospitals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPNT | CUSIP 53219L109 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William F. Carpenter | Mgmt | For | For | For | |||
1.2 | Elect Richard H. Evans | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Haley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
Localiza Rent A Car SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RENT3 | cins P6330Z111 | 08/02/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Ratification of Appointment of Appraiser | Mgmt | For | TNA | N/A | |||
4 | Valuation Report | Mgmt | For | TNA | N/A | |||
5 | Merger by Absorption | Mgmt | For | TNA | N/A | |||
6 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | |||
1.4 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Annual Reporting on Environmental Goals and Sustainability Policy | ShrHldr | Against | Against | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Masco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAS | CUSIP 574599106 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Keith J. Allman | Mgmt | For | For | For | |||
2 | Elect Verne G. Istock | Mgmt | For | For | For | |||
3 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
4 | Elect Christopher O'Herlihy | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | 2014 Long Term Stock Incentive Plan | Mgmt | For | For | For | |||
Mazda Motor Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7261 | CINS J41551102 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Share Consolidation/Reverse Stock Split | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect Seita Kanai | Mgmt | For | For | For | |||
6 | Elect Masamichi Kogai | Mgmt | For | For | For | |||
7 | Elect Akira Marumoto | Mgmt | For | For | For | |||
8 | Elect Hirofumi Kawamura as Statutory Auditor | Mgmt | For | For | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | |||
2 | Elect James G. Kaiser | Mgmt | For | For | For | |||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
6 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
7 | Elect Timothy H. Powers | Mgmt | For | For | For | |||
8 | Elect Jane L. Warner | Mgmt | For | For | For | |||
9 | Elect Alan D. Wilson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | List Presented by Fininvest S.p.A. | Mgmt | For | For | For | |||
6 | List Presented by Group of Shareholders Representing 0.96% of the Share Capital | Mgmt | For | N/A | N/A | |||
7 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC01888 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mitra Adiperkasa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAPI | CINS Y71299104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Election of Directors and Commissioners (Slate); Directors' and Commissioners' Fees | Mgmt | For | Against | Against | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kunio Itoh | Mgmt | For | For | For | |||
14 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
15 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
16 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
17 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
18 | Elect Hideyuki Nabeshima as a Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Howard J. Davies | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
15 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Supervisory Council Acts | Mgmt | For | TNA | N/A | |||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||
8 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
9 | Shareholder Proposal Regarding Amendments to Articles | ShrHldr | For | TNA | N/A | |||
10 | Shareholder Proposal Regarding Board Size and Number of Vice-Chairmen | ShrHldr | For | TNA | N/A | |||
11 | Shareholder Proposal Regarding Election of Corporate Bodies | ShrHldr | For | TNA | N/A | |||
12 | Shareholder Proposal Regarding Electing the Chairman and Vice-Chairmen of the Board | ShrHldr | For | TNA | N/A | |||
13 | Shareholder Proposal Regarding Indemnification of Directors | ShrHldr | For | TNA | N/A | |||
14 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
15 | Authority to Trade in Company Debt Instruments | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 12/27/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Divestiture of Mota-Engil Africa | Mgmt | For | TNA | N/A | |||
4 | Authority to Sell Treasury Shares | Mgmt | For | TNA | N/A | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Severance Agreement and Non-Compete Agreement of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
8 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
10 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
11 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
12 | Elect Michel Grass | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
NH Hoteles, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NHH | CINS E7650R103 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Amendments to Articles Regarding Company Name | Mgmt | For | For | For | |||
6 | Merger/Acquisition | Mgmt | For | For | For | |||
7 | Board Size | Mgmt | For | Against | Against | |||
8 | Ratification of the Co-Option of Haibo Bai; Elect Haibo Bai | Mgmt | For | Against | Against | |||
9 | Elect Carlos Gonzalez Fernandez | Mgmt | For | Against | Against | |||
10 | Elect Livio Torio | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Remuneration Report | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hideyuki Sakamoto | Mgmt | For | For | For | |||
4 | Elect Fumiaki Matsumoto | Mgmt | For | For | For | |||
5 | Elect Bernard Rey | Mgmt | For | For | For | |||
6 | Elect Hidetoshi Imazu | Mgmt | For | Against | Against | |||
7 | Elect Toshiyuki Nakamura | Mgmt | For | Against | Against | |||
8 | Elect Motoh Nagai | Mgmt | For | Against | Against | |||
Norbord Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBD | CUSIP 65548P403 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack L. Cockwell | Mgmt | For | For | For | |||
1.2 | Elect Dian N. Cohen | Mgmt | For | For | For | |||
1.3 | Elect Pierre Dupuis | Mgmt | For | For | For | |||
1.4 | Elect Jon S. Haick | Mgmt | For | For | For | |||
1.5 | Elect Robert J. Harding | Mgmt | For | For | For | |||
1.6 | Elect Neville W. Kirchmann | Mgmt | For | For | For | |||
1.7 | Elect J. Barrie Shineton | Mgmt | For | For | For | |||
1.8 | Elect Denis Turcotte | Mgmt | For | For | For | |||
1.9 | Elect James D. Wallace | Mgmt | For | For | For | |||
1.10 | Elect Peter C. Wijnbergen | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
5 | Elect William H. Hernandez | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/25/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Board Compensation | Mgmt | For | TNA | N/A | |||
6 | Executive Compensation | Mgmt | For | TNA | N/A | |||
7 | Elect Jorg Reinhardt | Mgmt | For | TNA | N/A | |||
8 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
9 | Elect Verena A. Briner | Mgmt | For | TNA | N/A | |||
10 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
11 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
12 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
13 | Elect Ulrich Lehner | Mgmt | For | TNA | N/A | |||
14 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
15 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
16 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
17 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
18 | Elect Compensation Committee Member (Srikant Datar) | Mgmt | For | TNA | N/A | |||
19 | Elect Compensation Committee Member (Ann Fudge) | Mgmt | For | TNA | N/A | |||
20 | Elect Compensation Committee Member (Ulrich Lehner) | Mgmt | For | TNA | N/A | |||
21 | Elect Compensation Committee Member (Enrico Vanni) | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHldr | N/A | TNA | N/A | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
3 | Elect David W. Crane | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
6 | Elect Edward R. Muller | Mgmt | For | For | For | |||
7 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
9 | Elect Walter R. Young | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Jean-Michel Hegesippe | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe | Mgmt | For | Against | Against | |||
13 | Elect Bernard Attali | Mgmt | For | Against | Against | |||
14 | Elect Max Aaron | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | Against | Against | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 07/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 08/21/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil R. Austrian | Mgmt | For | TNA | N/A | |||
1.2 | Elect Justin Bateman | Mgmt | For | TNA | N/A | |||
1.3 | Elect Thomas J. Colligan | Mgmt | For | TNA | N/A | |||
1.4 | Elect Marsha J. Evans | Mgmt | For | TNA | N/A | |||
1.5 | Elect Eugene V. Fife | Mgmt | For | TNA | N/A | |||
1.6 | Elect W. Scott Hedrick | Mgmt | For | TNA | N/A | |||
1.7 | Elect Kathleen Mason | Mgmt | For | TNA | N/A | |||
1.8 | Elect Michael J. Massey | Mgmt | For | TNA | N/A | |||
1.9 | Elect Raymond Svider | Mgmt | For | TNA | N/A | |||
1.10 | Elect Nigel Travis | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cynthia T. Jamison | Mgmt | N/A | For | N/A | |||
1.2 | Elect Robert L. Nardelli | Mgmt | N/A | For | N/A | |||
1.3 | Elect Jeffrey C. Smith | Mgmt | N/A | For | N/A | |||
1.4 | Elect Joseph S. Vassalluzzo | Mgmt | N/A | For | N/A | |||
1.5 | Elect Neil R. Austrian | Mgmt | N/A | For | N/A | |||
1.6 | Elect Justin Bateman | Mgmt | N/A | For | N/A | |||
1.7 | Elect Kathleen Mason | Mgmt | N/A | For | N/A | |||
1.8 | Elect Michael J. Massey | Mgmt | N/A | For | N/A | |||
1.9 | Elect Raymond Svider | Mgmt | N/A | For | N/A | |||
1.10 | Elect Nigel Travis | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
Olympus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7733 | CINS J61240107 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Reduce Capital and Earned Reserves | Mgmt | For | For | For | |||
3 | Elect Yasuyuki Kimoto | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Sasa | Mgmt | For | For | For | |||
5 | Elect Hideaki Fujizuka | Mgmt | For | For | For | |||
6 | Elect Yasuo Takeuchi | Mgmt | For | For | For | |||
7 | Elect Shigeo Hayashi | Mgmt | For | For | For | |||
8 | Elect Takuya Gotoh | Mgmt | For | For | For | |||
9 | Elect Shiroh Hiruta | Mgmt | For | For | For | |||
10 | Elect Sumitaka Fujita | Mgmt | For | For | For | |||
11 | Elect Motoyoshi Nishikawa | Mgmt | For | For | For | |||
12 | Elect Hikari Imai | Mgmt | For | For | For | |||
13 | Elect Kiyotaka Fujii | Mgmt | For | For | For | |||
14 | Elect Keiko Unotoro | Mgmt | For | For | For | |||
15 | Elect Masaru Katoh | Mgmt | For | For | For | |||
16 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Bruce W D Morgan | Mgmt | For | Against | Against | |||
3 | Re-elect Gordon Cairns | Mgmt | For | Against | Against | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
11 | Elect Mamoru Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Nomura | Mgmt | For | For | For | |||
13 | Elect Ikuo Uno | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
17 | Elect Jun Ishii | Mgmt | For | For | For | |||
18 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
19 | Elect Yoshio Satoh | Mgmt | For | For | For | |||
20 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
5 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
6 | Elect Mike Killoran | Mgmt | For | For | For | |||
7 | Elect Nigel Greenaway | Mgmt | For | For | For | |||
8 | Elect David Jenkinson | Mgmt | For | For | For | |||
9 | Elect Richard Pennycook | Mgmt | For | For | For | |||
10 | Elect Jonathan Davie | Mgmt | For | For | For | |||
11 | Elect Mark Preston | Mgmt | For | For | For | |||
12 | Elect Marion Sears | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Return of Capital | Mgmt | For | For | For | |||
15 | Related Party Transactions (Nigel Greenaway) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Period at 14 days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Petrofac Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFC | CINS G7052T101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Kathleen Hogenson | Mgmt | For | For | For | |||
6 | Elect Norman Murray | Mgmt | For | For | For | |||
7 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
8 | Elect Stefano Cao | Mgmt | For | For | For | |||
9 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
10 | Elect Rene Medori | Mgmt | For | For | For | |||
11 | Elect Rijnhard van Tets | Mgmt | For | For | For | |||
12 | Elect Ayman Asfari | Mgmt | For | For | For | |||
13 | Elect Marwan Chedid | Mgmt | For | For | For | |||
14 | Elect Tim Weller | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Performance Share Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Share Plan | Mgmt | For | For | For | |||
23 | Share Incentive Plan | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | Against | Against | |||
9 | Elect Alice Shroeder | Mgmt | For | For | For | |||
10 | Elect Howard J. Davies | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Alexander Johnston | Mgmt | For | For | For | |||
13 | Elect Paul Manduca | Mgmt | For | For | For | |||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
17 | Elect Philip Remnant | Mgmt | For | For | For | |||
18 | Elect Barry Stowe | Mgmt | For | For | For | |||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
21 | Elect Michael A. Wells | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares under Employee and Management Stock Option Program | Mgmt | For | Against | Against | |||
2 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
3 | Approval of Share Issuance w/o Preemptive Rights | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Jan Nicholson | Mgmt | For | For | For | |||
10 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
11 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Roger J. Dow | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald E. Harrison | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Advisory -- Non-UK Issuer) | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Elect Mark Dixon | Mgmt | For | For | For | |||
10 | Elect Dominique Yates | Mgmt | For | For | For | |||
11 | Elect Lance Browne | Mgmt | For | For | For | |||
12 | Elect Elmar Heggen | Mgmt | For | For | For | |||
13 | Elect Florence Pierre | Mgmt | For | For | For | |||
14 | Elect Alex Sulkowski | Mgmt | For | For | For | |||
15 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
16 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
19 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
20 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
9 | Elect Robert Castaigne | Mgmt | For | For | For | |||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||
11 | Elect Patrick Kron | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sears Hometown and Outlet Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOS | CUSIP 812362101 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect E.J. Bird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jeffrey Flug | Mgmt | For | Withhold | Against | |||
1.3 | Elect James F. Gooch | Mgmt | For | Withhold | Against | |||
1.4 | Elect William R. Harker | Mgmt | For | Withhold | Against | |||
1.5 | Elect W. Bruce Johnson | Mgmt | For | Withhold | Against | |||
1.6 | Elect Josephine Linden | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Sega Sammy Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6460 | CINS J7028D104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hajime Satomi | Mgmt | For | For | For | |||
4 | Elect Naoya Tsurumi | Mgmt | For | For | For | |||
5 | Elect Akira Sugano | Mgmt | For | For | For | |||
6 | Elect Haruki Satomi | Mgmt | For | For | For | |||
7 | Elect Shigeru Aoki | Mgmt | For | For | For | |||
8 | Elect Hideki Okamura | Mgmt | For | For | For | |||
9 | Elect Hisao Oguchi | Mgmt | For | For | For | |||
10 | Elect Yuji Iwanaga | Mgmt | For | For | For | |||
11 | Elect Takeshi Natsuno | Mgmt | For | For | For | |||
12 | Elect Yukito Sakaue as Statutory Auditor | Mgmt | For | For | For | |||
13 | Equity Compensation Plan for Directors | Mgmt | For | For | For | |||
14 | Equity Compensation Plan for Employees | Mgmt | For | Against | Against | |||
Sekisui House, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS J70746136 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Isami Wada | Mgmt | For | For | For | |||
4 | Elect Toshinori Abe | Mgmt | For | For | For | |||
5 | Elect Sumio Wada | Mgmt | For | For | For | |||
6 | Elect Shiroh Inagaki | Mgmt | For | For | For | |||
7 | Elect Teruyuki Saegusa | Mgmt | For | For | For | |||
8 | Elect Shiroh Wakui | Mgmt | For | For | For | |||
9 | Elect Fumiaki Hirabayashi | Mgmt | For | For | For | |||
10 | Elect Tetsuo Iku | Mgmt | For | For | For | |||
11 | Elect Takashi Uchida | Mgmt | For | For | For | |||
12 | Elect Fumiyasu Suguro | Mgmt | For | For | For | |||
13 | Elect Kunpei Nishida | Mgmt | For | For | For | |||
14 | Elect Kengo Yoshida as Statutory Auditor | Mgmt | For | Against | Against | |||
15 | Bonus | Mgmt | For | For | For | |||
Société Générale | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration of Frederic Oudea, Chairman and CEO | Mgmt | For | For | For | |||
9 | Remuneration of Severin Cabannes, Jean-Francois Sammarcelli and Bernardo Sanchez Incera, Executives | Mgmt | For | For | For | |||
10 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
11 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
12 | Elect Robert Castaigne | Mgmt | For | For | For | |||
13 | Elect Lorenzo Bini Smaghi | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Greenshoe | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
21 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
23 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshimitsu Gotoh | Mgmt | For | For | For | |||
4 | Elect Kazuhiko Fujiwara | Mgmt | For | For | For | |||
5 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 04/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
6 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
7 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
9 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
12 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
13 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
14 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
15 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
16 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
17 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
18 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
23 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
24 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
28 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 05/13/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Denis Solvay | Mgmt | For | TNA | N/A | |||
10 | Elect Bernhard Scheuble | Mgmt | For | TNA | N/A | |||
11 | Ratification of Independence (Bernhard Scheuble) | Mgmt | For | TNA | N/A | |||
12 | Elect Rosemary Thorne | Mgmt | For | TNA | N/A | |||
13 | Ratification of Independence (Rosemary Thorne) | Mgmt | For | TNA | N/A | |||
14 | Elect Gilles Michel | Mgmt | For | TNA | N/A | |||
15 | Ratification of Independence (Gilles Michel) | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
23 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
28 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
29 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
30 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
31 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
32 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
33 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
34 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
35 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
36 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
37 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
38 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
39 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
40 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
41 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
42 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.3 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Standard Pacific Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPF | CUSIP 85375C101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
1.2 | Elect Ronald R. Foell | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect David J. Matlin | Mgmt | For | For | For | |||
1.5 | Elect John R. Peshkin | Mgmt | For | For | For | |||
1.6 | Elect Peter Schoels | Mgmt | For | For | For | |||
1.7 | Elect Scott D. Stowell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Taylor Morrison Home Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMHC | CUSIP 87724P106 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sheryl D. Palmer | Mgmt | For | Withhold | Against | |||
1.2 | Elect Timothy R. Eller | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jason Keller | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Lane | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Techtronic Industries Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
669 | CINS Y8563B159 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Horst J. Pudwill | Mgmt | For | Against | Against | |||
6 | Elect Joseph Galli Jr. | Mgmt | For | Against | Against | |||
7 | Elect Manfred Kuhlmann | Mgmt | For | Against | Against | |||
8 | Elect Peter D. Sullivan | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
Telecity Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCY | CINS G87403112 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect John Hughes | Mgmt | For | For | For | |||
6 | Elect Michael Tobin | Mgmt | For | For | For | |||
7 | Elect Claudia Arney | Mgmt | For | For | For | |||
8 | Elect Simon Batey | Mgmt | For | For | For | |||
9 | Elect Maurizio Carli | Mgmt | For | For | For | |||
10 | Elect Nancy Cruickshank | Mgmt | For | For | For | |||
11 | Elect John O'Reilly | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Dawn Airey | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | Against | Against | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | Against | Against | |||
8 | Elect Peter Marks | Mgmt | For | Against | Against | |||
9 | Elect Frank L. Meysman | Mgmt | For | Against | Against | |||
10 | Elect Carl G. Symon | Mgmt | For | Against | Against | |||
11 | Elect Warren G. Tucker | Mgmt | For | Against | Against | |||
12 | Elect Martine Verluyten | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tile Shop Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter J. Jacullo III | Mgmt | For | For | For | |||
1.2 | Elect Adam L. Suttin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of 2012 Omnibus Plan | Mgmt | For | Against | Against | |||
4 | Approval of Performance Goals for 2012 Omnibus Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Norio Sasaki | Mgmt | For | Against | Against | |||
3 | Elect Hisao Tanaka | Mgmt | For | Against | Against | |||
4 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | |||
5 | Elect Makoto Kubo | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | |||
7 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | |||
8 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | |||
9 | Elect Masashi Muromachi | Mgmt | For | Against | Against | |||
10 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | |||
11 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | |||
12 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | |||
13 | Elect Toshio Masaki | Mgmt | For | Against | Against | |||
14 | Elect Naoto Nishida | Mgmt | For | Against | Against | |||
15 | Elect Keizoh Maeda | Mgmt | For | Against | Against | |||
16 | Elect Seiya Shimaoka | Mgmt | For | Against | Against | |||
17 | Elect Sakutaroh Tanino | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Capital Allocation | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Disclosure of Equipment Used at TEPCO's Fukushima Nuclear Power Plant | ShrHldr | Against | Against | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Satoshi Ozawa | Mgmt | For | For | For | |||
6 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
7 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
8 | Elect Masamoto Maekawa | Mgmt | For | For | For | |||
9 | Elect Yasumori Ihara | Mgmt | For | For | For | |||
10 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
11 | Elect Kohhei Saga | Mgmt | For | For | For | |||
12 | Elect Tokuo Fukuichi | Mgmt | For | For | For | |||
13 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
14 | Elect Yoshimasa Ishii | Mgmt | For | For | For | |||
15 | Elect Ikuo Uno | Mgmt | For | For | For | |||
16 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
17 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
18 | Elect Masaki Nakatsugawa | Mgmt | For | Against | Against | |||
19 | Elect Teisuke Kitayama | Mgmt | For | Against | Against | |||
20 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
21 | Bonus | Mgmt | For | For | For | |||
22 | Approve of Disposition of Treasury Shares and Third Party Allotment | Mgmt | For | For | For | |||
Tronox Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Peter Johnston | Mgmt | For | For | For | |||
1.5 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.6 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
4 | Renew Performance Share Plan | Mgmt | For | For | For | |||
5 | Renew Deferred Annual Bonus Scheme | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Friedrich Joussen | Mgmt | For | For | For | |||
8 | Elect Sir Michael Hodgkinson | Mgmt | For | For | For | |||
9 | Elect Peter Long | Mgmt | For | For | For | |||
10 | Elect Johan Lundgren | Mgmt | For | For | For | |||
11 | Elect William Waggott | Mgmt | For | For | For | |||
12 | Elect Horst Baier | Mgmt | For | For | For | |||
13 | Elect Sebastian Ebel | Mgmt | For | For | For | |||
14 | Elect Janis Kong | Mgmt | For | For | For | |||
15 | Elect Coline McConville | Mgmt | For | For | For | |||
16 | Elect Minnow Powell | Mgmt | For | For | For | |||
17 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
18 | Elect Albert Schunk | Mgmt | For | For | For | |||
19 | Elect Harold Sher | Mgmt | For | For | For | |||
20 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
21 | Elect Vladimir Yakushev | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Boeing Aircrafts | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
UBI Banca - Unione di Banche Italiane S.c.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBI | CINS T1681V104 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Election of Arbitrators | Mgmt | For | TNA | N/A | |||
6 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
7 | Adoption of Meeting Regulations | Mgmt | For | TNA | N/A | |||
8 | Remuneration Report | Mgmt | For | TNA | N/A | |||
9 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
10 | Variable Compensation Plan | Mgmt | For | TNA | N/A | |||
11 | Maximum Variable Pay Ratio | Mgmt | For | TNA | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Coverage of Loss | Mgmt | For | For | For | |||
3 | Scrip Dividend | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Nominee Presented by Assogestioni | Mgmt | For | For | For | |||
6 | Common Representative's Fees | Mgmt | For | For | For | |||
7 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | 2014 GROUP INCENTIVE SYSTEM | Mgmt | For | For | For | |||
10 | 2014 Employee Share Ownership Plan | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unipol Gruppo Finanziario S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNI | CINS T9532W114 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Report on Preferred Shareholders' Fund | Mgmt | For | For | For | |||
3 | Election of Common Representative | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
United Utilities Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UU | CINS G92755100 | 07/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect John McAdam | Mgmt | For | Against | Against | |||
5 | Elect Steven L. Mogford | Mgmt | For | Against | Against | |||
6 | Elect Russ Houlden | Mgmt | For | Against | Against | |||
7 | Elect Catherine Bell | Mgmt | For | Against | Against | |||
8 | Elect Brian May | Mgmt | For | Against | Against | |||
9 | Elect Nick Salmon | Mgmt | For | Against | Against | |||
10 | Elect Sara Weller | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Approval of Long-Term Plan 2013 | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Scrip Dividend | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | Against | Against | |||
11 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | |||
12 | Severance Agreement (Antoine Frerot) | Mgmt | For | Against | Against | |||
13 | Elect Antoine Frerot | Mgmt | For | For | For | |||
14 | Elect Daniel Bouton | Mgmt | For | For | For | |||
15 | Elect Olivier Costa de Beauregard (WITHDRAWN) | Mgmt | For | For | For | |||
16 | Elect Khaled Al Sayed | Mgmt | For | For | For | |||
17 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | Abstain | Against | |||
21 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights but w/ Priority Subscription Rights | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Abstain | Against | |||
23 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Abstain | Against | |||
24 | Greenshoe | Mgmt | For | Abstain | Against | |||
25 | Increase in Authorized Capital Through Capitalization | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
29 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Volvo AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOLV.A | CINS 928856301 | 04/02/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Amendments to Nomination Committee Instructions | Mgmt | For | TNA | N/A | |||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
23 | Long-term Incentive Plan | Mgmt | For | TNA | N/A | |||
24 | Issuance of Treasury Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
Wacker Chemie AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCH | CINS D9540Z106 | 05/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amend Agreement with DRAWIN Vertriebs-GmbH | Mgmt | For | TNA | N/A | |||
10 | Amend Agreement with Wacker-Chemie Versicherungsvermittlung GmbH | Mgmt | For | TNA | N/A | |||
11 | Amend Agreement with Alzwerke GmbH | Mgmt | For | TNA | N/A | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Amendment to the Stock Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
5 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
6 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
7 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
8 | Elect Hiroyuki Suzuki | Mgmt | For | For | For | |||
9 | Elect Yoshiaki Hashimoto | Mgmt | For | For | For | |||
10 | Elect Masamitsu Sakurai | Mgmt | For | For | For | |||
11 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
12 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
13 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
14 | Elect Takuya Nakata | Mgmt | For | For | For | |||
15 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Directors' Compensation Policy | Mgmt | For | Against | Against | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/9/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consent to sell approximately EUR $32.5MM to existing shareholders | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/29/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Certain amendments to the regulations of the Shareholders' Agreement relating to the call options granted to managing directors and employees of Zalando | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/14/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | New reverse factoring agreements: Nordea and BNP Paribas, both of which grant a credit facility for the financing of invoices from suppliers | Mgmt | For | For | For | |||
2 | Increase lease guarantee credit line provided by R & V Allgemine Versicherung | Mgmt | For | For | For | |||
3 | The business address of subsidiary Zalando Content Creation GmbH & Co. KG will be changed | Mgmt | For | For | For | |||
4 | Apppoint a second managing director for the newly founded oulet subsidiaries zOutler Berlin GmbH & zOutlet Frankfurt GmbH | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/18/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of the existing GmbH (German limited partnership) into an AG (German stock corporation) | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 12/6/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of a conversion resolution by shareholders adopting articles of association | Mgmt | For | For | For | |||
2 | Approval of a founders report and related actions taken in connection with the conversion | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 2/10/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect two new members to the supervisory board to fill vacancies caused by resignations | Mgmt | For | For | For | |||
2 | Approve an amendment to pay the chair of the audit committee an annual compensation of EUR 40,000 | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 4/7/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 1:1 share split/capital adjustment | Mgmt | For | For | For | |||
2 | Approval of the adoption of a new stock option plan amounting to apx 2.8% dilution | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 5/24/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transformation into a European stock corporation (SE, Societas Europea) | Mgmt | For | For | For | |||
Zions Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZION | CUSIP 989701107 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry C. Atkin | Mgmt | For | For | For | |||
2 | Elect Patricia Frobes | Mgmt | For | For | For | |||
3 | Elect J. David Heaney | Mgmt | For | For | For | |||
4 | Elect Roger B. Porter | Mgmt | For | For | For | |||
5 | Elect Stephen D. Quinn | Mgmt | For | For | For | |||
6 | Elect Harris H. Simmons | Mgmt | For | For | For | |||
7 | Elect L. E. Simmons | Mgmt | For | For | For | |||
8 | Elect Shelley Thomas Williams | Mgmt | For | For | For | |||
9 | Elect Steven C. Wheelwright | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Health Care Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Labeling of Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect James H. Bloem | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
5 | Elect John A. King | Mgmt | For | For | For | |||
6 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
7 | Elect Jiri Michal | Mgmt | For | For | For | |||
8 | Elect Sigurdur Olafsson | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
11 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Forest Laboratories, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Aerie Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AERI | CUSIP 00771V108 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vicente Anido, Jr. | Mgmt | For | For | For | |||
1.2 | Elect David W. Gryska | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
15 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Indirect Political Spending Report | ShrHldr | Against | Against | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E.I. Pyott | Mgmt | For | Against | Against | |||
2 | Elect Michael R. Gallagher | Mgmt | For | Against | Against | |||
3 | Elect Deborah Dunsire | Mgmt | For | Against | Against | |||
4 | Elect Trevor M. Jones | Mgmt | For | Against | Against | |||
5 | Elect Louis J. Lavigne, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Peter J. McDonnell | Mgmt | For | Against | Against | |||
7 | Elect Timothy D. Proctor | Mgmt | For | Against | Against | |||
8 | Elect Russell T. Ray | Mgmt | For | Against | Against | |||
9 | Elect Henri A. Termeer | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Allowing Action by Written Consent | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
AmerisourceBergen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABC | CUSIP 03073E105 | 03/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven H. Collis | Mgmt | For | For | For | |||
2 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
3 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
4 | Elect Richard C. Gozon | Mgmt | For | For | For | |||
5 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
6 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | |||
7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||
9 | Elect Michael J. Long | Mgmt | For | For | For | |||
10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compenstation | Mgmt | For | For | For | |||
13 | Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amend Bylaws to Provide Right to Call Special Meeting | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
7 | Elect Greg C. Garland | Mgmt | For | For | For | |||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Amicus Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOLD | CUSIP 03152W109 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. James Barrett | Mgmt | For | For | For | |||
1.2 | Elect Robert Essner | Mgmt | For | For | For | |||
1.3 | Elect Ted W. Love | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Anacor Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANAC | CUSIP 032420101 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anders D. Hove | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Antares Pharma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRS | CUSIP 036642106 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard S. Jacob | Mgmt | For | For | For | |||
1.2 | Elect Paul K. Wotton | Mgmt | For | For | For | |||
1.3 | Elect Marvin Samson | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Equity Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Array Biopharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRY | CUSIP 04269X105 | 10/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Orwin | Mgmt | For | For | For | |||
1.2 | Elect Gil J. Van Lunsen | Mgmt | For | For | For | |||
1.3 | Elect John L. Zabriskie | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Aspen Pharmacare Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APN | CINS S0754A105 | 11/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Aspen Pharmacare Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APN | CINS S0754A105 | 12/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Approve NEDs' Fees | Mgmt | For | For | For | |||
3 | Approve Financial Assistance | Mgmt | For | Abstain | Against | |||
4 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Elect Roy Andersen | Mgmt | For | Against | Against | |||
7 | Elect Christopher Mortimer | Mgmt | For | Against | Against | |||
8 | Elect Abbas Hussain | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Audit and Risk Committee Member (Buchanan) | Mgmt | For | Abstain | Against | |||
11 | Elect Audit and Risk Committee Member (Andersen) | Mgmt | For | Abstain | Against | |||
12 | Elect Audit and Risk Committee Member (Zilwa) | Mgmt | For | Abstain | Against | |||
13 | General Authority to Issue Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Share For Cash | Mgmt | For | For | For | |||
15 | Approve Remuneration Policy | Mgmt | For | For | For | |||
16 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
7 | Elect Yutaka Kase | Mgmt | For | For | For | |||
8 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
9 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
10 | Elect Tomokazu Fujisawa | Mgmt | For | Against | Against | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
13 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
Auxilium Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUXL | CUSIP 05334D107 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rolf A. Classon | Mgmt | For | For | For | |||
1.2 | Elect Adrian Adams | Mgmt | For | For | For | |||
1.3 | Elect Peter C. Brandt | Mgmt | For | For | For | |||
1.4 | Elect Oliver S. Fetzer | Mgmt | For | For | For | |||
1.5 | Elect Paul A. Friedman | Mgmt | For | For | For | |||
1.6 | Elect Nancy S. Lurker | Mgmt | For | For | For | |||
1.7 | Elect William T. McKee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Amendment to 2004 Equity Compensation Plan | Mgmt | For | Against | Against | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAY | CINS D0712D163 | 04/29/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Simone Bagel-Trah | Mgmt | For | TNA | N/A | |||
10 | Elect Ernst-Ludwig Winnacker | Mgmt | For | TNA | N/A | |||
11 | Increase in Authorized Capital I | Mgmt | For | TNA | N/A | |||
12 | Increase in Authorized Capital II | Mgmt | For | TNA | N/A | |||
13 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Intra-Company Control Agreement with Bayer Business Services GmbH | Mgmt | For | TNA | N/A | |||
17 | Intra-Company Control Agreement with Bayer Technology Services GmbH | Mgmt | For | TNA | N/A | |||
18 | Intra-Company Control Agreement with Bayer US IP GmbH | Mgmt | For | TNA | N/A | |||
19 | Intra-Company Control Agreement Contract with Bayer Bitterfeld GmbH | Mgmt | For | TNA | N/A | |||
20 | Intra-Company Control Agreement with Bayer Innovation GmbH | Mgmt | For | TNA | N/A | |||
21 | Intra-Company Control Agreement with Bayer Real Estate GmbH | Mgmt | For | TNA | N/A | |||
22 | Intra-Company Control Agreement with Erste K-W-A Beteiligungsgesellschaft mbH | Mgmt | For | TNA | N/A | |||
23 | Intra-Company Control Agreement with Zweite K-W-A Beteiligungsgesellschaft mbH | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
BIND Therapeutics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIND | CUSIP 05548N107 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter B. Hutt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles A. Rowland, Jr | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Michael Grey | Mgmt | For | For | For | |||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | |||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | |||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | |||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
1.8 | Elect William D. Young | Mgmt | For | For | For | |||
1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | |||
1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
3 | Elect James M. Cornelius | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
2 | Elect George S. Barrett | Mgmt | For | For | For | |||
3 | Elect Glenn A. Britt | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect John F. Finn | Mgmt | For | For | For | |||
8 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
9 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
10 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||
CareFusion Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
2 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
3 | Elect Edward D. Miller | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate of Incorporation to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws to Repeal Classified Board | Mgmt | For | For | For | |||
8 | Amend Bylaws to Adopt Majority Voting for Election of Directors | Mgmt | For | For | For | |||
9 | Amend Certificate of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amend Bylaws to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
3 | Elect Steven Cosler | Mgmt | For | For | For | |||
4 | Elect William J. Davis | Mgmt | For | For | For | |||
5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
9 | Elect Anthony Masso | Mgmt | For | For | For | |||
10 | Amendment to Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard W. Barker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael D. Casey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | Withhold | Against | |||
1.8 | Elect James J. Loughlin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Cempra, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEMP | CUSIP 15130J109 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard S. Kent | Mgmt | For | For | For | |||
1.2 | Elect Garheng Kong | Mgmt | For | For | For | |||
1.3 | Elect P. Sherrill Neff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ChemoCentryx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCXI | CUSIP 16383L106 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger C. Lucas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Chimerix Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMRX | CUSIP 16934W106 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Michelle Berrey | Mgmt | For | For | For | |||
1.2 | Elect Rodman L. Drake | Mgmt | For | For | For | |||
1.3 | Elect Lisa Ricciardi | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric J. Foss | Mgmt | For | For | For | |||
2 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
3 | Elect William D. Zollars | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Conatus Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNAT | CUSIP 20600T108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Preston S. Klassen | Mgmt | For | For | For | |||
1.2 | Elect Shahzad Malik | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
7 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Daiichi Sankyo Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4568 | CINS J11257102 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Johji Nakayama | Mgmt | For | For | For | |||
4 | Elect Yuki Satoh | Mgmt | For | For | For | |||
5 | Elect Manabu Sakai | Mgmt | For | For | For | |||
6 | Elect Takeshi Ogita | Mgmt | For | For | For | |||
7 | Elect Kazunori Hirokawa | Mgmt | For | For | For | |||
8 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | |||
9 | Elect Kunio Ishihara | Mgmt | For | For | For | |||
10 | Elect Sunao Manabe | Mgmt | For | For | For | |||
11 | Elect Noritaka Uji | Mgmt | For | For | For | |||
12 | Elect Hiroshi Toda | Mgmt | For | For | For | |||
13 | Elect Akiko Kimura | Mgmt | For | For | For | |||
14 | Elect Yutaka Katagiri | Mgmt | For | For | For | |||
15 | Elect Sumio Moriwaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
Elekta AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EKTA | CINS W2479G107 | 09/03/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Election of Directors | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
22 | Performance Share Plan 2013 | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
24 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
25 | Authority to Issue Treasury Shares Pursuant to Performance Share Plan 2013 | Mgmt | For | TNA | N/A | |||
26 | Authority to Issue Treasury Shares Pursuant to Performance Share Plans 2011 and 2012 | Mgmt | For | TNA | N/A | |||
27 | Nomination Committee | Mgmt | For | TNA | N/A | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect Karen N. Horn | Mgmt | For | For | For | |||
3 | Elect William Kaelin | Mgmt | For | For | For | |||
4 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary G. Benanav | Mgmt | For | Against | Against | |||
2 | Election of Directors | Mgmt | For | Against | Against | |||
3 | Elect William J. DeLaney | Mgmt | For | Against | Against | |||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | Against | Against | |||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | Against | Against | |||
6 | Elect Frank Mergenthaler | Mgmt | For | Against | Against | |||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | Against | Against | |||
8 | Elect John O. Parker, Jr. | Mgmt | For | Against | Against | |||
9 | Elect George Paz | Mgmt | For | Against | Against | |||
10 | Elect William L. Roper | Mgmt | For | Against | Against | |||
11 | Elect Seymour Sternberg | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Five Prime Therapeutics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FPRX | CUSIP 33830X104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian G. Atwood | Mgmt | For | For | For | |||
1.2 | Elect R. Lee Douglas | Mgmt | For | For | For | |||
1.3 | Elect Mark McDade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Fresenius Medical Care AG & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FME | CINS D2734Z107 | 05/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of General Partner Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amendments to Previously Approved Profit-and-Loss Transfer Agreement | Mgmt | For | TNA | N/A | |||
Fresenius Medical Care AG & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FME | CUSIP 358029106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of General Partner Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Amendments to Previously Approved Profit-and-Loss Transfer Agreement | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Patient Access | ShrHldr | Against | Against | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Sir Christopher Gent | Mgmt | For | For | For | |||
5 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||
6 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
11 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
12 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
13 | Elect Daniel Podolsky | Mgmt | For | For | For | |||
14 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
15 | Elect Tom de Swaan | Mgmt | For | For | For | |||
16 | Elect Jing Ulrich | Mgmt | For | For | For | |||
17 | Elect Hans Wijers | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Globus Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMED | CUSIP 379577208 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Demski | Mgmt | For | Against | Against | |||
2 | Elect Kurt C. Wheeler | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | SEDOL B8K7T65 | 12/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Split and Reduction in Par Value | Mgmt | For | For | For | |||
2 | Authority to List Securities | Mgmt | For | For | For | |||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Hi-Tech Pharmacal Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HITK | CUSIP 42840B101 | 12/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | Abstain | Against | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | Abstain | Against | |||
4.1 | Elect David S. Seltzer | Mgmt | For | For | For | |||
4.2 | Elect Reuben Seltzer | Mgmt | For | For | For | |||
4.3 | Elect Martin M. Goldwyn | Mgmt | For | For | For | |||
4.4 | Elect Yashar Hirshaut | Mgmt | For | For | For | |||
4.5 | Elect Jack Van Hulst | Mgmt | For | For | For | |||
4.6 | Elect Anthony J. Puglisi | Mgmt | For | For | For | |||
4.7 | Elect Bruce W. Simpson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Insmed Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INSM | CUSIP 457669307 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald J. Hayden, Jr. | Mgmt | For | For | For | |||
1.2 | Elect David W.J. McGirr | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Intermune, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITMN | CUSIP 45884X103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James I. Healy | Mgmt | For | For | For | |||
1.2 | Elect Louis Drapeau | Mgmt | For | For | For | |||
1.3 | Elect Frank Verwiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intrexon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XON | CUSIP 46122T102 | 06/09/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randal J. Kirk | Mgmt | For | TNA | N/A | |||
2 | Elect Cesar L. Alvarez | Mgmt | For | TNA | N/A | |||
3 | Elect Steven Frank | Mgmt | For | TNA | N/A | |||
4 | Elect Larry D. Horner | Mgmt | For | TNA | N/A | |||
5 | Elect Jeffrey B. Kindler | Mgmt | For | TNA | N/A | |||
6 | Elect Dean J. Mitchell | Mgmt | For | TNA | N/A | |||
7 | Elect Robert B. Shapiro | Mgmt | For | TNA | N/A | |||
8 | Elect James S. Turley | Mgmt | For | TNA | N/A | |||
9 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
10 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | TNA | N/A | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Eric H. Halvorson | Mgmt | For | For | For | |||
1.3 | Elect Alan J. Levy | Mgmt | For | For | For | |||
1.4 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
1.5 | Elect Floyd D. Loop | Mgmt | For | For | For | |||
1.6 | Elect George Stalk Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Lifepoint Hospitals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPNT | CUSIP 53219L109 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William F. Carpenter | Mgmt | For | For | For | |||
1.2 | Elect Richard H. Evans | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Haley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect John H. Hammergren | Mgmt | For | For | For | |||
4 | Elect Alton F. Irby III | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
7 | Elect David M. Lawrence | Mgmt | For | For | For | |||
8 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
9 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | 2013 Stock Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Clive A. Meanwell | Mgmt | For | Withhold | Against | |||
1.3 | Elect Elizabeth H.S. Wyatt | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Medivation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDVN | CUSIP 58501N101 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel D. Adams | Mgmt | For | For | For | |||
1.2 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | |||
1.3 | Elect Kathryn E. Falberg | Mgmt | For | For | For | |||
1.4 | Elect David T. Hung | Mgmt | For | For | For | |||
1.5 | Elect Patrick Machado | Mgmt | For | For | For | |||
1.6 | Elect Dawn Svoronos | Mgmt | For | For | For | |||
1.7 | Elect W. Anthony Vernon | Mgmt | For | For | For | |||
1.8 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Equity Incentive Award Plan | Mgmt | For | For | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
1.3 | Elect Victor J. Dzau | Mgmt | For | For | For | |||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
1.6 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||
1.7 | Elect James T. Lenehan | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
1.10 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
1.11 | Elect Preetha Reddy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2013 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
8 | Elimination of Conforming Language Regarding Supermajority Requirements | Mgmt | For | For | For | |||
9 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Merrimack Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MACK | CUSIP 590328100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Mulroy | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Crocker | Mgmt | For | For | For | |||
1.3 | Elect James van B. Dresser | Mgmt | For | For | For | |||
1.4 | Elect Gordon J. Fehr | Mgmt | For | For | For | |||
1.5 | Elect John Mendelsohn, M.D. | Mgmt | For | For | For | |||
1.6 | Elect Sarah E. Nash | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Porter, Ph.D. | Mgmt | For | For | For | |||
1.8 | Elect James H. Quigley | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Sinskey, Sc.D. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Mitsubishi Tanabe Pharma Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4508 | CINS J4448H104 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | |||
4 | Elect Masayuki Mitsuka | Mgmt | For | For | For | |||
5 | Elect Kohji Nakamura | Mgmt | For | For | For | |||
6 | Elect Takashi Kobayashi | Mgmt | For | For | For | |||
7 | Elect Yoshiaki Ishizaki | Mgmt | For | For | For | |||
8 | Elect Kenkichi Kosakai | Mgmt | For | For | For | |||
9 | Elect Shigehiko Hattori | Mgmt | For | For | For | |||
10 | Elect Shigetaka Satoh | Mgmt | For | For | For | |||
11 | Elect Kenichi Yanagisawa as Statutory Auditor | Mgmt | For | Against | Against | |||
12 | Elect Hidetaka Tomita as Alternate Statutory Auditor | Mgmt | For | Against | Against | |||
Morphosys AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOR | CINS D55040105 | 05/23/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Cancellation of Conditional Capital; Reduction in Conditional Capital | Mgmt | For | TNA | N/A | |||
10 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
11 | Elect Walter A. Blattler | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Treasury Shares | Mgmt | For | TNA | N/A | |||
13 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
Neuralstem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUR | CUSIP 64127R302 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect I. Richard Garr | Mgmt | For | For | For | |||
1.2 | Elect Karl Johe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/25/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Board Compensation | Mgmt | For | TNA | N/A | |||
6 | Executive Compensation | Mgmt | For | TNA | N/A | |||
7 | Elect Jorg Reinhardt | Mgmt | For | TNA | N/A | |||
8 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
9 | Elect Verena A. Briner | Mgmt | For | TNA | N/A | |||
10 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
11 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
12 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
13 | Elect Ulrich Lehner | Mgmt | For | TNA | N/A | |||
14 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
15 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
16 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
17 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
18 | Elect Compensation Committee Member (Srikant Datar) | Mgmt | For | TNA | N/A | |||
19 | Elect Compensation Committee Member (Ann Fudge) | Mgmt | For | TNA | N/A | |||
20 | Elect Compensation Committee Member (Ulrich Lehner) | Mgmt | For | TNA | N/A | |||
21 | Elect Compensation Committee Member (Enrico Vanni) | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHldr | N/A | TNA | N/A | |||
Olympus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7733 | CINS J61240107 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Reduce Capital and Earned Reserves | Mgmt | For | For | For | |||
3 | Elect Yasuyuki Kimoto | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Sasa | Mgmt | For | For | For | |||
5 | Elect Hideaki Fujizuka | Mgmt | For | For | For | |||
6 | Elect Yasuo Takeuchi | Mgmt | For | For | For | |||
7 | Elect Shigeo Hayashi | Mgmt | For | For | For | |||
8 | Elect Takuya Gotoh | Mgmt | For | For | For | |||
9 | Elect Shiroh Hiruta | Mgmt | For | For | For | |||
10 | Elect Sumitaka Fujita | Mgmt | For | For | For | |||
11 | Elect Motoyoshi Nishikawa | Mgmt | For | For | For | |||
12 | Elect Hikari Imai | Mgmt | For | For | For | |||
13 | Elect Kiyotaka Fujii | Mgmt | For | For | For | |||
14 | Elect Keiko Unotoro | Mgmt | For | For | For | |||
15 | Elect Masaru Katoh | Mgmt | For | For | For | |||
16 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
OncoGenex Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGXI | CUSIP 68230A106 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Cormack | Mgmt | For | For | For | |||
1.2 | Elect Neil Clendeninn | Mgmt | For | For | For | |||
1.3 | Elect Jack Goldstein | Mgmt | For | For | For | |||
1.4 | Elect Martin A. Mattingly | Mgmt | For | For | For | |||
1.5 | Elect Stewart Parker | Mgmt | For | For | For | |||
1.6 | Elect David Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Performance Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Perkinelmer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKI | CUSIP 714046109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barrett | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | |||
4 | Elect Alexis P. Michas | Mgmt | For | For | For | |||
5 | Elect James C. Mullen | Mgmt | For | For | For | |||
6 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
7 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
8 | Elect Patrick J. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Incentive Plan | Mgmt | For | For | For | |||
Pernix Therapeutics Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTX | CUSIP 71426V108 | 06/18/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Drysdale | Mgmt | For | TNA | N/A | |||
1.2 | Elect Steven A. Elms | Mgmt | For | TNA | N/A | |||
1.3 | Elect Tasos G. Konidaris | Mgmt | For | TNA | N/A | |||
1.4 | Elect John A. Sedor | Mgmt | For | TNA | N/A | |||
2 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect Constance J. Horner | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect George A. Lorch | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Approval Of Political Contributions Policy | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Portola Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTLA | CUSIP 737010108 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey W. Bird | Mgmt | For | Withhold | Against | |||
1.2 | Elect John H. Johnson | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Ward Wolff | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
PTC Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTCT | CUSIP 69366J200 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stuart W. Peltz | Mgmt | For | For | For | |||
1.2 | Elect Jerome B. Zeldis | Mgmt | For | For | For | |||
1.3 | Elect Ronald C. Renaud, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Puma Biotechnology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBYI | CUSIP 74587V107 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan H. Auerbach | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas R. Malley | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jay M. Moyes | Mgmt | For | Withhold | Against | |||
1.4 | Elect Troy E. Wilson | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2011 Incentive Award Plan | Mgmt | For | Against | Against | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Quest Diagnostics Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGX | CUSIP 74834L100 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy L. Main | Mgmt | For | Against | Against | |||
2 | Elect Timothy M. Ring | Mgmt | For | Against | Against | |||
3 | Elect Daniel C. Stanzione | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
6 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Quintiles Transnational Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
Q | CUSIP 74876Y101 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Denis B. Gillings | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan J. Coslet | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael J. Evanisko | Mgmt | For | Withhold | Against | |||
1.4 | Elect Christopher R. Gordon | Mgmt | For | Withhold | Against | |||
1.5 | Elect Richard Relyea | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Receptos Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCPT | CUSIP 756207106 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Faheem Hasnain | Mgmt | For | For | For | |||
1.2 | Elect Erle T. Mast | Mgmt | For | For | For | |||
1.3 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Retrophin Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTRX | CUSIP 761299106 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin Shkreli | Mgmt | For | For | For | |||
1.2 | Elect Stephen Aselage | Mgmt | For | For | For | |||
1.3 | Elect Steve Richardson | Mgmt | For | For | For | |||
1.4 | Elect Cornelius E. Golding | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Paley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
9 | Elect Robert Castaigne | Mgmt | For | For | For | |||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||
11 | Elect Patrick Kron | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sequenom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQNM | CUSIP 817337405 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth F. Buechler | Mgmt | For | For | For | |||
1.2 | Elect John A. Fazio | Mgmt | For | For | For | |||
1.3 | Elect Harry F. Hixson, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Myla Lai-Goldman | Mgmt | For | For | For | |||
1.5 | Elect Richard A. Lerner | Mgmt | For | For | For | |||
1.6 | Elect Ronald M. Lindsay | Mgmt | For | For | For | |||
1.7 | Elect David Pendarvis | Mgmt | For | For | For | |||
1.8 | Elect Charles P. Slacik | Mgmt | For | For | For | |||
1.9 | Elect William Welch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect David Kappler | Mgmt | For | For | For | |||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Elect David M. Stout | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Sihuan Pharmaceutical Holdings Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0460 | CINS G8162K113 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect CHE Fengsheng | Mgmt | For | For | For | |||
6 | Elect Homer Sun | Mgmt | For | For | For | |||
7 | Elect ZHANG Jionglong | Mgmt | For | For | For | |||
8 | Elect TSANG Wah Kwong | Mgmt | For | For | For | |||
9 | Elect ZHU Xun | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
16 | Bonus Share Issuance | Mgmt | For | Against | Against | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 01/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect LI Zhiming | Mgmt | For | Against | Against | |||
4 | Amendments to Articles | Mgmt | For | Abstain | Against | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 04/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Super Commercial Papers | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Domestic Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Appointment of International Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 10/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect WANG Fucheng | Mgmt | For | Against | Against | |||
4 | Elect LI Dongjiu | Mgmt | For | Against | Against | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | |||
2 | Elect Srikant Datar | Mgmt | For | For | For | |||
3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
4 | Elect Louis L. Francesconi | Mgmt | For | For | For | |||
5 | Elect Allan C. Golston | Mgmt | For | For | For | |||
6 | Elect Kevin A. Lobo | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect Andrew K Silvernail | Mgmt | For | For | For | |||
9 | Elect Ronda E. Stryker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Synutra International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYUT | CUSIP 87164C102 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lei Lin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Min (Jenny) Zhang | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Tesaro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSRO | CUSIP 881569107 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
1.3 | Elect David M. Mott | Mgmt | For | For | For | |||
1.4 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
1.5 | Elect James O. Armitage | Mgmt | For | For | For | |||
1.6 | Elect Earl M. Collier, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Arnold L. Oronsky | Mgmt | For | For | For | |||
1.8 | Elect Beth C. Seidenberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 02/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | CEO Employment Terms | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 08/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Many | Mgmt | For | Against | Against | |||
2 | Elect Arie S. Belldegrun | Mgmt | For | Against | Against | |||
3 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
4 | Elect Yitzhak Peterburg | Mgmt | For | Against | Against | |||
5 | Cash Bonus for President and CEO | Mgmt | For | For | For | |||
6 | Bonus Plan for President and CEO | Mgmt | For | For | For | |||
7 | Approval of Compensation Policy | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Trevena, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRVN | CUSIP 89532E109 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Farah H. Champsi | Mgmt | For | For | For | |||
1.2 | Elect Terrance G. McGuire | Mgmt | For | For | For | |||
1.3 | Elect Christopher K. Mirabelli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Unilife Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNIS | CUSIP 90478E103 | 08/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratify Placement of Securities (Cantor) | Mgmt | For | For | For | |||
2 | Ratify Placement of Securities (Crede) | Mgmt | For | For | For | |||
Unilife Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNIS | CUSIP 90478E103 | 11/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Slavko James Joseph Bosnjak | Mgmt | For | For | For | |||
1.2 | Elect Jeff Carter | Mgmt | For | For | For | |||
1.3 | Elect William Galle | Mgmt | For | For | For | |||
1.4 | Elect John Lund | Mgmt | For | For | For | |||
1.5 | Elect Mary Katherine Wold | Mgmt | For | For | For | |||
1.6 | Elect Alan Shortall | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Equity Grant (Chairman Slavko James Joseph Bosnjak) | Mgmt | For | Against | Against | |||
5 | Equity Grant (NED Jeff Carter) | Mgmt | For | Against | Against | |||
6 | Equity Grant (NED William Galle) | Mgmt | For | Against | Against | |||
7 | Equity Grant (NED John Lund) | Mgmt | For | Against | Against | |||
8 | Equity Grant (NED Mary Katherine Wold) | Mgmt | For | Against | Against | |||
9 | Equity Grant (NED William Galle) | Mgmt | For | Against | Against | |||
10 | Ratify Placement of Securities (CANTOR) | Mgmt | For | For | For | |||
Uniqure NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QURE | CUSIP N90064101 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Elect William H. Lewis to the Supervisory Board | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Verastem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSTM | CUSIP 92337C104 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alison Lawton | Mgmt | For | For | For | |||
1.2 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
1.3 | Elect Timothy Barberich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
1.2 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
1.3 | Elect William D. Young | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Warner Chilcott plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCRX | CUSIP G94368100 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Ordinary: Acquisition | Mgmt | For | For | For | |||
3 | Special: Cancellation of Shares | Mgmt | For | For | For | |||
4 | Ordinary: Issuance of Shares and Application of Reserves | Mgmt | For | For | For | |||
5 | Special: Amendments to Articles | Mgmt | For | For | For | |||
6 | Ordinary: Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
7 | Ordinary: Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
8 | Ordinary: Right to Adjourn Meeting | Mgmt | For | For | For | |||
Wellpoint Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP 94973V107 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
2 | Elect Robert L. Dixon, Jr. | Mgmt | For | For | For | |||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
4 | Elect William J. Ryan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Prohibiting Political Spending | ShrHldr | Against | Against | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
7 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Norden | Mgmt | For | Against | Against | |||
2 | Elect Louise M. Parent | Mgmt | For | Against | Against | |||
3 | Elect Robert W. Scully | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | 2013 Equity and Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Utilities Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
2 | Elect Guo Bao Zhang | Mgmt | For | For | For | |||
3 | Elect Charles Harrington | Mgmt | For | For | For | |||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
5 | Elect Tarun Khanna | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect James H. Miller | Mgmt | For | For | For | |||
8 | Elect Sandra O. Moose | Mgmt | For | For | For | |||
9 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
10 | Elect Moises Naim | Mgmt | For | For | For | |||
11 | Elect Charles O. Rossotti | Mgmt | For | For | For | |||
12 | Elect Sven Sandstrom | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alliant Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNT | CUSIP 018802108 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick E. Allen | Mgmt | For | For | For | |||
1.2 | Elect Patricia L. Kampling | Mgmt | For | For | For | |||
1.3 | Elect Singleton B. McAllister | Mgmt | For | For | For | |||
1.4 | Elect Susan D. Whiting | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
1.3 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
1.4 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
1.5 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
1.6 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
1.7 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
1.9 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
1.10 | Elect Thomas R. Voss | Mgmt | For | For | For | |||
1.11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
1.12 | Elect Jack D. Woodard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara M. Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha C. Goss | Mgmt | For | For | For | |||
4 | Elect Richard R. Grigg | Mgmt | For | For | For | |||
5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
6 | Elect George MacKenzie | Mgmt | For | For | For | |||
7 | Elect William J. Marrazzo | Mgmt | For | For | For | |||
8 | Elect Susan N. Story | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.6 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.7 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Rick Haythornthwaite | Mgmt | For | For | For | |||
6 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
7 | Elect Margherita Della Valle | Mgmt | For | For | For | |||
8 | Elect Mary Francis | Mgmt | For | For | For | |||
9 | Elect Mark Hanafin | Mgmt | For | For | For | |||
10 | Elect Lesley Knox | Mgmt | For | For | For | |||
11 | Elect Mike Linn | Mgmt | For | For | For | |||
12 | Elect Nick Luff | Mgmt | For | For | For | |||
13 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
14 | Elect Paul A. Rayner | Mgmt | For | For | For | |||
15 | Elect Chris Weston | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
China Resources Gas Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1193 | CINS G2113B108 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect GE Bin | Mgmt | For | For | For | |||
6 | Elect SHI Shanbo | Mgmt | For | Against | Against | |||
7 | Elect WEI Bin | Mgmt | For | Against | Against | |||
8 | Elect WONG Tak Shing | Mgmt | For | Against | Against | |||
9 | Elect QIN Chaokui | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Chubu Electric Power Company Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9502 | CINS J06510101 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Yoshifumi Iwata | Mgmt | For | For | For | |||
4 | Elect Tomohiko Ohno | Mgmt | For | For | For | |||
5 | Elect Satoru Katsuno | Mgmt | For | For | For | |||
6 | Elect Hideko Katsumata | Mgmt | For | For | For | |||
7 | Elect Chiyoji Kurata | Mgmt | For | For | For | |||
8 | Elect Masatoshi Sakaguchi | Mgmt | For | For | For | |||
9 | Elect Kohzoh Ban | Mgmt | For | For | For | |||
10 | Elect Masanori Matsuura | Mgmt | For | For | For | |||
11 | Elect Kazuhiro Matsubara | Mgmt | For | For | For | |||
12 | Elect Akihisa Mizuno | Mgmt | For | For | For | |||
13 | Elect Toshio Mita | Mgmt | For | For | For | |||
14 | Elect Yutaka Watanabe | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Electricity Rate Revisions | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Decommissioning Nuclear Operations | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Investment Priorities | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Restrictions on Spending | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Eliminating Radiation Exposure | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Emergency Evacuation Measures | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Sustainable Development | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/27/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
13 | Performance Share Plan; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Henning Kagermann | Mgmt | For | TNA | N/A | |||
15 | Elect Simone Menne | Mgmt | For | TNA | N/A | |||
16 | Elect Ulrich Schroder | Mgmt | For | TNA | N/A | |||
17 | Elect Stefan Schulte | Mgmt | For | TNA | N/A | |||
18 | Amendments to Previously Approved Intra-company Contracts | Mgmt | For | TNA | N/A | |||
Dominion Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | Against | Against | |||
2 | Elect Peter W. Brown | Mgmt | For | Against | Against | |||
3 | Elect Helen E. Dragas | Mgmt | For | Against | Against | |||
4 | Elect James O. Ellis, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
6 | Elect John W. Harris | Mgmt | For | Against | Against | |||
7 | Elect Mark J. Kington | Mgmt | For | Against | Against | |||
8 | Elect Pamela L. Royal | Mgmt | For | Against | Against | |||
9 | Elect Robert H. Spilman, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Michael E. Szymanczyk | Mgmt | For | Against | Against | |||
11 | Elect David A. Wollard | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Environmental Impacts and Risks of Biomass | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||
1.2 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.3 | Elect Harris E. DeLoach, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
1.7 | Elect Ann Maynard Gray | Mgmt | For | For | For | |||
1.8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
1.9 | Elect John T. Herron | Mgmt | For | For | For | |||
1.10 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
1.11 | Elect William E. Kennard | Mgmt | For | For | For | |||
1.12 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.13 | Elect E. James Reinsch | Mgmt | For | For | For | |||
1.14 | Elect James T. Rhodes | Mgmt | For | For | For | |||
1.15 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Restoration of Written Consent | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
8 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
11 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Electric Power Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yasuo Maeda | Mgmt | For | For | For | |||
4 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Sakanashi | Mgmt | For | For | For | |||
6 | Elect Minoru Hino | Mgmt | For | For | For | |||
7 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
8 | Elect Seigoh Mizunuma | Mgmt | For | For | For | |||
9 | Elect Kuniharu Takemata | Mgmt | For | For | For | |||
10 | Elect Junji Nagashima | Mgmt | For | For | For | |||
11 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
12 | Elect Masato Uchiyama | Mgmt | For | For | For | |||
13 | Elect Naori Fukuda | Mgmt | For | For | For | |||
14 | Elect Goh Kajitani | Mgmt | For | For | For | |||
15 | Elect Mariko Fujii | Mgmt | For | For | For | |||
16 | Elect Hiroshi Fujioka as Statutory Auditor | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors | Mgmt | For | For | For | |||
2 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Gary W. Edwards | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Stewart C. Myers | Mgmt | For | For | For | |||
11 | Elect Steven V. Wilkinson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Decommissioning of Indian Point Nuclear Reactors | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting on Nuclear Safety | ShrHldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Nelson A. Diaz | Mgmt | For | For | For | |||
8 | Elect Sue Ling Gin | Mgmt | For | For | For | |||
9 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
10 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
11 | Elect Richard W. Mies | Mgmt | For | For | For | |||
12 | Elect William C. Richardson | Mgmt | For | For | For | |||
13 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
14 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
15 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Renewal of the Annual Incentive Plan for Senior Executives | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Pay Ratio | ShrHldr | Against | Against | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.4 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.5 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ted J. Kleisner | Mgmt | For | For | For | |||
1.8 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.9 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.11 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
1.12 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.13 | Elect George M. Smart | Mgmt | For | For | For | |||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
GDF Suez | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSZ | CINS F42768105 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Appointment of Auditor (Ernst & Young et Autres) | Mgmt | For | For | For | |||
11 | Appointment of Auditor (Deloitte & Associes) | Mgmt | For | For | For | |||
12 | Appointment of Alternate Auditor (AUDITEX) | Mgmt | For | For | For | |||
13 | Appointment of Alternate Auditor (BEAS) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
17 | Greenshoe | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
21 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authority to Issue Bonus Shares to Employees, Including Overseas Employees | Mgmt | For | For | For | |||
25 | Authority to Issue Bonus Shares to Employees | Mgmt | For | For | For | |||
26 | Amendment to Article Regarding Loyalty Dividends | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
28 | Remuneration of Gerard Mestrallet, Chairman and CEO | Mgmt | For | For | For | |||
29 | Remuneration of Jean-Francois Cirelli, Vice Chairman and President | Mgmt | For | For | For | |||
30 | Shareholder Proposal Regarding Allocation of Profits (Resolution A) | ShrHldr | Against | Against | For | |||
Iberdrola S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBE | CINS E6165F166 | 03/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts | Mgmt | For | For | For | |||
4 | Management Reports | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Bonus Share Issuance | Mgmt | For | For | For | |||
9 | Bonus Share Issuance | Mgmt | For | For | For | |||
10 | Deferred Share Bonus Plan | Mgmt | For | For | For | |||
11 | Elect Georgina Yamilet Kessel Martinez | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Amendment to Article 34.5 | Mgmt | For | For | For | |||
14 | Amendments to Article 44.3 | Mgmt | For | For | For | |||
15 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | |||
16 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
17 | Remuneration Report | Mgmt | For | For | For | |||
Iliad SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILD | CINS F4958P102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Remuneration of Cyril Poidatz, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Maxime Lombardini, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Rani Assaf, Antoine Levavasseur, Xavier Niel, Thomas Reynaud, Deputy CEO | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
14 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | Against | For | Against | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Amendment Regarding Share Ownership Disclosure Requirements | Mgmt | For | Against | Against | |||
18 | Amendments Regarding Shareholder Meetings | Mgmt | For | Against | Against | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG | CUSIP 636274300 | 07/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | |||
4 | Elect Steven Holliday | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Thomas B. King | Mgmt | For | For | For | |||
7 | Elect Nick Winser | Mgmt | For | For | For | |||
8 | Elect Philip Aiken | Mgmt | For | Against | Against | |||
9 | Elect Nora Brownell | Mgmt | For | For | For | |||
10 | Elect Jonathan Dawson | Mgmt | For | For | For | |||
11 | Elect Paul Golby | Mgmt | For | For | For | |||
12 | Elect Ruth Kelly | Mgmt | For | For | For | |||
13 | Elect Maria Richter | Mgmt | For | For | For | |||
14 | Elect Mark Williamson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Directors' Remuneration Report | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG | CINS G6375K151 | 07/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | |||
4 | Elect Steven Holliday | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Thomas B. King | Mgmt | For | For | For | |||
7 | Elect Nick Winser | Mgmt | For | For | For | |||
8 | Elect Philip Aiken | Mgmt | For | Against | Against | |||
9 | Elect Nora Brownell | Mgmt | For | For | For | |||
10 | Elect Jonathan Dawson | Mgmt | For | For | For | |||
11 | Elect Paul Golby | Mgmt | For | For | For | |||
12 | Elect Ruth Kelly | Mgmt | For | For | For | |||
13 | Elect Maria Richter | Mgmt | For | For | For | |||
14 | Elect Mark Williamson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Directors' Remuneration Report | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect James L. Robo | Mgmt | For | For | For | |||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
9 | Elect John L. Skolds | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Northeast Utilities | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NU | CUSIP 664397106 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Booth | Mgmt | For | For | For | |||
1.2 | Elect John S. Clarkeson | Mgmt | For | For | For | |||
1.3 | Elect Cotton M. Cleveland | Mgmt | For | For | For | |||
1.4 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | |||
1.5 | Elect James S. DiStasio | Mgmt | For | For | For | |||
1.6 | Elect Francis A. Doyle | Mgmt | For | For | For | |||
1.7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
1.8 | Elect Paul A. La Camera | Mgmt | For | For | For | |||
1.9 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. May | Mgmt | For | For | For | |||
1.11 | Elect William C. Van Faasen | Mgmt | For | For | For | |||
1.12 | Elect Frederica M. Williams | Mgmt | For | For | For | |||
1.13 | Elect Dennis R. Wraase | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
3 | Elect David W. Crane | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
6 | Elect Edward R. Muller | Mgmt | For | For | For | |||
7 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
9 | Elect Walter R. Young | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Jean-Michel Hegesippe | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe | Mgmt | For | Against | Against | |||
13 | Elect Bernard Attali | Mgmt | For | Against | Against | |||
14 | Elect Max Aaron | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | Against | Against | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Oge Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGE | CUSIP 670837103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James H. Brandi | Mgmt | For | For | For | |||
1.2 | Elect Wayne H. Brunetti | Mgmt | For | For | For | |||
1.3 | Elect Luke R. Corbett | Mgmt | For | For | For | |||
1.4 | Elect Peter B. Delaney | Mgmt | For | For | For | |||
1.5 | Elect John D. Groendyke | Mgmt | For | For | For | |||
1.6 | Elect Kirk Humphreys | Mgmt | For | For | For | |||
1.7 | Elect Robert Kelley | Mgmt | For | For | For | |||
1.8 | Elect Robert O. Lorenz | Mgmt | For | For | For | |||
1.9 | Elect Judy R. McReynolds | Mgmt | For | For | For | |||
1.10 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Bruce W D Morgan | Mgmt | For | Against | Against | |||
3 | Re-elect Gordon Cairns | Mgmt | For | Against | Against | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | Against | Against | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Fred J. Fowler | Mgmt | For | Against | Against | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | |||
5 | Elect Richard C. Kelly | Mgmt | For | Against | Against | |||
6 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | |||
7 | Elect Richard A. Meserve | Mgmt | For | Against | Against | |||
8 | Elect Forrest E. Miller | Mgmt | For | Against | Against | |||
9 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | |||
10 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | |||
11 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Philip G. Cox | Mgmt | For | For | For | |||
4 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
6 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
7 | Elect Stuart Heydt | Mgmt | For | For | For | |||
8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Elect Natica von Althann | Mgmt | For | For | For | |||
12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect James G. Brocksmith, Jr. | Mgmt | For | For | For | |||
3 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
4 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
5 | Elect William D. Jones | Mgmt | For | For | For | |||
6 | Elect William G. Ouchi | Mgmt | For | For | For | |||
7 | Elect Debra L. Reed | Mgmt | For | For | For | |||
8 | Elect William C. Rusnack | Mgmt | For | For | For | |||
9 | Elect William P. Rutledge | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
12 | Elect Luis M. Tellez | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Severn Trent plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SVT | CINS G8056D159 | 07/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Tony Ballance | Mgmt | For | Against | Against | |||
5 | Elect Bernard Bulkin | Mgmt | For | Against | Against | |||
6 | Elect Richard Davey | Mgmt | For | Against | Against | |||
7 | Elect Andrew J. Duff | Mgmt | For | Against | Against | |||
8 | Elect Gordon Fryett | Mgmt | For | Against | Against | |||
9 | Elect Martin Kane | Mgmt | For | Against | Against | |||
10 | Elect Martin Lamb | Mgmt | For | Against | Against | |||
11 | Elect Michael J.E. McKeon | Mgmt | For | Against | Against | |||
12 | Elect Baroness Sheila Noakes | Mgmt | For | Against | Against | |||
13 | Elect Andy Smith | Mgmt | For | Against | Against | |||
14 | Elect Tony Wray | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Snam S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRG | CINS T8578L107 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
5 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
6 | Elect Lord Robert Smith of Kelvin | Mgmt | For | For | For | |||
7 | Elect Gregor Alexander | Mgmt | For | For | For | |||
8 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
9 | Elect Lady Susan Rice | Mgmt | For | For | For | |||
10 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
11 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
4 | Elect Shigeru Muraki | Mgmt | For | For | For | |||
5 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
6 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
7 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
8 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||
9 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
10 | Elect Hiroaki Kobayashi | Mgmt | For | For | For | |||
11 | Elect Yukio Satoh | Mgmt | For | For | For | |||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
14 | Elect Wako Tohjima as Statutory Auditor | Mgmt | For | For | For | |||
United Utilities Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UU | CINS G92755100 | 07/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect John McAdam | Mgmt | For | Against | Against | |||
5 | Elect Steven L. Mogford | Mgmt | For | Against | Against | |||
6 | Elect Russ Houlden | Mgmt | For | Against | Against | |||
7 | Elect Catherine Bell | Mgmt | For | Against | Against | |||
8 | Elect Brian May | Mgmt | For | Against | Against | |||
9 | Elect Nick Salmon | Mgmt | For | Against | Against | |||
10 | Elect Sara Weller | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Approval of Long-Term Plan 2013 | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Scrip Dividend | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | Against | Against | |||
11 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | |||
12 | Severance Agreement (Antoine Frerot) | Mgmt | For | Against | Against | |||
13 | Elect Antoine Frerot | Mgmt | For | For | For | |||
14 | Elect Daniel Bouton | Mgmt | For | For | For | |||
15 | Elect Olivier Costa de Beauregard (WITHDRAWN) | Mgmt | For | For | For | |||
16 | Elect Khaled Al Sayed | Mgmt | For | For | For | |||
17 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | Abstain | Against | |||
21 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights but w/ Priority Subscription Rights | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Abstain | Against | |||
23 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Abstain | Against | |||
24 | Greenshoe | Mgmt | For | Abstain | Against | |||
25 | Increase in Authorized Capital Through Capitalization | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
29 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ordinary: Disposal of Verizon Wireless and Acquisition of Vodafone Italy | Mgmt | For | For | For | |||
2 | Special: Return of Value and Share Consolidation | Mgmt | For | For | For | |||
3 | Special: Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Special: Authority to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||
Wisconsin Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WEC | CUSIP 976657106 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Barbara L. Bowles | Mgmt | For | For | For | |||
3 | Elect Patricia W. Chadwick | Mgmt | For | For | For | |||
4 | Elect Curt S. Culver | Mgmt | For | For | For | |||
5 | Elect Thomas J. Fischer | Mgmt | For | For | For | |||
6 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
7 | Elect Henry W. Knueppel | Mgmt | For | For | For | |||
8 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
9 | Elect Mary Ellen Stanek | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ziggo NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZIGGO | CINS N9837R105 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Growth and Income Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ACE Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 01/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Payment of Dividends from Legal Reserves | Mgmt | For | For | For | |||
2 | Appoint Independent Proxy | Mgmt | For | For | For | |||
3 | Vote with the position of the board of directors if a new or amended agenda item is put before the meeting | ShrHldr | For | Against | Against | |||
ACE Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | ALLOCATION OF DISPOSABLE PROFIT | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect John A. Edwardson | Mgmt | For | For | For | |||
5 | Elect Kimberly Ross | Mgmt | For | For | For | |||
6 | Elect Robert W. Scully | Mgmt | For | For | For | |||
7 | Elect David H. Sidwell | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
12 | Elect Michael P. Connors | Mgmt | For | For | For | |||
13 | Elect Peter Menikoff | Mgmt | For | For | For | |||
14 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
15 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
16 | Elect Theodore Shasta | Mgmt | For | For | For | |||
17 | Elect Olivier Steimer | Mgmt | For | For | For | |||
18 | Election of Evan G. Greenberg as the Chairman of the Board | Mgmt | For | For | For | |||
19 | Elect Michael Connors | Mgmt | For | For | For | |||
20 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
21 | Elect John A. Edwardson | Mgmt | For | For | For | |||
22 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
23 | Election of Homburger AG as independent proxy | Mgmt | For | For | For | |||
24 | Election of Statutory Auditor | Mgmt | For | For | For | |||
25 | Ratification of Auditor | Mgmt | For | For | For | |||
26 | Election of Special Auditor | Mgmt | For | For | For | |||
27 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
28 | Approval of a Dividend Distribution Through Par Value Reduction | Mgmt | For | For | For | |||
29 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
30 | Transaction of other business | Mgmt | For | Against | Against | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect James H. Bloem | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
5 | Elect John A. King | Mgmt | For | For | For | |||
6 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
7 | Elect Jiri Michal | Mgmt | For | For | For | |||
8 | Elect Sigurdur Olafsson | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
11 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Forest Laboratories, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Advanced Micro Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMD | CUSIP 007903107 | 07/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce L. Claflin | Mgmt | For | For | For | |||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
3 | Elect John E. Caldwell | Mgmt | For | For | For | |||
4 | Elect Henry WK Chow | Mgmt | For | For | For | |||
5 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
6 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
7 | Elect Martin L. Edelman | Mgmt | For | For | For | |||
8 | Elect John R. Harding | Mgmt | For | For | For | |||
9 | Elect Rory P. Read | Mgmt | For | For | For | |||
10 | Elect Ahmed Yahia | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
15 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Indirect Political Spending Report | ShrHldr | Against | Against | For | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Everitt | Mgmt | For | For | For | |||
1.2 | Elect Russell K. Girling | Mgmt | For | For | For | |||
1.3 | Elect Susan A. Henry | Mgmt | For | For | For | |||
1.4 | Elect Russell J. Horner | Mgmt | For | For | For | |||
1.5 | Elect David J. Lesar | Mgmt | For | For | For | |||
1.6 | Elect John E. Lowe | Mgmt | For | For | For | |||
1.7 | Elect Charles V. Magro | Mgmt | For | For | For | |||
1.8 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.9 | Elect Derek G. Pannell | Mgmt | For | For | For | |||
1.10 | Elect Mayo M. Schmidt | Mgmt | For | For | For | |||
1.11 | Elect Victor J. Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Bundled Amendments to Bylaws | Mgmt | For | For | For | |||
5 | Advance Notice Policy | Mgmt | For | For | For | |||
6 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
7 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Compensation Policy Amendments | Mgmt | For | For | For | |||
10 | Amendment to Article 2 (Company Name) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Allegion plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLE | CUSIP G0176J109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Chesser | Mgmt | For | For | For | |||
2 | Elect Carla Cico | Mgmt | For | For | For | |||
3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
4 | Elect David D. Petratis | Mgmt | For | For | For | |||
5 | Elect Dean I. Schaffer | Mgmt | For | For | For | |||
6 | Elect Martin E. Welch III | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||
4 | Elect Jack M. Greenberg | Mgmt | For | Against | Against | |||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
6 | Elect Siddarth N. Mehta | Mgmt | For | For | For | |||
7 | Elect Andrea Redmond | Mgmt | For | For | For | |||
8 | Elect John W. Rowe | Mgmt | For | For | For | |||
9 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
10 | Elect Mary Alice Taylor | Mgmt | For | For | For | |||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Material Terms of the Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Altisource Residential Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RESI | CUSIP 02153W100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Eruzione | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | For | For | |||
1.5 | Elect David B. Reiner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
1.3 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
1.4 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
1.5 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
1.6 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
1.7 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
1.9 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
1.10 | Elect Thomas R. Voss | Mgmt | For | For | For | |||
1.11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
1.12 | Elect Jack D. Woodard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Eagle Outfitters, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEO | CUSIP 02553E106 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Jesselson | Mgmt | For | For | For | |||
2 | Elect Roger S. Markfield | Mgmt | For | For | For | |||
3 | Elect Jay L. Schottenstein | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | 2014 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara M. Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Homes 4 Rent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMH | CUSIP 02665T306 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Wayne Hughes | Mgmt | For | For | For | |||
1.2 | Elect David P. Singelyn | Mgmt | For | For | For | |||
1.3 | Elect John Corrigan | Mgmt | For | For | For | |||
1.4 | Elect Dann V. Angeloff | Mgmt | For | For | For | |||
1.5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
1.6 | Elect James H. Kropp | Mgmt | For | For | For | |||
1.7 | Elect Lynn C. Swann | Mgmt | For | For | For | |||
1.8 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
9 | Elect R. A. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Robin Monro-Davies | Mgmt | For | For | For | |||
1.9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.11 | Elect Wilbur L. Ross, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.13 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.14 | Elect Russell B. Brewer, II | Mgmt | For | For | For | |||
1.15 | Elect Gary Burnet | Mgmt | For | For | For | |||
1.16 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
1.17 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.18 | Elect James M. Michener | Mgmt | For | For | For | |||
1.19 | Elect Robert B. Mills | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect James P. Kelly | Mgmt | For | For | For | |||
6 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect John B. McCoy | Mgmt | For | For | For | |||
9 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
10 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
11 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
12 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of AT&T Severance Policy | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
10 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
11 | Elect Thomas J. May | Mgmt | For | For | For | |||
12 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
13 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
14 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to Series T Preferred Stock | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Barrick Gold Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABX | CUSIP 067901108 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles W. D. Birchall | Mgmt | For | For | For | |||
1.2 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | |||
1.3 | Elect Ned Goodman | Mgmt | For | For | For | |||
1.4 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.5 | Elect Nancy H.O. Lockhart | Mgmt | For | For | For | |||
1.6 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
1.7 | Elect Anthony Munk | Mgmt | For | For | For | |||
1.8 | Elect David Naylor | Mgmt | For | For | For | |||
1.9 | Elect Steven J. Shapiro | Mgmt | For | For | For | |||
1.10 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | |||
1.11 | Elect John L. Thornton | Mgmt | For | For | For | |||
1.12 | Elect Ernie L. Thrasher | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Advance Notice Provision | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Beam Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAM | CUSIP 073730103 | 03/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 12/23/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of shares by Marshall Wace | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 5/26/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Distributation (transfer) of some of its shares in BigFoot GmbH (the company) to its direct shareholders, Emesco AB (Kinnevik) and Access Industries | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
3 | Elect James M. Cornelius | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Buzzi Unicem S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BZU | CINS T2320M109 | 11/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Convertible Bonds and Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
2 | Elect James R. Gibbs | Mgmt | For | For | For | |||
3 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
4 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | 2014 Incentive Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.6 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.7 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cameco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCO | CUSIP 13321L108 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED ON THE FORM. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. | Mgmt | For | Abstain | Against | |||
2.1 | Elect Ian Bruce | Mgmt | For | For | For | |||
2.2 | Elect Daniel Camus | Mgmt | For | For | For | |||
2.3 | Elect John H. Clappison | Mgmt | For | For | For | |||
2.4 | Elect Joe F. Colvin | Mgmt | For | For | For | |||
2.5 | Elect James R. Curtiss | Mgmt | For | For | For | |||
2.6 | Elect Donald H.F. Deranger | Mgmt | For | For | For | |||
2.7 | Elect Catherine A. Gignac | Mgmt | For | For | For | |||
2.8 | Elect Timothy S. Gitzel | Mgmt | For | For | For | |||
2.9 | Elect James K. Gowans | Mgmt | For | For | For | |||
2.10 | Elect Nancy E. Hopkins | Mgmt | For | For | For | |||
2.11 | Elect Anne McLellan | Mgmt | For | For | For | |||
2.12 | Elect Neil McMillan | Mgmt | For | For | For | |||
2.13 | Elect Victor J. Zaleschuk | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Approval of the Amended and Restated Bylaw No. 7 | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
3 | Elect Ann F. Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Carnival plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP 143658300 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Micky Arison | Mgmt | For | For | For | |||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||
3 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
4 | Elect Richard J. Glasier | Mgmt | For | For | For | |||
5 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
6 | Elect Sir John Parker | Mgmt | For | For | For | |||
7 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
8 | Elect Laura A. Weil | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Accounts and Reports | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | 2014 Employee Share Plan | Mgmt | For | For | For | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
3 | Elect Steven Cosler | Mgmt | For | For | For | |||
4 | Elect William J. Davis | Mgmt | For | For | For | |||
5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
9 | Elect Anthony Masso | Mgmt | For | For | For | |||
10 | Amendment to Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David L. Calhoun | Mgmt | For | For | For | |||
2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | |||
3 | Elect Juan Gallardo | Mgmt | For | For | For | |||
4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | |||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter A. Magowan | Mgmt | For | For | For | |||
7 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
9 | Elect William A. Osborn | Mgmt | For | For | For | |||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Miles D. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Sales to the Government of Sudan | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
Cheniere Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHEX | CUSIP 16411R208 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Keith F. Carney | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect Randy A. Foutch | Mgmt | For | Against | Against | |||
7 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
10 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | 2014 - 2018 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | |||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | |||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Against | Against | |||
6 | Elect George L. Kirkland | Mgmt | For | Against | Against | |||
7 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | |||
8 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | |||
9 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
10 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | |||
11 | Elect Carl Ware | Mgmt | For | Against | Against | |||
12 | Elect John S. Watson | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Charitable Contributions | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
4 | Elect M. Michele Burns | Mgmt | For | For | For | |||
5 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
6 | Elect John T. Chambers | Mgmt | For | For | For | |||
7 | Elect Brian L. Halla | Mgmt | For | For | For | |||
8 | Elect John L. Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
10 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven M. West | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Franz B. Humer | Mgmt | For | For | For | |||
4 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
9 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
10 | Elect Joan E. Spero | Mgmt | For | For | For | |||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
CMS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMS | CUSIP 125896100 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | |||
2 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||
3 | Elect Stephen E. Ewing | Mgmt | For | For | For | |||
4 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
5 | Elect William D. Harvey | Mgmt | For | For | For | |||
6 | Elect David W. Joos | Mgmt | For | For | For | |||
7 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | |||
8 | Elect John G. Russell | Mgmt | For | For | For | |||
9 | Elect Kenneth L. Way | Mgmt | For | For | For | |||
10 | Elect Laura H. Wright | Mgmt | For | For | For | |||
11 | Elect John B. Yasinsky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approve Amended Performance Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Commerzbank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBK | CINS D172W1279 | 05/08/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor for Interim Statements | Mgmt | For | TNA | N/A | |||
10 | Elect Stefan Lippe | Mgmt | For | TNA | N/A | |||
11 | Elect Nicholas Teller | Mgmt | For | TNA | N/A | |||
12 | Elect Solms Wittig as Substitute Shareholder Representative | Mgmt | For | TNA | N/A | |||
13 | Amendments to Previously Approved Intra-company Contracts | Mgmt | For | TNA | N/A | |||
14 | Amendments to Previously Approved Profit-and-Loss Transfer Agreement | Mgmt | For | TNA | N/A | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Judith R. Haberkorn | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
CONSOL Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNX | CUSIP 20854P109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.2 | Elect Nicholas J. Deiuliis | Mgmt | For | For | For | |||
1.3 | Elect Philip W. Baxter | Mgmt | For | For | For | |||
1.4 | Elect James E. Altmeyer, Sr. | Mgmt | For | Withhold | Against | |||
1.5 | Elect Alvin R. Carpenter | Mgmt | For | For | For | |||
1.6 | Elect William E. Davis | Mgmt | For | For | For | |||
1.7 | Elect Raj K. Gupta | Mgmt | For | For | For | |||
1.8 | Elect David C. Hardesty, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Maureen Lally-Green | Mgmt | For | For | For | |||
1.10 | Elect John T. Mills | Mgmt | For | For | For | |||
1.11 | Elect William P. Powell | Mgmt | For | For | For | |||
1.12 | Elect Joseph T. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
2 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
3 | Elect Richard T. Clark | Mgmt | For | For | For | |||
4 | Elect Robert F. Cummings, Jr. | Mgmt | For | Against | Against | |||
5 | Elect James B. Flaws | Mgmt | For | For | For | |||
6 | Elect Deborah A. Henretta | Mgmt | For | For | For | |||
7 | Elect Kurt M. Landgraf | Mgmt | For | For | For | |||
8 | Elect Kevin J. Martin | Mgmt | For | For | For | |||
9 | Elect Deborah D. Rieman | Mgmt | For | For | For | |||
10 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Mark S. Wrighton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2014 Variable Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
7 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
Cree Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CREE | CUSIP 225447101 | 10/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles M. Swoboda | Mgmt | For | For | For | |||
1.2 | Elect Clyde R. Hosein | Mgmt | For | For | For | |||
1.3 | Elect Robert A. Ingram | Mgmt | For | For | For | |||
1.4 | Elect Franco Plastina | Mgmt | For | For | For | |||
1.5 | Elect Alan J. Ruud | Mgmt | For | For | For | |||
1.6 | Elect Robert L. Tillman | Mgmt | For | For | For | |||
1.7 | Elect Thomas H. Werner | Mgmt | For | For | For | |||
2 | 2013 Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Change in Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Adams | Mgmt | For | For | For | |||
2 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
3 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
4 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
5 | Elect Jack L. Stahl | Mgmt | For | For | For | |||
6 | Elect Larry D. Young | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
10 | Amendment to the Omnibus Stock Incentive Plan of 2009 | Mgmt | For | For | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George S. Barrett | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Charles E. Golden | Mgmt | For | For | For | |||
7 | Elect Linda A. Hill | Mgmt | For | For | For | |||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
11 | Elect Gregory R. Page | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
8 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
11 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect Karen N. Horn | Mgmt | For | For | For | |||
3 | Elect William Kaelin | Mgmt | For | For | For | |||
4 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Claire S. Farley | Mgmt | For | For | For | |||
1.3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.4 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.5 | Elect Jane L. Peverett | Mgmt | For | For | For | |||
1.6 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.7 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.8 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.9 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Advance Notice Provision | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth W. Dewey | Mgmt | For | For | For | |||
1.2 | Elect M. James Gorrie | Mgmt | For | For | For | |||
1.3 | Elect James T. McManus, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Waterman | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Restricted Stock Awards | Mgmt | For | For | For | |||
5 | 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 11/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Everest Re Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RE | CUSIP G3223R108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominic J. Addesso | Mgmt | For | For | For | |||
1.2 | Elect John J. Amore | Mgmt | For | For | For | |||
1.3 | Elect John R. Dunne | Mgmt | For | For | For | |||
1.4 | Elect William F. Galtney, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Roger M. Singer | Mgmt | For | For | For | |||
1.6 | Elect Joseph V. Taranto | Mgmt | For | For | For | |||
1.7 | Elect John A. Weber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect William W. George | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Larry Glenn Johnson | Mgmt | For | For | For | |||
4 | Elect LEE Kian Soo | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Equity Grant to CHEW Thiam Keng | Mgmt | For | For | For | |||
Fairchild Semiconductor International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCS | CUSIP 303726103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles P. Carinalli | Mgmt | For | For | For | |||
2 | Elect Randy W. Carson | Mgmt | For | For | For | |||
3 | Elect Terry A. Klebe | Mgmt | For | For | For | |||
4 | Elect Anthony Lear | Mgmt | For | For | For | |||
5 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
6 | Elect Kevin J. McGarity | Mgmt | For | For | For | |||
7 | Elect Bryan R. Roub | Mgmt | For | For | For | |||
8 | Elect Ronald W. Shelly | Mgmt | For | For | For | |||
9 | Elect Mark S. Thompson | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Stock Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David K. Hunt | Mgmt | For | For | For | |||
2 | Elect Richard N. Massey | Mgmt | For | For | For | |||
3 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
4 | Elect James B. Stallings | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | |||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
5 | Elect James P. Hackett | Mgmt | For | For | For | |||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
8 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
9 | Elect Mitchel D. Livingston | Mgmt | For | For | For | |||
10 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
11 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||
12 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.4 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.5 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ted J. Kleisner | Mgmt | For | For | For | |||
1.8 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.9 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.11 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
1.12 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.13 | Elect George M. Smart | Mgmt | For | For | For | |||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
7 | Elect James P. Hackett | Mgmt | For | For | For | |||
8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
9 | Elect William W. Helman IV | Mgmt | For | For | For | |||
10 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
11 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
12 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
13 | Elect Alan Mulally | Mgmt | For | For | For | |||
14 | Elect Homer A. Neal | Mgmt | For | For | For | |||
15 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
16 | Elect John L. Thornton | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | 2014 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.10 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.14 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Glenn K. Murphy | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
12 | Elect James J. Mulva | Mgmt | For | For | For | |||
13 | Elect James E. Rohr | Mgmt | For | For | For | |||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
16 | Elect James S. Tisch | Mgmt | For | For | For | |||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Sale of Company | ShrHldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2014 Short-Term Incentive Plan | Mgmt | For | For | For | |||
17 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
GNC Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNC | CUSIP 36191G107 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.2 | Elect Alan D. Feldman | Mgmt | For | For | For | |||
1.3 | Elect Joseph Fortunato | Mgmt | For | For | For | |||
1.4 | Elect Michael F. Hines | Mgmt | For | For | For | |||
1.5 | Elect Amy B. Lane | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.8 | Elect C. Scott O'Hara | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Goldcorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G | CUSIP 380956409 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Bell | Mgmt | For | For | For | |||
1.2 | Elect Beverley A. Briscoe | Mgmt | For | For | For | |||
1.3 | Elect Peter J. Dey | Mgmt | For | For | For | |||
1.4 | Elect Douglas M. Holtby | Mgmt | For | For | For | |||
1.5 | Elect Charles A. Jeannes | Mgmt | For | For | For | |||
1.6 | Elect Clement A. Pelletier | Mgmt | For | For | For | |||
1.7 | Elect P. Randy Reifel | Mgmt | For | For | For | |||
1.8 | Elect Ian W. Telfer | Mgmt | For | For | For | |||
1.9 | Elect Blanca Triveno de Vega | Mgmt | For | For | For | |||
1.10 | Elect Kenneth F. Williamson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Restricted Share Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Debora L. Spar | Mgmt | For | For | For | |||
12 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
13 | Elect David A. Viniar | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Greenhill & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GHL | CUSIP 395259104 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Greenhill | Mgmt | For | For | For | |||
1.2 | Elect Scott L. Bok | Mgmt | For | For | For | |||
1.3 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
1.4 | Elect Steven F. Goldstone | Mgmt | For | For | For | |||
1.5 | Elect Stephen L. Key | Mgmt | For | For | For | |||
1.6 | Elect Karen P. Robards | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Michael S. Reddin | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Approve 2014 Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 07/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
7 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
8 | Elect Gary M Reiner | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
12 | Elect Ralph V. Whitworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
Hillshire Brands Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSH | CUSIP 432589109 | 10/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd Becker | Mgmt | For | For | For | |||
2 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
3 | Elect Ellen L. Brothers | Mgmt | For | For | For | |||
4 | Elect Sean M. Connolly | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
7 | Elect Ian Prosser | Mgmt | For | For | For | |||
8 | Elect Jonathan P. Ward | Mgmt | For | For | For | |||
9 | Elect James D. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon M. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Patrick T. Harker | Mgmt | For | For | For | |||
1.3 | Elect Mary C Beckerle | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Susan L. Decker | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
6 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
7 | Elect Joan E. Spero | Mgmt | For | For | For | |||
8 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
9 | Elect John F. Turner | Mgmt | For | For | For | |||
10 | Elect William G. Walter | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Nobuhiro Satoh | Mgmt | For | For | For | |||
7 | Elect Hirohide Kamikawa | Mgmt | For | For | For | |||
8 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
9 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
10 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
11 | Elect Tatsuo Kainaka | Mgmt | For | For | For | |||
12 | Elect Kimie Iwata | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Joy Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JOY | CUSIP 481165108 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward L. Doheny II | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.3 | Elect John T. Gremp | Mgmt | For | For | For | |||
1.4 | Elect John N. Hanson | Mgmt | For | For | For | |||
1.5 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
1.6 | Elect Richard B. Loynd | Mgmt | For | For | For | |||
1.7 | Elect P. Eric Siegert | Mgmt | For | For | For | |||
1.8 | Elect James H. Tate | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
KBR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KBR | CUSIP 48242W106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Frank Blount | Mgmt | For | For | For | |||
1.2 | Elect Loren K. Carroll | Mgmt | For | For | For | |||
1.3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey E. Curtiss | Mgmt | For | For | For | |||
1.5 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
1.6 | Elect Jack B. Moore | Mgmt | For | For | For | |||
1.7 | Elect Richard J. Slater | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Bryant | Mgmt | For | For | For | |||
1.2 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
1.3 | Elect June Montgomery Tabron | Mgmt | For | For | For | |||
1.4 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
2 | Elect James E. Catlin | Mgmt | For | For | For | |||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kraft Foods Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect L. Kevin Cox | Mgmt | For | For | For | |||
2 | Elect Myra M. Hart | Mgmt | For | For | For | |||
3 | Elect Peter B. Henry | Mgmt | For | For | For | |||
4 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Cow Dehorning | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Gestation Crates | ShrHldr | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2014 Incentive Plan | Mgmt | For | Against | Against | |||
2 | 2014 Nonemployee Director Incentive Plan | Mgmt | For | For | For | |||
Lifepoint Hospitals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPNT | CUSIP 53219L109 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William F. Carpenter | Mgmt | For | For | For | |||
1.2 | Elect Richard H. Evans | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Haley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis R. Glass | Mgmt | For | For | For | |||
2 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
3 | Elect Michael F. Mee | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | For | For | |||
3 | Elect Claire S. Farley | Mgmt | For | For | For | |||
4 | Elect Rudy M.J. van der Meer | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Karyn F. Ovelman | Mgmt | For | For | For | |||
8 | Elect Craig B. Glidden | Mgmt | For | For | For | |||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
10 | Elect Patrick D. Quarles | Mgmt | For | For | For | |||
11 | Elect Timothy D. Roberts | Mgmt | For | For | For | |||
12 | ADOPTION OF ANNUAL ACCOUNTS FOR 2013 | Mgmt | For | For | For | |||
13 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
14 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
17 | Allocation of Dividends | Mgmt | For | For | For | |||
18 | Advisory Vote Approving Executive Compensation | Mgmt | For | Against | Against | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel up to 10% of Share Capital Held in Treasury | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
4 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
8 | Elect Paul C. Varga | Mgmt | For | For | For | |||
9 | Elect Craig E. Weatherup | Mgmt | For | Against | Against | |||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect John W. Marriott III | Mgmt | For | For | For | |||
3 | Elect Mary K. Bush | Mgmt | For | For | For | |||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Debra L. Lee | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Harry J. Pearce | Mgmt | For | For | For | |||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
10 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Michael Grobstein | Mgmt | For | For | For | |||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Elliott Sigal | Mgmt | For | For | For | |||
12 | Elect Robert S. Singer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | |||
2 | Elect James G. Kaiser | Mgmt | For | For | For | |||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
6 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
7 | Elect Timothy H. Powers | Mgmt | For | For | For | |||
8 | Elect Jane L. Warner | Mgmt | For | For | For | |||
9 | Elect Alan D. Wilson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect John M. Keane | Mgmt | For | For | For | |||
6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Non-Management Director Stock Compensation Plan | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven A. Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William H. Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||
6 | Elect David F. Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles H. Noski | Mgmt | For | For | For | |||
8 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
9 | Elect John W. Thompson | Mgmt | For | For | For | |||
10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 50075N104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Nelson Peltz | Mgmt | For | For | For | |||
7 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
8 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
10 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
11 | Elect Ratan N. Tata | Mgmt | For | For | For | |||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Howard J. Davies | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
15 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG | CINS G6375K151 | 07/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | |||
4 | Elect Steven Holliday | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Thomas B. King | Mgmt | For | For | For | |||
7 | Elect Nick Winser | Mgmt | For | For | For | |||
8 | Elect Philip Aiken | Mgmt | For | Against | Against | |||
9 | Elect Nora Brownell | Mgmt | For | For | For | |||
10 | Elect Jonathan Dawson | Mgmt | For | For | For | |||
11 | Elect Paul Golby | Mgmt | For | For | For | |||
12 | Elect Ruth Kelly | Mgmt | For | For | For | |||
13 | Elect Maria Richter | Mgmt | For | For | For | |||
14 | Elect Mark Williamson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Directors' Remuneration Report | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | |||
2 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
4 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Elect Tor R. Braham | Mgmt | For | For | For | |||
12 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
13 | Amendments to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the ESPP | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Remove Supermajority Voting Standard for Future Amendments to the Bylaws | Mgmt | For | For | For | |||
17 | Remove Supermajority Voting Standard for Future Amendments to the Certificate | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
2 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
3 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
4 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
5 | Elect Noreen Doyle | Mgmt | For | For | For | |||
6 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
8 | Elect Jane Nelson | Mgmt | For | For | For | |||
9 | Elect Donald C. Roth | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect James L. Robo | Mgmt | For | For | For | |||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
9 | Elect John L. Skolds | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Nielsen Holdings N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLSN | CUSIP N63218106 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Indemnification of Directors | Mgmt | For | For | For | |||
3 | Elect James A. Attwood, Jr. | Mgmt | For | Against | Against | |||
4 | Elect David L. Calhoun | Mgmt | For | Against | Against | |||
5 | Elect Karen M. Hoguet | Mgmt | For | Against | Against | |||
6 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
7 | Elect Alexander Navab | Mgmt | For | Against | Against | |||
8 | Elect Robert C. Pozen | Mgmt | For | Against | Against | |||
9 | Elect Vivek Y. Ranadive | Mgmt | For | Against | Against | |||
10 | Elect Ganesh B. Rao | Mgmt | For | Against | Against | |||
11 | Elect Javier G. Teruel | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | |||
14 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Company Name Change | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nordic American Tanker Shipping Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAT | CUSIP G65773106 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbjorn Hansson | Mgmt | For | Against | Against | |||
2 | Elect Andreas Ove Ugland | Mgmt | For | Against | Against | |||
3 | Elect Jim Kelly | Mgmt | For | Against | Against | |||
4 | Elect Jan Erik Langangen | Mgmt | For | Against | Against | |||
5 | Elect Richard H. K. Vietor | Mgmt | For | Against | Against | |||
6 | Elect James L. Gibbons | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Increase in Authorized Capital | Mgmt | For | For | For | |||
9 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
5 | Elect William H. Hernandez | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
3 | Elect David W. Crane | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
6 | Elect Edward R. Muller | Mgmt | For | For | For | |||
7 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
9 | Elect Walter R. Young | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | |||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
5 | Elect Edward P. Djerejian | Mgmt | For | For | For | |||
6 | Elect John E. Feick | Mgmt | For | For | For | |||
7 | Elect Margaret M. Foran | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect William R. Klesse | Mgmt | For | For | For | |||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | |||
12 | Waive Director Age Restriction Policy for Edward P. Djerejian | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amend Certificate to Permit Action by Written Consent | Mgmt | For | For | For | |||
15 | Amend Bylaws to Separate Chairman and CEO Roles | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland C. Smith | Mgmt | For | For | For | |||
2 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
5 | Elect V. James Marino | Mgmt | For | For | For | |||
6 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||
7 | Elect Michael J. Massey | Mgmt | For | For | For | |||
8 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
9 | Elect David M. Szymanski | Mgmt | For | For | For | |||
10 | Elect Nigel Travis | Mgmt | For | For | For | |||
11 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 07/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 08/21/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil R. Austrian | Mgmt | For | TNA | N/A | |||
1.2 | Elect Justin Bateman | Mgmt | For | TNA | N/A | |||
1.3 | Elect Thomas J. Colligan | Mgmt | For | TNA | N/A | |||
1.4 | Elect Marsha J. Evans | Mgmt | For | TNA | N/A | |||
1.5 | Elect Eugene V. Fife | Mgmt | For | TNA | N/A | |||
1.6 | Elect W. Scott Hedrick | Mgmt | For | TNA | N/A | |||
1.7 | Elect Kathleen Mason | Mgmt | For | TNA | N/A | |||
1.8 | Elect Michael J. Massey | Mgmt | For | TNA | N/A | |||
1.9 | Elect Raymond Svider | Mgmt | For | TNA | N/A | |||
1.10 | Elect Nigel Travis | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cynthia T. Jamison | Mgmt | N/A | For | N/A | |||
1.2 | Elect Robert L. Nardelli | Mgmt | N/A | For | N/A | |||
1.3 | Elect Jeffrey C. Smith | Mgmt | N/A | For | N/A | |||
1.4 | Elect Joseph S. Vassalluzzo | Mgmt | N/A | For | N/A | |||
1.5 | Elect Neil R. Austrian | Mgmt | N/A | For | N/A | |||
1.6 | Elect Justin Bateman | Mgmt | N/A | For | N/A | |||
1.7 | Elect Kathleen Mason | Mgmt | N/A | For | N/A | |||
1.8 | Elect Michael J. Massey | Mgmt | N/A | For | N/A | |||
1.9 | Elect Raymond Svider | Mgmt | N/A | For | N/A | |||
1.10 | Elect Nigel Travis | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
1.2 | Elect Christopher T. Seaver | Mgmt | For | For | For | |||
1.3 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Harold Cramer | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Long Term Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Petrofac Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFC | CINS G7052T101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Kathleen Hogenson | Mgmt | For | For | For | |||
6 | Elect Norman Murray | Mgmt | For | For | For | |||
7 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
8 | Elect Stefano Cao | Mgmt | For | For | For | |||
9 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
10 | Elect Rene Medori | Mgmt | For | For | For | |||
11 | Elect Rijnhard van Tets | Mgmt | For | For | For | |||
12 | Elect Ayman Asfari | Mgmt | For | For | For | |||
13 | Elect Marwan Chedid | Mgmt | For | For | For | |||
14 | Elect Tim Weller | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Performance Share Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Share Plan | Mgmt | For | For | For | |||
23 | Share Incentive Plan | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect Constance J. Horner | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect George A. Lorch | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Approval Of Political Contributions Policy | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | Against | Against | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Fred J. Fowler | Mgmt | For | Against | Against | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | |||
5 | Elect Richard C. Kelly | Mgmt | For | Against | Against | |||
6 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | |||
7 | Elect Richard A. Meserve | Mgmt | For | Against | Against | |||
8 | Elect Forrest E. Miller | Mgmt | For | Against | Against | |||
9 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | |||
10 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | |||
11 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Potash Corporation of Saskatchewan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | |||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | |||
1.3 | Elect William J. Doyle | Mgmt | For | For | For | |||
1.4 | Elect John W. Estey | Mgmt | For | For | For | |||
1.5 | Elect Gerald W. Grandey | Mgmt | For | For | For | |||
1.6 | Elect Charles S. Hoffman | Mgmt | For | For | For | |||
1.7 | Elect Dallas J. Howe | Mgmt | For | For | For | |||
1.8 | Elect Alice D. Laberge | Mgmt | For | For | For | |||
1.9 | Elect Consuelo E. Madere | Mgmt | For | For | For | |||
1.10 | Elect Keith G. Martell | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | |||
1.12 | Elect Mary A. Mogford | Mgmt | For | For | For | |||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | 2014 Performance Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Philip G. Cox | Mgmt | For | For | For | |||
4 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
6 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
7 | Elect Stuart Heydt | Mgmt | For | For | For | |||
8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Elect Natica von Althann | Mgmt | For | For | For | |||
12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Prudential Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CUSIP 744320102 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Gilbert F. Casellas | Mgmt | For | For | For | |||
4 | Elect James G. Cullen | Mgmt | For | For | For | |||
5 | Elect Mark B. Grier | Mgmt | For | For | For | |||
6 | Elect Constance J. Horner | Mgmt | For | For | For | |||
7 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Christine A. Poon | Mgmt | For | For | For | |||
10 | Elect Douglas A. Scovanner | Mgmt | For | For | For | |||
11 | Elect John R. Strangfeld | Mgmt | For | For | For | |||
12 | Elect James A. Unruh | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | Against | Against | |||
9 | Elect Alice Shroeder | Mgmt | For | For | For | |||
10 | Elect Howard J. Davies | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Alexander Johnston | Mgmt | For | For | For | |||
13 | Elect Paul Manduca | Mgmt | For | For | For | |||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
17 | Elect Philip Remnant | Mgmt | For | For | For | |||
18 | Elect Barry Stowe | Mgmt | For | For | For | |||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
21 | Elect Michael A. Wells | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.2 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
1.3 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | ShrHldr | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect Francisco Ros | Mgmt | For | For | For | |||
12 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
13 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
14 | Elect Marc I. Stern | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Jan Nicholson | Mgmt | For | For | For | |||
10 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
11 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Cartwright | Mgmt | For | For | For | |||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
4 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
5 | Elect George R. Oliver | Mgmt | For | For | For | |||
6 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
7 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
8 | Elect William R. Spivey | Mgmt | For | For | For | |||
9 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Ability to Act by Written Consent | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Rowan Companies plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDC | CUSIP G7665A101 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas P. Burke | Mgmt | For | Against | Against | |||
2 | Elect William T. Fox III | Mgmt | For | Against | Against | |||
3 | Elect Sir Graham Hearne | Mgmt | For | Against | Against | |||
4 | Elect Lord Moynihan | Mgmt | For | Against | Against | |||
5 | Elect John J. Quicke | Mgmt | For | Against | Against | |||
6 | Elect W. Matt Ralls | Mgmt | For | Against | Against | |||
7 | Elect Tore I. Sandvold | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
10 | Approval of the Statutory Auditors’ Remuneration | Mgmt | For | For | For | |||
11 | Approval of U.K. Directors’ Remuneration Policy | Mgmt | For | For | For | |||
12 | Approval of U.K. Statutory Implementation Report | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CUSIP 80105N105 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Related Party Transactions | Mgmt | For | For | For | |||
5 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
6 | Elect Robert Castaigne | Mgmt | For | For | For | |||
7 | Elect Christian Mulliez | Mgmt | For | For | For | |||
8 | Elect Patrick Kron | Mgmt | For | For | For | |||
9 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Tony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | |||
5 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
Schneider Electric SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CINS F86921107 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration Elements (Jean-Pascal Tricoire) | Mgmt | For | For | For | |||
10 | Remuneration Elements (Emmanuel Babeau) | Mgmt | For | For | For | |||
11 | Remuneration of Jean-Pascal Tricoire, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Emmanuel Babeau, Executive Vice President | Mgmt | For | For | For | |||
13 | Elect Linda Knoll | Mgmt | For | Against | Against | |||
14 | Elect Noel Forgeard | Mgmt | For | Against | Against | |||
15 | Elect Willy R. Kissling | Mgmt | For | Against | Against | |||
16 | Elect Catherine Kopp | Mgmt | For | Against | Against | |||
17 | Elect Henri Lachmann | Mgmt | For | Against | Against | |||
18 | Elect G. Richard Thoman | Mgmt | For | Against | Against | |||
19 | Elect Jeong H. Kim | Mgmt | For | Against | Against | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Conversion of Corporate Form | Mgmt | For | For | For | |||
22 | Amendments Regarding Company Name | Mgmt | For | For | For | |||
23 | Amendments Regarding Corporate Form | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
26 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
27 | Elect Lone Fonss Schroder | Mgmt | For | Against | Against | |||
Select Comfort Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCSS | CUSIP 81616X103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen L. Nedorostek | Mgmt | For | For | For | |||
2 | Elect Michael A. Peel | Mgmt | For | For | For | |||
3 | Elect Jean-Michel Valette | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Shire Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CUSIP 82481R106 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect David Kappler | Mgmt | For | For | For | |||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Elect David M. Stout | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Southwestern Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWN | CUSIP 845467109 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Gass | Mgmt | For | For | For | |||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | |||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | |||
4 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | |||
5 | Elect Kenneth R. Mourton | Mgmt | For | For | For | |||
6 | Elect Steven L. Mueller | Mgmt | For | For | For | |||
7 | Elect Elliott Pew | Mgmt | For | For | For | |||
8 | Elect Alan H. Stevens | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
3 | Elect Peter Coym | Mgmt | For | For | For | |||
4 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amendment to Intra-company Control Agreement with TESIUM GmbH | Mgmt | For | TNA | N/A | |||
10 | Amendment to Intra-company Control Agreement with Symotion GmbH | Mgmt | For | TNA | N/A | |||
11 | Amendment to Intra-company Control Agreement with Symrise US-Beteiligungs GmbH | Mgmt | For | TNA | N/A | |||
12 | Amendment to Intra-company Control Agreement with Busiris Vermogensverwaltung GmbH | Mgmt | For | TNA | N/A | |||
13 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Calvin Darden | Mgmt | For | Against | Against | |||
4 | Elect Henrique de Castro | Mgmt | For | Against | Against | |||
5 | Elect James A. Johnson | Mgmt | For | Against | Against | |||
6 | Elect Mary E. Minnick | Mgmt | For | Against | Against | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | |||
8 | Elect Derica W. Rice | Mgmt | For | Against | Against | |||
9 | Elect Kenneth L. Salazar | Mgmt | For | Against | Against | |||
10 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Elimination of Perquisites | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Prohibiting Discrimination | ShrHldr | Against | Against | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 02/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | CEO Employment Terms | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 08/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Many | Mgmt | For | Against | Against | |||
2 | Elect Arie S. Belldegrun | Mgmt | For | Against | Against | |||
3 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
4 | Elect Yitzhak Peterburg | Mgmt | For | Against | Against | |||
5 | Cash Bonus for President and CEO | Mgmt | For | For | For | |||
6 | Bonus Plan for President and CEO | Mgmt | For | For | For | |||
7 | Approval of Compensation Policy | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
The ADT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADT | CUSIP 00101J106 | 03/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Colligan | Mgmt | For | For | For | |||
2 | Elect Richard J. Daly | Mgmt | For | For | For | |||
3 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||
4 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
7 | Elect Bridgette Heller | Mgmt | For | For | For | |||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Chubb Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP 171232101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect John D. Finnegan | Mgmt | For | For | For | |||
5 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
6 | Elect Karen M. Hoguet | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Martin G. McGuinn | Mgmt | For | For | For | |||
9 | Elect Lawrence M. Small | Mgmt | For | For | For | |||
10 | Elect Jess Soderberg | Mgmt | For | For | For | |||
11 | Elect Daniel E. Somers | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
14 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
15 | Long Term Incentive Plan (2014) | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela F. Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Alan G. Lafley | Mgmt | For | For | For | |||
6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | 2013 Non-Employee Directors' Stock Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn A. Britt | Mgmt | For | For | For | |||
3 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
4 | Elect David C. Chang | Mgmt | For | For | For | |||
5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter R. Haje | Mgmt | For | For | For | |||
7 | Elect Donna A. James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
10 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
11 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
12 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
13 | Elect John E. Sununu | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Trimas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRS | CUSIP 896215209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
1.2 | Elect Eugene A. Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francois J. Castaing | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Gambrell | Mgmt | For | For | For | |||
1.3 | Elect David W. Meline | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||
10 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
17 | Elect R. David Yost | Mgmt | For | For | For | |||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Coverage of Loss | Mgmt | For | For | For | |||
3 | Scrip Dividend | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Nominee Presented by Assogestioni | Mgmt | For | For | For | |||
6 | Common Representative's Fees | Mgmt | For | For | For | |||
7 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | 2014 GROUP INCENTIVE SYSTEM | Mgmt | For | For | For | |||
10 | 2014 Employee Share Ownership Plan | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
5 | Elect Robert W. Lane | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Adoption of Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHldr | Against | Against | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W209 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation | Mgmt | For | For | For | |||
2 | Ordinary: Disposal of Verizon Wireless and Acquisition of Vodafone Italy | Mgmt | For | For | For | |||
3 | Special: Return of Value and Share Consolidation | Mgmt | For | For | For | |||
4 | Special: Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Special: Authority to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W209 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Andy Halford | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Alan W. Jebson | Mgmt | For | For | For | |||
8 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
9 | Elect Omid Kordestani | Mgmt | For | For | For | |||
10 | Elect Nick Land | Mgmt | For | For | For | |||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Susan E. Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald M. James | Mgmt | For | For | For | |||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect James H. Quigley | Mgmt | For | For | For | |||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Wesco International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCC | CUSIP 95082P105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John K. Morgan | Mgmt | For | For | For | |||
1.2 | Elect James L. Singleton | Mgmt | For | For | For | |||
1.3 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
WH Smith Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMWH | CINS G8927V149 | 01/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Suzanne Baxter | Mgmt | For | For | For | |||
5 | Elect Steve Clarke | Mgmt | For | For | For | |||
6 | Elect Annemarie Durbin | Mgmt | For | For | For | |||
7 | Elect Drummond Hall | Mgmt | For | For | For | |||
8 | Elect Robert Moorhead | Mgmt | For | For | For | |||
9 | Elect Henry E. Staunton | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authorisation of Political Donations | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect William T. Kerr | Mgmt | For | For | For | |||
8 | Elect John D. Liu | Mgmt | For | For | For | |||
9 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
10 | Elect William D. Perez | Mgmt | For | For | For | |||
11 | Elect Michael A. Todman | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2014 Executive Performance Plan | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
5 | Remuneration Policy (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
6 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
7 | Elect Roger Agnelli | Mgmt | For | For | For | |||
8 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
9 | Elect Colin Day | Mgmt | For | For | For | |||
10 | Elect Philip Lader | Mgmt | For | For | For | |||
11 | Elect Ruigang Li | Mgmt | For | For | For | |||
12 | Elect Mark Read | Mgmt | For | For | For | |||
13 | Elect Paul Richardson | Mgmt | For | For | For | |||
14 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | |||
15 | Elect Hugo Shong | Mgmt | For | For | For | |||
16 | Elect Timothy Shriver | Mgmt | For | For | For | |||
17 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
18 | Elect Sally Susman | Mgmt | For | For | For | |||
19 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
20 | Elect John Hood | Mgmt | For | For | For | |||
21 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
22 | Elect Nicole Seligman | Mgmt | For | For | For | |||
23 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
24 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Increase in Directors' Fee Cap | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glenn A. Britt | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
4 | Elect William Curt Hunter | Mgmt | For | For | For | |||
5 | Elect Robert J. Keegan | Mgmt | For | For | For | |||
6 | Elect Robert A. McDonald | Mgmt | For | For | For | |||
7 | Elect Charles Prince | Mgmt | For | For | For | |||
8 | Elect Ann N. Reese | Mgmt | For | For | For | |||
9 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
10 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | |||
3 | Elect John L. Doyle | Mgmt | For | For | For | |||
4 | Elect William G. Howard, Jr. | Mgmt | For | For | For | |||
5 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
6 | Elect Albert A. Pimentel | Mgmt | For | For | For | |||
7 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | |||
8 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
10 | First Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Second Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Amendment to the Stock Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/9/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consent to sell approximately EUR $32.5MM to existing shareholders | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/29/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Certain amendments to the regulations of the Shareholders' Agreement relating to the call options granted to managing directors and employees of Zalando | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/14/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | New reverse factoring agreements: Nordea and BNP Paribas, both of which grant a credit facility for the financing of invoices from suppliers | Mgmt | For | For | For | |||
2 | Increase lease guarantee credit line provided by R & V Allgemine Versicherung | Mgmt | For | For | For | |||
3 | The business address of subsidiary Zalando Content Creation GmbH & Co. KG will be changed | Mgmt | For | For | For | |||
4 | Apppoint a second managing director for the newly founded oulet subsidiaries zOutler Berlin GmbH & zOutlet Frankfurt GmbH | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/18/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of the existing GmbH (German limited partnership) into an AG (German stock corporation) | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 12/6/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of a conversion resolution by shareholders adopting articles of association | Mgmt | For | For | For | |||
2 | Approval of a founders report and related actions taken in connection with the conversion | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 2/10/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect two new members to the supervisory board to fill vacancies caused by resignations | Mgmt | For | For | For | |||
2 | Approve an amendment to pay the chair of the audit committee an annual compensation of EUR 40,000 | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 4/7/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 1:1 share split/capital adjustment | Mgmt | For | For | For | |||
2 | Approval of the adoption of a new stock option plan amounting to apx 2.8% dilution | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 5/24/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transformation into a European stock corporation (SE, Societas Europea) | Mgmt | For | For | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Norden | Mgmt | For | Against | Against | |||
2 | Elect Louise M. Parent | Mgmt | For | Against | Against | |||
3 | Elect Robert W. Scully | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | 2013 Equity and Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Growth Opportunities Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect James H. Bloem | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
5 | Elect John A. King | Mgmt | For | For | For | |||
6 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
7 | Elect Jiri Michal | Mgmt | For | For | For | |||
8 | Elect Sigurdur Olafsson | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
11 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Forest Laboratories, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Mitchell | Mgmt | For | For | For | |||
2 | Elect Richard F. Pops | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Authorization to Hold the 2015 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
5 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Amendment to the 2011 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E.I. Pyott | Mgmt | For | Against | Against | |||
2 | Elect Michael R. Gallagher | Mgmt | For | Against | Against | |||
3 | Elect Deborah Dunsire | Mgmt | For | Against | Against | |||
4 | Elect Trevor M. Jones | Mgmt | For | Against | Against | |||
5 | Elect Louis J. Lavigne, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Peter J. McDonnell | Mgmt | For | Against | Against | |||
7 | Elect Timothy D. Proctor | Mgmt | For | Against | Against | |||
8 | Elect Russell T. Ray | Mgmt | For | Against | Against | |||
9 | Elect Henri A. Termeer | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Allowing Action by Written Consent | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Altisource Residential Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RESI | CUSIP 02153W100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Eruzione | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | For | For | |||
1.5 | Elect David B. Reiner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Alain Monie | Mgmt | For | For | For | |||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Peter Chernin | Mgmt | For | For | For | |||
5 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
7 | Elect Richard C. Levin | Mgmt | For | For | For | |||
8 | Elect Richard A. McGinn | Mgmt | For | For | For | |||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
9 | Elect R. A. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | For | For | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs, Jr. | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
10 | Elect Matthew M. Zell | Mgmt | For | For | For | |||
11 | Elect Samuel Zell | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Management Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Gerhard H. Parker | Mgmt | For | For | For | |||
8 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
9 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
10 | Elect James E. Rogers | Mgmt | For | For | For | |||
11 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
12 | Elect Robert H. Swan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
7 | Elect Yutaka Kase | Mgmt | For | For | For | |||
8 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
9 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
10 | Elect Tomokazu Fujisawa | Mgmt | For | Against | Against | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
13 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
10 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
11 | Elect Thomas J. May | Mgmt | For | For | For | |||
12 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
13 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
14 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to Series T Preferred Stock | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
BE Aerospace, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAV | CUSIP 073302101 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael F. Senft | Mgmt | For | For | For | |||
1.2 | Elect John T. Whates | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Beam Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAM | CUSIP 073730103 | 03/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 12/23/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of shares by Marshall Wace | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 5/26/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Distributation (transfer) of some of its shares in BigFoot GmbH (the company) to its direct shareholders, Emesco AB (Kinnevik) and Access Industries | Mgmt | For | For | For | |||
Biogen Idec, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Elect Lynn Schenk | Mgmt | For | For | For | |||
5 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
6 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
7 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
8 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
9 | Elect Brian S. Posner | Mgmt | For | For | For | |||
10 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bloomin' Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLMN | CUSIP 094235108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Craigie | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mindy Grossman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark E. Nunnelly | Mgmt | For | Withhold | Against | |||
1.4 | Elect Chris T. Sullivan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
3 | Elect James M. Cornelius | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.6 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.7 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
3 | Elect Steven Cosler | Mgmt | For | For | For | |||
4 | Elect William J. Davis | Mgmt | For | For | For | |||
5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
9 | Elect Anthony Masso | Mgmt | For | For | For | |||
10 | Amendment to Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CBOE Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBOE | CUSIP 12503M108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Brodsky | Mgmt | For | For | For | |||
1.2 | Elect James R. Boris | Mgmt | For | For | For | |||
1.3 | Elect Frank E. English Jr. | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Fitzpatrick | Mgmt | For | For | For | |||
1.5 | Elect Janet P. Froetscher | Mgmt | For | For | For | |||
1.6 | Elect Jill R. Goodman | Mgmt | For | For | For | |||
1.7 | Elect R. Eden Martin | Mgmt | For | For | For | |||
1.8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
1.9 | Elect Susan M. Phillips | Mgmt | For | For | For | |||
1.10 | Elect Samuel K. Skinner | Mgmt | For | For | For | |||
1.11 | Elect Carole E. Stone | Mgmt | For | For | For | |||
1.12 | Elect Eugene S. Sunshine | Mgmt | For | For | For | |||
1.13 | Elect Edward T. Tilly | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard W. Barker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael D. Casey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | Withhold | Against | |||
1.8 | Elect James J. Loughlin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
Chemtura Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMT | CUSIP 163893209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
4 | Elect James W. Crownover | Mgmt | For | For | For | |||
5 | Elect Robert A. Dover | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
8 | Elect John K. Wulff | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Approval of the Senior Executive Bonus Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheniere Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHEX | CUSIP 16411R208 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Keith F. Carney | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect Randy A. Foutch | Mgmt | For | Against | Against | |||
7 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
10 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | 2014 - 2018 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
4 | Elect M. Michele Burns | Mgmt | For | For | For | |||
5 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
6 | Elect John T. Chambers | Mgmt | For | For | For | |||
7 | Elect Brian L. Halla | Mgmt | For | For | For | |||
8 | Elect John L. Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
10 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven M. West | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||
2 | Elect Robert E. Weissman | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Judith R. Haberkorn | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Constellium NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTM | CUSIP N22035104 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Accounts and Reports in English | Mgmt | For | For | For | |||
2 | Amendment to Management Equity Plan | Mgmt | For | For | For | |||
3 | Non-Executive Directors' Fees | Mgmt | For | For | For | |||
4 | Amendment to Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Executive Board Members Acts | Mgmt | For | For | For | |||
7 | Ratification of Non-Executive Board Members Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Philippe Guillemot | Mgmt | For | Against | Against | |||
10 | Elect Werner G.P. Paschke | Mgmt | For | Against | Against | |||
11 | Elect Michiel Brandjes | Mgmt | For | Against | Against | |||
12 | Elect Lori A. Walker | Mgmt | For | Against | Against | |||
13 | Elect Peter F. Hartman | Mgmt | For | Against | Against | |||
14 | Elect John Ormerod | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Cancellation of Preference Shares | Mgmt | For | For | For | |||
17 | Amendments to Articles (Preference Shares) | Mgmt | For | For | For | |||
18 | Amendments to Article 16 (Board Practices) | Mgmt | For | For | For | |||
19 | Amendments to Article 22 (Profit Allocation) | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard M. Libenson | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
5 | Repeal of Classified Board | Mgmt | Abstain | For | Against | |||
Cubist Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBST | CUSIP 229678107 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
2 | Elect Jane Henney | Mgmt | For | For | For | |||
3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Change in Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
5 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
6 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
7 | Elect David B. Rickard | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George S. Barrett | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Charles E. Golden | Mgmt | For | For | For | |||
7 | Elect Linda A. Hill | Mgmt | For | For | For | |||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
11 | Elect Gregory R. Page | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred D. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
1.3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding PayPal Spin-Off | ShrHldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect Karen N. Horn | Mgmt | For | For | For | |||
3 | Elect William Kaelin | Mgmt | For | For | For | |||
4 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect Mark G. Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald F. Textor | Mgmt | For | For | For | |||
7 | Elect William R. Thomas | Mgmt | For | For | For | |||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Methane Reduction Targets | ShrHldr | Against | Against | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Childhood Obesity Risks | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect John A. Edwardson | Mgmt | For | For | For | |||
3 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
4 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
5 | Elect Gary W. Loveman | Mgmt | For | For | For | |||
6 | Elect R. Brad Martin | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
9 | Elect Frederick W. Smith | Mgmt | For | For | For | |||
10 | Elect David P. Steiner | Mgmt | For | For | For | |||
11 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Freescale Semiconductor Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSL | CUSIP G3727Q101 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Krishnan Balasubramanian | Mgmt | For | Withhold | Against | |||
1.2 | Elect Chinh E. Chu | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel J. Heneghan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Thomas H. Lister | Mgmt | For | Withhold | Against | |||
1.5 | Elect Gregg A. Lowe | Mgmt | For | Withhold | Against | |||
1.6 | Elect Joanne M. Maguire | Mgmt | For | Withhold | Against | |||
1.7 | Elect John W. Marren | Mgmt | For | Withhold | Against | |||
1.8 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.9 | Elect Peter Smitham | Mgmt | For | Withhold | Against | |||
1.10 | Elect Gregory L. Summe | Mgmt | For | Withhold | Against | |||
1.11 | Elect Claudius E. Watts IV | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Glenn K. Murphy | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mortimer B. Fuller III | Mgmt | For | For | For | |||
1.2 | Elect John C. Hellmann | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Melzer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daryl J. Faulkner | Mgmt | For | For | For | |||
1.2 | Elect James Fox | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Patient Access | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | SEDOL B8K7T65 | 12/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Split and Reduction in Par Value | Mgmt | For | For | For | |||
2 | Authority to List Securities | Mgmt | For | For | For | |||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric P. Lefkofsky | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Barris | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Bass | Mgmt | For | For | For | |||
1.4 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey T. Housenbold | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Michael S. Reddin | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Approve 2014 Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 07/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Hota Industrial Mfg. Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1536 | CINS Y3722M105 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Capitalization of Capital Reserve and Issuance of New Shares | Mgmt | For | For | For | |||
9 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Election of Directors and Supervisors (Slate) | Mgmt | For | Against | Against | |||
13 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | |||
14 | EXTRAORDINARY MOTIONS | Mgmt | N/A | Against | N/A | |||
Ingersoll-Rand Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
2 | Elect John G. Bruton | Mgmt | For | For | For | |||
3 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
5 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | |||
6 | Elect Constance J. Horner | Mgmt | For | For | For | |||
7 | Elect Michael Lamach | Mgmt | For | For | For | |||
8 | Elect Theodore E. Martin | Mgmt | For | For | For | |||
9 | Elect John P. Surma | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for the Issuance of Treasury Shares | Mgmt | For | For | For | |||
Intermune, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITMN | CUSIP 45884X103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James I. Healy | Mgmt | For | For | For | |||
1.2 | Elect Louis Drapeau | Mgmt | For | For | For | |||
1.3 | Elect Frank Verwiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
6 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
7 | Elect Joan E. Spero | Mgmt | For | For | For | |||
8 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
9 | Elect John F. Turner | Mgmt | For | For | For | |||
10 | Elect William G. Walter | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pradeep Sindhu | Mgmt | For | For | For | |||
2 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||
3 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
4 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
5 | Elect David L. Schlotterbeck | Mgmt | For | For | For | |||
6 | Elect Shaygan Kheradpir | Mgmt | For | For | For | |||
7 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
8 | Elect Gary J. Daichendt | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ryan M. Birtwell | Mgmt | For | For | For | |||
1.2 | Elect Brian T. Clingen | Mgmt | For | For | For | |||
1.3 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
1.4 | Elect Peter R. Formanek | Mgmt | For | For | For | |||
1.5 | Elect James P. Hallett | Mgmt | For | For | For | |||
1.6 | Elect Mark E. Hill | Mgmt | For | For | For | |||
1.7 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
1.8 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
1.9 | Elect John P. Larson | Mgmt | For | For | For | |||
1.10 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Kirby Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEX | CUSIP 497266106 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Alario | Mgmt | For | For | For | |||
2 | Elect David W. Grzebinski | Mgmt | For | For | For | |||
3 | Elect Richard R. Stewart | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
2 | Elect James E. Catlin | Mgmt | For | For | For | |||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2014 Incentive Plan | Mgmt | For | Against | Against | |||
2 | 2014 Nonemployee Director Incentive Plan | Mgmt | For | For | For | |||
Liberty Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Miranda Curtis | Mgmt | For | For | For | |||
2 | Elect John W. Dick | Mgmt | For | For | For | |||
3 | Elect J.C. Sparkman | Mgmt | For | For | For | |||
4 | Elect J. David Wargo | Mgmt | For | For | For | |||
5 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect John W. Marriott III | Mgmt | For | For | For | |||
3 | Elect Mary K. Bush | Mgmt | For | For | For | |||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Debra L. Lee | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Harry J. Pearce | Mgmt | For | For | For | |||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
10 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Michael Grobstein | Mgmt | For | For | For | |||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Elliott Sigal | Mgmt | For | For | For | |||
12 | Elect Robert S. Singer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter L. Bonfield | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory K. Hinckley | Mgmt | For | Withhold | Against | |||
1.4 | Elect J. Daniel McCranie | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick B. McManus | Mgmt | For | Withhold | Against | |||
1.6 | Elect Walden C. Rhines | Mgmt | For | Withhold | Against | |||
1.7 | Elect David S. Schechter | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jeffrey M. Stafeil | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Merrimack Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MACK | CUSIP 590328100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Mulroy | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Crocker | Mgmt | For | For | For | |||
1.3 | Elect James van B. Dresser | Mgmt | For | For | For | |||
1.4 | Elect Gordon J. Fehr | Mgmt | For | For | For | |||
1.5 | Elect John Mendelsohn, M.D. | Mgmt | For | For | For | |||
1.6 | Elect Sarah E. Nash | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Porter, Ph.D. | Mgmt | For | For | For | |||
1.8 | Elect James H. Quigley | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Sinskey, Sc.D. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Kors | Mgmt | For | For | For | |||
2 | Elect Judy Gibbons | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Stroll | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Monster Beverage Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 611740101 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.6 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.7 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | |||
2 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
4 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Elect Tor R. Braham | Mgmt | For | For | For | |||
12 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
13 | Amendments to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the ESPP | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Remove Supermajority Voting Standard for Future Amendments to the Bylaws | Mgmt | For | For | For | |||
17 | Remove Supermajority Voting Standard for Future Amendments to the Certificate | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Neuralstem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUR | CUSIP 64127R302 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect I. Richard Garr | Mgmt | For | For | For | |||
1.2 | Elect Karl Johe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
1.2 | Elect Christopher T. Seaver | Mgmt | For | For | For | |||
1.3 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oplink Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPLK | CUSIP 68375Q403 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Y. Liu | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
11 | Elect Mamoru Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Nomura | Mgmt | For | For | For | |||
13 | Elect Ikuo Uno | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
17 | Elect Jun Ishii | Mgmt | For | For | For | |||
18 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
19 | Elect Yoshio Satoh | Mgmt | For | For | For | |||
20 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Perkinelmer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKI | CUSIP 714046109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barrett | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | |||
4 | Elect Alexis P. Michas | Mgmt | For | For | For | |||
5 | Elect James C. Mullen | Mgmt | For | For | For | |||
6 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
7 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
8 | Elect Patrick J. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Incentive Plan | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Potash Corporation of Saskatchewan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | |||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | |||
1.3 | Elect William J. Doyle | Mgmt | For | For | For | |||
1.4 | Elect John W. Estey | Mgmt | For | For | For | |||
1.5 | Elect Gerald W. Grandey | Mgmt | For | For | For | |||
1.6 | Elect Charles S. Hoffman | Mgmt | For | For | For | |||
1.7 | Elect Dallas J. Howe | Mgmt | For | For | For | |||
1.8 | Elect Alice D. Laberge | Mgmt | For | For | For | |||
1.9 | Elect Consuelo E. Madere | Mgmt | For | For | For | |||
1.10 | Elect Keith G. Martell | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | |||
1.12 | Elect Mary A. Mogford | Mgmt | For | For | For | |||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | 2014 Performance Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Daniel J. Murphy | Mgmt | For | For | For | |||
1.3 | Elect Vernon E. Oechsle | Mgmt | For | For | For | |||
1.4 | Elect Rick Schmidt | Mgmt | For | For | For | |||
1.5 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.9 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.10 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | Against | Against | |||
9 | Elect Alice Shroeder | Mgmt | For | For | For | |||
10 | Elect Howard J. Davies | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Alexander Johnston | Mgmt | For | For | For | |||
13 | Elect Paul Manduca | Mgmt | For | For | For | |||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
17 | Elect Philip Remnant | Mgmt | For | For | For | |||
18 | Elect Barry Stowe | Mgmt | For | For | For | |||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
21 | Elect Michael A. Wells | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.2 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
1.3 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | ShrHldr | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect Francisco Ros | Mgmt | For | For | For | |||
12 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
13 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
14 | Elect Marc I. Stern | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Roger J. Dow | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald E. Harrison | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
2 | Elect Jeffrey J. Clarke | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate in Order to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws in Order to Repeal Classified Board | Mgmt | For | For | For | |||
S&W Seed Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANW | CUSIP 785135104 | 12/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glen D. Bornt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael C. Culhane | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael M. Fleming | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mark S. Grewal | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mark J. Harvey | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles B. Seidler | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ann M. Veneman | Mgmt | For | Withhold | Against | |||
1.8 | Elect Grover T. Wickersham | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Tony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | |||
5 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
Sega Sammy Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6460 | CINS J7028D104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hajime Satomi | Mgmt | For | For | For | |||
4 | Elect Naoya Tsurumi | Mgmt | For | For | For | |||
5 | Elect Akira Sugano | Mgmt | For | For | For | |||
6 | Elect Haruki Satomi | Mgmt | For | For | For | |||
7 | Elect Shigeru Aoki | Mgmt | For | For | For | |||
8 | Elect Hideki Okamura | Mgmt | For | For | For | |||
9 | Elect Hisao Oguchi | Mgmt | For | For | For | |||
10 | Elect Yuji Iwanaga | Mgmt | For | For | For | |||
11 | Elect Takeshi Natsuno | Mgmt | For | For | For | |||
12 | Elect Yukito Sakaue as Statutory Auditor | Mgmt | For | For | For | |||
13 | Equity Compensation Plan for Directors | Mgmt | For | For | For | |||
14 | Equity Compensation Plan for Employees | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.3 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Splunk Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLK | CUSIP 848637104 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John G. Connors | Mgmt | For | For | For | |||
1.2 | Elect Patricia B. Morrison | Mgmt | For | For | For | |||
1.3 | Elect Nicholas G. Sturiale | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
SS&C Technologies Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSNC | CUSIP 78467J100 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Normand A. Boulanger | Mgmt | For | For | For | |||
1.2 | Elect David A. Varsano | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Stock Option Plan | Mgmt | For | Against | Against | |||
4 | Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amendment to Intra-company Control Agreement with TESIUM GmbH | Mgmt | For | TNA | N/A | |||
10 | Amendment to Intra-company Control Agreement with Symotion GmbH | Mgmt | For | TNA | N/A | |||
11 | Amendment to Intra-company Control Agreement with Symrise US-Beteiligungs GmbH | Mgmt | For | TNA | N/A | |||
12 | Amendment to Intra-company Control Agreement with Busiris Vermogensverwaltung GmbH | Mgmt | For | TNA | N/A | |||
13 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Tesla Motors Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLA | CUSIP 88160R101 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elon Musk | Mgmt | For | For | For | |||
1.2 | Elect Stephen T. Jurvetson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tornier N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRNX | CUSIP N87237108 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Tornier | Mgmt | For | For | For | |||
2 | Elect Elizabeth H. Weatherman | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Statutory Auditor for Dutch Accounts | Mgmt | For | For | For | |||
6 | Adoption of Dutch Statutory Annual Accounts | Mgmt | For | For | For | |||
7 | Authority to Prepare the Dutch Statutory Annual Accounts and Annual Report in the English Language | Mgmt | For | For | For | |||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
Trimas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRS | CUSIP 896215209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
1.2 | Elect Eugene A. Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francois J. Castaing | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Gambrell | Mgmt | For | For | For | |||
1.3 | Elect David W. Meline | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tumi Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUMI | CUSIP 89969Q104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph R. Gromek | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Mardy | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||
10 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
17 | Elect R. David Yost | Mgmt | For | For | For | |||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
5 | Elect John J. Koraleski | Mgmt | For | For | For | |||
6 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
5 | Elect Robert W. Lane | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Adoption of Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
1.2 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
1.3 | Elect William D. Young | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect William T. Kerr | Mgmt | For | For | For | |||
8 | Elect John D. Liu | Mgmt | For | For | For | |||
9 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
10 | Elect William D. Perez | Mgmt | For | For | For | |||
11 | Elect Michael A. Todman | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2014 Executive Performance Plan | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||
1.3 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.4 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | |||
3 | Elect John L. Doyle | Mgmt | For | For | For | |||
4 | Elect William G. Howard, Jr. | Mgmt | For | For | For | |||
5 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
6 | Elect Albert A. Pimentel | Mgmt | For | For | For | |||
7 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | |||
8 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
10 | First Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Second Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Amendment to the Stock Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/9/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consent to sell approximately EUR $32.5MM to existing shareholders | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/29/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Certain amendments to the regulations of the Shareholders' Agreement relating to the call options granted to managing directors and employees of Zalando | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/14/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | New reverse factoring agreements: Nordea and BNP Paribas, both of which grant a credit facility for the financing of invoices from suppliers | Mgmt | For | For | For | |||
2 | Increase lease guarantee credit line provided by R & V Allgemine Versicherung | Mgmt | For | For | For | |||
3 | The business address of subsidiary Zalando Content Creation GmbH & Co. KG will be changed | Mgmt | For | For | For | |||
4 | Apppoint a second managing director for the newly founded oulet subsidiaries zOutler Berlin GmbH & zOutlet Frankfurt GmbH | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/18/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of the existing GmbH (German limited partnership) into an AG (German stock corporation) | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 12/6/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of a conversion resolution by shareholders adopting articles of association | Mgmt | For | For | For | |||
2 | Approval of a founders report and related actions taken in connection with the conversion | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 2/10/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect two new members to the supervisory board to fill vacancies caused by resignations | Mgmt | For | For | For | |||
2 | Approve an amendment to pay the chair of the audit committee an annual compensation of EUR 40,000 | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 4/7/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 1:1 share split/capital adjustment | Mgmt | For | For | For | |||
2 | Approval of the adoption of a new stock option plan amounting to apx 2.8% dilution | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 5/24/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transformation into a European stock corporation (SE, Societas Europea) | Mgmt | For | For | For | |||
ZELTIQ Aesthetics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZLTQ | CUSIP 98933Q108 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark J. Foley | Mgmt | For | For | For | |||
1.2 | Elect Kevin C. O'Boyle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
7 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT High Yield Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
American Axle & Manufacturing Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXL | CUSIP 024061103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James A. McCaslin | Mgmt | For | For | For | |||
1.2 | Elect William P. Miller II | Mgmt | For | For | For | |||
1.3 | Elect Samuel Valenti III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.6 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.7 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CIT Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIT | CUSIP 125581801 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John A. Thain | Mgmt | For | For | For | |||
2 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
3 | Elect Michael J. Embler | Mgmt | For | For | For | |||
4 | Elect William M. Freeman | Mgmt | For | For | For | |||
5 | Elect David M. Moffett | Mgmt | For | For | For | |||
6 | Elect R. Brad Oates | Mgmt | For | For | For | |||
7 | Elect Marianne M. Parrs | Mgmt | For | For | For | |||
8 | Elect Gerald Rosenfeld | Mgmt | For | For | For | |||
9 | Elect John R. Ryan | Mgmt | For | For | For | |||
10 | Elect Sheila A. Stamps | Mgmt | For | For | For | |||
11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
12 | Elect Peter J. Tobin | Mgmt | For | For | For | |||
13 | Elect Laura S. Unger | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Delphi Automotive PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLPH | CUSIP G27823106 | 04/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary L. Cowger | Mgmt | For | For | For | |||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
3 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect John A. Krol | Mgmt | For | For | For | |||
6 | Elect J. Randall MacDonald | Mgmt | For | For | For | |||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
8 | Elect Rodney O'Neal | Mgmt | For | For | For | |||
9 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
10 | Elect Bernd Wiedemann | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Elizabeth Arden, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDEN | CUSIP 28660G106 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Salman Amin | Mgmt | For | Against | Against | |||
2 | Elect E. Scott Beattie | Mgmt | For | Against | Against | |||
3 | Elect Fred Berens | Mgmt | For | Against | Against | |||
4 | Elect Maura J. Clark | Mgmt | For | Against | Against | |||
5 | Elect Richard C. Mauran | Mgmt | For | Against | Against | |||
6 | Elect William M. Tatham | Mgmt | For | Against | Against | |||
7 | Elect J. W. Nevil Thomas | Mgmt | For | Against | Against | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2014 Short-Term Incentive Plan | Mgmt | For | For | For | |||
17 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 07/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon M. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Patrick T. Harker | Mgmt | For | For | For | |||
1.3 | Elect Mary C Beckerle | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
2 | Elect James E. Catlin | Mgmt | For | For | For | |||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | For | For | |||
3 | Elect Claire S. Farley | Mgmt | For | For | For | |||
4 | Elect Rudy M.J. van der Meer | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Karyn F. Ovelman | Mgmt | For | For | For | |||
8 | Elect Craig B. Glidden | Mgmt | For | For | For | |||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
10 | Elect Patrick D. Quarles | Mgmt | For | For | For | |||
11 | Elect Timothy D. Roberts | Mgmt | For | For | For | |||
12 | ADOPTION OF ANNUAL ACCOUNTS FOR 2013 | Mgmt | For | For | For | |||
13 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
14 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
17 | Allocation of Dividends | Mgmt | For | For | For | |||
18 | Advisory Vote Approving Executive Compensation | Mgmt | For | Against | Against | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel up to 10% of Share Capital Held in Treasury | Mgmt | For | For | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | |||
2 | Elect James G. Kaiser | Mgmt | For | For | For | |||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
6 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
7 | Elect Timothy H. Powers | Mgmt | For | For | For | |||
8 | Elect Jane L. Warner | Mgmt | For | For | For | |||
9 | Elect Alan D. Wilson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect John M. Keane | Mgmt | For | For | For | |||
6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Non-Management Director Stock Compensation Plan | Mgmt | For | For | For | |||
MTR Gaming Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNTG | CUSIP 553769AL4 | 01/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | TO AMEND THE INDENTURE TO PERMIT THE FORMATION OF A NEW HOLDING COMPANY AS A RESULT OF THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. | Mgmt | For | Against | Against | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Harold Cramer | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Long Term Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Service Corporation International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCI | CUSIP 817565104 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas L. Ryan | Mgmt | For | For | For | |||
1.2 | Elect S. Malcolm Gillis | Mgmt | For | For | For | |||
1.3 | Elect Clifton H. Morris, Jr. | Mgmt | For | For | For | |||
1.4 | Elect W. Blair Waltrip | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Trump Entertainment Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CUSIP 89816T202 | 11/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Elkins | Mgmt | For | Withhold | Against | |||
1.2 | Elect David Licht | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jeffrey Gilbert | Mgmt | For | Withhold | Against | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Income Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Equity Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Everitt | Mgmt | For | For | For | |||
1.2 | Elect Russell K. Girling | Mgmt | For | For | For | |||
1.3 | Elect Susan A. Henry | Mgmt | For | For | For | |||
1.4 | Elect Russell J. Horner | Mgmt | For | For | For | |||
1.5 | Elect David J. Lesar | Mgmt | For | For | For | |||
1.6 | Elect John E. Lowe | Mgmt | For | For | For | |||
1.7 | Elect Charles V. Magro | Mgmt | For | For | For | |||
1.8 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.9 | Elect Derek G. Pannell | Mgmt | For | For | For | |||
1.10 | Elect Mayo M. Schmidt | Mgmt | For | For | For | |||
1.11 | Elect Victor J. Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Bundled Amendments to Bylaws | Mgmt | For | For | For | |||
5 | Advance Notice Policy | Mgmt | For | For | For | |||
6 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
7 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Compensation Policy Amendments | Mgmt | For | For | For | |||
10 | Amendment to Article 2 (Company Name) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alcatel-Lucent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALU | CINS F0191J101 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Francesco Caio | Mgmt | For | For | For | |||
10 | Elect Kim C. Goodman | Mgmt | For | For | For | |||
11 | Elect Jean-Cyril Spinetta | Mgmt | For | For | For | |||
12 | Remuneration of Michel Combes, CEO | Mgmt | For | For | For | |||
13 | Remuneration of Philippe Camus, Chairman | Mgmt | For | For | For | |||
14 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Antena 3 de Television, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3TV | CINS E0728T102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Charitable Donations to Atresmedia Foundation | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSA-B | CINS W0817X105 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase and Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
23 | Long-Term Incentive Plan 2014 | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Timothy Clarke | Mgmt | For | For | For | |||
7 | Elect Lord Michael Jay | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Charles Sinclair | Mgmt | For | For | For | |||
10 | Elect Peter A. Smith | Mgmt | For | For | For | |||
11 | Elect George G. Weston | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Approval of Long Term Incentive Plan | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
7 | Elect Yutaka Kase | Mgmt | For | For | For | |||
8 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
9 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
10 | Elect Tomokazu Fujisawa | Mgmt | For | Against | Against | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
13 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
Banca Popolare di Milano S.c.a.r.l. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMI | CINS T15120107 | 04/11/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Election of Supervisory Board Member | Mgmt | For | TNA | N/A | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Espírito Santo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BES | CINS X0346X153 | 05/05/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Individual Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Shareholder Proposal Regarding Ratification of Board and Supervisory Council Acts | ShrHldr | N/A | TNA | N/A | |||
6 | Remuneration Report | Mgmt | For | TNA | N/A | |||
7 | Continuance of Operation of Subsidiary | Mgmt | For | TNA | N/A | |||
8 | Authority for the Company and Subsidiaries to Trade in Company Stock and Bonds | Mgmt | For | TNA | N/A | |||
9 | Approval to Subject the Spanish Branch to Spanish Legislation | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Wendy Lucas-Bull | Mgmt | For | For | For | |||
7 | Elect Tushar Morzaria | Mgmt | For | For | For | |||
8 | Elect Frits van Paasschen | Mgmt | For | For | For | |||
9 | Elect Stephen G. Thieke | Mgmt | For | For | For | |||
10 | Elect Tim Breedon | Mgmt | For | For | For | |||
11 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
12 | Elect Antony Jenkins | Mgmt | For | For | For | |||
13 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
15 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
16 | Elect Sir John Sunderland | Mgmt | For | For | For | |||
17 | Elect Sir David Walker | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
6 | Elect Pam Daley | Mgmt | For | For | For | |||
7 | Elect Martin Ferguson | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Chris Finlayson | Mgmt | For | For | For | |||
10 | Elect Andrew Gould | Mgmt | For | For | For | |||
11 | Elect Baroness Hogg | Mgmt | For | For | For | |||
12 | Elect John Hood | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
15 | Elect Sir David Manning | Mgmt | For | For | For | |||
16 | Elect Mark Seligman | Mgmt | For | For | For | |||
17 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 12/23/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of shares by Marshall Wace | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 5/26/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Distributation (transfer) of some of its shares in BigFoot GmbH (the company) to its direct shareholders, Emesco AB (Kinnevik) and Access Industries | Mgmt | For | For | For | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Jean-Francois Lepetit | Mgmt | For | For | For | |||
10 | Elect Baudouin Prot | Mgmt | For | For | For | |||
11 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
12 | Ratify the Co-option of Monique Cohen | Mgmt | For | Against | Against | |||
13 | Elect Daniela Schwarzer | Mgmt | For | For | For | |||
14 | Remuneration of Baudouin Prot, Chairman. | Mgmt | For | For | For | |||
15 | Remuneration of Jean-Laurent Bonnafe, CEO. | Mgmt | For | For | For | |||
16 | Remuneration of COOs,Georges Chodron de Courcel, Philippe Bordenave & Francois Villeroy de Galhau | Mgmt | For | For | For | |||
17 | Remuneration of Executives and Certain Categories of Employees | Mgmt | For | For | For | |||
18 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Global Ceiling on Capital Increases and Debt Issuances w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
25 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
5 | Elect Ian P. Livingston | Mgmt | For | For | For | |||
6 | Elect Tony Chanmugam | Mgmt | For | For | For | |||
7 | Elect Gavin Patterson | Mgmt | For | For | For | |||
8 | Elect Tony Ball | Mgmt | For | For | For | |||
9 | Elect Patricia Hewitt | Mgmt | For | For | For | |||
10 | Elect Phil Hodkinson | Mgmt | For | For | For | |||
11 | Elect Karen Richardson | Mgmt | For | For | For | |||
12 | Elect Nicholas Rose | Mgmt | For | For | For | |||
13 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 11/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Jonathan Grunzweig | Mgmt | For | For | For | |||
3 | Re-elect Peter L. Polson | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
China Resources Power Holdings Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0836 | CINS Y1503A100 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect ZHOU Jun Qing | Mgmt | For | For | For | |||
6 | Elect ZHANG Shen Wen | Mgmt | For | For | For | |||
7 | Elect WANG Xiao Bin | Mgmt | For | For | For | |||
8 | Elect Elsie LEUNG Oi-Sie | Mgmt | For | Against | Against | |||
9 | Elect Raymond K.F. Ch'ien | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China ZhengTong Auto Services Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1728 | CINS G215A8108 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Kelvin WONG Tin Yau | Mgmt | For | For | For | |||
6 | Elect ZHAO Chunjun | Mgmt | For | For | For | |||
7 | Elect CHANG Xiuze | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Compagnie Financiere Richemont S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CINS H25662158 | 09/12/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Johann Rupert | Mgmt | For | TNA | N/A | |||
7 | Elect Franco Cologni | Mgmt | For | TNA | N/A | |||
8 | Elect Lord Douro | Mgmt | For | TNA | N/A | |||
9 | Elect Yves-Andre Istel | Mgmt | For | TNA | N/A | |||
10 | Elect Richard Lepeu | Mgmt | For | TNA | N/A | |||
11 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | |||
12 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | |||
13 | Elect Frederick Mostert | Mgmt | For | TNA | N/A | |||
14 | Elect Simon Murray | Mgmt | For | TNA | N/A | |||
15 | Elect Alain Dominique Perrin | Mgmt | For | TNA | N/A | |||
16 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | |||
17 | Elect Norbert Platt | Mgmt | For | TNA | N/A | |||
18 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | |||
19 | Elect Maria Ramos | Mgmt | For | TNA | N/A | |||
20 | Elect Lord Renwick of Clifton | Mgmt | For | TNA | N/A | |||
21 | Elect Jan Rupert | Mgmt | For | TNA | N/A | |||
22 | Elect Gary Saage | Mgmt | For | TNA | N/A | |||
23 | Elect Jurgen Schrempp | Mgmt | For | TNA | N/A | |||
24 | Elect Bernard Fornas | Mgmt | For | TNA | N/A | |||
25 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Dematerialization of Bearer Shares | Mgmt | For | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Paul S. Walsh | Mgmt | For | Against | Against | |||
6 | Elect Dominic Blakemore | Mgmt | For | Against | Against | |||
7 | Elect Richard Cousins | Mgmt | For | Against | Against | |||
8 | Elect Gary Green | Mgmt | For | Against | Against | |||
9 | Elect Andrew Martin | Mgmt | For | Against | Against | |||
10 | Elect John G. Bason | Mgmt | For | Against | Against | |||
11 | Elect Susan E. Murray | Mgmt | For | Against | Against | |||
12 | Elect Don Robert | Mgmt | For | Against | Against | |||
13 | Elect Sir Ian Robinson | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of New Articles (Return of Cash and Share Consolidation) | Mgmt | For | For | For | |||
2 | Return of Cash and Share Consolidation | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Coway Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
021240 | CINS Y1786S109 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Share Option Grant to Executive Directors | Mgmt | For | Against | Against | |||
3 | Share Option Grant to Executive Officers | Mgmt | For | Against | Against | |||
4 | Amendments to Articles | Mgmt | For | Against | Against | |||
5 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | Against | Against | |||
7 | Corporate Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CP ALL Public Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPALL | CINS Y1772K169 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Meeting Minutes | Mgmt | For | For | For | |||
4 | Directors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Prasert Jarupanich | Mgmt | For | Against | Against | |||
8 | Elect Narong Chearavanont | Mgmt | For | Against | Against | |||
9 | Elect Pittaya Jearavisitkul | Mgmt | For | Against | Against | |||
10 | Elect Piyawat Titasattavorakul | Mgmt | For | Against | Against | |||
11 | Elect Umroong Sanphasitvong | Mgmt | For | Against | Against | |||
12 | Directors' Fees | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Debentures | Mgmt | For | Against | Against | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
CP ALL Public Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPALL | CINS Y1772K169 | 09/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Issue Bonds | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Credit Saison Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8253 | CINS J7007M109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Rinno | Mgmt | For | For | For | |||
4 | Elect Teruyuki Maekawa | Mgmt | For | For | For | |||
5 | Elect Naoki Takahashi | Mgmt | For | For | For | |||
6 | Elect Haruhisa Kaneko | Mgmt | For | For | For | |||
7 | Elect Hiroshi Yamamoto | Mgmt | For | For | For | |||
8 | Elect Masahiro Yamashita | Mgmt | For | For | For | |||
9 | Elect Junji Kakushoh | Mgmt | For | For | For | |||
10 | Elect Kazuhiro Hirase | Mgmt | For | For | For | |||
11 | Elect Sadamu Shimizu | Mgmt | For | For | For | |||
12 | Elect Akihiro Matsuda | Mgmt | For | For | For | |||
13 | Elect Teruhisa Aoyama | Mgmt | For | For | For | |||
14 | Elect Yoshihisa Yamamoto | Mgmt | For | For | For | |||
15 | Elect Tatsunari Okamoto | Mgmt | For | For | For | |||
16 | Elect Katsumi Mizuno | Mgmt | For | For | For | |||
17 | Elect Masako Takeda | Mgmt | For | For | For | |||
18 | Elect Yasuhisa Ueno | Mgmt | For | For | For | |||
Daikin Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Elect Noriyuki Inoue | Mgmt | For | For | For | |||
5 | Elect Masanori Togawa | Mgmt | For | For | For | |||
6 | Elect Chiyono Terada | Mgmt | For | For | For | |||
7 | Elect Kosuke Ikebuchi | Mgmt | For | For | For | |||
8 | Elect Guntaroh Kawamura | Mgmt | For | For | For | |||
9 | Elect Ken Tayano | Mgmt | For | For | For | |||
10 | Elect Masatsugu Minaka | Mgmt | For | For | For | |||
11 | Elect Jiroh Tomita | Mgmt | For | For | For | |||
12 | Elect Takashi Matsuzaki | Mgmt | For | For | For | |||
13 | Elect Kohichi Takahashi | Mgmt | For | For | For | |||
14 | Elect Frans Hoorelbeke | Mgmt | For | For | For | |||
15 | Elect David L. Swift | Mgmt | For | For | For | |||
16 | Elect Ichiroh Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||
17 | Bonus | Mgmt | For | For | For | |||
18 | Directors' and Statutory Auditors' Fees | Mgmt | For | For | For | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/09/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
12 | Elect Bernd Bohr | Mgmt | For | TNA | N/A | |||
13 | Elect Joe Kaeser | Mgmt | For | TNA | N/A | |||
14 | Elect Bernd Pischetsrieder | Mgmt | For | TNA | N/A | |||
15 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
16 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
17 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
18 | Cancellation and Reworking of Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/27/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
13 | Performance Share Plan; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Henning Kagermann | Mgmt | For | TNA | N/A | |||
15 | Elect Simone Menne | Mgmt | For | TNA | N/A | |||
16 | Elect Ulrich Schroder | Mgmt | For | TNA | N/A | |||
17 | Elect Stefan Schulte | Mgmt | For | TNA | N/A | |||
18 | Amendments to Previously Approved Intra-company Contracts | Mgmt | For | TNA | N/A | |||
Erste Group Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CINS A19494102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
8 | Election of Supervisory Board; Supervisory Board Size | Mgmt | For | For | For | |||
9 | Elect Bettina Breiteneder | Mgmt | For | For | For | |||
10 | Elect Jan Homan | Mgmt | For | For | For | |||
11 | Elect Juan Maria Nin Genova | Mgmt | For | For | For | |||
12 | Elect Friedrich Rodler | Mgmt | For | For | For | |||
13 | Elect Elisabeth Bleykeben-Koren | Mgmt | For | For | For | |||
14 | Elect Gunter Griss | Mgmt | For | For | For | |||
15 | Elect Elisabeth Krainer Senger-Weiss | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Increase in Authorized Capital | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Larry Glenn Johnson | Mgmt | For | For | For | |||
4 | Elect LEE Kian Soo | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Equity Grant to CHEW Thiam Keng | Mgmt | For | For | For | |||
Faurecia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends; Scrip Dividend | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits (Yann Delabriere, Chairman and CEO) | Mgmt | For | For | For | |||
8 | Remuneration of Yann Delabriere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Elect Bernadette Spinoy | Mgmt | For | For | For | |||
10 | Elect Carlos Tavares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Cancel Shares & Reduce Capital | Mgmt | For | For | For | |||
13 | Amendments to Articles 16 Regarding Age Limits of Directors | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4R136137 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | SEDOL B8K7T65 | 12/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Split and Reduction in Par Value | Mgmt | For | For | For | |||
2 | Authority to List Securities | Mgmt | For | For | For | |||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Election of Audit and Corporate Governance Committee Chairman and Members | Mgmt | For | For | For | |||
6 | Election of Risk Committee Chairman and Members | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 07/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorized Capital; Authority to Issue Shares | Mgmt | For | For | For | |||
2 | Authority to Implement Public Offering | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 10/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend | Mgmt | For | For | For | |||
2 | Report of the Board Regarding Share Capital | Mgmt | For | For | For | |||
3 | Report of the External Auditor | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Ordinary General Meeting Resolution Regarding Special Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Haier Electronics Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1169 | CINS G42313125 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect ZHOU Yun Jie | Mgmt | For | Against | Against | |||
5 | Elect TAN Li Xia | Mgmt | For | Against | Against | |||
6 | Elect ZHANG Yong | Mgmt | For | Against | Against | |||
7 | Elect Rose TSOU Kai Lien | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares Under the Restricted Share Award Scheme | Mgmt | For | For | For | |||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
HeidelbergCement AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEI | CINS D31709104 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Bernd Scheifele | Mgmt | For | TNA | N/A | |||
7 | Ratify Dominik von Achten | Mgmt | For | TNA | N/A | |||
8 | Ratify Daniel Gauthier | Mgmt | For | TNA | N/A | |||
9 | Ratify Andreas Kern | Mgmt | For | TNA | N/A | |||
10 | Ratify Lorenz Naeger | Mgmt | For | TNA | N/A | |||
11 | Ratify Albert Scheuer | Mgmt | For | TNA | N/A | |||
12 | Ratify Fritz-Jurgen Heckmann | Mgmt | For | TNA | N/A | |||
13 | Ratify Heinz Schmitt | Mgmt | For | TNA | N/A | |||
14 | Ratify Roger Feiger | Mgmt | For | TNA | N/A | |||
15 | Ratify Josef Heumann | Mgmt | For | TNA | N/A | |||
16 | Ratify Max Dietrich Kley | Mgmt | For | TNA | N/A | |||
17 | Ratify Hans Georg Kraut | Mgmt | For | TNA | N/A | |||
18 | Ratify Ludwig Merckle | Mgmt | For | TNA | N/A | |||
19 | Ratify Tobias Merckle | Mgmt | For | TNA | N/A | |||
20 | Ratify Alan James Murray | Mgmt | For | TNA | N/A | |||
21 | Ratify Werner Schraeder | Mgmt | For | TNA | N/A | |||
22 | Ratify Frank-Dirk Steiniger | Mgmt | For | TNA | N/A | |||
23 | Ratify Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Elect Fritz-Jurgen Heckmann | Mgmt | For | TNA | N/A | |||
26 | Elect Ludwig Merckle | Mgmt | For | TNA | N/A | |||
27 | Elect Tobias Merckle | Mgmt | For | TNA | N/A | |||
28 | Elect Alan Murray | Mgmt | For | TNA | N/A | |||
29 | Elect Jurgen M. Schneider | Mgmt | For | TNA | N/A | |||
30 | Elect Marion A. Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
31 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
32 | Amendment to Intra-company Control Agreement | Mgmt | For | TNA | N/A | |||
Hitachi Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6501 | CINS J20454112 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||
3 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
4 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
5 | Elect George W. Buckley | Mgmt | For | For | For | |||
6 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
7 | Elect Philip YEO | Mgmt | For | For | For | |||
8 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
9 | Elect Hiroaki Nakanishi | Mgmt | For | For | For | |||
10 | Elect Takashi Hatchohji | Mgmt | For | For | For | |||
11 | Elect Toshiaki Higashihara | Mgmt | For | For | For | |||
12 | Elect Takashi Miyoshi | Mgmt | For | For | For | |||
13 | Elect Nobuo Mochida | Mgmt | For | For | For | |||
Iliad SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILD | CINS F4958P102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Remuneration of Cyril Poidatz, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Maxime Lombardini, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Rani Assaf, Antoine Levavasseur, Xavier Niel, Thomas Reynaud, Deputy CEO | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
14 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | Against | For | Against | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Amendment Regarding Share Ownership Disclosure Requirements | Mgmt | For | Against | Against | |||
18 | Amendments Regarding Shareholder Meetings | Mgmt | For | Against | Against | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Amendments to Par-Value; Increase Authorized Capital | Mgmt | For | For | For | |||
10 | Amendments to Par-Value; Return of Capital | Mgmt | For | For | For | |||
11 | Amendments to Articles Regarding Representation of the Company | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Elect Eric Boyer de la Giroday to the Supervisory Board | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Inotera Memories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3474 | CINS Y4084K109 | 02/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | Amendments to Use of Proceeds from 2012 Fund-raising Plan | Mgmt | For | Abstain | Against | |||
7 | Amendments to Use of Proceeds from 2013 Fund-raising Plan | Mgmt | For | Abstain | Against | |||
Inotera Memories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3474 | CINS Y4084K109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
9 | Amendments to Election Method for Directors and Supervisors | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules for Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules for Derivatives Trading | Mgmt | For | For | For | |||
12 | Amendments to Procedural Rules for Endorsements and Guarantees | Mgmt | For | For | For | |||
13 | Elect Charles KAU Chi-Chuan | Mgmt | For | For | For | |||
14 | Elect Susan WANG Jui-Hua | Mgmt | For | For | For | |||
15 | Elect WU Chia-Chau | Mgmt | For | For | For | |||
16 | Elect Otto CHANG Chia-Fang | Mgmt | For | For | For | |||
17 | Elect HU Yao-Wen | Mgmt | For | For | For | |||
18 | Elect Michael W. Sadler | Mgmt | For | For | For | |||
19 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
20 | Elect Scott Meikle | Mgmt | For | For | For | |||
21 | Elect Brian M. Shirley | Mgmt | For | For | For | |||
22 | Elect Wayne R. Allan | Mgmt | For | For | For | |||
23 | Elect LIN Chuan | Mgmt | For | For | For | |||
24 | Elect HUANG Mao-Hsiung | Mgmt | For | For | For | |||
25 | Elect JIAN Syue-Ren | Mgmt | For | For | For | |||
26 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Intrum Justitia AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IJ | CINS W4662R106 | 04/23/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
22 | Approval of a share redemption and bonus issue program. | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | |||
8 | Elect Akira Saeki | Mgmt | For | For | For | |||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
10 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
11 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | For | For | |||
12 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Shareholder Authority to Set Stock Options | ShrHldr | Against | Against | For | |||
Jazztel plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZ | CINS G5085M234 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
4 | Elect Pedro Angel Navarro Martinez | Mgmt | For | For | For | |||
5 | Elect Jose Luis Diez Garcia | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Ahern | Mgmt | For | For | For | |||
4 | Elect Hugh Brady | Mgmt | For | For | For | |||
5 | Elect James Devane | Mgmt | For | For | For | |||
6 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
7 | Elect Denis Buckley | Mgmt | For | For | For | |||
8 | Elect Gerry Behan | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect Philip Toomey | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
Kingfisher plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGF | CINS G5256E441 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Daniel Bernard | Mgmt | For | For | For | |||
6 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
7 | Elect Pascal Cagni | Mgmt | For | For | For | |||
8 | Elect Clare Chapman | Mgmt | For | For | For | |||
9 | Elect Ian Cheshire | Mgmt | For | For | For | |||
10 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
11 | Elect Janis Kong | Mgmt | For | For | For | |||
12 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||
13 | Elect Mark Seligman | Mgmt | For | For | For | |||
14 | Elect Philippe Tible | Mgmt | For | For | For | |||
15 | Elect Karen Witts | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles | Mgmt | For | For | For | |||
30 | Kingfisher Incentive Share Plan | Mgmt | For | For | For | |||
Konica Minolta Holding Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4902 | CINS J36060119 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masatoshi Matsuzaki | Mgmt | For | Against | Against | |||
3 | Elect Shohei Yamana | Mgmt | For | Against | Against | |||
4 | Elect Shohji Kondoh | Mgmt | For | Against | Against | |||
5 | Elect Hirokazu Yoshikawa | Mgmt | For | Against | Against | |||
6 | Elect Takashi Enomoto | Mgmt | For | Against | Against | |||
7 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
8 | Elect Akio Kitani | Mgmt | For | Against | Against | |||
9 | Elect Yoshiaki Andoh | Mgmt | For | Against | Against | |||
10 | Elect Takashi Sugiyama | Mgmt | For | Against | Against | |||
11 | Elect Ken Ohsuga | Mgmt | For | Against | Against | |||
12 | Elect Seiji Hatano | Mgmt | For | Against | Against | |||
LG Chem | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
051910 | CINS Y52758102 | 03/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect KIM Sae Jin | Mgmt | For | For | For | |||
4 | Election of Audit Committee Member: KIM Sae Jin | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Elect Andrey N. Arutyunyan | Mgmt | For | Abstain | Against | |||
6 | Elect Sergey N. Galitsky | Mgmt | For | Abstain | Against | |||
7 | Elect Alexander L. Zayonts | Mgmt | For | Abstain | Against | |||
8 | Elect Alexei P. Makhnev | Mgmt | For | Abstain | Against | |||
9 | Elect Khachatur E. Pombykhchan | Mgmt | For | Abstain | Against | |||
10 | Elect Aleksey A. Pshenichny | Mgmt | For | Abstain | Against | |||
11 | Elect Aslan Y. Shkhachemukov | Mgmt | For | Abstain | Against | |||
12 | Elect Roman G. Yefimenko | Mgmt | For | For | For | |||
13 | Elect Angela V. Udovichenko | Mgmt | For | For | For | |||
14 | Elect Denis A. Fedotov | Mgmt | For | For | For | |||
15 | Appointment of FABER LEX as Russian Accounting Standards (RAS) Auditor | Mgmt | For | For | For | |||
16 | Appointment of ERNST & YOUNG as IFRS Auditor | Mgmt | For | For | For | |||
17 | Election of Counting Commission | Mgmt | For | For | For | |||
18 | Adoption of New Articles | Mgmt | For | For | For | |||
19 | Adoption of New Regulations on General Meeting of Shareholders | Mgmt | For | For | For | |||
20 | Major Transaction with ZAO Tander | Mgmt | For | Abstain | Against | |||
21 | Major Transactions with OAO Sberbank of Russia | Mgmt | For | Abstain | Against | |||
22 | Major Transactions with OAO Alfa-Bank | Mgmt | For | Abstain | Against | |||
23 | Major Transactions with OAO Bank of Moscow | Mgmt | For | Abstain | Against | |||
24 | Related Party Transactions with Rosbank | Mgmt | For | Abstain | Against | |||
25 | Related Party Transactions with OAO AKB Absolut Bank | Mgmt | For | Abstain | Against | |||
26 | Related Party Transactions with OAO AKB Absolut Bank (Obligations on Credit Agreement No. 133-VKL/KRD-13) | Mgmt | For | For | For | |||
27 | Related Party Transactions with OAO Russian Agricultural Bank | Mgmt | For | For | For | |||
28 | Related Party Transactions with OAO VTB Bank | Mgmt | For | For | For | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Related Party Transactions | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | List Presented by Fininvest S.p.A. | Mgmt | For | For | For | |||
6 | List Presented by Group of Shareholders Representing 0.96% of the Share Capital | Mgmt | For | N/A | N/A | |||
7 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC01888 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kunio Itoh | Mgmt | For | For | For | |||
14 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
15 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
16 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
17 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
18 | Elect Hideyuki Nabeshima as a Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
Moncler S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONC | CINS T6730E110 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Stock Option Plan (Top Management and Key Employees) | Mgmt | For | Against | Against | |||
3 | Stock Option Plan (Key Italian Employees) | Mgmt | For | Abstain | Against | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Severance Agreement and Non-Compete Agreement of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
8 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
10 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
11 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
12 | Elect Michel Grass | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nordea Bank AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NDA | CINS W57996105 | 03/20/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
13 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
14 | Board Size | Mgmt | For | TNA | N/A | |||
15 | Number of Auditors | Mgmt | For | TNA | N/A | |||
16 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Nomination Committee | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
22 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase Shares for Securities Trading | Mgmt | For | TNA | N/A | |||
24 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
25 | Maximum Variable Pay Ratio | Mgmt | For | TNA | N/A | |||
26 | Shareholder Proposal Regarding Special Examination | ShrHldr | N/A | TNA | N/A | |||
27 | Shareholder Proposal Regarding an Initiative for an Integration Institute | ShrHldr | N/A | TNA | N/A | |||
NSK Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6471 | CINS J55505101 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Norio Ohtsuka | Mgmt | For | Against | Against | |||
3 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | |||
4 | Elect Masahide Matsubara | Mgmt | For | Against | Against | |||
5 | Elect Naoki Mitsue | Mgmt | For | Against | Against | |||
6 | Elect Hideyuki Shibamoto | Mgmt | For | Against | Against | |||
7 | Elect Shigeyuki Suzuki | Mgmt | For | Against | Against | |||
8 | Elect Saimon Nogami | Mgmt | For | Against | Against | |||
9 | Elect Tatsuo Ichikawa | Mgmt | For | Against | Against | |||
10 | Elect Kazuo Suzuki | Mgmt | For | Against | Against | |||
11 | Elect Yukio Obara | Mgmt | For | Against | Against | |||
12 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
13 | Elect Ichiroh Tai | Mgmt | For | Against | Against | |||
14 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Jean-Michel Hegesippe | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe | Mgmt | For | Against | Against | |||
13 | Elect Bernard Attali | Mgmt | For | Against | Against | |||
14 | Elect Max Aaron | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | Against | Against | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Olympus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7733 | CINS J61240107 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Reduce Capital and Earned Reserves | Mgmt | For | For | For | |||
3 | Elect Yasuyuki Kimoto | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Sasa | Mgmt | For | For | For | |||
5 | Elect Hideaki Fujizuka | Mgmt | For | For | For | |||
6 | Elect Yasuo Takeuchi | Mgmt | For | For | For | |||
7 | Elect Shigeo Hayashi | Mgmt | For | For | For | |||
8 | Elect Takuya Gotoh | Mgmt | For | For | For | |||
9 | Elect Shiroh Hiruta | Mgmt | For | For | For | |||
10 | Elect Sumitaka Fujita | Mgmt | For | For | For | |||
11 | Elect Motoyoshi Nishikawa | Mgmt | For | For | For | |||
12 | Elect Hikari Imai | Mgmt | For | For | For | |||
13 | Elect Kiyotaka Fujii | Mgmt | For | For | For | |||
14 | Elect Keiko Unotoro | Mgmt | For | For | For | |||
15 | Elect Masaru Katoh | Mgmt | For | For | For | |||
16 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Bruce W D Morgan | Mgmt | For | Against | Against | |||
3 | Re-elect Gordon Cairns | Mgmt | For | Against | Against | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
11 | Elect Mamoru Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Nomura | Mgmt | For | For | For | |||
13 | Elect Ikuo Uno | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
17 | Elect Jun Ishii | Mgmt | For | For | For | |||
18 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
19 | Elect Yoshio Satoh | Mgmt | For | For | For | |||
20 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
5 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
6 | Elect Mike Killoran | Mgmt | For | For | For | |||
7 | Elect Nigel Greenaway | Mgmt | For | For | For | |||
8 | Elect David Jenkinson | Mgmt | For | For | For | |||
9 | Elect Richard Pennycook | Mgmt | For | For | For | |||
10 | Elect Jonathan Davie | Mgmt | For | For | For | |||
11 | Elect Mark Preston | Mgmt | For | For | For | |||
12 | Elect Marion Sears | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Return of Capital | Mgmt | For | For | For | |||
15 | Related Party Transactions (Nigel Greenaway) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Period at 14 days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | Against | Against | |||
9 | Elect Alice Shroeder | Mgmt | For | For | For | |||
10 | Elect Howard J. Davies | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Alexander Johnston | Mgmt | For | For | For | |||
13 | Elect Paul Manduca | Mgmt | For | For | For | |||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
17 | Elect Philip Remnant | Mgmt | For | For | For | |||
18 | Elect Barry Stowe | Mgmt | For | For | For | |||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
21 | Elect Michael A. Wells | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Advisory -- Non-UK Issuer) | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Elect Mark Dixon | Mgmt | For | For | For | |||
10 | Elect Dominique Yates | Mgmt | For | For | For | |||
11 | Elect Lance Browne | Mgmt | For | For | For | |||
12 | Elect Elmar Heggen | Mgmt | For | For | For | |||
13 | Elect Florence Pierre | Mgmt | For | For | For | |||
14 | Elect Alex Sulkowski | Mgmt | For | For | For | |||
15 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
16 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
19 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
20 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
Sands China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS G7800X107 | 07/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
9 | Elect Robert Castaigne | Mgmt | For | For | For | |||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||
11 | Elect Patrick Kron | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sega Sammy Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6460 | CINS J7028D104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hajime Satomi | Mgmt | For | For | For | |||
4 | Elect Naoya Tsurumi | Mgmt | For | For | For | |||
5 | Elect Akira Sugano | Mgmt | For | For | For | |||
6 | Elect Haruki Satomi | Mgmt | For | For | For | |||
7 | Elect Shigeru Aoki | Mgmt | For | For | For | |||
8 | Elect Hideki Okamura | Mgmt | For | For | For | |||
9 | Elect Hisao Oguchi | Mgmt | For | For | For | |||
10 | Elect Yuji Iwanaga | Mgmt | For | For | For | |||
11 | Elect Takeshi Natsuno | Mgmt | For | For | For | |||
12 | Elect Yukito Sakaue as Statutory Auditor | Mgmt | For | For | For | |||
13 | Equity Compensation Plan for Directors | Mgmt | For | For | For | |||
14 | Equity Compensation Plan for Employees | Mgmt | For | Against | Against | |||
Sekisui House, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS J70746136 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Isami Wada | Mgmt | For | For | For | |||
4 | Elect Toshinori Abe | Mgmt | For | For | For | |||
5 | Elect Sumio Wada | Mgmt | For | For | For | |||
6 | Elect Shiroh Inagaki | Mgmt | For | For | For | |||
7 | Elect Teruyuki Saegusa | Mgmt | For | For | For | |||
8 | Elect Shiroh Wakui | Mgmt | For | For | For | |||
9 | Elect Fumiaki Hirabayashi | Mgmt | For | For | For | |||
10 | Elect Tetsuo Iku | Mgmt | For | For | For | |||
11 | Elect Takashi Uchida | Mgmt | For | For | For | |||
12 | Elect Fumiyasu Suguro | Mgmt | For | For | For | |||
13 | Elect Kunpei Nishida | Mgmt | For | For | For | |||
14 | Elect Kengo Yoshida as Statutory Auditor | Mgmt | For | Against | Against | |||
15 | Bonus | Mgmt | For | For | For | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect David Kappler | Mgmt | For | For | For | |||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Elect David M. Stout | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
SMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6273 | CINS J75734103 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yoshiyuki Takada | Mgmt | For | For | For | |||
5 | Elect Katsunori Maruyama | Mgmt | For | For | For | |||
6 | Elect Ikuji Usui | Mgmt | For | For | For | |||
7 | Elect Katsunori Tomita | Mgmt | For | For | For | |||
8 | Elect Seiji Kosugi | Mgmt | For | For | For | |||
9 | Elect Masahiko Satake | Mgmt | For | For | For | |||
10 | Elect Yoshiki Takada | Mgmt | For | For | For | |||
11 | Elect Eiji Ohhashi | Mgmt | For | For | For | |||
12 | Elect Osamu Kuwahara | Mgmt | For | For | For | |||
13 | Elect Iwao Mogi | Mgmt | For | For | For | |||
14 | Elect Kohichi Shikakura | Mgmt | For | For | For | |||
15 | Elect Kohji Ogura | Mgmt | For | For | For | |||
16 | Elect Motoichi Kawada | Mgmt | For | For | For | |||
17 | Elect Susumu Takada | Mgmt | For | For | For | |||
18 | Elect German Berakoetxea | Mgmt | For | For | For | |||
19 | Elect CHAN Lup Yin | Mgmt | For | For | For | |||
20 | Elect Masanobu Kaizu | Mgmt | For | For | For | |||
21 | Elect Steve Bangs | Mgmt | For | For | For | |||
22 | Retirement Allowances for Director | Mgmt | For | For | For | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshimitsu Gotoh | Mgmt | For | For | For | |||
4 | Elect Kazuhiko Fujiwara | Mgmt | For | For | For | |||
5 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 04/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
6 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
7 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
9 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
12 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
13 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
14 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
15 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
16 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
17 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
18 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
23 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
24 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
28 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 05/13/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Denis Solvay | Mgmt | For | TNA | N/A | |||
10 | Elect Bernhard Scheuble | Mgmt | For | TNA | N/A | |||
11 | Ratification of Independence (Bernhard Scheuble) | Mgmt | For | TNA | N/A | |||
12 | Elect Rosemary Thorne | Mgmt | For | TNA | N/A | |||
13 | Ratification of Independence (Rosemary Thorne) | Mgmt | For | TNA | N/A | |||
14 | Elect Gilles Michel | Mgmt | For | TNA | N/A | |||
15 | Ratification of Independence (Gilles Michel) | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
23 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
28 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
29 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
30 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
31 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
32 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
33 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
34 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
35 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
36 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
37 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
38 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
39 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
40 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
41 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
42 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect Vivian Bazalgette | Mgmt | For | For | For | |||
5 | Elect David Bellamy | Mgmt | For | For | For | |||
6 | Elect Iain Cornish | Mgmt | For | For | For | |||
7 | Elect Andrew Croft | Mgmt | For | For | For | |||
8 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
12 | Elect Roger Yates | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Performance Share Plan | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kohichi Miyata | Mgmt | For | For | For | |||
4 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | |||
5 | Elect Atsuhiko Inoue | Mgmt | For | For | For | |||
6 | Elect Jun Ohta | Mgmt | For | For | For | |||
7 | Elect Yoshinori Yokoyama | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Nakao as a Statutory Auditor | Mgmt | For | Against | Against | |||
Sun Hung Kai Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0016 | CINS Y82594121 | 11/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Margaret LEUNG KO May Yee | Mgmt | For | Against | Against | |||
6 | Elect Raymond KWOK Ping Luen | Mgmt | For | Against | Against | |||
7 | Elect Mike WONG Chik Wing | Mgmt | For | Against | Against | |||
8 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | |||
9 | Elect Walter KWOK Ping Sheung | Mgmt | For | Against | Against | |||
10 | Elect WOO Po Shing | Mgmt | For | Against | Against | |||
11 | Elect Thomas CHAN Kui Yuen | Mgmt | For | Against | Against | |||
12 | Elect KWONG Chun | Mgmt | For | Against | Against | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TATAMOTORS | CINS Y85740267 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Nusli N. Wadia | Mgmt | For | Against | Against | |||
4 | Elect Raghunath A. Mashelkar | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Falguni S. Nayar | Mgmt | For | Against | Against | |||
7 | Elect Karl J. Slym | Mgmt | For | Against | Against | |||
8 | Appointment of Karl J. Slym as Managing Director; Approval of Remuneration | Mgmt | For | Against | Against | |||
9 | Directors' Commission | Mgmt | For | For | For | |||
10 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
Telecity Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCY | CINS G87403112 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect John Hughes | Mgmt | For | For | For | |||
6 | Elect Michael Tobin | Mgmt | For | For | For | |||
7 | Elect Claudia Arney | Mgmt | For | For | For | |||
8 | Elect Simon Batey | Mgmt | For | For | For | |||
9 | Elect Maurizio Carli | Mgmt | For | For | For | |||
10 | Elect Nancy Cruickshank | Mgmt | For | For | For | |||
11 | Elect John O'Reilly | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Chin Hu Lim | Mgmt | For | For | For | |||
3 | Re-elect Nora Scheinkestel | Mgmt | For | For | For | |||
4 | Equity Grant (CEO David Thodey) | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572148 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
12 | Stock Split | Mgmt | For | For | For | |||
13 | Adopt The Riot Games Option Scheme | Mgmt | For | Against | Against | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Dawn Airey | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | Against | Against | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | Against | Against | |||
8 | Elect Peter Marks | Mgmt | For | Against | Against | |||
9 | Elect Frank L. Meysman | Mgmt | For | Against | Against | |||
10 | Elect Carl G. Symon | Mgmt | For | Against | Against | |||
11 | Elect Warren G. Tucker | Mgmt | For | Against | Against | |||
12 | Elect Martine Verluyten | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
4 | Elect Shigeru Muraki | Mgmt | For | For | For | |||
5 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
6 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
7 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
8 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||
9 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
10 | Elect Hiroaki Kobayashi | Mgmt | For | For | For | |||
11 | Elect Yukio Satoh | Mgmt | For | For | For | |||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
14 | Elect Wako Tohjima as Statutory Auditor | Mgmt | For | For | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Satoshi Ozawa | Mgmt | For | For | For | |||
6 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
7 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
8 | Elect Masamoto Maekawa | Mgmt | For | For | For | |||
9 | Elect Yasumori Ihara | Mgmt | For | For | For | |||
10 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
11 | Elect Kohhei Saga | Mgmt | For | For | For | |||
12 | Elect Tokuo Fukuichi | Mgmt | For | For | For | |||
13 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
14 | Elect Yoshimasa Ishii | Mgmt | For | For | For | |||
15 | Elect Ikuo Uno | Mgmt | For | For | For | |||
16 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
17 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
18 | Elect Masaki Nakatsugawa | Mgmt | For | Against | Against | |||
19 | Elect Teisuke Kitayama | Mgmt | For | Against | Against | |||
20 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
21 | Bonus | Mgmt | For | For | For | |||
22 | Approve of Disposition of Treasury Shares and Third Party Allotment | Mgmt | For | For | For | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
4 | Renew Performance Share Plan | Mgmt | For | For | For | |||
5 | Renew Deferred Annual Bonus Scheme | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Friedrich Joussen | Mgmt | For | For | For | |||
8 | Elect Sir Michael Hodgkinson | Mgmt | For | For | For | |||
9 | Elect Peter Long | Mgmt | For | For | For | |||
10 | Elect Johan Lundgren | Mgmt | For | For | For | |||
11 | Elect William Waggott | Mgmt | For | For | For | |||
12 | Elect Horst Baier | Mgmt | For | For | For | |||
13 | Elect Sebastian Ebel | Mgmt | For | For | For | |||
14 | Elect Janis Kong | Mgmt | For | For | For | |||
15 | Elect Coline McConville | Mgmt | For | For | For | |||
16 | Elect Minnow Powell | Mgmt | For | For | For | |||
17 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
18 | Elect Albert Schunk | Mgmt | For | For | For | |||
19 | Elect Harold Sher | Mgmt | For | For | For | |||
20 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
21 | Elect Vladimir Yakushev | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Boeing Aircrafts | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||
10 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
17 | Elect R. David Yost | Mgmt | For | For | For | |||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Coverage of Loss | Mgmt | For | For | For | |||
3 | Scrip Dividend | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Nominee Presented by Assogestioni | Mgmt | For | For | For | |||
6 | Common Representative's Fees | Mgmt | For | For | For | |||
7 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | 2014 GROUP INCENTIVE SYSTEM | Mgmt | For | For | For | |||
10 | 2014 Employee Share Ownership Plan | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unipol Gruppo Finanziario S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNI | CINS T9532W106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Paolo Cattabiani | Mgmt | For | Against | Against | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Performance Share Plan 2013-2015 | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares of the Company and Finsoe S.p.A. | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Scrip Dividend | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | Against | Against | |||
11 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | |||
12 | Severance Agreement (Antoine Frerot) | Mgmt | For | Against | Against | |||
13 | Elect Antoine Frerot | Mgmt | For | For | For | |||
14 | Elect Daniel Bouton | Mgmt | For | For | For | |||
15 | Elect Olivier Costa de Beauregard (WITHDRAWN) | Mgmt | For | For | For | |||
16 | Elect Khaled Al Sayed | Mgmt | For | For | For | |||
17 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | Abstain | Against | |||
21 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights but w/ Priority Subscription Rights | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Abstain | Against | |||
23 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Abstain | Against | |||
24 | Greenshoe | Mgmt | For | Abstain | Against | |||
25 | Increase in Authorized Capital Through Capitalization | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
29 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ordinary: Disposal of Verizon Wireless and Acquisition of Vodafone Italy | Mgmt | For | For | For | |||
2 | Special: Return of Value and Share Consolidation | Mgmt | For | For | For | |||
3 | Special: Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Special: Authority to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Andy Halford | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Alan W. Jebson | Mgmt | For | For | For | |||
8 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
9 | Elect Omid Kordestani | Mgmt | For | For | For | |||
10 | Elect Nick Land | Mgmt | For | For | For | |||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
5 | Remuneration Policy (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
6 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
7 | Elect Roger Agnelli | Mgmt | For | For | For | |||
8 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
9 | Elect Colin Day | Mgmt | For | For | For | |||
10 | Elect Philip Lader | Mgmt | For | For | For | |||
11 | Elect Ruigang Li | Mgmt | For | For | For | |||
12 | Elect Mark Read | Mgmt | For | For | For | |||
13 | Elect Paul Richardson | Mgmt | For | For | For | |||
14 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | |||
15 | Elect Hugo Shong | Mgmt | For | For | For | |||
16 | Elect Timothy Shriver | Mgmt | For | For | For | |||
17 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
18 | Elect Sally Susman | Mgmt | For | For | For | |||
19 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
20 | Elect John Hood | Mgmt | For | For | For | |||
21 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
22 | Elect Nicole Seligman | Mgmt | For | For | For | |||
23 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
24 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Increase in Directors' Fee Cap | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/9/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consent to sell approximately EUR $32.5MM to existing shareholders | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/29/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Certain amendments to the regulations of the Shareholders' Agreement relating to the call options granted to managing directors and employees of Zalando | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/14/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | New reverse factoring agreements: Nordea and BNP Paribas, both of which grant a credit facility for the financing of invoices from suppliers | Mgmt | For | For | For | |||
2 | Increase lease guarantee credit line provided by R & V Allgemine Versicherung | Mgmt | For | For | For | |||
3 | The business address of subsidiary Zalando Content Creation GmbH & Co. KG will be changed | Mgmt | For | For | For | |||
4 | Apppoint a second managing director for the newly founded oulet subsidiaries zOutler Berlin GmbH & zOutlet Frankfurt GmbH | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/18/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of the existing GmbH (German limited partnership) into an AG (German stock corporation) | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 12/6/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of a conversion resolution by shareholders adopting articles of association | Mgmt | For | For | For | |||
2 | Approval of a founders report and related actions taken in connection with the conversion | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 2/10/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect two new members to the supervisory board to fill vacancies caused by resignations | Mgmt | For | For | For | |||
2 | Approve an amendment to pay the chair of the audit committee an annual compensation of EUR 40,000 | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 4/7/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 1:1 share split/capital adjustment | Mgmt | For | For | For | |||
2 | Approval of the adoption of a new stock option plan amounting to apx 2.8% dilution | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 5/24/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transformation into a European stock corporation (SE, Societas Europea) | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Growth Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect James H. Bloem | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
5 | Elect John A. King | Mgmt | For | For | For | |||
6 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
7 | Elect Jiri Michal | Mgmt | For | For | For | |||
8 | Elect Sigurdur Olafsson | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
11 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Forest Laboratories, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Mohamed Azman Yahya | Mgmt | For | For | For | |||
6 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | |||
7 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | Against | Against | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
7 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Compensation Policy Amendments | Mgmt | For | For | For | |||
10 | Amendment to Article 2 (Company Name) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Byron E. Grote | Mgmt | For | For | For | |||
10 | Elect Antony Burgmans | Mgmt | For | For | For | |||
11 | Elect Louis R. Hughes | Mgmt | For | For | For | |||
12 | Supervisory Board Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Suppression of Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alcatel-Lucent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALU | CINS F0191J101 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Francesco Caio | Mgmt | For | For | For | |||
10 | Elect Kim C. Goodman | Mgmt | For | For | For | |||
11 | Elect Jean-Cyril Spinetta | Mgmt | For | For | For | |||
12 | Remuneration of Michel Combes, CEO | Mgmt | For | For | For | |||
13 | Remuneration of Philippe Camus, Chairman | Mgmt | For | For | For | |||
14 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Allegion plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLE | CUSIP G0176J109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Chesser | Mgmt | For | For | For | |||
2 | Elect Carla Cico | Mgmt | For | For | For | |||
3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
4 | Elect David D. Petratis | Mgmt | For | For | For | |||
5 | Elect Dean I. Schaffer | Mgmt | For | For | For | |||
6 | Elect Martin E. Welch III | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Alsea S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALSEA | CINS P0212A104 | 10/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Vips | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendment to the Subscription Rights Granted to Directors and Executives | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
7 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles 10 | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
16 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
17 | Elect Kees J. Storm | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Elect Mark Winkelman | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Elect Alexandre van Damme | Mgmt | For | TNA | N/A | |||
23 | Elect Gregoire de Spoelberch | Mgmt | For | TNA | N/A | |||
24 | Elect Carlos A. de Veiga Sicupira | Mgmt | For | TNA | N/A | |||
25 | Elect Marcel Herrmann Telles | Mgmt | For | TNA | N/A | |||
26 | Elect Paulo Alberto Lemann | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Elect Alexandre Behring | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
30 | Elect Elio Leoni Sceti | Mgmt | For | TNA | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Elect Maria Asuncion Aramburuzabala Larregui | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
34 | Elect Valentin Diez Morodo | Mgmt | For | TNA | N/A | |||
35 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
37 | Remuneration Report | Mgmt | For | TNA | N/A | |||
38 | Stock Options for Directors | Mgmt | For | TNA | N/A | |||
39 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
40 | Coordinate Articles of Association | Mgmt | For | TNA | N/A | |||
Antena 3 de Television, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3TV | CINS E0728T102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Charitable Donations to Atresmedia Foundation | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Apollo Tyres Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APOLLOTYRE | CINS Y0188S147 | 08/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Nimesh N Kampani | Mgmt | For | Against | Against | |||
4 | Elect Subbaraman Narayan | Mgmt | For | Against | Against | |||
5 | Elect Arun K. Purwar | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
7 | Elect Vikram S. Mehta | Mgmt | For | Against | Against | |||
8 | Appointment of Neeraj Kanwar as Whole-time Director; Approval of Compensation | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Appointment of Sunam Sarkar as Whole-time Director; Approval of Compensation | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Timothy Clarke | Mgmt | For | For | For | |||
7 | Elect Lord Michael Jay | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Charles Sinclair | Mgmt | For | For | For | |||
10 | Elect Peter A. Smith | Mgmt | For | For | For | |||
11 | Elect George G. Weston | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Approval of Long Term Incentive Plan | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
7 | Elect Yutaka Kase | Mgmt | For | For | For | |||
8 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
9 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
10 | Elect Tomokazu Fujisawa | Mgmt | For | Against | Against | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
13 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
AviChina Industry & Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y0485Q109 | 06/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Director's Report | Mgmt | For | For | For | |||
4 | Supervisor's Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect LIU Renuhai | Mgmt | For | For | For | |||
9 | Shareholder Proposal in Ordinary Resolution | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Shareholder Proposal in Special Resolution | Mgmt | For | Against | Against | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banca Popolare di Milano S.c.a.r.l. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMI | CINS T15120107 | 04/11/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Election of Supervisory Board Member | Mgmt | For | TNA | N/A | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Espírito Santo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BES | CINS X0346X153 | 05/05/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Individual Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Shareholder Proposal Regarding Ratification of Board and Supervisory Council Acts | ShrHldr | N/A | TNA | N/A | |||
6 | Remuneration Report | Mgmt | For | TNA | N/A | |||
7 | Continuance of Operation of Subsidiary | Mgmt | For | TNA | N/A | |||
8 | Authority for the Company and Subsidiaries to Trade in Company Stock and Bonds | Mgmt | For | TNA | N/A | |||
9 | Approval to Subject the Spanish Branch to Spanish Legislation | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Brad Martin | Mgmt | For | Against | Against | |||
4 | Elect Kent Atkinson | Mgmt | For | Against | Against | |||
5 | Elect Richie Boucher | Mgmt | For | Against | Against | |||
6 | Elect Pat Butler | Mgmt | For | Against | Against | |||
7 | Elect Patrick Haren | Mgmt | For | Against | Against | |||
8 | Elect Archie G. Kane | Mgmt | For | Against | Against | |||
9 | Elect Andrew Keating | Mgmt | For | Against | Against | |||
10 | Elect Patrick Kennedy | Mgmt | For | Against | Against | |||
11 | Elect Davida Marston | Mgmt | For | Against | Against | |||
12 | Elect Patrick Mulvihill | Mgmt | For | Against | Against | |||
13 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | |||
14 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Against | Against | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | Abstain | Against | |||
17 | Authority to Issue Shares w/o Preemptive Rights (FOR CASH; 5%) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (OTHER THAN FOR CASH; 10%) | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes | Mgmt | For | For | For | |||
20 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Beijing Enterprises Water Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
371 | CINS G0957L109 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect ZHOU Min | Mgmt | For | For | For | |||
6 | Elect ZHANG Tiefu | Mgmt | For | For | For | |||
7 | Elect QI Xiaohong | Mgmt | For | For | For | |||
8 | Elect KE Jian | Mgmt | For | Against | Against | |||
9 | Elect LI Li | Mgmt | For | For | For | |||
10 | Elect Quadrant SHEA Chun Lok | Mgmt | For | For | For | |||
11 | Elect ZHANG Gaobo | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Beni Stabili S.p.A. SIIQ | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNS | CINS T19807139 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Losses/Dividends | Mgmt | For | For | For | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
6 | Elect Pam Daley | Mgmt | For | For | For | |||
7 | Elect Martin Ferguson | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Chris Finlayson | Mgmt | For | For | For | |||
10 | Elect Andrew Gould | Mgmt | For | For | For | |||
11 | Elect Baroness Hogg | Mgmt | For | For | For | |||
12 | Elect John Hood | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
15 | Elect Sir David Manning | Mgmt | For | For | For | |||
16 | Elect Mark Seligman | Mgmt | For | For | For | |||
17 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 12/23/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of shares by Marshall Wace | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 5/26/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Distributation (transfer) of some of its shares in BigFoot GmbH (the company) to its direct shareholders, Emesco AB (Kinnevik) and Access Industries | Mgmt | For | For | For | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Jean-Francois Lepetit | Mgmt | For | For | For | |||
10 | Elect Baudouin Prot | Mgmt | For | For | For | |||
11 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
12 | Ratify the Co-option of Monique Cohen | Mgmt | For | Against | Against | |||
13 | Elect Daniela Schwarzer | Mgmt | For | For | For | |||
14 | Remuneration of Baudouin Prot, Chairman. | Mgmt | For | For | For | |||
15 | Remuneration of Jean-Laurent Bonnafe, CEO. | Mgmt | For | For | For | |||
16 | Remuneration of COOs,Georges Chodron de Courcel, Philippe Bordenave & Francois Villeroy de Galhau | Mgmt | For | For | For | |||
17 | Remuneration of Executives and Certain Categories of Employees | Mgmt | For | For | For | |||
18 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Global Ceiling on Capital Increases and Debt Issuances w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
25 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Bridgestone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5108 | CINS J04578126 | 03/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masaaki Tsuya | Mgmt | For | For | For | |||
4 | Elect Kazuhisa Nishigai | Mgmt | For | For | For | |||
5 | Elect Yoshiyuki Morimoto | Mgmt | For | For | For | |||
6 | Elect Narumi Zaitsu | Mgmt | For | For | For | |||
7 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
8 | Elect Kimiko Murofushi | Mgmt | For | For | For | |||
9 | Elect Scott Trevor Davis | Mgmt | For | For | For | |||
10 | Elect Yuri Okina | Mgmt | For | For | For | |||
11 | Elect Masahito Tsuji as Statutory Auditor | Mgmt | For | Against | Against | |||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
5 | Elect Ian P. Livingston | Mgmt | For | For | For | |||
6 | Elect Tony Chanmugam | Mgmt | For | For | For | |||
7 | Elect Gavin Patterson | Mgmt | For | For | For | |||
8 | Elect Tony Ball | Mgmt | For | For | For | |||
9 | Elect Patricia Hewitt | Mgmt | For | For | For | |||
10 | Elect Phil Hodkinson | Mgmt | For | For | For | |||
11 | Elect Karen Richardson | Mgmt | For | For | For | |||
12 | Elect Nicholas Rose | Mgmt | For | For | For | |||
13 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
C&C Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCC | CINS G1826G107 | 07/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Joris Brams | Mgmt | For | Against | Against | |||
4 | Elect Sir Brian Stewart | Mgmt | For | Against | Against | |||
5 | Elect Stephen Glancey | Mgmt | For | Against | Against | |||
6 | Elect Kenny Neison | Mgmt | For | Against | Against | |||
7 | Elect Stewart Gilliland | Mgmt | For | Against | Against | |||
8 | Elect John F. Hogan | Mgmt | For | Against | Against | |||
9 | Elect Richard Holroyd | Mgmt | For | Against | Against | |||
10 | Elect Breege O'Donoghue | Mgmt | For | Against | Against | |||
11 | Elect Anthony Smurfit | Mgmt | For | Against | Against | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Directors' Remuneration Report | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Executive Share Option Plan Renewal | Mgmt | For | Against | Against | |||
21 | Long Term Incentive Plan Renewal | Mgmt | For | For | For | |||
22 | Save As You Earn (SAYE) Option Scheme Renewal | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 11/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Jonathan Grunzweig | Mgmt | For | For | For | |||
3 | Re-elect Peter L. Polson | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
China Pacific Insurance Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2601 | CINS Y1505Z103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Annual Report of A shares | Mgmt | For | For | For | |||
5 | Annual Report of H shares | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Due Diligence Report | Mgmt | For | For | For | |||
10 | Report on Performance | Mgmt | For | For | For | |||
11 | Elect HA Erman | Mgmt | For | Against | Against | |||
12 | Elect GAO Shanwen | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Power New Energy Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0735 | CINS G2157E109 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect YIN Lian | Mgmt | For | For | For | |||
5 | Elect ZHAO Xinyan | Mgmt | For | For | For | |||
6 | Elect AN Luming | Mgmt | For | For | For | |||
7 | Elect CHU Kar Wing | Mgmt | For | For | For | |||
8 | Elect NG Kum Yi | Mgmt | For | For | For | |||
9 | Board Size | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
China Windpower Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
182 | CINS G2115L112 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect LIU Shunxing | Mgmt | For | For | For | |||
5 | Elect Johnson KO Chun Shun | Mgmt | For | For | For | |||
6 | Elect David WONG Yau Kar | Mgmt | For | Against | Against | |||
7 | Elect Henry YAP Fat Suan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China ZhengTong Auto Services Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1728 | CINS G215A8108 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Kelvin WONG Tin Yau | Mgmt | For | For | For | |||
6 | Elect ZHAO Chunjun | Mgmt | For | For | For | |||
7 | Elect CHANG Xiuze | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Compagnie Financiere Richemont S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CINS H25662158 | 09/12/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Johann Rupert | Mgmt | For | TNA | N/A | |||
7 | Elect Franco Cologni | Mgmt | For | TNA | N/A | |||
8 | Elect Lord Douro | Mgmt | For | TNA | N/A | |||
9 | Elect Yves-Andre Istel | Mgmt | For | TNA | N/A | |||
10 | Elect Richard Lepeu | Mgmt | For | TNA | N/A | |||
11 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | |||
12 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | |||
13 | Elect Frederick Mostert | Mgmt | For | TNA | N/A | |||
14 | Elect Simon Murray | Mgmt | For | TNA | N/A | |||
15 | Elect Alain Dominique Perrin | Mgmt | For | TNA | N/A | |||
16 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | |||
17 | Elect Norbert Platt | Mgmt | For | TNA | N/A | |||
18 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | |||
19 | Elect Maria Ramos | Mgmt | For | TNA | N/A | |||
20 | Elect Lord Renwick of Clifton | Mgmt | For | TNA | N/A | |||
21 | Elect Jan Rupert | Mgmt | For | TNA | N/A | |||
22 | Elect Gary Saage | Mgmt | For | TNA | N/A | |||
23 | Elect Jurgen Schrempp | Mgmt | For | TNA | N/A | |||
24 | Elect Bernard Fornas | Mgmt | For | TNA | N/A | |||
25 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Dematerialization of Bearer Shares | Mgmt | For | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Paul S. Walsh | Mgmt | For | Against | Against | |||
6 | Elect Dominic Blakemore | Mgmt | For | Against | Against | |||
7 | Elect Richard Cousins | Mgmt | For | Against | Against | |||
8 | Elect Gary Green | Mgmt | For | Against | Against | |||
9 | Elect Andrew Martin | Mgmt | For | Against | Against | |||
10 | Elect John G. Bason | Mgmt | For | Against | Against | |||
11 | Elect Susan E. Murray | Mgmt | For | Against | Against | |||
12 | Elect Don Robert | Mgmt | For | Against | Against | |||
13 | Elect Sir Ian Robinson | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of New Articles (Return of Cash and Share Consolidation) | Mgmt | For | For | For | |||
2 | Return of Cash and Share Consolidation | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Coway Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
021240 | CINS Y1786S109 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Share Option Grant to Executive Directors | Mgmt | For | Against | Against | |||
3 | Share Option Grant to Executive Officers | Mgmt | For | Against | Against | |||
4 | Amendments to Articles | Mgmt | For | Against | Against | |||
5 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | Against | Against | |||
7 | Corporate Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Credicorp Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAP | CUSIP G2519Y108 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Dionisio Romero Paoletti | Mgmt | For | Against | Against | |||
3 | Elect Raimundo Morales | Mgmt | For | Against | Against | |||
4 | Elect Fernando Fort Marie | Mgmt | For | Against | Against | |||
5 | Elect Reynaldo Llosa Barber | Mgmt | For | Against | Against | |||
6 | Elect Juan Carlos Verme | Mgmt | For | Against | Against | |||
7 | Elect Luis Enrique Yarur | Mgmt | For | Against | Against | |||
8 | Elect Benedicto Ciguenas Guevara | Mgmt | For | Against | Against | |||
9 | Elect Martine Perez Monteverde | Mgmt | For | Against | Against | |||
10 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Credit Saison Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8253 | CINS J7007M109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Rinno | Mgmt | For | For | For | |||
4 | Elect Teruyuki Maekawa | Mgmt | For | For | For | |||
5 | Elect Naoki Takahashi | Mgmt | For | For | For | |||
6 | Elect Haruhisa Kaneko | Mgmt | For | For | For | |||
7 | Elect Hiroshi Yamamoto | Mgmt | For | For | For | |||
8 | Elect Masahiro Yamashita | Mgmt | For | For | For | |||
9 | Elect Junji Kakushoh | Mgmt | For | For | For | |||
10 | Elect Kazuhiro Hirase | Mgmt | For | For | For | |||
11 | Elect Sadamu Shimizu | Mgmt | For | For | For | |||
12 | Elect Akihiro Matsuda | Mgmt | For | For | For | |||
13 | Elect Teruhisa Aoyama | Mgmt | For | For | For | |||
14 | Elect Yoshihisa Yamamoto | Mgmt | For | For | For | |||
15 | Elect Tatsunari Okamoto | Mgmt | For | For | For | |||
16 | Elect Katsumi Mizuno | Mgmt | For | For | For | |||
17 | Elect Masako Takeda | Mgmt | For | For | For | |||
18 | Elect Yasuhisa Ueno | Mgmt | For | For | For | |||
Daikin Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Elect Noriyuki Inoue | Mgmt | For | For | For | |||
5 | Elect Masanori Togawa | Mgmt | For | For | For | |||
6 | Elect Chiyono Terada | Mgmt | For | For | For | |||
7 | Elect Kosuke Ikebuchi | Mgmt | For | For | For | |||
8 | Elect Guntaroh Kawamura | Mgmt | For | For | For | |||
9 | Elect Ken Tayano | Mgmt | For | For | For | |||
10 | Elect Masatsugu Minaka | Mgmt | For | For | For | |||
11 | Elect Jiroh Tomita | Mgmt | For | For | For | |||
12 | Elect Takashi Matsuzaki | Mgmt | For | For | For | |||
13 | Elect Kohichi Takahashi | Mgmt | For | For | For | |||
14 | Elect Frans Hoorelbeke | Mgmt | For | For | For | |||
15 | Elect David L. Swift | Mgmt | For | For | For | |||
16 | Elect Ichiroh Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||
17 | Bonus | Mgmt | For | For | For | |||
18 | Directors' and Statutory Auditors' Fees | Mgmt | For | For | For | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/09/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
12 | Elect Bernd Bohr | Mgmt | For | TNA | N/A | |||
13 | Elect Joe Kaeser | Mgmt | For | TNA | N/A | |||
14 | Elect Bernd Pischetsrieder | Mgmt | For | TNA | N/A | |||
15 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
16 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
17 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
18 | Cancellation and Reworking of Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/27/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
13 | Performance Share Plan; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Henning Kagermann | Mgmt | For | TNA | N/A | |||
15 | Elect Simone Menne | Mgmt | For | TNA | N/A | |||
16 | Elect Ulrich Schroder | Mgmt | For | TNA | N/A | |||
17 | Elect Stefan Schulte | Mgmt | For | TNA | N/A | |||
18 | Amendments to Previously Approved Intra-company Contracts | Mgmt | For | TNA | N/A | |||
Dubai Islamic Bank Pjsc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIB | CINS M2R88J114 | 03/02/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Report of the Board and the Auditor | Mgmt | For | TNA | N/A | |||
2 | Report of the Sharia Supervisory Board | Mgmt | For | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Election of Directors | Mgmt | For | TNA | N/A | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts; Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ebara Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6361 | CINS J12600128 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Natsunosuke Yago | Mgmt | For | For | For | |||
4 | Elect Tohichi Maeda | Mgmt | For | For | For | |||
5 | Elect Tetsuji Fujimoto | Mgmt | For | For | For | |||
6 | Elect Manabu Tsujimura | Mgmt | For | For | For | |||
7 | Elect Atsuo Ohi | Mgmt | For | For | For | |||
8 | Elect Akira Ogata | Mgmt | For | For | For | |||
9 | Elect Masaru Shibuya | Mgmt | For | For | For | |||
10 | Elect Nobuharu Noji | Mgmt | For | For | For | |||
11 | Elect Akio Mikuni | Mgmt | For | For | For | |||
12 | Elect Sakon Uda | Mgmt | For | For | For | |||
13 | Elect Masao Namiki | Mgmt | For | For | For | |||
14 | Elect Siroh Kuniya | Mgmt | For | For | For | |||
15 | Elect Shusuke Tsumura as Statutory Auditor | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Erste Group Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CINS A19494102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
8 | Election of Supervisory Board; Supervisory Board Size | Mgmt | For | For | For | |||
9 | Elect Bettina Breiteneder | Mgmt | For | For | For | |||
10 | Elect Jan Homan | Mgmt | For | For | For | |||
11 | Elect Juan Maria Nin Genova | Mgmt | For | For | For | |||
12 | Elect Friedrich Rodler | Mgmt | For | For | For | |||
13 | Elect Elisabeth Bleykeben-Koren | Mgmt | For | For | For | |||
14 | Elect Gunter Griss | Mgmt | For | For | For | |||
15 | Elect Elisabeth Krainer Senger-Weiss | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Increase in Authorized Capital | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Michel David-Weill | Mgmt | For | Against | Against | |||
11 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
12 | Elect Michel Mathieu | Mgmt | For | Against | Against | |||
13 | Elect Olivier Merveilleux du Vignaux | Mgmt | For | Against | Against | |||
14 | Elect Jean-Pierre Richardson as Censor | Mgmt | For | For | For | |||
15 | Severance Agreement and Retirement Benefits (Patrick Sayer) | Mgmt | For | Against | Against | |||
16 | Severance Agreement and Retirement Benefits (Bruno Keller) | Mgmt | For | Against | Against | |||
17 | Severance Agreement and Retirement Benefits (Virginie Morgon) | Mgmt | For | Against | Against | |||
18 | Severance Agreement and Retirement Benefits (Philippe Audouin) | Mgmt | For | Against | Against | |||
19 | Severance Agreement and Retirement Benefits (Fabrice de Gaudemar) | Mgmt | For | Against | Against | |||
20 | Remuneration of, Patrick Sayer, Chair of the Management Board | Mgmt | For | For | For | |||
21 | Remuneration of, Bruno Keller, Virginie Morgon, Philippe Audouin and Fabrice de Gaudemar, Management Board Members | Mgmt | For | For | For | |||
22 | Appointment of Auditor (PricewaterhouseCoopers Audit) | Mgmt | For | For | For | |||
23 | Appointment of Alternate Auditor (Jean-Christophe Georghiou) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
25 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
28 | Authority to Issue Shares and/or Covertible Securities Through Private Placement | Mgmt | For | Against | Against | |||
29 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
30 | Greenshoe | Mgmt | For | Against | Against | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
32 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
33 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
34 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
35 | Authority to Issue Preference Shares | Mgmt | For | Against | Against | |||
36 | Authority to Issue Restricted Preference Shares Conversion of Ordinary Shares into Preference Shares | Mgmt | For | Against | Against | |||
37 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Larry Glenn Johnson | Mgmt | For | For | For | |||
4 | Elect LEE Kian Soo | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Equity Grant to CHEW Thiam Keng | Mgmt | For | For | For | |||
Faurecia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends; Scrip Dividend | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits (Yann Delabriere, Chairman and CEO) | Mgmt | For | For | For | |||
8 | Remuneration of Yann Delabriere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Elect Bernadette Spinoy | Mgmt | For | For | For | |||
10 | Elect Carlos Tavares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Cancel Shares & Reduce Capital | Mgmt | For | For | For | |||
13 | Amendments to Articles 16 Regarding Age Limits of Directors | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4R136137 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Glencore Xstrata plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Change in Company Name | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
6 | Elect Leonhard Fischer | Mgmt | For | For | For | |||
7 | Elect William E. Macaulay | Mgmt | For | For | For | |||
8 | Elect Ivan Glasenberg | Mgmt | For | For | For | |||
9 | Elect Peter R. Coates | Mgmt | For | For | For | |||
10 | Elect John Mack | Mgmt | For | For | For | |||
11 | Elect Peter T. Grauer | Mgmt | For | For | For | |||
12 | Remuneration Policy (Advisory--Non-UK issuer) | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Scrip Dividend | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | SEDOL B8K7T65 | 12/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Split and Reduction in Par Value | Mgmt | For | For | For | |||
2 | Authority to List Securities | Mgmt | For | For | For | |||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Election of Audit and Corporate Governance Committee Chairman and Members | Mgmt | For | For | For | |||
6 | Election of Risk Committee Chairman and Members | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 07/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorized Capital; Authority to Issue Shares | Mgmt | For | For | For | |||
2 | Authority to Implement Public Offering | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 10/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend | Mgmt | For | For | For | |||
2 | Report of the Board Regarding Share Capital | Mgmt | For | For | For | |||
3 | Report of the External Auditor | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Ordinary General Meeting Resolution Regarding Special Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Guangzhou Automobile Group Company Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2238 | CINS Y2931M104 | 12/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Appointment of Issue Short-Term Financing Bonds | Mgmt | For | For | For | |||
4 | Elect FU Yuwu | Mgmt | For | Against | Against | |||
5 | Elect LAN Hailin | Mgmt | For | Against | Against | |||
6 | Elect WANG Susheng | Mgmt | For | Against | Against | |||
7 | Elect LEUNG Lincheong | Mgmt | For | Against | Against | |||
8 | Elect LI Fangjin | Mgmt | For | Against | Against | |||
Guodian Technology & Environment Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1296 | CINS Y2960J105 | 08/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect CHEN Feihu as Director | Mgmt | For | Against | Against | |||
3 | Elect GAO Song as Supervisor | Mgmt | For | Against | Against | |||
Haier Electronics Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1169 | CINS G42313125 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect ZHOU Yun Jie | Mgmt | For | Against | Against | |||
5 | Elect TAN Li Xia | Mgmt | For | Against | Against | |||
6 | Elect ZHANG Yong | Mgmt | For | Against | Against | |||
7 | Elect Rose TSOU Kai Lien | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares Under the Restricted Share Award Scheme | Mgmt | For | For | For | |||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hitachi Construction Machinery Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6305 | CINS J20244109 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
4 | Elect Shigeru Azuhata | Mgmt | For | Against | Against | |||
5 | Elect Hideto Mitamura | Mgmt | For | Against | Against | |||
6 | Elect Yukio Arima | Mgmt | For | Against | Against | |||
7 | Elect Osamu Okada | Mgmt | For | Against | Against | |||
8 | Elect Mitsuhiro Tabei | Mgmt | For | Against | Against | |||
9 | Elect Yuichi Tsujimoto | Mgmt | For | Against | Against | |||
10 | Elect Hiroshi Tokushige | Mgmt | For | Against | Against | |||
11 | Elect Tsutomu Mizutani | Mgmt | For | Against | Against | |||
Hitachi Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6501 | CINS J20454112 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||
3 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
4 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
5 | Elect George W. Buckley | Mgmt | For | For | For | |||
6 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
7 | Elect Philip YEO | Mgmt | For | For | For | |||
8 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
9 | Elect Hiroaki Nakanishi | Mgmt | For | For | For | |||
10 | Elect Takashi Hatchohji | Mgmt | For | For | For | |||
11 | Elect Toshiaki Higashihara | Mgmt | For | For | For | |||
12 | Elect Takashi Miyoshi | Mgmt | For | For | For | |||
13 | Elect Nobuo Mochida | Mgmt | For | For | For | |||
Holcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLN | CINS H36940130 | 04/29/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Remuneration Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Wolfgang Reitzle | Mgmt | For | TNA | N/A | |||
8 | Elect Wolfgang Reitzle as Chairman | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
11 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas Schmidheiny | Mgmt | For | TNA | N/A | |||
13 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
14 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
15 | Elect Anne Wade | Mgmt | For | TNA | N/A | |||
16 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
17 | Elect Adrian Loader as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Wolfgang Reitzle as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Thomas Schmidheiny as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
23 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Housing Development Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFC | CINS Y37246207 | 07/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Deepak S. Parekh | Mgmt | For | Against | Against | |||
4 | Elect Keshub Mahindra | Mgmt | For | Against | Against | |||
5 | Elect Dattatraya M. Sukthankar | Mgmt | For | For | For | |||
6 | Elect Nasser Mukhtar Munjee | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Iliad SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILD | CINS F4958P102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Remuneration of Cyril Poidatz, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Maxime Lombardini, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Rani Assaf, Antoine Levavasseur, Xavier Niel, Thomas Reynaud, Deputy CEO | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
14 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | Against | For | Against | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Amendment Regarding Share Ownership Disclosure Requirements | Mgmt | For | Against | Against | |||
18 | Amendments Regarding Shareholder Meetings | Mgmt | For | Against | Against | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Inotera Memories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3474 | CINS Y4084K109 | 02/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | Amendments to Use of Proceeds from 2012 Fund-raising Plan | Mgmt | For | Abstain | Against | |||
7 | Amendments to Use of Proceeds from 2013 Fund-raising Plan | Mgmt | For | Abstain | Against | |||
Inotera Memories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3474 | CINS Y4084K109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
9 | Amendments to Election Method for Directors and Supervisors | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules for Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules for Derivatives Trading | Mgmt | For | For | For | |||
12 | Amendments to Procedural Rules for Endorsements and Guarantees | Mgmt | For | For | For | |||
13 | Elect Charles KAU Chi-Chuan | Mgmt | For | For | For | |||
14 | Elect Susan WANG Jui-Hua | Mgmt | For | For | For | |||
15 | Elect WU Chia-Chau | Mgmt | For | For | For | |||
16 | Elect Otto CHANG Chia-Fang | Mgmt | For | For | For | |||
17 | Elect HU Yao-Wen | Mgmt | For | For | For | |||
18 | Elect Michael W. Sadler | Mgmt | For | For | For | |||
19 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
20 | Elect Scott Meikle | Mgmt | For | For | For | |||
21 | Elect Brian M. Shirley | Mgmt | For | For | For | |||
22 | Elect Wayne R. Allan | Mgmt | For | For | For | |||
23 | Elect LIN Chuan | Mgmt | For | For | For | |||
24 | Elect HUANG Mao-Hsiung | Mgmt | For | For | For | |||
25 | Elect JIAN Syue-Ren | Mgmt | For | For | For | |||
26 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Internet Initiative Japan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3774 | CINS J24210106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Takeshi Kikuchi | Mgmt | For | For | For | |||
3 | Elect Takamichi Miyoshi | Mgmt | For | For | For | |||
4 | Elect Akihisa Watai | Mgmt | For | For | For | |||
5 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | |||
6 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
7 | Elect Shingo Oda | Mgmt | For | For | For | |||
Jain Irrigation Systems Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JISLJALEQS | CINS Y42531148 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Divestiture of Wind Power Generation | Mgmt | For | Against | Against | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | |||
8 | Elect Akira Saeki | Mgmt | For | For | For | |||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
10 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
11 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | For | For | |||
12 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Shareholder Authority to Set Stock Options | ShrHldr | Against | Against | For | |||
Jaypee Infratech Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPINFRATEC | CINS Y4420D108 | 07/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Manoj Gaur | Mgmt | For | Against | Against | |||
4 | Elect Sunil Kumar Sharma | Mgmt | For | Against | Against | |||
5 | Elect Basant Kumar Goswami | Mgmt | For | Against | Against | |||
6 | Elect Suresh Chandra Gupta | Mgmt | For | Against | Against | |||
7 | Elect Rekha Dixit | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect Anand Bordia | Mgmt | For | Against | Against | |||
10 | Appointment of Sachin Guar as Whole-Time Director; Approval of Compensation | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Appointment of Rekha Dixit as Whole-Time Director; Approval of Compensation | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Ahern | Mgmt | For | For | For | |||
4 | Elect Hugh Brady | Mgmt | For | For | For | |||
5 | Elect James Devane | Mgmt | For | For | For | |||
6 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
7 | Elect Denis Buckley | Mgmt | For | For | For | |||
8 | Elect Gerry Behan | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect Philip Toomey | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
Konica Minolta Holding Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4902 | CINS J36060119 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masatoshi Matsuzaki | Mgmt | For | Against | Against | |||
3 | Elect Shohei Yamana | Mgmt | For | Against | Against | |||
4 | Elect Shohji Kondoh | Mgmt | For | Against | Against | |||
5 | Elect Hirokazu Yoshikawa | Mgmt | For | Against | Against | |||
6 | Elect Takashi Enomoto | Mgmt | For | Against | Against | |||
7 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
8 | Elect Akio Kitani | Mgmt | For | Against | Against | |||
9 | Elect Yoshiaki Andoh | Mgmt | For | Against | Against | |||
10 | Elect Takashi Sugiyama | Mgmt | For | Against | Against | |||
11 | Elect Ken Ohsuga | Mgmt | For | Against | Against | |||
12 | Elect Seiji Hatano | Mgmt | For | Against | Against | |||
L'Oreal | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OR | CINS F58149133 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Belen Garijo | Mgmt | For | Against | Against | |||
9 | Elect Jean-Paul Agon | Mgmt | For | Against | Against | |||
10 | Elect Xavier Fontanet | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Remuneration of Jean-Paul Agon, CEO | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
18 | Divestiture of Galderma | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Elect Andrey N. Arutyunyan | Mgmt | For | Abstain | Against | |||
6 | Elect Sergey N. Galitsky | Mgmt | For | Abstain | Against | |||
7 | Elect Alexander L. Zayonts | Mgmt | For | Abstain | Against | |||
8 | Elect Alexei P. Makhnev | Mgmt | For | Abstain | Against | |||
9 | Elect Khachatur E. Pombykhchan | Mgmt | For | Abstain | Against | |||
10 | Elect Aleksey A. Pshenichny | Mgmt | For | Abstain | Against | |||
11 | Elect Aslan Y. Shkhachemukov | Mgmt | For | Abstain | Against | |||
12 | Elect Roman G. Yefimenko | Mgmt | For | For | For | |||
13 | Elect Angela V. Udovichenko | Mgmt | For | For | For | |||
14 | Elect Denis A. Fedotov | Mgmt | For | For | For | |||
15 | Appointment of FABER LEX as Russian Accounting Standards (RAS) Auditor | Mgmt | For | For | For | |||
16 | Appointment of ERNST & YOUNG as IFRS Auditor | Mgmt | For | For | For | |||
17 | Election of Counting Commission | Mgmt | For | For | For | |||
18 | Adoption of New Articles | Mgmt | For | For | For | |||
19 | Adoption of New Regulations on General Meeting of Shareholders | Mgmt | For | For | For | |||
20 | Major Transaction with ZAO Tander | Mgmt | For | Abstain | Against | |||
21 | Major Transactions with OAO Sberbank of Russia | Mgmt | For | Abstain | Against | |||
22 | Major Transactions with OAO Alfa-Bank | Mgmt | For | Abstain | Against | |||
23 | Major Transactions with OAO Bank of Moscow | Mgmt | For | Abstain | Against | |||
24 | Related Party Transactions with Rosbank | Mgmt | For | Abstain | Against | |||
25 | Related Party Transactions with OAO AKB Absolut Bank | Mgmt | For | Abstain | Against | |||
26 | Related Party Transactions with OAO AKB Absolut Bank (Obligations on Credit Agreement No. 133-VKL/KRD-13) | Mgmt | For | For | For | |||
27 | Related Party Transactions with OAO Russian Agricultural Bank | Mgmt | For | For | For | |||
28 | Related Party Transactions with OAO VTB Bank | Mgmt | For | For | For | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Related Party Transactions | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | List Presented by Fininvest S.p.A. | Mgmt | For | For | For | |||
6 | List Presented by Group of Shareholders Representing 0.96% of the Share Capital | Mgmt | For | N/A | N/A | |||
7 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC01888 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kunio Itoh | Mgmt | For | For | For | |||
14 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
15 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
16 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
17 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
18 | Elect Hideyuki Nabeshima as a Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
Mitsubishi Estate Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8802 | CINS J43916113 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Keiji Kimura | Mgmt | For | For | For | |||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||
5 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | |||
6 | Elect Toshihiko Kazama | Mgmt | For | For | For | |||
7 | Elect Joh Katoh | Mgmt | For | For | For | |||
8 | Elect Naoto Aiba | Mgmt | For | For | For | |||
9 | Elect Masamichi Ono | Mgmt | For | For | For | |||
10 | Elect Tohru Ohkusa | Mgmt | For | For | For | |||
11 | Elect Junichi Tanisawa | Mgmt | For | For | For | |||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | |||
13 | Elect Fumikatsu Tokiwa | Mgmt | For | For | For | |||
14 | Elect Yasumasa Gomi | Mgmt | For | For | For | |||
15 | Elect Shu Tomioka | Mgmt | For | For | For | |||
16 | Elect Kenji Matsuo as a Statutory Auditor | Mgmt | For | Against | Against | |||
Moncler S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONC | CINS T6730E110 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Stock Option Plan (Top Management and Key Employees) | Mgmt | For | Against | Against | |||
3 | Stock Option Plan (Key Italian Employees) | Mgmt | For | Abstain | Against | |||
Moncler S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONC | CINS T6730E110 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | List Presented by Ruffini Partecipazioni S.r.l. | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Supervisory Council Acts | Mgmt | For | TNA | N/A | |||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||
8 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
9 | Shareholder Proposal Regarding Amendments to Articles | ShrHldr | For | TNA | N/A | |||
10 | Shareholder Proposal Regarding Board Size and Number of Vice-Chairmen | ShrHldr | For | TNA | N/A | |||
11 | Shareholder Proposal Regarding Election of Corporate Bodies | ShrHldr | For | TNA | N/A | |||
12 | Shareholder Proposal Regarding Electing the Chairman and Vice-Chairmen of the Board | ShrHldr | For | TNA | N/A | |||
13 | Shareholder Proposal Regarding Indemnification of Directors | ShrHldr | For | TNA | N/A | |||
14 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
15 | Authority to Trade in Company Debt Instruments | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 12/27/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Divestiture of Mota-Engil Africa | Mgmt | For | TNA | N/A | |||
4 | Authority to Sell Treasury Shares | Mgmt | For | TNA | N/A | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Severance Agreement and Non-Compete Agreement of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
8 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
10 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
11 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
12 | Elect Michel Grass | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/10/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
8 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||
9 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
10 | Elect Rolf Hanggi | Mgmt | For | TNA | N/A | |||
11 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
12 | Elect Daniel Borel | Mgmt | For | TNA | N/A | |||
13 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | |||
14 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
15 | Elect Titia de Lange | Mgmt | For | TNA | N/A | |||
16 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
17 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
18 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
19 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
20 | Election of Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Daniel Borel as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Satoru Iwata | Mgmt | For | For | For | |||
5 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
6 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
7 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
8 | Elect Shigeyuki Takahashi | Mgmt | For | For | For | |||
9 | Elect Satoshi Yamato | Mgmt | For | For | For | |||
10 | Elect Susumu Tanaka | Mgmt | For | For | For | |||
11 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
12 | Elect Hirokazu Shinshi | Mgmt | For | For | For | |||
13 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hideyuki Sakamoto | Mgmt | For | For | For | |||
4 | Elect Fumiaki Matsumoto | Mgmt | For | For | For | |||
5 | Elect Bernard Rey | Mgmt | For | For | For | |||
6 | Elect Hidetoshi Imazu | Mgmt | For | Against | Against | |||
7 | Elect Toshiyuki Nakamura | Mgmt | For | Against | Against | |||
8 | Elect Motoh Nagai | Mgmt | For | Against | Against | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Jean-Michel Hegesippe | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe | Mgmt | For | Against | Against | |||
13 | Elect Bernard Attali | Mgmt | For | Against | Against | |||
14 | Elect Max Aaron | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | Against | Against | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Bruce W D Morgan | Mgmt | For | Against | Against | |||
3 | Re-elect Gordon Cairns | Mgmt | For | Against | Against | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
11 | Elect Mamoru Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Nomura | Mgmt | For | For | For | |||
13 | Elect Ikuo Uno | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
17 | Elect Jun Ishii | Mgmt | For | For | For | |||
18 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
19 | Elect Yoshio Satoh | Mgmt | For | For | For | |||
20 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
5 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
6 | Elect Mike Killoran | Mgmt | For | For | For | |||
7 | Elect Nigel Greenaway | Mgmt | For | For | For | |||
8 | Elect David Jenkinson | Mgmt | For | For | For | |||
9 | Elect Richard Pennycook | Mgmt | For | For | For | |||
10 | Elect Jonathan Davie | Mgmt | For | For | For | |||
11 | Elect Mark Preston | Mgmt | For | For | For | |||
12 | Elect Marion Sears | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Return of Capital | Mgmt | For | For | For | |||
15 | Related Party Transactions (Nigel Greenaway) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Period at 14 days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Petrofac Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFC | CINS G7052T101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Kathleen Hogenson | Mgmt | For | For | For | |||
6 | Elect Norman Murray | Mgmt | For | For | For | |||
7 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
8 | Elect Stefano Cao | Mgmt | For | For | For | |||
9 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
10 | Elect Rene Medori | Mgmt | For | For | For | |||
11 | Elect Rijnhard van Tets | Mgmt | For | For | For | |||
12 | Elect Ayman Asfari | Mgmt | For | For | For | |||
13 | Elect Marwan Chedid | Mgmt | For | For | For | |||
14 | Elect Tim Weller | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Performance Share Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Share Plan | Mgmt | For | For | For | |||
23 | Share Incentive Plan | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | Against | Against | |||
9 | Elect Alice Shroeder | Mgmt | For | For | For | |||
10 | Elect Howard J. Davies | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Alexander Johnston | Mgmt | For | For | For | |||
13 | Elect Paul Manduca | Mgmt | For | For | For | |||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
17 | Elect Philip Remnant | Mgmt | For | For | For | |||
18 | Elect Barry Stowe | Mgmt | For | For | For | |||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
21 | Elect Michael A. Wells | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares under Employee and Management Stock Option Program | Mgmt | For | Against | Against | |||
2 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
3 | Approval of Share Issuance w/o Preemptive Rights | Mgmt | For | Against | Against | |||
PT Matahari Department Store Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPPF | CINS Y7139L105 | 04/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | Against | Against | |||
5 | Election of Directors and/or Commissioners (Slate); Approval of Remuneration | Mgmt | For | Against | Against | |||
6 | Shareholder Structure | Mgmt | For | For | For | |||
PT Matahari Department Store Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPPF | CINS Y7139L105 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Loan and Credit Facilities | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Puregold Price Club Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGOLD | CINS Y71617107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Philippines | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Determination of Quorum | Mgmt | For | For | For | |||
3 | Minutes | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Absorption of Company E Corporation with the Company | Mgmt | For | For | For | |||
6 | Elect Lucio L. Co | Mgmt | For | Against | Against | |||
7 | Elect Susan P. Co | Mgmt | For | Against | Against | |||
8 | Elect Leonardo B. Dayao | Mgmt | For | Against | Against | |||
9 | Elect Ferdinand Vincent P. Co | Mgmt | For | Against | Against | |||
10 | Elect Pamela Justine P. Co | Mgmt | For | Against | Against | |||
11 | Elect Marilyn V. Pardo | Mgmt | For | Against | Against | |||
12 | Elect Edgardo G. Lacson | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Advisory -- Non-UK Issuer) | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Elect Mark Dixon | Mgmt | For | For | For | |||
10 | Elect Dominique Yates | Mgmt | For | For | For | |||
11 | Elect Lance Browne | Mgmt | For | For | For | |||
12 | Elect Elmar Heggen | Mgmt | For | For | For | |||
13 | Elect Florence Pierre | Mgmt | For | For | For | |||
14 | Elect Alex Sulkowski | Mgmt | For | For | For | |||
15 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
16 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
19 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
20 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/06/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Armin Papperger | Mgmt | For | TNA | N/A | |||
7 | Ratify Gerd Kleinert | Mgmt | For | TNA | N/A | |||
8 | Ratify Helmut Merch | Mgmt | For | TNA | N/A | |||
9 | Ratify Klaus Greinert | Mgmt | For | TNA | N/A | |||
10 | Ratify Roswitha Armbruster | Mgmt | For | TNA | N/A | |||
11 | Ratify Julia Cuntz | Mgmt | For | TNA | N/A | |||
12 | Ratify Andreas Georgi | Mgmt | For | TNA | N/A | |||
13 | Ratify Siegfried Goll | Mgmt | For | TNA | N/A | |||
14 | Ratify Susanne Hannemann | Mgmt | For | TNA | N/A | |||
15 | Ratify Heinrich Kmett | Mgmt | For | TNA | N/A | |||
16 | Ratify Rudolf Luz | Mgmt | For | TNA | N/A | |||
17 | Ratify Michael Mielke | Mgmt | For | TNA | N/A | |||
18 | Ratify Peter Mitterbauer | Mgmt | For | TNA | N/A | |||
19 | Ratify Detlef Moog | Mgmt | For | TNA | N/A | |||
20 | Ratify Wolfgang Muller | Mgmt | For | TNA | N/A | |||
21 | Ratify Frank Richter | Mgmt | For | TNA | N/A | |||
22 | Ratify Harald Topfer | Mgmt | For | TNA | N/A | |||
23 | Ratify Wolfgang Tretbar | Mgmt | For | TNA | N/A | |||
24 | Ratify Toni Wicki | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
27 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
28 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
29 | Approval of Intra-company Control Agreement with Rheinmetall Eastern Markets GmbH | Mgmt | For | TNA | N/A | |||
30 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sabmiller plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS G77395104 | 07/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
4 | Elect Mark Armour | Mgmt | For | Against | Against | |||
5 | Elect Geoffrey Bible | Mgmt | For | Against | Against | |||
6 | Elect Alan Clark | Mgmt | For | Against | Against | |||
7 | Elect Dinyar S. Devitre | Mgmt | For | Against | Against | |||
8 | Elect Lesley Knox | Mgmt | For | Against | Against | |||
9 | Elect Graham Mackay | Mgmt | For | Against | Against | |||
10 | Elect John Manser | Mgmt | For | Against | Against | |||
11 | Elect John A. Manzoni | Mgmt | For | Against | Against | |||
12 | Elect Miles Morland | Mgmt | For | Against | Against | |||
13 | Elect Dambisa Moyo | Mgmt | For | Against | Against | |||
14 | Elect Carlos Alejandro Perez Davila | Mgmt | For | Against | Against | |||
15 | Elect Alejandro Santo Domingo | Mgmt | For | Against | Against | |||
16 | Elect Helen A. Weir | Mgmt | For | Against | Against | |||
17 | Elect Howard Willard | Mgmt | For | Against | Against | |||
18 | Elect Jamie Wilson | Mgmt | For | Against | Against | |||
19 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Sands China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS G7800X107 | 07/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
9 | Elect Robert Castaigne | Mgmt | For | For | For | |||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||
11 | Elect Patrick Kron | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sega Sammy Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6460 | CINS J7028D104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hajime Satomi | Mgmt | For | For | For | |||
4 | Elect Naoya Tsurumi | Mgmt | For | For | For | |||
5 | Elect Akira Sugano | Mgmt | For | For | For | |||
6 | Elect Haruki Satomi | Mgmt | For | For | For | |||
7 | Elect Shigeru Aoki | Mgmt | For | For | For | |||
8 | Elect Hideki Okamura | Mgmt | For | For | For | |||
9 | Elect Hisao Oguchi | Mgmt | For | For | For | |||
10 | Elect Yuji Iwanaga | Mgmt | For | For | For | |||
11 | Elect Takeshi Natsuno | Mgmt | For | For | For | |||
12 | Elect Yukito Sakaue as Statutory Auditor | Mgmt | For | For | For | |||
13 | Equity Compensation Plan for Directors | Mgmt | For | For | For | |||
14 | Equity Compensation Plan for Employees | Mgmt | For | Against | Against | |||
Serco Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRP | CINS G80400107 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Edward J. Casey | Mgmt | For | For | For | |||
6 | Elect Rupert Soames | Mgmt | For | For | For | |||
7 | Elect Mike Clasper | Mgmt | For | For | For | |||
8 | Elect J. Rachel Lomax | Mgmt | For | For | For | |||
9 | Elect Tamara Ingram | Mgmt | For | For | For | |||
10 | Elect Alastair D. Lyons | Mgmt | For | For | For | |||
11 | Elect Andrew M. Jenner | Mgmt | For | For | For | |||
12 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
13 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
14 | Elect Angie Risley | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Shanghai Fosun Pharmaceutical (Group) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
600196 | CINS Y7682D112 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue H Shares | Mgmt | For | For | For | |||
3 | Absorption of Wholly-owned Subsidiary | Mgmt | For | For | For | |||
4 | Extension of Entrusted Loans | Mgmt | For | Against | Against | |||
5 | Authority to Give Guarantees | Mgmt | For | For | For | |||
6 | Appointment of Internal Control Auditor | Mgmt | For | For | For | |||
7 | Financial Services Agreement | Mgmt | For | For | For | |||
8 | Liability Insurance | Mgmt | For | For | For | |||
9 | Participants | Mgmt | For | For | For | |||
10 | Number, Type and Source of Shares | Mgmt | For | For | For | |||
11 | Allocation of Shares | Mgmt | For | For | For | |||
12 | Validity Period, Date of Grant, Lock-up Period and Unlocking Date | Mgmt | For | For | For | |||
13 | Pricing | Mgmt | For | For | For | |||
14 | Conditions of Granting and Unlocking | Mgmt | For | For | For | |||
15 | Adjustment Methods and Procedures | Mgmt | For | For | For | |||
16 | Accounting Treatment of Shares | Mgmt | For | For | For | |||
17 | Grant and Unlocking Procedures | Mgmt | For | For | For | |||
18 | Rights and Obligations of the Company and Participants | Mgmt | For | For | For | |||
19 | Variation and Termination of Plan | Mgmt | For | For | For | |||
20 | Principles of Repurchase and Cancellation | Mgmt | For | For | For | |||
21 | Establishment of Administrative Measures for Appraisal System for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
22 | Board Authorization for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
23 | Authority to Issue Mid-term Notes | Mgmt | For | For | For | |||
24 | Board Authorization for Issuance Mid-term Notes | Mgmt | For | For | For | |||
25 | Transfer of Intellectual Property | Mgmt | For | For | For | |||
Shanghai Fosun Pharmaceutical (Group) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
600196 | CINS Y7682D112 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Participants | Mgmt | For | For | For | |||
3 | Number, Type and Source of Shares | Mgmt | For | For | For | |||
4 | Allocation of Shares | Mgmt | For | For | For | |||
5 | Validity Period, Date of Grant, Lock-up Period and Unlocking Date | Mgmt | For | For | For | |||
6 | Pricing | Mgmt | For | For | For | |||
7 | Conditions of Granting and Unlocking | Mgmt | For | For | For | |||
8 | Adjustment Methods and Procedures | Mgmt | For | For | For | |||
9 | Accounting Treatment of Shares | Mgmt | For | For | For | |||
10 | Grant and Unlocking Procedures | Mgmt | For | For | For | |||
11 | Rights and Obligations of the Company and Participants | Mgmt | For | For | For | |||
12 | Variation and Termination of Plan | Mgmt | For | For | For | |||
13 | Principles of Repurchase and Cancellation | Mgmt | For | For | For | |||
14 | Establishment of Administrative Measures for Appraisal System for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
15 | Board Authorization for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect David Kappler | Mgmt | For | For | For | |||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Elect David M. Stout | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect LIM Hyoung Kyu | Mgmt | For | Against | Against | |||
3 | Elect CHOI Jong Won | Mgmt | For | Against | Against | |||
4 | Election of Audit Committee Member: CHOI Jong Won | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshimitsu Gotoh | Mgmt | For | For | For | |||
4 | Elect Kazuhiko Fujiwara | Mgmt | For | For | For | |||
5 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 04/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
6 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
7 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
9 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
12 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
13 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
14 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
15 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
16 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
17 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
18 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
23 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
24 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
28 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 05/13/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Denis Solvay | Mgmt | For | TNA | N/A | |||
10 | Elect Bernhard Scheuble | Mgmt | For | TNA | N/A | |||
11 | Ratification of Independence (Bernhard Scheuble) | Mgmt | For | TNA | N/A | |||
12 | Elect Rosemary Thorne | Mgmt | For | TNA | N/A | |||
13 | Ratification of Independence (Rosemary Thorne) | Mgmt | For | TNA | N/A | |||
14 | Elect Gilles Michel | Mgmt | For | TNA | N/A | |||
15 | Ratification of Independence (Gilles Michel) | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
23 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
28 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
29 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
30 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
31 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
32 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
33 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
34 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
35 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
36 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
37 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
38 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
39 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
40 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
41 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
42 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
Sports Direct International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPD | CINS G83694102 | 04/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Supplemental Executive Bonus Share Scheme | Mgmt | For | For | For | |||
Sports Direct International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPD | CINS G83694102 | 09/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Keith Hellawell | Mgmt | For | For | For | |||
4 | Elect Mike Ashley | Mgmt | For | Against | Against | |||
5 | Elect Simon Bentley | Mgmt | For | Against | Against | |||
6 | Elect Dave Forsey | Mgmt | For | For | For | |||
7 | Elect Bob Mellors | Mgmt | For | For | For | |||
8 | Elect Dave Singleton | Mgmt | For | For | For | |||
9 | Elect Claire Jenkins | Mgmt | For | For | For | |||
10 | Elect Charles McCreevy | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights (Two-Thirds Authority) | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
SPT Energy Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1251 | CINS G8405W106 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect WANG Guoqiang | Mgmt | For | For | For | |||
6 | Elect WU Dongfang | Mgmt | For | For | For | |||
7 | Elect LIU Ruoyan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect Vivian Bazalgette | Mgmt | For | For | For | |||
5 | Elect David Bellamy | Mgmt | For | For | For | |||
6 | Elect Iain Cornish | Mgmt | For | For | For | |||
7 | Elect Andrew Croft | Mgmt | For | For | For | |||
8 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
12 | Elect Roger Yates | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Performance Share Plan | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kohichi Miyata | Mgmt | For | For | For | |||
4 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | |||
5 | Elect Atsuhiko Inoue | Mgmt | For | For | For | |||
6 | Elect Jun Ohta | Mgmt | For | For | For | |||
7 | Elect Yoshinori Yokoyama | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Nakao as a Statutory Auditor | Mgmt | For | Against | Against | |||
Sun TV Network Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUNTV | CINS Y8295N133 | 09/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect J. Ravindran | Mgmt | For | Against | Against | |||
4 | Elect Nicholas M. Paul | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Surya Semesta Internusa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSIA | CINS Y7147Y131 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Election of Commissioners (Slate) | Mgmt | For | Against | Against | |||
6 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
Takeda Pharmaceutical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4502 | CINS J8129E108 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasuchika Hasegawa | Mgmt | For | For | For | |||
5 | Elect Yasuhiko Yamanaka | Mgmt | For | For | For | |||
6 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
7 | Elect Masato Iwasaki | Mgmt | For | For | For | |||
8 | Elect Shinji Honda | Mgmt | For | For | For | |||
9 | Elect Fumio Sudo | Mgmt | For | For | For | |||
10 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
11 | Elect Christopher Weber | Mgmt | For | For | For | |||
12 | Elect Francois Roger | Mgmt | For | For | For | |||
13 | Elect Masahiro Sakane | Mgmt | For | For | For | |||
14 | Elect Katsushi Kuroda as Alternate Statutory Auditor | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Performance-Linked Compensation Plan | Mgmt | For | For | For | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TATAMOTORS | CINS Y85740267 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Nusli N. Wadia | Mgmt | For | Against | Against | |||
4 | Elect Raghunath A. Mashelkar | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Falguni S. Nayar | Mgmt | For | Against | Against | |||
7 | Elect Karl J. Slym | Mgmt | For | Against | Against | |||
8 | Appointment of Karl J. Slym as Managing Director; Approval of Remuneration | Mgmt | For | Against | Against | |||
9 | Directors' Commission | Mgmt | For | For | For | |||
10 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572148 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
12 | Stock Split | Mgmt | For | For | For | |||
13 | Adopt The Riot Games Option Scheme | Mgmt | For | Against | Against | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Dawn Airey | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | Against | Against | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | Against | Against | |||
8 | Elect Peter Marks | Mgmt | For | Against | Against | |||
9 | Elect Frank L. Meysman | Mgmt | For | Against | Against | |||
10 | Elect Carl G. Symon | Mgmt | For | Against | Against | |||
11 | Elect Warren G. Tucker | Mgmt | For | Against | Against | |||
12 | Elect Martine Verluyten | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
4 | Elect Shigeru Muraki | Mgmt | For | For | For | |||
5 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
6 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
7 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
8 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||
9 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
10 | Elect Hiroaki Kobayashi | Mgmt | For | For | For | |||
11 | Elect Yukio Satoh | Mgmt | For | For | For | |||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
14 | Elect Wako Tohjima as Statutory Auditor | Mgmt | For | For | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Satoshi Ozawa | Mgmt | For | For | For | |||
6 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
7 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
8 | Elect Masamoto Maekawa | Mgmt | For | For | For | |||
9 | Elect Yasumori Ihara | Mgmt | For | For | For | |||
10 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
11 | Elect Kohhei Saga | Mgmt | For | For | For | |||
12 | Elect Tokuo Fukuichi | Mgmt | For | For | For | |||
13 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
14 | Elect Yoshimasa Ishii | Mgmt | For | For | For | |||
15 | Elect Ikuo Uno | Mgmt | For | For | For | |||
16 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
17 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
18 | Elect Masaki Nakatsugawa | Mgmt | For | Against | Against | |||
19 | Elect Teisuke Kitayama | Mgmt | For | Against | Against | |||
20 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
21 | Bonus | Mgmt | For | For | For | |||
22 | Approve of Disposition of Treasury Shares and Third Party Allotment | Mgmt | For | For | For | |||
Tronox Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Peter Johnston | Mgmt | For | For | For | |||
1.5 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.6 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
4 | Renew Performance Share Plan | Mgmt | For | For | For | |||
5 | Renew Deferred Annual Bonus Scheme | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Friedrich Joussen | Mgmt | For | For | For | |||
8 | Elect Sir Michael Hodgkinson | Mgmt | For | For | For | |||
9 | Elect Peter Long | Mgmt | For | For | For | |||
10 | Elect Johan Lundgren | Mgmt | For | For | For | |||
11 | Elect William Waggott | Mgmt | For | For | For | |||
12 | Elect Horst Baier | Mgmt | For | For | For | |||
13 | Elect Sebastian Ebel | Mgmt | For | For | For | |||
14 | Elect Janis Kong | Mgmt | For | For | For | |||
15 | Elect Coline McConville | Mgmt | For | For | For | |||
16 | Elect Minnow Powell | Mgmt | For | For | For | |||
17 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
18 | Elect Albert Schunk | Mgmt | For | For | For | |||
19 | Elect Harold Sher | Mgmt | For | For | For | |||
20 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
21 | Elect Vladimir Yakushev | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Boeing Aircrafts | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
UBS AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSN | CINS H89231338 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Related to VeguV | Mgmt | For | TNA | N/A | |||
7 | Maximum Variable Payment Ratio | Mgmt | For | TNA | N/A | |||
8 | Elect Axel A. Weber | Mgmt | For | TNA | N/A | |||
9 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
10 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | |||
11 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
12 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | |||
13 | Elect Axel P. Lehmann | Mgmt | For | TNA | N/A | |||
14 | Elect Helmut G. W. Panke | Mgmt | For | TNA | N/A | |||
15 | Elect William G. Parrett | Mgmt | For | TNA | N/A | |||
16 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
17 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
18 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA | N/A | |||
19 | Elect Ann. F. Godbehere | Mgmt | For | TNA | N/A | |||
20 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
21 | Elect Helmut Panke | Mgmt | For | TNA | N/A | |||
22 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Coverage of Loss | Mgmt | For | For | For | |||
3 | Scrip Dividend | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Nominee Presented by Assogestioni | Mgmt | For | For | For | |||
6 | Common Representative's Fees | Mgmt | For | For | For | |||
7 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | 2014 GROUP INCENTIVE SYSTEM | Mgmt | For | For | For | |||
10 | 2014 Employee Share Ownership Plan | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Veidekke ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VEI | CINS R9590N107 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Opening of Meeting | Mgmt | For | TNA | N/A | |||
7 | Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A | |||
8 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
16 | Nomination Committee | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Amendments to Articles Regarding Company Object; Age Limit | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Scrip Dividend | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | Against | Against | |||
11 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | |||
12 | Severance Agreement (Antoine Frerot) | Mgmt | For | Against | Against | |||
13 | Elect Antoine Frerot | Mgmt | For | For | For | |||
14 | Elect Daniel Bouton | Mgmt | For | For | For | |||
15 | Elect Olivier Costa de Beauregard (WITHDRAWN) | Mgmt | For | For | For | |||
16 | Elect Khaled Al Sayed | Mgmt | For | For | For | |||
17 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | Abstain | Against | |||
21 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights but w/ Priority Subscription Rights | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Abstain | Against | |||
23 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Abstain | Against | |||
24 | Greenshoe | Mgmt | For | Abstain | Against | |||
25 | Increase in Authorized Capital Through Capitalization | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
29 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Wacker Chemie AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCH | CINS D9540Z106 | 05/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amend Agreement with DRAWIN Vertriebs-GmbH | Mgmt | For | TNA | N/A | |||
10 | Amend Agreement with Wacker-Chemie Versicherungsvermittlung GmbH | Mgmt | For | TNA | N/A | |||
11 | Amend Agreement with Alzwerke GmbH | Mgmt | For | TNA | N/A | |||
Wirecard AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDI | CINS D22359133 | 06/18/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Elect Alfons Henseler | Mgmt | For | TNA | N/A | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L116 | 11/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
5 | Elect Michael Clarke | Mgmt | For | For | For | |||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||
7 | Elect Pilar Lopez | Mgmt | For | For | For | |||
8 | Elect John Martin | Mgmt | For | For | For | |||
9 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
10 | Elect Alan Murray | Mgmt | For | For | For | |||
11 | Elect Frank W. Roach | Mgmt | For | For | For | |||
12 | Elect Michael P. Wareing | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Special Dividend and Share Consolidation | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
5 | Remuneration Policy (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
6 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
7 | Elect Roger Agnelli | Mgmt | For | For | For | |||
8 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
9 | Elect Colin Day | Mgmt | For | For | For | |||
10 | Elect Philip Lader | Mgmt | For | For | For | |||
11 | Elect Ruigang Li | Mgmt | For | For | For | |||
12 | Elect Mark Read | Mgmt | For | For | For | |||
13 | Elect Paul Richardson | Mgmt | For | For | For | |||
14 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | |||
15 | Elect Hugo Shong | Mgmt | For | For | For | |||
16 | Elect Timothy Shriver | Mgmt | For | For | For | |||
17 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
18 | Elect Sally Susman | Mgmt | For | For | For | |||
19 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
20 | Elect John Hood | Mgmt | For | For | For | |||
21 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
22 | Elect Nicole Seligman | Mgmt | For | For | For | |||
23 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
24 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Increase in Directors' Fee Cap | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect Herman O. Gref | Mgmt | For | Against | Against | |||
5 | Elect Arkady Volozh | Mgmt | For | Against | Against | |||
6 | Elect Alfred Fenaughty | Mgmt | For | Against | Against | |||
7 | Elect Elena Ivashentseva | Mgmt | For | Against | Against | |||
8 | Elect Rogier Rijnja | Mgmt | For | Against | Against | |||
9 | Cancellation of Shares | Mgmt | For | For | For | |||
10 | Amendment to Articles (Authorized Capital) | Mgmt | For | For | For | |||
11 | Amendment to the Equity Compensation Plan | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/9/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consent to sell approximately EUR $32.5MM to existing shareholders | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/29/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Certain amendments to the regulations of the Shareholders' Agreement relating to the call options granted to managing directors and employees of Zalando | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/14/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | New reverse factoring agreements: Nordea and BNP Paribas, both of which grant a credit facility for the financing of invoices from suppliers | Mgmt | For | For | For | |||
2 | Increase lease guarantee credit line provided by R & V Allgemine Versicherung | Mgmt | For | For | For | |||
3 | The business address of subsidiary Zalando Content Creation GmbH & Co. KG will be changed | Mgmt | For | For | For | |||
4 | Apppoint a second managing director for the newly founded oulet subsidiaries zOutler Berlin GmbH & zOutlet Frankfurt GmbH | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/18/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of the existing GmbH (German limited partnership) into an AG (German stock corporation) | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 12/6/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of a conversion resolution by shareholders adopting articles of association | Mgmt | For | For | For | |||
2 | Approval of a founders report and related actions taken in connection with the conversion | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 2/10/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect two new members to the supervisory board to fill vacancies caused by resignations | Mgmt | For | For | For | |||
2 | Approve an amendment to pay the chair of the audit committee an annual compensation of EUR 40,000 | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 4/7/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 1:1 share split/capital adjustment | Mgmt | For | For | For | |||
2 | Approval of the adoption of a new stock option plan amounting to apx 2.8% dilution | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 5/24/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transformation into a European stock corporation (SE, Societas Europea) | Mgmt | For | For | For | |||
Ziggo NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZIGGO | CINS N9837R105 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Value Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
ACE Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 01/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Payment of Dividends from Legal Reserves | Mgmt | For | For | For | |||
2 | Appoint Independent Proxy | Mgmt | For | For | For | |||
3 | Vote with the position of the board of directors if a new or amended agenda item is put before the meeting | ShrHldr | For | Against | Against | |||
ACE Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | ALLOCATION OF DISPOSABLE PROFIT | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect John A. Edwardson | Mgmt | For | For | For | |||
5 | Elect Kimberly Ross | Mgmt | For | For | For | |||
6 | Elect Robert W. Scully | Mgmt | For | For | For | |||
7 | Elect David H. Sidwell | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
12 | Elect Michael P. Connors | Mgmt | For | For | For | |||
13 | Elect Peter Menikoff | Mgmt | For | For | For | |||
14 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
15 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
16 | Elect Theodore Shasta | Mgmt | For | For | For | |||
17 | Elect Olivier Steimer | Mgmt | For | For | For | |||
18 | Election of Evan G. Greenberg as the Chairman of the Board | Mgmt | For | For | For | |||
19 | Elect Michael Connors | Mgmt | For | For | For | |||
20 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
21 | Elect John A. Edwardson | Mgmt | For | For | For | |||
22 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
23 | Election of Homburger AG as independent proxy | Mgmt | For | For | For | |||
24 | Election of Statutory Auditor | Mgmt | For | For | For | |||
25 | Ratification of Auditor | Mgmt | For | For | For | |||
26 | Election of Special Auditor | Mgmt | For | For | For | |||
27 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
28 | Approval of a Dividend Distribution Through Par Value Reduction | Mgmt | For | For | For | |||
29 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
30 | Transaction of other business | Mgmt | For | Against | Against | |||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jean Park | Mgmt | For | For | For | |||
6 | Elect Alastair D. Lyons | Mgmt | For | For | For | |||
7 | Elect Henry Engelhardt | Mgmt | For | For | For | |||
8 | Elect David Stevens | Mgmt | For | For | For | |||
9 | Elect Kevin Chidwick | Mgmt | For | For | For | |||
10 | Elect Margaret Johnson | Mgmt | For | For | For | |||
11 | Elect Lucy Kellaway | Mgmt | For | For | For | |||
12 | Elect Manfred Aldag | Mgmt | For | For | For | |||
13 | Elect Colin P. Holmes | Mgmt | For | For | For | |||
14 | Elect Roger Abravanel | Mgmt | For | For | For | |||
15 | Elect Annette Court | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days. | Mgmt | For | Against | Against | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Mohamed Azman Yahya | Mgmt | For | For | For | |||
6 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | |||
7 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | Against | Against | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
7 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Compensation Policy Amendments | Mgmt | For | For | For | |||
10 | Amendment to Article 2 (Company Name) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
11 | Increase in Authorized Capital I | Mgmt | For | TNA | N/A | |||
12 | Increase in Authorized Capital II for Issuance of Shares to Employees | Mgmt | For | TNA | N/A | |||
13 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
16 | Authority to Repurchase Shares Using Derivatives | Mgmt | For | TNA | N/A | |||
17 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendment to the Subscription Rights Granted to Directors and Executives | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
7 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles 10 | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
16 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
17 | Elect Kees J. Storm | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Elect Mark Winkelman | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Elect Alexandre van Damme | Mgmt | For | TNA | N/A | |||
23 | Elect Gregoire de Spoelberch | Mgmt | For | TNA | N/A | |||
24 | Elect Carlos A. de Veiga Sicupira | Mgmt | For | TNA | N/A | |||
25 | Elect Marcel Herrmann Telles | Mgmt | For | TNA | N/A | |||
26 | Elect Paulo Alberto Lemann | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Elect Alexandre Behring | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
30 | Elect Elio Leoni Sceti | Mgmt | For | TNA | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Elect Maria Asuncion Aramburuzabala Larregui | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
34 | Elect Valentin Diez Morodo | Mgmt | For | TNA | N/A | |||
35 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
37 | Remuneration Report | Mgmt | For | TNA | N/A | |||
38 | Stock Options for Directors | Mgmt | For | TNA | N/A | |||
39 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
40 | Coordinate Articles of Association | Mgmt | For | TNA | N/A | |||
Antena 3 de Television, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3TV | CINS E0728T102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Charitable Donations to Atresmedia Foundation | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Arkema S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKE | CINS F0392W125 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Claire Pedini | Mgmt | For | For | For | |||
10 | Elect Isabelle Boccon-Gibod | Mgmt | For | Against | Against | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Elect Patrice Breant | Mgmt | For | Against | Against | |||
13 | Elect Helene Vaudroz | Mgmt | Against | Against | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Remuneration of Thierry Le Henaff, CEO | Mgmt | For | For | For | |||
16 | Appointment of Auditor (KPMG Audit) | Mgmt | For | For | For | |||
17 | Appointment of Alternate Auditor (KPMG Audit IS) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
22 | Greenshoe | Mgmt | For | For | For | |||
23 | Global Ceiling on Capital Increase | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
26 | Shareholder Proposal Regarding Dividend Payments | ShrHldr | Against | Against | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
7 | Elect Yutaka Kase | Mgmt | For | For | For | |||
8 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
9 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
10 | Elect Tomokazu Fujisawa | Mgmt | For | Against | Against | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
13 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
ASUSTeK Computer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y04327105 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
8 | Elect Jonney SHIH Tsung-Tang | Mgmt | For | For | For | |||
9 | Elect Jonathan TSENG Chiang-Sheng | Mgmt | For | For | For | |||
10 | Elect Jerry SHEN Cheng-Lai | Mgmt | For | For | For | |||
11 | Elect Eric CHEN Yen-Cheng | Mgmt | For | Against | Against | |||
12 | Elect HSU Hsien-Yuen | Mgmt | For | For | For | |||
13 | Elect Joe HSIEH Min-Chieh | Mgmt | For | For | For | |||
14 | Elect Samson HU Su-Pin | Mgmt | For | Against | Against | |||
15 | Elect YANG Tze-Kaing as Supervisor | Mgmt | For | For | For | |||
16 | Elect CHENG Chung-Jen as Supervisor | Mgmt | For | For | For | |||
17 | Elect YANG Long-Hui as Supervisor | Mgmt | For | For | For | |||
18 | Restrictions for Directors | Mgmt | For | For | For | |||
19 | Extraordinary Motions | Mgmt | N/A | Against | N/A | |||
Australia and New Zealand Banking Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANZ | CINS Q09504137 | 12/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Michael Smith) | Mgmt | For | For | For | |||
4 | Approve Preference Shares Buy-Back | Mgmt | For | For | For | |||
5 | Approve Convertible Preference Shares Buy-Back | Mgmt | For | For | For | |||
6 | Approve Convertible Preference Shares Buy-Back | Mgmt | For | For | For | |||
7 | Ratify Placement of Securities | Mgmt | For | For | For | |||
8 | Elect Graeme R. Liebelt | Mgmt | For | For | For | |||
9 | Re-elect Ian J. Macfarlane | Mgmt | For | For | For | |||
10 | Elect David Barrow | Mgmt | Against | Against | For | |||
AXA S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Remuneration of Henri de Castries, CEO | Mgmt | For | For | For | |||
8 | Remuneration of Denis Duverne, Deputy CEO | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Severance Agreement and Retirement Benefits of Henri de Castries, CEO | Mgmt | For | For | For | |||
11 | Severance Agreement and Retirement Benefits of Denis Duverne, Deputy CEO | Mgmt | For | For | For | |||
12 | Elect Henri de Castries | Mgmt | For | For | For | |||
13 | Elect Norbert Dentressangle | Mgmt | For | For | For | |||
14 | Elect Denis Duverne | Mgmt | For | For | For | |||
15 | Elect Isabelle Kocher | Mgmt | For | For | For | |||
16 | Elect Suet-Fern Lee | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Authority to Grant Restricted Stock | Mgmt | For | For | For | |||
23 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Banco Bilbao Vizcaya Argentaria S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBVA | CINS E11805103 | 03/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Tomas Alfaro Drake | Mgmt | For | For | For | |||
4 | Elect Carlos Loring Martinez de Irujo | Mgmt | For | For | For | |||
5 | Elect Jose Luis Palao Garcia-Suelto | Mgmt | For | For | For | |||
6 | Elect Susana Rodriguez Vidarte | Mgmt | For | For | For | |||
7 | Elect Jose Manuel Gonzalez-Paramo Martinez-Murillo | Mgmt | For | For | For | |||
8 | Elect Lourdes Maiz Carro | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Bonus Issue | Mgmt | For | For | For | |||
11 | Bonus Issue | Mgmt | For | For | For | |||
12 | Bonus Issue | Mgmt | For | For | For | |||
13 | Bonus Issue | Mgmt | For | For | For | |||
14 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
18 | Remuneration Report | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Brad Martin | Mgmt | For | Against | Against | |||
4 | Elect Kent Atkinson | Mgmt | For | Against | Against | |||
5 | Elect Richie Boucher | Mgmt | For | Against | Against | |||
6 | Elect Pat Butler | Mgmt | For | Against | Against | |||
7 | Elect Patrick Haren | Mgmt | For | Against | Against | |||
8 | Elect Archie G. Kane | Mgmt | For | Against | Against | |||
9 | Elect Andrew Keating | Mgmt | For | Against | Against | |||
10 | Elect Patrick Kennedy | Mgmt | For | Against | Against | |||
11 | Elect Davida Marston | Mgmt | For | Against | Against | |||
12 | Elect Patrick Mulvihill | Mgmt | For | Against | Against | |||
13 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | |||
14 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Against | Against | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | Abstain | Against | |||
17 | Authority to Issue Shares w/o Preemptive Rights (FOR CASH; 5%) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (OTHER THAN FOR CASH; 10%) | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes | Mgmt | For | For | For | |||
20 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Wendy Lucas-Bull | Mgmt | For | For | For | |||
7 | Elect Tushar Morzaria | Mgmt | For | For | For | |||
8 | Elect Frits van Paasschen | Mgmt | For | For | For | |||
9 | Elect Stephen G. Thieke | Mgmt | For | For | For | |||
10 | Elect Tim Breedon | Mgmt | For | For | For | |||
11 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
12 | Elect Antony Jenkins | Mgmt | For | For | For | |||
13 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
15 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
16 | Elect Sir John Sunderland | Mgmt | For | For | For | |||
17 | Elect Sir David Walker | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Basf SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAS | CINS D06216317 | 05/02/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Alison J. Carnwath | Mgmt | For | TNA | N/A | |||
12 | Elect Francois Diederich | Mgmt | For | TNA | N/A | |||
13 | Elect Michael Diekmann | Mgmt | For | TNA | N/A | |||
14 | Elect Franz Fehrenbach | Mgmt | For | TNA | N/A | |||
15 | Elect Jurgen Hambrecht | Mgmt | For | TNA | N/A | |||
16 | Elect Anke Schaferkordt | Mgmt | For | TNA | N/A | |||
17 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
18 | Amendments to Control Agreement with BASF Plant Science Company GmbH | Mgmt | For | TNA | N/A | |||
19 | Amendments to Control Agreement with BASF Pigment GmbH | Mgmt | For | TNA | N/A | |||
20 | Amendments to Control Agreement with BASF Immobilien-Gesellschaft mbH | Mgmt | For | TNA | N/A | |||
21 | Amendments to Control Agreement with BASF Handels- und Exportgesellschaft mbH | Mgmt | For | TNA | N/A | |||
22 | Amendments to Control Agreement with LUWOGE GmbH | Mgmt | For | TNA | N/A | |||
23 | Amendments to Control Agreement with BASF Schwarzeide GmbH | Mgmt | For | TNA | N/A | |||
24 | Amendments to Control Agreement with BASF Coatings GmbH | Mgmt | For | TNA | N/A | |||
25 | Amendments to Control Agreement with BASF Polyurethanes GmbH | Mgmt | For | TNA | N/A | |||
26 | Amendments to Control Agreement with BASF New Business GmbH | Mgmt | For | TNA | N/A | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAY | CINS D0712D163 | 04/29/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Simone Bagel-Trah | Mgmt | For | TNA | N/A | |||
10 | Elect Ernst-Ludwig Winnacker | Mgmt | For | TNA | N/A | |||
11 | Increase in Authorized Capital I | Mgmt | For | TNA | N/A | |||
12 | Increase in Authorized Capital II | Mgmt | For | TNA | N/A | |||
13 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Intra-Company Control Agreement with Bayer Business Services GmbH | Mgmt | For | TNA | N/A | |||
17 | Intra-Company Control Agreement with Bayer Technology Services GmbH | Mgmt | For | TNA | N/A | |||
18 | Intra-Company Control Agreement with Bayer US IP GmbH | Mgmt | For | TNA | N/A | |||
19 | Intra-Company Control Agreement Contract with Bayer Bitterfeld GmbH | Mgmt | For | TNA | N/A | |||
20 | Intra-Company Control Agreement with Bayer Innovation GmbH | Mgmt | For | TNA | N/A | |||
21 | Intra-Company Control Agreement with Bayer Real Estate GmbH | Mgmt | For | TNA | N/A | |||
22 | Intra-Company Control Agreement with Erste K-W-A Beteiligungsgesellschaft mbH | Mgmt | For | TNA | N/A | |||
23 | Intra-Company Control Agreement with Zweite K-W-A Beteiligungsgesellschaft mbH | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Bellway plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWY | CINS G09744155 | 12/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect John K. Watson | Mgmt | For | For | For | |||
4 | Elect Edward F. Ayres | Mgmt | For | For | For | |||
5 | Elect Keith Adey | Mgmt | For | For | For | |||
6 | Elect Mike R. Toms | Mgmt | For | For | For | |||
7 | Elect John A. Cuthbert | Mgmt | For | For | For | |||
8 | Elect Paul H. Smith | Mgmt | For | For | For | |||
9 | Elect Denise Jagger | Mgmt | For | For | For | |||
10 | Directors' Remuneration Report | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Performance Share Plan | Mgmt | For | Abstain | Against | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
6 | Elect Pam Daley | Mgmt | For | For | For | |||
7 | Elect Martin Ferguson | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Chris Finlayson | Mgmt | For | For | For | |||
10 | Elect Andrew Gould | Mgmt | For | For | For | |||
11 | Elect Baroness Hogg | Mgmt | For | For | For | |||
12 | Elect John Hood | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
15 | Elect Sir David Manning | Mgmt | For | For | For | |||
16 | Elect Mark Seligman | Mgmt | For | For | For | |||
17 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Jean-Francois Lepetit | Mgmt | For | For | For | |||
10 | Elect Baudouin Prot | Mgmt | For | For | For | |||
11 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
12 | Ratify the Co-option of Monique Cohen | Mgmt | For | Against | Against | |||
13 | Elect Daniela Schwarzer | Mgmt | For | For | For | |||
14 | Remuneration of Baudouin Prot, Chairman. | Mgmt | For | For | For | |||
15 | Remuneration of Jean-Laurent Bonnafe, CEO. | Mgmt | For | For | For | |||
16 | Remuneration of COOs,Georges Chodron de Courcel, Philippe Bordenave & Francois Villeroy de Galhau | Mgmt | For | For | For | |||
17 | Remuneration of Executives and Certain Categories of Employees | Mgmt | For | For | For | |||
18 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Global Ceiling on Capital Increases and Debt Issuances w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
25 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
British Land Company plc (The) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLND | CINS G15540118 | 07/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Aubrey Adams | Mgmt | For | For | For | |||
4 | Elect Lucinda Bell | Mgmt | For | For | For | |||
5 | Elect Simon A. Borrows | Mgmt | For | Against | Against | |||
6 | Elect John Gildersleeve | Mgmt | For | For | For | |||
7 | Elect Chris Grigg | Mgmt | For | For | For | |||
8 | Elect Dido Harding | Mgmt | For | For | For | |||
9 | Elect William Jackson | Mgmt | For | For | For | |||
10 | Elect Charles Maudsley | Mgmt | For | For | For | |||
11 | Elect Richard Pym | Mgmt | For | For | For | |||
12 | Elect Tim Roberts | Mgmt | For | For | For | |||
13 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Long-Term Incentive Plan 2013 | Mgmt | For | For | For | |||
22 | Scrip Dividend | Mgmt | For | For | For | |||
Britvic plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVIC | CINS G17387104 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Joanne Averiss | Mgmt | For | Against | Against | |||
5 | Elect Gerald Corbett | Mgmt | For | Against | Against | |||
6 | Elect John Gibney | Mgmt | For | Against | Against | |||
7 | Elect Ben Gordon | Mgmt | For | Against | Against | |||
8 | Elect Bob Ivell | Mgmt | For | Against | Against | |||
9 | Elect Simon Litherland | Mgmt | For | Against | Against | |||
10 | Elect Michael Shallow | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | Against | Against | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Buzzi Unicem S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BZU | CINS T2320M109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Losses/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | List Presented by Presa S.p.A. and Fimedi S.p.A. | Mgmt | For | Against | Against | |||
7 | List Presented by Group of Shareholders Representing 1.296% of Share Capital | Mgmt | For | N/A | N/A | |||
8 | Board Size | Mgmt | For | Against | Against | |||
9 | Board Term Length | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | Against | Against | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | List Presented by Presa S.p.A. and Fimedi S.p.A. | Mgmt | N/A | For | N/A | |||
13 | List Presented by Group of Shareholders Representing 1.296% of Share Capital | Mgmt | N/A | Abstain | N/A | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Remuneration Report | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Buzzi Unicem S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BZU | CINS T2320M109 | 11/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Convertible Bonds and Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Canadian Natural Resources Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNQ | CUSIP 136385101 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Catherine M. Best | Mgmt | For | For | For | |||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | |||
1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | |||
1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | |||
1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | |||
1.6 | Elect Gordon D. Giffin | Mgmt | For | Withhold | Against | |||
1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | |||
1.8 | Elect Steve W. Laut | Mgmt | For | For | For | |||
1.9 | Elect Keith A. MacPhail | Mgmt | For | For | For | |||
1.10 | Elect Frank J. McKenna | Mgmt | For | For | For | |||
1.11 | Elect Eldon R. Smith | Mgmt | For | For | For | |||
1.12 | Elect David A. Tuer | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Rick Haythornthwaite | Mgmt | For | For | For | |||
6 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
7 | Elect Margherita Della Valle | Mgmt | For | For | For | |||
8 | Elect Mary Francis | Mgmt | For | For | For | |||
9 | Elect Mark Hanafin | Mgmt | For | For | For | |||
10 | Elect Lesley Knox | Mgmt | For | For | For | |||
11 | Elect Mike Linn | Mgmt | For | For | For | |||
12 | Elect Nick Luff | Mgmt | For | For | For | |||
13 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
14 | Elect Paul A. Rayner | Mgmt | For | For | For | |||
15 | Elect Chris Weston | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compagnie de Saint Gobain SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGO | CINS F80343100 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Elect Pierre-Andre de Chalendar | Mgmt | For | Against | Against | |||
9 | Severance Agreement (Pierre-Andre de Chalendar) | Mgmt | For | For | For | |||
10 | Supplementary Retirement Benefits (Pierre-Andre de Chalendar) | Mgmt | For | For | For | |||
11 | Benefits for Pierre-Andre de Chalendar | Mgmt | For | For | For | |||
12 | Remuneration of Pierre-Andre Chalendar, Chairman and CEO | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
17 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Credit Saison Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8253 | CINS J7007M109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Rinno | Mgmt | For | For | For | |||
4 | Elect Teruyuki Maekawa | Mgmt | For | For | For | |||
5 | Elect Naoki Takahashi | Mgmt | For | For | For | |||
6 | Elect Haruhisa Kaneko | Mgmt | For | For | For | |||
7 | Elect Hiroshi Yamamoto | Mgmt | For | For | For | |||
8 | Elect Masahiro Yamashita | Mgmt | For | For | For | |||
9 | Elect Junji Kakushoh | Mgmt | For | For | For | |||
10 | Elect Kazuhiro Hirase | Mgmt | For | For | For | |||
11 | Elect Sadamu Shimizu | Mgmt | For | For | For | |||
12 | Elect Akihiro Matsuda | Mgmt | For | For | For | |||
13 | Elect Teruhisa Aoyama | Mgmt | For | For | For | |||
14 | Elect Yoshihisa Yamamoto | Mgmt | For | For | For | |||
15 | Elect Tatsunari Okamoto | Mgmt | For | For | For | |||
16 | Elect Katsumi Mizuno | Mgmt | For | For | For | |||
17 | Elect Masako Takeda | Mgmt | For | For | For | |||
18 | Elect Yasuhisa Ueno | Mgmt | For | For | For | |||
Daelim Industrial Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000210 | CINS Y1860N109 | 03/21/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
2 | Elect LEE Hae Uk | Mgmt | For | TNA | N/A | |||
3 | Elect KIM Dong Soo | Mgmt | For | TNA | N/A | |||
4 | Elect LEE Churl Kyun | Mgmt | For | TNA | N/A | |||
5 | Elect KIM Jae Yool | Mgmt | For | TNA | N/A | |||
6 | Elect OH Soo Keun | Mgmt | For | TNA | N/A | |||
7 | Elect SHIN Michael Young Joon | Mgmt | For | TNA | N/A | |||
8 | Elect LIM Sung Kyun | Mgmt | For | TNA | N/A | |||
9 | Elect JANG Dal Jung | Mgmt | For | TNA | N/A | |||
10 | Elect KIM Tae Hee | Mgmt | For | TNA | N/A | |||
11 | Election of Audit Committee Member: OH Soo Keun | Mgmt | For | TNA | N/A | |||
12 | Election of Audit Committee Member: LIM Sung Kyun | Mgmt | For | TNA | N/A | |||
13 | Election of Audit Committee Member: SHIN Michael Young Joon | Mgmt | For | TNA | N/A | |||
14 | Directors' Fees | Mgmt | For | TNA | N/A | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/09/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
12 | Elect Bernd Bohr | Mgmt | For | TNA | N/A | |||
13 | Elect Joe Kaeser | Mgmt | For | TNA | N/A | |||
14 | Elect Bernd Pischetsrieder | Mgmt | For | TNA | N/A | |||
15 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
16 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
17 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
18 | Cancellation and Reworking of Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/27/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
13 | Performance Share Plan; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Henning Kagermann | Mgmt | For | TNA | N/A | |||
15 | Elect Simone Menne | Mgmt | For | TNA | N/A | |||
16 | Elect Ulrich Schroder | Mgmt | For | TNA | N/A | |||
17 | Elect Stefan Schulte | Mgmt | For | TNA | N/A | |||
18 | Amendments to Previously Approved Intra-company Contracts | Mgmt | For | TNA | N/A | |||
Dexus Property Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXS | CINS Q3190P100 | 10/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Ratify Craig D. Mitchell as a Director | Mgmt | For | For | For | |||
4 | Equity Grant (CEO Darren Steinberg) | Mgmt | For | For | For | |||
5 | Equity Grant (CFO Craig Mitchell) | Mgmt | For | For | For | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
7 | SHP Regarding Amendments to Article 17 and Introduction of Article 17 bis | Mgmt | N/A | Against | N/A | |||
8 | Amendments to Article 16 | Mgmt | For | For | For | |||
9 | Board Size | Mgmt | For | Against | Against | |||
10 | Board Term | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | List Presented by Ministry for Economy and Finance | Mgmt | For | Against | Against | |||
13 | List Presented by Group of Shareholders Holding 0.703% of Company's Issued Share Capital | Mgmt | For | N/A | N/A | |||
14 | Election of Chairman of Board | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | Against | Against | |||
16 | Remuneration of Executive Directors | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | List Presented by Ministry for Economy and Finance | Mgmt | N/A | For | N/A | |||
19 | List Presented by Group of Shareholders Holding 0.703% of Company's Issued Share Capital | Mgmt | N/A | Abstain | N/A | |||
20 | Election of Chairman of Statutory Auditors | Mgmt | For | For | For | |||
21 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
22 | Magistrate of the Court of Auditors' Fees | Mgmt | For | Against | Against | |||
23 | Long-Term Monetary Incentive Plan 2014-2016 | Mgmt | For | For | For | |||
24 | Remuneration Report | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Erste Group Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CINS A19494102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
8 | Election of Supervisory Board; Supervisory Board Size | Mgmt | For | For | For | |||
9 | Elect Bettina Breiteneder | Mgmt | For | For | For | |||
10 | Elect Jan Homan | Mgmt | For | For | For | |||
11 | Elect Juan Maria Nin Genova | Mgmt | For | For | For | |||
12 | Elect Friedrich Rodler | Mgmt | For | For | For | |||
13 | Elect Elisabeth Bleykeben-Koren | Mgmt | For | For | For | |||
14 | Elect Gunter Griss | Mgmt | For | For | For | |||
15 | Elect Elisabeth Krainer Senger-Weiss | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Increase in Authorized Capital | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Larry Glenn Johnson | Mgmt | For | For | For | |||
4 | Elect LEE Kian Soo | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Equity Grant to CHEW Thiam Keng | Mgmt | For | For | For | |||
Faurecia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends; Scrip Dividend | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits (Yann Delabriere, Chairman and CEO) | Mgmt | For | For | For | |||
8 | Remuneration of Yann Delabriere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Elect Bernadette Spinoy | Mgmt | For | For | For | |||
10 | Elect Carlos Tavares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Cancel Shares & Reduce Capital | Mgmt | For | For | For | |||
13 | Amendments to Articles 16 Regarding Age Limits of Directors | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Fortescue Metals Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMG | CINS Q39360104 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Elizabeth Gaines | Mgmt | For | Against | Against | |||
4 | Elect Peter Meurs | Mgmt | For | Against | Against | |||
5 | Elect Sharon Warburton | Mgmt | For | Against | Against | |||
6 | Re-elect Mark Barnaba | Mgmt | For | Against | Against | |||
7 | Approve Equity Grants to Executive Directors | Mgmt | For | For | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Sir Christopher Gent | Mgmt | For | For | For | |||
5 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||
6 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
11 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
12 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
13 | Elect Daniel Podolsky | Mgmt | For | For | For | |||
14 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
15 | Elect Tom de Swaan | Mgmt | For | For | For | |||
16 | Elect Jing Ulrich | Mgmt | For | For | For | |||
17 | Elect Hans Wijers | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Glencore Xstrata plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Change in Company Name | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
6 | Elect Leonhard Fischer | Mgmt | For | For | For | |||
7 | Elect William E. Macaulay | Mgmt | For | For | For | |||
8 | Elect Ivan Glasenberg | Mgmt | For | For | For | |||
9 | Elect Peter R. Coates | Mgmt | For | For | For | |||
10 | Elect John Mack | Mgmt | For | For | For | |||
11 | Elect Peter T. Grauer | Mgmt | For | For | For | |||
12 | Remuneration Policy (Advisory--Non-UK issuer) | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Scrip Dividend | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hitachi Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6501 | CINS J20454112 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||
3 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
4 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
5 | Elect George W. Buckley | Mgmt | For | For | For | |||
6 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
7 | Elect Philip YEO | Mgmt | For | For | For | |||
8 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
9 | Elect Hiroaki Nakanishi | Mgmt | For | For | For | |||
10 | Elect Takashi Hatchohji | Mgmt | For | For | For | |||
11 | Elect Toshiaki Higashihara | Mgmt | For | For | For | |||
12 | Elect Takashi Miyoshi | Mgmt | For | For | For | |||
13 | Elect Nobuo Mochida | Mgmt | For | For | For | |||
Holcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLN | CINS H36940130 | 04/29/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Remuneration Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Wolfgang Reitzle | Mgmt | For | TNA | N/A | |||
8 | Elect Wolfgang Reitzle as Chairman | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
11 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas Schmidheiny | Mgmt | For | TNA | N/A | |||
13 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
14 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
15 | Elect Anne Wade | Mgmt | For | TNA | N/A | |||
16 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
17 | Elect Adrian Loader as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Wolfgang Reitzle as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Thomas Schmidheiny as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
23 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hongkong Land Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H78 | CINS G4587L109 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transfer of Listing from Premium to Standard on the London Stock Exchange | Mgmt | For | Against | Against | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hongkong Land Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H78 | CINS G4587L109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports, and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Charles Martin Allen-Jones | Mgmt | For | Against | Against | |||
3 | Elect Jenkin Hui | Mgmt | For | Against | Against | |||
4 | Elect Henry Neville Lindley Keswick | Mgmt | For | Against | Against | |||
5 | Elect Simon Lindley Keswick | Mgmt | For | Against | Against | |||
6 | Elect Lord Charles David Powell | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
HSBC Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSBA | CINS G4634U169 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
5 | Elect Kathleen Casey | Mgmt | For | For | For | |||
6 | Elect Jonathan Evans | Mgmt | For | For | For | |||
7 | Elect Marc Moses | Mgmt | For | For | For | |||
8 | Elect Jonathan Symonds | Mgmt | For | For | For | |||
9 | Elect Safra A. Catz | Mgmt | For | For | For | |||
10 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
11 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | |||
12 | Elect Joachim Faber | Mgmt | For | For | For | |||
13 | Elect Rona Fairhead | Mgmt | For | For | For | |||
14 | Elect Renato Fassbind | Mgmt | For | For | For | |||
15 | Elect Douglas J. Flint | Mgmt | For | For | For | |||
16 | Elect Stuart T. Gulliver | Mgmt | For | For | For | |||
17 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
18 | Elect John P Lipsky | Mgmt | For | For | For | |||
19 | Elect J. Rachel Lomax | Mgmt | For | For | For | |||
20 | Elect Iain J. Mackay | Mgmt | For | For | For | |||
21 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Iliad SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILD | CINS F4958P102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Remuneration of Cyril Poidatz, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Maxime Lombardini, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Rani Assaf, Antoine Levavasseur, Xavier Niel, Thomas Reynaud, Deputy CEO | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
14 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | Against | For | Against | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Amendment Regarding Share Ownership Disclosure Requirements | Mgmt | For | Against | Against | |||
18 | Amendments Regarding Shareholder Meetings | Mgmt | For | Against | Against | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Amendments to Par-Value; Increase Authorized Capital | Mgmt | For | For | For | |||
10 | Amendments to Par-Value; Return of Capital | Mgmt | For | For | For | |||
11 | Amendments to Articles Regarding Representation of the Company | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Elect Eric Boyer de la Giroday to the Supervisory Board | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Intact Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFC | CUSIP 45823T106 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Brindamour | Mgmt | For | For | For | |||
1.2 | Elect Yves Brouillette | Mgmt | For | For | For | |||
1.3 | Elect Robert W. Crispin | Mgmt | For | For | For | |||
1.4 | Elect Janet De Silva | Mgmt | For | For | For | |||
1.5 | Elect Claude Dussault | Mgmt | For | For | For | |||
1.6 | Elect Eileen A. Mercier | Mgmt | For | For | For | |||
1.7 | Elect Timothy H. Penner | Mgmt | For | For | For | |||
1.8 | Elect Louise Roy | Mgmt | For | For | For | |||
1.9 | Elect Stephen G. Snyder | Mgmt | For | For | For | |||
1.10 | Elect Frederick Singer | Mgmt | For | For | For | |||
1.11 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Rights Plan Renewal | Mgmt | For | For | For | |||
4 | Amendments to By-Laws Regarding Quorum | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
5 | Elect Yohichi Kobayashi | Mgmt | For | For | For | |||
6 | Elect Tadayuki Seki | Mgmt | For | For | For | |||
7 | Elect Yoshihisa Aoki | Mgmt | For | For | For | |||
8 | Elect Kohji Takayanagi | Mgmt | For | For | For | |||
9 | Elect Tomofumi Yoshida | Mgmt | For | For | For | |||
10 | Elect Hitoshi Okamoto | Mgmt | For | For | For | |||
11 | Elect Takao Shiomi | Mgmt | For | For | For | |||
12 | Elect Yuji Fukuda | Mgmt | For | For | For | |||
13 | Elect Eiichi Yonekura | Mgmt | For | For | For | |||
14 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | |||
15 | Elect Chikara Kawakita | Mgmt | For | For | For | |||
16 | Elect Harufumi Mochizuki as a Statutory Auditor | Mgmt | For | For | For | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Nobuhiro Satoh | Mgmt | For | For | For | |||
7 | Elect Hirohide Kamikawa | Mgmt | For | For | For | |||
8 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
9 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
10 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
11 | Elect Tatsuo Kainaka | Mgmt | For | For | For | |||
12 | Elect Kimie Iwata | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | |||
8 | Elect Akira Saeki | Mgmt | For | For | For | |||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
10 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
11 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | For | For | |||
12 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Shareholder Authority to Set Stock Options | ShrHldr | Against | Against | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Dividends | Mgmt | For | For | For | |||
3 | Elect Tadashi Onodera | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Masahiro Inoue | Mgmt | For | For | For | |||
9 | Elect Hideo Yuasa | Mgmt | For | For | For | |||
10 | Elect Tsutomu Fukuzaki | Mgmt | For | For | For | |||
11 | Elect Hidehiko Tajima | Mgmt | For | For | For | |||
12 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
13 | Elect Tetsuo Kuba | Mgmt | For | For | For | |||
14 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
15 | Elect Shinji Fukukawa | Mgmt | For | For | For | |||
16 | Elect Hiroshi Kobayashi as Statutory Auditor | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Ahern | Mgmt | For | For | For | |||
4 | Elect Hugh Brady | Mgmt | For | For | For | |||
5 | Elect James Devane | Mgmt | For | For | For | |||
6 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
7 | Elect Denis Buckley | Mgmt | For | For | For | |||
8 | Elect Gerry Behan | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect Philip Toomey | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
Kingfisher plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGF | CINS G5256E441 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Daniel Bernard | Mgmt | For | For | For | |||
6 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
7 | Elect Pascal Cagni | Mgmt | For | For | For | |||
8 | Elect Clare Chapman | Mgmt | For | For | For | |||
9 | Elect Ian Cheshire | Mgmt | For | For | For | |||
10 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
11 | Elect Janis Kong | Mgmt | For | For | For | |||
12 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||
13 | Elect Mark Seligman | Mgmt | For | For | For | |||
14 | Elect Philippe Tible | Mgmt | For | For | For | |||
15 | Elect Karen Witts | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles | Mgmt | For | For | For | |||
30 | Kingfisher Incentive Share Plan | Mgmt | For | For | For | |||
Konica Minolta Holding Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4902 | CINS J36060119 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masatoshi Matsuzaki | Mgmt | For | Against | Against | |||
3 | Elect Shohei Yamana | Mgmt | For | Against | Against | |||
4 | Elect Shohji Kondoh | Mgmt | For | Against | Against | |||
5 | Elect Hirokazu Yoshikawa | Mgmt | For | Against | Against | |||
6 | Elect Takashi Enomoto | Mgmt | For | Against | Against | |||
7 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
8 | Elect Akio Kitani | Mgmt | For | Against | Against | |||
9 | Elect Yoshiaki Andoh | Mgmt | For | Against | Against | |||
10 | Elect Takashi Sugiyama | Mgmt | For | Against | Against | |||
11 | Elect Ken Ohsuga | Mgmt | For | Against | Against | |||
12 | Elect Seiji Hatano | Mgmt | For | Against | Against | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Juan Colombas | Mgmt | For | For | For | |||
3 | Elect Dyfrig John | Mgmt | For | For | For | |||
4 | Elect Lord Blackwell | Mgmt | For | For | For | |||
5 | Elect George Culmer | Mgmt | For | For | For | |||
6 | Elect Carolyn Fairbairn | Mgmt | For | For | For | |||
7 | Elect Anita Frew | Mgmt | For | For | For | |||
8 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
9 | Elect Nicholas Luff | Mgmt | For | For | For | |||
10 | Elect David L. Roberts | Mgmt | For | For | For | |||
11 | Elect Anthony Watson | Mgmt | For | For | For | |||
12 | Elect Sara Weller | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Scrip Dividend | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
22 | Amendments to Articles | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
26 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
28 | Related Party Transactions (Her Majesty's Treasury) | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC01888 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Metso Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MEO1V | CINS X53579102 | 10/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Demerger | Mgmt | For | For | For | |||
8 | Board Size [Valmet] | Mgmt | For | Against | Against | |||
9 | Directors' Fees [Valmet] | Mgmt | For | For | For | |||
10 | Election of Directors [Valmet] | Mgmt | For | Against | Against | |||
11 | Authority to Set Auditor's Fees [Valmet] | Mgmt | For | For | For | |||
12 | Appointment of Auditor [Valmet] | Mgmt | For | For | For | |||
13 | Board Size [Metso] | Mgmt | For | Against | Against | |||
14 | Directors' Fees [Metso] | Mgmt | For | For | For | |||
15 | Election of Directors [Metso] | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase Shares [Valmet] | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights [Valmet] | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kunio Itoh | Mgmt | For | For | For | |||
14 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
15 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
16 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
17 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
18 | Elect Hideyuki Nabeshima as a Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
Mitsubishi Estate Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8802 | CINS J43916113 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Keiji Kimura | Mgmt | For | For | For | |||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||
5 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | |||
6 | Elect Toshihiko Kazama | Mgmt | For | For | For | |||
7 | Elect Joh Katoh | Mgmt | For | For | For | |||
8 | Elect Naoto Aiba | Mgmt | For | For | For | |||
9 | Elect Masamichi Ono | Mgmt | For | For | For | |||
10 | Elect Tohru Ohkusa | Mgmt | For | For | For | |||
11 | Elect Junichi Tanisawa | Mgmt | For | For | For | |||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | |||
13 | Elect Fumikatsu Tokiwa | Mgmt | For | For | For | |||
14 | Elect Yasumasa Gomi | Mgmt | For | For | For | |||
15 | Elect Shu Tomioka | Mgmt | For | For | For | |||
16 | Elect Kenji Matsuo as a Statutory Auditor | Mgmt | For | Against | Against | |||
Moncler S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONC | CINS T6730E110 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Stock Option Plan (Top Management and Key Employees) | Mgmt | For | Against | Against | |||
3 | Stock Option Plan (Key Italian Employees) | Mgmt | For | Abstain | Against | |||
MS&AD Insurance Group Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8725 | CINS J4687C105 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hisahito Suzuki | Mgmt | For | For | For | |||
4 | Elect Yasuyoshi Karasawa | Mgmt | For | For | For | |||
5 | Elect Toshiaki Egashira | Mgmt | For | For | For | |||
6 | Elect Mitsuhiro Tsuchiya | Mgmt | For | For | For | |||
7 | Elect Susumu Fujimoto | Mgmt | For | For | For | |||
8 | Elect Shiroh Fujii | Mgmt | For | For | For | |||
9 | Elect Yasuzoh Kanasugi | Mgmt | For | For | For | |||
10 | Elect Nanpei Yanagawa | Mgmt | For | For | For | |||
11 | Elect Junichi Ui | Mgmt | For | For | For | |||
12 | Elect Akira Watanabe | Mgmt | For | For | For | |||
13 | Elect Daiken Tsunoda | Mgmt | For | For | For | |||
14 | Elect Tadashi Ogawa | Mgmt | For | For | For | |||
15 | Elect Mari Matsunaga | Mgmt | For | For | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/10/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
8 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||
9 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
10 | Elect Rolf Hanggi | Mgmt | For | TNA | N/A | |||
11 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
12 | Elect Daniel Borel | Mgmt | For | TNA | N/A | |||
13 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | |||
14 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
15 | Elect Titia de Lange | Mgmt | For | TNA | N/A | |||
16 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
17 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
18 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
19 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
20 | Election of Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Daniel Borel as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | MANAGEMENT RECOMMENDS A FOR VOTE ON THIS PROPOSAL: Management recommends a FOR vote on this proposal: Vote in accordance with the proposal of the Board of Directors | Mgmt | For | TNA | N/A | |||
29 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Vote against the proposal of the Board of Directors | Mgmt | For | TNA | N/A | |||
30 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Abstain | Mgmt | For | TNA | N/A | |||
Newcrest Mining Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCM | CINS Q6651B114 | 10/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Philip Aiken | Mgmt | For | Against | Against | |||
3 | Elect Peter Hay | Mgmt | For | Against | Against | |||
4 | Re-elect Richard Lee | Mgmt | For | Against | Against | |||
5 | Re-elect Timothy Poole | Mgmt | For | Against | Against | |||
6 | Re-elect John Spark | Mgmt | For | Against | Against | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hideyuki Sakamoto | Mgmt | For | For | For | |||
4 | Elect Fumiaki Matsumoto | Mgmt | For | For | For | |||
5 | Elect Bernard Rey | Mgmt | For | For | For | |||
6 | Elect Hidetoshi Imazu | Mgmt | For | Against | Against | |||
7 | Elect Toshiyuki Nakamura | Mgmt | For | Against | Against | |||
8 | Elect Motoh Nagai | Mgmt | For | Against | Against | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 03/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric Meurice | Mgmt | For | Against | Against | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | Against | Against | |||
4 | Elect Peter L. Bonfield | Mgmt | For | Against | Against | |||
5 | Elect Johannes P. Huth | Mgmt | For | Against | Against | |||
6 | Elect Kenneth Goldman | Mgmt | For | Against | Against | |||
7 | Elect Marion Helmes | Mgmt | For | Against | Against | |||
8 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
9 | Elect Ian Loring | Mgmt | For | Against | Against | |||
10 | Elect Eric Meurice | Mgmt | For | Against | Against | |||
11 | Elect Julie Southern | Mgmt | For | Against | Against | |||
12 | Elect Rick Lih-Shyng Tsai | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 10/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marion Helmes | Mgmt | For | Against | Against | |||
2 | Elect Julie Southern | Mgmt | For | Against | Against | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Bruce W D Morgan | Mgmt | For | Against | Against | |||
3 | Re-elect Gordon Cairns | Mgmt | For | Against | Against | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
11 | Elect Mamoru Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Nomura | Mgmt | For | For | For | |||
13 | Elect Ikuo Uno | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
17 | Elect Jun Ishii | Mgmt | For | For | For | |||
18 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
19 | Elect Yoshio Satoh | Mgmt | For | For | For | |||
20 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
Pegatron Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4938 | CINS Y6784J100 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
8 | Adoption of Employee Restricted Stock Plan | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | Against | Against | |||
9 | Elect Alice Shroeder | Mgmt | For | For | For | |||
10 | Elect Howard J. Davies | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Alexander Johnston | Mgmt | For | For | For | |||
13 | Elect Paul Manduca | Mgmt | For | For | For | |||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
17 | Elect Philip Remnant | Mgmt | For | For | For | |||
18 | Elect Barry Stowe | Mgmt | For | For | For | |||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
21 | Elect Michael A. Wells | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
9 | Elect Robert Castaigne | Mgmt | For | For | For | |||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||
11 | Elect Patrick Kron | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Schneider Electric SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CINS F86921107 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration Elements (Jean-Pascal Tricoire) | Mgmt | For | For | For | |||
10 | Remuneration Elements (Emmanuel Babeau) | Mgmt | For | For | For | |||
11 | Remuneration of Jean-Pascal Tricoire, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Emmanuel Babeau, Executive Vice President | Mgmt | For | For | For | |||
13 | Elect Linda Knoll | Mgmt | For | Against | Against | |||
14 | Elect Noel Forgeard | Mgmt | For | Against | Against | |||
15 | Elect Willy R. Kissling | Mgmt | For | Against | Against | |||
16 | Elect Catherine Kopp | Mgmt | For | Against | Against | |||
17 | Elect Henri Lachmann | Mgmt | For | Against | Against | |||
18 | Elect G. Richard Thoman | Mgmt | For | Against | Against | |||
19 | Elect Jeong H. Kim | Mgmt | For | Against | Against | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Conversion of Corporate Form | Mgmt | For | For | For | |||
22 | Amendments Regarding Company Name | Mgmt | For | For | For | |||
23 | Amendments Regarding Corporate Form | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
26 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
27 | Elect Lone Fonss Schroder | Mgmt | For | Against | Against | |||
SCOR S.E. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration of Denis Kessler, CEO | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Elect Kevin J Knoer | Mgmt | For | For | For | |||
11 | Appointment of Auditor (EY Audit) | Mgmt | For | For | For | |||
12 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | |||
13 | Appointment of Alternate Auditor (Pierre Planchon) | Mgmt | For | For | For | |||
14 | Appointment of Alternate Auditor (Lionel Gotlieb) | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Authority to Issue Warrants as Contingent Capital | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
27 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sega Sammy Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6460 | CINS J7028D104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hajime Satomi | Mgmt | For | For | For | |||
4 | Elect Naoya Tsurumi | Mgmt | For | For | For | |||
5 | Elect Akira Sugano | Mgmt | For | For | For | |||
6 | Elect Haruki Satomi | Mgmt | For | For | For | |||
7 | Elect Shigeru Aoki | Mgmt | For | For | For | |||
8 | Elect Hideki Okamura | Mgmt | For | For | For | |||
9 | Elect Hisao Oguchi | Mgmt | For | For | For | |||
10 | Elect Yuji Iwanaga | Mgmt | For | For | For | |||
11 | Elect Takeshi Natsuno | Mgmt | For | For | For | |||
12 | Elect Yukito Sakaue as Statutory Auditor | Mgmt | For | For | For | |||
13 | Equity Compensation Plan for Directors | Mgmt | For | For | For | |||
14 | Equity Compensation Plan for Employees | Mgmt | For | Against | Against | |||
Sekisui House, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS J70746136 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Isami Wada | Mgmt | For | For | For | |||
4 | Elect Toshinori Abe | Mgmt | For | For | For | |||
5 | Elect Sumio Wada | Mgmt | For | For | For | |||
6 | Elect Shiroh Inagaki | Mgmt | For | For | For | |||
7 | Elect Teruyuki Saegusa | Mgmt | For | For | For | |||
8 | Elect Shiroh Wakui | Mgmt | For | For | For | |||
9 | Elect Fumiaki Hirabayashi | Mgmt | For | For | For | |||
10 | Elect Tetsuo Iku | Mgmt | For | For | For | |||
11 | Elect Takashi Uchida | Mgmt | For | For | For | |||
12 | Elect Fumiyasu Suguro | Mgmt | For | For | For | |||
13 | Elect Kunpei Nishida | Mgmt | For | For | For | |||
14 | Elect Kengo Yoshida as Statutory Auditor | Mgmt | For | Against | Against | |||
15 | Bonus | Mgmt | For | For | For | |||
Serco Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRP | CINS G80400107 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Edward J. Casey | Mgmt | For | For | For | |||
6 | Elect Rupert Soames | Mgmt | For | For | For | |||
7 | Elect Mike Clasper | Mgmt | For | For | For | |||
8 | Elect J. Rachel Lomax | Mgmt | For | For | For | |||
9 | Elect Tamara Ingram | Mgmt | For | For | For | |||
10 | Elect Alastair D. Lyons | Mgmt | For | For | For | |||
11 | Elect Andrew M. Jenner | Mgmt | For | For | For | |||
12 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
13 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
14 | Elect Angie Risley | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Seven & I Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3382 | CINS J7165H108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Toshifumi Suzuki | Mgmt | For | For | For | |||
4 | Elect Noritoshi Murata | Mgmt | For | For | For | |||
5 | Elect Katsuhiro Gotoh | Mgmt | For | For | For | |||
6 | Elect Tsuyoshi Kobayashi | Mgmt | For | For | For | |||
7 | Elect Junroh Itoh | Mgmt | For | For | For | |||
8 | Elect Kunio Takahashi | Mgmt | For | For | For | |||
9 | Elect Akihiko Shimizu | Mgmt | For | For | For | |||
10 | Elect Ryuichi Isaka | Mgmt | For | For | For | |||
11 | Elect Takashi Anzai | Mgmt | For | For | For | |||
12 | Elect Zenkoh Ohtaka | Mgmt | For | For | For | |||
13 | Elect Scott Trevor Davis | Mgmt | For | For | For | |||
14 | Elect Yoshio Tsukio | Mgmt | For | For | For | |||
15 | Elect Kunio Itoh | Mgmt | For | For | For | |||
16 | Elect Toshiroh Yonemura | Mgmt | For | For | For | |||
17 | Elect Hideo Nomura | Mgmt | For | Against | Against | |||
18 | Elect Tadao Hayakawa | Mgmt | For | Against | Against | |||
19 | Elect Yohko Suzuki | Mgmt | For | For | For | |||
20 | Elect Tsuguoki Fujinuma | Mgmt | For | Against | Against | |||
21 | Elect Rudy Kazuko @ Kazuko Yokoyama | Mgmt | For | For | For | |||
22 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Shopping Centres Australasia Property Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCP | CINS Q8501T105 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Philip Clark | Mgmt | For | For | For | |||
4 | Elect Phil Redmond | Mgmt | For | For | For | |||
5 | Elect Ian Pollard | Mgmt | For | For | For | |||
6 | Elect James Hodgkinson | Mgmt | For | For | For | |||
7 | Elect Belinda Robson | Mgmt | For | For | For | |||
8 | Approve Executive Incentive Plan | Mgmt | For | For | For | |||
9 | Equity Grant (CEO Anthony Mellowes) | Mgmt | For | For | For | |||
10 | Equity Grant (Former CFO Kerry Shambly) | Mgmt | For | For | For | |||
11 | Ratify Placement of Securities | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect LIM Hyoung Kyu | Mgmt | For | Against | Against | |||
3 | Elect CHOI Jong Won | Mgmt | For | Against | Against | |||
4 | Election of Audit Committee Member: CHOI Jong Won | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | |||
SMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6273 | CINS J75734103 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yoshiyuki Takada | Mgmt | For | For | For | |||
5 | Elect Katsunori Maruyama | Mgmt | For | For | For | |||
6 | Elect Ikuji Usui | Mgmt | For | For | For | |||
7 | Elect Katsunori Tomita | Mgmt | For | For | For | |||
8 | Elect Seiji Kosugi | Mgmt | For | For | For | |||
9 | Elect Masahiko Satake | Mgmt | For | For | For | |||
10 | Elect Yoshiki Takada | Mgmt | For | For | For | |||
11 | Elect Eiji Ohhashi | Mgmt | For | For | For | |||
12 | Elect Osamu Kuwahara | Mgmt | For | For | For | |||
13 | Elect Iwao Mogi | Mgmt | For | For | For | |||
14 | Elect Kohichi Shikakura | Mgmt | For | For | For | |||
15 | Elect Kohji Ogura | Mgmt | For | For | For | |||
16 | Elect Motoichi Kawada | Mgmt | For | For | For | |||
17 | Elect Susumu Takada | Mgmt | For | For | For | |||
18 | Elect German Berakoetxea | Mgmt | For | For | For | |||
19 | Elect CHAN Lup Yin | Mgmt | For | For | For | |||
20 | Elect Masanobu Kaizu | Mgmt | For | For | For | |||
21 | Elect Steve Bangs | Mgmt | For | For | For | |||
22 | Retirement Allowances for Director | Mgmt | For | For | For | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshimitsu Gotoh | Mgmt | For | For | For | |||
4 | Elect Kazuhiko Fujiwara | Mgmt | For | For | For | |||
5 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect Vivian Bazalgette | Mgmt | For | For | For | |||
5 | Elect David Bellamy | Mgmt | For | For | For | |||
6 | Elect Iain Cornish | Mgmt | For | For | For | |||
7 | Elect Andrew Croft | Mgmt | For | For | For | |||
8 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
12 | Elect Roger Yates | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Performance Share Plan | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kohichi Miyata | Mgmt | For | For | For | |||
4 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | |||
5 | Elect Atsuhiko Inoue | Mgmt | For | For | For | |||
6 | Elect Jun Ohta | Mgmt | For | For | For | |||
7 | Elect Yoshinori Yokoyama | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Nakao as a Statutory Auditor | Mgmt | For | Against | Against | |||
Sun Hung Kai Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0016 | CINS Y82594121 | 11/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Margaret LEUNG KO May Yee | Mgmt | For | Against | Against | |||
6 | Elect Raymond KWOK Ping Luen | Mgmt | For | Against | Against | |||
7 | Elect Mike WONG Chik Wing | Mgmt | For | Against | Against | |||
8 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | |||
9 | Elect Walter KWOK Ping Sheung | Mgmt | For | Against | Against | |||
10 | Elect WOO Po Shing | Mgmt | For | Against | Against | |||
11 | Elect Thomas CHAN Kui Yuen | Mgmt | For | Against | Against | |||
12 | Elect KWONG Chun | Mgmt | For | Against | Against | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Takeda Pharmaceutical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4502 | CINS J8129E108 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasuchika Hasegawa | Mgmt | For | For | For | |||
5 | Elect Yasuhiko Yamanaka | Mgmt | For | For | For | |||
6 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
7 | Elect Masato Iwasaki | Mgmt | For | For | For | |||
8 | Elect Shinji Honda | Mgmt | For | For | For | |||
9 | Elect Fumio Sudo | Mgmt | For | For | For | |||
10 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
11 | Elect Christopher Weber | Mgmt | For | For | For | |||
12 | Elect Francois Roger | Mgmt | For | For | For | |||
13 | Elect Masahiro Sakane | Mgmt | For | For | For | |||
14 | Elect Katsushi Kuroda as Alternate Statutory Auditor | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Performance-Linked Compensation Plan | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 08/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Many | Mgmt | For | Against | Against | |||
2 | Elect Arie S. Belldegrun | Mgmt | For | Against | Against | |||
3 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
4 | Elect Yitzhak Peterburg | Mgmt | For | Against | Against | |||
5 | Cash Bonus for President and CEO | Mgmt | For | For | For | |||
6 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Mgmt | N/A | Against | N/A | |||
7 | Bonus Plan for President and CEO | Mgmt | For | For | For | |||
8 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Mgmt | N/A | Against | N/A | |||
9 | Approval of Compensation Policy | Mgmt | For | For | For | |||
10 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Mgmt | N/A | Against | N/A | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Tokio Marine Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8766 | CINS J86298106 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shuzoh Sumi | Mgmt | For | For | For | |||
4 | Elect Tsuyoshi Nagano | Mgmt | For | For | For | |||
5 | Elect Masashi Ohba | Mgmt | For | For | For | |||
6 | Elect Hirokazu Fujita | Mgmt | For | For | For | |||
7 | Elect Takashi Itoh | Mgmt | For | For | For | |||
8 | Elect Kunio Itoh | Mgmt | For | For | For | |||
9 | Elect Akio Mimura | Mgmt | For | For | For | |||
10 | Elect Mikio Sasaki | Mgmt | For | For | For | |||
11 | Elect Kunihiko Fujii | Mgmt | For | For | For | |||
12 | Elect Shinichi Hirose | Mgmt | For | For | For | |||
13 | Elect Yuko Kawamoto | Mgmt | For | For | For | |||
14 | Elect Takaaki Tamai | Mgmt | For | For | For | |||
15 | Elect Akihiro Wani | Mgmt | For | For | For | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
4 | Elect Shigeru Muraki | Mgmt | For | For | For | |||
5 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
6 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
7 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
8 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||
9 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
10 | Elect Hiroaki Kobayashi | Mgmt | For | For | For | |||
11 | Elect Yukio Satoh | Mgmt | For | For | For | |||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
14 | Elect Wako Tohjima as Statutory Auditor | Mgmt | For | For | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Norio Sasaki | Mgmt | For | Against | Against | |||
3 | Elect Hisao Tanaka | Mgmt | For | Against | Against | |||
4 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | |||
5 | Elect Makoto Kubo | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | |||
7 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | |||
8 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | |||
9 | Elect Masashi Muromachi | Mgmt | For | Against | Against | |||
10 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | |||
11 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | |||
12 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | |||
13 | Elect Toshio Masaki | Mgmt | For | Against | Against | |||
14 | Elect Naoto Nishida | Mgmt | For | Against | Against | |||
15 | Elect Keizoh Maeda | Mgmt | For | Against | Against | |||
16 | Elect Seiya Shimaoka | Mgmt | For | Against | Against | |||
17 | Elect Sakutaroh Tanino | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Capital Allocation | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Disclosure of Equipment Used at TEPCO's Fukushima Nuclear Power Plant | ShrHldr | Against | Against | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Satoshi Ozawa | Mgmt | For | For | For | |||
6 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
7 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
8 | Elect Masamoto Maekawa | Mgmt | For | For | For | |||
9 | Elect Yasumori Ihara | Mgmt | For | For | For | |||
10 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
11 | Elect Kohhei Saga | Mgmt | For | For | For | |||
12 | Elect Tokuo Fukuichi | Mgmt | For | For | For | |||
13 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
14 | Elect Yoshimasa Ishii | Mgmt | For | For | For | |||
15 | Elect Ikuo Uno | Mgmt | For | For | For | |||
16 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
17 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
18 | Elect Masaki Nakatsugawa | Mgmt | For | Against | Against | |||
19 | Elect Teisuke Kitayama | Mgmt | For | Against | Against | |||
20 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
21 | Bonus | Mgmt | For | For | For | |||
22 | Approve of Disposition of Treasury Shares and Third Party Allotment | Mgmt | For | For | For | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
4 | Renew Performance Share Plan | Mgmt | For | For | For | |||
5 | Renew Deferred Annual Bonus Scheme | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Friedrich Joussen | Mgmt | For | For | For | |||
8 | Elect Sir Michael Hodgkinson | Mgmt | For | For | For | |||
9 | Elect Peter Long | Mgmt | For | For | For | |||
10 | Elect Johan Lundgren | Mgmt | For | For | For | |||
11 | Elect William Waggott | Mgmt | For | For | For | |||
12 | Elect Horst Baier | Mgmt | For | For | For | |||
13 | Elect Sebastian Ebel | Mgmt | For | For | For | |||
14 | Elect Janis Kong | Mgmt | For | For | For | |||
15 | Elect Coline McConville | Mgmt | For | For | For | |||
16 | Elect Minnow Powell | Mgmt | For | For | For | |||
17 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
18 | Elect Albert Schunk | Mgmt | For | For | For | |||
19 | Elect Harold Sher | Mgmt | For | For | For | |||
20 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
21 | Elect Vladimir Yakushev | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Boeing Aircrafts | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
UBS AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSN | CINS H89231338 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Related to VeguV | Mgmt | For | TNA | N/A | |||
7 | Maximum Variable Payment Ratio | Mgmt | For | TNA | N/A | |||
8 | Elect Axel A. Weber | Mgmt | For | TNA | N/A | |||
9 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
10 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | |||
11 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
12 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | |||
13 | Elect Axel P. Lehmann | Mgmt | For | TNA | N/A | |||
14 | Elect Helmut G. W. Panke | Mgmt | For | TNA | N/A | |||
15 | Elect William G. Parrett | Mgmt | For | TNA | N/A | |||
16 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
17 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
18 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA | N/A | |||
19 | Elect Ann. F. Godbehere | Mgmt | For | TNA | N/A | |||
20 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
21 | Elect Helmut Panke | Mgmt | For | TNA | N/A | |||
22 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Coverage of Loss | Mgmt | For | For | For | |||
3 | Scrip Dividend | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Nominee Presented by Assogestioni | Mgmt | For | For | For | |||
6 | Common Representative's Fees | Mgmt | For | For | For | |||
7 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | 2014 GROUP INCENTIVE SYSTEM | Mgmt | For | For | For | |||
10 | 2014 Employee Share Ownership Plan | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Scrip Dividend | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | Against | Against | |||
11 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | |||
12 | Severance Agreement (Antoine Frerot) | Mgmt | For | Against | Against | |||
13 | Elect Antoine Frerot | Mgmt | For | For | For | |||
14 | Elect Daniel Bouton | Mgmt | For | For | For | |||
15 | Elect Olivier Costa de Beauregard (WITHDRAWN) | Mgmt | For | For | For | |||
16 | Elect Khaled Al Sayed | Mgmt | For | For | For | |||
17 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | Abstain | Against | |||
21 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights but w/ Priority Subscription Rights | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Abstain | Against | |||
23 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Abstain | Against | |||
24 | Greenshoe | Mgmt | For | Abstain | Against | |||
25 | Increase in Authorized Capital Through Capitalization | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
29 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Vinci | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Xavier Huillard | Mgmt | For | Against | Against | |||
8 | Elect Yves-Thibault de Silguy | Mgmt | For | Against | Against | |||
9 | Elect Henri Saint Olive | Mgmt | For | Against | Against | |||
10 | Elect Representative of Qatari Diar | Mgmt | For | Against | Against | |||
11 | Elect Marie-Christine Lombard | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Supplementary Pension Plan (Xavier Huillard) | Mgmt | For | For | For | |||
14 | Severance Agreement (Xavier Huillard) | Mgmt | For | Against | Against | |||
15 | Related Party Transactions (Renewal of Service Agreement with YTSeuropaconsultants) | Mgmt | For | Against | Against | |||
16 | Remumeration of Xavier Huillard, CEO | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
20 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ordinary: Disposal of Verizon Wireless and Acquisition of Vodafone Italy | Mgmt | For | For | For | |||
2 | Special: Return of Value and Share Consolidation | Mgmt | For | For | For | |||
3 | Special: Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Special: Authority to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Andy Halford | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Alan W. Jebson | Mgmt | For | For | For | |||
8 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
9 | Elect Omid Kordestani | Mgmt | For | For | For | |||
10 | Elect Nick Land | Mgmt | For | For | For | |||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wm Morrison Supermarkets plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRW | CINS G62748119 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Sir Ian Gibson | Mgmt | For | For | For | |||
6 | Elect Dalton Philips | Mgmt | For | For | For | |||
7 | Elect Trevor Strain | Mgmt | For | For | For | |||
8 | Elect Philip G. Cox | Mgmt | For | For | For | |||
9 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
10 | Elect Penny Hughes | Mgmt | For | For | For | |||
11 | Elect Johanna Waterous | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
5 | Remuneration Policy (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
6 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
7 | Elect Roger Agnelli | Mgmt | For | For | For | |||
8 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
9 | Elect Colin Day | Mgmt | For | For | For | |||
10 | Elect Philip Lader | Mgmt | For | For | For | |||
11 | Elect Ruigang Li | Mgmt | For | For | For | |||
12 | Elect Mark Read | Mgmt | For | For | For | |||
13 | Elect Paul Richardson | Mgmt | For | For | For | |||
14 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | |||
15 | Elect Hugo Shong | Mgmt | For | For | For | |||
16 | Elect Timothy Shriver | Mgmt | For | For | For | |||
17 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
18 | Elect Sally Susman | Mgmt | For | For | For | |||
19 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
20 | Elect John Hood | Mgmt | For | For | For | |||
21 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
22 | Elect Nicole Seligman | Mgmt | For | For | For | |||
23 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
24 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Increase in Directors' Fee Cap | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Ziggo NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZIGGO | CINS N9837R105 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Investors Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Accenture plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Jaime Ardila | Mgmt | For | For | For | |||
3 | Elect Charles H. Giancarlo | Mgmt | For | For | For | |||
4 | Elect William L. Kimsey | Mgmt | For | For | For | |||
5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
6 | Elect Mark Moody-Stuart | Mgmt | For | For | For | |||
7 | Elect Pierre Nanterme | Mgmt | For | For | For | |||
8 | Elect Gilles Pelisson | Mgmt | For | For | For | |||
9 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Reduction of Share Capital | Mgmt | For | Abstain | Against | |||
15 | Authority to Hold Annual Meeting Outside of Ireland | Mgmt | For | Abstain | Against | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Price Range for the Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
2 | Elect Guo Bao Zhang | Mgmt | For | For | For | |||
3 | Elect Charles Harrington | Mgmt | For | For | For | |||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
5 | Elect Tarun Khanna | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect James H. Miller | Mgmt | For | For | For | |||
8 | Elect Sandra O. Moose | Mgmt | For | For | For | |||
9 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
10 | Elect Moises Naim | Mgmt | For | For | For | |||
11 | Elect Charles O. Rossotti | Mgmt | For | For | For | |||
12 | Elect Sven Sandstrom | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Fields | Mgmt | For | For | For | |||
2 | Elect A. Barry Rand | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Reapproval of 2009 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AGL Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GAS | CUSIP 001204106 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sandra N. Bane | Mgmt | For | For | For | |||
1.2 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Norman R. Bobins | Mgmt | For | For | For | |||
1.4 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
1.5 | Elect Brenda J. Gaines | Mgmt | For | For | For | |||
1.6 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Wyck A. Knox, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Dennis M. Love | Mgmt | For | For | For | |||
1.9 | Elect Dean R. O'Hare | Mgmt | For | For | For | |||
1.10 | Elect Armando J. Olivera | Mgmt | For | For | For | |||
1.11 | Elect John E. Rau | Mgmt | For | For | For | |||
1.12 | Elect James A. Rubright | Mgmt | For | For | For | |||
1.13 | Elect John W. Somerhalder II | Mgmt | For | For | For | |||
1.14 | Elect Bettina M. Whyte | Mgmt | For | For | For | |||
1.15 | Elect Henry C. Wolf | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Adopting Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Air Lease Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AL | CUSIP 00912X302 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
2 | Elect Cheryl Gordon Krongard | Mgmt | For | For | For | |||
3 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
4 | Elect Robert A. Milton | Mgmt | For | For | For | |||
5 | Elect John L. Plueger | Mgmt | For | For | For | |||
6 | Elect Ian M. Saines | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H. Hernandez | Mgmt | For | For | For | |||
1.2 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
1.3 | Elect Joseph M. Mahady | Mgmt | For | For | For | |||
1.4 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
1.5 | Elect James J. O'Brien | Mgmt | For | For | For | |||
1.6 | Elect Barry W. Perry | Mgmt | For | For | For | |||
1.7 | Elect John Sherman Jr. | Mgmt | For | For | For | |||
1.8 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
1.9 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
1.10 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Mitchell | Mgmt | For | For | For | |||
2 | Elect Richard F. Pops | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Authorization to Hold the 2015 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
5 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Amendment to the 2011 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
Alliance Data Systems Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CUSIP 018581108 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce K. Anderson | Mgmt | For | For | For | |||
2 | Elect Roger H. Ballou | Mgmt | For | For | For | |||
3 | Elect Lawrence M. Benveniste | Mgmt | For | For | For | |||
4 | Elect D. Keith Cobb | Mgmt | For | For | For | |||
5 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||
6 | Elect Kenneth R. Jensen | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Alain Monie | Mgmt | For | For | For | |||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Peter Chernin | Mgmt | For | For | For | |||
5 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
7 | Elect Richard C. Levin | Mgmt | For | For | For | |||
8 | Elect Richard A. McGinn | Mgmt | For | For | For | |||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect W. Walker Lewis | Mgmt | For | For | For | |||
6 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
7 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
9 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
10 | Elect William H. Turner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
AmerisourceBergen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABC | CUSIP 03073E105 | 03/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven H. Collis | Mgmt | For | For | For | |||
2 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
3 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
4 | Elect Richard C. Gozon | Mgmt | For | For | For | |||
5 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
6 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | |||
7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||
9 | Elect Michael J. Long | Mgmt | For | For | For | |||
10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compenstation | Mgmt | For | For | For | |||
13 | Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amend Bylaws to Provide Right to Call Special Meeting | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
7 | Elect Greg C. Garland | Mgmt | For | For | For | |||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Amira Nature Foods Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANFI | CUSIP G0335L102 | 07/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Karan A. Chanana | Mgmt | For | For | For | |||
2 | Elect Sunjay Chanana | Mgmt | For | For | For | |||
3 | Elect Bimal Kishore Raizada | Mgmt | For | For | For | |||
4 | Elect Neal Cravens | Mgmt | For | For | For | |||
5 | Elect Daniel I. Malina | Mgmt | For | For | For | |||
6 | Elect Shiv Surinder Kumar | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Applied Optoelectronics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAOI | CUSIP 03823U102 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Moore | Mgmt | For | Withhold | Against | |||
1.2 | Elect Che-Wei Lin | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CUSIP 03938L104 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
7 | Elect Lewis B. Kaden | Mgmt | For | For | For | |||
8 | Elect Antoine Spillmann | Mgmt | For | For | For | |||
9 | Elect Bruno Lafont | Mgmt | For | For | For | |||
10 | Elect Michel Wurth | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | For | For | |||
Archer-Daniels-Midland Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CUSIP 039483102 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Mollie Hale Carter | Mgmt | For | For | For | |||
3 | Elect Terrell K. Crews | Mgmt | For | For | For | |||
4 | Elect Pierre Dufour | Mgmt | For | For | For | |||
5 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
6 | Elect Antonio dos Santos Maciel Neto | Mgmt | For | For | For | |||
7 | Elect Patrick J. Moore | Mgmt | For | For | For | |||
8 | Elect Thomas F. O'Neill | Mgmt | For | For | For | |||
9 | Elect Francisco Sanchez | Mgmt | For | For | For | |||
10 | Elect Daniel Shih | Mgmt | For | For | For | |||
11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Armada Hoffler Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHH | CUSIP 04208T108 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George F. Allen | Mgmt | For | For | For | |||
1.2 | Elect James A. Carroll | Mgmt | For | For | For | |||
1.3 | Elect James C. Cherry | Mgmt | For | For | For | |||
1.4 | Elect Louis S. Haddad | Mgmt | For | For | For | |||
1.5 | Elect Daniel A. Hoffler | Mgmt | For | For | For | |||
1.6 | Elect A. Russell Kirk | Mgmt | For | For | For | |||
1.7 | Elect Joseph W. Prueher | Mgmt | For | For | For | |||
1.8 | Elect John W. Snow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Artisan Partners Asset Management | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APAM | CUSIP 04316A108 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew R. Barger | Mgmt | For | For | For | |||
1.2 | Elect Eric R. Colson | Mgmt | For | For | For | |||
1.3 | Elect Tench Coxe | Mgmt | For | For | For | |||
1.4 | Elect Stephanie G. DiMarco | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
1.6 | Elect Allen R. Thorpe | Mgmt | For | For | For | |||
1.7 | Elect Andrew A. Ziegler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect James P. Kelly | Mgmt | For | For | For | |||
6 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect John B. McCoy | Mgmt | For | For | For | |||
9 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
10 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
11 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
12 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of AT&T Severance Policy | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||
2 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
3 | Elect Peter K. Barker | Mgmt | For | For | For | |||
4 | Elect Rolf Borjesson | Mgmt | For | For | For | |||
5 | Elect Ken C. Hicks | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect David E.I. Pyott | Mgmt | For | For | For | |||
8 | Elect Dean A. Scarborough | Mgmt | For | For | For | |||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
10 | Elect Julia A. Stewart | Mgmt | For | For | For | |||
11 | Elect Martha Sullivan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
10 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
11 | Elect Thomas J. May | Mgmt | For | For | For | |||
12 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
13 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
14 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to Series T Preferred Stock | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Donald R. Keough | Mgmt | For | For | For | |||
1.10 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.11 | Elect Ronald L. Olson | Mgmt | For | Withhold | Against | |||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Dividends | ShrHldr | Against | Against | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa M. Caputo | Mgmt | For | For | For | |||
2 | Elect Russell P. Fradin | Mgmt | For | For | For | |||
3 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For | |||
4 | Elect Hubert Joly | Mgmt | For | For | For | |||
5 | Elect David W. Kenny | Mgmt | For | For | For | |||
6 | Elect Thomas L. Millner | Mgmt | For | For | For | |||
7 | Elect Gerard R. Vittecoq | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Biogen Idec, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Elect Lynn Schenk | Mgmt | For | For | For | |||
5 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
6 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
7 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
8 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
9 | Elect Brian S. Posner | Mgmt | For | For | For | |||
10 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David L. Calhoun | Mgmt | For | For | For | |||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2003 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CUSIP 055622104 | 04/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Robert W. Dudley | Mgmt | For | For | For | |||
5 | Elect Iain C. Conn | Mgmt | For | For | For | |||
6 | Elect Brian Gilvary | Mgmt | For | For | For | |||
7 | Elect Paul M. Anderson | Mgmt | For | For | For | |||
8 | Elect Frank L. Bowman | Mgmt | For | For | For | |||
9 | Elect Antony Burgmans | Mgmt | For | For | For | |||
10 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
11 | Elect George David | Mgmt | For | For | For | |||
12 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
13 | Elect Dame Ann Dowling | Mgmt | For | For | For | |||
14 | Elect Brendan R. Nelson | Mgmt | For | For | For | |||
15 | Elect Phuthuma F. Nhleko | Mgmt | For | For | For | |||
16 | Elect Andrew B. Shilston | Mgmt | For | For | For | |||
17 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
19 | Executive Directors' Incentive Plan | Mgmt | For | Against | Against | |||
20 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
2 | Elect James R. Gibbs | Mgmt | For | For | For | |||
3 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
4 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | 2014 Incentive Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
3 | Elect Ann F. Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
2 | Elect George S. Barrett | Mgmt | For | For | For | |||
3 | Elect Glenn A. Britt | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect John F. Finn | Mgmt | For | For | For | |||
8 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
9 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
10 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||
CareFusion Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
2 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
3 | Elect Edward D. Miller | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate of Incorporation to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws to Repeal Classified Board | Mgmt | For | For | For | |||
8 | Amend Bylaws to Adopt Majority Voting for Election of Directors | Mgmt | For | For | For | |||
9 | Amend Certificate of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amend Bylaws to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David L. Calhoun | Mgmt | For | For | For | |||
2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | |||
3 | Elect Juan Gallardo | Mgmt | For | For | For | |||
4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | |||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter A. Magowan | Mgmt | For | For | For | |||
7 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
9 | Elect William A. Osborn | Mgmt | For | For | For | |||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Miles D. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Sales to the Government of Sudan | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
CBRE Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Blum | Mgmt | For | For | For | |||
1.2 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
1.3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
1.4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Michael Kantor | Mgmt | For | For | For | |||
1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
1.7 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
1.8 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
1.9 | Elect Gary L. Wilson | Mgmt | For | For | For | |||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CDW Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDW | CUSIP 12514G108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven W. Alesio | Mgmt | For | For | For | |||
1.2 | Elect Barry K. Allen | Mgmt | For | For | For | |||
1.3 | Elect David W. Nelms | Mgmt | For | For | For | |||
1.4 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard W. Barker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael D. Casey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | Withhold | Against | |||
1.8 | Elect James J. Loughlin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
4 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
5 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Voting Provisions Regarding Removal of Directors | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Voting Provisions Regarding Amendments to Bylaws | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Voting Provisions Regarding Amendments to the Certificate of Incorporation | Mgmt | For | For | For | |||
9 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | 2014 Equity and Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
Chesapeake Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHK | CUSIP 165167107 | 06/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vincent J. Intrieri | Mgmt | For | Against | Against | |||
2 | Elect Robert D. Lawler | Mgmt | For | Against | Against | |||
3 | Elect John J. Lipinski | Mgmt | For | Against | Against | |||
4 | Elect Frederic M. Poses | Mgmt | For | Against | Against | |||
5 | Elect Archie W. Dunham | Mgmt | For | Against | Against | |||
6 | Elect R. Brad Martin | Mgmt | For | Against | Against | |||
7 | Elect Louis A. Raspino | Mgmt | For | Against | Against | |||
8 | Elect Merrill A. Miller, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Thomas L. Ryan | Mgmt | For | Against | Against | |||
10 | Repeal of Classified Board | Mgmt | For | Against | Against | |||
11 | Change in Board Size | Mgmt | For | For | For | |||
12 | Proxy Access | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | 2014 Long Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | |||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | |||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Against | Against | |||
6 | Elect George L. Kirkland | Mgmt | For | Against | Against | |||
7 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | |||
8 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | |||
9 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
10 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | |||
11 | Elect Carl Ware | Mgmt | For | Against | Against | |||
12 | Elect John S. Watson | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Charitable Contributions | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||
Cintas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTAS | CUSIP 172908105 | 10/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald S. Adolph | Mgmt | For | For | For | |||
2 | Elect John F. Barrett | Mgmt | For | For | For | |||
3 | Elect Melanie W. Barstad | Mgmt | For | For | For | |||
4 | Elect Richard T. Farmer | Mgmt | For | For | For | |||
5 | Elect Scott D. Farmer | Mgmt | For | For | For | |||
6 | Elect James J. Johnson | Mgmt | For | For | For | |||
7 | Elect Robert J. Kohlhepp | Mgmt | For | For | For | |||
8 | Elect Joseph M. Scaminace | Mgmt | For | For | For | |||
9 | Elect Ronald W. Tysoe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Equity Compensation Plan | Mgmt | For | For | For | |||
12 | Management Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
4 | Elect M. Michele Burns | Mgmt | For | For | For | |||
5 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
6 | Elect John T. Chambers | Mgmt | For | For | For | |||
7 | Elect Brian L. Halla | Mgmt | For | For | For | |||
8 | Elect John L. Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
10 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven M. West | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Franz B. Humer | Mgmt | For | For | For | |||
4 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
9 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
10 | Elect Joan E. Spero | Mgmt | For | For | For | |||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
CNH Global N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNH | CUSIP N20935206 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | |||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | |||
3 | Elect Ana Botin | Mgmt | For | For | For | |||
4 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
5 | Elect Richard M. Daley | Mgmt | For | For | For | |||
6 | Elect Barry Diller | Mgmt | For | For | For | |||
7 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
10 | Elect Muhtar Kent | Mgmt | For | For | For | |||
11 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
12 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect James D. Robinson III | Mgmt | For | For | For | |||
15 | Elect Peter V. Ueberroth | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | 2014 Equity Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Judith R. Haberkorn | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect Jody L Freeman | Mgmt | For | For | For | |||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
9 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Continental Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLR | CUSIP 212015101 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Boren | Mgmt | For | Withhold | Against | |||
1.2 | Elect William B. Berry | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cubist Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBST | CUSIP 229678107 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
2 | Elect Jane Henney | Mgmt | For | For | For | |||
3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Deere & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DE | CUSIP 244199105 | 02/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
4 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
5 | Elect Dipak C. Jain | Mgmt | For | For | For | |||
6 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
7 | Elect Joachim Milberg | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Gregory R. Page | Mgmt | For | For | For | |||
10 | Elect Thomas H. Patrick | Mgmt | For | For | For | |||
11 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Change in Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | |||
1.3 | Elect Robert H. Henry | Mgmt | For | For | For | |||
1.4 | Elect John A. Hill | Mgmt | For | For | For | |||
1.5 | Elect Michael M. Kanovsky | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.7 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.8 | Elect Duane C. Radtke | Mgmt | For | For | For | |||
1.9 | Elect Mary P. Ricciardello | Mgmt | For | For | For | |||
1.10 | Elect John Richels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change | ShrHldr | Against | Against | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
6 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Adams | Mgmt | For | For | For | |||
2 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
3 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
4 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
5 | Elect Jack L. Stahl | Mgmt | For | For | For | |||
6 | Elect Larry D. Young | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
10 | Amendment to the Omnibus Stock Incentive Plan of 2009 | Mgmt | For | For | For | |||
Eastman Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMN | CUSIP 277432100 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Humberto P. Alfonso | Mgmt | For | For | For | |||
2 | Elect Gary E. Anderson | Mgmt | For | For | For | |||
3 | Elect Brett D. Begemann | Mgmt | For | For | For | |||
4 | Elect Michael P. Connors | Mgmt | For | For | For | |||
5 | Elect Mark J. Costa | Mgmt | For | For | For | |||
6 | Elect Stephen R. Demeritt | Mgmt | For | For | For | |||
7 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
8 | Elect Julie F. Holder | Mgmt | For | For | For | |||
9 | Elect Renee J. Hornbaker | Mgmt | For | For | For | |||
10 | Elect Lewis M. Kling | Mgmt | For | For | For | |||
11 | Elect David W. Raisbeck | Mgmt | For | For | For | |||
12 | Elect James P. Rogers | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred D. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
1.3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding PayPal Spin-Off | ShrHldr | Against | Against | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
8 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
11 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Brown | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James S. DiStasio | Mgmt | For | For | For | |||
5 | Elect John R. Egan | Mgmt | For | For | For | |||
6 | Elect William D. Green | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David N. Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David N. Farr | Mgmt | For | For | For | |||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||
1.3 | Elect Charles A. Peters | Mgmt | For | For | For | |||
1.4 | Elect Joseph W. Prueher | Mgmt | For | For | For | |||
1.5 | Elect August A. Busch III | Mgmt | For | For | For | |||
1.6 | Elect James S. Turley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29266R108 | 01/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Johnson | Mgmt | For | For | For | |||
2 | Elect Ward M. Klein | Mgmt | For | For | For | |||
3 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||
4 | Elect John R. Roberts | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Amendment to the 2009 Incentive Stock Plan | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect Mark G. Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald F. Textor | Mgmt | For | For | For | |||
7 | Elect William R. Thomas | Mgmt | For | For | For | |||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Methane Reduction Targets | ShrHldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Nelson A. Diaz | Mgmt | For | For | For | |||
8 | Elect Sue Ling Gin | Mgmt | For | For | For | |||
9 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
10 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
11 | Elect Richard W. Mies | Mgmt | For | For | For | |||
12 | Elect William C. Richardson | Mgmt | For | For | For | |||
13 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
14 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
15 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Renewal of the Annual Incentive Plan for Senior Executives | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Pay Ratio | ShrHldr | Against | Against | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary G. Benanav | Mgmt | For | Against | Against | |||
2 | Election of Directors | Mgmt | For | Against | Against | |||
3 | Elect William J. DeLaney | Mgmt | For | Against | Against | |||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | Against | Against | |||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | Against | Against | |||
6 | Elect Frank Mergenthaler | Mgmt | For | Against | Against | |||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | Against | Against | |||
8 | Elect John O. Parker, Jr. | Mgmt | For | Against | Against | |||
9 | Elect George Paz | Mgmt | For | Against | Against | |||
10 | Elect William L. Roper | Mgmt | For | Against | Against | |||
11 | Elect Seymour Sternberg | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect William W. George | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Childhood Obesity Risks | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect John A. Edwardson | Mgmt | For | For | For | |||
3 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
4 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
5 | Elect Gary W. Loveman | Mgmt | For | For | For | |||
6 | Elect R. Brad Martin | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
9 | Elect Frederick W. Smith | Mgmt | For | For | For | |||
10 | Elect David P. Steiner | Mgmt | For | For | For | |||
11 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | |||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
5 | Elect James P. Hackett | Mgmt | For | For | For | |||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
8 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
9 | Elect Mitchel D. Livingston | Mgmt | For | For | For | |||
10 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
11 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||
12 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
First Southern Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSOF | CUSIP 33644N102 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Fluor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLR | CUSIP 343412102 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter K. Barker | Mgmt | For | Against | Against | |||
2 | Elect Alan M. Bennett | Mgmt | For | Against | Against | |||
3 | Elect Rosemary T. Berkery | Mgmt | For | Against | Against | |||
4 | Elect Peter J. Fluor | Mgmt | For | Against | Against | |||
5 | Elect James T. Hackett | Mgmt | For | Against | Against | |||
6 | Elect Deborah D. McWhinney | Mgmt | For | Against | Against | |||
7 | Elect Dean R. O'Hare | Mgmt | For | Against | Against | |||
8 | Elect Armando J. Olivera | Mgmt | For | Against | Against | |||
9 | Elect Joseph W. Prueher | Mgmt | For | Against | Against | |||
10 | Elect Matthew K. Rose | Mgmt | For | Against | Against | |||
11 | Elect David T. Seaton | Mgmt | For | Against | Against | |||
12 | Elect Nader H. Sultan | Mgmt | For | Against | Against | |||
13 | Elect Lynn C. Swann | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Director Restricted Stock Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
7 | Elect James P. Hackett | Mgmt | For | For | For | |||
8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
9 | Elect William W. Helman IV | Mgmt | For | For | For | |||
10 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
11 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
12 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
13 | Elect Alan Mulally | Mgmt | For | For | For | |||
14 | Elect Homer A. Neal | Mgmt | For | For | For | |||
15 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
16 | Elect John L. Thornton | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | 2014 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.10 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.14 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Glenn K. Murphy | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Generac Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNRC | CUSIP 368736104 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bennett Morgan | Mgmt | For | For | For | |||
1.2 | Elect Todd A. Adams | Mgmt | For | For | For | |||
1.3 | Elect Ralph W. Castner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
12 | Elect James J. Mulva | Mgmt | For | For | For | |||
13 | Elect James E. Rohr | Mgmt | For | For | For | |||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
16 | Elect James S. Tisch | Mgmt | For | For | For | |||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Sale of Company | ShrHldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect William T. Esrey | Mgmt | For | For | For | |||
5 | Elect Raymond V. Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
11 | Elect Michael D. Rose | Mgmt | For | For | For | |||
12 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
13 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Post-Consumer Product Packaging | ShrHldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2014 Short-Term Incentive Plan | Mgmt | For | For | For | |||
17 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Patient Access | ShrHldr | Against | Against | For | |||
GNC Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNC | CUSIP 36191G107 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.2 | Elect Alan D. Feldman | Mgmt | For | For | For | |||
1.3 | Elect Joseph Fortunato | Mgmt | For | For | For | |||
1.4 | Elect Michael F. Hines | Mgmt | For | For | For | |||
1.5 | Elect Amy B. Lane | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.8 | Elect C. Scott O'Hara | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Debora L. Spar | Mgmt | For | For | For | |||
12 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
13 | Elect David A. Viniar | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
1.2 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
1.4 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
1.6 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
1.7 | Elect Richard A. Noll | Mgmt | For | For | For | |||
1.8 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
1.9 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HASI | CUSIP 41068X100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey W. Eckel | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Cirilli | Mgmt | For | For | For | |||
1.3 | Elect Charles M. O'Neil | Mgmt | For | For | For | |||
1.4 | Elect Richard J. Osborne | Mgmt | For | For | For | |||
1.5 | Elect Jackalyne Pfannenstiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Harman International Industries, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP 413086109 | 12/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
2 | Elect John W. Diercksen | Mgmt | For | For | For | |||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | Against | Against | |||
4 | Elect Jiren Liu | Mgmt | For | Against | Against | |||
5 | Elect Edward H. Meyer | Mgmt | For | For | For | |||
6 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
7 | Elect Kenneth M. Reiss | Mgmt | For | For | For | |||
8 | Elect Hellene S. Runtagh | Mgmt | For | For | For | |||
9 | Elect Frank Sklarsky | Mgmt | For | For | For | |||
10 | Elect Gary G. Steel | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2012 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
13 | 2014 Key Executive Officers Bonus Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
HealthSouth Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLS | CUSIP 421924309 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Chidsey | Mgmt | For | For | For | |||
1.2 | Elect Donald L. Correll | Mgmt | For | For | For | |||
1.3 | Elect Yvonne M. Curl | Mgmt | For | For | For | |||
1.4 | Elect Charles M. Elson | Mgmt | For | For | For | |||
1.5 | Elect Jay Grinney | Mgmt | For | For | For | |||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.7 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Leslye G. Katz | Mgmt | For | For | For | |||
1.9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
1.10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Helmerich & Payne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HP | CUSIP 423452101 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hans Helmerich | Mgmt | For | For | For | |||
2 | Elect John W. Lindsay | Mgmt | For | For | For | |||
3 | Elect Paula Marshall | Mgmt | For | For | For | |||
4 | Elect Randy A. Foutch | Mgmt | For | For | For | |||
5 | Elect John D. Zeglis | Mgmt | For | For | For | |||
6 | Elect William L. Armstrong | Mgmt | For | For | For | |||
7 | Elect Thomas A. Petrie | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Herbalife Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLF | CUSIP G4412G101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael O. Johnson | Mgmt | For | For | For | |||
1.2 | Elect John Tartol | Mgmt | For | For | For | |||
1.3 | Elect Hunter C. Gary | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jesse A. Lynn | Mgmt | For | For | For | |||
1.5 | Elect James L. Nelson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
7 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
8 | Elect Gary M Reiner | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
12 | Elect Ralph V. Whitworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
6 | Elect William J. McDonald | Mgmt | For | For | For | |||
7 | Elect William E. Mitchell | Mgmt | For | For | For | |||
8 | Elect David B. Nash | Mgmt | For | For | For | |||
9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Susan L. Decker | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | |||
2 | Elect William R. Brody | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
5 | Elect David N. Farr | Mgmt | For | For | For | |||
6 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect James W. Owens | Mgmt | For | For | For | |||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
11 | Elect Joan E. Spero | Mgmt | For | For | For | |||
12 | Elect Sidney Taurel | Mgmt | For | For | For | |||
13 | Elect Lorenzo H. Zambrano Trevino | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Re-approve Performance Goals of the Company's Long-Term Incentive Awards | Mgmt | For | For | For | |||
17 | 2014 Employees Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
International Game Technology | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IGT | CUSIP 459902102 | 03/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paget L. Alves | Mgmt | For | For | For | |||
2 | Elect Eric F. Brown | Mgmt | For | For | For | |||
3 | Elect Janice D. Chaffin | Mgmt | For | For | For | |||
4 | Elect Greg Creed | Mgmt | For | For | For | |||
5 | Elect Patti S. Hart | Mgmt | For | For | For | |||
6 | Elect Robert J. Miller | Mgmt | For | For | For | |||
7 | Elect Vincent L. Sadusky | Mgmt | For | For | For | |||
8 | Elect Philip G. Satre | Mgmt | For | For | For | |||
9 | Elect Tracy D. Weber | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
6 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
7 | Elect Joan E. Spero | Mgmt | For | For | For | |||
8 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
9 | Elect John F. Turner | Mgmt | For | For | For | |||
10 | Elect William G. Walter | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Iridium Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRDM | CUSIP 46269C102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert H. Niehaus | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Canfield | Mgmt | For | For | For | |||
1.3 | Elect Peter M. Dawkins | Mgmt | For | For | For | |||
1.4 | Elect Matthew J. Desch | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Fitzpatrick | Mgmt | For | For | For | |||
1.6 | Elect Alvin B. Krongard | Mgmt | For | For | For | |||
1.7 | Elect Eric T. Olson | Mgmt | For | For | For | |||
1.8 | Elect Steven B. Pfeiffer | Mgmt | For | For | For | |||
1.9 | Elect Parker W. Rush | Mgmt | For | For | For | |||
1.10 | Elect S. Scott Smith | Mgmt | For | For | For | |||
1.11 | Elect Barry J. West | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ryan M. Birtwell | Mgmt | For | For | For | |||
1.2 | Elect Brian T. Clingen | Mgmt | For | For | For | |||
1.3 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
1.4 | Elect Peter R. Formanek | Mgmt | For | For | For | |||
1.5 | Elect James P. Hallett | Mgmt | For | For | For | |||
1.6 | Elect Mark E. Hill | Mgmt | For | For | For | |||
1.7 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
1.8 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
1.9 | Elect John P. Larson | Mgmt | For | For | For | |||
1.10 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Bryant | Mgmt | For | For | For | |||
1.2 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
1.3 | Elect June Montgomery Tabron | Mgmt | For | For | For | |||
1.4 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
1.2 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
1.3 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
1.4 | Elect H. James Dallas | Mgmt | For | For | For | |||
1.5 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
1.6 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
1.7 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
1.9 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
1.10 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
1.11 | Elect Demos Parneros | Mgmt | For | For | For | |||
1.12 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect David B. Lewis | Mgmt | For | For | For | |||
6 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
7 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
8 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
9 | Elect Susan M. Phillips | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect James A. Runde | Mgmt | For | For | For | |||
12 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
13 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
14 | 2014 Long-Term Incentive and Cash Bonus Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles D. Forman | Mgmt | For | For | For | |||
1.2 | Elect George Jamieson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Equity Award Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
5 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald L. Runkle | Mgmt | For | For | For | |||
7 | Elect Matthew J. Simoncini | Mgmt | For | For | For | |||
8 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
9 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2009 Long-Term Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis R. Glass | Mgmt | For | For | For | |||
2 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
3 | Elect Michael F. Mee | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
Lorillard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LO | CUSIP 544147101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dianne N. Blixt | Mgmt | For | For | For | |||
2 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
3 | Elect Virgis W. Colbert | Mgmt | For | For | For | |||
4 | Elect David E. R. Dangoor | Mgmt | For | For | For | |||
5 | Elect Murray S. Kessler | Mgmt | For | For | For | |||
6 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
7 | Elect Richard W. Roedel | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Amendment to the 2008 Incentive Compensation Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | |||
1.4 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Annual Reporting on Environmental Goals and Sustainability Policy | ShrHldr | Against | Against | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | For | For | |||
3 | Elect Claire S. Farley | Mgmt | For | For | For | |||
4 | Elect Rudy M.J. van der Meer | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Karyn F. Ovelman | Mgmt | For | For | For | |||
8 | Elect Craig B. Glidden | Mgmt | For | For | For | |||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
10 | Elect Patrick D. Quarles | Mgmt | For | For | For | |||
11 | Elect Timothy D. Roberts | Mgmt | For | For | For | |||
12 | ADOPTION OF ANNUAL ACCOUNTS FOR 2013 | Mgmt | For | For | For | |||
13 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
14 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
17 | Allocation of Dividends | Mgmt | For | For | For | |||
18 | Advisory Vote Approving Executive Compensation | Mgmt | For | Against | Against | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel up to 10% of Share Capital Held in Treasury | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
4 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
8 | Elect Paul C. Varga | Mgmt | For | For | For | |||
9 | Elect Craig E. Weatherup | Mgmt | For | Against | Against | |||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter G. Bowie | Mgmt | For | For | For | |||
1.3 | Elect J. Trevor Eyton | Mgmt | For | For | For | |||
1.4 | Elect V. Peter Harder | Mgmt | For | For | For | |||
1.5 | Elect Barbara Judge | Mgmt | For | For | For | |||
1.6 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.7 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
1.8 | Elect Dr. Indira V. Samarasekera | Mgmt | For | For | For | |||
1.9 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Worrall | Mgmt | For | For | For | |||
1.11 | Elect William Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ManpowerGroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAN | CUSIP 56418H100 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cari M. Dominguez | Mgmt | For | For | For | |||
2 | Elect Roberto G. Mendoza | Mgmt | For | For | For | |||
3 | Elect Jonas Prising | Mgmt | For | For | For | |||
4 | Elect Elizabeth Sartain | Mgmt | For | For | For | |||
5 | Elect Edward J. Zore | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Marathon Petroleum Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPC | CUSIP 56585A102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven A. Davis | Mgmt | For | For | For | |||
1.2 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
1.3 | Elect John W. Snow | Mgmt | For | For | For | |||
1.4 | Elect John P. Surma | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Masco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAS | CUSIP 574599106 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Keith J. Allman | Mgmt | For | For | For | |||
2 | Elect Verne G. Istock | Mgmt | For | For | For | |||
3 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
4 | Elect Christopher O'Herlihy | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | 2014 Long Term Stock Incentive Plan | Mgmt | For | For | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Marc Olivie | Mgmt | For | For | For | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Elect Edward Suning Tian | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
3 | Elect Walter E. Massey | Mgmt | For | For | For | |||
4 | Elect Cary D. McMillan | Mgmt | For | For | For | |||
5 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
6 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
7 | Elect Roger W. Stone | Mgmt | For | For | For | |||
8 | Elect Miles D. White | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Reapproval of Material Terms Under the 2009 Cash Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
1.3 | Elect Victor J. Dzau | Mgmt | For | For | For | |||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
1.6 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||
1.7 | Elect James T. Lenehan | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
1.10 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
1.11 | Elect Preetha Reddy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2013 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
8 | Elimination of Conforming Language Regarding Supermajority Requirements | Mgmt | For | For | For | |||
9 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect John M. Keane | Mgmt | For | For | For | |||
6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Non-Management Director Stock Compensation Plan | Mgmt | For | For | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Kors | Mgmt | For | For | For | |||
2 | Elect Judy Gibbons | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Stroll | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven A. Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William H. Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||
6 | Elect David F. Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles H. Noski | Mgmt | For | For | For | |||
8 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
9 | Elect John W. Thompson | Mgmt | For | For | For | |||
10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Moody's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCO | CUSIP 615369105 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jorge A. Bermudez | Mgmt | For | For | For | |||
2 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
3 | Elect Leslie F. Seidman | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Howard J. Davies | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
15 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Nabors Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBR | CUSIP G6359F103 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Crane | Mgmt | For | Withhold | Against | |||
1.2 | Elect John P. Kotts | Mgmt | For | For | For | |||
1.3 | Elect Michael C. Linn | Mgmt | For | Withhold | Against | |||
1.4 | Elect John V. Lombardi | Mgmt | For | Withhold | Against | |||
1.5 | Elect Anthony G. Petrello | Mgmt | For | Withhold | Against | |||
1.6 | Elect Howard Wolf | Mgmt | For | For | For | |||
1.7 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
10 | Shareholder Proposal Regarding Counting Broker Non-Votes | ShrHldr | Against | Against | For | |||
National Oilwell Varco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOV | CUSIP 637071101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | |||
2 | Elect Clay C. Williams | Mgmt | For | For | For | |||
3 | Elect Greg L. Armstrong | Mgmt | For | For | For | |||
4 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
6 | Elect Ben A. Guill | Mgmt | For | For | For | |||
7 | Elect David D. Harrison | Mgmt | For | For | For | |||
8 | Elect Roger L. Jarvis | Mgmt | For | For | For | |||
9 | Elect Eric L. Mattson | Mgmt | For | For | For | |||
10 | Elect Jeffery A. Smisek | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
5 | Elect William H. Hernandez | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
3 | Elect David W. Crane | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
6 | Elect Edward R. Muller | Mgmt | For | For | For | |||
7 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
9 | Elect Walter R. Young | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
NV Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVE | CUSIP 67073Y106 | 09/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
NVIDIA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVDA | CUSIP 67066G104 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
2 | Elect Tench Coxe | Mgmt | For | For | For | |||
3 | Elect James C. Gaither | Mgmt | For | For | For | |||
4 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
5 | Elect Dawn Hudson | Mgmt | For | For | For | |||
6 | Elect Harvey C. Jones | Mgmt | For | For | For | |||
7 | Elect William J. Miller | Mgmt | For | For | For | |||
8 | Elect Mark L. Perry | Mgmt | For | For | For | |||
9 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
10 | Elect Mark A. Stevens | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | |||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
5 | Elect Edward P. Djerejian | Mgmt | For | For | For | |||
6 | Elect John E. Feick | Mgmt | For | For | For | |||
7 | Elect Margaret M. Foran | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect William R. Klesse | Mgmt | For | For | For | |||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | |||
12 | Waive Director Age Restriction Policy for Edward P. Djerejian | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amend Certificate to Permit Action by Written Consent | Mgmt | For | For | For | |||
15 | Amend Bylaws to Separate Chairman and CEO Roles | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland C. Smith | Mgmt | For | For | For | |||
2 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
5 | Elect V. James Marino | Mgmt | For | For | For | |||
6 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||
7 | Elect Michael J. Massey | Mgmt | For | For | For | |||
8 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
9 | Elect David M. Szymanski | Mgmt | For | For | For | |||
10 | Elect Nigel Travis | Mgmt | For | For | For | |||
11 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 07/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 08/21/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil R. Austrian | Mgmt | For | TNA | N/A | |||
1.2 | Elect Justin Bateman | Mgmt | For | TNA | N/A | |||
1.3 | Elect Thomas J. Colligan | Mgmt | For | TNA | N/A | |||
1.4 | Elect Marsha J. Evans | Mgmt | For | TNA | N/A | |||
1.5 | Elect Eugene V. Fife | Mgmt | For | TNA | N/A | |||
1.6 | Elect W. Scott Hedrick | Mgmt | For | TNA | N/A | |||
1.7 | Elect Kathleen Mason | Mgmt | For | TNA | N/A | |||
1.8 | Elect Michael J. Massey | Mgmt | For | TNA | N/A | |||
1.9 | Elect Raymond Svider | Mgmt | For | TNA | N/A | |||
1.10 | Elect Nigel Travis | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cynthia T. Jamison | Mgmt | N/A | For | N/A | |||
1.2 | Elect Robert L. Nardelli | Mgmt | N/A | For | N/A | |||
1.3 | Elect Jeffrey C. Smith | Mgmt | N/A | For | N/A | |||
1.4 | Elect Joseph S. Vassalluzzo | Mgmt | N/A | For | N/A | |||
1.5 | Elect Neil R. Austrian | Mgmt | N/A | For | N/A | |||
1.6 | Elect Justin Bateman | Mgmt | N/A | For | N/A | |||
1.7 | Elect Kathleen Mason | Mgmt | N/A | For | N/A | |||
1.8 | Elect Michael J. Massey | Mgmt | N/A | For | N/A | |||
1.9 | Elect Raymond Svider | Mgmt | N/A | For | N/A | |||
1.10 | Elect Nigel Travis | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Wren | Mgmt | For | For | For | |||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
3 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
4 | Elect Mary C. Choksi | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
7 | Elect Errol M. Cook | Mgmt | For | For | For | |||
8 | Elect Susan S. Denison | Mgmt | For | For | For | |||
9 | Elect Michael A. Henning | Mgmt | For | For | For | |||
10 | Elect John R. Murphy | Mgmt | For | For | For | |||
11 | Elect John R. Purcell | Mgmt | For | For | For | |||
12 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
13 | Elect Gary L. Roubos | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
Owens-Illinois, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OI | CUSIP 690768403 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay L. Geldmacher | Mgmt | For | For | For | |||
1.2 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
1.3 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.4 | Elect John J. McMackin, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Hari N. Nair | Mgmt | For | For | For | |||
1.6 | Elect Hugh H. Roberts | Mgmt | For | For | For | |||
1.7 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
1.8 | Elect Carol A. Williams | Mgmt | For | For | For | |||
1.9 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
1.10 | Elect Thomas L. Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Incentive Award Plan | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Harold Cramer | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Long Term Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Perkinelmer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKI | CUSIP 714046109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barrett | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | |||
4 | Elect Alexis P. Michas | Mgmt | For | For | For | |||
5 | Elect James C. Mullen | Mgmt | For | For | For | |||
6 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
7 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
8 | Elect Patrick J. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Incentive Plan | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect Constance J. Horner | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect George A. Lorch | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Approval Of Political Contributions Policy | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Pinnacle Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane Nielsen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jeff Overly | Mgmt | For | Withhold | Against | |||
1.3 | Elect Raymond P. Silcock | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Pitney Bowes Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBI | CUSIP 724479100 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | |||
2 | Elect Anne M. Busquet | Mgmt | For | For | For | |||
3 | Elect Roger Fradin | Mgmt | For | For | For | |||
4 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | |||
5 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | |||
6 | Elect Marc B. Lautenbach | Mgmt | For | For | For | |||
7 | Elect Eduardo R. Menasce | Mgmt | For | For | For | |||
8 | Elect Michael I. Roth | Mgmt | For | For | For | |||
9 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
10 | Elect David B. Snow, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Directors' Stock Plan | Mgmt | For | For | For | |||
Potash Corporation of Saskatchewan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | |||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | |||
1.3 | Elect William J. Doyle | Mgmt | For | For | For | |||
1.4 | Elect John W. Estey | Mgmt | For | For | For | |||
1.5 | Elect Gerald W. Grandey | Mgmt | For | For | For | |||
1.6 | Elect Charles S. Hoffman | Mgmt | For | For | For | |||
1.7 | Elect Dallas J. Howe | Mgmt | For | For | For | |||
1.8 | Elect Alice D. Laberge | Mgmt | For | For | For | |||
1.9 | Elect Consuelo E. Madere | Mgmt | For | For | For | |||
1.10 | Elect Keith G. Martell | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | |||
1.12 | Elect Mary A. Mogford | Mgmt | For | For | For | |||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | 2014 Performance Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.9 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.10 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.2 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
1.3 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | ShrHldr | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect Francisco Ros | Mgmt | For | For | For | |||
12 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
13 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
14 | Elect Marc I. Stern | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Cartwright | Mgmt | For | For | For | |||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
4 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
5 | Elect George R. Oliver | Mgmt | For | For | For | |||
6 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
7 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
8 | Elect William R. Spivey | Mgmt | For | For | For | |||
9 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Ability to Act by Written Consent | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Red Robin Gourmet Burgers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRGB | CUSIP 75689M101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Aiken | Mgmt | For | For | For | |||
2 | Elect Stephen E. Carley | Mgmt | For | For | For | |||
3 | Elect Lloyd L. Hill | Mgmt | For | For | For | |||
4 | Elect Richard J. Howell | Mgmt | For | For | For | |||
5 | Elect Glenn B. Kaufman | Mgmt | For | For | For | |||
6 | Elect Pattye L. Moore | Mgmt | For | For | For | |||
7 | Elect Stuart I. Oran | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
9 | Elect James R. Malone | Mgmt | For | For | For | |||
10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
11 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
12 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
13 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Rock-Tenn Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKT | CUSIP 772739207 | 01/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jenny A. Hourihan | Mgmt | For | For | For | |||
1.2 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
1.3 | Elect J. Powell Brown | Mgmt | For | For | For | |||
1.4 | Elect Robert M. Chapman | Mgmt | For | For | For | |||
1.5 | Elect Terrell K. Crews | Mgmt | For | For | For | |||
1.6 | Elect Russell M. Currey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
Rowan Companies plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDC | CUSIP G7665A101 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas P. Burke | Mgmt | For | Against | Against | |||
2 | Elect William T. Fox III | Mgmt | For | Against | Against | |||
3 | Elect Sir Graham Hearne | Mgmt | For | Against | Against | |||
4 | Elect Lord Moynihan | Mgmt | For | Against | Against | |||
5 | Elect John J. Quicke | Mgmt | For | Against | Against | |||
6 | Elect W. Matt Ralls | Mgmt | For | Against | Against | |||
7 | Elect Tore I. Sandvold | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
10 | Approval of the Statutory Auditors’ Remuneration | Mgmt | For | For | For | |||
11 | Approval of U.K. Directors’ Remuneration Policy | Mgmt | For | For | For | |||
12 | Approval of U.K. Statutory Implementation Report | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Tony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | |||
5 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Select Comfort Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCSS | CUSIP 81616X103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen L. Nedorostek | Mgmt | For | For | For | |||
2 | Elect Michael A. Peel | Mgmt | For | For | For | |||
3 | Elect Jean-Michel Valette | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
SFX Entertainment Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFXE | CUSIP 784178303 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F.X. Sillerman | Mgmt | For | For | For | |||
1.2 | Elect D. Geoff Armstrong | Mgmt | For | For | For | |||
1.3 | Elect Dr. Andrew N. Bazos | Mgmt | For | For | For | |||
1.4 | Elect Jared Cohen | Mgmt | For | For | For | |||
1.5 | Elect Pasquale Manocchia | Mgmt | For | For | For | |||
1.6 | Elect Michael Meyer | Mgmt | For | For | For | |||
1.7 | Elect John Miller | Mgmt | For | For | For | |||
1.8 | Elect Joseph F. Rascoff | Mgmt | For | For | For | |||
1.9 | Elect Edward Simon | Mgmt | For | For | For | |||
1.10 | Elect Mitchell J. Slater | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Equity Compensation Plan | Mgmt | For | Against | Against | |||
Shire Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CUSIP 82481R106 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect David Kappler | Mgmt | For | For | For | |||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Elect David M. Stout | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
7 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
8 | Elect John T. Montford | Mgmt | For | For | For | |||
9 | Elect Thomas M. Nealon | Mgmt | For | For | For | |||
10 | Elect Daniel D. Villanueva | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.3 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 10/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen M. Bennett | Mgmt | For | For | For | |||
2 | Elect Michael A. Brown | Mgmt | For | For | For | |||
3 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
4 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
5 | Elect David Mahoney | Mgmt | For | For | For | |||
6 | Elect Robert S. Miller | Mgmt | For | For | For | |||
7 | Elect Anita Sands | Mgmt | For | For | For | |||
8 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
9 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
10 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Amendment to the Senior Executive Incentive Plan | Mgmt | For | For | For | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Alfred Castino | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect Deborah A. Coleman | Mgmt | For | For | For | |||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.7 | Elect John Schwarz | Mgmt | For | For | For | |||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Non-Employee Directors Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Calvin Darden | Mgmt | For | Against | Against | |||
4 | Elect Henrique de Castro | Mgmt | For | Against | Against | |||
5 | Elect James A. Johnson | Mgmt | For | Against | Against | |||
6 | Elect Mary E. Minnick | Mgmt | For | Against | Against | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | |||
8 | Elect Derica W. Rice | Mgmt | For | Against | Against | |||
9 | Elect Kenneth L. Salazar | Mgmt | For | Against | Against | |||
10 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Elimination of Perquisites | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Prohibiting Discrimination | ShrHldr | Against | Against | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Ronald Kirk | Mgmt | For | For | For | |||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approve the 2014 Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approve Performance Criteria of the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
The ADT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADT | CUSIP 00101J106 | 03/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Colligan | Mgmt | For | For | For | |||
2 | Elect Richard J. Daly | Mgmt | For | For | For | |||
3 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||
4 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
7 | Elect Bridgette Heller | Mgmt | For | For | For | |||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela F. Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Alan G. Lafley | Mgmt | For | For | For | |||
6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | 2013 Non-Employee Directors' Stock Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn A. Britt | Mgmt | For | For | For | |||
3 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
4 | Elect David C. Chang | Mgmt | For | For | For | |||
5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter R. Haje | Mgmt | For | For | For | |||
7 | Elect Donna A. James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
10 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
11 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
12 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
13 | Elect John E. Sununu | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 07/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Cella | Mgmt | For | For | For | |||
2 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | |||
8 | Elect William J. Kane | Mgmt | For | For | For | |||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Trinity Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRN | CUSIP 896522109 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John L. Adams | Mgmt | For | For | For | |||
1.2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
1.3 | Elect David W. Biegler | Mgmt | For | For | For | |||
1.4 | Elect Leldon E. Echols | Mgmt | For | For | For | |||
1.5 | Elect Ronald J. Gafford | Mgmt | For | For | For | |||
1.6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
1.7 | Elect Charles W. Matthews | Mgmt | For | For | For | |||
1.8 | Elect Douglas L. Rock | Mgmt | For | For | For | |||
1.9 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
1.10 | Elect Timothy R. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francois J. Castaing | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Gambrell | Mgmt | For | For | For | |||
1.3 | Elect David W. Meline | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tumi Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUMI | CUSIP 89969Q104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph R. Gromek | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Mardy | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyson Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSN | CUSIP 902494103 | 01/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John H. Tyson | Mgmt | For | For | For | |||
2 | Elect Kathleen M. Bader | Mgmt | For | For | For | |||
3 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
4 | Elect Jim Kever | Mgmt | For | For | For | |||
5 | Elect Kevin M. McNamara | Mgmt | For | For | For | |||
6 | Elect Brad T. Sauer | Mgmt | For | For | For | |||
7 | Elect Robert Thurber | Mgmt | For | For | For | |||
8 | Elect Barbara A. Tyson | Mgmt | For | For | For | |||
9 | Elect Albert C. Zapanta | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Gestation Crates | ShrHldr | Against | Against | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | |||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
11 | Elect David B. O'Maley | Mgmt | For | For | For | |||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
1.2 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
1.3 | Elect Anne Pol | Mgmt | For | For | For | |||
1.4 | Elect Ernest E. Jones | Mgmt | For | For | For | |||
1.5 | Elect John L. Walsh | Mgmt | For | For | For | |||
1.6 | Elect Roger B. Vincent | Mgmt | For | For | For | |||
1.7 | Elect M. Shawn Puccio | Mgmt | For | For | For | |||
1.8 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
1.9 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
5 | Elect John J. Koraleski | Mgmt | For | For | For | |||
6 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Unisys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIS | CUSIP 909214306 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
2 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
3 | Elect Alison Davis | Mgmt | For | For | For | |||
4 | Elect Nathaniel A. Davis | Mgmt | For | For | For | |||
5 | Elect Denise K. Fletcher | Mgmt | For | For | For | |||
6 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
7 | Elect Lee D. Roberts | Mgmt | For | For | For | |||
8 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
United Rentals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
URI | CUSIP 911363109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jenne K. Britell | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
4 | Elect Michael J. Kneeland | Mgmt | For | For | For | |||
5 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
6 | Elect Singleton B. McAllister | Mgmt | For | For | For | |||
7 | Elect Brian D. McAuley | Mgmt | For | For | For | |||
8 | Elect John S. McKinney | Mgmt | For | For | For | |||
9 | Elect James H. Ozanne | Mgmt | For | For | For | |||
10 | Elect Jason D. Papastavrou | Mgmt | For | For | For | |||
11 | Elect Filippo Passerini | Mgmt | For | For | For | |||
12 | Elect Donald C. Roof | Mgmt | For | For | For | |||
13 | Elect Keith Wimbush | Mgmt | For | For | For | |||
14 | 2014 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2010 Long Term Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of Performance Goals of the 2010 Long Term Incentive Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Unum Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNM | CUSIP 91529Y106 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy F. Keaney | Mgmt | For | For | For | |||
2 | Elect Gloria C. Larson | Mgmt | For | For | For | |||
3 | Elect William J. Ryan | Mgmt | For | For | For | |||
4 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
2 | Elect Robert A. Katz | Mgmt | For | For | For | |||
3 | Elect Richard D. Kincaid | Mgmt | For | For | For | |||
4 | Elect John Redmond | Mgmt | For | For | For | |||
5 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
6 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
7 | Elect John F. Sorte | Mgmt | For | For | For | |||
8 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
VeriSign, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRSN | CUSIP 92343E102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect D. James Bidzos | Mgmt | For | For | For | |||
2 | Elect William L. Chenevich | Mgmt | For | For | For | |||
3 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
4 | Elect Roger H. Moore | Mgmt | For | For | For | |||
5 | Elect John D. Roach | Mgmt | For | For | For | |||
6 | Elect Louis A. Simpson | Mgmt | For | For | For | |||
7 | Elect Timothy Tomlinson | Mgmt | For | For | For | |||
8 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
5 | Elect Robert W. Lane | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Adoption of Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W209 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation | Mgmt | For | For | For | |||
2 | Ordinary: Disposal of Verizon Wireless and Acquisition of Vodafone Italy | Mgmt | For | For | For | |||
3 | Special: Return of Value and Share Consolidation | Mgmt | For | For | For | |||
4 | Special: Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Special: Authority to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Douglas N. Daft | Mgmt | For | For | For | |||
6 | Elect Michael T. Duke | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
9 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
10 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
11 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
12 | Elect Jim C. Walton | Mgmt | For | For | For | |||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||
14 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven A. Davis | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
6 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
7 | Elect Alan G. McNally | Mgmt | For | For | For | |||
8 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
9 | Elect Stefano Pessina | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect Alejandro Silva | Mgmt | For | For | For | |||
12 | Elect James A. Skinner | Mgmt | For | For | For | |||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Walt Disney Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin C. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
WCI Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCIC | CUSIP 92923C807 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Bartels, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Keith E. Bass | Mgmt | For | For | For | |||
1.3 | Elect Michelle MacKay | Mgmt | For | For | For | |||
1.4 | Elect Darius G. Nevin | Mgmt | For | For | For | |||
1.5 | Elect Stephen D. Plavin | Mgmt | For | For | For | |||
1.6 | Elect Charles C. Reardon | Mgmt | For | For | For | |||
1.7 | Elect Christopher E. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Wellpoint Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP 94973V107 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
2 | Elect Robert L. Dixon, Jr. | Mgmt | For | For | For | |||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
4 | Elect William J. Ryan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Prohibiting Political Spending | ShrHldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Susan E. Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald M. James | Mgmt | For | For | For | |||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect James H. Quigley | Mgmt | For | For | For | |||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect William T. Kerr | Mgmt | For | For | For | |||
8 | Elect John D. Liu | Mgmt | For | For | For | |||
9 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
10 | Elect William D. Perez | Mgmt | For | For | For | |||
11 | Elect Michael A. Todman | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2014 Executive Performance Plan | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||
1.3 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.4 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Miller | Mgmt | For | For | For | |||
1.2 | Elect D. Boone Wayson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Director Qualification Bylaw | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glenn A. Britt | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
4 | Elect William Curt Hunter | Mgmt | For | For | For | |||
5 | Elect Robert J. Keegan | Mgmt | For | For | For | |||
6 | Elect Robert A. McDonald | Mgmt | For | For | For | |||
7 | Elect Charles Prince | Mgmt | For | For | For | |||
8 | Elect Ann N. Reese | Mgmt | For | For | For | |||
9 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
10 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | |||
3 | Elect John L. Doyle | Mgmt | For | For | For | |||
4 | Elect William G. Howard, Jr. | Mgmt | For | For | For | |||
5 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
6 | Elect Albert A. Pimentel | Mgmt | For | For | For | |||
7 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | |||
8 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
10 | First Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Second Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Amendment to the Stock Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
7 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Money Market Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
Putnam Money Market Liquidity Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 746763168 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Multi-Cap Growth Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actavis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect James H. Bloem | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
5 | Elect John A. King | Mgmt | For | For | For | |||
6 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
7 | Elect Jiri Michal | Mgmt | For | For | For | |||
8 | Elect Sigurdur Olafsson | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
11 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Forest Laboratories, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Aegerion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEGR | CUSIP 00767E102 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sol J. Barer | Mgmt | For | Withhold | Against | |||
1.2 | Elect Antonio M. Gotto, Jr. | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Everitt | Mgmt | For | For | For | |||
1.2 | Elect Russell K. Girling | Mgmt | For | For | For | |||
1.3 | Elect Susan A. Henry | Mgmt | For | For | For | |||
1.4 | Elect Russell J. Horner | Mgmt | For | For | For | |||
1.5 | Elect David J. Lesar | Mgmt | For | For | For | |||
1.6 | Elect John E. Lowe | Mgmt | For | For | For | |||
1.7 | Elect Charles V. Magro | Mgmt | For | For | For | |||
1.8 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.9 | Elect Derek G. Pannell | Mgmt | For | For | For | |||
1.10 | Elect Mayo M. Schmidt | Mgmt | For | For | For | |||
1.11 | Elect Victor J. Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Bundled Amendments to Bylaws | Mgmt | For | For | For | |||
5 | Advance Notice Policy | Mgmt | For | For | For | |||
6 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
Align Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALGN | CUSIP 016255101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Lacob | Mgmt | For | For | For | |||
2 | Elect C. Raymond Larkin, Jr. | Mgmt | For | For | For | |||
3 | Elect George J. Morrow | Mgmt | For | For | For | |||
4 | Elect David C. Nagel | Mgmt | For | For | For | |||
5 | Elect Thomas M. Prescott | Mgmt | For | For | For | |||
6 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
7 | Elect Greg J. Santora | Mgmt | For | For | For | |||
8 | Elect Warren S. Thaler | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Mitchell | Mgmt | For | For | For | |||
2 | Elect Richard F. Pops | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Authorization to Hold the 2015 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
5 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Amendment to the 2011 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
Allegion plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLE | CUSIP G0176J109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Chesser | Mgmt | For | For | For | |||
2 | Elect Carla Cico | Mgmt | For | For | For | |||
3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
4 | Elect David D. Petratis | Mgmt | For | For | For | |||
5 | Elect Dean I. Schaffer | Mgmt | For | For | For | |||
6 | Elect Martin E. Welch III | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E.I. Pyott | Mgmt | For | Against | Against | |||
2 | Elect Michael R. Gallagher | Mgmt | For | Against | Against | |||
3 | Elect Deborah Dunsire | Mgmt | For | Against | Against | |||
4 | Elect Trevor M. Jones | Mgmt | For | Against | Against | |||
5 | Elect Louis J. Lavigne, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Peter J. McDonnell | Mgmt | For | Against | Against | |||
7 | Elect Timothy D. Proctor | Mgmt | For | Against | Against | |||
8 | Elect Russell T. Ray | Mgmt | For | Against | Against | |||
9 | Elect Henri A. Termeer | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Allowing Action by Written Consent | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Altisource Residential Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RESI | CUSIP 02153W100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Eruzione | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | For | For | |||
1.5 | Elect David B. Reiner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Alain Monie | Mgmt | For | For | For | |||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Peter Chernin | Mgmt | For | For | For | |||
5 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
7 | Elect Richard C. Levin | Mgmt | For | For | For | |||
8 | Elect Richard A. McGinn | Mgmt | For | For | For | |||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony J. Conti | Mgmt | For | For | For | |||
1.2 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
9 | Elect R. A. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | For | For | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs, Jr. | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
10 | Elect Matthew M. Zell | Mgmt | For | For | For | |||
11 | Elect Samuel Zell | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Management Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Gerhard H. Parker | Mgmt | For | For | For | |||
8 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
9 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
10 | Elect James E. Rogers | Mgmt | For | For | For | |||
11 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
12 | Elect Robert H. Swan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
Astronics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRO | CUSIP 046433207 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raymond W. Boushie | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert T. Brady | Mgmt | For | Withhold | Against | |||
1.3 | Elect John B. Drenning | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter J. Gundermann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kevin T. Keane | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert J. McKenna | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AtriCure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRC | CUSIP 04963C209 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael H. Carrel | Mgmt | For | For | For | |||
1.2 | Elect Mark A. Collar | Mgmt | For | For | For | |||
1.3 | Elect Scott W. Drake | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Hooven | Mgmt | For | For | For | |||
1.5 | Elect Richard M. Johnston | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth D. Krell | Mgmt | For | For | For | |||
1.7 | Elect Mark R. Lanning | Mgmt | For | For | For | |||
1.8 | Elect Karen P. Robards | Mgmt | For | For | For | |||
1.9 | Elect Robert S. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Auxilium Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUXL | CUSIP 05334D107 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rolf A. Classon | Mgmt | For | For | For | |||
1.2 | Elect Adrian Adams | Mgmt | For | For | For | |||
1.3 | Elect Peter C. Brandt | Mgmt | For | For | For | |||
1.4 | Elect Oliver S. Fetzer | Mgmt | For | For | For | |||
1.5 | Elect Paul A. Friedman | Mgmt | For | For | For | |||
1.6 | Elect Nancy S. Lurker | Mgmt | For | For | For | |||
1.7 | Elect William T. McKee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Amendment to 2004 Equity Compensation Plan | Mgmt | For | Against | Against | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
10 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
11 | Elect Thomas J. May | Mgmt | For | For | For | |||
12 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
13 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
14 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to Series T Preferred Stock | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
BE Aerospace, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAV | CUSIP 073302101 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael F. Senft | Mgmt | For | For | For | |||
1.2 | Elect John T. Whates | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Beam Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAM | CUSIP 073730103 | 03/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 12/23/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of shares by Marshall Wace | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 5/26/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Distributation (transfer) of some of its shares in BigFoot GmbH (the company) to its direct shareholders, Emesco AB (Kinnevik) and Access Industries | Mgmt | For | For | For | |||
Biogen Idec, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Elect Lynn Schenk | Mgmt | For | For | For | |||
5 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
6 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
7 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
8 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
9 | Elect Brian S. Posner | Mgmt | For | For | For | |||
10 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Michael Grey | Mgmt | For | For | For | |||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | |||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | |||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | |||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
1.8 | Elect William D. Young | Mgmt | For | For | For | |||
1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | |||
1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Bloomin' Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLMN | CUSIP 094235108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Craigie | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mindy Grossman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark E. Nunnelly | Mgmt | For | Withhold | Against | |||
1.4 | Elect Chris T. Sullivan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Humphrey | Mgmt | For | Withhold | Against | |||
1.2 | Elect Sara Lawrence-Lightfoot | Mgmt | For | Withhold | Against | |||
1.3 | Elect David H. Lissy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
3 | Elect James M. Cornelius | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.6 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.7 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
3 | Elect Steven Cosler | Mgmt | For | For | For | |||
4 | Elect William J. Davis | Mgmt | For | For | For | |||
5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
9 | Elect Anthony Masso | Mgmt | For | For | For | |||
10 | Amendment to Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CBOE Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBOE | CUSIP 12503M108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Brodsky | Mgmt | For | For | For | |||
1.2 | Elect James R. Boris | Mgmt | For | For | For | |||
1.3 | Elect Frank E. English Jr. | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Fitzpatrick | Mgmt | For | For | For | |||
1.5 | Elect Janet P. Froetscher | Mgmt | For | For | For | |||
1.6 | Elect Jill R. Goodman | Mgmt | For | For | For | |||
1.7 | Elect R. Eden Martin | Mgmt | For | For | For | |||
1.8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
1.9 | Elect Susan M. Phillips | Mgmt | For | For | For | |||
1.10 | Elect Samuel K. Skinner | Mgmt | For | For | For | |||
1.11 | Elect Carole E. Stone | Mgmt | For | For | For | |||
1.12 | Elect Eugene S. Sunshine | Mgmt | For | For | For | |||
1.13 | Elect Edward T. Tilly | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
CBRE Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Blum | Mgmt | For | For | For | |||
1.2 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
1.3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
1.4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Michael Kantor | Mgmt | For | For | For | |||
1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
1.7 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
1.8 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
1.9 | Elect Gary L. Wilson | Mgmt | For | For | For | |||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard W. Barker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael D. Casey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | Withhold | Against | |||
1.8 | Elect James J. Loughlin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
Chemtura Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMT | CUSIP 163893209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
4 | Elect James W. Crownover | Mgmt | For | For | For | |||
5 | Elect Robert A. Dover | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
8 | Elect John K. Wulff | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Approval of the Senior Executive Bonus Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheniere Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHEX | CUSIP 16411R208 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Keith F. Carney | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect Randy A. Foutch | Mgmt | For | Against | Against | |||
7 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
10 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | 2014 - 2018 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
4 | Elect M. Michele Burns | Mgmt | For | For | For | |||
5 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
6 | Elect John T. Chambers | Mgmt | For | For | For | |||
7 | Elect Brian L. Halla | Mgmt | For | For | For | |||
8 | Elect John L. Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
10 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven M. West | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||
2 | Elect Robert E. Weissman | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Judith R. Haberkorn | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Constellium NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTM | CUSIP N22035104 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Accounts and Reports in English | Mgmt | For | For | For | |||
2 | Amendment to Management Equity Plan | Mgmt | For | For | For | |||
3 | Non-Executive Directors' Fees | Mgmt | For | For | For | |||
4 | Amendment to Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Executive Board Members Acts | Mgmt | For | For | For | |||
7 | Ratification of Non-Executive Board Members Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Philippe Guillemot | Mgmt | For | Against | Against | |||
10 | Elect Werner G.P. Paschke | Mgmt | For | Against | Against | |||
11 | Elect Michiel Brandjes | Mgmt | For | Against | Against | |||
12 | Elect Lori A. Walker | Mgmt | For | Against | Against | |||
13 | Elect Peter F. Hartman | Mgmt | For | Against | Against | |||
14 | Elect John Ormerod | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Cancellation of Preference Shares | Mgmt | For | For | For | |||
17 | Amendments to Articles (Preference Shares) | Mgmt | For | For | For | |||
18 | Amendments to Article 16 (Board Practices) | Mgmt | For | For | For | |||
19 | Amendments to Article 22 (Profit Allocation) | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard M. Libenson | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
5 | Repeal of Classified Board | Mgmt | Abstain | For | Against | |||
Cubist Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBST | CUSIP 229678107 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
2 | Elect Jane Henney | Mgmt | For | For | For | |||
3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Change in Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
5 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
6 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
7 | Elect David B. Rickard | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dril-Quip, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRQ | CUSIP 262037104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Blake T. DeBerry | Mgmt | For | For | For | |||
2 | Elect John V. Lovoi | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Remove Obsolete Language from the Certificate | Mgmt | For | For | For | |||
5 | Remove Language Regarding Founders from the Business Combination Provision in the Certificate | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
DXP Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXPE | CUSIP 233377407 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Little | Mgmt | For | Withhold | Against | |||
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Timothy P. Halter | Mgmt | For | Withhold | Against | |||
1.4 | Elect Bryan Wimberly | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred D. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
1.3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding PayPal Spin-Off | ShrHldr | Against | Against | For | |||
Edwards Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVAC | CUSIP 281736108 | 10/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect Karen N. Horn | Mgmt | For | For | For | |||
3 | Elect William Kaelin | Mgmt | For | For | For | |||
4 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect Mark G. Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald F. Textor | Mgmt | For | For | For | |||
7 | Elect William R. Thomas | Mgmt | For | For | For | |||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Methane Reduction Targets | ShrHldr | Against | Against | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Waterman | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Restricted Stock Awards | Mgmt | For | For | For | |||
5 | 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 11/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Childhood Obesity Risks | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect John A. Edwardson | Mgmt | For | For | For | |||
3 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
4 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
5 | Elect Gary W. Loveman | Mgmt | For | For | For | |||
6 | Elect R. Brad Martin | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
9 | Elect Frederick W. Smith | Mgmt | For | For | For | |||
10 | Elect David P. Steiner | Mgmt | For | For | For | |||
11 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Five Below Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CUSIP 33829M101 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen J. Collins | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas M. Ryan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Freescale Semiconductor Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSL | CUSIP G3727Q101 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Krishnan Balasubramanian | Mgmt | For | Withhold | Against | |||
1.2 | Elect Chinh E. Chu | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel J. Heneghan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Thomas H. Lister | Mgmt | For | Withhold | Against | |||
1.5 | Elect Gregg A. Lowe | Mgmt | For | Withhold | Against | |||
1.6 | Elect Joanne M. Maguire | Mgmt | For | Withhold | Against | |||
1.7 | Elect John W. Marren | Mgmt | For | Withhold | Against | |||
1.8 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.9 | Elect Peter Smitham | Mgmt | For | Withhold | Against | |||
1.10 | Elect Gregory L. Summe | Mgmt | For | Withhold | Against | |||
1.11 | Elect Claudius E. Watts IV | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Glenn K. Murphy | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mortimer B. Fuller III | Mgmt | For | For | For | |||
1.2 | Elect John C. Hellmann | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Melzer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daryl J. Faulkner | Mgmt | For | For | For | |||
1.2 | Elect James Fox | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Patient Access | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | SEDOL B8K7T65 | 12/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Split and Reduction in Par Value | Mgmt | For | For | For | |||
2 | Authority to List Securities | Mgmt | For | For | For | |||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric P. Lefkofsky | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Barris | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Bass | Mgmt | For | For | For | |||
1.4 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey T. Housenbold | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Michael S. Reddin | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Approve 2014 Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 07/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
Hillshire Brands Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSH | CUSIP 432589109 | 10/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd Becker | Mgmt | For | For | For | |||
2 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
3 | Elect Ellen L. Brothers | Mgmt | For | For | For | |||
4 | Elect Sean M. Connolly | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
7 | Elect Ian Prosser | Mgmt | For | For | For | |||
8 | Elect Jonathan P. Ward | Mgmt | For | For | For | |||
9 | Elect James D. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
HSN, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSNI | CUSIP 404303109 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Costello | Mgmt | For | For | For | |||
1.2 | Elect James M. Follo | Mgmt | For | For | For | |||
1.3 | Elect Mindy Grossman | Mgmt | For | For | For | |||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | |||
1.5 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
1.6 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
1.7 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Matthew E. Rubel | Mgmt | For | For | For | |||
1.9 | Elect Ann Sarnoff | Mgmt | For | For | For | |||
1.10 | Elect Courtnee Ulrich | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock and Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Intermune, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITMN | CUSIP 45884X103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James I. Healy | Mgmt | For | For | For | |||
1.2 | Elect Louis Drapeau | Mgmt | For | For | For | |||
1.3 | Elect Frank Verwiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
6 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
7 | Elect Joan E. Spero | Mgmt | For | For | For | |||
8 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
9 | Elect John F. Turner | Mgmt | For | For | For | |||
10 | Elect William G. Walter | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Iridium Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRDM | CUSIP 46269C102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert H. Niehaus | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Canfield | Mgmt | For | For | For | |||
1.3 | Elect Peter M. Dawkins | Mgmt | For | For | For | |||
1.4 | Elect Matthew J. Desch | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Fitzpatrick | Mgmt | For | For | For | |||
1.6 | Elect Alvin B. Krongard | Mgmt | For | For | For | |||
1.7 | Elect Eric T. Olson | Mgmt | For | For | For | |||
1.8 | Elect Steven B. Pfeiffer | Mgmt | For | For | For | |||
1.9 | Elect Parker W. Rush | Mgmt | For | For | For | |||
1.10 | Elect S. Scott Smith | Mgmt | For | For | For | |||
1.11 | Elect Barry J. West | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pradeep Sindhu | Mgmt | For | For | For | |||
2 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||
3 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
4 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
5 | Elect David L. Schlotterbeck | Mgmt | For | For | For | |||
6 | Elect Shaygan Kheradpir | Mgmt | For | For | For | |||
7 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
8 | Elect Gary J. Daichendt | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ryan M. Birtwell | Mgmt | For | For | For | |||
1.2 | Elect Brian T. Clingen | Mgmt | For | For | For | |||
1.3 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
1.4 | Elect Peter R. Formanek | Mgmt | For | For | For | |||
1.5 | Elect James P. Hallett | Mgmt | For | For | For | |||
1.6 | Elect Mark E. Hill | Mgmt | For | For | For | |||
1.7 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
1.8 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
1.9 | Elect John P. Larson | Mgmt | For | For | For | |||
1.10 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Kirby Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEX | CUSIP 497266106 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Alario | Mgmt | For | For | For | |||
2 | Elect David W. Grzebinski | Mgmt | For | For | For | |||
3 | Elect Richard R. Stewart | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
2 | Elect James E. Catlin | Mgmt | For | For | For | |||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2014 Incentive Plan | Mgmt | For | Against | Against | |||
2 | 2014 Nonemployee Director Incentive Plan | Mgmt | For | For | For | |||
Liberty Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Miranda Curtis | Mgmt | For | For | For | |||
2 | Elect John W. Dick | Mgmt | For | For | For | |||
3 | Elect J.C. Sparkman | Mgmt | For | For | For | |||
4 | Elect J. David Wargo | Mgmt | For | For | For | |||
5 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect John W. Marriott III | Mgmt | For | For | For | |||
3 | Elect Mary K. Bush | Mgmt | For | For | For | |||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Debra L. Lee | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Harry J. Pearce | Mgmt | For | For | For | |||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
10 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Michael Grobstein | Mgmt | For | For | For | |||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Elliott Sigal | Mgmt | For | For | For | |||
12 | Elect Robert S. Singer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter L. Bonfield | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory K. Hinckley | Mgmt | For | Withhold | Against | |||
1.4 | Elect J. Daniel McCranie | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick B. McManus | Mgmt | For | Withhold | Against | |||
1.6 | Elect Walden C. Rhines | Mgmt | For | Withhold | Against | |||
1.7 | Elect David S. Schechter | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jeffrey M. Stafeil | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Kors | Mgmt | For | For | For | |||
2 | Elect Judy Gibbons | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Stroll | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Monster Beverage Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 611740101 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.6 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.7 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | |||
2 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
4 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Elect Tor R. Braham | Mgmt | For | For | For | |||
12 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
13 | Amendments to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the ESPP | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Remove Supermajority Voting Standard for Future Amendments to the Bylaws | Mgmt | For | For | For | |||
17 | Remove Supermajority Voting Standard for Future Amendments to the Certificate | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Neuralstem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUR | CUSIP 64127R302 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect I. Richard Garr | Mgmt | For | For | For | |||
1.2 | Elect Karl Johe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Nielsen Holdings N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLSN | CUSIP N63218106 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Indemnification of Directors | Mgmt | For | For | For | |||
3 | Elect James A. Attwood, Jr. | Mgmt | For | Against | Against | |||
4 | Elect David L. Calhoun | Mgmt | For | Against | Against | |||
5 | Elect Karen M. Hoguet | Mgmt | For | Against | Against | |||
6 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
7 | Elect Alexander Navab | Mgmt | For | Against | Against | |||
8 | Elect Robert C. Pozen | Mgmt | For | Against | Against | |||
9 | Elect Vivek Y. Ranadive | Mgmt | For | Against | Against | |||
10 | Elect Ganesh B. Rao | Mgmt | For | Against | Against | |||
11 | Elect Javier G. Teruel | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | |||
14 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Company Name Change | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Norwegian Cruise Line Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCLH | CUSIP G66721104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tan Sri Lim Kok Thay | Mgmt | For | Against | Against | |||
2 | Elect David M. Abrams | Mgmt | For | Against | Against | |||
3 | Elect John W. Chidsey | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
1.2 | Elect Christopher T. Seaver | Mgmt | For | For | For | |||
1.3 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 01/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Issuance of Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2003 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.2 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.3 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.7 | Elect Douglas H. Lowrey | Mgmt | For | For | For | |||
1.8 | Elect Timothy B. Matz | Mgmt | For | For | For | |||
1.9 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.10 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.11 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.12 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.13 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
11 | Elect Mamoru Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Nomura | Mgmt | For | For | For | |||
13 | Elect Ikuo Uno | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
17 | Elect Jun Ishii | Mgmt | For | For | For | |||
18 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
19 | Elect Yoshio Satoh | Mgmt | For | For | For | |||
20 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Perkinelmer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKI | CUSIP 714046109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barrett | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | |||
4 | Elect Alexis P. Michas | Mgmt | For | For | For | |||
5 | Elect James C. Mullen | Mgmt | For | For | For | |||
6 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
7 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
8 | Elect Patrick J. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Incentive Plan | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Daniel J. Murphy | Mgmt | For | For | For | |||
1.3 | Elect Vernon E. Oechsle | Mgmt | For | For | For | |||
1.4 | Elect Rick Schmidt | Mgmt | For | For | For | |||
1.5 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.9 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.10 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | Against | Against | |||
9 | Elect Alice Shroeder | Mgmt | For | For | For | |||
10 | Elect Howard J. Davies | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Alexander Johnston | Mgmt | For | For | For | |||
13 | Elect Paul Manduca | Mgmt | For | For | For | |||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
17 | Elect Philip Remnant | Mgmt | For | For | For | |||
18 | Elect Barry Stowe | Mgmt | For | For | For | |||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
21 | Elect Michael A. Wells | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.2 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
1.3 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | ShrHldr | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect Francisco Ros | Mgmt | For | For | For | |||
12 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
13 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
14 | Elect Marc I. Stern | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Roger J. Dow | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald E. Harrison | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
2 | Elect Jeffrey J. Clarke | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate in Order to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws in Order to Repeal Classified Board | Mgmt | For | For | For | |||
Retrophin Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTRX | CUSIP 761299106 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin Shkreli | Mgmt | For | For | For | |||
1.2 | Elect Stephen Aselage | Mgmt | For | For | For | |||
1.3 | Elect Steve Richardson | Mgmt | For | For | For | |||
1.4 | Elect Cornelius E. Golding | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Paley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Rightmove Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMV | CINS G75657109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Elect Scott Forbes | Mgmt | For | For | For | |||
8 | Elect Nick McKittrick | Mgmt | For | For | For | |||
9 | Elect Peter Brooks-Johnson | Mgmt | For | For | For | |||
10 | Elect Robyn Perriss | Mgmt | For | For | For | |||
11 | Elect Jonathan Agnew | Mgmt | For | For | For | |||
12 | Elect Colin Kemp | Mgmt | For | For | For | |||
13 | Elect Ashley Martin | Mgmt | For | For | For | |||
14 | Elect Judy Vezmar | Mgmt | For | For | For | |||
15 | Elect Peter Williams | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
S&W Seed Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANW | CUSIP 785135104 | 12/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glen D. Bornt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael C. Culhane | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael M. Fleming | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mark S. Grewal | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mark J. Harvey | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles B. Seidler | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ann M. Veneman | Mgmt | For | Withhold | Against | |||
1.8 | Elect Grover T. Wickersham | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Tony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | |||
5 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emanuele Lauro | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ademaro Lanzara | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sega Sammy Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6460 | CINS J7028D104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hajime Satomi | Mgmt | For | For | For | |||
4 | Elect Naoya Tsurumi | Mgmt | For | For | For | |||
5 | Elect Akira Sugano | Mgmt | For | For | For | |||
6 | Elect Haruki Satomi | Mgmt | For | For | For | |||
7 | Elect Shigeru Aoki | Mgmt | For | For | For | |||
8 | Elect Hideki Okamura | Mgmt | For | For | For | |||
9 | Elect Hisao Oguchi | Mgmt | For | For | For | |||
10 | Elect Yuji Iwanaga | Mgmt | For | For | For | |||
11 | Elect Takeshi Natsuno | Mgmt | For | For | For | |||
12 | Elect Yukito Sakaue as Statutory Auditor | Mgmt | For | For | For | |||
13 | Equity Compensation Plan for Directors | Mgmt | For | For | For | |||
14 | Equity Compensation Plan for Employees | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.3 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Splunk Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLK | CUSIP 848637104 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John G. Connors | Mgmt | For | For | For | |||
1.2 | Elect Patricia B. Morrison | Mgmt | For | For | For | |||
1.3 | Elect Nicholas G. Sturiale | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
SS&C Technologies Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSNC | CUSIP 78467J100 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Normand A. Boulanger | Mgmt | For | For | For | |||
1.2 | Elect David A. Varsano | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Stock Option Plan | Mgmt | For | Against | Against | |||
4 | Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amendment to Intra-company Control Agreement with TESIUM GmbH | Mgmt | For | TNA | N/A | |||
10 | Amendment to Intra-company Control Agreement with Symotion GmbH | Mgmt | For | TNA | N/A | |||
11 | Amendment to Intra-company Control Agreement with Symrise US-Beteiligungs GmbH | Mgmt | For | TNA | N/A | |||
12 | Amendment to Intra-company Control Agreement with Busiris Vermogensverwaltung GmbH | Mgmt | For | TNA | N/A | |||
13 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Tesla Motors Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLA | CUSIP 88160R101 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elon Musk | Mgmt | For | For | For | |||
1.2 | Elect Stephen T. Jurvetson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | |||
3 | Elect Walter T. Beach | Mgmt | For | For | For | |||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | |||
5 | Elect John C. Chrystal | Mgmt | For | For | For | |||
6 | Elect Matthew Cohn | Mgmt | For | For | For | |||
7 | Elect Hersh Kozlov | Mgmt | For | For | For | |||
8 | Elect William H. Lamb | Mgmt | For | For | For | |||
9 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | |||
10 | Elect James J. McEntee, III | Mgmt | For | For | For | |||
11 | Elect Mei-Mei Tuan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Tile Shop Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter J. Jacullo III | Mgmt | For | For | For | |||
1.2 | Elect Adam L. Suttin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of 2012 Omnibus Plan | Mgmt | For | Against | Against | |||
4 | Approval of Performance Goals for 2012 Omnibus Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tornier N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRNX | CUSIP N87237108 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Tornier | Mgmt | For | For | For | |||
2 | Elect Elizabeth H. Weatherman | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Statutory Auditor for Dutch Accounts | Mgmt | For | For | For | |||
6 | Adoption of Dutch Statutory Annual Accounts | Mgmt | For | For | For | |||
7 | Authority to Prepare the Dutch Statutory Annual Accounts and Annual Report in the English Language | Mgmt | For | For | For | |||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
TransEnterix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRXC | CUSIP 89366M201 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. LaViolette | Mgmt | For | For | For | |||
1.2 | Elect Todd M. Pope | Mgmt | For | For | For | |||
1.3 | Elect Dennis J. Dougherty | Mgmt | For | For | For | |||
1.4 | Elect Jane H. Hsiao | Mgmt | For | For | For | |||
1.5 | Elect Aftab R. Kherani | Mgmt | For | For | For | |||
1.6 | Elect David B. Milne | Mgmt | For | For | For | |||
1.7 | Elect Richard C. Pfenniger, Jr. | Mgmt | For | For | For | |||
1.8 | Elect William N. Starling | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Trimas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRS | CUSIP 896215209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
1.2 | Elect Eugene A. Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TrueBlue, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBI | CUSIP 89785X101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven C. Cooper | Mgmt | For | For | For | |||
2 | Elect Thomas E. McChesney | Mgmt | For | For | For | |||
3 | Elect Gates McKibbin | Mgmt | For | For | For | |||
4 | Elect Jeffrey B. Sakaguchi | Mgmt | For | For | For | |||
5 | Elect Joseph P. Sambataro, Jr. | Mgmt | For | For | For | |||
6 | Elect Bonnie W. Soodik | Mgmt | For | For | For | |||
7 | Elect William W. Steele | Mgmt | For | For | For | |||
8 | Elect Craig E. Tall | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francois J. Castaing | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Gambrell | Mgmt | For | For | For | |||
1.3 | Elect David W. Meline | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tumi Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUMI | CUSIP 89969Q104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph R. Gromek | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Mardy | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||
10 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
17 | Elect R. David Yost | Mgmt | For | For | For | |||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ulta Salon, Cosmetics & Fragrance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULTA | CUSIP 90384S303 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mary N. Dillon | Mgmt | For | For | For | |||
1.2 | Elect Dennis K. Eck | Mgmt | For | For | For | |||
1.3 | Elect Charles J. Philippin | Mgmt | For | For | For | |||
1.4 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
5 | Elect John J. Koraleski | Mgmt | For | For | For | |||
6 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
5 | Elect Robert W. Lane | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Adoption of Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
1.2 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
1.3 | Elect William D. Young | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Wesco International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCC | CUSIP 95082P105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John K. Morgan | Mgmt | For | For | For | |||
1.2 | Elect James L. Singleton | Mgmt | For | For | For | |||
1.3 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emilio A. Fernandez | Mgmt | For | For | For | |||
1.2 | Elect Lee B. Foster II | Mgmt | For | For | For | |||
1.3 | Elect Gary C. Valade | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect William T. Kerr | Mgmt | For | For | For | |||
8 | Elect John D. Liu | Mgmt | For | For | For | |||
9 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
10 | Elect William D. Perez | Mgmt | For | For | For | |||
11 | Elect Michael A. Todman | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2014 Executive Performance Plan | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||
1.3 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.4 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | |||
3 | Elect John L. Doyle | Mgmt | For | For | For | |||
4 | Elect William G. Howard, Jr. | Mgmt | For | For | For | |||
5 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
6 | Elect Albert A. Pimentel | Mgmt | For | For | For | |||
7 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | |||
8 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
10 | First Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Second Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Amendment to the Stock Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/9/13 | Voted | ||||||
CUSIP PVTT9BX109 | 10/9/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consent to sell approximately EUR $32.5MM to existing shareholders | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/29/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Certain amendments to the regulations of the Shareholders' Agreement relating to the call options granted to managing directors and employees of Zalando | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/14/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | New reverse factoring agreements: Nordea and BNP Paribas, both of which grant a credit facility for the financing of invoices from suppliers | Mgmt | For | For | For | |||
2 | Increase lease guarantee credit line provided by R & V Allgemine Versicherung | Mgmt | For | For | For | |||
3 | The business address of subsidiary Zalando Content Creation GmbH & Co. KG will be changed | Mgmt | For | For | For | |||
4 | Apppoint a second managing director for the newly founded oulet subsidiaries zOutler Berlin GmbH & zOutlet Frankfurt GmbH | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/18/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of the existing GmbH (German limited partnership) into an AG (German stock corporation) | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 12/6/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of a conversion resolution by shareholders adopting articles of association | Mgmt | For | For | For | |||
2 | Approval of a founders report and related actions taken in connection with the conversion | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 2/10/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect two new members to the supervisory board to fill vacancies caused by resignations | Mgmt | For | For | For | |||
2 | Approve an amendment to pay the chair of the audit committee an annual compensation of EUR 40,000 | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 4/7/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 1:1 share split/capital adjustment | Mgmt | For | For | For | |||
2 | Approval of the adoption of a new stock option plan amounting to apx 2.8% dilution | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 5/24/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transformation into a European stock corporation (SE, Societas Europea) | Mgmt | For | For | For | |||
ZELTIQ Aesthetics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZLTQ | CUSIP 98933Q108 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark J. Foley | Mgmt | For | For | For | |||
1.2 | Elect Kevin C. O'Boyle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
7 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Multi-Cap Value Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect James H. Bloem | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
5 | Elect John A. King | Mgmt | For | For | For | |||
6 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
7 | Elect Jiri Michal | Mgmt | For | For | For | |||
8 | Elect Sigurdur Olafsson | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
11 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Forest Laboratories, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
15 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Indirect Political Spending Report | ShrHldr | Against | Against | For | |||
Alaska Air Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALK | CUSIP 011659109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
2 | Elect Marion C. Blakey | Mgmt | For | For | For | |||
3 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
4 | Elect Jessie J. Knight, Jr. | Mgmt | For | For | For | |||
5 | Elect Dennis F. Madsen | Mgmt | For | For | For | |||
6 | Elect Byron I. Mallott | Mgmt | For | For | For | |||
7 | Elect Helvi K. Sandvik | Mgmt | For | For | For | |||
8 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
9 | Elect Bradley D. Tilden | Mgmt | For | For | For | |||
10 | Elect Eric K. Yeaman | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Amendment to the Certificate of Incorporation to Reduce Par Value of Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Alere Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALR | CUSIP 01449J105 | 08/07/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Curt R. Hartman | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Dissident Nominee Theodore E. Martin | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Dissident Nominee Jerome J. Lande | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Management Nominee Hakan Bjorklund | Mgmt | N/A | TNA | N/A | |||
2 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | N/A | TNA | N/A | |||
3 | Approval of Stock Option Grant | Mgmt | N/A | TNA | N/A | |||
4 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | N/A | TNA | N/A | |||
5 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
6 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
Alere Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALR | CUSIP 01449J105 | 08/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hakan Bjorklund | Mgmt | For | For | For | |||
1.2 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
1.3 | Elect Brian A. Markison | Mgmt | For | For | For | |||
1.4 | Elect Sir Tom McKillop | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
3 | Approval of Stock Option Grant | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alliant Techsystems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATK | CUSIP 018804104 | 07/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
1.2 | Elect Mark W. DeYoung | Mgmt | For | For | For | |||
1.3 | Elect Martin C. Faga | Mgmt | For | For | For | |||
1.4 | Elect Ronald R. Fogleman | Mgmt | For | For | For | |||
1.5 | Elect April H. Foley | Mgmt | For | For | For | |||
1.6 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
1.7 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
1.8 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect W. Walker Lewis | Mgmt | For | For | For | |||
6 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
7 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
9 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
10 | Elect William H. Turner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony J. Conti | Mgmt | For | For | For | |||
1.2 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Steven Farris | Mgmt | For | For | For | |||
2 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | |||
3 | Elect Amy H. Nelson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Baltic Trading Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BALT | CUSIP Y0553W103 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter C. Georgiopoulos | Mgmt | For | For | For | |||
1.2 | Elect Basil G. Mavroleon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |||
1.2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Anna R. Cablik | Mgmt | For | For | For | |||
1.4 | Elect Ronald E. Deal | Mgmt | For | For | For | |||
1.5 | Elect James A. Faulkner | Mgmt | For | For | For | |||
1.6 | Elect I. Patricia Henry | Mgmt | For | For | For | |||
1.7 | Elect John P. Howe, III | Mgmt | For | For | For | |||
1.8 | Elect Eric C. Kendrick | Mgmt | For | For | For | |||
1.9 | Elect Kelly S. King | Mgmt | For | For | For | |||
1.10 | Elect Louis B. Lynn | Mgmt | For | For | For | |||
1.11 | Elect Edward C. Milligan | Mgmt | For | For | For | |||
1.12 | Elect Charles A. Patton | Mgmt | For | For | For | |||
1.13 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
1.14 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
1.16 | Elect Thomas N. Thompson | Mgmt | For | For | For | |||
1.17 | Elect Edwin H. Welch | Mgmt | For | For | For | |||
1.18 | Elect Stephen T. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
BE Aerospace, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAV | CUSIP 073302101 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael F. Senft | Mgmt | For | For | For | |||
1.2 | Elect John T. Whates | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa M. Caputo | Mgmt | For | For | For | |||
2 | Elect Russell P. Fradin | Mgmt | For | For | For | |||
3 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For | |||
4 | Elect Hubert Joly | Mgmt | For | For | For | |||
5 | Elect David W. Kenny | Mgmt | For | For | For | |||
6 | Elect Thomas L. Millner | Mgmt | For | For | For | |||
7 | Elect Gerard R. Vittecoq | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Brown & Brown, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRO | CUSIP 115236101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Hyatt Brown | Mgmt | For | For | For | |||
1.2 | Elect Samuel P. Bell III | Mgmt | For | For | For | |||
1.3 | Elect Hugh M. Brown | Mgmt | For | For | For | |||
1.4 | Elect J. Powell Brown | Mgmt | For | For | For | |||
1.5 | Elect Bradley Currey, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Theodore J. Hoepner | Mgmt | For | For | For | |||
1.7 | Elect James S. Hunt | Mgmt | For | For | For | |||
1.8 | Elect Toni Jennings | Mgmt | For | For | For | |||
1.9 | Elect Timothy R.M. Main | Mgmt | For | Withhold | Against | |||
1.10 | Elect H. Palmer Proctor, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Wendell S. Reilly | Mgmt | For | For | For | |||
1.12 | Elect Chilton D. Varner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CareFusion Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
2 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
3 | Elect Edward D. Miller | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate of Incorporation to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws to Repeal Classified Board | Mgmt | For | For | For | |||
8 | Amend Bylaws to Adopt Majority Voting for Election of Directors | Mgmt | For | For | For | |||
9 | Amend Certificate of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amend Bylaws to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
Chemtura Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMT | CUSIP 163893209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
4 | Elect James W. Crownover | Mgmt | For | For | For | |||
5 | Elect Robert A. Dover | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
8 | Elect John K. Wulff | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Approval of the Senior Executive Bonus Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
City National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYN | CUSIP 178566105 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Russell Goldsmith | Mgmt | For | For | For | |||
2 | Elect Bram Goldsmith | Mgmt | For | For | For | |||
3 | Elect Mohamad Ali | Mgmt | For | For | For | |||
4 | Elect Richard L. Bloch | Mgmt | For | For | For | |||
5 | Elect Kenneth L. Coleman | Mgmt | For | For | For | |||
6 | Elect Ashok Israni | Mgmt | For | For | For | |||
7 | Elect Bruce Rosenblum | Mgmt | For | For | For | |||
8 | Elect Peter M. Thomas | Mgmt | For | For | For | |||
9 | Elect Robert H. Tuttle | Mgmt | For | Against | Against | |||
10 | Elect Christopher J. Warmuth | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Judith R. Haberkorn | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
7 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Change in Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Diana Shipping Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSX | CUSIP Y2066G104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Boris Nachamkin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Apostolos Kontoyannis | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
DXP Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXPE | CUSIP 233377407 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Little | Mgmt | For | Withhold | Against | |||
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Timothy P. Halter | Mgmt | For | Withhold | Against | |||
1.4 | Elect Bryan Wimberly | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
8 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
11 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Endo Health Solutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP 29264F205 | 02/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Endo International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP G30401106 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | |||
3 | Elect John J. Delucca | Mgmt | For | For | For | |||
4 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
5 | Elect Nancy J. Hutson | Mgmt | For | For | For | |||
6 | Elect Michael Hyatt | Mgmt | For | For | For | |||
7 | Elect William P. Montague | Mgmt | For | For | For | |||
8 | Elect Jill D. Smith | Mgmt | For | For | For | |||
9 | Elect William F. Spengler | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth W. Dewey | Mgmt | For | For | For | |||
1.2 | Elect M. James Gorrie | Mgmt | For | For | For | |||
1.3 | Elect James T. McManus, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David K. Hunt | Mgmt | For | For | For | |||
2 | Elect Richard N. Massey | Mgmt | For | For | For | |||
3 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
4 | Elect James B. Stallings | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | |||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
5 | Elect James P. Hackett | Mgmt | For | For | For | |||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
8 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
9 | Elect Mitchel D. Livingston | Mgmt | For | For | For | |||
10 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
11 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||
12 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
First BanCorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBP | CUSIP 318672706 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aurelio Aleman-Bermudez | Mgmt | For | For | For | |||
2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
3 | Elect Michael P. Harmon | Mgmt | For | For | For | |||
4 | Elect Roberto R. Herencia | Mgmt | For | For | For | |||
5 | Elect David I. Matson | Mgmt | For | For | For | |||
6 | Elect Jose Menedez-Cortada | Mgmt | For | For | For | |||
7 | Elect Fernando Rodriguez-Amaro | Mgmt | For | For | For | |||
8 | Elect Robert T. Gormley | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
First Republic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRC | CUSIP 33616C100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James H. Herbert, II | Mgmt | For | For | For | |||
1.2 | Elect Katherine August-deWilde | Mgmt | For | For | For | |||
1.3 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||
1.5 | Elect William E. Ford | Mgmt | For | For | For | |||
1.6 | Elect L.Martin Gibbs | Mgmt | For | For | For | |||
1.7 | Elect Sandra R. Hernandez | Mgmt | For | For | For | |||
1.8 | Elect Pamela Joyner | Mgmt | For | For | For | |||
1.9 | Elect Reynold Levy | Mgmt | For | For | For | |||
1.10 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
1.11 | Elect George G. C. Parker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Garmin Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRMN | CUSIP H2906T109 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appoint Chairman of the Meeting | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Losses | Mgmt | For | For | For | |||
4 | Allocation of Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
6 | Elect Donald H. Eller | Mgmt | For | For | For | |||
7 | Elect Joseph J. Hartnett | Mgmt | For | For | For | |||
8 | Elect Min H. Kao | Mgmt | For | For | For | |||
9 | Elect Charles W. Peffer | Mgmt | For | For | For | |||
10 | Elect Clifton A. Pemble | Mgmt | For | For | For | |||
11 | Elect Thomas P. Poberezny | Mgmt | For | For | For | |||
12 | Elect Min H. Kao | Mgmt | For | For | For | |||
13 | Elect Donald H. Eller as Compensation Committee Member | Mgmt | For | For | For | |||
14 | Elect Joseph J. Hartnett as Compensation Committee Member | Mgmt | For | For | For | |||
15 | Elect Charles W. Peffer as Compensation Committee Member | Mgmt | For | For | For | |||
16 | Elect Thomas P. Poberezny as Compensation Committee Member | Mgmt | For | For | For | |||
17 | Appointment of Independent Proxy | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Amendments to Articles (Regarding VeguV) | Mgmt | For | For | For | |||
21 | Amendments to Articles (Regarding VeguV) | Mgmt | For | For | For | |||
22 | Amendments to Articles to Allow Virtual General Meetings | Mgmt | For | Against | Against | |||
23 | Transaction of Other Business | Mgmt | For | Against | Against | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mortimer B. Fuller III | Mgmt | For | For | For | |||
1.2 | Elect John C. Hellmann | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Melzer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Great Plains Energy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GXP | CUSIP 391164100 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terry Bassham | Mgmt | For | For | For | |||
1.2 | Elect David L. Bodde | Mgmt | For | For | For | |||
1.3 | Elect Randall C. Ferguson, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
1.5 | Elect Thomas D. Hyde | Mgmt | For | For | For | |||
1.6 | Elect James A. Mitchell | Mgmt | For | For | For | |||
1.7 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
1.8 | Elect John J. Sherman | Mgmt | For | For | For | |||
1.9 | Elect Linda H. Talbott | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to Articles to Provide for Director Indemnification | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Harman International Industries, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP 413086109 | 12/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
2 | Elect John W. Diercksen | Mgmt | For | For | For | |||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | Against | Against | |||
4 | Elect Jiren Liu | Mgmt | For | Against | Against | |||
5 | Elect Edward H. Meyer | Mgmt | For | For | For | |||
6 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
7 | Elect Kenneth M. Reiss | Mgmt | For | For | For | |||
8 | Elect Hellene S. Runtagh | Mgmt | For | For | For | |||
9 | Elect Frank Sklarsky | Mgmt | For | For | For | |||
10 | Elect Gary G. Steel | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2012 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
13 | 2014 Key Executive Officers Bonus Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
Herbalife Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLF | CUSIP G4412G101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael O. Johnson | Mgmt | For | For | For | |||
1.2 | Elect John Tartol | Mgmt | For | For | For | |||
1.3 | Elect Hunter C. Gary | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jesse A. Lynn | Mgmt | For | For | For | |||
1.5 | Elect James L. Nelson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Impax Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPXL | CUSIP 45256B101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie Z. Benet | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Burr | Mgmt | For | For | For | |||
1.3 | Elect Allen Chao | Mgmt | For | For | For | |||
1.4 | Elect Nigel Ten Fleming | Mgmt | For | For | For | |||
1.5 | Elect Larry Hsu | Mgmt | For | For | For | |||
1.6 | Elect Michael Markbreiter | Mgmt | For | For | For | |||
1.7 | Elect Mary K. Pendergast | Mgmt | For | For | For | |||
1.8 | Elect Peter R. Terreri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Jarden Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAH | CUSIP 471109108 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard J. Heckmann | Mgmt | For | For | For | |||
1.2 | Elect Irwin D. Simon | Mgmt | For | For | For | |||
1.3 | Elect William J. Grant | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Joy Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JOY | CUSIP 481165108 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward L. Doheny II | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.3 | Elect John T. Gremp | Mgmt | For | For | For | |||
1.4 | Elect John N. Hanson | Mgmt | For | For | For | |||
1.5 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
1.6 | Elect Richard B. Loynd | Mgmt | For | For | For | |||
1.7 | Elect P. Eric Siegert | Mgmt | For | For | For | |||
1.8 | Elect James H. Tate | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Bryant | Mgmt | For | For | For | |||
1.2 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
1.3 | Elect June Montgomery Tabron | Mgmt | For | For | For | |||
1.4 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | For | For | |||
3 | Elect Claire S. Farley | Mgmt | For | For | For | |||
4 | Elect Rudy M.J. van der Meer | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Karyn F. Ovelman | Mgmt | For | For | For | |||
8 | Elect Craig B. Glidden | Mgmt | For | For | For | |||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
10 | Elect Patrick D. Quarles | Mgmt | For | For | For | |||
11 | Elect Timothy D. Roberts | Mgmt | For | For | For | |||
12 | ADOPTION OF ANNUAL ACCOUNTS FOR 2013 | Mgmt | For | For | For | |||
13 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
14 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
17 | Allocation of Dividends | Mgmt | For | For | For | |||
18 | Advisory Vote Approving Executive Compensation | Mgmt | For | Against | Against | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel up to 10% of Share Capital Held in Treasury | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Marathon Petroleum Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPC | CUSIP 56585A102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven A. Davis | Mgmt | For | For | For | |||
1.2 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
1.3 | Elect John W. Snow | Mgmt | For | For | For | |||
1.4 | Elect John P. Surma | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||
2 | Elect Daniel S. Glaser | Mgmt | For | For | For | |||
3 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
4 | Elect Ian Lang | Mgmt | For | For | For | |||
5 | Elect Elaine La Roche | Mgmt | For | For | For | |||
6 | Elect Steven A. Mills | Mgmt | For | For | For | |||
7 | Elect Bruce P. Nolop | Mgmt | For | For | For | |||
8 | Elect Marc D. Oken | Mgmt | For | For | For | |||
9 | Elect Morton O. Schapiro | Mgmt | For | For | For | |||
10 | Elect Adele S. Simmons | Mgmt | For | For | For | |||
11 | Elect Lloyd M. Yates | Mgmt | For | For | For | |||
12 | Elect R. David Yost | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | Withhold | Against | |||
1.2 | Elect Waldemar A. Carlo | Mgmt | For | For | For | |||
1.3 | Elect Michael B. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Roger K. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | |||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | |||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | |||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | |||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Men's Wearhouse Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MW | CUSIP 587118100 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David H. Edwab | Mgmt | For | For | For | |||
1.2 | Elect Douglas S. Ewert | Mgmt | For | For | For | |||
1.3 | Elect Rinaldo S. Brutoco | Mgmt | For | For | For | |||
1.4 | Elect Michael L. Ray | Mgmt | For | For | For | |||
1.5 | Elect Sheldon I. Stein | Mgmt | For | For | For | |||
1.6 | Elect Deepak Chopra | Mgmt | For | For | For | |||
1.7 | Elect William B. Sechrest | Mgmt | For | For | For | |||
1.8 | Elect Grace Nichols | Mgmt | For | For | For | |||
1.9 | Elect Allen Questrom | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Merit Medical Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMSI | CUSIP 589889104 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kent W. Stanger | Mgmt | For | For | For | |||
1.2 | Elect Nolan E. Karras | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approve Material Terms of the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | |||
2 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
4 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Elect Tor R. Braham | Mgmt | For | For | For | |||
12 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
13 | Amendments to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the ESPP | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Remove Supermajority Voting Standard for Future Amendments to the Bylaws | Mgmt | For | For | For | |||
17 | Remove Supermajority Voting Standard for Future Amendments to the Certificate | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
5 | Elect William H. Hernandez | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland C. Smith | Mgmt | For | For | For | |||
2 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
5 | Elect V. James Marino | Mgmt | For | For | For | |||
6 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||
7 | Elect Michael J. Massey | Mgmt | For | For | For | |||
8 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
9 | Elect David M. Szymanski | Mgmt | For | For | For | |||
10 | Elect Nigel Travis | Mgmt | For | For | For | |||
11 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 01/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Issuance of Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2003 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.2 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.3 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.7 | Elect Douglas H. Lowrey | Mgmt | For | For | For | |||
1.8 | Elect Timothy B. Matz | Mgmt | For | For | For | |||
1.9 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.10 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.11 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.12 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.13 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Penn Virginia Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVA | CUSIP 707882106 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John U. Clarke | Mgmt | For | For | For | |||
2 | Elect Edward B. Cloues II | Mgmt | For | For | For | |||
3 | Elect Steven W. Krablin | Mgmt | For | For | For | |||
4 | Elect Marsha R. Perelman | Mgmt | For | For | For | |||
5 | Elect H. Baird Whitehead | Mgmt | For | For | For | |||
6 | Elect Gary K. Wright | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Perkinelmer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKI | CUSIP 714046109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barrett | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | |||
4 | Elect Alexis P. Michas | Mgmt | For | For | For | |||
5 | Elect James C. Mullen | Mgmt | For | For | For | |||
6 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
7 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
8 | Elect Patrick J. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Incentive Plan | Mgmt | For | For | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | Against | Against | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Fred J. Fowler | Mgmt | For | Against | Against | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | |||
5 | Elect Richard C. Kelly | Mgmt | For | Against | Against | |||
6 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | |||
7 | Elect Richard A. Meserve | Mgmt | For | Against | Against | |||
8 | Elect Forrest E. Miller | Mgmt | For | Against | Against | |||
9 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | |||
10 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | |||
11 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Prestige Brands Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBH | CUSIP 74112D101 | 07/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew M. Mannelly | Mgmt | For | For | For | |||
1.2 | Elect John E. Byom | Mgmt | For | For | For | |||
1.3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
1.4 | Elect Charles J. Hinkaty | Mgmt | For | For | For | |||
1.5 | Elect Carl J. Johnson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.2 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
1.3 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | ShrHldr | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Jan Nicholson | Mgmt | For | For | For | |||
10 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
11 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Raymond James Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJF | CUSIP 754730109 | 02/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shelley G. Broader | Mgmt | For | For | For | |||
2 | Elect Jeffrey N. Edwards | Mgmt | For | For | For | |||
3 | Elect Benjamin C. Esty | Mgmt | For | For | For | |||
4 | Elect Francis S. Godbold | Mgmt | For | For | For | |||
5 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For | |||
6 | Elect Thomas A. James | Mgmt | For | For | For | |||
7 | Elect Gordon L. Johnson | Mgmt | For | For | For | |||
8 | Elect Paul C. Reilly | Mgmt | For | For | For | |||
9 | Elect Robert P. Saltzman | Mgmt | For | For | For | |||
10 | Elect Hardwick Simmons | Mgmt | For | For | For | |||
11 | Elect Susan N. Story | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Roger J. Dow | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald E. Harrison | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Regal Entertainment Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGC | CUSIP 758766109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen A. Kaplan | Mgmt | For | For | For | |||
1.2 | Elect Jack Tyrrell | Mgmt | For | For | For | |||
1.3 | Elect Nestor R. Weigand, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
9 | Elect James R. Malone | Mgmt | For | For | For | |||
10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
11 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
12 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
13 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Rock-Tenn Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKT | CUSIP 772739207 | 01/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jenny A. Hourihan | Mgmt | For | For | For | |||
1.2 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
1.3 | Elect J. Powell Brown | Mgmt | For | For | For | |||
1.4 | Elect Robert M. Chapman | Mgmt | For | For | For | |||
1.5 | Elect Terrell K. Crews | Mgmt | For | For | For | |||
1.6 | Elect Russell M. Currey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Silgan Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLGN | CUSIP 827048109 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect D. Greg Horrigan | Mgmt | For | Withhold | Against | |||
1.2 | Elect John W. Alden | Mgmt | For | Withhold | Against | |||
2 | Approval of Material Terms for Performance Goals under the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Snap-on Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNA | CUSIP 833034101 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
2 | Elect Nicholas T. Pinchuk | Mgmt | For | For | For | |||
3 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 10/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen M. Bennett | Mgmt | For | For | For | |||
2 | Elect Michael A. Brown | Mgmt | For | For | For | |||
3 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
4 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
5 | Elect David Mahoney | Mgmt | For | For | For | |||
6 | Elect Robert S. Miller | Mgmt | For | For | For | |||
7 | Elect Anita Sands | Mgmt | For | For | For | |||
8 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
9 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
10 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Amendment to the Senior Executive Incentive Plan | Mgmt | For | For | For | |||
Talisman Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLM | CUSIP 87425E103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christiane Bergevin | Mgmt | For | For | For | |||
1.2 | Elect Donald J. Carty | Mgmt | For | For | For | |||
1.3 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
1.4 | Elect Thomas W. Ebbern | Mgmt | For | For | For | |||
1.5 | Elect Harold N. Kvisle | Mgmt | For | For | For | |||
1.6 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
1.7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
1.8 | Elect Lisa A. Stewart | Mgmt | For | For | For | |||
1.9 | Elect Henry W. Sykes | Mgmt | For | For | For | |||
1.10 | Elect Peter W. Tomsett | Mgmt | For | For | For | |||
1.11 | Elect Michael T. Waites | Mgmt | For | For | For | |||
1.12 | Elect Charles R. Williamson | Mgmt | For | For | For | |||
1.13 | Elect Charles M. Winograd | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advance Notice Policy | Mgmt | For | For | For | |||
4 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | |||
3 | Elect Walter T. Beach | Mgmt | For | For | For | |||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | |||
5 | Elect John C. Chrystal | Mgmt | For | For | For | |||
6 | Elect Matthew Cohn | Mgmt | For | For | For | |||
7 | Elect Hersh Kozlov | Mgmt | For | For | For | |||
8 | Elect William H. Lamb | Mgmt | For | For | For | |||
9 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | |||
10 | Elect James J. McEntee, III | Mgmt | For | For | For | |||
11 | Elect Mei-Mei Tuan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Chubb Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP 171232101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect John D. Finnegan | Mgmt | For | For | For | |||
5 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
6 | Elect Karen M. Hoguet | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Martin G. McGuinn | Mgmt | For | For | For | |||
9 | Elect Lawrence M. Small | Mgmt | For | For | For | |||
10 | Elect Jess Soderberg | Mgmt | For | For | For | |||
11 | Elect Daniel E. Somers | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
14 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
15 | Long Term Incentive Plan (2014) | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||
10 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
17 | Elect R. David Yost | Mgmt | For | For | For | |||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UMB Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UMBF | CUSIP 902788108 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect David R. Bradley, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Nancy K. Buese | Mgmt | For | For | For | |||
1.4 | Elect Peter J. deSilva | Mgmt | For | For | For | |||
1.5 | Elect Terrence P. Dunn | Mgmt | For | For | For | |||
1.6 | Elect Kevin C. Gallagher | Mgmt | For | For | For | |||
1.7 | Elect Greg M. Graves | Mgmt | For | For | For | |||
1.8 | Elect Alexander C. Kemper | Mgmt | For | For | For | |||
1.9 | Elect J. Mariner Kemper | Mgmt | For | For | For | |||
1.10 | Elect Kris A. Robbins | Mgmt | For | For | For | |||
1.11 | Elect Thomas D. Sanders | Mgmt | For | For | For | |||
1.12 | Elect L. Joshua Sosland | Mgmt | For | For | For | |||
1.13 | Elect Paul Uhlmann, III | Mgmt | For | For | For | |||
1.14 | Elect Thomas J. Wood, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
2 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
3 | Elect William R. Klesse | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Phillip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
9 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
10 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Stockholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.2 | Elect Matthew J. Grayson | Mgmt | For | For | For | |||
1.3 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||
1.4 | Elect Mandakini Puri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Weatherford International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP H27013103 | 06/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Distribution of Profit Reserves | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Wesco International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCC | CUSIP 95082P105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John K. Morgan | Mgmt | For | For | For | |||
1.2 | Elect James L. Singleton | Mgmt | For | For | For | |||
1.3 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emilio A. Fernandez | Mgmt | For | For | For | |||
1.2 | Elect Lee B. Foster II | Mgmt | For | For | For | |||
1.3 | Elect Gary C. Valade | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect William T. Kerr | Mgmt | For | For | For | |||
8 | Elect John D. Liu | Mgmt | For | For | For | |||
9 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
10 | Elect William D. Perez | Mgmt | For | For | For | |||
11 | Elect Michael A. Todman | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2014 Executive Performance Plan | Mgmt | For | For | For | |||
XL Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XL | CUSIP G98290102 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elect Michael S. McGavick | Mgmt | For | For | For | |||
3 | Elect Anne L. Stevens | Mgmt | For | For | For | |||
4 | Elect John M. Vereker | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Renewal of Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
8 | Renewal of Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
9 | Amendments to Articles of Association | Mgmt | For | For | For | |||
10 | Extend the Term of the Directors Stock and Option Plan | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Research Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Labeling of Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Accenture plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Jaime Ardila | Mgmt | For | For | For | |||
3 | Elect Charles H. Giancarlo | Mgmt | For | For | For | |||
4 | Elect William L. Kimsey | Mgmt | For | For | For | |||
5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
6 | Elect Mark Moody-Stuart | Mgmt | For | For | For | |||
7 | Elect Pierre Nanterme | Mgmt | For | For | For | |||
8 | Elect Gilles Pelisson | Mgmt | For | For | For | |||
9 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Reduction of Share Capital | Mgmt | For | Abstain | Against | |||
15 | Authority to Hold Annual Meeting Outside of Ireland | Mgmt | For | Abstain | Against | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Price Range for the Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect James H. Bloem | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
5 | Elect John A. King | Mgmt | For | For | For | |||
6 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
7 | Elect Jiri Michal | Mgmt | For | For | For | |||
8 | Elect Sigurdur Olafsson | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
11 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Forest Laboratories, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Kelly J. Barlow | Mgmt | For | For | For | |||
3 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
4 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
5 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
6 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
7 | Elect James E. Daley | Mgmt | For | For | For | |||
8 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
9 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
10 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
11 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
12 | Elect Robert Sedgewick | Mgmt | For | For | For | |||
13 | Elect John E. Warnock | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
2 | Elect Guo Bao Zhang | Mgmt | For | For | For | |||
3 | Elect Charles Harrington | Mgmt | For | For | For | |||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
5 | Elect Tarun Khanna | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect James H. Miller | Mgmt | For | For | For | |||
8 | Elect Sandra O. Moose | Mgmt | For | For | For | |||
9 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
10 | Elect Moises Naim | Mgmt | For | For | For | |||
11 | Elect Charles O. Rossotti | Mgmt | For | For | For | |||
12 | Elect Sven Sandstrom | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
15 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Indirect Political Spending Report | ShrHldr | Against | Against | For | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Everitt | Mgmt | For | For | For | |||
1.2 | Elect Russell K. Girling | Mgmt | For | For | For | |||
1.3 | Elect Susan A. Henry | Mgmt | For | For | For | |||
1.4 | Elect Russell J. Horner | Mgmt | For | For | For | |||
1.5 | Elect David J. Lesar | Mgmt | For | For | For | |||
1.6 | Elect John E. Lowe | Mgmt | For | For | For | |||
1.7 | Elect Charles V. Magro | Mgmt | For | For | For | |||
1.8 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.9 | Elect Derek G. Pannell | Mgmt | For | For | For | |||
1.10 | Elect Mayo M. Schmidt | Mgmt | For | For | For | |||
1.11 | Elect Victor J. Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Bundled Amendments to Bylaws | Mgmt | For | For | For | |||
5 | Advance Notice Policy | Mgmt | For | For | For | |||
6 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
7 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Compensation Policy Amendments | Mgmt | For | For | For | |||
10 | Amendment to Article 2 (Company Name) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Akamai Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKAM | CUSIP 00971T101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Monte Ford | Mgmt | For | For | For | |||
2 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||
3 | Elect Steven Scopellite | Mgmt | For | For | For | |||
4 | Elect Bernardus Verwaayen | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
2 | Elect James W. Owens | Mgmt | For | For | For | |||
3 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
4 | Elect Ratan N. Tata | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Alexandria Real Estate Equities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARE | CUSIP 015271109 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joel S. Marcus | Mgmt | For | For | For | |||
1.2 | Elect Richard B. Jennings | Mgmt | For | For | For | |||
1.3 | Elect John L. Atkins III | Mgmt | For | For | For | |||
1.4 | Elect Maria C. Freire | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Hash | Mgmt | For | For | For | |||
1.6 | Elect Richard H. Klein | Mgmt | For | For | For | |||
1.7 | Elect James H. Richardson | Mgmt | For | For | For | |||
2 | Amendment to the 1997 Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Allegion plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLE | CUSIP G0176J109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Chesser | Mgmt | For | For | For | |||
2 | Elect Carla Cico | Mgmt | For | For | For | |||
3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
4 | Elect David D. Petratis | Mgmt | For | For | For | |||
5 | Elect Dean I. Schaffer | Mgmt | For | For | For | |||
6 | Elect Martin E. Welch III | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E.I. Pyott | Mgmt | For | Against | Against | |||
2 | Elect Michael R. Gallagher | Mgmt | For | Against | Against | |||
3 | Elect Deborah Dunsire | Mgmt | For | Against | Against | |||
4 | Elect Trevor M. Jones | Mgmt | For | Against | Against | |||
5 | Elect Louis J. Lavigne, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Peter J. McDonnell | Mgmt | For | Against | Against | |||
7 | Elect Timothy D. Proctor | Mgmt | For | Against | Against | |||
8 | Elect Russell T. Ray | Mgmt | For | Against | Against | |||
9 | Elect Henri A. Termeer | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Allowing Action by Written Consent | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Altisource Residential Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RESI | CUSIP 02153W100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Eruzione | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | For | For | |||
1.5 | Elect David B. Reiner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Alain Monie | Mgmt | For | For | For | |||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
1.3 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
1.4 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
1.5 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
1.6 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
1.7 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
1.9 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
1.10 | Elect Thomas R. Voss | Mgmt | For | For | For | |||
1.11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
1.12 | Elect Jack D. Woodard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Campus Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACC | CUSIP 024835100 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Bayless, Jr. | Mgmt | For | For | For | |||
2 | Elect R.D. Burck | Mgmt | For | For | For | |||
3 | Elect G. Steven Dawson | Mgmt | For | For | For | |||
4 | Elect Cydney Donnell | Mgmt | For | For | For | |||
5 | Elect Dennis G. Lopez | Mgmt | For | For | For | |||
6 | Elect Edward Lowenthal | Mgmt | For | For | For | |||
7 | Elect Oliver Luck | Mgmt | For | For | For | |||
8 | Elect C. Patrick Oles Jr. | Mgmt | For | For | For | |||
9 | Elect Winston W. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara M. Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Peter Chernin | Mgmt | For | For | For | |||
5 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
7 | Elect Richard C. Levin | Mgmt | For | For | For | |||
8 | Elect Richard A. McGinn | Mgmt | For | For | For | |||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha C. Goss | Mgmt | For | For | For | |||
4 | Elect Richard R. Grigg | Mgmt | For | For | For | |||
5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
6 | Elect George MacKenzie | Mgmt | For | For | For | |||
7 | Elect William J. Marrazzo | Mgmt | For | For | For | |||
8 | Elect Susan N. Story | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect W. Walker Lewis | Mgmt | For | For | For | |||
6 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
7 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
9 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
10 | Elect William H. Turner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Amphenol Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APH | CUSIP 032095101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald P. Badie | Mgmt | For | For | For | |||
2 | Elect Stanley L. Clark | Mgmt | For | For | For | |||
3 | Elect David P. Falck | Mgmt | For | For | For | |||
4 | Elect Edward G. Jepsen | Mgmt | For | For | For | |||
5 | Elect Andrew E. Lietz | Mgmt | For | For | For | |||
6 | Elect Martin H. Loeffler | Mgmt | For | For | For | |||
7 | Elect John R. Lord | Mgmt | For | For | For | |||
8 | Elect R. Adam Norwitt | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | 2014 Executive Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Stock Purchase and Option Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
9 | Elect R. A. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | For | For | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs, Jr. | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
10 | Elect Matthew M. Zell | Mgmt | For | For | For | |||
11 | Elect Samuel Zell | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Management Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
ANSYS, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANSS | CUSIP 03662Q105 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Cashman III | Mgmt | For | For | For | |||
2 | Elect Ajei S. Gopal | Mgmt | For | For | For | |||
3 | Elect William R. McDermott | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Gerhard H. Parker | Mgmt | For | For | For | |||
8 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
9 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
10 | Elect James E. Rogers | Mgmt | For | For | For | |||
11 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
12 | Elect Robert H. Swan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Robin Monro-Davies | Mgmt | For | For | For | |||
1.9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.11 | Elect Wilbur L. Ross, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.13 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.14 | Elect Russell B. Brewer, II | Mgmt | For | For | For | |||
1.15 | Elect Gary Burnet | Mgmt | For | For | For | |||
1.16 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
1.17 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.18 | Elect James M. Michener | Mgmt | For | For | For | |||
1.19 | Elect Robert B. Mills | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect James P. Kelly | Mgmt | For | For | For | |||
6 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect John B. McCoy | Mgmt | For | For | For | |||
9 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
10 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
11 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
12 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of AT&T Severance Policy | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect John T. Dickson | Mgmt | For | For | For | |||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
5 | Elect Bruno Guilmart | Mgmt | For | For | For | |||
6 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
7 | Elect Justine Lien | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Elect Peter J. Marks | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Executive Cash and Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
16 | Approve CEO Severance Benefit Agreement | Mgmt | For | For | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
1.2 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
1.4 | Elect John J. Healy, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
1.6 | Elect Lance R. Primis | Mgmt | For | For | For | |||
1.7 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
1.9 | Elect W. Edward Walter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of Performance Goals Under the 2009 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
3 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
4 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
5 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
6 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
7 | Elect Pierre J. Jungels | Mgmt | For | For | For | |||
8 | Elect James A. Lash | Mgmt | For | For | For | |||
9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
10 | Elect James W. Stewart | Mgmt | For | For | For | |||
11 | Elect Charles L. Watson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2002 Director and Officer long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2002 Employee Long-Term Incentive Plan | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
10 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
11 | Elect Thomas J. May | Mgmt | For | For | For | |||
12 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
13 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
14 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to Series T Preferred Stock | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Beam Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAM | CUSIP 073730103 | 03/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Donald R. Keough | Mgmt | For | For | For | |||
1.10 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.11 | Elect Ronald L. Olson | Mgmt | For | Withhold | Against | |||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Dividends | ShrHldr | Against | Against | For | |||
Bloomin' Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLMN | CUSIP 094235108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Craigie | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mindy Grossman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark E. Nunnelly | Mgmt | For | Withhold | Against | |||
1.4 | Elect Chris T. Sullivan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce L. Byrnes | Mgmt | For | For | For | |||
2 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
5 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
6 | Elect Ernest Mario | Mgmt | For | Abstain | Against | |||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
8 | Elect Pete M. Nicholas | Mgmt | For | For | For | |||
9 | Elect Uwe E. Reinhardt | Mgmt | For | For | For | |||
10 | Elect David J. Roux | Mgmt | For | For | For | |||
11 | Elect John E. Sununu | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Global Employee Stock Ownership Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Humphrey | Mgmt | For | Withhold | Against | |||
1.2 | Elect Sara Lawrence-Lightfoot | Mgmt | For | Withhold | Against | |||
1.3 | Elect David H. Lissy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
3 | Elect James M. Cornelius | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Nancy H. Handel | Mgmt | For | For | For | |||
1.3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
1.4 | Elect Maria Klawe | Mgmt | For | For | For | |||
1.5 | Elect John E. Major | Mgmt | For | For | For | |||
1.6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
1.7 | Elect William T. Morrow | Mgmt | For | For | For | |||
1.8 | Elect Henry Samueli | Mgmt | For | For | For | |||
1.9 | Elect Robert E. Switz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
2 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
3 | Elect Ralph C. Stayer | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
2 | Elect James R. Gibbs | Mgmt | For | For | For | |||
3 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
4 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | 2014 Incentive Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.6 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.7 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CareFusion Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
2 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
3 | Elect Edward D. Miller | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate of Incorporation to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws to Repeal Classified Board | Mgmt | For | For | For | |||
8 | Amend Bylaws to Adopt Majority Voting for Election of Directors | Mgmt | For | For | For | |||
9 | Amend Certificate of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amend Bylaws to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
3 | Elect Steven Cosler | Mgmt | For | For | For | |||
4 | Elect William J. Davis | Mgmt | For | For | For | |||
5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
9 | Elect Anthony Masso | Mgmt | For | For | For | |||
10 | Amendment to Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CBRE Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Blum | Mgmt | For | For | For | |||
1.2 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
1.3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
1.4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Michael Kantor | Mgmt | For | For | For | |||
1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
1.7 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
1.8 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
1.9 | Elect Gary L. Wilson | Mgmt | For | For | For | |||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard W. Barker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael D. Casey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | Withhold | Against | |||
1.8 | Elect James J. Loughlin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
Chemtura Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMT | CUSIP 163893209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
4 | Elect James W. Crownover | Mgmt | For | For | For | |||
5 | Elect Robert A. Dover | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
8 | Elect John K. Wulff | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Approval of the Senior Executive Bonus Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheniere Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHEX | CUSIP 16411R208 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Keith F. Carney | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect Randy A. Foutch | Mgmt | For | Against | Against | |||
7 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
10 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | 2014 - 2018 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
4 | Elect M. Michele Burns | Mgmt | For | For | For | |||
5 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
6 | Elect John T. Chambers | Mgmt | For | For | For | |||
7 | Elect Brian L. Halla | Mgmt | For | For | For | |||
8 | Elect John L. Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
10 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven M. West | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Franz B. Humer | Mgmt | For | For | For | |||
4 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
9 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
10 | Elect Joan E. Spero | Mgmt | For | For | For | |||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
CMS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMS | CUSIP 125896100 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | |||
2 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||
3 | Elect Stephen E. Ewing | Mgmt | For | For | For | |||
4 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
5 | Elect William D. Harvey | Mgmt | For | For | For | |||
6 | Elect David W. Joos | Mgmt | For | For | For | |||
7 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | |||
8 | Elect John G. Russell | Mgmt | For | For | For | |||
9 | Elect Kenneth L. Way | Mgmt | For | For | For | |||
10 | Elect Laura H. Wright | Mgmt | For | For | For | |||
11 | Elect John B. Yasinsky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approve Amended Performance Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||
2 | Elect Robert E. Weissman | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Community Health Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYH | CUSIP 203668108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Larry Cash | Mgmt | For | For | For | |||
2 | Elect John A. Clerico | Mgmt | For | For | For | |||
3 | Elect James S. Ely III | Mgmt | For | For | For | |||
4 | Elect John A. Fry | Mgmt | For | For | For | |||
5 | Elect William N. Jennings | Mgmt | For | For | For | |||
6 | Elect Julia B. North | Mgmt | For | For | For | |||
7 | Elect Wayne T. Smith | Mgmt | For | For | For | |||
8 | Elect H. Mitchell Watson, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Employee Performance Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Stock Option and Award Plan | Mgmt | For | For | For | |||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Judith R. Haberkorn | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
CONSOL Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNX | CUSIP 20854P109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.2 | Elect Nicholas J. Deiuliis | Mgmt | For | For | For | |||
1.3 | Elect Philip W. Baxter | Mgmt | For | For | For | |||
1.4 | Elect James E. Altmeyer, Sr. | Mgmt | For | Withhold | Against | |||
1.5 | Elect Alvin R. Carpenter | Mgmt | For | For | For | |||
1.6 | Elect William E. Davis | Mgmt | For | For | For | |||
1.7 | Elect Raj K. Gupta | Mgmt | For | For | For | |||
1.8 | Elect David C. Hardesty, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Maureen Lally-Green | Mgmt | For | For | For | |||
1.10 | Elect John T. Mills | Mgmt | For | For | For | |||
1.11 | Elect William P. Powell | Mgmt | For | For | For | |||
1.12 | Elect Joseph T. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Constellium NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTM | CUSIP N22035104 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Accounts and Reports in English | Mgmt | For | For | For | |||
2 | Amendment to Management Equity Plan | Mgmt | For | For | For | |||
3 | Non-Executive Directors' Fees | Mgmt | For | For | For | |||
4 | Amendment to Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Executive Board Members Acts | Mgmt | For | For | For | |||
7 | Ratification of Non-Executive Board Members Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Philippe Guillemot | Mgmt | For | Against | Against | |||
10 | Elect Werner G.P. Paschke | Mgmt | For | Against | Against | |||
11 | Elect Michiel Brandjes | Mgmt | For | Against | Against | |||
12 | Elect Lori A. Walker | Mgmt | For | Against | Against | |||
13 | Elect Peter F. Hartman | Mgmt | For | Against | Against | |||
14 | Elect John Ormerod | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Cancellation of Preference Shares | Mgmt | For | For | For | |||
17 | Amendments to Articles (Preference Shares) | Mgmt | For | For | For | |||
18 | Amendments to Article 16 (Board Practices) | Mgmt | For | For | For | |||
19 | Amendments to Article 22 (Profit Allocation) | Mgmt | For | For | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
2 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
3 | Elect Richard T. Clark | Mgmt | For | For | For | |||
4 | Elect Robert F. Cummings, Jr. | Mgmt | For | Against | Against | |||
5 | Elect James B. Flaws | Mgmt | For | For | For | |||
6 | Elect Deborah A. Henretta | Mgmt | For | For | For | |||
7 | Elect Kurt M. Landgraf | Mgmt | For | For | For | |||
8 | Elect Kevin J. Martin | Mgmt | For | For | For | |||
9 | Elect Deborah D. Rieman | Mgmt | For | For | For | |||
10 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Mark S. Wrighton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2014 Variable Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard M. Libenson | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
5 | Repeal of Classified Board | Mgmt | Abstain | For | Against | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
7 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
D.R. Horton, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHI | CUSIP 23331A109 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald R. Horton | Mgmt | For | For | For | |||
2 | Elect Barbara K. Allen | Mgmt | For | For | For | |||
3 | Elect Bradley S. Anderson | Mgmt | For | For | For | |||
4 | Elect Michael R. Buchanan | Mgmt | For | For | For | |||
5 | Elect Michael W. Hewatt | Mgmt | For | For | For | |||
6 | Elect Donald J. Tomnitz | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Dell Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELL | CUSIP 24702R101 | 09/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Dell Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELL | CUSIP 24702R101 | 10/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Carty | Mgmt | For | For | For | |||
2 | Elect Janet F. Clark | Mgmt | For | For | For | |||
3 | Elect Laura Conigliaro | Mgmt | For | For | For | |||
4 | Elect Michael S. Dell | Mgmt | For | For | For | |||
5 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
6 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
7 | Elect Klaus S. Luft | Mgmt | For | For | For | |||
8 | Elect Alex J. Mandl | Mgmt | For | For | For | |||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
10 | Elect H. Ross Perot, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Change in Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
6 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
5 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
6 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
7 | Elect David B. Rickard | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dominion Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | Against | Against | |||
2 | Elect Peter W. Brown | Mgmt | For | Against | Against | |||
3 | Elect Helen E. Dragas | Mgmt | For | Against | Against | |||
4 | Elect James O. Ellis, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
6 | Elect John W. Harris | Mgmt | For | Against | Against | |||
7 | Elect Mark J. Kington | Mgmt | For | Against | Against | |||
8 | Elect Pamela L. Royal | Mgmt | For | Against | Against | |||
9 | Elect Robert H. Spilman, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Michael E. Szymanczyk | Mgmt | For | Against | Against | |||
11 | Elect David A. Wollard | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Environmental Impacts and Risks of Biomass | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Adams | Mgmt | For | For | For | |||
2 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
3 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
4 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
5 | Elect Jack L. Stahl | Mgmt | For | For | For | |||
6 | Elect Larry D. Young | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
10 | Amendment to the Omnibus Stock Incentive Plan of 2009 | Mgmt | For | For | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||
1.2 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.3 | Elect Harris E. DeLoach, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
1.7 | Elect Ann Maynard Gray | Mgmt | For | For | For | |||
1.8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
1.9 | Elect John T. Herron | Mgmt | For | For | For | |||
1.10 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
1.11 | Elect William E. Kennard | Mgmt | For | For | For | |||
1.12 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.13 | Elect E. James Reinsch | Mgmt | For | For | For | |||
1.14 | Elect James T. Rhodes | Mgmt | For | For | For | |||
1.15 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Restoration of Written Consent | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George S. Barrett | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Charles E. Golden | Mgmt | For | For | For | |||
7 | Elect Linda A. Hill | Mgmt | For | For | For | |||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
11 | Elect Gregory R. Page | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred D. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
1.3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding PayPal Spin-Off | ShrHldr | Against | Against | For | |||
Ecolab Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Barbara J. Beck | Mgmt | For | For | For | |||
3 | Elect Leslie S. Biller | Mgmt | For | For | For | |||
4 | Elect Carl M. Casale | Mgmt | For | For | For | |||
5 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
6 | Elect Jerry A. Grundhofer | Mgmt | For | For | For | |||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | |||
9 | Elect Michael Larson | Mgmt | For | Against | Against | |||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
11 | Elect Robert L. Lumpkins | Mgmt | For | For | For | |||
12 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
13 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
14 | Elect John J. Zillmer | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Reapproval of the Management Performance Incentive Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
8 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
11 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect Karen N. Horn | Mgmt | For | For | For | |||
3 | Elect William Kaelin | Mgmt | For | For | For | |||
4 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect Mark G. Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald F. Textor | Mgmt | For | For | For | |||
7 | Elect William R. Thomas | Mgmt | For | For | For | |||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Methane Reduction Targets | ShrHldr | Against | Against | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Waterman | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Restricted Stock Awards | Mgmt | For | For | For | |||
5 | 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 11/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Nelson A. Diaz | Mgmt | For | For | For | |||
8 | Elect Sue Ling Gin | Mgmt | For | For | For | |||
9 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
10 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
11 | Elect Richard W. Mies | Mgmt | For | For | For | |||
12 | Elect William C. Richardson | Mgmt | For | For | For | |||
13 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
14 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
15 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Renewal of the Annual Incentive Plan for Senior Executives | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Pay Ratio | ShrHldr | Against | Against | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary G. Benanav | Mgmt | For | Against | Against | |||
2 | Election of Directors | Mgmt | For | Against | Against | |||
3 | Elect William J. DeLaney | Mgmt | For | Against | Against | |||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | Against | Against | |||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | Against | Against | |||
6 | Elect Frank Mergenthaler | Mgmt | For | Against | Against | |||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | Against | Against | |||
8 | Elect John O. Parker, Jr. | Mgmt | For | Against | Against | |||
9 | Elect George Paz | Mgmt | For | Against | Against | |||
10 | Elect William L. Roper | Mgmt | For | Against | Against | |||
11 | Elect Seymour Sternberg | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect William W. George | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Childhood Obesity Risks | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David K. Hunt | Mgmt | For | For | For | |||
2 | Elect Richard N. Massey | Mgmt | For | For | For | |||
3 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
4 | Elect James B. Stallings | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | |||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
5 | Elect James P. Hackett | Mgmt | For | For | For | |||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
8 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
9 | Elect Mitchel D. Livingston | Mgmt | For | For | For | |||
10 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
11 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||
12 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.4 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.5 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ted J. Kleisner | Mgmt | For | For | For | |||
1.8 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.9 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.11 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
1.12 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.13 | Elect George M. Smart | Mgmt | For | For | For | |||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Five Below Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CUSIP 33829M101 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen J. Collins | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas M. Ryan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
7 | Elect James P. Hackett | Mgmt | For | For | For | |||
8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
9 | Elect William W. Helman IV | Mgmt | For | For | For | |||
10 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
11 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
12 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
13 | Elect Alan Mulally | Mgmt | For | For | For | |||
14 | Elect Homer A. Neal | Mgmt | For | For | For | |||
15 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
16 | Elect John L. Thornton | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | 2014 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Fortress Investment Group LLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIG | CUSIP 34958B106 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David B. Barry | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard N. Haass | Mgmt | For | Withhold | Against | |||
1.3 | Elect Randal A. Nardone | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
2 | Elect David M. Thomas | Mgmt | For | For | For | |||
3 | Elect Norman H. Wesley | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Frank's International N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FI | CUSIP N33462107 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary P. Luquette | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael C. Kearney | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.10 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.14 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | Withhold | Against | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Glenn K. Murphy | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
12 | Elect James J. Mulva | Mgmt | For | For | For | |||
13 | Elect James E. Rohr | Mgmt | For | For | For | |||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
16 | Elect James S. Tisch | Mgmt | For | For | For | |||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Sale of Company | ShrHldr | Against | Against | For | |||
General Growth Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGP | CUSIP 370023103 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard B. Clark | Mgmt | For | Against | Against | |||
2 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||
3 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||
4 | Elect John K. Haley | Mgmt | For | For | For | |||
5 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
6 | Elect Brian W. Kingston | Mgmt | For | For | For | |||
7 | Elect Sandeep Mathrani | Mgmt | For | For | For | |||
8 | Elect David J. Neithercut | Mgmt | For | For | For | |||
9 | Elect Mark R Patterson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect William T. Esrey | Mgmt | For | For | For | |||
5 | Elect Raymond V. Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
11 | Elect Michael D. Rose | Mgmt | For | For | For | |||
12 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
13 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Post-Consumer Product Packaging | ShrHldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2014 Short-Term Incentive Plan | Mgmt | For | For | For | |||
17 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mortimer B. Fuller III | Mgmt | For | For | For | |||
1.2 | Elect John C. Hellmann | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Melzer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Patient Access | ShrHldr | Against | Against | For | |||
Givaudan S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIVN | CINS H3238Q102 | 03/20/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Regarding Removal of Rights Restrictions | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles Relating to VeguV | Mgmt | For | TNA | N/A | |||
9 | Elect Jurg Witmer | Mgmt | For | TNA | N/A | |||
10 | Elect Andre Hoffmann | Mgmt | For | TNA | N/A | |||
11 | Elect Lilian Biner | Mgmt | For | TNA | N/A | |||
12 | Elect Peter Kappeler | Mgmt | For | TNA | N/A | |||
13 | Elect Thomas Rufer | Mgmt | For | TNA | N/A | |||
14 | Elect Nabil Sakkab | Mgmt | For | TNA | N/A | |||
15 | Elect Werner Bauer | Mgmt | For | TNA | N/A | |||
16 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | |||
17 | Elect Jurg Witmer as Chairman | Mgmt | For | TNA | N/A | |||
18 | Elect Andre Hoffmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Peter Kappeler as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Werner Bauer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Board Compensation | Mgmt | For | TNA | N/A | |||
24 | Bonus (Executive Committee) | Mgmt | For | TNA | N/A | |||
25 | Executive Compensation | Mgmt | For | TNA | N/A | |||
26 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHldr | N/A | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
GNC Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNC | CUSIP 36191G107 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.2 | Elect Alan D. Feldman | Mgmt | For | For | For | |||
1.3 | Elect Joseph Fortunato | Mgmt | For | For | For | |||
1.4 | Elect Michael F. Hines | Mgmt | For | For | For | |||
1.5 | Elect Amy B. Lane | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.8 | Elect C. Scott O'Hara | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric P. Lefkofsky | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Barris | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Bass | Mgmt | For | For | For | |||
1.4 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey T. Housenbold | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
1.2 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
1.4 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
1.6 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
1.7 | Elect Richard A. Noll | Mgmt | For | For | For | |||
1.8 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
1.9 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
1.3 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | |||
1.5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael W.O. Garrett | Mgmt | For | For | For | |||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||
1.8 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
1.9 | Elect Jack M. Greenberg | Mgmt | For | Withhold | Against | |||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||
1.11 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
1.12 | Elect Edward M. Philip | Mgmt | For | For | For | |||
1.13 | Elect Richard S. Stoddart | Mgmt | For | For | For | |||
1.14 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Senior Management Annual Performance Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
7 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
8 | Elect Gary M Reiner | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
12 | Elect Ralph V. Whitworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
Hillshire Brands Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSH | CUSIP 432589109 | 10/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd Becker | Mgmt | For | For | For | |||
2 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
3 | Elect Ellen L. Brothers | Mgmt | For | For | For | |||
4 | Elect Sean M. Connolly | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
7 | Elect Ian Prosser | Mgmt | For | For | For | |||
8 | Elect Jonathan P. Ward | Mgmt | For | For | For | |||
9 | Elect James D. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
6 | Elect William J. McDonald | Mgmt | For | For | For | |||
7 | Elect William E. Mitchell | Mgmt | For | For | For | |||
8 | Elect David B. Nash | Mgmt | For | For | For | |||
9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon M. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Patrick T. Harker | Mgmt | For | For | For | |||
1.3 | Elect Mary C Beckerle | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Susan L. Decker | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intermune, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITMN | CUSIP 45884X103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James I. Healy | Mgmt | For | For | For | |||
1.2 | Elect Louis Drapeau | Mgmt | For | For | For | |||
1.3 | Elect Frank Verwiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
6 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
7 | Elect Joan E. Spero | Mgmt | For | For | For | |||
8 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
9 | Elect John F. Turner | Mgmt | For | For | For | |||
10 | Elect William G. Walter | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher W. Brody | Mgmt | For | For | For | |||
2 | Elect William V. Campbell | Mgmt | For | For | For | |||
3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
4 | Elect Diane B. Greene | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
8 | Elect Brad D. Smith | Mgmt | For | For | For | |||
9 | Elect Jeff Weiner | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Equity Compensation Plan | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Eric H. Halvorson | Mgmt | For | For | For | |||
1.3 | Elect Alan J. Levy | Mgmt | For | For | For | |||
1.4 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
1.5 | Elect Floyd D. Loop | Mgmt | For | For | For | |||
1.6 | Elect George Stalk Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elect Denis Kessler | Mgmt | For | For | For | |||
3 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Joy Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JOY | CUSIP 481165108 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward L. Doheny II | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.3 | Elect John T. Gremp | Mgmt | For | For | For | |||
1.4 | Elect John N. Hanson | Mgmt | For | For | For | |||
1.5 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
1.6 | Elect Richard B. Loynd | Mgmt | For | For | For | |||
1.7 | Elect P. Eric Siegert | Mgmt | For | For | For | |||
1.8 | Elect James H. Tate | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pradeep Sindhu | Mgmt | For | For | For | |||
2 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||
3 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
4 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
5 | Elect David L. Schlotterbeck | Mgmt | For | For | For | |||
6 | Elect Shaygan Kheradpir | Mgmt | For | For | For | |||
7 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
8 | Elect Gary J. Daichendt | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Bryant | Mgmt | For | For | For | |||
1.2 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
1.3 | Elect June Montgomery Tabron | Mgmt | For | For | For | |||
1.4 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
1.2 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
1.3 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
1.4 | Elect H. James Dallas | Mgmt | For | For | For | |||
1.5 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
1.6 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
1.7 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
1.9 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
1.10 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
1.11 | Elect Demos Parneros | Mgmt | For | For | For | |||
1.12 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Kraft Foods Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect L. Kevin Cox | Mgmt | For | For | For | |||
2 | Elect Myra M. Hart | Mgmt | For | For | For | |||
3 | Elect Peter B. Henry | Mgmt | For | For | For | |||
4 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Cow Dehorning | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Gestation Crates | ShrHldr | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lennar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEN | CUSIP 526057302 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Irving Bolotin | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | |||
1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | |||
1.5 | Elect R. Kirk Landon | Mgmt | For | For | For | |||
1.6 | Elect Sidney Lapidus | Mgmt | For | For | For | |||
1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | |||
1.8 | Elect Teri P. McClure | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Liberty Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2014 Incentive Plan | Mgmt | For | Against | Against | |||
2 | 2014 Nonemployee Director Incentive Plan | Mgmt | For | For | For | |||
Lifepoint Hospitals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPNT | CUSIP 53219L109 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William F. Carpenter | Mgmt | For | For | For | |||
1.2 | Elect Richard H. Evans | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Haley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis R. Glass | Mgmt | For | For | For | |||
2 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
3 | Elect Michael F. Mee | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | For | For | |||
3 | Elect Claire S. Farley | Mgmt | For | For | For | |||
4 | Elect Rudy M.J. van der Meer | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Karyn F. Ovelman | Mgmt | For | For | For | |||
8 | Elect Craig B. Glidden | Mgmt | For | For | For | |||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
10 | Elect Patrick D. Quarles | Mgmt | For | For | For | |||
11 | Elect Timothy D. Roberts | Mgmt | For | For | For | |||
12 | ADOPTION OF ANNUAL ACCOUNTS FOR 2013 | Mgmt | For | For | For | |||
13 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
14 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
17 | Allocation of Dividends | Mgmt | For | For | For | |||
18 | Advisory Vote Approving Executive Compensation | Mgmt | For | Against | Against | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel up to 10% of Share Capital Held in Treasury | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
4 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
8 | Elect Paul C. Varga | Mgmt | For | For | For | |||
9 | Elect Craig E. Weatherup | Mgmt | For | Against | Against | |||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect John W. Marriott III | Mgmt | For | For | For | |||
3 | Elect Mary K. Bush | Mgmt | For | For | For | |||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Debra L. Lee | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Harry J. Pearce | Mgmt | For | For | For | |||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
10 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||
2 | Elect Daniel S. Glaser | Mgmt | For | For | For | |||
3 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
4 | Elect Ian Lang | Mgmt | For | For | For | |||
5 | Elect Elaine La Roche | Mgmt | For | For | For | |||
6 | Elect Steven A. Mills | Mgmt | For | For | For | |||
7 | Elect Bruce P. Nolop | Mgmt | For | For | For | |||
8 | Elect Marc D. Oken | Mgmt | For | For | For | |||
9 | Elect Morton O. Schapiro | Mgmt | For | For | For | |||
10 | Elect Adele S. Simmons | Mgmt | For | For | For | |||
11 | Elect Lloyd M. Yates | Mgmt | For | For | For | |||
12 | Elect R. David Yost | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Martin Marietta Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLM | CUSIP 573284106 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sue W. Cole | Mgmt | For | Against | Against | |||
2 | Elect Michael J. Quillen | Mgmt | For | Against | Against | |||
3 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Martin Marietta Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLM | CUSIP 573284106 | 06/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Marc Olivie | Mgmt | For | For | For | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Elect Edward Suning Tian | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
3 | Elect Walter E. Massey | Mgmt | For | For | For | |||
4 | Elect Cary D. McMillan | Mgmt | For | For | For | |||
5 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
6 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
7 | Elect Roger W. Stone | Mgmt | For | For | For | |||
8 | Elect Miles D. White | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Reapproval of Material Terms Under the 2009 Cash Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect John H. Hammergren | Mgmt | For | For | For | |||
4 | Elect Alton F. Irby III | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
7 | Elect David M. Lawrence | Mgmt | For | For | For | |||
8 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
9 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | 2013 Stock Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Michael Grobstein | Mgmt | For | For | For | |||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Elliott Sigal | Mgmt | For | For | For | |||
12 | Elect Robert S. Singer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | |||
2 | Elect James G. Kaiser | Mgmt | For | For | For | |||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
6 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
7 | Elect Timothy H. Powers | Mgmt | For | For | For | |||
8 | Elect Jane L. Warner | Mgmt | For | For | For | |||
9 | Elect Alan D. Wilson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
1.3 | Elect Victor J. Dzau | Mgmt | For | For | For | |||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
1.6 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||
1.7 | Elect James T. Lenehan | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
1.10 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
1.11 | Elect Preetha Reddy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2013 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
8 | Elimination of Conforming Language Regarding Supermajority Requirements | Mgmt | For | For | For | |||
9 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter L. Bonfield | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory K. Hinckley | Mgmt | For | Withhold | Against | |||
1.4 | Elect J. Daniel McCranie | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick B. McManus | Mgmt | For | Withhold | Against | |||
1.6 | Elect Walden C. Rhines | Mgmt | For | Withhold | Against | |||
1.7 | Elect David S. Schechter | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jeffrey M. Stafeil | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect John M. Keane | Mgmt | For | For | For | |||
6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Non-Management Director Stock Compensation Plan | Mgmt | For | For | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Kors | Mgmt | For | For | For | |||
2 | Elect Judy Gibbons | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Stroll | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven A. Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William H. Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||
6 | Elect David F. Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles H. Noski | Mgmt | For | For | For | |||
8 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
9 | Elect John W. Thompson | Mgmt | For | For | For | |||
10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 50075N104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Nelson Peltz | Mgmt | For | For | For | |||
7 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
8 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
10 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
11 | Elect Ratan N. Tata | Mgmt | For | For | For | |||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Monster Beverage Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 611740101 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.6 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.7 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Howard J. Davies | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
15 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | |||
2 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
4 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Elect Tor R. Braham | Mgmt | For | For | For | |||
12 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
13 | Amendments to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the ESPP | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Remove Supermajority Voting Standard for Future Amendments to the Bylaws | Mgmt | For | For | For | |||
17 | Remove Supermajority Voting Standard for Future Amendments to the Certificate | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Netflix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFLX | CUSIP 64110L106 | 06/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jay C. Hoag | Mgmt | For | Withhold | Against | |||
1.3 | Elect A. George Battle | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Performance Bonus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Poison Pills | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Voting Disclosure | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
2 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
3 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
4 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
5 | Elect Noreen Doyle | Mgmt | For | For | For | |||
6 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
8 | Elect Jane Nelson | Mgmt | For | For | For | |||
9 | Elect Donald C. Roth | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect James L. Robo | Mgmt | For | For | For | |||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
9 | Elect John L. Skolds | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
NiSource Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NI | CUSIP 65473P105 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Abdoo | Mgmt | For | For | For | |||
2 | Elect Aristides S. Candris | Mgmt | For | For | For | |||
3 | Elect Sigmund L. Cornelius | Mgmt | For | For | For | |||
4 | Elect Michael E. Jesanis | Mgmt | For | For | For | |||
5 | Elect Marty R. Kittrell | Mgmt | For | For | For | |||
6 | Elect W. Lee Nutter | Mgmt | For | For | For | |||
7 | Elect Deborah S. Parker | Mgmt | For | For | For | |||
8 | Elect Robert C. Skaggs, Jr. | Mgmt | For | For | For | |||
9 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||
10 | Elect Richard L. Thompson | Mgmt | For | For | For | |||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
5 | Elect William H. Hernandez | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
3 | Elect David W. Crane | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
6 | Elect Edward R. Muller | Mgmt | For | For | For | |||
7 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
9 | Elect Walter R. Young | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter C. Browning | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Harvey B. Gantt | Mgmt | For | For | For | |||
1.4 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.6 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.7 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
1.9 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 03/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric Meurice | Mgmt | For | Against | Against | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | Against | Against | |||
4 | Elect Peter L. Bonfield | Mgmt | For | Against | Against | |||
5 | Elect Johannes P. Huth | Mgmt | For | Against | Against | |||
6 | Elect Kenneth Goldman | Mgmt | For | Against | Against | |||
7 | Elect Marion Helmes | Mgmt | For | Against | Against | |||
8 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
9 | Elect Ian Loring | Mgmt | For | Against | Against | |||
10 | Elect Eric Meurice | Mgmt | For | Against | Against | |||
11 | Elect Julie Southern | Mgmt | For | Against | Against | |||
12 | Elect Rick Lih-Shyng Tsai | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland C. Smith | Mgmt | For | For | For | |||
2 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
5 | Elect V. James Marino | Mgmt | For | For | For | |||
6 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||
7 | Elect Michael J. Massey | Mgmt | For | For | For | |||
8 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
9 | Elect David M. Szymanski | Mgmt | For | For | For | |||
10 | Elect Nigel Travis | Mgmt | For | For | For | |||
11 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 07/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 08/21/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil R. Austrian | Mgmt | For | TNA | N/A | |||
1.2 | Elect Justin Bateman | Mgmt | For | TNA | N/A | |||
1.3 | Elect Thomas J. Colligan | Mgmt | For | TNA | N/A | |||
1.4 | Elect Marsha J. Evans | Mgmt | For | TNA | N/A | |||
1.5 | Elect Eugene V. Fife | Mgmt | For | TNA | N/A | |||
1.6 | Elect W. Scott Hedrick | Mgmt | For | TNA | N/A | |||
1.7 | Elect Kathleen Mason | Mgmt | For | TNA | N/A | |||
1.8 | Elect Michael J. Massey | Mgmt | For | TNA | N/A | |||
1.9 | Elect Raymond Svider | Mgmt | For | TNA | N/A | |||
1.10 | Elect Nigel Travis | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cynthia T. Jamison | Mgmt | N/A | For | N/A | |||
1.2 | Elect Robert L. Nardelli | Mgmt | N/A | For | N/A | |||
1.3 | Elect Jeffrey C. Smith | Mgmt | N/A | For | N/A | |||
1.4 | Elect Joseph S. Vassalluzzo | Mgmt | N/A | For | N/A | |||
1.5 | Elect Neil R. Austrian | Mgmt | N/A | For | N/A | |||
1.6 | Elect Justin Bateman | Mgmt | N/A | For | N/A | |||
1.7 | Elect Kathleen Mason | Mgmt | N/A | For | N/A | |||
1.8 | Elect Michael J. Massey | Mgmt | N/A | For | N/A | |||
1.9 | Elect Raymond Svider | Mgmt | N/A | For | N/A | |||
1.10 | Elect Nigel Travis | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
Pall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLL | CUSIP 696429307 | 12/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy E. Alving | Mgmt | For | For | For | |||
2 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
3 | Elect Mark E. Goldstein | Mgmt | For | For | For | |||
4 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
5 | Elect Ronald L. Hoffman | Mgmt | For | For | For | |||
6 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
7 | Elect Dennis N. Longstreet | Mgmt | For | For | For | |||
8 | Elect Craig Owens | Mgmt | For | For | For | |||
9 | Elect Katharine L. Plourde | Mgmt | For | For | For | |||
10 | Elect Edward Travaglianti | Mgmt | For | For | For | |||
11 | Elect Bret W. Wise | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pandora Media Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
P | CUSIP 698354107 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Chernin | Mgmt | For | For | For | |||
1.2 | Elect Brian P. McAndrews | Mgmt | For | For | For | |||
1.3 | Elect Tim Westergren | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Harold Cramer | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Long Term Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Perkinelmer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKI | CUSIP 714046109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barrett | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | |||
4 | Elect Alexis P. Michas | Mgmt | For | For | For | |||
5 | Elect James C. Mullen | Mgmt | For | For | For | |||
6 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
7 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
8 | Elect Patrick J. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Incentive Plan | Mgmt | For | For | For | |||
Petrofac Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFC | CINS G7052T101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Kathleen Hogenson | Mgmt | For | For | For | |||
6 | Elect Norman Murray | Mgmt | For | For | For | |||
7 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
8 | Elect Stefano Cao | Mgmt | For | For | For | |||
9 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
10 | Elect Rene Medori | Mgmt | For | For | For | |||
11 | Elect Rijnhard van Tets | Mgmt | For | For | For | |||
12 | Elect Ayman Asfari | Mgmt | For | For | For | |||
13 | Elect Marwan Chedid | Mgmt | For | For | For | |||
14 | Elect Tim Weller | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Performance Share Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Share Plan | Mgmt | For | For | For | |||
23 | Share Incentive Plan | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect Constance J. Horner | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect George A. Lorch | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Approval Of Political Contributions Policy | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | Against | Against | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Fred J. Fowler | Mgmt | For | Against | Against | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | |||
5 | Elect Richard C. Kelly | Mgmt | For | Against | Against | |||
6 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | |||
7 | Elect Richard A. Meserve | Mgmt | For | Against | Against | |||
8 | Elect Forrest E. Miller | Mgmt | For | Against | Against | |||
9 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | |||
10 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | |||
11 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Pinnacle Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane Nielsen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jeff Overly | Mgmt | For | Withhold | Against | |||
1.3 | Elect Raymond P. Silcock | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Plum Creek Timber Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCL | CUSIP 729251108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rick R. Holley | Mgmt | For | For | For | |||
2 | Elect Robin Josephs | Mgmt | For | For | For | |||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||
4 | Elect John G. McDonald | Mgmt | For | For | For | |||
5 | Elect Robert B. McLeod | Mgmt | For | For | For | |||
6 | Elect John F. Morgan, Sr. | Mgmt | For | For | For | |||
7 | Elect Marc F. Racicot | Mgmt | For | For | For | |||
8 | Elect Laurence A. Selzer | Mgmt | For | For | For | |||
9 | Elect Stephen C. Tobias | Mgmt | For | For | For | |||
10 | Elect Martin A. White | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Potash Corporation of Saskatchewan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | |||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | |||
1.3 | Elect William J. Doyle | Mgmt | For | For | For | |||
1.4 | Elect John W. Estey | Mgmt | For | For | For | |||
1.5 | Elect Gerald W. Grandey | Mgmt | For | For | For | |||
1.6 | Elect Charles S. Hoffman | Mgmt | For | For | For | |||
1.7 | Elect Dallas J. Howe | Mgmt | For | For | For | |||
1.8 | Elect Alice D. Laberge | Mgmt | For | For | For | |||
1.9 | Elect Consuelo E. Madere | Mgmt | For | For | For | |||
1.10 | Elect Keith G. Martell | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | |||
1.12 | Elect Mary A. Mogford | Mgmt | For | For | For | |||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | 2014 Performance Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Philip G. Cox | Mgmt | For | For | For | |||
4 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
6 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
7 | Elect Stuart Heydt | Mgmt | For | For | For | |||
8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Elect Natica von Althann | Mgmt | For | For | For | |||
12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Daniel J. Murphy | Mgmt | For | For | For | |||
1.3 | Elect Vernon E. Oechsle | Mgmt | For | For | For | |||
1.4 | Elect Rick Schmidt | Mgmt | For | For | For | |||
1.5 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.9 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.10 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Prologis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLD | CUSIP 74340W103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||
2 | Elect George L. Fotiades | Mgmt | For | For | For | |||
3 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
5 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
6 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
7 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||
8 | Elect D. Michael Steuert | Mgmt | For | For | For | |||
9 | Elect Carl B. Webb | Mgmt | For | For | For | |||
10 | Elect William D. Zollars | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.2 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
1.3 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | ShrHldr | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect Francisco Ros | Mgmt | For | For | For | |||
12 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
13 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
14 | Elect Marc I. Stern | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Cartwright | Mgmt | For | For | For | |||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
4 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
5 | Elect George R. Oliver | Mgmt | For | For | For | |||
6 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
7 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
8 | Elect William R. Spivey | Mgmt | For | For | For | |||
9 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Ability to Act by Written Consent | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Roger J. Dow | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald E. Harrison | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
2 | Elect Jeffrey J. Clarke | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate in Order to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws in Order to Repeal Classified Board | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
9 | Elect James R. Malone | Mgmt | For | For | For | |||
10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
11 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
12 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
13 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Retrophin Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTRX | CUSIP 761299106 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin Shkreli | Mgmt | For | For | For | |||
1.2 | Elect Stephen Aselage | Mgmt | For | For | For | |||
1.3 | Elect Steve Richardson | Mgmt | For | For | For | |||
1.4 | Elect Cornelius E. Golding | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Paley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Rowan Companies plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDC | CUSIP G7665A101 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas P. Burke | Mgmt | For | Against | Against | |||
2 | Elect William T. Fox III | Mgmt | For | Against | Against | |||
3 | Elect Sir Graham Hearne | Mgmt | For | Against | Against | |||
4 | Elect Lord Moynihan | Mgmt | For | Against | Against | |||
5 | Elect John J. Quicke | Mgmt | For | Against | Against | |||
6 | Elect W. Matt Ralls | Mgmt | For | Against | Against | |||
7 | Elect Tore I. Sandvold | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
10 | Approval of the Statutory Auditors’ Remuneration | Mgmt | For | For | For | |||
11 | Approval of U.K. Directors’ Remuneration Policy | Mgmt | For | For | For | |||
12 | Approval of U.K. Statutory Implementation Report | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
S&W Seed Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANW | CUSIP 785135104 | 12/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glen D. Bornt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael C. Culhane | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael M. Fleming | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mark S. Grewal | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mark J. Harvey | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles B. Seidler | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ann M. Veneman | Mgmt | For | Withhold | Against | |||
1.8 | Elect Grover T. Wickersham | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CUSIP 80105N105 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Related Party Transactions | Mgmt | For | For | For | |||
5 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
6 | Elect Robert Castaigne | Mgmt | For | For | For | |||
7 | Elect Christian Mulliez | Mgmt | For | For | For | |||
8 | Elect Patrick Kron | Mgmt | For | For | For | |||
9 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Tony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | |||
5 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect James G. Brocksmith, Jr. | Mgmt | For | For | For | |||
3 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
4 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
5 | Elect William D. Jones | Mgmt | For | For | For | |||
6 | Elect William G. Ouchi | Mgmt | For | For | For | |||
7 | Elect Debra L. Reed | Mgmt | For | For | For | |||
8 | Elect William C. Rusnack | Mgmt | For | For | For | |||
9 | Elect William P. Rutledge | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
12 | Elect Luis M. Tellez | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melvyn E. Bergstein | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Amendment to the 1998 Stock Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 04/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
6 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
7 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
9 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
12 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
13 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
14 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
15 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
16 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
17 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
18 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
23 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
24 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
28 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 05/13/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Denis Solvay | Mgmt | For | TNA | N/A | |||
10 | Elect Bernhard Scheuble | Mgmt | For | TNA | N/A | |||
11 | Ratification of Independence (Bernhard Scheuble) | Mgmt | For | TNA | N/A | |||
12 | Elect Rosemary Thorne | Mgmt | For | TNA | N/A | |||
13 | Ratification of Independence (Rosemary Thorne) | Mgmt | For | TNA | N/A | |||
14 | Elect Gilles Michel | Mgmt | For | TNA | N/A | |||
15 | Ratification of Independence (Gilles Michel) | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
23 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
28 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
29 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
30 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
31 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
32 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
33 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
34 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
35 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
36 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
37 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
38 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
39 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
40 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
41 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
42 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
Southern Copper Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCCO | CUSIP 84265V105 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect German Larrea Mota-Velasco | Mgmt | For | Withhold | Against | |||
1.2 | Elect Oscar Gonzalez Rocha | Mgmt | For | Withhold | Against | |||
1.3 | Elect Emilio Carrillo Gamboa | Mgmt | For | Withhold | Against | |||
1.4 | Elect Alfredo Casar Perez | Mgmt | For | Withhold | Against | |||
1.5 | Elect Luis Castelazo Morales | Mgmt | For | Withhold | Against | |||
1.6 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | Withhold | Against | |||
1.7 | Elect Xavier Garcia de Quevedo Topete | Mgmt | For | Withhold | Against | |||
1.8 | Elect Daniel Muniz Quintanilla | Mgmt | For | Withhold | Against | |||
1.9 | Elect Luis Miguel Palomino Bonilla | Mgmt | For | Withhold | Against | |||
1.10 | Elect Gilberto Perezalonso Cifuentes | Mgmt | For | Withhold | Against | |||
1.11 | Elect Juan Rebolledo Gout | Mgmt | For | Withhold | Against | |||
1.12 | Elect Carlos Ruiz Sacristan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.3 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
SPT Energy Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1251 | CINS G8405W106 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect WANG Guoqiang | Mgmt | For | For | For | |||
6 | Elect WU Dongfang | Mgmt | For | For | For | |||
7 | Elect LIU Ruoyan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
3 | Elect Peter Coym | Mgmt | For | For | For | |||
4 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | |||
1.2 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John C. Bates | Mgmt | For | For | For | |||
1.4 | Elect Keith E. Busse | Mgmt | For | For | For | |||
1.5 | Elect Frank D. Byrne | Mgmt | For | For | For | |||
1.6 | Elect Traci M. Dolan | Mgmt | For | For | For | |||
1.7 | Elect Paul B. Edgerley | Mgmt | For | For | For | |||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | |||
1.9 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||
1.10 | Elect Bradley S. Seaman | Mgmt | For | For | For | |||
1.11 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amendment to Intra-company Control Agreement with TESIUM GmbH | Mgmt | For | TNA | N/A | |||
10 | Amendment to Intra-company Control Agreement with Symotion GmbH | Mgmt | For | TNA | N/A | |||
11 | Amendment to Intra-company Control Agreement with Symrise US-Beteiligungs GmbH | Mgmt | For | TNA | N/A | |||
12 | Amendment to Intra-company Control Agreement with Busiris Vermogensverwaltung GmbH | Mgmt | For | TNA | N/A | |||
13 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Alfred Castino | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect Deborah A. Coleman | Mgmt | For | For | For | |||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.7 | Elect John Schwarz | Mgmt | For | For | For | |||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Non-Employee Directors Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
2 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
3 | Elect William A. Jeffrey | Mgmt | For | For | For | |||
4 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
5 | Elect Yong Nam | Mgmt | For | For | For | |||
6 | Elect Daniel J. Phelan | Mgmt | For | For | For | |||
7 | Elect Frederic M. Poses | Mgmt | For | For | For | |||
8 | Elect Lawrence S. Smith | Mgmt | For | For | For | |||
9 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
10 | Elect David P. Steiner | Mgmt | For | For | For | |||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | |||
12 | Elect Laura H. Wright | Mgmt | For | For | For | |||
13 | Election of Chairman of the Board | Mgmt | For | For | For | |||
14 | Election of Daniel J. Phelan | Mgmt | For | For | For | |||
15 | Election of Paula A. Sneed | Mgmt | For | For | For | |||
16 | Election of David P. Steiner | Mgmt | For | For | For | |||
17 | Election of Independent Proxy | Mgmt | For | For | For | |||
18 | Approval of Annual Report | Mgmt | For | For | For | |||
19 | Approval of Statutory Financial Statement | Mgmt | For | For | For | |||
20 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||
21 | Release of Board of Directors and Executive Officers | Mgmt | For | For | For | |||
22 | Deloitte and Touche | Mgmt | For | For | For | |||
23 | Deloitte AG, Zurich | Mgmt | For | For | For | |||
24 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||
25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
26 | Transfer of Reserves | Mgmt | For | For | For | |||
27 | Declaration of Dividend | Mgmt | For | For | For | |||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
29 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||
30 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572148 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
12 | Stock Split | Mgmt | For | For | For | |||
13 | Adopt The Riot Games Option Scheme | Mgmt | For | Against | Against | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Ronald Kirk | Mgmt | For | For | For | |||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approve the 2014 Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approve Performance Criteria of the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
The Chubb Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP 171232101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect John D. Finnegan | Mgmt | For | For | For | |||
5 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
6 | Elect Karen M. Hoguet | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Martin G. McGuinn | Mgmt | For | For | For | |||
9 | Elect Lawrence M. Small | Mgmt | For | For | For | |||
10 | Elect Jess Soderberg | Mgmt | For | For | For | |||
11 | Elect Daniel E. Somers | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
14 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
15 | Long Term Incentive Plan (2014) | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
1.3 | Elect Robert F. Cavanaugh | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.7 | Elect James M. Mead | Mgmt | For | For | For | |||
1.8 | Elect James E. Nevels | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. Ridge | Mgmt | For | For | For | |||
1.11 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
TIBCO Software Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIBX | CUSIP 88632Q103 | 04/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Y. Ranadive | Mgmt | For | For | For | |||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
1.3 | Elect Eric C.W. Dunn | Mgmt | For | For | For | |||
1.4 | Elect Peter J. Job | Mgmt | For | For | For | |||
1.5 | Elect David J. West | Mgmt | For | For | For | |||
1.6 | Elect Philip K. Wood | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn A. Britt | Mgmt | For | For | For | |||
3 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
4 | Elect David C. Chang | Mgmt | For | For | For | |||
5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter R. Haje | Mgmt | For | For | For | |||
7 | Elect Donna A. James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
10 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
11 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
12 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
13 | Elect John E. Sununu | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tornier N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRNX | CUSIP N87237108 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Tornier | Mgmt | For | For | For | |||
2 | Elect Elizabeth H. Weatherman | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Statutory Auditor for Dutch Accounts | Mgmt | For | For | For | |||
6 | Adoption of Dutch Statutory Annual Accounts | Mgmt | For | For | For | |||
7 | Authority to Prepare the Dutch Statutory Annual Accounts and Annual Report in the English Language | Mgmt | For | For | For | |||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
TransEnterix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRXC | CUSIP 89366M201 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. LaViolette | Mgmt | For | For | For | |||
1.2 | Elect Todd M. Pope | Mgmt | For | For | For | |||
1.3 | Elect Dennis J. Dougherty | Mgmt | For | For | For | |||
1.4 | Elect Jane H. Hsiao | Mgmt | For | For | For | |||
1.5 | Elect Aftab R. Kherani | Mgmt | For | For | For | |||
1.6 | Elect David B. Milne | Mgmt | For | For | For | |||
1.7 | Elect Richard C. Pfenniger, Jr. | Mgmt | For | For | For | |||
1.8 | Elect William N. Starling | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | |||
8 | Elect William J. Kane | Mgmt | For | For | For | |||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Tronox Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Peter Johnston | Mgmt | For | For | For | |||
1.5 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.6 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francois J. Castaing | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Gambrell | Mgmt | For | For | For | |||
1.3 | Elect David W. Meline | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tumi Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUMI | CUSIP 89969Q104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph R. Gromek | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Mardy | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||
10 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
17 | Elect R. David Yost | Mgmt | For | For | For | |||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyson Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSN | CUSIP 902494103 | 01/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John H. Tyson | Mgmt | For | For | For | |||
2 | Elect Kathleen M. Bader | Mgmt | For | For | For | |||
3 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
4 | Elect Jim Kever | Mgmt | For | For | For | |||
5 | Elect Kevin M. McNamara | Mgmt | For | For | For | |||
6 | Elect Brad T. Sauer | Mgmt | For | For | For | |||
7 | Elect Robert Thurber | Mgmt | For | For | For | |||
8 | Elect Barbara A. Tyson | Mgmt | For | For | For | |||
9 | Elect Albert C. Zapanta | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Gestation Crates | ShrHldr | Against | Against | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | |||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
11 | Elect David B. O'Maley | Mgmt | For | For | For | |||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
U.S. Silica Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLCA | CUSIP 90346E103 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Avramovich | Mgmt | For | For | For | |||
1.2 | Elect Peter Bernard | Mgmt | For | For | For | |||
1.3 | Elect Wiliiam J. Kacal | Mgmt | For | For | For | |||
1.4 | Elect Charles Shaver | Mgmt | For | For | For | |||
1.5 | Elect Bryan A. Shinn | Mgmt | For | For | For | |||
1.6 | Elect J. Michael Stice | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
5 | Elect John J. Koraleski | Mgmt | For | For | For | |||
6 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
US Airways Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCC | CUSIP 90341W108 | 07/12/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
4 | Elect Denise M. O'Leary | Mgmt | For | TNA | N/A | |||
5 | Elect George M. Philip | Mgmt | For | TNA | N/A | |||
6 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
2 | Elect Robert A. Katz | Mgmt | For | For | For | |||
3 | Elect Richard D. Kincaid | Mgmt | For | For | For | |||
4 | Elect John Redmond | Mgmt | For | For | For | |||
5 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
6 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
7 | Elect John F. Sorte | Mgmt | For | For | For | |||
8 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
2 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
3 | Elect William R. Klesse | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Phillip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
9 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
10 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Stockholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
2 | Elect Douglas Crocker, II | Mgmt | For | For | For | |||
3 | Elect Ronald G. Geary | Mgmt | For | For | For | |||
4 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
6 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
7 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |||
8 | Elect Robert D. Reed | Mgmt | For | For | For | |||
9 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
10 | Elect James D. Shelton | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
5 | Elect Robert W. Lane | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Adoption of Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
1.2 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
1.3 | Elect William D. Young | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Vornado Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNO | CUSIP 929042109 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Lynne | Mgmt | For | Withhold | Against | |||
1.2 | Elect David Mandelbaum | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel Tisch | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Wacker Chemie AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCH | CINS D9540Z106 | 05/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amend Agreement with DRAWIN Vertriebs-GmbH | Mgmt | For | TNA | N/A | |||
10 | Amend Agreement with Wacker-Chemie Versicherungsvermittlung GmbH | Mgmt | For | TNA | N/A | |||
11 | Amend Agreement with Alzwerke GmbH | Mgmt | For | TNA | N/A | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Douglas N. Daft | Mgmt | For | For | For | |||
6 | Elect Michael T. Duke | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
9 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
10 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
11 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
12 | Elect Jim C. Walton | Mgmt | For | For | For | |||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||
14 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven A. Davis | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
6 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
7 | Elect Alan G. McNally | Mgmt | For | For | For | |||
8 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
9 | Elect Stefano Pessina | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect Alejandro Silva | Mgmt | For | For | For | |||
12 | Elect James A. Skinner | Mgmt | For | For | For | |||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Walt Disney Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin C. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Weatherford International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP H27013103 | 06/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Distribution of Profit Reserves | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Wellcare Health Plans, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCG | CUSIP 94946T106 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Breon | Mgmt | For | For | For | |||
2 | Elect Carol J. Burt | Mgmt | For | For | For | |||
3 | Elect Roel C. Campos | Mgmt | For | For | For | |||
4 | Elect David J. Gallitano | Mgmt | For | For | For | |||
5 | Elect D. Robert Graham | Mgmt | For | For | For | |||
6 | Elect Kevin F. Hickey | Mgmt | For | For | For | |||
7 | Elect Christian P. Michalik | Mgmt | For | For | For | |||
8 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
9 | Elect William L. Trubeck | Mgmt | For | For | For | |||
10 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
11 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Susan E. Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald M. James | Mgmt | For | For | For | |||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect James H. Quigley | Mgmt | For | For | For | |||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Wesco International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCC | CUSIP 95082P105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John K. Morgan | Mgmt | For | For | For | |||
1.2 | Elect James L. Singleton | Mgmt | For | For | For | |||
1.3 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect William T. Kerr | Mgmt | For | For | For | |||
8 | Elect John D. Liu | Mgmt | For | For | For | |||
9 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
10 | Elect William D. Perez | Mgmt | For | For | For | |||
11 | Elect Michael A. Todman | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2014 Executive Performance Plan | Mgmt | For | For | For | |||
Whitewave Foods Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWAV | CUSIP 966244204 | 09/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||
1.3 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.4 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | |||
3 | Elect John L. Doyle | Mgmt | For | For | For | |||
4 | Elect William G. Howard, Jr. | Mgmt | For | For | For | |||
5 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
6 | Elect Albert A. Pimentel | Mgmt | For | For | For | |||
7 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | |||
8 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
10 | First Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Second Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Amendment to the Stock Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Yamana Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YRI | CUSIP 98462Y100 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter J. Marrone | Mgmt | For | For | For | |||
1.2 | Elect Patrick J. Mars | Mgmt | For | For | For | |||
1.3 | Elect John A. Begeman | Mgmt | For | For | For | |||
1.4 | Elect Alexander J. Davidson | Mgmt | For | Withhold | Against | |||
1.5 | Elect Richard P. Graff | Mgmt | For | For | For | |||
1.6 | Elect Nigel Lees | Mgmt | For | For | For | |||
1.7 | Elect Carl L. Renzoni | Mgmt | For | For | For | |||
1.8 | Elect Dino Titaro | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Approval of the New General By-Law | Mgmt | For | For | For | |||
4 | Advisory vote on executive compensation | Mgmt | For | Against | Against | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect Herman O. Gref | Mgmt | For | Against | Against | |||
5 | Elect Arkady Volozh | Mgmt | For | Against | Against | |||
6 | Elect Alfred Fenaughty | Mgmt | For | Against | Against | |||
7 | Elect Elena Ivashentseva | Mgmt | For | Against | Against | |||
8 | Elect Rogier Rijnja | Mgmt | For | Against | Against | |||
9 | Cancellation of Shares | Mgmt | For | For | For | |||
10 | Amendment to Articles (Authorized Capital) | Mgmt | For | For | For | |||
11 | Amendment to the Equity Compensation Plan | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
YRC Worldwide Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YRCW | CUSIP 984249607 | 04/29/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raymond J. Bromark | Mgmt | For | TNA | N/A | |||
1.2 | Elect Matthew A. Doheny | Mgmt | For | TNA | N/A | |||
1.3 | Elect Robert L. Friedman | Mgmt | For | TNA | N/A | |||
1.4 | Elect James E. Hoffman | Mgmt | For | TNA | N/A | |||
1.5 | Elect Michael J. Kneeland | Mgmt | For | TNA | N/A | |||
1.6 | Elect James L. Welch | Mgmt | For | TNA | N/A | |||
1.7 | Elect James F. Winestock | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Amendment to the 2011 Incentive and Equity Award Plan | Mgmt | For | TNA | N/A | |||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
7 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Small Cap Value Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
Advanced Energy Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEIS | CUSIP 007973100 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | |||
1.2 | Elect Richard P. Beck | Mgmt | For | For | For | |||
1.3 | Elect Garry W. Rogerson | Mgmt | For | For | For | |||
1.4 | Elect Edward C. Grady | Mgmt | For | For | For | |||
1.5 | Elect Terry Hudgens | Mgmt | For | For | For | |||
1.6 | Elect Thomas M. Rohrs | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Short Term Incentive Plan | Mgmt | For | For | For | |||
Aegean Marine Petroleum Network, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANW | CUSIP Y0017S102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter C. Georgiopoulos | Mgmt | For | Withhold | Against | |||
1.2 | Elect John P. Tavlarios | Mgmt | For | Withhold | Against | |||
1.3 | Elect Spyridon Fokas | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
AK Steel Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKS | CUSIP 001547108 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Abdoo | Mgmt | For | For | For | |||
2 | Elect John S. Brinzo | Mgmt | For | For | For | |||
3 | Elect Dennis C. Cuneo | Mgmt | For | For | For | |||
4 | Elect Mark G. Essig | Mgmt | For | For | For | |||
5 | Elect William K. Gerber | Mgmt | For | For | For | |||
6 | Elect Robert H. Jenkins | Mgmt | For | For | For | |||
7 | Elect Ralph S. Michael III | Mgmt | For | For | For | |||
8 | Elect Shirley D. Peterson | Mgmt | For | For | For | |||
9 | Elect James A. Thomson | Mgmt | For | For | For | |||
10 | Elect James L. Wainscott | Mgmt | For | For | For | |||
11 | Elect Vicente Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Company's Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles of Association | Mgmt | For | For | For | |||
2 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
3 | Elect Scott A. Carmilani | Mgmt | For | For | For | |||
4 | Elect James F. Duffy | Mgmt | For | For | For | |||
5 | Elect Bart Friedman | Mgmt | For | For | For | |||
6 | Elect Scott Hunter | Mgmt | For | For | For | |||
7 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
8 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
9 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
10 | Elect Scott A. Carmilani as Chairman | Mgmt | For | For | For | |||
11 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
12 | Elect James F. Duffy | Mgmt | For | For | For | |||
13 | Elect Bart Friedman | Mgmt | For | For | For | |||
14 | Elect Scott Hunter | Mgmt | For | For | For | |||
15 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
16 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
17 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
18 | Election of Independent Proxy | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Accounts and Reports | Mgmt | For | For | For | |||
21 | Approval of Retention of Profits | Mgmt | For | For | For | |||
22 | Approval of Dividend Payments | Mgmt | For | For | For | |||
23 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||
24 | Share Repurchase program | Mgmt | For | For | For | |||
25 | 3:1 Forward Stock Split | Mgmt | For | For | For | |||
26 | Increase of Authorized Share Capital | Mgmt | For | For | For | |||
27 | Appointment of Auditor and Statutory Auditor | Mgmt | For | For | For | |||
28 | Appointment of Special Auditor | Mgmt | For | For | For | |||
29 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
30 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 10/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
American Assets Trust Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAT | CUSIP 024013104 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernest S. Rady | Mgmt | For | For | For | |||
1.2 | Elect John W. Chamberlain | Mgmt | For | For | For | |||
1.3 | Elect Larry E. Finger | Mgmt | For | For | For | |||
1.4 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
1.5 | Elect Thomas S. Olinger | Mgmt | For | For | For | |||
1.6 | Elect Robert S. Sullivan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Capital, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACAS | CUSIP 02503Y103 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Baskin | Mgmt | For | For | For | |||
2 | Elect Neil M. Hahl | Mgmt | For | For | For | |||
3 | Elect Philip R. Harper | Mgmt | For | For | For | |||
4 | Elect Stan Lundine | Mgmt | For | For | For | |||
5 | Elect Susan K. Nestegard | Mgmt | For | For | For | |||
6 | Elect Kenneth D. Peterson, Jr. | Mgmt | For | For | For | |||
7 | Elect Alvin N. Puryear | Mgmt | For | For | For | |||
8 | Elect Malon Wilkus | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | |||
1.4 | Elect John B. Berding | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | |||
1.7 | Elect James E. Evans | Mgmt | For | For | For | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | |||
1.10 | Elect William W. Verity | Mgmt | For | For | For | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the Annual Senior Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
Ameris Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABCB | CUSIP 03076K108 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Raymond Fulp | Mgmt | For | For | For | |||
1.2 | Elect Robert P. Lynch | Mgmt | For | For | For | |||
1.3 | Elect Brooks Sheldon | Mgmt | For | For | For | |||
1.4 | Elect William H. Stern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||
AMERISAFE, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMSF | CUSIP 03071H100 | 06/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C. Allen Bradley, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Austin P. Young III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ascena Retail Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASNA | CUSIP 04351G101 | 12/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elliot S. Jaffe | Mgmt | For | For | For | |||
1.2 | Elect Michael W. Rayden | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Executive 162(m) Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
AVG Technologies N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVG | CUSIP N07831105 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervsory Board Acts | Mgmt | For | For | For | |||
4 | Re-Appoint Mr. Little as Management Board Member | Mgmt | For | For | For | |||
5 | Elect Dale L. Fuller to the Supervisory Board | Mgmt | For | For | For | |||
6 | Elect Gabriel Eichler to the Supervisory Board | Mgmt | For | For | For | |||
7 | Elect Ronan Dunne to the Supervisory Board | Mgmt | For | For | For | |||
8 | Option Grant to Mr. Dunne | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Amendment to the 2013 Option Plan | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
AVG Technologies N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVG | CUSIP N07831105 | 09/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Kovacs to the Management Board as CEO | Mgmt | For | For | For | |||
2 | Compensation Package (CEO) | Mgmt | For | Against | Against | |||
3 | Amendment to Compensation Package (COO) | Mgmt | For | Against | Against | |||
4 | Bonus Grant to Supervisory Board Chairman | Mgmt | For | Against | Against | |||
5 | Option Grant to Supervisory Board Member (Frank Esser) | Mgmt | For | Against | Against | |||
Avista Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVA | CUSIP 05379B107 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erik J. Anderson | Mgmt | For | For | For | |||
2 | Elect Kristianne Blake | Mgmt | For | For | For | |||
3 | Elect Donald C. Burke | Mgmt | For | For | For | |||
4 | Elect John F. Kelly | Mgmt | For | For | For | |||
5 | Elect Rebecca A. Klein | Mgmt | For | For | For | |||
6 | Elect Scott L. Morris | Mgmt | For | For | For | |||
7 | Elect Marc F. Racicot | Mgmt | For | For | For | |||
8 | Elect Heidi B. Stanley | Mgmt | For | For | For | |||
9 | Elect R. John Taylor | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Reapproval of Material Terms of the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Reduce Shareholder Vote Requirements to Amend Articles | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Banc of California, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BANC | CUSIP 05990K106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric Holoman | Mgmt | For | For | For | |||
1.2 | Elect Halle Benett | Mgmt | For | For | For | |||
1.3 | Elect Robert D. Sznewajs | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
BancTec Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATCL | CUSIP 059784504 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with HandsOn | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
BancTec Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATCL | CUSIP 059784207 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Elect J. Coley Clark | Mgmt | For | Against | Against | |||
4 | Elect Robert Wallendorf | Mgmt | For | Against | Against | |||
Berry Plastics Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Evan Bayh | Mgmt | For | Withhold | Against | |||
1.2 | Elect Anthony M. Civale | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald S Rolfe | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Big 5 Sporting Goods Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGFV | CUSIP 08915P101 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jennifer Holden Dunbar | Mgmt | For | For | For | |||
1.2 | Elect Steven G. Miller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Bill Barrett Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBG | CUSIP 06846N104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carin M. Barth | Mgmt | For | For | For | |||
1.2 | Elect Kevin O. Meyers | Mgmt | For | For | For | |||
1.3 | Elect Jim W. Mogg | Mgmt | For | For | For | |||
1.4 | Elect Edmund P. Segner III | Mgmt | For | For | For | |||
1.5 | Elect Michael E. Wiley | Mgmt | For | For | For | |||
1.6 | Elect R. Scot Woodall | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BofI Holding, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOFI | CUSIP 05566U108 | 10/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James S. Argalas | Mgmt | For | For | For | |||
1.2 | Elect James J. Court | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Ratinoff | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBT | CUSIP 127055101 | 03/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juan Enriquez | Mgmt | For | For | For | |||
2 | Elect William C. Kirby | Mgmt | For | For | For | |||
3 | Elect Henry F. McCance | Mgmt | For | For | For | |||
4 | Elect Patrick M. Prevost | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 02/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Avner Naveh | Mgmt | For | Against | Against | |||
2 | Compensation Policy | Mgmt | For | Against | Against | |||
3 | Declaration of Material Interest | Mgmt | N/A | For | N/A | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Declaration of Material Interest | Mgmt | N/A | For | N/A | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maxim Ohana | Mgmt | For | Against | Against | |||
2 | Elect Eitan Shachar | Mgmt | For | Against | Against | |||
3 | Elect Boaz Shani | Mgmt | For | Against | Against | |||
4 | Elect Shachar Degani | Mgmt | For | Against | Against | |||
5 | Elect Gal Cohen | Mgmt | For | Against | Against | |||
6 | Elect Ram Belinkov | Mgmt | For | Against | Against | |||
7 | Elect Amir Rotem | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Are you a controlling shareholder in the Company or have a personal interest in the approval of theresolution? (Please note: If you do not mark either Yes or No, your shares will not be voted for Item 2). | Mgmt | For | Against | Against | |||
10 | Indemnification of Directors/Officers | Mgmt | For | Abstain | Against | |||
11 | Are you a controlling shareholder in the Company or have a personal interest in the approval of the resolution? (Please note: If you do not mark either Yes or No, your shares will not be voted for Item 3). | Mgmt | For | Against | Against | |||
12 | Amendments to Articles | Mgmt | For | Abstain | Against | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Campus Crest Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCG | CUSIP 13466Y105 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ted W. Rollins | Mgmt | For | For | For | |||
1.2 | Elect Lauro Gonzalez-Moreno | Mgmt | For | For | For | |||
1.3 | Elect Richard S. Kahlbaugh | Mgmt | For | Withhold | Against | |||
1.4 | Elect James W. McCaughan | Mgmt | For | For | For | |||
1.5 | Elect Denis McGlynn | Mgmt | For | For | For | |||
1.6 | Elect Daniel L. Simmons | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
Centene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNC | CUSIP 15135B101 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael F. Neidorff | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
1.3 | Elect John R. Roberts | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Chemical Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHFC | CUSIP 163731102 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary E. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Nancy Bowman | Mgmt | For | For | For | |||
1.3 | Elect James R. Fitterling | Mgmt | For | For | For | |||
1.4 | Elect Thomas T. Huff | Mgmt | For | For | For | |||
1.5 | Elect Michael T. Laethem | Mgmt | For | For | For | |||
1.6 | Elect James B. Meyer | Mgmt | For | For | For | |||
1.7 | Elect Terence F. Moore | Mgmt | For | For | For | |||
1.8 | Elect David B. Ramaker | Mgmt | For | For | For | |||
1.9 | Elect Grace O. Shearer | Mgmt | For | For | For | |||
1.10 | Elect Larry D. Stauffer | Mgmt | For | For | For | |||
1.11 | Elect Franklin C. Wheatlake | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chemtura Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMT | CUSIP 163893209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
4 | Elect James W. Crownover | Mgmt | For | For | For | |||
5 | Elect Robert A. Dover | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
8 | Elect John K. Wulff | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Approval of the Senior Executive Bonus Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cherry Hill Mortgage Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMI | CUSIP 164651101 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stanley Middleman | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey B. Lown | Mgmt | For | For | For | |||
1.3 | Elect Jonathan Kislak | Mgmt | For | For | For | |||
1.4 | Elect Joseph P. Murin | Mgmt | For | For | For | |||
1.5 | Elect Robert Salcetti | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Colony Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNY | CUSIP 19624R106 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Richard Saltzman | Mgmt | For | For | For | |||
1.3 | Elect George G. C. Parker | Mgmt | For | For | For | |||
1.4 | Elect John A. Somers | Mgmt | For | For | For | |||
1.5 | Elect John L. Steffens | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
Columbus McKinnon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCO | CUSIP 199333105 | 07/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernest R. Verebelyi | Mgmt | For | For | For | |||
1.2 | Elect Timothy T. Tevens | Mgmt | For | For | For | |||
1.3 | Elect Richard H. Fleming | Mgmt | For | For | For | |||
1.4 | Elect Stephen Rabinowitz | Mgmt | For | For | For | |||
1.5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
1.6 | Elect Nicholas T. Pinchuk | Mgmt | For | For | For | |||
1.7 | Elect Liam G. McCarthy | Mgmt | For | For | For | |||
1.8 | Elect Stephanie K. Kushner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Constellium NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTM | CUSIP N22035104 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Accounts and Reports in English | Mgmt | For | For | For | |||
2 | Amendment to Management Equity Plan | Mgmt | For | For | For | |||
3 | Non-Executive Directors' Fees | Mgmt | For | For | For | |||
4 | Amendment to Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Executive Board Members Acts | Mgmt | For | For | For | |||
7 | Ratification of Non-Executive Board Members Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Philippe Guillemot | Mgmt | For | Against | Against | |||
10 | Elect Werner G.P. Paschke | Mgmt | For | Against | Against | |||
11 | Elect Michiel Brandjes | Mgmt | For | Against | Against | |||
12 | Elect Lori A. Walker | Mgmt | For | Against | Against | |||
13 | Elect Peter F. Hartman | Mgmt | For | Against | Against | |||
14 | Elect John Ormerod | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Cancellation of Preference Shares | Mgmt | For | For | For | |||
17 | Amendments to Articles (Preference Shares) | Mgmt | For | For | For | |||
18 | Amendments to Article 16 (Board Practices) | Mgmt | For | For | For | |||
19 | Amendments to Article 22 (Profit Allocation) | Mgmt | For | For | For | |||
Convergys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVG | CUSIP 212485106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
1.2 | Elect John F. Barrett | Mgmt | For | For | For | |||
1.3 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey H. Fox | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Gibbs | Mgmt | For | For | For | |||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.7 | Elect Thomas L. Monahan III | Mgmt | For | For | For | |||
1.8 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Core-Mark Holding Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CORE | CUSIP 218681104 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Allen | Mgmt | For | For | For | |||
2 | Elect Stuart W. Booth | Mgmt | For | For | For | |||
3 | Elect Gary F. Colter | Mgmt | For | For | For | |||
4 | Elect Robert G. Gross | Mgmt | For | For | For | |||
5 | Elect Thomas B. Perkins | Mgmt | For | For | For | |||
6 | Elect Harvey L. Tepner | Mgmt | For | For | For | |||
7 | Elect Randolph I. Thornton | Mgmt | For | For | For | |||
8 | Elect J. Michael Walsh | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Corinthian Colleges, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COCO | CUSIP 218868107 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul R. St. Pierre | Mgmt | For | For | For | |||
1.2 | Elect Linda Arey Skladany | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert Lee | Mgmt | For | For | For | |||
1.4 | Elect Jack D. Massimino | Mgmt | For | For | For | |||
1.5 | Elect Terry O. Hartshorn | Mgmt | For | For | For | |||
1.6 | Elect Timothy J. Sullivan | Mgmt | For | For | For | |||
1.7 | Elect Sharon P. Robinson | Mgmt | For | For | For | |||
1.8 | Elect Hank Adler | Mgmt | For | For | For | |||
1.9 | Elect John M. Dionisio | Mgmt | For | For | For | |||
1.10 | Elect Alice T. Kane | Mgmt | For | For | For | |||
1.11 | Elect Marc H. Morial | Mgmt | For | For | For | |||
2 | Amendment to the 2003 Performance Award Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cowen Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COWN | CUSIP 223622101 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Cohen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Katherine Elizabeth Dietze | Mgmt | For | Withhold | Against | |||
1.3 | Elect Steven Kotler | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jerome S. Markowitz | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jack H. Nusbaum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jeffrey M. Solomon | Mgmt | For | Withhold | Against | |||
1.7 | Elect Thomas W. Strauss | Mgmt | For | Withhold | Against | |||
1.8 | Elect Joseph R. Wright | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CVB Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVBF | CUSIP 126600105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George A. Borba, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Stephen A. Del Guercio | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Jacoby | Mgmt | For | For | For | |||
1.4 | Elect Christopher D. Myers | Mgmt | For | For | For | |||
1.5 | Elect Raymond V. O'Brien III | Mgmt | For | For | For | |||
1.6 | Elect Hal W Oswalt | Mgmt | For | For | For | |||
1.7 | Elect San E. Vaccaro | Mgmt | For | For | For | |||
1.8 | Elect D. Linn Wiley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dana Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAN | CUSIP 235825205 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia A. Kamsky | Mgmt | For | For | For | |||
1.2 | Elect Terrence J. Keating | Mgmt | For | For | For | |||
1.3 | Elect R.Bruce McDonald | Mgmt | For | For | For | |||
1.4 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
1.5 | Elect Mark A. Schulz | Mgmt | For | For | For | |||
1.6 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
1.7 | Elect Roger Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Datalink Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTLK | CUSIP 237934104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brent G. Blackey | Mgmt | For | For | For | |||
1.2 | Elect Paul F. Lidsky | Mgmt | For | For | For | |||
1.3 | Elect Margaret A. Loftus | Mgmt | For | For | For | |||
1.4 | Elect Greg R. Meland | Mgmt | For | For | For | |||
1.5 | Elect J. Patrick O'Halloran | Mgmt | For | For | For | |||
1.6 | Elect James E. Ousley | Mgmt | For | For | For | |||
1.7 | Elect Robert M. Price | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Charles A. Haggerty | Mgmt | For | For | For | |||
1.3 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |||
1.4 | Elect Don J. McGrath | Mgmt | For | For | For | |||
1.5 | Elect Neil J. Metviner | Mgmt | For | For | For | |||
1.6 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | |||
1.7 | Elect Mary Ann O'Dwyer | Mgmt | For | For | For | |||
1.8 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
1.9 | Elect Lee J. Schram | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Eagle Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGBN | CUSIP 268948106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie M. Alperstein | Mgmt | For | For | For | |||
1.2 | Elect Dudley C. Dworken | Mgmt | For | For | For | |||
1.3 | Elect Harvey M. Goodman | Mgmt | For | For | For | |||
1.4 | Elect Ronald D. Paul | Mgmt | For | For | For | |||
1.5 | Elect Robert P. Pincus | Mgmt | For | For | For | |||
1.6 | Elect Norman R. Pozez | Mgmt | For | For | For | |||
1.7 | Elect Donald R. Rogers | Mgmt | For | Withhold | Against | |||
1.8 | Elect Leland M. Weinstein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Education Realty Trust, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDR | CUSIP 28140H104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John V. Arabia | Mgmt | For | For | For | |||
1.2 | Elect Paul O. Bower | Mgmt | For | For | For | |||
1.3 | Elect Monte J. Barrow | Mgmt | For | For | For | |||
1.4 | Elect William J. Cahill, III | Mgmt | For | For | For | |||
1.5 | Elect Randy L. Churchey | Mgmt | For | For | For | |||
1.6 | Elect John L. Ford | Mgmt | For | For | For | |||
1.7 | Elect Howard A. Silver | Mgmt | For | For | For | |||
1.8 | Elect Wendell W. Weakley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edwards Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVAC | CUSIP 281736108 | 10/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Electro Scientific Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESIO | CUSIP 285229100 | 08/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick Ball | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Konidaris | Mgmt | For | For | For | |||
1.3 | Elect Robert Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Emcor Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EME | CUSIP 29084Q100 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen W. Bershad | Mgmt | For | For | For | |||
2 | Elect David A.B. Brown | Mgmt | For | For | For | |||
3 | Elect Larry J. Bump | Mgmt | For | For | For | |||
4 | Elect Anthony J. Guzzi | Mgmt | For | For | For | |||
5 | Elect Richard F. Hamm, Jr. | Mgmt | For | For | For | |||
6 | Elect David H. Laidley | Mgmt | For | For | For | |||
7 | Elect Frank T. MacInnis | Mgmt | For | For | For | |||
8 | Elect Jerry E. Ryan | Mgmt | For | For | For | |||
9 | Elect Michael T. Yonker | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
EMCORE Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMKR | CUSIP 290846203 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bogomolny | Mgmt | For | For | For | |||
1.2 | Elect Steven R. Becker | Mgmt | For | For | For | |||
1.3 | Elect Gerald J. Fine | Mgmt | For | For | For | |||
1.4 | Elect Reuben F. Richards, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Stephen L. Domenik | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Emergent BioSolutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CUSIP 29089Q105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Zsolt Harsanyi | Mgmt | For | For | For | |||
1.2 | Elect General George Joulwan | Mgmt | For | For | For | |||
1.3 | Elect Louis W. Sullivan | Mgmt | For | For | For | |||
1.4 | Elect Marvin L. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Empire District Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDE | CUSIP 291641108 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth R. Allen | Mgmt | For | For | For | |||
1.2 | Elect Bradley P. Beecher | Mgmt | For | For | For | |||
1.3 | Elect William L. Gipson | Mgmt | For | For | For | |||
1.4 | Elect Thomas M. Ohlmacher | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Amendment to the Stock Unit Plan for Directors | Mgmt | For | For | For | |||
Encore Capital Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECPG | CUSIP 292554102 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willem Mesdag | Mgmt | For | For | For | |||
1.2 | Elect Laura Newman Olle | Mgmt | For | For | For | |||
1.3 | Elect Francis E. Quinlan | Mgmt | For | For | For | |||
1.4 | Elect Norman R. Sorensen | Mgmt | For | For | For | |||
1.5 | Elect Richard J. Srednicki | Mgmt | For | For | For | |||
1.6 | Elect J. Christopher Teets | Mgmt | For | For | For | |||
1.7 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth W. Dewey | Mgmt | For | For | For | |||
1.2 | Elect M. James Gorrie | Mgmt | For | For | For | |||
1.3 | Elect James T. McManus, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Ennis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBF | CUSIP 293389102 | 07/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth G. Pritchett | Mgmt | For | For | For | |||
1.2 | Elect James C. Taylor | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Schaefer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Ensign Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENSG | CUSIP 29358P101 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roy E. Christensen | Mgmt | For | For | For | |||
1.2 | Elect John G. Nackel | Mgmt | For | For | For | |||
1.3 | Elect Barry M. Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approve the Performance Goals Under the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | For | For | For | |||
EPR Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPR | CUSIP 26884U109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David M. Brain | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Druten | Mgmt | For | For | For | |||
1.3 | Elect Robin P. Sterneck | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
EverBank Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVER | CUSIP 29977G102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Blake Wilson | Mgmt | For | For | For | |||
1.2 | Elect Mitchell M. Leidner | Mgmt | For | For | For | |||
1.3 | Elect William Sanford | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Express, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPR | CUSIP 30219E103 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Archbold | Mgmt | For | For | For | |||
2 | Elect Peter Swinburn | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Financial Institutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FISI | CUSIP 317585404 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John E. Benjamin | Mgmt | For | For | For | |||
1.2 | Elect Martin K. Birmingham | Mgmt | For | For | For | |||
1.3 | Elect Andrew W. Dorn, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Susan R. Holliday | Mgmt | For | For | For | |||
1.5 | Elect Robert M. Glaser | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
First Connecticut Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBNK | CUSIP 319850103 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David M. Drew | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael A. Ziebka | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First Merchants Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRME | CUSIP 320817109 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roderick English | Mgmt | For | For | For | |||
1.2 | Elect Gary J. Lehman | Mgmt | For | For | For | |||
1.3 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
1.4 | Elect F. Howard Halderman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First NBC Bank Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBCB | CUSIP 32115D106 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William M. Carrouche | Mgmt | For | For | For | |||
1.2 | Elect Leander J. Foley, III | Mgmt | For | For | For | |||
1.3 | Elect John F. French | Mgmt | For | For | For | |||
1.4 | Elect Leon L. Giorgio, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Shivan Govindan | Mgmt | For | For | For | |||
1.6 | Elect L. Blake Jones | Mgmt | For | For | For | |||
1.7 | Elect Louis V. Lauricella | Mgmt | For | For | For | |||
1.8 | Elect Mark G. Merlo | Mgmt | For | For | For | |||
1.9 | Elect Ashton J. Ryan, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Dr. Charles C. Teamer | Mgmt | For | For | For | |||
1.11 | Elect Joseph F. Toomy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
First of Long Island Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLIC | CUSIP 320734106 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allen E. Busching | Mgmt | For | For | For | |||
1.2 | Elect Paul T. Canarick | Mgmt | For | For | For | |||
1.3 | Elect Alexander L. Cover | Mgmt | For | For | For | |||
1.4 | Elect J. Douglas Maxwell, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Stephen V. Murphy | Mgmt | For | For | For | |||
1.6 | Elect Eric J. Tveter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
4 | 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Flushing Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIC | CUSIP 343873105 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Hegarty | Mgmt | For | For | For | |||
2 | Elect John J. McCabe | Mgmt | For | For | For | |||
3 | Elect Donna M. O'Brien | Mgmt | For | For | For | |||
4 | Elect Michael J. Russo | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Forestar Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOR | CUSIP 346233109 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen Brown | Mgmt | For | For | For | |||
2 | Elect Michael E. Dougherty | Mgmt | For | For | For | |||
3 | Elect William Powers, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
FormFactor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORM | CUSIP 346375108 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael D. Slessor | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas M. St. Dennis | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
FS Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSIC | CUSIP 302635107 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Hagan | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey K. Harrow | Mgmt | For | For | For | |||
1.3 | Elect Pedro Ramos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
GAIN Capital Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCAP | CUSIP 36268W100 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Quick | Mgmt | For | For | For | |||
2 | Elect Glenn H. Stevens | Mgmt | For | For | For | |||
3 | Elect Thomas Bevilacqua | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | Withhold | Against | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
German American Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GABC | CUSIP 373865104 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christina M. Ernst | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. Darren Root | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark A. Schroeder | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Global Cash Access Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCA | CUSIP 378967103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ram Chary | Mgmt | For | For | For | |||
1.2 | Elect Fred C. Enlow | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Globe Specialty Metals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSM | CUSIP 37954N206 | 12/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald G. Barger, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Thomas A. Danjczek | Mgmt | For | For | For | |||
1.3 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | |||
1.4 | Elect Alan Kestenbaum | Mgmt | For | For | For | |||
1.5 | Elect Franklin Leo Lavin | Mgmt | For | For | For | |||
1.6 | Elect Alan R, Schriber | Mgmt | For | For | For | |||
GT Advanced Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTAT | CUSIP 36191U106 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Michal Conaway | Mgmt | For | For | For | |||
1.2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
1.3 | Elect Ernest L. Godshalk | Mgmt | For | For | For | |||
1.4 | Elect Thomas Gutierrez | Mgmt | For | For | For | |||
1.5 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Switz | Mgmt | For | For | For | |||
1.7 | Elect Noel G. Watson | Mgmt | For | For | For | |||
1.8 | Elect Thomas Wroe, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Michael S. Reddin | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Approve 2014 Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 07/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Hanmi Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAFC | CUSIP 410495204 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect I. Joon Ahn | Mgmt | For | For | For | |||
2 | Elect John A. Hall | Mgmt | For | For | For | |||
3 | Elect Paul Seon-Hong Kim | Mgmt | For | For | For | |||
4 | Elect Chong Guk Kum | Mgmt | For | For | For | |||
5 | Elect Joon Hyung Lee | Mgmt | For | For | For | |||
6 | Elect Chulse (William) Park | Mgmt | For | For | For | |||
7 | Elect Joseph K. Rho | Mgmt | For | For | For | |||
8 | Elect David L. Rosenblum | Mgmt | For | For | For | |||
9 | Elect William Stolte | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Hanover Insurance Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THG | CUSIP 410867105 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael P. Angelini | Mgmt | For | For | For | |||
2 | Elect Richard H. Booth | Mgmt | For | For | For | |||
3 | Elect Karen C. Francis | Mgmt | For | For | For | |||
4 | Elect David J. Gallitano | Mgmt | For | For | For | |||
5 | Elect Wendell J. Knox | Mgmt | For | For | For | |||
6 | Elect Robert J. Murray | Mgmt | For | For | For | |||
7 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Chaucer Share Incentive Plan | Mgmt | For | For | For | |||
9 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | 2014 Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Health Insurance Innovations, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIIQ | CUSIP 42225K106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul E. Avery | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Barkett | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey Eisenberg | Mgmt | For | For | For | |||
1.4 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.5 | Elect Michael W. Kosloske | Mgmt | For | For | For | |||
Healthcare Trust of America Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTA | CUSIP 42225P105 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott D. Peters | Mgmt | For | For | For | |||
1.2 | Elect W. Bradley Blair, II | Mgmt | For | For | For | |||
1.3 | Elect Maurice J. DeWald | Mgmt | For | For | For | |||
1.4 | Elect Warren D. Fix | Mgmt | For | For | For | |||
1.5 | Elect Larry L. Mathis | Mgmt | For | For | For | |||
1.6 | Elect Gary T. Wescombe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Healthcare Trust of America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTA | CUSIP 42225P105 | 03/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Majority Vote for Election of Directors | Mgmt | For | For | For | |||
2 | Technical Amendments to Charter | Mgmt | For | For | For | |||
Heartland Financial USA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTLF | CUSIP 42234Q102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James F. Conlan | Mgmt | For | For | For | |||
1.2 | Elect Thomas L. Flynn | Mgmt | For | For | For | |||
1.3 | Elect Kurt M. Saylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hillenbrand, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HI | CUSIP 431571108 | 02/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Neil S. Novich | Mgmt | For | For | For | |||
1.3 | Elect Joe A. Raver | Mgmt | For | For | For | |||
1.4 | Elect W. August Hillenbrand | Mgmt | For | For | For | |||
1.5 | Elect Joy M. Greenway | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Short-Term Incentive Compensation Plan for Key Executives | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Howard Hughes Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HHC | CUSIP 44267D107 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William A. Ackman | Mgmt | For | For | For | |||
2 | Elect Adam Flatto | Mgmt | For | For | For | |||
3 | Elect Jeffrey Furber | Mgmt | For | For | For | |||
4 | Elect Gary Krow | Mgmt | For | For | For | |||
5 | Elect Allen Model | Mgmt | For | For | For | |||
6 | Elect R. Scot Sellers | Mgmt | For | For | For | |||
7 | Elect Steven Shepsman | Mgmt | For | For | For | |||
8 | Elect Burton M. Tansky | Mgmt | For | For | For | |||
9 | Elect Mary Ann Tighe | Mgmt | For | For | For | |||
10 | Elect David R. Weinreb | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Huntington Ingalls Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HII | CUSIP 446413106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Victoria D. Harker | Mgmt | For | For | For | |||
1.2 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.3 | Elect Thomas C. Schievelbein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
Idacorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDA | CUSIP 451107106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darrel T. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Thomas E. Carlile | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dahl | Mgmt | For | For | For | |||
1.4 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
1.5 | Elect Judith A. Johansen | Mgmt | For | For | For | |||
1.6 | Elect Dennis L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect J. LaMont Keen | Mgmt | For | For | For | |||
1.8 | Elect Joan H. Smith | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Tinstman | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. Wilford | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Independent Bank Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBTX | CUSIP 45384B106 | 04/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | TNA | N/A | |||
2 | Share Issuance | Mgmt | For | TNA | N/A | |||
3.1 | Elect James D. Stein | Mgmt | For | TNA | N/A | |||
3.2 | Elect Donald L. Poarch | Mgmt | For | TNA | N/A | |||
3.3 | Elect J. Webb Jennings III | Mgmt | For | TNA | N/A | |||
4 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
Installed Building Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBP | CUSIP 45780R101 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael T. Miller | Mgmt | For | For | For | |||
1.2 | Elect J. Michael Nixon | Mgmt | For | For | For | |||
1.3 | Elect Steven G. Raich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Integrated Silicon Solution, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISSI | CUSIP 45812P107 | 02/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy S. M. Lee | Mgmt | For | For | For | |||
1.2 | Elect Scott D. Howarth | Mgmt | For | For | For | |||
1.3 | Elect Kong Yeu Han | Mgmt | For | For | For | |||
1.4 | Elect Paul Chien | Mgmt | For | For | For | |||
1.5 | Elect Jonathan Khazam | Mgmt | For | For | For | |||
1.6 | Elect Keith McDonald | Mgmt | For | For | For | |||
1.7 | Elect Stephen Pletcher | Mgmt | For | For | For | |||
1.8 | Elect Bruce A. Wooley | Mgmt | For | For | For | |||
1.9 | Elect John Zimmerman | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Investors Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISBC | CUSIP 46146P102 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Mutual Holding Company Conversion | Mgmt | For | For | For | |||
2 | Charitable Contribution | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Investors Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISBC | CUSIP 46146P102 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis M. Bone | Mgmt | For | For | For | |||
1.2 | Elect Doreen R. Byrnes | Mgmt | For | For | For | |||
1.3 | Elect William V. Cosgrove | Mgmt | For | For | For | |||
1.4 | Elect Brendan J. Dugan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
iStar Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAR | CUSIP 45031U408 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay Sugarman | Mgmt | For | For | For | |||
1.2 | Elect Robert W. Holman, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robin Josephs | Mgmt | For | For | For | |||
1.4 | Elect John G. McDonald | Mgmt | For | For | For | |||
1.5 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.6 | Elect Barry W. Ridings | Mgmt | For | For | For | |||
2 | 2013 Performance Incentive Plan | Mgmt | For | For | For | |||
3 | Approval of Material Terms under the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Key Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEG | CUSIP 492914106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William D. Fertig | Mgmt | For | For | For | |||
2 | Elect Robert K. Reeves | Mgmt | For | For | For | |||
3 | Elect Mark H. Rosenberg | Mgmt | For | For | For | |||
4 | 2014 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kforce Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFRC | CUSIP 493732101 | 04/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John N. Allred | Mgmt | For | For | For | |||
1.2 | Elect Richard M. Cocchiaro | Mgmt | For | For | For | |||
1.3 | Elect A. Gordon Tunstall | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
2 | Elect James E. Catlin | Mgmt | For | For | For | |||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kraton Performance Polymers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRA | CUSIP 50077C106 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominique Fournier | Mgmt | For | For | For | |||
1.2 | Elect John J. Gallagher, III | Mgmt | For | For | For | |||
1.3 | Elect Francis S Kalman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
La-Z-Boy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LZB | CUSIP 505336107 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||
1.2 | Elect John H. Foss | Mgmt | For | For | For | |||
1.3 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
1.4 | Elect Janet L. Gurwitch | Mgmt | For | For | For | |||
1.5 | Elect David K. Hehl | Mgmt | For | For | For | |||
1.6 | Elect Edwin J. Holman | Mgmt | For | For | For | |||
1.7 | Elect Janet E. Kerr | Mgmt | For | For | For | |||
1.8 | Elect Michael T. Lawton | Mgmt | For | For | For | |||
1.9 | Elect H. George Levy | Mgmt | For | For | For | |||
1.10 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
1.11 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lakeland Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKFN | CUSIP 511656100 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Blake W. Augsburger | Mgmt | For | For | For | |||
2 | Elect Robert E. Bartels, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas A. Hiatt | Mgmt | For | For | For | |||
4 | Elect Michael L. Kubacki | Mgmt | For | For | For | |||
5 | Elect Charles E. Niemier | Mgmt | For | For | For | |||
6 | Elect Steven D. Ross | Mgmt | For | For | For | |||
7 | Elect Brian J. Smith | Mgmt | For | For | For | |||
8 | Elect Bradley J. Toothaker | Mgmt | For | For | For | |||
9 | Elect Ronald D. Truex | Mgmt | For | For | For | |||
10 | Elect M. Scott Welch | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
LSB Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXU | CUSIP 502160104 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel D. Greenwell | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Henry | Mgmt | For | For | For | |||
1.3 | Elect William F. Murdy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Incentive Stock Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
magicJack VocalTec Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CALL | CUSIP M6787E101 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald A. Burns | Mgmt | For | For | For | |||
2 | Elect Richard Harris | Mgmt | For | For | For | |||
3 | Elect Y.W. Sing | Mgmt | For | For | For | |||
4 | Elect Gerald Vento | Mgmt | For | For | For | |||
5 | Election of External Director Tal Yaron-Eldar | Mgmt | For | For | For | |||
6 | ARE YOU A CONTROLLING SHAREHOLDER IN THE COMPANY OR DO YOU HAVE A PERSONAL INTEREST IN APPROVAL OF PROPOSAL 2 (EXCLUDING A PERSONAL INTEREST NOT DUE TO A RELATIONSHIP WITH THE CONTROLLING SHAREHOLDER)? (NOTE: YOU MUST RESPOND FOR YOUR VOTE TO BE COUNTED) MARK FOR = YES OR AGAINST = NO | Mgmt | For | For | For | |||
7 | Approval of Equity to Directors Burns and Harris | Mgmt | For | For | For | |||
8 | Approval of Restricted Share Grants to Ms. Yaron-Eldar and Mr. Dauber Under the 2013 Israeli Stock Incentive Plan | Mgmt | For | For | For | |||
9 | ARE YOU A CONTROLLING SHAREHOLDER IN THE COMPANY OR DO YOU HAVE A PERSONAL INTEREST IN APPROVAL OF PROPOSAL 4 (EXCLUDING A PERSONAL INTEREST NOT DUE TO A RELATIONSHIP WITH THE CONTROLLING SHAREHOLDER)? (NOTE: YOU MUST RESPOND FOR YOUR VOTE TO BE COUNTED) MARK FOR = YES OR AGAINST = NO | Mgmt | For | For | For | |||
10 | Approval of Option Grant and Annual Salary Increase of Mr. Wah Sing | Mgmt | For | Against | Against | |||
11 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
12 | Amendment to the 2013 Israeli Stock Incentive Plan | Mgmt | For | Against | Against | |||
13 | Approval of the Liability Insurance Policy | Mgmt | For | For | For | |||
14 | ARE YOU A CONTROLLING SHAREHOLDER IN THE COMPANY OR DO YOU HAVE A PERSONAL INTEREST IN APPROVAL OF PROPOSAL 8? (NOTE: YOU MUST RESPOND FOR YOUR VOTE TO BE COUNTED) MARK FOR = YES OR AGAINST = NO | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Maiden Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHLD | CUSIP G5753U112 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry D. Zyskind | Mgmt | For | For | For | |||
1.2 | Elect Simcha Lyons | Mgmt | For | For | For | |||
1.3 | Elect Raymond M. Neff | Mgmt | For | For | For | |||
1.4 | Elect Yehuda L. Neuberger | Mgmt | For | For | For | |||
1.5 | Elect Steven H. Nigro | Mgmt | For | For | For | |||
1.6 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.7 | Elect David A Lamneck | Mgmt | For | For | For | |||
1.8 | Elect John Mashaleck | Mgmt | For | For | For | |||
1.9 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.10 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.11 | Elect Karen L. Schmitt | Mgmt | For | For | For | |||
1.12 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.13 | Elect John Marshaleck | Mgmt | For | For | For | |||
1.14 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.15 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.16 | Elect Maxwell Reid | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Company Name Change | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Marriott Vacations Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAC | CUSIP 57164Y107 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C.E. Andrews | Mgmt | For | For | For | |||
1.2 | Elect William W. McCarten | Mgmt | For | For | For | |||
1.3 | Elect William J. Shaw | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Matrix Service Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTRX | CUSIP 576853105 | 11/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Hewitt | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Hall | Mgmt | For | For | For | |||
1.3 | Elect I. Edgar Hendrix | Mgmt | For | For | For | |||
1.4 | Elect Paul K. Lackey | Mgmt | For | For | For | |||
1.5 | Elect Tom E. Maxwell | Mgmt | For | For | For | |||
1.6 | Elect Jim W. Mogg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mattson Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTSN | CUSIP 577223100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fusen E. Chen | Mgmt | For | For | For | |||
1.2 | Elect Kenneth G. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 1994 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
MDC Partners Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCA | CUSIP 552697104 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Miles S. Nadal | Mgmt | For | For | For | |||
1.2 | Elect Clare R. Copeland | Mgmt | For | For | For | |||
1.3 | Elect Scott L. Kauffman | Mgmt | For | For | For | |||
1.4 | Elect Michael J.L. Kirby | Mgmt | For | For | For | |||
1.5 | Elect Stephen M. Pustil | Mgmt | For | For | For | |||
1.6 | Elect Irwin D. Simon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Clive A. Meanwell | Mgmt | For | Withhold | Against | |||
1.3 | Elect Elizabeth H.S. Wyatt | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Medley Capital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCC | CUSIP 58503F106 | 04/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brook Taube | Mgmt | For | For | For | |||
1.2 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | |||
1.3 | Elect John E Mack | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Issuance of Common Stock Below Net Asset Value | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter L. Bonfield | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory K. Hinckley | Mgmt | For | Withhold | Against | |||
1.4 | Elect J. Daniel McCranie | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick B. McManus | Mgmt | For | Withhold | Against | |||
1.6 | Elect Walden C. Rhines | Mgmt | For | Withhold | Against | |||
1.7 | Elect David S. Schechter | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jeffrey M. Stafeil | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Meta Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CASH | CUSIP 59100U108 | 01/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas J. Hajek | Mgmt | For | For | For | |||
1.2 | Elect Rodney G. Muilenburg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
2 | Elect William S. Gorin | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
Midstates Petroleum Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPO | CUSIP 59804T100 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Loren M. Leiker | Mgmt | For | For | For | |||
1.2 | Elect John Mogford | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Long Term Incentive Plan | Mgmt | For | For | For | |||
4 | Approve Performance Criteria of the 2012 Long Term Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Minerals Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CUSIP 603158106 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Duane R. Dunham | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MRC Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRC | CUSIP 55345K103 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew R. Lane | Mgmt | For | For | For | |||
1.2 | Elect Leonard M. Anthony | Mgmt | For | For | For | |||
1.3 | Elect Rhys J. Best | Mgmt | For | For | For | |||
1.4 | Elect Peter C. Boylan, III | Mgmt | For | For | For | |||
1.5 | Elect Henry Cornell | Mgmt | For | For | For | |||
1.6 | Elect Craig Ketchum | Mgmt | For | For | For | |||
1.7 | Elect Gerald P. Krans | Mgmt | For | Withhold | Against | |||
1.8 | Elect Cornelis A. Linse | Mgmt | For | For | For | |||
1.9 | Elect John A. Perkins | Mgmt | For | For | For | |||
1.10 | Elect H.B. Wehrle, III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
National Bank Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBHC | CUSIP 633707104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank V. Cahouet | Mgmt | For | For | For | |||
1.2 | Elect Ralph W. Clermont | Mgmt | For | For | For | |||
1.3 | Elect Robert E. Dean | Mgmt | For | For | For | |||
1.4 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
1.5 | Elect G. Timothy Laney | Mgmt | For | For | For | |||
1.6 | Elect Micho F. Spring | Mgmt | For | For | For | |||
1.7 | Elect Burney S. Warren, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Navistar International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAV | CUSIP 63934E108 | 03/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Troy A. Clarke | Mgmt | For | Withhold | Against | |||
1.2 | Elect John D. Correnti | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael N. Hammes | Mgmt | For | Withhold | Against | |||
1.4 | Elect Vincent J. Intrieri | Mgmt | For | Withhold | Against | |||
1.5 | Elect James H. Keyes | Mgmt | For | Withhold | Against | |||
1.6 | Elect Stanley McChrystal | Mgmt | For | Withhold | Against | |||
1.7 | Elect Samuel J. Merksamer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark H. Rachesky | Mgmt | For | Withhold | Against | |||
1.9 | Elect Michael Sirignano | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Poison Pills | ShrHldr | N/A | For | N/A | |||
Newell Rubbermaid, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWL | CUSIP 651229106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin C. Conroy | Mgmt | For | For | For | |||
2 | Elect Scott S. Cowen | Mgmt | For | For | For | |||
3 | Elect Michael T. Cowhig | Mgmt | For | For | For | |||
4 | Elect Cynthia A. Montgomery | Mgmt | For | For | For | |||
5 | Elect Jose Ignacio Perez-Lizaur | Mgmt | For | For | For | |||
6 | Elect Michael B. Polk | Mgmt | For | For | For | |||
7 | Elect Michael A. Todman | Mgmt | For | For | For | |||
8 | Elect Raymond G. Viault | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Newport Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEWP | CUSIP 651824104 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Cox | Mgmt | For | Withhold | Against | |||
1.2 | Elect Oleg Khaykin | Mgmt | For | For | For | |||
1.3 | Elect Cherry A. Murray | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Phillippy | Mgmt | For | For | For | |||
1.5 | Elect Kenneth F. Potashner | Mgmt | For | For | For | |||
1.6 | Elect Peter J. Simone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
OFG Bancorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFG | CUSIP 67103X102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Juan C. Aguayo | Mgmt | For | For | For | |||
1.2 | Elect Rafael . F Martinez | Mgmt | For | For | For | |||
1.3 | Elect Francisco Arrivi | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Om Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMG | CUSIP 670872100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hans-Georg Betz | Mgmt | For | For | For | |||
1.2 | Elect Joseph M. Scaminace | Mgmt | For | For | For | |||
2 | 2014 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
OmniVision Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OVTI | CUSIP 682128103 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shaw Hong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Omnova Solutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMN | CUSIP 682129101 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Merriman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect William R. Seelbach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
One Liberty Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLP | CUSIP 682406103 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Biederman | Mgmt | For | For | For | |||
2 | Elect James J. Burns | Mgmt | For | For | For | |||
3 | Elect Patrick J. Callan, Jr. | Mgmt | For | For | For | |||
4 | Elect Louis P. Karol | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Oplink Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPLK | CUSIP 68375Q403 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Y. Liu | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Orion Marine Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORN | CUSIP 68628V308 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas N. Amonett | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacific Premier Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth A. Boudreau | Mgmt | For | For | For | |||
1.2 | Elect John J Carona | Mgmt | For | For | For | |||
1.3 | Elect Steven R. Gardner | Mgmt | For | For | For | |||
1.4 | Elect Joseph L Garrett | Mgmt | For | For | For | |||
1.5 | Elect John D. Goddard | Mgmt | For | For | For | |||
1.6 | Elect Jeff C. Jones | Mgmt | For | For | For | |||
1.7 | Elect Michael L. McKennon | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Park-Ohio Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKOH | CUSIP 700666100 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin R. Greene | Mgmt | For | For | For | |||
1.2 | Elect A. Malachi Mixon, III | Mgmt | For | For | For | |||
1.3 | Elect Dan T. Moore III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Partnerre Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRE | CUSIP G6852T105 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Judith C. Hanratty | Mgmt | For | For | For | |||
1.2 | Elect Costas Miranthis | Mgmt | For | For | For | |||
1.3 | Elect Remy Sautter | Mgmt | For | For | For | |||
1.4 | Elect Egbert William | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PDL BioPharma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDLI | CUSIP 69329Y104 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David W. Gryska | Mgmt | For | For | For | |||
1.2 | Elect Paul W. Sandman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Re-Approval of Material Terms under the 2005 Equity Incentive Plan. | Mgmt | For | For | For | |||
Perficient, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRFT | CUSIP 71375U101 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Davis | Mgmt | For | For | For | |||
2 | Elect Ralph C. Derrickson | Mgmt | For | For | For | |||
3 | Elect John S. Hamlin | Mgmt | For | For | For | |||
4 | Elect James R. Kackley | Mgmt | For | For | For | |||
5 | Elect David S. Lundeen | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the 2012 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Performant Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFMT | CUSIP 71377E105 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon D. Shaver | Mgmt | For | For | For | |||
1.2 | Elect William D. Hansen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Pericom Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSEM | CUSIP 713831105 | 12/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alex Chiming Hui | Mgmt | For | For | For | |||
1.2 | Elect Chi-Hung Hui | Mgmt | For | For | For | |||
1.3 | Elect John C. East | Mgmt | For | For | For | |||
1.4 | Elect Hau L. Lee | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Sophie | Mgmt | For | For | For | |||
1.6 | Elect Siu-Weng Simon Wong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PHH Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHH | CUSIP 693320202 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane D. Carlin | Mgmt | For | Withhold | Against | |||
1.2 | Elect James O. Egan | Mgmt | For | Withhold | Against | |||
1.3 | Elect Thomas P. Gibbons | Mgmt | For | Withhold | Against | |||
1.4 | Elect Allan Z. Loren | Mgmt | For | Withhold | Against | |||
1.5 | Elect Glen A. Messina | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gregory J. Parseghian | Mgmt | For | Withhold | Against | |||
1.7 | Elect Charles P. Pizzi | Mgmt | For | Withhold | Against | |||
1.8 | Elect Deborah M. Reif | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carroll R. Wetzel, Jr. | Mgmt | For | Withhold | Against | |||
2 | 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Photronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAB | CUSIP 719405102 | 04/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter M. Fiederowicz | Mgmt | For | For | For | |||
1.2 | Elect Joseph A. Fiorita, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Liang-Choo Hsia | Mgmt | For | For | For | |||
1.4 | Elect Constantine S. Macricostas | Mgmt | For | For | For | |||
1.5 | Elect George Macricostas | Mgmt | For | For | For | |||
1.6 | Elect Mitchell G. Tyson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Long-Term Equity Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Piedmont Office Realty Trust Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDM | CUSIP 720190206 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Wayne Woody | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Buchanan | Mgmt | For | For | For | |||
1.3 | Elect Wesley E. Cantrell | Mgmt | For | For | For | |||
1.4 | Elect William H. Keogler, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Frank C. McDowell | Mgmt | For | For | For | |||
1.6 | Elect Donald A. Miller | Mgmt | For | For | For | |||
1.7 | Elect Raymond G. Milnes, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Donald S. Moss | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey L. Swope | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pioneer Energy Services Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PES | CUSIP 723664108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dean A. Burkhardt | Mgmt | For | For | For | |||
1.2 | Elect Scott D. Urban | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Pitney Bowes Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBI | CUSIP 724479100 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | |||
2 | Elect Anne M. Busquet | Mgmt | For | For | For | |||
3 | Elect Roger Fradin | Mgmt | For | For | For | |||
4 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | |||
5 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | |||
6 | Elect Marc B. Lautenbach | Mgmt | For | For | For | |||
7 | Elect Eduardo R. Menasce | Mgmt | For | For | For | |||
8 | Elect Michael I. Roth | Mgmt | For | For | For | |||
9 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
10 | Elect David B. Snow, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Directors' Stock Plan | Mgmt | For | For | For | |||
PNM Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNM | CUSIP 69349H107 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adelmo E. Archuleta | Mgmt | For | For | For | |||
1.2 | Elect Patricia Collawn | Mgmt | For | For | For | |||
1.3 | Elect E. Renae Conley | Mgmt | For | For | For | |||
1.4 | Elect Alan J. Fohrer | Mgmt | For | For | For | |||
1.5 | Elect Maureen T. Mullarkey | Mgmt | For | For | For | |||
1.6 | Elect Robert R. Nordhaus | Mgmt | For | For | For | |||
1.7 | Elect Donald K. Schwanz | Mgmt | For | For | For | |||
1.8 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | |||
1.9 | Elect Joan B. Woodard | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Performance Equity Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 06/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter A. Leav | Mgmt | For | For | For | |||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | |||
3 | Elect Martha H. Bejar | Mgmt | For | For | For | |||
4 | Elect Robert J. Frankenberg | Mgmt | For | For | For | |||
5 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | |||
6 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
7 | Elect William A. Owens | Mgmt | For | For | For | |||
8 | Elect Kevin T. Parker | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Luisa Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
4 | Elect John W. Diercksen | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Portfolio Recovery Associates, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRAA | CUSIP 73640Q105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott M. Tabakin | Mgmt | For | For | For | |||
1.2 | Elect James M. Voss | Mgmt | For | For | For | |||
1.3 | Elect Marjorie M. Connelly | Mgmt | For | For | For | |||
1.4 | Elect James A. Nussle | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Portland General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POR | CUSIP 736508847 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Ballantine | Mgmt | For | For | For | |||
1.2 | Elect Rodney L. Brown, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jack E. Davis | Mgmt | For | For | For | |||
1.4 | Elect David A. Dietzler | Mgmt | For | For | For | |||
1.5 | Elect Kirby A. Dyess | Mgmt | For | For | For | |||
1.6 | Elect Mark B. Ganz | Mgmt | For | For | For | |||
1.7 | Elect Kathryn J. Jackson | Mgmt | For | For | For | |||
1.8 | Elect Neil J. Nelson | Mgmt | For | For | For | |||
1.9 | Elect M. Lee Pelton | Mgmt | For | For | For | |||
1.10 | Elect James J. Piro | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Shivery | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Provident Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFS | CUSIP 74386T105 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laura L. Brooks | Mgmt | For | For | For | |||
1.2 | Elect Terence Gallagher | Mgmt | For | For | For | |||
1.3 | Elect Carlos Hernandez | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Long Term Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Provident New York Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBNY | CUSIP 744028101 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
4 | Approval of 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QTS Realty Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QTS | CUSIP 74736A103 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chad L. Williams | Mgmt | For | For | For | |||
1.2 | Elect Philip P. Trahanas | Mgmt | For | For | For | |||
1.3 | Elect John W. Barter | Mgmt | For | For | For | |||
1.4 | Elect William O. Grabe | Mgmt | For | For | For | |||
1.5 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
1.6 | Elect Peter A. Marino | Mgmt | For | For | For | |||
1.7 | Elect Scott D. Miller | Mgmt | For | Withhold | Against | |||
1.8 | Elect Stephen E. Westhead | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Quality Distribution, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLTY | CUSIP 74756M102 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary R. Enzor | Mgmt | For | For | For | |||
1.2 | Elect Richard B. Marchese | Mgmt | For | For | For | |||
1.3 | Elect Thomas R. Miklich | Mgmt | For | For | For | |||
1.4 | Elect Annette M. Sandberg | Mgmt | For | For | For | |||
1.5 | Elect Alan H. Schumacher | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
RAIT Financial Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAS | CUSIP 749227609 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott F. Schaeffer | Mgmt | For | For | For | |||
2 | Elect Andrew Batinovich | Mgmt | For | For | For | |||
3 | Elect Edward S. Brown | Mgmt | For | For | For | |||
4 | Elect Frank A. Farnesi | Mgmt | For | For | For | |||
5 | Elect S. Kristin Kim | Mgmt | For | For | For | |||
6 | Elect Jon C. Sarkisian | Mgmt | For | For | For | |||
7 | Elect Andrew M. Silberstein | Mgmt | For | For | For | |||
8 | Elect Murray Stempel, III | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Roger J. Dow | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald E. Harrison | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Regional Management Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RM | CUSIP 75902K106 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roel C. Campos | Mgmt | For | Withhold | Against | |||
1.2 | Elect Alvaro G. de Molina | Mgmt | For | Withhold | Against | |||
1.3 | Elect Thomas F. Fortin | Mgmt | For | Withhold | Against | |||
1.4 | Elect Richard A. Godley | Mgmt | For | Withhold | Against | |||
1.5 | Elect Carlos Palomares | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christine R. Detrick | Mgmt | For | For | For | |||
1.2 | Elect Joyce A. Phillips | Mgmt | For | For | For | |||
1.3 | Elect Arnoud W.A. Boot | Mgmt | For | For | For | |||
1.4 | Elect John F. Danahy | Mgmt | For | For | For | |||
1.5 | Elect J. Cliff Eason | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Remy International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REMY | CUSIP 759663107 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brent B. Bickett | Mgmt | For | Withhold | Against | |||
1.2 | Elect Alan L. Stinson | Mgmt | For | Withhold | Against | |||
1.3 | Elect Douglas K. Ammerman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
RF Micro Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RFMD | CUSIP 749941100 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter Wilkinson | Mgmt | For | For | For | |||
1.2 | Elect Robert Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | For | For | |||
1.5 | Elect John Harding | Mgmt | For | For | For | |||
1.6 | Elect Masood Jabbar | Mgmt | For | For | For | |||
1.7 | Elect Casimir Skrzypczak | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Rock-Tenn Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKT | CUSIP 772739207 | 01/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jenny A. Hourihan | Mgmt | For | For | For | |||
1.2 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
1.3 | Elect J. Powell Brown | Mgmt | For | For | For | |||
1.4 | Elect Robert M. Chapman | Mgmt | For | For | For | |||
1.5 | Elect Terrell K. Crews | Mgmt | For | For | For | |||
1.6 | Elect Russell M. Currey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
Rockville Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCKB | CUSIP 774188106 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with United Financial Bancorp, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||
RPM International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPM | CUSIP 749685103 | 10/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Daberko | Mgmt | For | For | For | |||
1.2 | Elect Craig Morford | Mgmt | For | For | For | |||
1.3 | Elect Frank Sullivan | Mgmt | For | For | For | |||
1.4 | Elect Thomas Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Rush Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RUSHA | CUSIP 781846209 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. M. Rush | Mgmt | For | For | For | |||
1.2 | Elect W. Marvin Rush | Mgmt | For | For | For | |||
1.3 | Elect Harold D. Marshall | Mgmt | For | For | For | |||
1.4 | Elect Thomas A. Akin | Mgmt | For | For | For | |||
1.5 | Elect Gerald R. Szczepanksi | Mgmt | For | For | For | |||
1.6 | Elect James C. Underwood | Mgmt | For | For | For | |||
1.7 | Elect Raymond J. Chess | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2007 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ryder System, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
R | CUSIP 783549108 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect L. Patrick Hassey | Mgmt | For | For | For | |||
2 | Elect Michael F. Hilton | Mgmt | For | For | For | |||
3 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirements Affecting Proposals to Remove Directors | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirements Affecting Bylaw Amendments | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement for Amendments to Articles Governing the Board of Directors | Mgmt | For | For | For | |||
9 | Eliminate Article Provisions Affecting Certain Business Combinations | Mgmt | For | For | For | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lampkin Butts | Mgmt | For | For | For | |||
1.2 | Elect Beverly Hogan | Mgmt | For | For | For | |||
1.3 | Elect Phil K. Livingston | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ritter, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Joe F. Sanderson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emanuele Lauro | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ademaro Lanzara | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
Silicon Image, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIMG | CUSIP 82705T102 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Raduchel | Mgmt | For | For | For | |||
1.2 | Elect Camillo Martino | Mgmt | For | For | For | |||
2 | Amendment to 1999 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Silvercrest Asset Management Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAMG | CUSIP 828359109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wilmot H. Kidd | Mgmt | For | For | For | |||
1.2 | Elect Richard S. Pechter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Skechers U.S.A., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKX | CUSIP 830566105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Geyer Kosinski | Mgmt | For | For | For | |||
1.2 | Elect Richard Rappaport | Mgmt | For | For | For | |||
1.3 | Elect Richard Siskind | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
SM Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SM | CUSIP 78454L100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony J. Best | Mgmt | For | For | For | |||
2 | Elect Larry W. Bickle | Mgmt | For | For | For | |||
3 | Elect Stephen R. Brand | Mgmt | For | For | For | |||
4 | Elect William J. Gardiner | Mgmt | For | For | For | |||
5 | Elect Loren M. Leiker | Mgmt | For | For | For | |||
6 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
7 | Elect John M. Seidl | Mgmt | For | For | For | |||
8 | Elect William D. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Solar Capital Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLRC | CUSIP 83413U100 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Spohler | Mgmt | For | For | For | |||
1.2 | Elect Steven Hochberg | Mgmt | For | For | For | |||
2 | Issuance of Common Stock | Mgmt | For | For | For | |||
Southwest Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWX | CUSIP 844895102 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Boughner | Mgmt | For | For | For | |||
1.2 | Elect Jose A. Cardenas | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Chestnut | Mgmt | For | For | For | |||
1.4 | Elect Stephen C. Comer | Mgmt | For | For | For | |||
1.5 | Elect LeRoy C. Hanneman, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael O. Maffie | Mgmt | For | For | For | |||
1.7 | Elect Anne L. Mariucci | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Melarkey | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey W. Shaw | Mgmt | For | For | For | |||
1.10 | Elect A. Randall Thoman | Mgmt | For | For | For | |||
1.11 | Elect Thomas A. Thomas | Mgmt | For | For | For | |||
1.12 | Elect Terrence L. Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to Management Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spansion, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CODE | CUSIP 84649R200 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Keith L. Barnes | Mgmt | For | For | For | |||
2 | Elect William E. Mitchell | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Conversion of Debt Instruments | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Spartan Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 846822104 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Douglas A. Hacker | Mgmt | For | For | For | |||
1.6 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | |||
1.10 | Elect Craig C. Sturken | Mgmt | For | For | For | |||
1.11 | Elect William R. Voss | Mgmt | For | For | For | |||
2 | Company Name Change | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spartan Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 846822104 | 07/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Wendy A. Beck | Mgmt | For | For | For | |||
1.3 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.6 | Elect Frederick J. Morganthall II | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Craig C. Sturken | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Spartan Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 846822104 | 11/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Nash-Finch Company | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
StanCorp Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFG | CUSIP 852891100 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick W. Buckman | Mgmt | For | For | For | |||
2 | Elect J. Greg Ness | Mgmt | For | For | For | |||
3 | Elect Mary F. Sammons | Mgmt | For | For | For | |||
4 | Elect Timothy A. Holt | Mgmt | For | For | For | |||
5 | Elect Kevin M. Murai | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
State Bank Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STBZ | CUSIP 856190103 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James R. Balkcom, Jr. | Mgmt | For | For | For | |||
2 | Elect Kelly H. Barrett | Mgmt | For | For | For | |||
3 | Elect Archie L. Bransford, Jr. | Mgmt | For | For | For | |||
4 | Elect Kim M. Childers | Mgmt | For | For | For | |||
5 | Elect Ann Q. Curry | Mgmt | For | For | For | |||
6 | Elect Joseph W. Evans | Mgmt | For | For | For | |||
7 | Elect Virginia A. Hepner | Mgmt | For | For | For | |||
8 | Elect John D. Houser | Mgmt | For | For | For | |||
9 | Elect Robert H. McMahon | Mgmt | For | For | For | |||
10 | Elect J. Daniel Speight | Mgmt | For | For | For | |||
11 | Elect J. Thomas Wiley, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Steelcase Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCS | CUSIP 858155203 | 07/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence J. Blanford | Mgmt | For | For | For | |||
1.2 | Elect William P. Crawford | Mgmt | For | For | For | |||
1.3 | Elect Connie K. Duckworth | Mgmt | For | For | For | |||
1.4 | Elect James P. Hackett | Mgmt | For | For | For | |||
1.5 | Elect R. David Hoover | Mgmt | For | For | For | |||
1.6 | Elect David W. Joos | Mgmt | For | For | For | |||
1.7 | Elect James P. Keane | Mgmt | For | For | For | |||
1.8 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
1.9 | Elect Robert C. Pew III | Mgmt | For | For | For | |||
1.10 | Elect Cathy D. Ross | Mgmt | For | For | For | |||
1.11 | Elect P. Craig Welch, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sterling Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CUSIP 85917A100 | 02/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Abrams | Mgmt | For | For | For | |||
1.2 | Elect James B. Klein | Mgmt | For | For | For | |||
1.3 | Elect John C. Millman | Mgmt | For | For | For | |||
1.4 | Elect Richard O'Toole | Mgmt | For | For | For | |||
1.5 | Elect Burt Steinberg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Stock Building Supply Holdings, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STCK | CUSIP 86101X104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert E. Mellor | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jeffrey G. Rea | Mgmt | For | Withhold | Against | |||
1.3 | Elect David L. Keltner | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Stone Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGY | CUSIP 861642106 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George R. Christmas | Mgmt | For | For | For | |||
2 | Elect B.J. Duplantis | Mgmt | For | For | For | |||
3 | Elect Peter D. Kinnear | Mgmt | For | For | For | |||
4 | Elect David T. Lawrence | Mgmt | For | For | For | |||
5 | Elect Robert S. Murley | Mgmt | For | For | For | |||
6 | Elect Richard A. Pattarozzi | Mgmt | For | For | For | |||
7 | Elect Donald E. Powell | Mgmt | For | For | For | |||
8 | Elect Kay G. Priestly | Mgmt | For | For | For | |||
9 | Elect Phyllis M. Taylor | Mgmt | For | For | For | |||
10 | Elect David H. Welch | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stoneridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRI | CUSIP 86183P102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Corey | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Draime | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Ira C. Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||
1.6 | Elect William M. Lasky | Mgmt | For | For | For | |||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul J. Schlather | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sucampo Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMP | CUSIP 864909106 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel P. Getman | Mgmt | For | For | For | |||
1.2 | Elect Peter Greenleaf | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Summit Hotel Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN | CUSIP 866082100 | 06/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kerry W. Boekelheide | Mgmt | For | For | For | |||
1.2 | Elect Daniel P. Hansen | Mgmt | For | For | For | |||
1.3 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | |||
1.4 | Elect Thomas W. Storey | Mgmt | For | For | For | |||
1.5 | Elect Wayne W. Wielgus | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symmetry Medical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMA | CUSIP 871546206 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francis T. Nusspickel | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Talmer Bancorp Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLMR | CUSIP 87482X101 | 06/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Max Berlin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald Coleman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gary Collins | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jennifer Granholm | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul Hodges III | Mgmt | For | Withhold | Against | |||
1.6 | Elect Ronald Klein | Mgmt | For | Withhold | Against | |||
1.7 | Elect David Leitch | Mgmt | For | Withhold | Against | |||
1.8 | Elect Barbara Mahone | Mgmt | For | Withhold | Against | |||
1.9 | Elect Robert Naftaly | Mgmt | For | Withhold | Against | |||
1.10 | Elect Albert Papa | Mgmt | For | Withhold | Against | |||
1.11 | Elect David Provost | Mgmt | For | Withhold | Against | |||
1.12 | Elect Wilbur Ross, Jr | Mgmt | For | Withhold | Against | |||
1.13 | Elect Thomas Schellenberg | Mgmt | For | Withhold | Against | |||
1.14 | Elect Gary Torgow | Mgmt | For | Withhold | Against | |||
1.15 | Elect Arthur Weiss | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Annual Incentive Plan | Mgmt | For | For | For | |||
TCP Capital Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCPC | CUSIP 87238Q103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric J. Draut | Mgmt | For | Withhold | Against | |||
1.2 | Elect Franklin R. Johnson | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter E. Schwab | Mgmt | For | Withhold | Against | |||
1.4 | Elect Howard M. Levkowitz | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rajneesh Vig | Mgmt | For | Withhold | Against | |||
2 | Approval to sell common stock below its net asset value | Mgmt | For | For | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | |||
3 | Elect Walter T. Beach | Mgmt | For | For | For | |||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | |||
5 | Elect John C. Chrystal | Mgmt | For | For | For | |||
6 | Elect Matthew Cohn | Mgmt | For | For | For | |||
7 | Elect Hersh Kozlov | Mgmt | For | For | For | |||
8 | Elect William H. Lamb | Mgmt | For | For | For | |||
9 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | |||
10 | Elect James J. McEntee, III | Mgmt | For | For | For | |||
11 | Elect Mei-Mei Tuan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goodyear Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Conaty | Mgmt | For | For | For | |||
2 | Elect James A. Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
7 | Elect John E. McGlade | Mgmt | For | For | For | |||
8 | Elect Michael J. Morell | Mgmt | For | For | For | |||
9 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
10 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect Michael R. Wessel | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
The Pep Boys-Manny, Moe & Jack | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBY | CUSIP 713278109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
2 | Elect John T. Sweetwood | Mgmt | For | For | For | |||
3 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
4 | Elect Robert H. Hotz | Mgmt | For | For | For | |||
5 | Elect James A. Mitarotonda | Mgmt | For | For | For | |||
6 | Elect Nick White | Mgmt | For | For | For | |||
7 | Elect Michael R. Odell | Mgmt | For | For | For | |||
8 | Elect Robert Rosenblatt | Mgmt | For | For | For | |||
9 | Elect Andrea M. Weiss | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Annual Incentive Bonus Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
Tidewater Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDW | CUSIP 886423102 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | |||
1.2 | Elect James C. Day | Mgmt | For | For | For | |||
1.3 | Elect Richard T. du Moulin | Mgmt | For | For | For | |||
1.4 | Elect Morris E. Foster | Mgmt | For | For | For | |||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||
1.6 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.7 | Elect Richard A. Pattarozzi | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey M. Platt | Mgmt | For | For | For | |||
1.9 | Elect Nicholas Sutton | Mgmt | For | For | For | |||
1.10 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
1.11 | Elect Dean E. Taylor | Mgmt | For | For | For | |||
1.12 | Elect Jack E. Thompson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tower International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOWR | CUSIP 891826109 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank E. English Jr. | Mgmt | For | For | For | |||
1.2 | Elect Jonathan Gallen | Mgmt | For | For | For | |||
2 | Amendment of the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Trimas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRS | CUSIP 896215209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
1.2 | Elect Eugene A. Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Triple-S Management Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTS | CUSIP 896749108 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adamina Soto-Martinez | Mgmt | For | For | For | |||
2 | Elect Jorge L. Fuentes-Benejam | Mgmt | For | For | For | |||
3 | Elect Francisco Tonarely-Barreto | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tristate Capital Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSC | CUSIP 89678F100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James F. Getz | Mgmt | For | For | For | |||
1.2 | Elect Richard B. Seidel | Mgmt | For | For | For | |||
1.3 | Elect Richard A. Zappala | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Short-Term Incentive Plan | Mgmt | For | For | For | |||
TTM Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTMI | CUSIP 87305R109 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenton K. Alder | Mgmt | For | For | For | |||
1.2 | Elect Philip G. Franklin | Mgmt | For | For | For | |||
2 | Approval of 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Two Harbors Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWO | CUSIP 90187B101 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect James J. Bender | Mgmt | For | For | For | |||
3 | Elect Mark D. Ein | Mgmt | For | For | For | |||
4 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |||
5 | Elect Jacques R. Rolfo | Mgmt | For | For | For | |||
6 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
7 | Elect Thomas Siering | Mgmt | For | For | For | |||
8 | Elect Brian C. Taylor | Mgmt | For | For | For | |||
9 | Elect Hope D. Woodhouse | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Ucp Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCP | CUSIP 90265Y106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Hart | Mgmt | For | Withhold | Against | |||
1.2 | Elect Kathleen R. Wade | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of Performance Measures in the 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | 2014 Short-Term Incentive Plan | Mgmt | For | For | For | |||
Unisys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIS | CUSIP 909214306 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
2 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
3 | Elect Alison Davis | Mgmt | For | For | For | |||
4 | Elect Nathaniel A. Davis | Mgmt | For | For | For | |||
5 | Elect Denise K. Fletcher | Mgmt | For | For | For | |||
6 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
7 | Elect Lee D. Roberts | Mgmt | For | For | For | |||
8 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
United Financial Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBNK | CUSIP 91030T109 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Rockville Financial, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
UniTek Global Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNTK | CUSIP 91324T302 | 12/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Stott | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Omnibus Equity Compensation Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.2 | Elect Matthew J. Grayson | Mgmt | For | For | For | |||
1.3 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||
1.4 | Elect Mandakini Puri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
VOXX International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOXX | CUSIP 91829F104 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul C. Kreuch, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter A. Lesser | Mgmt | For | Withhold | Against | |||
1.3 | Elect Stan Glasgow | Mgmt | For | Withhold | Against | |||
1.4 | Elect John J. Shalam | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick M. Lavelle | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles M. Stoehr | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ari M. Shalam | Mgmt | For | Withhold | Against | |||
1.8 | Elect Fred S. Klipsch | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Web.com Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWWW | CUSIP 94733A104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Brown | Mgmt | For | For | For | |||
1.2 | Elect Timothy I. Maudlin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wesbanco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSBC | CUSIP 950810101 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Abigail M. Feinknopf | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Limbert | Mgmt | For | For | For | |||
1.3 | Elect Jay T. McCamic | Mgmt | For | For | For | |||
1.4 | Elect F. Eric Nelson, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Todd F. Clossin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Western Alliance Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAL | CUSIP 957638109 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Sande III | Mgmt | For | For | For | |||
1.2 | Elect Robert G. Sarver | Mgmt | For | For | For | |||
1.3 | Elect Donald D. Snyder | Mgmt | For | For | For | |||
1.4 | Elect Sung Won Sohn | Mgmt | For | For | For | |||
2 | Reincorporation from Nevada to Delaware | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Wet Seal Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTSL | CUSIP 961840105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynda J. Davey | Mgmt | For | For | For | |||
2 | Elect John Goodman | Mgmt | For | For | For | |||
3 | Elect Nancy Lublin | Mgmt | For | For | For | |||
4 | Elect John S. Mills | Mgmt | For | For | For | |||
5 | Elect Kenneth M. Reiss | Mgmt | For | For | For | |||
6 | Elect Adam L. Rothstein | Mgmt | For | For | For | |||
7 | Elect Deena Varshavskaya | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Willbros Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WG | CUSIP 969203108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward J. DiPaolo | Mgmt | For | For | For | |||
2 | Elect Daniel E. Lonegran | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Director Restricted Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Voyager Fund | |||||||
Date of fiscal year end: | 12/31/2013 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect James H. Bloem | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
5 | Elect John A. King | Mgmt | For | For | For | |||
6 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
7 | Elect Jiri Michal | Mgmt | For | For | For | |||
8 | Elect Sigurdur Olafsson | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
11 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Forest Laboratories, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Aegerion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEGR | CUSIP 00767E102 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sol J. Barer | Mgmt | For | Withhold | Against | |||
1.2 | Elect Antonio M. Gotto, Jr. | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AGCO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGCO | CUSIP 001084102 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy V. Armes | Mgmt | For | For | For | |||
2 | Elect Michael C. Arnold | Mgmt | For | For | For | |||
3 | Elect P. George Benson | Mgmt | For | For | For | |||
4 | Elect Wolfgang Deml | Mgmt | For | For | For | |||
5 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | |||
6 | Elect George E. Minnich | Mgmt | For | For | For | |||
7 | Elect Martin H. Richenhagen | Mgmt | For | For | For | |||
8 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
9 | Elect Mallika Srinivasan | Mgmt | For | For | For | |||
10 | Elect Hendrikus Visser | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
7 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Compensation Policy Amendments | Mgmt | For | For | For | |||
10 | Amendment to Article 2 (Company Name) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E.I. Pyott | Mgmt | For | Against | Against | |||
2 | Elect Michael R. Gallagher | Mgmt | For | Against | Against | |||
3 | Elect Deborah Dunsire | Mgmt | For | Against | Against | |||
4 | Elect Trevor M. Jones | Mgmt | For | Against | Against | |||
5 | Elect Louis J. Lavigne, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Peter J. McDonnell | Mgmt | For | Against | Against | |||
7 | Elect Timothy D. Proctor | Mgmt | For | Against | Against | |||
8 | Elect Russell T. Ray | Mgmt | For | Against | Against | |||
9 | Elect Henri A. Termeer | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Allowing Action by Written Consent | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Alain Monie | Mgmt | For | For | For | |||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Homes 4 Rent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMH | CUSIP 02665T306 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Wayne Hughes | Mgmt | For | For | For | |||
1.2 | Elect David P. Singelyn | Mgmt | For | For | For | |||
1.3 | Elect John Corrigan | Mgmt | For | For | For | |||
1.4 | Elect Dann V. Angeloff | Mgmt | For | For | For | |||
1.5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
1.6 | Elect James H. Kropp | Mgmt | For | For | For | |||
1.7 | Elect Lynn C. Swann | Mgmt | For | For | For | |||
1.8 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
9 | Elect R. A. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | For | For | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs, Jr. | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
10 | Elect Matthew M. Zell | Mgmt | For | For | For | |||
11 | Elect Samuel Zell | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Management Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Antena 3 de Television, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3TV | CINS E0728T102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Charitable Donations to Atresmedia Foundation | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Gerhard H. Parker | Mgmt | For | For | For | |||
8 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
9 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
10 | Elect James E. Rogers | Mgmt | For | For | For | |||
11 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
12 | Elect Robert H. Swan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Robin Monro-Davies | Mgmt | For | For | For | |||
1.9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.11 | Elect Wilbur L. Ross, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.13 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.14 | Elect Russell B. Brewer, II | Mgmt | For | For | For | |||
1.15 | Elect Gary Burnet | Mgmt | For | For | For | |||
1.16 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
1.17 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.18 | Elect James M. Michener | Mgmt | For | For | For | |||
1.19 | Elect Robert B. Mills | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Banco Espírito Santo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BES | CINS X0346X153 | 05/05/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Individual Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Shareholder Proposal Regarding Ratification of Board and Supervisory Council Acts | ShrHldr | N/A | TNA | N/A | |||
6 | Remuneration Report | Mgmt | For | TNA | N/A | |||
7 | Continuance of Operation of Subsidiary | Mgmt | For | TNA | N/A | |||
8 | Authority for the Company and Subsidiaries to Trade in Company Stock and Bonds | Mgmt | For | TNA | N/A | |||
9 | Approval to Subject the Spanish Branch to Spanish Legislation | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Barrick Gold Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABX | CUSIP 067901108 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles W. D. Birchall | Mgmt | For | For | For | |||
1.2 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | |||
1.3 | Elect Ned Goodman | Mgmt | For | For | For | |||
1.4 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.5 | Elect Nancy H.O. Lockhart | Mgmt | For | For | For | |||
1.6 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
1.7 | Elect Anthony Munk | Mgmt | For | For | For | |||
1.8 | Elect David Naylor | Mgmt | For | For | For | |||
1.9 | Elect Steven J. Shapiro | Mgmt | For | For | For | |||
1.10 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | |||
1.11 | Elect John L. Thornton | Mgmt | For | For | For | |||
1.12 | Elect Ernie L. Thrasher | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Advance Notice Provision | Mgmt | For | For | For | |||
Basilea Pharmaceutica AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSLN | CINS H05131109 | 04/09/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Losses | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Elect Martin Nicklasson | Mgmt | For | TNA | N/A | |||
6 | Elect Domenico Scala | Mgmt | For | TNA | N/A | |||
7 | Elect Hans-Beat Gurtler | Mgmt | For | TNA | N/A | |||
8 | Elect Daniel Lew | Mgmt | For | TNA | N/A | |||
9 | Elect Thomas Rinderknecht | Mgmt | For | TNA | N/A | |||
10 | Elect Steven Skolsky | Mgmt | For | TNA | N/A | |||
11 | Elect Thomas Werner | Mgmt | For | TNA | N/A | |||
12 | Elect Martin Nicklasson as Chairman | Mgmt | For | TNA | N/A | |||
13 | Elect Martin Nicklasson as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
14 | Elect Steven Skolsky as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
15 | Elect Thomas Werner as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles Relating VeguV | Mgmt | For | TNA | N/A | |||
19 | General Amendments to Articles | Mgmt | For | TNA | N/A | |||
20 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
21 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP N/A | 12/23/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of shares by Marshall Wace | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP N/A | 5/26/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Distributation (transfer) of some of its shares in BigFoot GmbH (the company) to its direct shareholders, Emesco AB (Kinnevik) and Access Industries | Mgmt | For | For | For | |||
Biogen Idec, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Elect Lynn Schenk | Mgmt | For | For | For | |||
5 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
6 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
7 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
8 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
9 | Elect Brian S. Posner | Mgmt | For | For | For | |||
10 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
3 | Elect James M. Cornelius | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
2 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
3 | Elect Ralph C. Stayer | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Buzzi Unicem S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BZU | CINS T2320M109 | 11/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Convertible Bonds and Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Canadian Solar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSIQ | CUSIP 136635109 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shawn Qu | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert McDermott | Mgmt | For | Withhold | Against | |||
1.3 | Elect Lars-Eric Johansson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Harry E. Ruda | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
3 | Elect Steven Cosler | Mgmt | For | For | For | |||
4 | Elect William J. Davis | Mgmt | For | For | For | |||
5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
9 | Elect Anthony Masso | Mgmt | For | For | For | |||
10 | Amendment to Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard W. Barker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael D. Casey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | Withhold | Against | |||
1.8 | Elect James J. Loughlin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
Chemtura Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMT | CUSIP 163893209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
4 | Elect James W. Crownover | Mgmt | For | For | For | |||
5 | Elect Robert A. Dover | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
8 | Elect John K. Wulff | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Approval of the Senior Executive Bonus Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
China Railway Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0390 | CINS Y1509D116 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Final Financial Report | Mgmt | For | For | For | |||
6 | Independent Directors' Report | Mgmt | For | For | For | |||
7 | Allocation of Profit/Dividends | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Appointment of Internal Control Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
11 | Elect LI Changjin | Mgmt | For | Against | Against | |||
12 | Elect YAO Guiqing | Mgmt | For | Against | Against | |||
13 | Elect DAI Hegen | Mgmt | For | Against | Against | |||
14 | Elect GUO Peizhang | Mgmt | For | Against | Against | |||
15 | Elect WEN Baoman | Mgmt | For | Against | Against | |||
16 | Elect ZHENG Qingzhi | Mgmt | For | Against | Against | |||
17 | Elect NGAI Wai-Fung | Mgmt | For | Against | Against | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
19 | Elect LIU Chengjun | Mgmt | For | Against | Against | |||
20 | Elect CHEN Wenxin | Mgmt | For | Against | Against | |||
China Southern Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1055 | CINS Y1503W102 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Increase in Registered Capital | Mgmt | For | Against | Against | |||
10 | Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
11 | Acquisition of Aircrafts | Mgmt | For | For | For | |||
China Southern Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1055 | CINS Y1503W102 | 12/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect SI Xian Min | Mgmt | For | Against | Against | |||
3 | Elect WANG Quan Hua | Mgmt | For | Against | Against | |||
4 | Elect YUAN Xin An | Mgmt | For | Against | Against | |||
5 | Elect YANG Li Hua | Mgmt | For | Against | Against | |||
6 | Elect TAN Wan Geng | Mgmt | For | Against | Against | |||
7 | Elect ZHANG Zi Fang | Mgmt | For | Against | Against | |||
8 | Elect XU Jie Bo | Mgmt | For | Against | Against | |||
9 | Elect LI Shao Bin | Mgmt | For | Against | Against | |||
10 | Elect WEI Jin Cai | Mgmt | For | Against | Against | |||
11 | Elect NING Xiang Dong | Mgmt | For | Against | Against | |||
12 | Elect LIU Chang Le | Mgmt | For | Against | Against | |||
13 | Elect TAN Jin Song | Mgmt | For | Against | Against | |||
14 | Elect PAN Fu | Mgmt | For | Against | Against | |||
15 | Elect LI Jia Shi | Mgmt | For | Against | Against | |||
16 | Elect ZHANG Wei | Mgmt | For | Against | Against | |||
17 | Financial Services Framework Agreement | Mgmt | For | Against | Against | |||
18 | Amendments to Articles | Mgmt | For | Against | Against | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
4 | Elect M. Michele Burns | Mgmt | For | For | For | |||
5 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
6 | Elect John T. Chambers | Mgmt | For | For | For | |||
7 | Elect Brian L. Halla | Mgmt | For | For | For | |||
8 | Elect John L. Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
10 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven M. West | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Franz B. Humer | Mgmt | For | For | For | |||
4 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
9 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
10 | Elect Joan E. Spero | Mgmt | For | For | For | |||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
Cobalt International Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIE | CUSIP 19075F106 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth W. Moore | Mgmt | For | For | For | |||
1.2 | Elect Myles W. Scoggins | Mgmt | For | For | For | |||
1.3 | Elect Martin H. Young, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Jack E. Golden | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
CP ALL Public Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPALL | CINS Y1772K169 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Meeting Minutes | Mgmt | For | For | For | |||
4 | Directors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Prasert Jarupanich | Mgmt | For | Against | Against | |||
8 | Elect Narong Chearavanont | Mgmt | For | Against | Against | |||
9 | Elect Pittaya Jearavisitkul | Mgmt | For | Against | Against | |||
10 | Elect Piyawat Titasattavorakul | Mgmt | For | Against | Against | |||
11 | Elect Umroong Sanphasitvong | Mgmt | For | Against | Against | |||
12 | Directors' Fees | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Debentures | Mgmt | For | Against | Against | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
CP ALL Public Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPALL | CINS Y1772K169 | 09/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Issue Bonds | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Credicorp Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAP | CUSIP G2519Y108 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Dionisio Romero Paoletti | Mgmt | For | Against | Against | |||
3 | Elect Raimundo Morales | Mgmt | For | Against | Against | |||
4 | Elect Fernando Fort Marie | Mgmt | For | Against | Against | |||
5 | Elect Reynaldo Llosa Barber | Mgmt | For | Against | Against | |||
6 | Elect Juan Carlos Verme | Mgmt | For | Against | Against | |||
7 | Elect Luis Enrique Yarur | Mgmt | For | Against | Against | |||
8 | Elect Benedicto Ciguenas Guevara | Mgmt | For | Against | Against | |||
9 | Elect Martine Perez Monteverde | Mgmt | For | Against | Against | |||
10 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Cubist Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBST | CUSIP 229678107 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
2 | Elect Jane Henney | Mgmt | For | For | For | |||
3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
D.R. Horton, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHI | CUSIP 23331A109 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald R. Horton | Mgmt | For | For | For | |||
2 | Elect Barbara K. Allen | Mgmt | For | For | For | |||
3 | Elect Bradley S. Anderson | Mgmt | For | For | For | |||
4 | Elect Michael R. Buchanan | Mgmt | For | For | For | |||
5 | Elect Michael W. Hewatt | Mgmt | For | For | For | |||
6 | Elect Donald J. Tomnitz | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Dana Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAN | CUSIP 235825205 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia A. Kamsky | Mgmt | For | For | For | |||
1.2 | Elect Terrence J. Keating | Mgmt | For | For | For | |||
1.3 | Elect R.Bruce McDonald | Mgmt | For | For | For | |||
1.4 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
1.5 | Elect Mark A. Schulz | Mgmt | For | For | For | |||
1.6 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
1.7 | Elect Roger Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Change in Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
6 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dynavax Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVAX | CUSIP 268158102 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel L. Kisner | Mgmt | For | Withhold | Against | |||
1.2 | Elect Stanley A. Plotkin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Natale S. Ricciardi | Mgmt | For | Withhold | Against | |||
2 | Reverse Stock Split | Mgmt | For | For | For | |||
3 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George S. Barrett | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Charles E. Golden | Mgmt | For | For | For | |||
7 | Elect Linda A. Hill | Mgmt | For | For | For | |||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
11 | Elect Gregory R. Page | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred D. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
1.3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding PayPal Spin-Off | ShrHldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect Karen N. Horn | Mgmt | For | For | For | |||
3 | Elect William Kaelin | Mgmt | For | For | For | |||
4 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Brown | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James S. DiStasio | Mgmt | For | For | For | |||
5 | Elect John R. Egan | Mgmt | For | For | For | |||
6 | Elect William D. Green | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David N. Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Endo International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP G30401106 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | |||
3 | Elect John J. Delucca | Mgmt | For | For | For | |||
4 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
5 | Elect Nancy J. Hutson | Mgmt | For | For | For | |||
6 | Elect Michael Hyatt | Mgmt | For | For | For | |||
7 | Elect William P. Montague | Mgmt | For | For | For | |||
8 | Elect Jill D. Smith | Mgmt | For | For | For | |||
9 | Elect William F. Spengler | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect Mark G. Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald F. Textor | Mgmt | For | For | For | |||
7 | Elect William R. Thomas | Mgmt | For | For | For | |||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Methane Reduction Targets | ShrHldr | Against | Against | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary G. Benanav | Mgmt | For | Against | Against | |||
2 | Election of Directors | Mgmt | For | Against | Against | |||
3 | Elect William J. DeLaney | Mgmt | For | Against | Against | |||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | Against | Against | |||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | Against | Against | |||
6 | Elect Frank Mergenthaler | Mgmt | For | Against | Against | |||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | Against | Against | |||
8 | Elect John O. Parker, Jr. | Mgmt | For | Against | Against | |||
9 | Elect George Paz | Mgmt | For | Against | Against | |||
10 | Elect William L. Roper | Mgmt | For | Against | Against | |||
11 | Elect Seymour Sternberg | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Larry Glenn Johnson | Mgmt | For | For | For | |||
4 | Elect LEE Kian Soo | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Equity Grant to CHEW Thiam Keng | Mgmt | For | For | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Childhood Obesity Risks | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4R136137 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Fortress Investment Group LLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIG | CUSIP 34958B106 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David B. Barry | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard N. Haass | Mgmt | For | Withhold | Against | |||
1.3 | Elect Randal A. Nardone | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.10 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.14 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | Withhold | Against | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Glenn K. Murphy | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
12 | Elect James J. Mulva | Mgmt | For | For | For | |||
13 | Elect James E. Rohr | Mgmt | For | For | For | |||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
16 | Elect James S. Tisch | Mgmt | For | For | For | |||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Sale of Company | ShrHldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2014 Short-Term Incentive Plan | Mgmt | For | For | For | |||
17 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mortimer B. Fuller III | Mgmt | For | For | For | |||
1.2 | Elect John C. Hellmann | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Melzer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Patient Access | ShrHldr | Against | Against | For | |||
Glencore Xstrata plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Change in Company Name | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
6 | Elect Leonhard Fischer | Mgmt | For | For | For | |||
7 | Elect William E. Macaulay | Mgmt | For | For | For | |||
8 | Elect Ivan Glasenberg | Mgmt | For | For | For | |||
9 | Elect Peter R. Coates | Mgmt | For | For | For | |||
10 | Elect John Mack | Mgmt | For | For | For | |||
11 | Elect Peter T. Grauer | Mgmt | For | For | For | |||
12 | Remuneration Policy (Advisory--Non-UK issuer) | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Scrip Dividend | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric P. Lefkofsky | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Barris | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Bass | Mgmt | For | For | For | |||
1.4 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey T. Housenbold | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Election of Audit and Corporate Governance Committee Chairman and Members | Mgmt | For | For | For | |||
6 | Election of Risk Committee Chairman and Members | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 07/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorized Capital; Authority to Issue Shares | Mgmt | For | For | For | |||
2 | Authority to Implement Public Offering | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 10/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend | Mgmt | For | For | For | |||
2 | Report of the Board Regarding Share Capital | Mgmt | For | For | For | |||
3 | Report of the External Auditor | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Ordinary General Meeting Resolution Regarding Special Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 07/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon M. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Patrick T. Harker | Mgmt | For | For | For | |||
1.3 | Elect Mary C Beckerle | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
Inotera Memories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3474 | CINS Y4084K109 | 02/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | Amendments to Use of Proceeds from 2012 Fund-raising Plan | Mgmt | For | Abstain | Against | |||
7 | Amendments to Use of Proceeds from 2013 Fund-raising Plan | Mgmt | For | Abstain | Against | |||
Intermune, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITMN | CUSIP 45884X103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James I. Healy | Mgmt | For | For | For | |||
1.2 | Elect Louis Drapeau | Mgmt | For | For | For | |||
1.3 | Elect Frank Verwiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
6 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
7 | Elect Joan E. Spero | Mgmt | For | For | For | |||
8 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
9 | Elect John F. Turner | Mgmt | For | For | For | |||
10 | Elect William G. Walter | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Internet Initiative Japan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3774 | CINS J24210106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Takeshi Kikuchi | Mgmt | For | For | For | |||
3 | Elect Takamichi Miyoshi | Mgmt | For | For | For | |||
4 | Elect Akihisa Watai | Mgmt | For | For | For | |||
5 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | |||
6 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
7 | Elect Shingo Oda | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | |||
8 | Elect Akira Saeki | Mgmt | For | For | For | |||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
10 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
11 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | For | For | |||
12 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Shareholder Authority to Set Stock Options | ShrHldr | Against | Against | For | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles D. Forman | Mgmt | For | For | For | |||
1.2 | Elect George Jamieson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Equity Award Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Liberty Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Miranda Curtis | Mgmt | For | For | For | |||
2 | Elect John W. Dick | Mgmt | For | For | For | |||
3 | Elect J.C. Sparkman | Mgmt | For | For | For | |||
4 | Elect J. David Wargo | Mgmt | For | For | For | |||
5 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | |||
1.4 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Annual Reporting on Environmental Goals and Sustainability Policy | ShrHldr | Against | Against | For | |||
M.D.C. Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDC | CUSIP 552676108 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David D. Mandarich | Mgmt | For | For | For | |||
1.2 | Elect Paris G. Reece, III | Mgmt | For | For | For | |||
1.3 | Elect David Siegel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
4 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
8 | Elect Paul C. Varga | Mgmt | For | For | For | |||
9 | Elect Craig E. Weatherup | Mgmt | For | Against | Against | |||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Mahindra & Mahindra Financial Services Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMFIN | CINS Y53987122 | 07/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Bharat N. Doshi | Mgmt | For | Against | Against | |||
4 | Elect Dhananjay Mungale | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Marc Olivie | Mgmt | For | For | For | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Elect Edward Suning Tian | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Michael Grobstein | Mgmt | For | For | For | |||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Elliott Sigal | Mgmt | For | For | For | |||
12 | Elect Robert S. Singer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | List Presented by Fininvest S.p.A. | Mgmt | For | For | For | |||
6 | List Presented by Group of Shareholders Representing 0.96% of the Share Capital | Mgmt | For | N/A | N/A | |||
7 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Clive A. Meanwell | Mgmt | For | Withhold | Against | |||
1.3 | Elect Elizabeth H.S. Wyatt | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Medivation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDVN | CUSIP 58501N101 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel D. Adams | Mgmt | For | For | For | |||
1.2 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | |||
1.3 | Elect Kathryn E. Falberg | Mgmt | For | For | For | |||
1.4 | Elect David T. Hung | Mgmt | For | For | For | |||
1.5 | Elect Patrick Machado | Mgmt | For | For | For | |||
1.6 | Elect Dawn Svoronos | Mgmt | For | For | For | |||
1.7 | Elect W. Anthony Vernon | Mgmt | For | For | For | |||
1.8 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Equity Incentive Award Plan | Mgmt | For | For | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Kors | Mgmt | For | For | For | |||
2 | Elect Judy Gibbons | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Stroll | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven A. Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William H. Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||
6 | Elect David F. Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles H. Noski | Mgmt | For | For | For | |||
8 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
9 | Elect John W. Thompson | Mgmt | For | For | For | |||
10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kunio Itoh | Mgmt | For | For | For | |||
14 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
15 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
16 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
17 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
18 | Elect Hideyuki Nabeshima as a Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Jean-Michel Hegesippe | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe | Mgmt | For | Against | Against | |||
13 | Elect Bernard Attali | Mgmt | For | Against | Against | |||
14 | Elect Max Aaron | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | Against | Against | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 10/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marion Helmes | Mgmt | For | Against | Against | |||
2 | Elect Julie Southern | Mgmt | For | Against | Against | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland C. Smith | Mgmt | For | For | For | |||
2 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
5 | Elect V. James Marino | Mgmt | For | For | For | |||
6 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||
7 | Elect Michael J. Massey | Mgmt | For | For | For | |||
8 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
9 | Elect David M. Szymanski | Mgmt | For | For | For | |||
10 | Elect Nigel Travis | Mgmt | For | For | For | |||
11 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 07/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 08/21/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil R. Austrian | Mgmt | For | TNA | N/A | |||
1.2 | Elect Justin Bateman | Mgmt | For | TNA | N/A | |||
1.3 | Elect Thomas J. Colligan | Mgmt | For | TNA | N/A | |||
1.4 | Elect Marsha J. Evans | Mgmt | For | TNA | N/A | |||
1.5 | Elect Eugene V. Fife | Mgmt | For | TNA | N/A | |||
1.6 | Elect W. Scott Hedrick | Mgmt | For | TNA | N/A | |||
1.7 | Elect Kathleen Mason | Mgmt | For | TNA | N/A | |||
1.8 | Elect Michael J. Massey | Mgmt | For | TNA | N/A | |||
1.9 | Elect Raymond Svider | Mgmt | For | TNA | N/A | |||
1.10 | Elect Nigel Travis | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cynthia T. Jamison | Mgmt | N/A | For | N/A | |||
1.2 | Elect Robert L. Nardelli | Mgmt | N/A | For | N/A | |||
1.3 | Elect Jeffrey C. Smith | Mgmt | N/A | For | N/A | |||
1.4 | Elect Joseph S. Vassalluzzo | Mgmt | N/A | For | N/A | |||
1.5 | Elect Neil R. Austrian | Mgmt | N/A | For | N/A | |||
1.6 | Elect Justin Bateman | Mgmt | N/A | For | N/A | |||
1.7 | Elect Kathleen Mason | Mgmt | N/A | For | N/A | |||
1.8 | Elect Michael J. Massey | Mgmt | N/A | For | N/A | |||
1.9 | Elect Raymond Svider | Mgmt | N/A | For | N/A | |||
1.10 | Elect Nigel Travis | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
Officemax Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMX | CUSIP 67622P101 | 07/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
11 | Elect Mamoru Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Nomura | Mgmt | For | For | For | |||
13 | Elect Ikuo Uno | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
17 | Elect Jun Ishii | Mgmt | For | For | For | |||
18 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
19 | Elect Yoshio Satoh | Mgmt | For | For | For | |||
20 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
Pandora Media Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
P | CUSIP 698354107 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Chernin | Mgmt | For | For | For | |||
1.2 | Elect Brian P. McAndrews | Mgmt | For | For | For | |||
1.3 | Elect Tim Westergren | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Harold Cramer | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Long Term Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Petrofac Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFC | CINS G7052T101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Kathleen Hogenson | Mgmt | For | For | For | |||
6 | Elect Norman Murray | Mgmt | For | For | For | |||
7 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
8 | Elect Stefano Cao | Mgmt | For | For | For | |||
9 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
10 | Elect Rene Medori | Mgmt | For | For | For | |||
11 | Elect Rijnhard van Tets | Mgmt | For | For | For | |||
12 | Elect Ayman Asfari | Mgmt | For | For | For | |||
13 | Elect Marwan Chedid | Mgmt | For | For | For | |||
14 | Elect Tim Weller | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Performance Share Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Share Plan | Mgmt | For | For | For | |||
23 | Share Incentive Plan | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Potash Corporation of Saskatchewan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | |||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | |||
1.3 | Elect William J. Doyle | Mgmt | For | For | For | |||
1.4 | Elect John W. Estey | Mgmt | For | For | For | |||
1.5 | Elect Gerald W. Grandey | Mgmt | For | For | For | |||
1.6 | Elect Charles S. Hoffman | Mgmt | For | For | For | |||
1.7 | Elect Dallas J. Howe | Mgmt | For | For | For | |||
1.8 | Elect Alice D. Laberge | Mgmt | For | For | For | |||
1.9 | Elect Consuelo E. Madere | Mgmt | For | For | For | |||
1.10 | Elect Keith G. Martell | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | |||
1.12 | Elect Mary A. Mogford | Mgmt | For | For | For | |||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | 2014 Performance Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Daniel J. Murphy | Mgmt | For | For | For | |||
1.3 | Elect Vernon E. Oechsle | Mgmt | For | For | For | |||
1.4 | Elect Rick Schmidt | Mgmt | For | For | For | |||
1.5 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.9 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.10 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.2 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
1.3 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | ShrHldr | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect Francisco Ros | Mgmt | For | For | For | |||
12 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
13 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
14 | Elect Marc I. Stern | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Jan Nicholson | Mgmt | For | For | For | |||
10 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
11 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Roger J. Dow | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald E. Harrison | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
2 | Elect Jeffrey J. Clarke | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate in Order to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws in Order to Repeal Classified Board | Mgmt | For | For | For | |||
Rowan Companies plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDC | CUSIP G7665A101 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas P. Burke | Mgmt | For | Against | Against | |||
2 | Elect William T. Fox III | Mgmt | For | Against | Against | |||
3 | Elect Sir Graham Hearne | Mgmt | For | Against | Against | |||
4 | Elect Lord Moynihan | Mgmt | For | Against | Against | |||
5 | Elect John J. Quicke | Mgmt | For | Against | Against | |||
6 | Elect W. Matt Ralls | Mgmt | For | Against | Against | |||
7 | Elect Tore I. Sandvold | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
10 | Approval of the Statutory Auditors’ Remuneration | Mgmt | For | For | For | |||
11 | Approval of U.K. Directors’ Remuneration Policy | Mgmt | For | For | For | |||
12 | Approval of U.K. Statutory Implementation Report | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sands China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS G7800X107 | 07/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Tony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | |||
5 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sears Hometown and Outlet Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOS | CUSIP 812362101 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect E.J. Bird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jeffrey Flug | Mgmt | For | Withhold | Against | |||
1.3 | Elect James F. Gooch | Mgmt | For | Withhold | Against | |||
1.4 | Elect William R. Harker | Mgmt | For | Withhold | Against | |||
1.5 | Elect W. Bruce Johnson | Mgmt | For | Withhold | Against | |||
1.6 | Elect Josephine Linden | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Sega Sammy Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6460 | CINS J7028D104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hajime Satomi | Mgmt | For | For | For | |||
4 | Elect Naoya Tsurumi | Mgmt | For | For | For | |||
5 | Elect Akira Sugano | Mgmt | For | For | For | |||
6 | Elect Haruki Satomi | Mgmt | For | For | For | |||
7 | Elect Shigeru Aoki | Mgmt | For | For | For | |||
8 | Elect Hideki Okamura | Mgmt | For | For | For | |||
9 | Elect Hisao Oguchi | Mgmt | For | For | For | |||
10 | Elect Yuji Iwanaga | Mgmt | For | For | For | |||
11 | Elect Takeshi Natsuno | Mgmt | For | For | For | |||
12 | Elect Yukito Sakaue as Statutory Auditor | Mgmt | For | For | For | |||
13 | Equity Compensation Plan for Directors | Mgmt | For | For | For | |||
14 | Equity Compensation Plan for Employees | Mgmt | For | Against | Against | |||
Shanghai Electric Group Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2727 | CINS Y76824104 | 02/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | SEC Framework Deposit Agreement | Mgmt | For | Against | Against | |||
3 | SEC Framework Loan Agreement | Mgmt | For | For | For | |||
4 | SEC Framework Purchase Agreement | Mgmt | For | For | For | |||
5 | Elect XU Jianguo as Director | Mgmt | For | Against | Against | |||
6 | Elect HUANG Dinan | Mgmt | For | Against | Against | |||
7 | Elect ZHENG Jianhua | Mgmt | For | Against | Against | |||
8 | Elect YU Yingui | Mgmt | For | Against | Against | |||
9 | Elect ZHU Kelin | Mgmt | For | Against | Against | |||
10 | Elect YAO Minfang | Mgmt | For | Against | Against | |||
11 | Elect ZHU Sendi | Mgmt | For | Against | Against | |||
12 | Elect LUI Sun Wing | Mgmt | For | Against | Against | |||
13 | Elect KAN Shun Ming | Mgmt | For | Against | Against | |||
14 | Elect DONG Jianhua as Supervisor | Mgmt | For | Against | Against | |||
15 | Elect ZHOU Changsheng | Mgmt | For | Against | Against | |||
16 | Elect ZHENG Weijian | Mgmt | For | Against | Against | |||
17 | Revision of the 2013 and 2014 Annual Caps under the MESMEE Framework Purchase Agreement | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Shanghai Electric Group Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2727 | CINS Y76824104 | 09/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect ZHENG Jianhua | Mgmt | For | Against | Against | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
Shanghai Fosun Pharmaceutical (Group) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
600196 | CINS Y7682D112 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue H Shares | Mgmt | For | For | For | |||
3 | Absorption of Wholly-owned Subsidiary | Mgmt | For | For | For | |||
4 | Extension of Entrusted Loans | Mgmt | For | Against | Against | |||
5 | Authority to Give Guarantees | Mgmt | For | For | For | |||
6 | Appointment of Internal Control Auditor | Mgmt | For | For | For | |||
7 | Financial Services Agreement | Mgmt | For | For | For | |||
8 | Liability Insurance | Mgmt | For | For | For | |||
9 | Participants | Mgmt | For | For | For | |||
10 | Number, Type and Source of Shares | Mgmt | For | For | For | |||
11 | Allocation of Shares | Mgmt | For | For | For | |||
12 | Validity Period, Date of Grant, Lock-up Period and Unlocking Date | Mgmt | For | For | For | |||
13 | Pricing | Mgmt | For | For | For | |||
14 | Conditions of Granting and Unlocking | Mgmt | For | For | For | |||
15 | Adjustment Methods and Procedures | Mgmt | For | For | For | |||
16 | Accounting Treatment of Shares | Mgmt | For | For | For | |||
17 | Grant and Unlocking Procedures | Mgmt | For | For | For | |||
18 | Rights and Obligations of the Company and Participants | Mgmt | For | For | For | |||
19 | Variation and Termination of Plan | Mgmt | For | For | For | |||
20 | Principles of Repurchase and Cancellation | Mgmt | For | For | For | |||
21 | Establishment of Administrative Measures for Appraisal System for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
22 | Board Authorization for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
23 | Authority to Issue Mid-term Notes | Mgmt | For | For | For | |||
24 | Board Authorization for Issuance Mid-term Notes | Mgmt | For | For | For | |||
25 | Transfer of Intellectual Property | Mgmt | For | For | For | |||
Shanghai Fosun Pharmaceutical (Group) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
600196 | CINS Y7682D112 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Participants | Mgmt | For | For | For | |||
3 | Number, Type and Source of Shares | Mgmt | For | For | For | |||
4 | Allocation of Shares | Mgmt | For | For | For | |||
5 | Validity Period, Date of Grant, Lock-up Period and Unlocking Date | Mgmt | For | For | For | |||
6 | Pricing | Mgmt | For | For | For | |||
7 | Conditions of Granting and Unlocking | Mgmt | For | For | For | |||
8 | Adjustment Methods and Procedures | Mgmt | For | For | For | |||
9 | Accounting Treatment of Shares | Mgmt | For | For | For | |||
10 | Grant and Unlocking Procedures | Mgmt | For | For | For | |||
11 | Rights and Obligations of the Company and Participants | Mgmt | For | For | For | |||
12 | Variation and Termination of Plan | Mgmt | For | For | For | |||
13 | Principles of Repurchase and Cancellation | Mgmt | For | For | For | |||
14 | Establishment of Administrative Measures for Appraisal System for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
15 | Board Authorization for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshimitsu Gotoh | Mgmt | For | For | For | |||
4 | Elect Kazuhiko Fujiwara | Mgmt | For | For | For | |||
5 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 04/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
6 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
7 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
9 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
12 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
13 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
14 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
15 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
16 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
17 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
18 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
23 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
24 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
28 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Sony Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuo Hirai | Mgmt | For | Against | Against | |||
3 | Elect Kenichiroh Yoshida | Mgmt | For | Against | Against | |||
4 | Elect Kanemitsu Anraku | Mgmt | For | Against | Against | |||
5 | Elect Osamu Nagayama | Mgmt | For | Against | Against | |||
6 | Elect Takaaki Nimura | Mgmt | For | Against | Against | |||
7 | Elect Eikoh Harada | Mgmt | For | Against | Against | |||
8 | Elect Johichi Itoh | Mgmt | For | Against | Against | |||
9 | Elect Tim Schaaff | Mgmt | For | Against | Against | |||
10 | Elect Kazuo Matsunaga | Mgmt | For | Against | Against | |||
11 | Elect Kohichi Miyata | Mgmt | For | Against | Against | |||
12 | Elect John V. Roos | Mgmt | For | Against | Against | |||
13 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
14 | Equity Compensation Plan | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.3 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Splunk Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLK | CUSIP 848637104 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John G. Connors | Mgmt | For | For | For | |||
1.2 | Elect Patricia B. Morrison | Mgmt | For | For | For | |||
1.3 | Elect Nicholas G. Sturiale | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Spreadtrum Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPRD | CUSIP 849415203 | 07/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Datong Chen | Mgmt | For | For | For | |||
2 | Elect Scott D. Sandell | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Sun Hung Kai Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0016 | CINS Y82594121 | 11/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Margaret LEUNG KO May Yee | Mgmt | For | Against | Against | |||
6 | Elect Raymond KWOK Ping Luen | Mgmt | For | Against | Against | |||
7 | Elect Mike WONG Chik Wing | Mgmt | For | Against | Against | |||
8 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | |||
9 | Elect Walter KWOK Ping Sheung | Mgmt | For | Against | Against | |||
10 | Elect WOO Po Shing | Mgmt | For | Against | Against | |||
11 | Elect Thomas CHAN Kui Yuen | Mgmt | For | Against | Against | |||
12 | Elect KWONG Chun | Mgmt | For | Against | Against | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amendment to Intra-company Control Agreement with TESIUM GmbH | Mgmt | For | TNA | N/A | |||
10 | Amendment to Intra-company Control Agreement with Symotion GmbH | Mgmt | For | TNA | N/A | |||
11 | Amendment to Intra-company Control Agreement with Symrise US-Beteiligungs GmbH | Mgmt | For | TNA | N/A | |||
12 | Amendment to Intra-company Control Agreement with Busiris Vermogensverwaltung GmbH | Mgmt | For | TNA | N/A | |||
13 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Alfred Castino | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect Deborah A. Coleman | Mgmt | For | For | For | |||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.7 | Elect John Schwarz | Mgmt | For | For | For | |||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Non-Employee Directors Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Calvin Darden | Mgmt | For | Against | Against | |||
4 | Elect Henrique de Castro | Mgmt | For | Against | Against | |||
5 | Elect James A. Johnson | Mgmt | For | Against | Against | |||
6 | Elect Mary E. Minnick | Mgmt | For | Against | Against | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | |||
8 | Elect Derica W. Rice | Mgmt | For | Against | Against | |||
9 | Elect Kenneth L. Salazar | Mgmt | For | Against | Against | |||
10 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Elimination of Perquisites | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Prohibiting Discrimination | ShrHldr | Against | Against | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572148 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
12 | Stock Split | Mgmt | For | For | For | |||
13 | Adopt The Riot Games Option Scheme | Mgmt | For | Against | Against | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Tesla Motors Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLA | CUSIP 88160R101 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elon Musk | Mgmt | For | For | For | |||
1.2 | Elect Stephen T. Jurvetson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 02/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | CEO Employment Terms | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Dawn Airey | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | Against | Against | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | Against | Against | |||
8 | Elect Peter Marks | Mgmt | For | Against | Against | |||
9 | Elect Frank L. Meysman | Mgmt | For | Against | Against | |||
10 | Elect Carl G. Symon | Mgmt | For | Against | Against | |||
11 | Elect Warren G. Tucker | Mgmt | For | Against | Against | |||
12 | Elect Martine Verluyten | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tile Shop Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter J. Jacullo III | Mgmt | For | For | For | |||
1.2 | Elect Adam L. Suttin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of 2012 Omnibus Plan | Mgmt | For | Against | Against | |||
4 | Approval of Performance Goals for 2012 Omnibus Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn A. Britt | Mgmt | For | For | For | |||
3 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
4 | Elect David C. Chang | Mgmt | For | For | For | |||
5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter R. Haje | Mgmt | For | For | For | |||
7 | Elect Donna A. James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
10 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
11 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
12 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
13 | Elect John E. Sununu | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Norio Sasaki | Mgmt | For | Against | Against | |||
3 | Elect Hisao Tanaka | Mgmt | For | Against | Against | |||
4 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | |||
5 | Elect Makoto Kubo | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | |||
7 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | |||
8 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | |||
9 | Elect Masashi Muromachi | Mgmt | For | Against | Against | |||
10 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | |||
11 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | |||
12 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | |||
13 | Elect Toshio Masaki | Mgmt | For | Against | Against | |||
14 | Elect Naoto Nishida | Mgmt | For | Against | Against | |||
15 | Elect Keizoh Maeda | Mgmt | For | Against | Against | |||
16 | Elect Seiya Shimaoka | Mgmt | For | Against | Against | |||
17 | Elect Sakutaroh Tanino | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Capital Allocation | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Disclosure of Equipment Used at TEPCO's Fukushima Nuclear Power Plant | ShrHldr | Against | Against | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Satoshi Ozawa | Mgmt | For | For | For | |||
6 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
7 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
8 | Elect Masamoto Maekawa | Mgmt | For | For | For | |||
9 | Elect Yasumori Ihara | Mgmt | For | For | For | |||
10 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
11 | Elect Kohhei Saga | Mgmt | For | For | For | |||
12 | Elect Tokuo Fukuichi | Mgmt | For | For | For | |||
13 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
14 | Elect Yoshimasa Ishii | Mgmt | For | For | For | |||
15 | Elect Ikuo Uno | Mgmt | For | For | For | |||
16 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
17 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
18 | Elect Masaki Nakatsugawa | Mgmt | For | Against | Against | |||
19 | Elect Teisuke Kitayama | Mgmt | For | Against | Against | |||
20 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
21 | Bonus | Mgmt | For | For | For | |||
22 | Approve of Disposition of Treasury Shares and Third Party Allotment | Mgmt | For | For | For | |||
TransEnterix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRXC | CUSIP 89366M201 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. LaViolette | Mgmt | For | For | For | |||
1.2 | Elect Todd M. Pope | Mgmt | For | For | For | |||
1.3 | Elect Dennis J. Dougherty | Mgmt | For | For | For | |||
1.4 | Elect Jane H. Hsiao | Mgmt | For | For | For | |||
1.5 | Elect Aftab R. Kherani | Mgmt | For | For | For | |||
1.6 | Elect David B. Milne | Mgmt | For | For | For | |||
1.7 | Elect Richard C. Pfenniger, Jr. | Mgmt | For | For | For | |||
1.8 | Elect William N. Starling | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Tronox Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Peter Johnston | Mgmt | For | For | For | |||
1.5 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.6 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francois J. Castaing | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Gambrell | Mgmt | For | For | For | |||
1.3 | Elect David W. Meline | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tumi Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUMI | CUSIP 89969Q104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph R. Gromek | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Mardy | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Unisys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIS | CUSIP 909214306 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
2 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
3 | Elect Alison Davis | Mgmt | For | For | For | |||
4 | Elect Nathaniel A. Davis | Mgmt | For | For | For | |||
5 | Elect Denise K. Fletcher | Mgmt | For | For | For | |||
6 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
7 | Elect Lee D. Roberts | Mgmt | For | For | For | |||
8 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
1.2 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
1.3 | Elect William D. Young | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Wacker Chemie AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCH | CINS D9540Z106 | 05/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amend Agreement with DRAWIN Vertriebs-GmbH | Mgmt | For | TNA | N/A | |||
10 | Amend Agreement with Wacker-Chemie Versicherungsvermittlung GmbH | Mgmt | For | TNA | N/A | |||
11 | Amend Agreement with Alzwerke GmbH | Mgmt | For | TNA | N/A | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Susan E. Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald M. James | Mgmt | For | For | For | |||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect James H. Quigley | Mgmt | For | For | For | |||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Amendment to the Stock Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/9/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consent to sell approximately EUR $32.5MM to existing shareholders | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/29/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Certain amendments to the regulations of the Shareholders' Agreement relating to the call options granted to managing directors and employees of Zalando | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/14/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | New reverse factoring agreements: Nordea and BNP Paribas, both of which grant a credit facility for the financing of invoices from suppliers | Mgmt | For | For | For | |||
2 | Increase lease guarantee credit line provided by R & V Allgemine Versicherung | Mgmt | For | For | For | |||
3 | The business address of subsidiary Zalando Content Creation GmbH & Co. KG will be changed | Mgmt | For | For | For | |||
4 | Apppoint a second managing director for the newly founded oulet subsidiaries zOutler Berlin GmbH & zOutlet Frankfurt GmbH | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/18/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of the existing GmbH (German limited partnership) into an AG (German stock corporation) | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 12/6/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of a conversion resolution by shareholders adopting articles of association | Mgmt | For | For | For | |||
2 | Approval of a founders report and related actions taken in connection with the conversion | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 2/10/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect two new members to the supervisory board to fill vacancies caused by resignations | Mgmt | For | For | For | |||
2 | Approve an amendment to pay the chair of the audit committee an annual compensation of EUR 40,000 | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 4/7/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 1:1 share split/capital adjustment | Mgmt | For | For | For | |||
2 | Approval of the adoption of a new stock option plan amounting to apx 2.8% dilution | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 5/24/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transformation into a European stock corporation (SE, Societas Europea) | Mgmt | For | For | For | |||
Zynga Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZNGA | CUSIP 98986T108 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Pincus | Mgmt | For | Withhold | Against | |||
1.2 | Elect Don A. Mattrick | Mgmt | For | Withhold | Against | |||
1.3 | Elect L. John Doerr | Mgmt | For | Withhold | Against | |||
1.4 | Elect William B. Gordon | Mgmt | For | Withhold | Against | |||
1.5 | Elect Stanley J. Meresman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sunil Paul | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ellen F. Siminoff | Mgmt | For | Withhold | Against | |||
2 | Increase of Authorized Class A Common Stock and Decrease of Authorized Class B Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Variable Trust | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2014 | |